Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 01-01-2012 , 2012, and ending 12-31-2012
BCheck if applicable:
CName of organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
ONE KAISER PLAZA SUITE 15L
Suite
Room/suite
City or town, state or country, and ZIP + 4
OAKLAND, CA94612
D Employer identification number

84-0591617
E Telephone number

G Gross receipts $ 3,271,598,760
F Name and address of principal officer:
DONNA LYNNE
ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
N/A
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1969
M State of legal domicile: CO
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO PROVIDE HIGH-QUALITY, AFFORDABLE HEALTH CARE SERVICES TO IMPROVE THE HEALTH OF OUR MEMBERS AND THE COMMUNITIES WE SERVE
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 12
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 6,478
6 Total number of volunteers (estimate if necessary) ............. 6 1,008
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 1,335,940
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 14,549,684 16,404,939
9 Program service revenue (Part VIII, line 2g) ......... 2,850,877,885 2,982,890,216
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 26,046,278 29,986,705
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 31,381 112,424
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 2,891,505,228 3,029,394,284
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 5,805,600 8,542,100
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 607,324,341 648,286,246
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 2,224,868,677 2,317,499,253
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,837,998,618 2,974,327,599
19 Revenue less expenses. Subtract line 18 from line 12....... 53,506,610 55,066,685
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 1,454,050,830 1,536,345,871
21 Total liabilities (Part X, line 26)............. 1,104,155,026 1,156,054,316
22 Net assets or fund balances. Subtract line 21 from line 20..... 349,895,804 380,291,555
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: TO PROVIDE HIGH-QUALITY, AFFORDABLE HEALTH CARE SERVICES TO IMPROVE THE HEALTH OF OUR MEMBERS AND THE COMMUNITIES WE SERVE
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 2,675,218,312 including grants of $ 0 ) (Revenue $ 2,957,927,124 )
member health care services and medical training for care improvement Kaiser Foundation Health Plan of Colorado (KFHP of Colorado) provides medical and surgical care, including urgent care services, extended care and home health care, for its members without regards to age, sex, race, religion or national origin or the ability to pay. KFHP of Colorado educates and trains medical students and other health care professionals and promotes scientific and nursing education in order to improve care. Additional information about Colorado Health Plan's charitable activities can be found in Schedule O, Community Benefit Report.
4b (Code:   ) (Expenses $ 22,123,395 including grants of $ 0 ) (Revenue $ 389,664 )
Charitable Care (Medical Financial Assistance and Charitable Health Coverage) Colorado Health Plan provides charity care to low-income vulnerable patients through the Medical Financial Assistance (MFA) and Charitable Health Coverage (CHC) Programs. Colorado Health Plan offers financial assistance through our MFA program to help families and individuals that are unable to pay for all or part of the cost of urgent or emergent care provided in Kaiser Permanente facilities. In 2012, this program assisted more than 4,100 qualifying applicants, providing over 9,700 prescriptions and more than 18,200 outpatient office visits. The CHC program is available to low income families who are not eligible for other public or privately sponsored coverage. More than 1,200 patients were receiving comprehensive care through this program at the end of 2012.
4c (Code:   ) (Expenses $ 55,162,389 including grants of $ 0 ) (Revenue $ 24,573,428 )
Medicaid and Other Government Sponsored Programs Colorado Health Plan is committed to improving the way beneficiaries of our Medicaid and other government sponsored programs receive care, not only in our facilities, but also in the communities we serve. In 2012, Colorado Health Plan participated in the Medicaid and Children's Health Insurance Plan (CHIP) programs to support the provision of primary and specialty care to residents of the state of Colorado. At the end of 2012, over 18,000 individuals were receiving the benefits of full membership in Colorado Health Plan's managed care programs in the state of Colorado. More than 6,200 children were receiving similar benefits under the Children's Health Insurance Plan (CHIP).
(Code:   ) (Expenses $ 22,333,530 including grants of $ 8,542,100 ) (Revenue $ 0 )
SCH. O, COMMUNITY BENEFIT REPORT
4d Other program services (Describe in Schedule O.)
(Expenses $ 22,333,530 including grants of $ 8,542,100 ) (Revenue $ 0 )
4e Total program service expensesMediumBullet2,774,837,626
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I...................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II..........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
6,604
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
6,478
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
12
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CO
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletVP - NATIONAL TAX COMPLIANCEONE KAISER PLAZA 15LOAKLANDCA94612 (510) 271-6385
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Christine Cassel........................................................................
Director
 1.0
.......................10.0 		X           0 203,500 0
(2) Thomas Chapman........................................................................
Director
 1.0
.......................12.0 		X           0 214,108 17,000
(3) Daniel P garcia........................................................................
SVP, Chief Compliance Officer
 2.0
.......................48.0 		X   X       0 1,424,272 83,764
(4) William Graber........................................................................
Director
 1.0
.......................6.5 		X           0 240,823 0
(5) Eugene Grisby III........................................................................
Director
 1.0
.......................7.5 		X           0 221,000 0
(6) George C Halvorson........................................................................
Chairman and CEO
 5.0
.......................45.0 		X   X       0 9,800,351 86,158
(7) Judith Johansen........................................................................
Director
 .5
.......................5.8 		X           0 207,146 0
(8) Kim J Kaiser........................................................................
Director
 .5
.......................8.0 		X           0 228,500 0
(9) Philip Marineau........................................................................
Director
 .58
.......................6.34 		X           0 225,618 0
(10) Jenny Ming........................................................................
Director
 .3
.......................4.8 		X           0 214,323 0
(11) Edward Pei........................................................................
Director
 .5
.......................7.5 		X           0 206,641 17,000
(12) J Neal Purcell........................................................................
Director
 .5
.......................8.5 		X           0 251,464 0
(13) Cynthia Telles........................................................................
Director
 .5
.......................6.6 		X           0 226,717 0
(14) Bernard J Tyson........................................................................
President & COO
 5.0
.......................45.0 		X   X       0 4,087,093 624,945
(15) Margaret Porfido........................................................................
director
 1.0
.......................8.5 		X           0 237,779 0
(16) Kathryn Lancaster........................................................................
EVP & CFO
 4.0
.......................46.0 		    X       0 2,779,989 332,894
(17) Donna Lynne........................................................................
Group & Region President CO
 16.0
.......................34.0 		    X       0 1,109,779 224,081
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Thomas R Meier........................................................................
SVP, Corporate Treasurer
 2.0
.......................48.0 		    X       0 816,082 129,748
(19) Donald H Orndoff........................................................................
SVP, NFS
 5.0
.......................45.0 		    X       0 766,341 160,171
(20) Arthur M Southam........................................................................
EVP, Health Plan Operations
 4.0
.......................46.0 		    X       0 3,350,376 379,989
(21) Deborah Stokes........................................................................
SVP, CC & CAO
 4.0
.......................46.0 		    X       0 690,493 143,269
(22) Matthew George Weber........................................................................
VP - Regional Counsel
 30.0
.......................20.0 		    X       0 296,800 63,727
(23) Victoria B Zatkin........................................................................
VP, Off of Brd & Corp Gov Svcs
 4.0
.......................46.0 		    X       0 339,271 86,546
(24) Mark S Zemelman........................................................................
SVP, Gen Counsel & Secretary
 3.0
.......................47.0 		    X       0 1,019,066 229,497
(25) Keith J Evans........................................................................
VP, MSBD - CO
 30.0
.......................20.0 		      X     0 313,569 63,852
(26) Anne E McDow........................................................................
VP, Health Plan Admin - CO
 30.0
.......................20.0 		      X     0 360,395 88,954
(27) James Newsome........................................................................
VP, CFO - CO
 30.0
.......................20.0 		      X     0 413,880 91,005
(28) Elizabeth M Reimann........................................................................
Area Administrator - Specialty
 30.0
.......................20.0 		      X     160,000 0 37,799
(29) Nancy L Wollen........................................................................
SVP, Operations
 30.0
.......................20.0 		      X     0 446,053 99,455
(30) Jandel T Allen-Davis........................................................................
VP, Govt & External Relations
 30.0
.......................20.0 		        X   0 316,856 79,790
(31) Regina S Berman........................................................................
VP, Quality & Resource
 30.0
.......................20.0 		        X   0 377,549 71,167
(32) Richard Roland Lyon........................................................................
VP, Region Strategy Performanc
 30.0
.......................20.0 		        X   0 350,699 78,543
(33) Virginia M McLain........................................................................
VP, Primary Care & Med Special
 30.0
.......................20.0 		        X   0 410,022 105,414
(34) Robin Sadler........................................................................
VP, HR - Colorado
 30.0
.......................20.0 		        X   0 367,096 85,027
(35) Steven R Zatkin........................................................................
Former Gen. Counsel,Consultant
 0.0
.......................0.0 		          X 0 323,501 81,586
(36) Rochelle M Roth........................................................................
Former Officer, HP QCSO
 0.0
.......................0.0 		          X 0 245,044 47,186
(37) Jeffrey Hahn........................................................................
Former Dir Sales & Acct Mgmt
 0.0
.......................0.0 		          X 204,001 0 51,833
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 364,001 33,082,196 3,560,400
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet1,016
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
COLORADO PERMANENTE MEDICAL GROUP, PO BOX 373030DENVERCO80237 MEDICAL SERVICES 477,131,409
SAINT JOSEPH HOSPITAL, 1835 FRANKLIN STREETDENVERCO80218 MEDICAL SERVICES 287,848,738
COLUMBIA-HEALTHONE LLC, PO Box 403838ATLANTAGA30384 medical services 143,671,710
EXEMPLA INC, 8300 W 38TH AVENUEWHEAT RIDGECO80033 medical services 147,853,517
COLORADO LAB SERVICES, PO BOX 910506DENVERCO80291 medical services 72,332,239
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet86
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d 14,667,772
e Government grants (contributions)1e 819,165
f All other contributions, gifts, grants, and
similar amounts not included above1f 		918,002
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 16,404,939
Program Service Revenue Business Code
2a MEMBERS HEALTH DUES 621400 1,950,955,954 1,950,955,954    
b SUPPL CHARGE/PHARM 621400 142,599,621 142,599,621    
c NON-PLAN & INDUSTRIAL 621400 3,495,062 2,159,122 1,335,940  
d OTHER PROGRAM SERV 621400 64,601,134 64,601,134    
e MEDICARE 621400 821,238,445 821,238,445    
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 2,982,890,216
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 28,730,104     28,730,104
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 0      
(i) Real (ii) Personal
6a Gross rents 112,424  
b Less: rental expenses    
c Rental income or (loss) 112,424 0
d Net rental income or (loss).......MediumBullet 112,424     112,424
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 243,294,835 166,242
b Less: cost or other basis and sales expenses 241,094,573 1,109,903
c Gain or (loss) 2,200,262 -943,661
d Net gain or (loss)..........MediumBullet 1,256,601     1,256,601
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 3,029,394,284 2,981,554,276 1,335,940 30,099,129
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 8,507,800 8,507,800
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 34,300 34,300
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 0  
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 197,799   197,799  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 416,506,877 383,070,141 33,436,736 0
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 67,974,033 67,974,033    
9 Other employee benefits ....... 130,416,901 130,242,998 173,903  
10 Payroll taxes ........... 33,190,636 11,189,403 22,001,233  
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 475,795   475,795  
c Accounting ........... 1,571,375   1,571,375  
d Lobbying ........... 354,779   354,779  
e Professional fundraising services. See Part IV, line 17 0  
f Investment management fees ...... 683,168   683,168  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 0      
12 Advertising and promotion .... 11,507,605 1,541,954 9,965,651  
13 Office expenses ....... 8,585,381 7,147,301 1,438,080  
14 Information technology ...... 137,617,450 117,479,192 20,138,258  
15 Royalties .. 0      
16 Occupancy ........... 12,355,786 12,355,786    
17 Travel ............ 2,661,088 2,288,171 372,917  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 584,188   584,188  
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 42,078,943 42,078,943    
23 Insurance .............. 11,795,568 11,795,568    
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a CONTRACT PAYMENTS 997,201,395 997,201,395    
b PURCHASED MED SVC- OUTSIDE 534,760,529 534,492,144 268,385  
c SUPPLIES 336,819,541 316,231,007 20,588,534  
d PURCHASED SVC - NON-MEDICAL 74,856,138 40,667,201 34,188,937  
e All other expenses 143,590,524 90,540,289 53,050,235  
25 Total functional expenses. Add lines 1 through 24e 2,974,327,599 2,774,837,626 199,489,973 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 5,290,515 1 6,533,224
2 Savings and temporary cash investments ......... 0 2 0
3 Pledges and grants receivable, net ........... 0 3 0
4 Accounts receivable, net ............. 96,053,815 4 104,973,465
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 26,196,168 8 32,748,965
9 Prepaid expenses and deferred charges .......... 23,361,803 9 21,853,892
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 726,217,024
b Less: accumulated depreciation ..... 10b 374,676,597 339,442,504 10c 351,540,427
11 Investments—publicly traded securities .......... 925,177,783 11 979,497,908
12 Investments—other securities. See Part IV, line 11 ..... 0 12 0
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 38,528,242 15 39,197,990
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 1,454,050,830 16 1,536,345,871
Liabilities 17 Accounts payable and accrued expenses ......... 398,532,876 17 364,688,422
18 Grants payable ................. 0 18 0
19 Deferred revenue ................ 26,234,276 19 31,432,883
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 679,387,874 25 759,933,011
26 Total liabilities. Add lines 17 through 25......... 1,104,155,026 26 1,156,054,316
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..............   27  
28 Temporarily restricted net assets ...........   28  
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........ 2,410 30 2,310
31 Paid-in or capital surplus, or land, building or equipment fund ..... 0 31 0
32 Retained earnings, endowment, accumulated income, or other funds 349,893,394 32 380,289,245
33 Total net assets or fund balances ........... 349,895,804 33 380,291,555
34 Total liabilities and net assets/fund balances ........ 1,454,050,830 34 1,536,345,871
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,029,394,284
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,974,327,599
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
55,066,685
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
349,895,804
5
Net unrealized gains (losses) on investments ...............
5
37,168,627
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-61,839,561
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
380,291,555
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . 9,807,549 8,613,103 10,958,451 14,549,684 16,404,939 60,333,726
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... 2,271,435,768 2,340,697,699 2,587,673,738 2,850,877,885 2,982,890,216 13,033,575,306
3 Gross receipts from activities that are not an unrelated trade or business under section 513..           0
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...           0
5 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
6 Total. Add lines 1 through 5. 2,281,243,317 2,349,310,802 2,598,632,189 2,865,427,569 2,999,295,155 13,093,909,032
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...           0
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.           0
c Add lines 7a and 7b..           0
8 Public support (Subtract line 7c from line 6.)           13,093,909,032
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6... 2,281,243,317 2,349,310,802 2,598,632,189 2,865,427,569 2,999,295,155 13,093,909,032
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 29,515,635 26,091,143 22,888,156 22,406,248 28,842,528 129,743,710
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.           0
c Add lines 10a and 10b. 29,515,635 26,091,143 22,888,156 22,406,248 28,842,528 129,743,710
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.           0
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..           0
13 Total support. (Add lines 9, 10c, 11, and 12.).. 2,310,758,952 2,375,401,945 2,621,520,345 2,887,833,817 3,028,137,683 13,223,652,742
14
Section C. Computation of Public Support Percentage
15
15
99.019 %
16
16
99.109 %
Section D. Computation of Investment Income Percentage
17
17
0.981 %
18
18
0.891 %
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
KAISER FDN HEALTH PLAN OF COLORADO
  		Employer identification number

84-0591617
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
KAISER FDN HEALTH PLAN OF COLORADO
  		Employer identification number

84-0591617
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
KAISER FDN HEALTH PLAN OF COLORADO
  		Employer identification number

84-0591617
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
295,454
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
 
i
Other activities? ..........................
Yes
 
59,325
j
Total. Add lines 1c through 1i ...............................
354,779
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
LOBBYING ACTIVITY BY NONELECTING PUBLIC CHARITIES SCHEDULE C, PART II-B, LINE 1A THROUGH 1I The Organization is a member of the Kaiser Permanente Medical Care Program and participated in and benefited from lobbying activities conducted at the regional and national levels for the benefit of its enrolled members and for the health care industry as a whole. As an organization exempt from income tax under Internal Revenue Code Section 501(c)(3), Health Plan has a policy prohibiting internal involvement in any political campaigns. This policy is closely monitored for compliance. During the year this Organization may have made comments or statements concerning legislation which may affect the health care industry. Health Plan may have engaged in conversations with and/or written communications to various Federal, state, and local officials regarding matters which affected the healthcare industry as a whole. The amount of time and money involved in the activities is detailed on lines a through i. Health Plan employs individuals, including one or more registered lobbyists and/or may retain one or more professional consultants to represent Health Plan's interests in various legislative and regulatory bodies and from time-to-time to keep informed about Federal and state legislation having an impact on Health Plan's charitable activities as an exempt Health Maintenance Organization. These individuals attempt to ensure that proposed legislation and enacted laws are compatible with the interests of Health Plan and its members by performing the following activities: (I) Collecting, analyzing and distributing within the Organization, public and private policy recommendations regarding proposed legislation that affect the operation of Health Plan and its ability to provide quality health and medical care services to its members in a cost effective environment. (II) Providing appropriate informational materials to legislators and to their staffs that pertain to matters of common interest in the health care community and in the not-for-profit community. (III) Also by preparing written and oral testimony, these individuals appear at legislative hearings, monitor legislative proceedings and meet with legislators and/or their staffs regarding issues pertinent to the mission of Health Plan. Those individuals appearing at such hearings and meetings for and on behalf of Health Plan often are representing the interests of common interest groups as well as the interests of the members of Health Plan. (IV) Other employees and officers perform services by delivering speeches at various public and private functions and in serving as faculty in healthcare related educational programs throughout the community.
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   42,324,916 42,324,916
b Buildings ................   439,423,756 214,182,185 225,241,571
c Leasehold improvements ............   26,371,748 15,434,895 10,936,853
d Equipment ................   174,217,046 123,831,334 50,385,712
e Other .................   43,879,558 21,228,183 22,651,375
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 351,540,427
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
RESERVE FOR WORKERS COMP RISKS 4,028,339
OTHER LIABILITIES 20,131,731
PROF & PUBLIC LIABILITIES 45,230,952
POST RETIREMENT LIABILITIES 690,541,989





Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 759,933,011
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,070,566,913
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 37,168,627
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 5,094,361
e Add lines 2a through 2d ..................... 2e 42,262,988
3 Subtract line 2e from line 1..................... 3 3,028,303,925
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 1,090,359
c Add lines 4a and 4b....................... 4c 1,090,359
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,029,394,284
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 3,040,171,064
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 68,382,860
e Add lines 2a through 2d...................... 2e 68,382,860
3 Subtract line 2e from line 1..................... 3 2,971,788,204
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 683,168
b Other (Describe in Part XIII.) ............ 4b 1,856,227
c Add lines 4a and 4b....................... 4c 2,539,395
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 2,974,327,599
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Schedule D, Part X, LINE 2 FIN 48 Footnote The organization's financial statements do not include a footnote under FIN 48.
Schedule D, Part XI Reconciliation of Revenue LINE 2D: BAD DEBT EXPENSES - RECLASS <$1,856,227> GAIN/LOSS ON INVESTMENTS - BOOK 2,364,918 INTER-ENTITY REVENUE - RECLASS 6,447,859 Investment management fees - reclass <683,168> OTTI (See Note 1) < 1,179,021> TOTAL $5,094,361 Note 1: other than temporary impairment (OTTI) of investment recognized for financial statement purposes, which will be tax reported when realized. LINE4B: FIXED ASSETS LOSS - RECLASS <$1,109,903> GAIN/LOSS ON INVESTMENTS - TAX 2,200,262 TOTAL $1,090,359
Schedule D, Part XII Reconciliation of Expenses LINE 2D: FIXED ASSET LOSS - RECLASS $ 1,109,903 INTER-ENTITY REVENUE - RECLASS 6,447,859 DECREASE IN OTHER COMPREHENSIVE INCOME 60,825,098 Total $ 68,382,860 Line 4a: investment management fees - reclass $ 683,168 LINE 4b: BAD DEBT EXPENSES - RECLASS $ 1,856,227
Schedule D (Form 990) 2012

Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number
84-0591617
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) The Denver Foundation
55 Madison St 8th FL
Denver,CO80206 		84-6048381 501(c)(3) 8,500,000       Donor Contribution






















2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
1
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Scholarships 17 34,300   CASH AMOUNT  












Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
PROCEDURES FOR MONITORING THE USE OF GRANTS SCHEDULE I, PART I, LINE 2 At the end of their funding cycle, grantees are required to submit a final report which delineates accomplishments related to stated objectives. Larger grants (typically over $100K) may require quarterly progress reports.
Schedule I (Form 990) 2012


Additional Data


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Jandel T Allen-DavisVP, Govt & External Relations (i)
(ii)		 0
214,020 		0
86,923 		0
15,913 		0
66,312 		0
13,478 		0
396,646 		0
0
(2)Christine CasselDirector (i)
(ii)		 0
203,500 		0
0 		0
0 		0
0 		0
0 		0
203,500 		0
0
(3)Thomas ChapmanDirector (i)
(ii)		 0
214,108 		0
0 		0
0 		0
17,000 		0
0 		0
231,108 		0
0
(4)Keith J EvansVP, MSBD - CO (i)
(ii)		 0
212,068 		0
69,000 		0
32,501 		0
48,454 		0
15,398 		0
377,421 		0
0
(5)Daniel P garciaSVP, Chief Compliance Officer (i)
(ii)		 0
577,139 		0
815,322 		0
31,811 		0
66,865 		0
16,899 		0
1,508,036 		0
0
(6)William GraberDirector (i)
(ii)		 0
240,823 		0
0 		0
0 		0
0 		0
0 		0
240,823 		0
0
(7)Eugene Grisby IIIDirector (i)
(ii)		 0
221,000 		0
0 		0
0 		0
0 		0
0 		0
221,000 		0
0
(8)Regina S BermanVP, Quality & Resource (i)
(ii)		 0
229,183 		0
0 		0
148,366 		0
54,767 		0
16,400 		0
448,716 		0
0
(9)George C HalvorsonChairman and CEO (i)
(ii)		 0
1,242,168 		0
6,949,670 		0
1,608,513 		0
66,865 		0
19,293 		0
9,886,509 		0
0
(10)Judith JohansenDirector (i)
(ii)		 0
207,146 		0
0 		0
0 		0
0 		0
0 		0
207,146 		0
0
(11)Kim J KaiserDirector (i)
(ii)		 0
228,500 		0
0 		0
0 		0
0 		0
0 		0
228,500 		0
0
(12)Kathryn LancasterEVP & CFO (i)
(ii)		 0
650,287 		0
1,297,450 		0
832,252 		0
319,606 		0
13,288 		0
3,112,883 		0
790,044
(13)Donna LynneGroup & Region President CO (i)
(ii)		 0
491,921 		0
576,975 		0
40,883 		0
209,812 		0
14,269 		0
1,333,860 		0
0
(14)Richard Roland LyonVP, Region Strategy Performanc (i)
(ii)		 0
245,030 		0
90,013 		0
15,656 		0
65,083 		0
13,460 		0
429,242 		0
0
(15)Philip MarineauDirector (i)
(ii)		 0
225,618 		0
0 		0
0 		0
0 		0
0 		0
225,618 		0
0
(16)Anne E McDowVP, Health Plan Admin - CO (i)
(ii)		 0
216,914 		0
108,408 		0
35,073 		0
75,556 		0
13,398 		0
449,349 		0
0
(17)Virginia M McLainVP, Primary Care & Med Special (i)
(ii)		 0
210,096 		0
102,371 		0
97,555 		0
93,016 		0
12,398 		0
515,436 		0
59,654
(18)Thomas R MeierSVP, Corporate Treasurer (i)
(ii)		 0
318,951 		0
459,975 		0
37,156 		0
113,460 		0
16,288 		0
945,830 		0
0
(19)Jenny MingDirector (i)
(ii)		 0
214,323 		0
0 		0
0 		0
0 		0
0 		0
214,323 		0
0
(20)James NewsomeVP, CFO - CO (i)
(ii)		 0
244,862 		0
133,704 		0
35,314 		0
78,156 		0
12,849 		0
504,885 		0
0
(21)Donald H OrndoffSVP, NFS (i)
(ii)		 0
390,840 		0
352,750 		0
22,751 		0
143,756 		0
16,415 		0
926,512 		0
0
(22)Edward PeiDirector (i)
(ii)		 0
206,641 		0
0 		0
0 		0
17,000 		0
0 		0
223,641 		0
0
(23)J Neal PurcellDirector (i)
(ii)		 0
251,464 		0
0 		0
0 		0
0 		0
0 		0
251,464 		0
0
(24)Elizabeth M ReimannArea Administrator - Specialty (i)
(ii)		 131,358
0 		15,052
0 		13,590
0 		25,232
0 		12,567
0 		197,799
0 		0
0
(25)Robin SadlerVP, HR - Colorado (i)
(ii)		 0
194,493 		0
81,027 		0
91,576 		0
72,629 		0
12,398 		0
452,123 		0
60,518
(26)Arthur M SouthamEVP, Health Plan Operations (i)
(ii)		 0
755,588 		0
1,530,102 		0
1,064,686 		0
364,423 		0
15,566 		0
3,730,365 		0
1,019,527
(27)Deborah StokesSVP, CC & CAO (i)
(ii)		 0
347,253 		0
278,496 		0
64,744 		0
129,981 		0
13,288 		0
833,762 		0
43,578
(28)Cynthia TellesDirector (i)
(ii)		 0
226,717 		0
0 		0
0 		0
0 		0
0 		0
226,717 		0
0
(29)Bernard J TysonPresident & COO (i)
(ii)		 0
932,699 		0
2,087,352 		0
1,067,042 		0
605,550 		0
19,395 		0
4,712,038 		0
1,036,741
(30)Matthew George WeberVP - Regional Counsel (i)
(ii)		 0
220,075 		0
44,100 		0
32,625 		0
46,830 		0
16,897 		0
360,527 		0
0
(31)Nancy L WollenSVP, Operations (i)
(ii)		 0
302,043 		0
125,797 		0
18,213 		0
86,606 		0
12,849 		0
545,508 		0
0
(32)Steven R ZatkinFormer Gen. Counsel,Consultant (i)
(ii)		 0
9,900 		0
288,225 		0
25,376 		0
67,392 		0
14,194 		0
405,087 		0
0
(33)Victoria B ZatkinVP, Off of Brd & Corp Gov Svcs (i)
(ii)		 0
196,294 		0
106,133 		0
36,844 		0
84,275 		0
2,271 		0
425,817 		0
0
(34)Mark S ZemelmanSVP, Gen Counsel & Secretary (i)
(ii)		 0
465,119 		0
387,152 		0
166,795 		0
214,482 		0
15,015 		0
1,248,563 		0
124,315
(35)Margaret Porfidodirector (i)
(ii)		 0
237,779 		0
0 		0
0 		0
0 		0
0 		0
237,779 		0
0
(36)Rochelle M RothFormer Officer, HP QCSO (i)
(ii)		 0
167,060 		0
32,120 		0
45,864 		0
34,254 		0
12,932 		0
292,230 		0
47,186
(37)Jeffrey HahnFormer Dir Sales & Acct Mgmt (i)
(ii)		 136,754
0 		59,176
0 		8,071
0 		37,635
0 		14,198
0 		255,834
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule J, Part I, Line 3 Top Management Officials' Compensation Kaiser Foundation Health Plan of Colorado relied on Kaiser Foundation Health Plan, Inc. that used one or more of the methods described below to establish the top management officials' compensation: - Compensation committee - Independent compensation consultant - Form 990 of other organizations - Written employment contract - Compensation survey or study, and - Approval by the board or compensation committee.
SCHEDULE J, PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN GEORGE HALVORSON 1,500,000 KATHRYN LANCASTER 790,314 THOMAS MEIER 858 ARTHUR M SOUTHAM 1,019,527 DEBORAH STOKES 43,578 BERNARD J TYSON 1,036,741 STEVEN ZATKIN 5,087 MARK ZEMELMAN 126,344 VIRGINIA MCLAIN 59,654 ROBIN SADLER 60,518 Some of the listed persons participated in nonqualified supplemental retirement plans. Under these plans, the organization makes annual contributions to accounts held in the name of individual participants. Contributions vary by position level and pay, and vest over time based on age and/or service. Participant accounts are credited with actual investment returns from up to four mutual funds and/or with a fixed rate of interest or a combination thereof. Unvested amounts are subject to risk of forfeiture.
SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS The organization provided non-fixed payments to some of the persons listed. Payments were made under incentive plans, based on attainment of organizational performance goals and individual performance, designed to support the organization's mission to provide high-quality, affordable care and improve the health of its members and the communities it serves.
Schedule J, Part II   Bernard Tyson - Board of Directors effective 12/06/2012. J Neil Purcell - Board of Directors to 12/31/2012. Steven Zatkin - General Counsel to 6/30/2010; consultant 3/4/2011 to present.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Identifier Return Reference Explanation
Form 990, Part I, Line 7b Net Unrelated Business Taxable Income from Form 990-T, Line 34 TOTAL UBI (FORM 990-T, LINE 30) $ 60,216 NET OPERATING LOSS (NOL) APPLIED <$ 60,216> __________ UBTI WITH NOL (FORM 990-T, LINE 34) NONE
Form 990, Part VI, Line 4 Changes to governing documents The Articles of Incorporation of the Corporation were amended in 2012 as follows: Articles Four and Seven were amended to: (a) set forth a broad statement of the corporation's primary purposes that reflects current case law; (b) revise the nondiscrimination language to be consistent with current legal standards; and (c) expressly state that the corporation is prohibited from engaging in activities not permitted by Section 501(c)(3) of the Internal Revenue Code and to specifically state that the corporation shall not participate in or intervene in (including the publishing or distributing of statements) any political campaign on behalf of (or in opposition to) any candidate for public office; and the articles were fully restated to incorporate into one document all of the provisions of the articles, as amended. Amended and Restated Articles of Incorporation of the Corporation were filed April 6, 2012. The Bylaws of the Corporation were amended in 2012 as follows: On December 6, 2012, Article D, Directors and Article E, Officers were amended to provide for up to fifteen directors and up to three inside directors, and the possibility of the Chairman of the Board and the Chief Executive Officer not being the same person.
Form 990, Part VI, Line 6 Members or Stockholders KAISER FOUNDATION HEALTH PLAN, INC. IS THE SOLE MEMBER. Upon dissolution, remaining assets shall be distributed to a 501(c)(3) organization.
Form 990, Part VI, Line 7a Elect members of the governing body Kaiser Foundation Health Plan, Inc. (KFHP) appoints the Directors (and fills vacancies and has authority to remove Directors). The same 15 individuals who comprise the Board of Directors of KFHP also serve as the 15 Directors of KFHP Colorado, Ohio, Northwest and Mid-Atlantic States.
Form 990, Part VI, Line 7b Member's approval The following actions of the corporation require approval of the sole member: a. removal of the Chairman of the Board or the Regional President; b. amendment of Article D, Section D-4 of the Bylaws - Election and Term of Office of Directors.
Form 990, Part VI, Line 11b Review process 1. Key information necessary for the preparation of the tax return is obtained and/or confirmed with internal sources including regional finance, executive compensation, community benefits, treasury, government relations, and legal. 2. Community benefits details are presented to the community benefit committee of the board for review. 3. Executive compensation details are presented to the compensation committee of the board for review. 4. The complete tax return is reviewed and signed by a PRICEWATERHOUSECOOPERs LLP tax advisor. 5. The complete tax return is reviewed and signed by an officer or a member of management designated by an officer. 6. A copy of the return is provided to each board member prior to filing.
Form 990, Part VI, Line 12c Compliance enforcement A. Regularly and Consistently Monitors Compliance with the Conflicts of Interest Policy - Kaiser Permanente regularly monitors compliance with the Conflicts of Interest Policy in 3 key ways: 1. The Kaiser Permanente Compliance Hotline is available to all employees and vendors to report actual or potential conflicts of interest. All calls are answered by a third party and provided to Kaiser Permanente's National Compliance Office for review and appropriate action. Employees can report anonymously. Retaliation is prohibited. Reports of actual or potential Conflicts of Interest are generated and investigations are conducted as required and information is tracked and trended to determine if additional guidance is required to avoid or manage conflicts of interest. Compliance Hotline Reports are provided for review and action to the Kaiser Foundation Health Plan/Hospitals Boards of Directors annually. 2. The National Compliance Office and Internal Audit Services annually review the directors', officers', key employees', and executives' Annual Conflicts of Interest Questionnaire disclosures and provide direction on any investigations required. Investigations are documented, tracked and trended to determine if additional controls or education is required. In addition, Conflicts of Interest Questionnaire reports are provided for review and action to the Kaiser Foundation Health Plan/Hospitals Boards of Directors annually; and, 3. Annually, as a component of the external audit, KPMG LLP reviews the Annual Conflicts of Interest Questionnaires process completed by Directors, Officers, Key Employees, and Executives, and actions taken as a result of the disclosures. The results of the annual audit, including any findings in this area are presented to the Kaiser Foundation Health Plan/Hospitals Audit and Compliance Committee. B. Regularly and Consistently Enforces Compliance with the Conflicts of Interest Policy - To ensure consistency in the enforcement of the policy Kaiser Permanente uses the following steps as a general guideline: 1. Represented employees are subject to any corrective/disciplinary action provisions described in specific regional/national collective bargaining agreements and/or organizational policies and practices. 2. Kaiser Permanente informs employees of the National Human Resources Policy No. 14. Corrective/Disciplinary Action Policy during new employee orientation and in annual compliance training. 3. In the event that it is necessary to discipline any employee because of, but not limited to, failure to comply with applicable legal/regulatory requirements, Kaiser Permanente policies and procedures, or the Principles of Responsibility, or for unsatisfactory performance or misconduct, coaching/counseling and/or corrective/disciplinary action may include, but is not limited to: - Oral discussion and/or warning by the employee's immediate supervisor or higher level manager to correct the problem; - Written notice, with or without final warning; - Paid or unpaid suspension, with or without final warning; - Termination of employment.
Form 990, Part VI, Line 15a/b Compensation determination The executive compensation program is designed to recruit, retain and motivate qualified senior management personnel. Senior management personnel have a significant impact on the strategic and policy direction and results of the organization. Therefore, the executive compensation program is, to a significant degree, performance-based. The compensation program is reviewed annually by the Compensation Committee of the Board of Directors which evaluates and approves, prior to payment, all programs and payments to CEO, Executive Director and top management officials (executives). Base pay for executive positions is established at a level comparable to the relevant market. In addition, other components of the compensation program bear 'at-risk' features designed to focus on strategically important performance goals and to assist in attracting and retaining top performers. The executive compensation program is targeted at the median of the comparable external market in which the organization competes for executive leadership. Evaluation of comparable pay data is performed by an Independent Compensation, Benefit & Human Resource Consulting firm. The compensation program focuses on objectives in the areas of quality of member care and service, financial soundness, and the community and social mission of the organization.
Form 990, Part VI, Line 18   Available on GuideStar.org website
Form 990, Part VI, Line 19 Public Inspection Copy Governing documents - are available from the Department of Insurance and maintained on the state agency website or upon request. Conflict of Interest is available on KP website under vendor Principles of Responsibility or upon request. Financial Statements are on file with state insurance agency on a statutory basis (stand alone entity). Combined data is published for Kaiser Foundation Health Plan Inc. and subsidiaries and Kaiser Foundation Hospitals and Subsidiaries with audit opinion by KPMG LLP and is available upon request. To request copies contact: Vice President - National Tax Compliance Kaiser Foundation Health Plan and Hospitals One Kaiser Plaza, Suite 15L Oakland, CA 94612
Form 990, Part VII, Section A, Column B Hours for related organizations Individuals who are both officers and members of Boards of Directors work full time as employees as well as fulfill their board assignment. All officers work full time in their employee capacity. Full time work may require in excess of the traditional 40 hour week. Given the integrated nature of our organization, employees may provide support for various Kaiser Permanente companies. The average hours per week reported for the filing organization and related organizations was estimated.
Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in Capital Stock <$ 100> Change in Other Comprehensive Inc. < 60,825,098> Gain/Loss on Investments - Tax < 2,200,262> Gain/Loss on Investments - Book 2,364,918 OTTI Loss < 1,179,019> ______________ Total Other Changes in Net Assets <$ 61,839,561>
Form 990, Part III, Line 4a-d   2012 COMMUNITY BENEFIT REPORT KAISER FOUNDATION HEALTH PLAN OF COLORADO KAISER FOUNDATION HEALTH PLAN'S COMMITMENT TO THE COMMUNITY IN 2007, KAISER FOUNDATION HEALTH PLAN'S BOARD OF DIRECTORS REFINED THE FOCUS OF THE ORGANIZATION'S COMMUNITY BENEFIT PROGRAM AND ESTABLISHED THE FOLLOWING FOUR PRIORITY AREAS WHICH HAVE COME TO BE KNOWN AS "STREAMS OF WORK": A. CARE AND COVERAGE FOR LOW-INCOME PEOPLE - CREATES AND SUPPORTS PROGRAMS THAT LOWER THE FINANCIAL BARRIERS FOR THE UNDER- AND UNINSURED. B. COMMUNITY HEALTH INITIATIVES (CHI) - SEEKS TO MEASURABLY IMPROVE THE HEALTH OF THE COMMUNITIES WE SERVE. DESIGNS, DELIVERS, AND SUSTAINS LONG-TERM PROGRAMS THAT ENGAGE COMMUNITIES IN WORK TO IMPROVE CONDITIONS IN THEIR NEIGHBORHOODS. C. SAFETY NET PARTNERSHIPS - BUILDS PARTNERSHIPS WITH COMMUNITY CLINICS, LOCAL HEALTH DEPARTMENTS, AND PUBLIC HOSPITALS. PROVIDES FUNDING, TECHNICAL ASSISTANCE, DISSEMINATION OF CARE MANAGEMENT AND QUALITY IMPROVEMENTS TECHNOLOGY TO HELP IMPROVE CARE AND EXPAND TREATMENT CAPACITY FOR VULNERABLE POPULATIONS. D. DEVELOPING AND DISSEMINATING KNOWLEDGE - IMPROVES HEALTH CARE BY SHARING OUR KNOWLEDGE - EDUCATING PRACTITIONERS, ADVANCING RESEARCH, EMPOWERING CONSUMERS AND INFORMING POLICYMAKERS ABOUT THE EVIDENCE BASE FOR CARE AND HEALTH. THE FOLLOWING ARE DETAILS OF COMMUNITY BENEFIT ACTIVITIES PROVIDED BY KAISER FOUNDATION HEALTH PLAN OF COLORADO: IN 2012, COLORADO HEALTH PLAN SERVED 541,222 MEMBERS AND EXPENDED $92.0 MILLION (AT COST, NET OF $25.0 MILLION OF RELATED REVENUES) TO SUPPORT COMMUNITY BENEFIT ACTIVITIES. THE FOLLOWING SUMMARIZES MANY OF THE SIGNATURE COMMUNITY BENEFIT PROGRAMS AND SERVICES GROUPED ACCORDING TO THE NATIONAL STREAMS OF WORK. A. CARE AND COVERAGE FOR LOW-INCOME PEOPLE IN 2012, THE COLORADO HEALTH PLAN EXPENDED $52.3 MILLION (AT COST, NET OF $25.0 MILLION OF RELATED REVENUE) TO ADDRESS THE FINANCING AND DELIVERY OF HEALTH CARE FOR POPULATIONS VULNERABLE DUE TO SOCIO-ECONOMIC STATUS, ILLNESS, ETHNICITY, AGE, OR OTHER FACTORS. PROGRAM BENEFICIARIES (UNDER- AND UNINSURED) RECEIVED FREE OR DISCOUNTED CARE IN A KAISER PERMANENTE FACILITY OR BY A KAISER PERMANENTE PROVIDER. 1. CHARITABLE CARE (MEDICAL FINANCIAL ASSISTANCE AND CHARITABLE HEALTH COVERAGE PROGRAMS) IN COLORADO, HEALTH PLAN PROVIDES CHARITY CARE TO LOW-INCOME VULNERABLE POPULATIONS THROUGH THE MEDICAL FINANCIAL ASSISTANCE AND CHARITABLE HEALTH COVERAGE PROGRAMS. IN 2012, THE COLORADO HEALTH PLAN SPENT APPROXIMATELY $21.7 MILLION (AT COST, NET OF $390 THOUSAND IN RELATED REVENUES) ON UNDER- AND UNINSURED PATIENTS. 1) MEDICAL FINANCIAL ASSISTANCE PROGRAM THIS PROGRAM ASSISTS PATIENTS IN NEED BY SUBSIDIZING ALL OR A PORTION OF THEIR KAISER PERMANENTE MEDICAL EXPENSES. ELIGIBILITY IS BASED ON PRESCRIBED LEVELS OF INCOME, EXPENSES AND ASSETS. THIS CHARITY CARE PROGRAM ALSO INCLUDES DISCOUNTED CHARGES FOR UNINSURED PATIENTS BELOW 400% OF THE FEDERAL POVERTY GUIDELINES AND CONTRACTED COLLECTION AGENCY PRACTICES WHICH ALIGN WITH KAISER PERMANENTE SOCIAL VALUES. IN 2012, MORE THAN 4,100 PATIENTS QUALIFIED FOR BENEFITS UNDER THIS PROGRAM. ADDITIONAL CHARITY CARE IS PROVIDED THROUGH EXEMPLA, ONE OF OUR PARTNER HOSPITALS. KAISER PERMANENTE PROVIDERS PROVIDE CARE IN THE EMERGENCY ROOM, IN SURGERY SETTINGS, AS ROUNDING HOSPITALISTS, AND IN VARIOUS OTHER MEDICAL SETTINGS ON THE EXEMPLA CAMPUS. ANY ADDITIONAL FOLLOW-UP CARE IS PROVIDED IN COLORADO HEALTH PLAN'S MEDICAL OFFICES. 2) CHARITABLE COVERAGE PROGRAM CHARITABLE HEALTH COVERAGE (CHC) IS A UNIQUE APPROACH TO CARING FOR LOW-INCOME UNINSURED PERSONS IN THE COMMUNITY. ELIGIBLE PARTICIPANTS RECEIVE A REGULAR KAISER PERMANENTE MEMBERSHIP CARD AND ACCESS TO THE FULL RANGE OF OUR SERVICES AND PROVIDERS - A MUCH BETTER ALTERNATIVE TO A BRIEF AND COSTLY EMERGENCY ROOM VISIT OR HOSPITALIZATION. THIS ALLOWS US TO INVEST IN THE LONGER TERM HEALTH OF PATIENTS AND THE COMMUNITY. SINCE INCEPTION IN THE EARLY 1980S, CHC PROGRAMS HAVE MADE A REAL DIFFERENCE IN THE LIVES OF PERSONS WHO MIGHT OTHERWISE HAVE NO OTHER SOURCE OF CARE. IN COLORADO, KPSTEP IS A CHARITABLE HEALTH COVERAGE PROGRAM THAT ALLOWS UNINSURED LOW-INCOME PATIENTS ACCESS TO HEALTH CARE VIA A SUBSIDIZED INSURANCE PRODUCT. THE PROGRAM OFFERS UP TO 24 MONTHS OF MEMBERSHIP WITH RICH BENEFITS, SUBSIDIZED PREMIUMS AND LOW COPAYMENTS. PARTICIPANTS MUST QUALIFY BASED UPON INCOME AND ASSET STANDARDS, AND CAN NOT BE ELIGIBLE FOR ANY OTHER PUBLIC OR PRIVATE GROUP HEALTH CARE COVERAGE. BASED ON INCOME, THE PLAN SUBSIDIZES UP TO 95% OF THEIR PREMIUM. REFERRALS TO KPSTEP COME FROM COMMUNITY PARTNERS AND FROM COLORADO HEALTH PLAN MEMBERS LOSING THEIR COVERAGE. THE PROGRAM IS INTENDED TO PROVIDE INDIVIDUALS WITH ACCESS TO HEALTH CARE COVERAGE AT REDUCED RATES WHEN THEY ARE EXPERIENCING TRANSITIONS SUCH AS FINANCIAL DIFFICULTIES DUE TO JOB LOSS OR INVOLUNTARY REDUCTIONS IN WORKING HOURS, OR DEATH, DIVORCE OR LEGAL SEPARATION FROM A SPOUSE. 2. PARTICIPATION IN MEDICAID AND OTHER GOVERNMENT-SPONSORED PROGRAMS IN 2012, THE COLORADO HEALTH PLAN PROVIDED COVERAGE AND SERVICES VALUED AT $30.6 MILLION (AT COST, NET OF $24.6 MILLION IN RELATED REVENUES) FOR INDIVIDUALS IN THE FOLLOWING GOVERNMENT-SPONSORED PROGRAMS. 1) MEDICAID PROGRAM AS A PARTICIPANT IN COLORADO STATE'S PRIMARY CARE PROVIDER PROGRAM, COLORADO HEALTH PLAN PROVIDES PRIMARY AND SPECIALTY CARE TO MEDICAID BENEFICIARIES THAT SELECT KAISER PERMANENTE AS THEIR PRIMARY CARE PROVIDER. BENEFICIARIES HAVE ACCESS TO BOTH PRIMARY AND SPECIALTY CARE IN HEALTH PLAN FACILITIES, AS WELL AS PHARMACY AND DURABLE MEDICAL EQUIPMENT BENEFITS. HEALTH PLAN SUBMITS CHARGES TO THE STATE FOR PAYMENT ON A FEE-FOR-SERVICE BASIS. ADDITIONAL OUTSIDE SERVICES PROVIDED ARE BILLED DIRECTLY TO THE STATE. IN 2012, COLORADO HEALTH PLAN PROVIDED CARE AND SERVICES TO MORE THAN 18,000 BENEFICIARIES. 2) CHILD HEALTH PLAN PLUS (CHP+) COLORADO HEALTH PLAN PARTICIPATES IN THIS PROGRAM, SERVING APPROXIMATELY 6,300 BENEFICIARIES IN A FULLY CAPITATED HMO ARRANGEMENT. CHP+ SERVES CHILDREN UNDER AGE 19 WHO ARE U.S. CITIZENS WITH INCOMES BELOW 250% OF FEDERAL POVERTY GUIDELINES. ELIGIBILITY INCLUDES PROOF OF US CITIZENSHIP OR PERMANENT RESIDENCY, INELIGIBILITY FOR MEDICAID OR MEDICARE AND LACK OF ACCESS TO EMPLOYER-SPONSORED INSURANCE. B. SAFETY NET PARTNERSHIPS GRANTS AND DONATIONS FOR SAFETY NET PARTNERSHIPS COLORADO HEALTH PLAN'S SAFETY NET INITIATIVE DEVELOPS PARTNERSHIPS WITH EXISTING COMMUNITY HEALTH CLINICS AND ORGANIZATIONS THAT PROVIDE LOW-COST OR FREE MEDICAL RESOURCES FOR LOW-INCOME PATIENTS. THROUGH VARIOUS PROGRAMS, KAISER PERMANENTE OF COLORADO ENABLES ITS SAFETY NET PARTNERS TO PROVIDE INCREASED ACCESS TO HEALTH CARE, IMPROVED QUALITY OF CARE TO ITS PATIENTS, AND ASSISTANCE IN BUILDING THE CAPACITY OF SAFETY NET CLINICS AND ORGANIZATIONS. THE GOAL OF THIS COMMUNITY BENEFIT INITIATIVE IS TO WORK TOWARD ACHIEVING KAISER PERMANENTE'S MISSION TO IMPROVE THE HEALTH STATUS OF THE COMMUNITY WE SERVE. A SIGNIFICANT PART OF OUR SAFETY NET PROGRAM IS THROUGH KNOWLEDGE TRANSLATION (INCLUDING EDUCATION) AND GRANT MAKING OF STRATEGIC INITIATIVES TO FILL EXISTING GAPS IN THE COMMUNITY CLINIC SYSTEM. IN LATE 2012, COLORADO HEALTH PLAN CONTRIBUTED $8.5 MILLION TO THE DENVER FOUNDATION ON BEHALF OF THE KAISER PERMANENTE COMMUNITY HEALTH FUND. THE MISSION OF THIS CONTRIBUTION IS TO SUPPORT CHARITABLE ORGANIZATIONS COMMITTED TO IMPROVING THE HEALTH OF LOCAL COMMUNITIES.
C. DEVELOPING AND DISSEMINATING KNOWLEDGE   THE COLORADO HEALTH PLAN SPENT $24.4 MILLION TO SUPPORT PROGRAMS AND SERVICES FOR THE DEVELOPMENT AND DISSEMINATION OF KNOWLEDGE IN 2012. THE FOLLOWING ARE EXAMPLES OF ACTIVITIES FUNDED UNDER THIS STREAM OF WORK DURING THE YEAR. 1. CLINICAL AND HEALTH SERVICES RESEARCH IN 2012, THE COLORADO HEALTH PLAN SPENT APPROXIMATELY $17.4 MILLION TO SUPPORT COMMUNITY BENEFIT FOCUSED CLINICAL AND HEALTH SERVICES RESEARCH. MANY OF THE RESEARCH STUDIES ADDRESS CURRENT HEALTH ISSUES AND IMPROVE CARE FOR COMMON CONDITIONS WHERE TREATMENT OFTEN IS LINKED TO COMMUNITY-BASED EFFORTS, AND ARE BROADLY DISSEMINATED THROUGH ARTICLES AND PROFESSIONAL PRESENTATIONS. THE COLORADO INSTITUTE FOR HEALTH RESEARCH (IHR) CONDUCTS RESEARCH THAT TRANSLATES INTO PRACTICE AND RESULTS-IMPROVEMENTS IN CARE PROCESSES AND OUTCOMES FOR OUR MEMBERS AND THE COMMUNITY. BY WORKING CLOSELY WITH CLINICAL OPERATIONS DEPARTMENTS AND COLORADO COMMUNITY ORGANIZATIONS, THE IHR CONTRIBUTES DIRECTLY TO MAKING THE COLORADO REGION THE LEADER IN HIGH-QUALITY, COST-EFFECTIVE CARE. MUCH OF THE INTERNAL WORK OF THE IHR CONTRIBUTES TO KAISER PERMANENTE'S SOCIAL MISSION AS A NON-PROFIT HEALTH CARE ORGANIZATION. 2. TUMOR BOARD AND CANCER REGISTRY COLORADO HEALTH PLAN COLLECTS SPECIFIC CANCER PATIENT DATA TO BE SENT TO THE STATE AT PARTICULAR INTERVALS AFTER DIAGNOSIS. EACH PATIENT IS FOLLOWED ON AN ANNUAL BASIS FOR THE REMAINDER OF HIS OR HER LIFE. 3. EDUCATIONAL THEATRE PROGRAMS (ETP) FOR 26 YEARS, COLORADO'S EDUCATIONAL THEATRE PROGRAMS HAVE PROVIDED FREE, AWARD-WINNING, HEALTH EDUCATION PROGRAMS REACHING ALMOST THREE MILLION PEOPLE. IN 2012, THE EDUCATIONAL THEATRE PROGRAMS DEVOTED APPROXIMATELY $1.7 MILLION TO SERVE OVER 164,000 PEOPLE ACROSS COLORADO THROUGH A VARIETY OF OFFERINGS DELIVERING MESSAGES ABOUT ACCESS TO CARE, BULLYING PREVENTION, NUTRITION AND PHYSICAL ACTIVITY: 4. SELF-SUFFICIENCY PROGRAMS THE COLORADO HEALTH PLAN SPENT APPROXIMATELY $182 THOUSAND TO SUPPORT 20 UNDERGRADUATE PRE-HEALTH INTERNS IN 2012. THE FOLLOWING ARE DESCRIPTIONS OF TWO OF THE ACTIVITIES SUPPORTED UNDER THIS PROGRAM. - UNDERGRADUATE PRE-HEALTH PROGRAM (UPP) - UNDER THIS PROGRAM, COLORADO HEALTH PLAN OFFERS SUMMER INTERNSHIPS AND SUPPLEMENTAL EDUCATION FOR UNDERGRADUATE STUDENTS INTERESTED IN PURSUING THE HEALTH CARE PROFESSIONS OF MEDICINE, NURSING, PHARMACY AND RESEARCH. - COLORADO HEALTH PLAN ACTIVELY EMPLOYS STUDENTS FROM THE ARRUPE JESUIT HIGH SCHOOL, A COLLEGE PREP SCHOOL THAT SERVES UNDERPRIVILEGED STUDENTS OF COLOR. THE SCHOOL'S CORPORATE WORK-STUDY PROGRAM PROVIDES STUDENTS WITH REAL WORLD JOB EXPERIENCES AND EXPOSURE TO CAREERS WHILE ALLOWING THEM TO EARN 70% OF THEIR SCHOOL TUITION. 5. HEALTH PROFESSIONAL TRAINING APPROXIMATELY $5.0 MILLION WAS SPENT IN 2012 ON PROGRAMS DEDICATED TO PROMOTING THE EDUCATION OF HEALTHCARE PROFESSIONALS. THE FOLLOWING ARE EXAMPLES OF INITIATIVES FUNDED UNDER THIS PROGRAM: - THE COMMUNITY CONTINUING PROFESSIONAL DEVELOPMENT PROGRAM IS BASED UPON IDENTIFIED GAPS AND NEEDS OF OUR SAFETY NET PARTNERS. EDUCATIONAL ACTIVITIES ARE OFFERED TO PHYSICIANS AND STAFF ACROSS A SPECTRUM OF TOPICS, WITH THE INTENT OF ENHANCING THE SAFETY NET'S ABILITY TO PROVIDE ACCESS TO HIGH QUALITY CARE. - COLORADO HEALTH PLAN CONTINUTED TO SPONSOR A GRADUATE MEDICAL EDUCATION (GME) FELLOWSHIP/RESIDENT PROGRAM IN COLLABORATION WITH THE UNIVERSITY OF COLORADO. THE PROGRAM RUNS TWO TRACKS DURING THE YEAR. FROM JANUARY THROUGH JUNE, RESIDENTS ROTATE THROUGH PREVENTIVE MEDICINE, UROLOGY, AND OTOLARYNGOLOGY. FROM JULY THROUGH DECEMBER, RESIDENTS ROTATE THROUGH UROLOGY AND OTOLARYNGOLOGY. - COLORADO HEALTH PLAN SUPPORTED TRAINING PROGRAMS FOR PHYSICIAN ASSISTANTS, PHARMACY RESIDENTS, TECHNICIANS, AND OTHER NON- PHYSICIAN HEALTH PROFESSIONALS. DURING 2012, THE HEALTH PLAN CONTRIBUTED RESOURCES DEDICATED TO THE TRAINING AND EDUCATION OF STUDENTS, INTERNS AND EXTERNS PURSUING A CAREER OR WORKING IN THE HEALTH CARE FIELD. - SIX TRAINING AND EDUCATION PROGRAMS WERE OFFERED IN CONNECTION WITH THE SPECIALTY OF PHARMACY. THESE PROGRAMS PROVIDE EXPERIENTIAL PAID AND UNPAID TRAINING OPPORTUNITIES FOR PHARMACY STUDENTS FROM COLORADO AND OTHER STATES. STUDENTS SPEND TIME IN OUTPATIENT PHARMACIES OR SPECIALTY AREAS. DURING THESE ROTATIONS, STUDENTS ARE ABLE TO GAIN "HANDS-ON" LEARNING BY PROVIDING CARE TO OUR MEMBERS. - COLORADO HEALTH PLAN IS PLEASED TO SUPPORT VERY STRONG NURSE PRACTITIONER, PHYSICIAN ASSISTANT, LABORATORY AND IMAGING PROFESSIONAL TRAINING PROGRAMS. STUDENTS FROM UNIVERSITIES AND COMMUNITY COLLEGES WORK WITH OUR TALENTED PROVIDERS AND STATE-OF-THE-ART COMPUTER SYSTEMS AND EQUIPMENT TO GAIN KNOWLEDGE AND EXPERTISE IN THEIR CHOSEN FIELD OF ADVANCED PRACTICE. D. OTHER COMMUNITY BENEFIT INVESTMENTS THE COLORADO HEALTH PLAN SPENT APPROXIMATELY $6.8 MILLION ON OTHER COMMUNITY BENEFIT ACTIVITIES AND PROGRAMS BEYOND THE NATIONAL STREAMS OF WORK. THIS INCLUDES THE ADMINISTRATIVE EXPENSES OF A DEDICATED COMMUNITY BENEFIT DEPARTMENT TO SUPPORT REGIONAL COMMUNITY BENEFIT PROGRAMS AND SERVICES AND COORDINATE RELATED INITIATIVES.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
KAISER FDN HEALTH PLAN OF COLORADO
 
Employer identification number

84-0591617
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) HAMI - COLORADO LLC
ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
84-0591617 		FINANCING DE     KPHP CO
 










Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) KAISER FDN HEALTH PLAN OF GEORGIA INC

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
58-1592076 		HEALTH CARE GA 501(c)(3) 9 KFHP INC
 
Yes
 
(2) KFHP OF THE MID-ATLANTIC STATES INC

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
52-0954463 		HEALTH CARE MD 501(c)(3) 9 KFHP INC
 
Yes
 
(3) KAISER FDN HEALTH PLAN OF THE NORTHWEST

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
93-0798039 		HEALTH CARE OR 501(c)(3) 9 KFHP INC
 
Yes
 
(4) KAISER FOUNDATION HEALTH PLAN OF OHIO

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
34-0922268 		HEALTH CARE OH 501(c)(3) 9 KFHP INC
 
Yes
 
(5) KAISER FOUNDATION HOSPITALS

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
94-1105628 		HEALTH CARE CA 501(c)(3) 3 KFHP INC
 
Yes
 
(6) CAMP BOWIE SERVICE CENTER

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
94-3299123 		ADMIN CA 501(c)(3) 11 - I KFHP INC
 
Yes
 
(7) KAISER HEALTH ALTERNATIVES

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
93-0954562 		HEALTH CARE OR 501(c)(3) 9 KFHP INC
 
Yes
 
(8) KAISER HOSPITAL ASSET MANAGEMENT INC

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
94-3299125 		ASSET MGMT CA 501(c)(3) 11 - I KFH
 
Yes
 
(9) KAISER HEALTH PLAN ASSET MANAGEMENT INC

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
94-3299124 		ASSET MGMT CA 501(c)(3) 11 - I KFHP INC
 
Yes
 
(10) LOKAHI ASSURANCE LTD

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
91-2171891 		RISK MGMT HI 501(c)(3) 11 - I KFHP INC
 
Yes
 
(11) OHP

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
93-0480268 		LEASING WA 501(c)(3) 11 - I KFHP INC
 
Yes
 
(12) KAISER FOUNDATION HEALTH PLAN INC

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
94-1340523 		HEALTH CARE CA 501(c)(3) 9 NA
 
 
No
(13) 1800 HARRISON

ONE KAISER PLAZA SUITE 15L

OAKLAND,CA94612
94-3317484 		FINANCING CA 501(c)(3) 11 - II KFHP INC
 
Yes
 
(14) KAISER HOSPITAL ASSISTANCE CORPORATION

ONE KAISER PLAZA 15L

OAKLAND,CA94612
31-1779500 		FINANCING CA 501(c)(3) 11 - III-NF KFH
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) HCMS LLC

ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
20-3924985 		HEALTH CARE CA NA
  		N/A                
(2) Kaiser Permanente Ventures llc

one kaiser plaza suite 15l
oakland,CA94612
27-3339892 		investment CA na
  		N/A                










Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) ARCHIMEDES INC

ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
20-3774729 		CONSULTING CA NA
  		C CORP       Yes  
(2) KAISER PERMANENTE INTERNATIONAL

ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
94-3245176 		CONSULTING CA NA
  		C CORP       Yes  
(3) KAISER PERMANENTE INSURANCE COMPANY

ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
94-3203402 		INSURANCE CA NA
  		C CORP       Yes  
(4) KAISER PROPERTIES SERVICES INC

ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
94-3259432 		REAL ESTATE CA NA
  		C CORP       Yes  
(5) OAK TREE ASSURANCE INC

ONE KAISER PLAZA SUITE 15L
OAKLAND,CA94612
03-0329760 		INSURANCE VT NA
  		C CORP       Yes  




Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
Yes
 
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) KAISER HOSPITAL ASSET MANAGEMENT

 A 337,944 PER AGREEMENT
(2) KAISER FOUNDATION HOSPITALS

 D 763,816,414 PER AGREEMENT
(3) KAISER FOUNDATION HOSPITALS

 E 520,352,279 PER AGREEMENT
(4) KAISER FOUNDATION HEALTH PLAN INC

 L 10,825,711 PER AGREEMENT
(5) KAISER FOUNDATION HOSPITALS

 L 1,272,474,157 PER AGREEMENT
(6) KAISER FDN HEALTH PLAN OF GEORGIA INC

 L 188,046 PER AGREEMENT
(7) KFHP OF THE MID-ATLANTIC STATES INC

 L 297,306 PER AGREEMENT
(8) KAISER FDN HEALTH PLAN OF THE NORTHWEST

 L 387,397 PER AGREEMENT
(9) KAISER PERMANENTE INSURANCE COMPANY

 L 6,599,965 PER AGREEMENT
(10) LOKAHI ASSURANCE LTD

 L 1,286,552 PER AGREEMENT
(11) KAISER FOUNDATION HEALTH PLAN INC

 M 79,439,707 PER AGREEMENT
(12) KAISER FOUNDATION HOSPITALS

 M 904,791,216 PER AGREEMENT
(13) KAISER FDN HEALTH PLAN OF GEORGIA INC

 M 236,822 PER AGREEMENT
(14) KFHP OF THE MID-ATLANTIC STATES INC

 M 450,840 PER AGREEMENT
(15) KAISER FDN HEALTH PLAN OF THE NORTHWEST

 M 292,596 PER AGREEMENT
(16) KAISER FDN HEALTH PLAN OF OHIO

 M 214,655 PER AGREEMENT
(17) CAMP BOWIE SERVICE CENTER

 M 11,301,361 PER AGREEMENT
(18) KAISER HOSPITAL ASSET MANAGEMENT

 M 146,048,931 per agreement
(19) KAISER PERMANENTE INSURANCE COMPANY

 M 5,856,838 PER AGREEMENT
(20) LOKAHI ASSURANCE LTD

 M 10,311,004 PER AGREEMENT
(21) KAISER FOUNDATION HEALTH PLAN INC

 O 1,103,208 PER AGREEMENT
(22) KAISER FDN HEALTH PLAN OF OHIO

 O 596,720 PER AGREEMENT
(23) KAISER FOUNDATION HEALTH PLAN INC

 P 61,959,308 PER AGREEMENT
(24) KAISER FOUNDATION HOSPITALS

 P 3,429,483 PER AGREEMENT
(25) KFHP OF THE MID-ATLANTIC STATES INC

 P 59,336 PER AGREEMENT
(26) KAISER FDN HEALTH PLAN OF THE NORTHWEST

 P 108,243 PER AGREEMENT
(27) CAMP BOWIE SERVICE CENTER

 P 4,124,832 PER AGREEMENT
(28) KAISER PERMANENTE INSURANCE COMPANY

 P 7,670,922 PER AGREEMENT
(29) KAISER FOUNDATION HEALTH PLAN INC

 Q 67,476,614 PER AGREEMENT
(30) KAISER FOUNDATION HOSPITALS

 Q 27,773,204 PER AGREEMENT
(31) KAISER FDN HEALTH PLAN OF GEORGIA INC

 Q 234,429 PER AGREEMENT
(32) KFHP OF THE MID-ATLANTIC STATES INC

 Q 576,169 PER AGREEMENT
(33) KAISER FDN HEALTH PLAN OF THE NORTHWEST

 Q 240,695 PER AGREEMENT
(34) KAISER FDN HEALTH PLAN OF OHIO

 Q 1,229,379 PER AGREEMENT
(35) CAMP BOWIE SERVICE CENTER

 Q 20,603,771 per agreement
(36) LOKAHI ASSURANCE LTD

 Q 3,574,317 per agreement
(37) KAISER FOUNDATION HEALTH PLAN INC

 R 2,047,694 PER AGREEMENT
(38) KAISER FOUNDATION HOSPITALS

 R 180,492,431 PER AGREEMENT
(39) LOKAHI ASSURANCE LTD

 R 569,000 PER AGREEMENT
(40) KAISER FOUNDATION HEALTH PLAN INC

 S 50,457 PER AGREEMENT
(41) KAISER FOUNDATION HOSPITALS

 S 180,492,431 PER AGREEMENT
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation

Additional Data


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