Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
CHARLES KOCH FOUNDATION
 
% KARA WORTHINGTON
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 2256SuiteRoom/suite
City or town, state, and ZIP code
WICHITA, KS672012256
A Employer identification number

48-0918408
B Telephone number (see instructions)

(316) 828-6847
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$276,881,787J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 60,025,464
2 Check bullet
3 Interest on savings and temporary cash investments 1,415 1,415  
4 Dividends and interest from securities...... 3,918,994 3,918,994  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 5,391,703
b Gross sales price for all assets on line 6a 138,733,912
7 Capital gain net income (from Part IV, line 2)... 5,391,703
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,811,978 1,720,303  
12 Total. Add lines 1 through 11........ 71,149,554 11,032,415 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages...... 1,478,900     1,478,900
15 Pension plans, employee benefits....... 258,288     258,288
16a Legal fees (attach schedule)......... Click to see attachment 7,219 0 0 7,219
b Accounting fees (attach schedule)....... Click to see attachment 6,103 0 0 6,103
c Other professional fees (attach schedule).... Click to see attachment 636,481 478,017   158,464
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 231,982     20,468
19 Depreciation (attach schedule) and depletion... Click to see attachment 198,553    
20 Occupancy.............. 371,286     371,286
21 Travel, conferences, and meetings....... 145,161     145,161
22 Printing and publications.......... 5,462     5,462
23 Other expenses (attach schedule)....... Click to see attachment 238,297     238,297
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,577,732 478,017 0 2,689,648
25 Contributions, gifts, grants paid........ 13,993,693 14,920,448
26 Total expenses and disbursements. Add lines 24 and 25 17,571,425 478,017 0 17,610,096
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 53,578,129
b Net investment income (if negative, enter -0-) 10,554,398
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 676,259 428,037 428,037
2 Savings and temporary cash investments.......... 8,655,461 77,727,198 77,727,198
3 Accounts receivable bullet72,101
Less: allowance for doubtful accounts bullet   87,889 72,101 72,101
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 113,397 86,638 86,638
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet3,377,694
Less: accumulated depreciation (attach schedule) bullet   3,377,694 3,377,694 2,455,694
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 203,038,442 Click to see attachment186,067,154 196,100,488
14 Land, buildings, and equipment: basis bullet16,635
Less: accumulated depreciation (attach schedule) bullet5,004 405,231 Click to see attachment11,631 11,631
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 216,354,373 267,770,453 276,881,787
Liabilities 17 Accounts payable and accrued expenses.......... 18,746 159,554
18 Grants payable................... 2,863,946 1,938,471
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 2,882,692 2,098,025
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 213,471,681 265,672,428
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 213,471,681 265,672,428
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 216,354,373 267,770,453
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 213,471,681
2 Enter amount from Part I, line 27a..................... 2 53,578,129
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 267,049,810
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1,377,382
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 265,672,428
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ZAZOVE      
b ACIS CLO      
c EFPRP      
d EXCELSIOR      
e WINTON      
HIGHLAND      
MPAM      
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 7,854,954   7,199,070 655,884
b 50,259,461   50,124,449 135,012
c 14,265,788   12,768,305 1,497,483
d 18,135   34,669 -16,534
e 47,447,974   47,000,000 447,974
11,524,598   8,719,489 2,805,109
7,363,002   7,496,227 -133,225
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       655,884
b       135,012
c       1,497,483
d       -16,534
e       447,974
      2,805,109
      -133,225
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,391,703
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 0
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 20,955,082 215,815,197 0.097097
2010 18,901,264 203,468,683 0.092895
2009 19,551,962 155,141,798 0.126026
2008 15,476,965 170,704,588 0.090665
2007 10,080,287 127,673,989 0.078953
2 Total of line 1, column (d) ...................... 2 0.485636
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.097127
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 216,432,788
5 Multiply line 4 by line 3....................... 5 21,021,467
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 105,544
7 Add lines 5 and 6......................... 7 21,127,011
8 Enter qualifying distributions from Part XII, line 4.............. 8 17,610,096
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 211,088
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 211,088
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 211,088
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 167,719
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 20,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 187,719
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 356
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 23,725
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDC, KS, VA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CHARLESKOCHFOUNDATION.ORG
    14
    The books are in care ofbulletKARA WORTHINGTON Telephone no.bullet (316) 828-6768
    Located atbullet4111 E 37TH ST NWICHITAKS ZIP+4bullet67220
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    CHARLES CHASE KOCH DIRECTOR
    0.25     		0 0 0
    PO BOX 2256
    WICHITA,KS672012256
    ELIZABETH B KOCH DIRECTOR
    0.25     		0 0 0
    PO BOX 2256
    WICHITA,KS672012256
    CHARLES G KOCH DIRECTOR/ CHAIRMAN
    0.25     		0 0 0
    PO BOX 2256
    WICHITA,KS672012256
    HEATHER LOVE TREASURER
    1.0     		0 0 0
    PO BOX 2256
    WICHITA,KS672012256
    BRIAN MENKES SECRETARY
    1.0     		0 0 0
    1515 N COURTHOUSE RD SUITE 200
    ARLINGTON,VA22201
    RICHARD H FINK PRESIDENT/DIRECTOR
    1.0     		0 0 0
    1515 N COURTHOUSE RD SUITE 200
    ARLINGTON,VA22201
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    ALLISON KASIC PROGRAM MANAGER
    40.0     		63,313 3,591 1,440
    1515 N COURTHOUSE RD STE 200
    ARLINGTON,VA22201
    RYAN STOWERS PGM DIR HIGHER EDUC
    40.0     		185,206 11,112 1,440
    1515 N COURTHOUSE RD STE 200
    ARLINGTON,VA22201
    JOHN HARDIN PROGRAM MANAGER
    40.0     		73,063 4,384 1,440
    1515 N COURTHOUSE RD STE 200
    ARLINGTON,VA22201
    DEREK JOHNSON PGM OFF HIGHER EDUC
    40.0     		81,250 4,875 1,440
    1515 N COURTHOUSE RD STE 200
    ARLINGTON,VA22201
    CHARLES RUGER PGM OFF HIGHER EDUC
    40.0     		70,063 7,220 1,320
    1515 N COURTHOUSE RD STE 200
    ARLINGTON,VA22201
    Total number of other employees paid over $50,000...................bullet 2
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    199,216,809
    b
    Average of monthly cash balances.......................
    1b
    17,864,133
    c
    Fair market value of all other assets (see instructions)................
    1c
    2,647,777
    d
    Total (add lines 1a, b, and c).........................
    1d
    219,728,719
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    219,728,719
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    3,295,931
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    216,432,788
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    10,821,639
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    10,821,639
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    211,088
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    211,088
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    10,610,551
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    10,610,551
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    10,610,551
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    17,610,096
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    17,610,096
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    17,610,096
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 10,610,551
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 2009, 2008 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 3,779,603
    b From 2008....... 7,054,261
    c From 2009....... 11,912,574
    d From 2010....... 8,931,145
    e From 2011....... 10,279,637
    fTotal of lines 3a through e......... 41,957,220
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 17,610,096
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 10,610,551
    e Remaining amount distributed out of corpus 6,999,545
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 48,956,765
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		3,779,603
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		45,177,162
    10 Analysis of line 9:
    a Excess from 2008.... 7,054,261
    b Excess from 2009.... 11,912,574
    c Excess from 2010.... 8,931,145
    d Excess from 2011.... 10,279,637
    e Excess from 2012.... 6,999,545
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    CHARLES G KOCH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    CHARLES KOCH FOUNDATION
    1515 N COURTHOUSE ROAD SUITE 200
    ARLINGTON,VA22201
    (703) 875-1600
    bThe form in which applications should be submitted and information and materials they should include:
    ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE CRITERIA LISTED IN ATTACHMENT 16 SHOULD SUBMIT A SHORT LETTER (NO MORE THAN THREE PAGES) OUTLINING THEIR REQUEST. THE LETTER SHOULD CLEARLY AND SUCCINCTLY STATE: 1. PROSPECTIVE GRANTEE'S MISSION AND GOALS; 2. SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING SOUGHT; 3. AMOUNT OF FUNDING REQUESTED; 4. NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE PRIMARY CONTACT PERSON; AND, 5. CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT (E.G., FUNDING, IN-KIND CONTRIBUTIONS) SECURED FOR THE PROJECT. BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION 501(C)(3) PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A SECTION 501(C)(3) ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE. THE FOUNDATION KINDLY REQUESTS THAT NO
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMS THAT ANALYZE THE IMPACT OF FREE SOCIETIES, IN PARTICULAR HOW THEY ADVANCE THE WELL-BEING OF MANKIND. BUILDING ON THIS KNOWLEDGE, THE CHARLES KOCH FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE. BY DOING SO, THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER. THE CHARLES KOCH FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMS WHERE IT BELIEVES IT IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE. THE FOUNDATION ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE FOUNDATION'S AREAS OF INTEREST. IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON THE REQUESTS IT CONSIDERS. 1. THE FOUNDATION PRIMARILY MAKES GRANTS TO SECTION 501(C)(3) PUBLIC CHARITIES. THE CHARLES KOCH FOUNDATION DOES NOT SUPPORT FOR-PROFIT CORPORATIONS OR INDIVIDUALS.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Academy on Capitalism and Limited Government Found
    528 E Green St Suite 202
    Champaign,IL61820     		None Public General Support 25,000
    Acton Institute
    161 Ottawa Avenue NW
    Suite 301
    Grand Rapids,MI495032718     		None Public General Support 10,000
    Advance Arkansas Institute
    55 Fontenay Circle
    Little Rock,AR72223     		None Public General Support 5,500
    Alabama Policy Institute
    402 Office Park Dr
    Suite 300
    Birmingham,AL35223     		None Public General Support 14,000
    Albany State University Foundation
    504 College Drive
    Albany,GA31705     		None Public General Support 11,000
    Alexander Hamilton Institute
    for the Study of Western Civilizati
    21 West Park
    Clinton,NY13323     		None Public General Support 27,800
    Alma College
    614 W Superior St
    Alma,MI48801     		None Public General Support 8,500
    American Enterprise Institute
    1150 Seventeenth St NW
    Washington,DC20036     		None Public General Support 510,000
    American Spectator Foundation
    1611 N Kent St
    Suite 901
    Arlington,VA22209     		None Public General Support 10,000
    American University
    Department of Government
    School of Public Affairs
    Washington,DC200168130     		None Public General Support 15,000
    America's Future Foundation
    1513 16th Street NW
    Washington,DC20036     		None Public General Support 12,000
    Association of Private Enterprise
    300 Fletcher
    Chattanooga,TN37403     		None Public General Support 60,000
    Assumption College
    500 Salisbury Street
    Worcester,MA01609     		None Public General Support 6,000
    Atlas Economic Research Foundation
    1201 L Street NW
    2nd Floor
    Washington,DC20005     		None Public General Support 20,000
    Augustana College
    2001 South Summit Ave
    Sioux Falls,SD57197     		None Public General Support 5,000
    Azusa Pacific University
    901 E Alosta Ave
    PO Box 7000
    Azusa,CA917027000     		None Public General Support 15,000
    Ball State University
    2800 W Bethel Ave
    Muncie,IN47308     		None Public General Support 3,000
    Barton College
    PO Box 5000
    Wilson,NC27893     		None Public General Support 9,300
    Bastiat Society
    175 King St
    Charleston,SC29401     		None Public General Support 8,000
    Beloit College
    700 College Street
    Beloit,WI53511     		None Public General Support 6,000
    Bernard Center
    10120 Chapel Road
    Potomac,MD20854     		None Public General Support 40,000
    Berry College
    PO Box 495024
    Mount Berry,GA301495024     		None Public General Support 11,900
    Bethel College
    1001 Bethel Circle
    Mishawaka,IN46545     		None Public General Support 12,100
    Bill of Rights Institute
    200 N Glebe Road
    Suite 200
    Arlington,VA22203     		None Public General Support 300,000
    Birmingham Southern College
    900 Arkadelphia Rd
    Birmingham,AL35254     		None Public General Support 6,500
    Boise State University Foundation
    2225 University Drive
    Boise,ID83706     		None Public General Support 7,800
    Brown University
    PO Box 1893
    Providence,RI02912     		None Public General Support 13,000
    Buena Vista University
    610 W Fourth Street
    Storm Lake,IA50588     		None Public General Support 500
    California Public Policy Center
    18002 Irvine Blvd
    Suite 108
    Tustin,CA92780     		None Public General Support 25,000
    California State University East Bay Foundation
    25800 Carlos Bee Blvd
    Hayward,CA94542     		None Public General Support 27,000
    Campbell University
    Lundy Chair Offices
    PO Box 1145
    Buies Creek,NC27506     		None Public General Support 24,000
    Carthage College
    2001 Alford Park Drive
    Kenosha,WI53140     		None Public General Support 9,500
    Cato Institute
    1000 Massachusetts Avenue NW
    Washington,DC20001     		None Public General Support 10,000
    Cedarville University
    251 North Main Street
    Cedarville,OH45314     		None Public General Support 9,000
    Center for Excellence in Higher Education
    8520 Allison Pointe Blvd
    Suite 220
    Indianapolis,IN46250     		None Public General Support 8,000
    Center For Independent Thought
    1420 Walnut St
    Suite 1011
    Philadelphia,PA19102     		None Public General Support 15,000
    Chapman University
    1 University Drive
    Orange,CA92866     		None Public General Support 18,000
    Charleston Southern University
    9200 University Boulevard
    Charleston,SC29406     		None Public General Support 7,500
    Chestnut Hill College
    9601 Germantown Avenue
    Philadelphia,PA19118     		None Public General Support 6,000
    Christopher Newport University
    1 University Place
    Newport News,VA236062998     		None Public General Support 14,000
    Claremont McKenna College
    500 E 9th St
    Claremont,CA917116400     		None Public General Support 29,400
    Clemson University
    College of Business
    Behavioral Science
    Clemson,SC296341301     		None Public General Support 165,000
    College of Charleston
    66 George Street
    Charleston,SC29424     		None Public General Support 40,000
    College of William and Mary
    PO Box 8795
    Williamsburg,VA23187     		None Public General Support 2,500
    Competitive Enterprise Institute
    1899 L Street NW
    Floor 12
    Washington,DC20036     		None Public General Support 10,000
    Connecticut Association of Scholars
    1615 Stanley Street
    New Britain,CT06050     		None Public General Support 6,000
    Cornell College
    600 First Street SW
    Mount Vernon,IA52314     		None Public General Support 3,000
    Dartmouth College
    Department of Economics
    6106 Rockefeller Hall
    Hanover,NH03755     		None Public General Support 10,000
    Donors Trust
    109 North Henry St
    Alexandria,VA22314     		None Public General Support 25,000
    Duquesne University
    600 Forbes Avenue
    Pittsburgh,PA15282     		None Public General Support 22,000
    Education Action Group Foundation
    801 W Norton
    Suite 1
    Muskegon,MI49441     		None Public General Support 45,000
    Encounter for Education and Culture
    900 Broadway
    New York,NY10003     		None PRIVATE General Support 50,000
    Florida Gulf Coast University
    10501 FGCU Boulevard South
    Fort Myers,FL339656565     		None Public General Support 37,500
    Florida State University
    160 Bellamy Building
    113 Collegiate Loop
    Tallahassee,FL323062160     		None Public General Support 297,341
    Foundation for Individual Rights in Education
    601 Walnut Street
    Suite 510
    Philadelphia,PA19106     		None Public General Support 75,000
    Fraser Institute
    1770 Burrand St 4th floor
    Vancouver,BRITISH COLUMBIAV6J 3G7
    CA     		None Public General Support 115,000
    Free Enterprise Foundation
    PO Box 21569
    Charleston,SC29413     		None Public General Support 20,000
    Future of Freedom Foundation
    11350 Random Hill Rd
    Stuite 800
    Fairfax,VA22030     		None Public General Support 5,000
    George Fox University
    414 N Meridian Street
    Newberg,OR97132     		None Public General Support 12,650
    George Mason University Foundation
    4400 University Drive
    Fairfax,VA22030     		None Public General Support 5,455,000
    George Washington University
    2121 Eye Street NW
    Washington,DC20052     		None Public General Support 116,000
    Georgia State University Foundation
    One Park Place South
    Suite 549
    Atlanta,GA30302     		None Public General Support 9,000
    Grove City College
    100 Campus Drive
    Grove City,PA16127     		None Public General Support 32,800
    Hampden-Sydney College
    1 College Road
    Hampden Sydney,VA23943     		None Public General Support 30,600
    Hanover College
    PO Box 108
    Hanover,IN47243     		None Public General Support 3,800
    Harvard University
    95 Dunster Street
    Cambridge,MA021385926     		None Public General Support 7,500
    High Point University
    833 Montlieu Ave
    High Point,NC27262     		None Public General Support 6,000
    Hillsdale College
    33 E College Street
    Hillsdale,MI49242     		None Public General Support 34,000
    Indiana University
    513 North Park Avenue
    Bloomington,IN474083895     		None Public General Support 8,000
    Indiana University Foundation
    PO Box 500
    Bloomington,IN47402     		None Public General Support 26,000
    Institute for Energy Research
    1100 H Street NW
    Suite 400
    Washington,DC20005     		None Public General Support 5,000
    Institute for Humane Studies
    3351 Fairfax Dr
    MSN 1C5
    Arlington,VA22201     		None Public General Support 2,947,500
    International Society for Individual Liberty
    237 Kearny St
    Suite 120
    San Francisco,CA94108     		None Public General Support 7,000
    Jack Miller Center
    111 Presidential Blvd 146
    Philadelphia,PA19004     		None Public General Support 250,000
    James Madison Institute
    PO Box 37460
    Tallahassee,FL32315     		None Public General Support 25,000
    James Madison University
    800 S Main St
    Harrisonburg,VA22807     		None Public General Support 21,200
    John Brown University
    200 West University Street
    Siloam Springs,AR72761     		None Public General Support 3,000
    John Locke Foundation
    200 West Morgan Street
    Suite 200
    Raleigh,NC27601     		None Public General Support 25,000
    Johns Hopkins University
    347 Gilman Hall
    Baltimore,MD21218     		None Public General Support 10,000
    Johnson and Wales University
    801 West Trade Street
    Charlotte,SC28202     		None Public General Support 8,000
    Kennesaw State University
    Research Service Foundation
    1000 Chastain Rd
    Kennesaw,GA30144     		None Public General Support 2,500
    Kenyon College
    Kenyon College
    Gambier,OH43022     		None Public General Support 2,000
    La Sierra University
    4500 Riverwalk Pkwy
    Riverside,CA92515     		None Public General Support 7,500
    Lake Forest College
    555 N Sheridan Road
    Lake Forest,IL60045     		None Public General Support 7,000
    Lakeland College
    PO Box 359
    Sheboygan,WI530820359     		None Public General Support 7,000
    Leadership Program of the Rock
    1777 South Harrison Street
    Suite 807
    Denver,CO80210     		None Public General Support 5,000
    Lee University
    1120 North Ocoee St
    Cleveland,TN37320     		None Public General Support 6,500
    Liberty on the Rocks
    PO Box 621443
    Littleton,CO80162     		None Public General Support 10,000
    Liberty Source
    255 South Main
    Suite 100
    Logan,UT84321     		None Public General Support 177,500
    Lindenwood University
    209 S Kingshighway
    St Charles,MO63301     		None Public General Support 6,000
    Long Island University
    700 Northern Boulevard
    Brookville,NY11548     		None Public General Support 8,000
    Loyola University New Orleans
    6363 St Charles Avenue
    New Orleans,LA70118     		None Public General Support 42,000
    Manhattan Institute for Policy
    52 Vanderbilt Ave
    New York,NY10017     		None Public General Support 95,000
    Massachusetts Institute of Technology
    77 Massachusetts Ave
    Cambridge,MA02139     		None Public General Support 25,000
    McGill University
    853 Sherbrooke Street West
    Montreal,QuebecH3A 2T6
    CA     		None Public General Support 10,000
    McKendree Unviersity
    701 College Road
    Lebanon,IL62254     		None Public General Support 7,000
    Menlo College
    1000 El Camino Real
    Atherton,CA940274301     		None Public General Support 2,000
    Mercatus Center
    3351 N Fairfax Drive
    Founders Hall 4th Floor
    Arlington,VA222014433     		None Public General Support 11,000
    Mercer University
    1400 Coleman Avenue
    Macon,GA31207     		None Public General Support 21,300
    Metropolitan State College Denver Foundation
    1512 Larimer Street Suite 900
    Campus Box 14
    Denver,CO802178424     		None Public General Support 18,000
    Michigan State University
    Department of Economics
    Marshall Hall
    East Lansing,MI488241038     		None Public General Support 20,000
    Middle Tennessee State University
    Wood-Stegall Center
    Box 109
    Murfreesboro,TN37132     		None Public General Support 10,000
    Mississippi State University
    PO Box 5227
    Mississippi State,MS39762     		None Public General Support 10,000
    Montana State University
    307D Linfield Hall
    Bozeman,MT597170292     		None Public General Support 5,500
    Mount St Mary's University
    16300 Old Emmitsburg Road
    Emmitsburg,MD21727     		None Public General Support 1,800
    Murray State University
    102 Curris Center
    Murray,KY42071     		None Public General Support 7,500
    New York University
    19 W 4th Street
    New York,NY10012     		None Public General Support 35,500
    Network of Enlightened Women
    1210 Massachusetts Ave NW
    1201
    Washington,DC20005     		None Public General Support 4,000
    Nicholls State University
    Picciola Hall
    PO Box 2001
    Thibodaux,LA70310     		None Public General Support -395
    North Carolina State University
    2200 Hillsborough
    Raleigh,NC27695     		None Public General Support 9,000
    Northwest Nazarene University
    623 Holly St
    Nampa,ID83686     		None Public General Support 5,500
    Northwest University
    PO Box 579
    Kirkland,WA98033     		None Public General Support 8,000
    Northwestern Oklahoma State University
    Herod Hall Second Floor
    Alva,OK73717     		None Public General Support 3,500
    Northwestern University
    375 E Chicago Ave
    Chicago,IL60611     		None Public General Support 404
    Northwood University
    University of the Aftermarket
    4000 Whiting Drive
    Midland,MI48640     		None Public General Support 34,000
    Ohio State University
    281 W Lane Ave
    Columbus,OH43210     		None Public General Support 12,000
    Ohio State University Foundation
    1480 West Lane Avenue
    Columbus,OH43221     		None Public General Support 100,000
    Ohio University
    1 Ohio University
    Athens,OH45701     		None Public General Support 4,400
    Ohio University Foundation
    Bentley Annex 415
    Athens,OH45701     		None Public General Support 37,500
    Pennsylvania State University
    201 Old Main
    University Park,PA16802     		None Public General Support 14,500
    Pepperdine University
    24255 Pacific Coast Highway
    Malibu,CA902634819     		None Public General Support 17,500
    Presbyterian College
    503 Broad Street
    Clinton,SC29325     		None Public General Support 2,500
    Providence College
    Sowa Hall 236
    Providence,RI02918     		None Public General Support 7,700
    Ramapo College Foundation
    505 Ramapo Valley Rd
    Mahwah,NJ07430     		None Public General Support 8,000
    Regent University
    1000 Regent University Drive
    Virginia Beach,VA234649800     		None Public General Support 23,000
    Rensselaer Polytechnic Institute
    110 8th St
    Troy,NY12180     		None Public General Support 8,000
    Robert Morris University
    6001 University Boulevard
    Moon Township,PA151081189     		None Public General Support 8,000
    Rockford College
    5050 East State Street
    Rockford,IL61108     		None Public General Support 14,000
    Rogers State University Foundation
    1701 West Will Rogers Boulevard
    Claremore,OK74017     		None Public General Support 8,000
    Rutgers University
    303 Cooper Street
    Camden,NJ08102     		None Public General Support 13,500
    Ryan Foundation
    805 Brower Road
    Wayne,PA19087     		None Public General Support 17,500
    Salisbury University
    1101 Camden Avenue
    Salisbury,MD218016860     		None Public General Support 12,000
    Sarah Lawrence College
    1 Mead Way
    Bronxville,NY10708     		None Public General Support 5,500
    Seton Hall University
    400 South Orange Avenue
    South Orange,NJ07079     		None Public General Support 12,000
    Skidmore College
    815 North Broadway
    Saratoga Springs,NY12866     		None Public General Support 4,600
    Southeastern Baptist Theologic
    PO Box 1889
    Wake Forest,NC27588     		None Public General Support 8,000
    Southern Illinois University
    PO Box 1620
    Edwardsville,IL620261620     		None Public General Support 14,300
    Southern Illinois University Foundation
    1235 Douglas Drive
    Mail Code 6805
    Carbondale,IL629014308     		None Public General Support 6,000
    Southern Methodist University
    PO Box 750333
    Dallas,TX752750333     		None Public General Support 100,000
    St Ambrose University
    518 W Locust Street
    Davenport,IA52803     		None Public General Support 15,000
    St Anselm College
    100 Saint Anselm Dr
    Manchester,NH03102     		None Public General Support 3,000
    St Bonaventure University
    3261 W State Road
    St Bonaventure,NY14778     		None Public General Support 5,000
    St Cloud State University Foundation
    720 4th Avenue South
    Saint Cloud,MN563014498     		None Public General Support 6,000
    St Edwards University
    3001 S Congress Ave
    Austin,TX78704     		None Public General Support 4,000
    St John Fisher College
    3690 East Avenue
    Rochester,NY14618     		None Public General Support 15,500
    St John's University
    8000 Utopia Parkway
    Queens,NY11439     		None Public General Support 32,000
    St Lawrence University
    23 Romoda Drive
    Canton,NY13617     		None Public General Support 15,200
    St Mary's College of Maryland
    18952 E Fisher Rd
    Sait Marys City,MD20686     		None Public General Support 7,000
    St Vincent College
    300 Frasor Purchase Road
    Latrobe,PA15650     		None Public General Support 10,000
    State Policy Network
    1655 North Fort Meyer Drive
    Suite 360
    Arlington,VA22209     		None Public General Support 1,000
    State University of New York
    101 Broad Street
    Plattsburgh,NY12901     		None Public General Support 7,500
    Step Up Ministry
    1701 Oberlin Road
    Raleigh,NC27608     		None Public General Support 25,000
    Stephen F Austin State University
    Box 13004 SFA Station
    Nacogdoches,TX759623004     		None Public General Support 20,100
    Stonehill College
    320 Washington St
    North Easton,MA02357     		None Public General Support 14,000
    Students for Liberty
    PO Box 17321
    Arlington,VA22216     		None Public General Support 50,000
    Suffolk University
    8 Ashburton Place
    Boston,MA021082770     		None Public General Support 44,734
    Texas A&M University
    Blocker 227
    College Station,TX77843     		None Public General Support 16,700
    Texas State University
    601 University Drive
    San Marcos,TX78666     		None Public General Support 10,750
    The Catholic University of America
    620 Michigan Ave NE
    Washington,DC20064     		None Public General Support 8,000
    The Citadel Foundation
    171 Moultrie Street
    Charleston,SC294096230     		None Public General Support 4,500
    The College of New Jersey
    2000 Pennington Rd
    Ewing,NJ08628     		None Public General Support 18,200
    The Educational Reviewer
    PO Box 4
    Mecosta,MI49332     		None Public General Support 4,000
    The Fund for American Studies
    1706 New Hampshire Ave NW
    Washington,DC20009     		None Public General Support 48,000
    The Phillips Foundation
    One Massachusetts Ave NW
    Suite 620
    Washington,DC20001     		None PRIVATE General Support 55,000
    Tower Foundation of San Jose State
    One Washington Square
    San Jose,CA95192     		None Public General Support 25,000
    Trinity College
    300 Summit Street
    Hartford,CT06106     		None Public General Support 10,000
    Troy University Foundation
    216 Adams Administration Building
    Troy,AL36082     		None Public General Support 274,500
    Tulane University
    6823 St Charles Avenue
    New Orleans,LA70118     		None Public General Support 6,000
    UCLA Foundation
    10920 Wilshire Boulevard
    Suite 900
    Los Angeles,CA90024     		None Public General Support 9,000
    University Enterprises Corporation
    5500 University Parkway
    San Bernardino,CA92407     		None Public General Support 7,000
    University of Akron
    302 Buchtel Commons
    The University of Akron
    Akron,OH44325     		None Public General Support 16,750
    University of Alaska
    PO Box 756080
    Fairbanks,AK99775     		None Public General Support 15,000
    University of Arizona Foundation
    PO Box 210109
    1111 North Cherry Avenue
    Tucson,AZ857210109     		None Public General Support 249,520
    University of Central Arkansas
    UCA Box 4986
    Conway,AR720354986     		None Public General Support 15,000
    University of Colorado
    1420 Austin Bluffs Pkwy
    Colorado Springs,CO80918     		None Public General Support 3,000
    University of Dallas
    1845 E Northgate Dr
    Irving,TX75062     		None Public General Support 21,000
    University of Dayton
    300 College Park
    Dayton,OH45469     		None Public General Support 15,750
    University of Georgia Foundation
    Milledge Centre Suite 100
    394 South Milledge Ave
    Athens,GA306025582     		None Public General Support 3,800
    University of Hawaii
    200 W Kawili St
    Hilo,HI967204091     		None Public General Support 7,500
    University of Louisville
    Department of Political Science
    Ford Hall Room 205
    Louisville,KY40292     		None Public General Support 14,000
    University of Maryland
    1000 Hilltop Circle
    ECS 329
    Baltimore,MD21250     		None Public General Support 5,700
    University of Memphis
    341 Administration Building
    Memphis,TN38152     		None Public General Support 6,000
    University of Mississippi
    PO Box 1848
    University,MS38677     		None Public General Support 8,500
    University of Missouri
    904 Virginia Ave
    Columbia,MO65201     		None Public General Support 27,000
    University of Nebraska
    6001 Dodge Street
    Omaha,NE68182     		None Public General Support 9,949
    University of Nevada
    1664 N Virginia Street
    Reno,NV895570208     		None Public General Support 7,000
    University of New Orleans Foundation
    2021 Lakeshore Drive
    Suite 420
    New Orleans,LA70122     		None Public General Support 6,000
    University of North Carolina
    103 South Building CB 9100
    Chapel Hill,NC27599     		None Public General Support 116,800
    University of Notre Dame
    400 Main Building
    Notre Dame,IN46556     		None Public General Support 18,000
    University of Oklahoma
    729 Elm Avenue
    Hester Hall Room 329
    Norman,OK730190390     		None Public General Support 3,000
    University of Richmond
    G - 17 Maryland Hall
    Univ Of Richmond,VA23173     		None Public General Support 15,500
    University of San Diego
    5998 Alcala Park
    San Diego,CA92110     		None Public General Support 11,000
    University of San Francisco
    2130 Fulton Street
    San Francisco,CA941171080     		None Public General Support 8,000
    University of South Alabama
    2000 University Cmns
    Mobile,AL366880001     		None Public General Support 6,500
    University of Tennessee
    615 McCallie Avenue
    Chattanooga,TN374032598     		None Public General Support 27,000
    University of Tulsa
    800 South Tucker Drive
    Tulsa,OK74104     		None Public General Support 10,000
    University of Virginia
    c/o UVA Office of Sponsored Program
    PO Box 400195
    Charlottesville,VA22904     		None Public General Support 5,000
    University of Virginia's College
    One College Avenue
    Wise,VA24293     		None Public General Support 5,000
    University of Washington
    Campus Box 351122
    Seattle,WA981059995     		None Public General Support 7,000
    University of West Florida Foundation
    11000 University Parkway
    Pensacola,FL32514     		None Public General Support 10,000
    University of Wisconsin
    2420 Nicolet Drive
    Green Bay,WI54311     		None Public General Support 9,500
    University of Wisconsin Foundation
    161 Bascom Hall
    500 Lincoln Dr
    Madison,WI53706     		None Public General Support 11,000
    UNLV Foundation
    4505 S Maryland Pkwy
    PO Box 451006
    Las Vegas,NV89154     		None Public General Support 5,000
    Ursinus College
    601 E Main Street
    PO Box 1000
    Collegeville,PA19426     		None Public General Support 8,000
    Utah State University
    1400 Old Main Hill
    Logan,UT843221400     		None Public General Support 170,000
    Wake Forest University
    1834 Wake Forest Road
    Winston Salem,NC27106     		None Public General Support 8,000
    Washington College
    300 Washington Avenue
    Chestertown,MD21620     		None Public General Support 8,000
    Washington University
    One Brookings Drive
    St Louis,MO63130     		None Public General Support 15,000
    Webber International University
    1201 N Scenic Hwy
    Babson Park,FL33827     		None Public General Support 4,500
    Wellesley College
    106 Central Street
    Wellesley,MA02481     		None Public General Support 8,000
    Wesleyan College
    4760 Forsyth Road
    Macon,GA31210     		None Public General Support 9,000
    West Texas A&M University
    2501 4th Avenue
    Canyon,TX79016     		None Public General Support 12,500
    West Virginia University
    PO Box 6025
    Morgantown,WV265066025     		None Public General Support 46,200
    West Virginia University Foundation
    1 Waterfront Place 7th Floor
    PO Box 1650
    Morgantown,WV265071650     		None Public General Support 72,100
    Western Carolina University
    AFIE Department FO 121
    College of Business
    Cullowhee,NC28723     		None Public General Support 14,000
    Western Kentucky University
    1906 College Heights Blvd
    Bowling Green,KY42101     		None Public General Support 15,000
    Wheaton College
    501 College Ave
    Wheaton,IL601875593     		None Public General Support 6,600
    Wheeling Jesuit University
    316 Washington Ave
    Wheeling,WV26003     		None Public General Support 8,000
    William Jewell College
    500 College Hill
    Liberty,MO64068     		None Public General Support 5,100
    Winston - Salem State University
    601 Martin Luther King Jr Drive
    Winston Salem,NC27110     		None Public General Support 8,600
    Wofford College
    429 N Church St
    Spartanburg,SC29303     		None Public General Support 7,500
    Yeshiva University
    500 West 185th Street
    New York,NY10033     		None Public General Support 3,000
    Young Americans for Liberty Foundation
    PO Box 2751
    Arlington,VA22202     		None Public General Support 17,000
    American Council of Trustees and Alumni
    1726 M Street NW
    Suite 802
    Washington,DC200364525     		None Public Educational Programs 41,250
    American Enterprise Institute
    1150 17th Street NW
    Washington,DC20036     		None Public Educational Programs 7,289
    American Legislative Exchange Council
    1101 Vermont Ave NW
    11th Floor
    Washington,DC20005     		None Public Educational Programs 71,100
    Americans for Prosperity Foundation
    2111 Wilson Boulevard
    Suite 350
    Arlington,VA222013001     		None Public Educational Programs 43,373
    America's Future Foundation
    1513 16th Street NW
    Washington,DC20036     		None Public Educational Programs 21,723
    Atlas Economic Research Foundation
    1201 L Street NW
    Floor 12
    Washington,DC20005     		None Public Educational Programs 8,522
    Bill of Rights Institute
    200 N Glebe Rd
    Suite 200
    Arlington,VA22203     		None Public Educational Programs 15,785
    Center for Competitive Politics
    124 South West Street
    Sutie 201
    Alexandria,VA22314     		None Public Educational Programs 34,828
    Competitive Enterprise Institute
    1899 L Street NW
    Floor 12
    Washington,DC20005     		None Public Educational Programs 6,700
    Daily Caller News Foundation
    1050 17th St NW
    Suite 900
    Washington,DC20036     		None Public Educational Programs 11,064
    Franklin Center for Government and Public Integrit
    1229 King Street 3rd Floor
    Alexandria,VA22314     		None Public Educational Programs 8,702
    Foundation for Individual Rights in Education
    601 Walnut Street
    Suite 510
    Philadelphia,PA19106     		None Public Educational Programs 5,561
    Independent Women's Forum
    1875 I Street NW
    Suite 500
    Washington,DC20006     		None Public Educational Programs 9,115
    Institute for Humane Studies
    3301 N Fairfax Drive
    Suite 440
    Arlington,VA22201     		None Public Educational Programs 31,270
    Jack Miller Center
    ATTN Michael Deshaies
    111 Presidential Blvd
    Philadelphia,PA19004     		None Public Educational Programs 2,500
    Kansas Policy Institute
    ATTN Dave Trabert
    250 N Water
    Wichita,KS67202     		None Public Educational Programs 5,000
    Law & Economics Center
    3301 Fairfax Drive
    Arlington,VA22201     		None Public Educational Programs 51,572
    Leadership Institute
    1101 N Highland Street
    Arlington,VA22201     		None Public Educational Programs 7,199
    Manhattan Institute for Policy Research
    52 Venderbilt Avenue
    3rd Floor
    New York,NY10017     		None Public Educational Programs 5,000
    National Center for Policy Analysis
    12770 Coit Road
    Suite 800
    Dallas,TX75251     		None Public Educational Programs 4,674
    National Right to Work Legal Defense and Education
    8001 Braddock Road
    Suite 600
    Springfield,VA22150     		None Public Educational Programs 15,065
    National Taxpayers Union Foundation
    108 North Alfred Street
    Alexandria,VA22314     		None Public Educational Programs 6,811
    Philanthropy Roundtable
    1730 M Street NW
    Suite 601
    Washington,DC20036     		None Public Educational Programs 5,777
    Reason Foundation
    3415 S Sepulveda Blvd
    Suite 400
    Los Angeles,CA90034     		None Public Educational Programs 30,749
    State Policy Network
    1655 North Fort Meyer Drive
    Arlington,VA22209     		None Public Educational Programs 14,223
    Students for Liberty
    PO Box 17321
    Arlington,VA22216     		None Public Educational Programs 6,828
    Sunshine Review
    3901 Courtland Circle
    Alexandria,VA22201     		None Public Educational Programs 26,223
    Tax Foundation
    529 14th Street NW
    Suite 420
    Washington,DC20045     		None Public Educational Programs 19,731
    The Becket Fund
    3000 K St NW
    Ste 200
    Washington,DC10007     		None Public Educational Programs 6,644
    The Federalist Society for Law and Public Policy S
    1015 18th Street NW
    Suite 425
    Washington,DC20036     		None Public Educational Programs 4,836
    The Fund for American Studies
    1706 New Hampshire Ave NW
    Washington,DC20009     		None Public Educational Programs 13,949
    The Heritage Foundation
    214 Massachusetts Avenue NE
    Washington,DC20002     		None Public Educational Programs 11,274
    The Phillips Foundation
    One Massachusetts Avenue NW
    Suite 620
    Washington,DC20001     		None Private Educational Programs 8,073
    Washington Policy Center
    ATTN Dann Mead Smith
    PO Box 3643
    Seattle,WA98124     		None Public Educational Programs 5,000
    Young Americans for Liberty
    3030 Clarendon Blvd
    Suite 200
    Arlington,VA22201     		None Public Educational Programs 5,685
    Total .................................bullet 3a 14,920,448
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 1,415  
    4 Dividends and interest from securities....     14 3,918,994  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     18 1,811,978  
    8Gain or (loss) from sales of assets other than inventory     18 5,391,703  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   11,124,090  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1311,124,090
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2012
    Name of the organization
    CHARLES KOCH FOUNDATION
     
    Employer identification number

    48-0918408
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 2
    Name of organization
    CHARLES KOCH FOUNDATION
          		Employer identification number

    48-0918408
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CHARLES G KOCH    
    4111 E 37TH STREET N
       
    WICHITA, KS   67220

    		$60,025,464


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 3
    Name of organization
    CHARLES KOCH FOUNDATION
          		Employer identification number

    48-0918408
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 4
    Name of organization
    CHARLES KOCH FOUNDATION
          		Employer identification number

    48-0918408
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2012 AccountingFeesSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 6,103     6,103

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    TY 2012 DepreciationSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE EQUIPMENT 2011-01-01 16,630 1,440 SL 5 3,326      
    UNIMPROVED LAND 1988-05-13 3,377,694   L          
    LEASEHOLD IMPROVE 2011-01-01 1,000,652 807,679 SL 15 194,641      
    LEASEHOLD IMPROVE 2011-08-31 2,932 272 SL 15 586      

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    TY 2012 ExpenditureResponsibilityStmt
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    THE PHILLIPS FOUNDATION
          		ONE MASSACHUSSETS AVENUE NW SUITE
    WASHINGTON,DC20001     		2012-03-06 25,000 GENERAL SUPPORT 25,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE.
    THE PHILLIPS FOUNDATION
          		ONE MASSACHUSSETS AVENUE NW SUITE
    WASHINGTON,DC20001     		2012-05-21 5,000 GENERAL SUPPORT 5,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE.
    ENCOUNTER FOR EDUCATION AND CULTURE
          		900 BROADWAY
    NEW YORK,NY10003     		2012-06-13 50,000 GENERAL SUPPORT 50,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE.
    THE PHILLIPS FOUNDATION
          		ONE MASSACHUSSETS AVENUE NW SUITE
    WASHINGTON,DC20001     		2012-12-18 25,000 GENERAL SUPPORT 25,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE.

    TY 2012 InvestmentsOtherSchedule2
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ELLIOT INTERNATIONAL FUND FMV 49,689,725 56,304,956
    HIGHLAND COMMINGLED FUND FMV 1,280,511 1,280,511
    EFPRP FMV 135,096,918 138,515,021

    TY 2012 LandEtcSchedule2
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE EQUIPMENT 16,630 4,766 11,864  
    LEASEHOLD IMPROVE        
    LEASEHOLD IMPROVE        


    TY 2012 LegalFeesSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL SERVICES 7,219     7,219


    TY 2012 OtherDecreasesSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Description Amount
    BOOK LOSS ON TRANSFER OF INVESTMENTS 1,377,382


    TY 2012 OtherExpensesSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 31,461     31,461
    POSTAGE & DELIVERY 3,442     3,442
    BANK FEES 46     46
    SUPPLIES 3,019     3,019
    TELEPHONE 3,374     3,374
    MEMBERSHIP & DUES 309     309
    AWARDS/INCENTIVES 432     432
    TRANSFER TO 501(C)(3) 195,046     195,046
    LICENSE FEES 135     135
    INTERNET 925     925
    MISCELLANEOUS 108     108


    TY 2012 OtherIncomeSchedule2
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME - LAND RENT 180 180  
    OTHER INCOME - MISCELLANEOUS 91,675    
    OTHER INCOME - INVESTMENTS 1,720,123 1,720,123  


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL CONSULTING FEES 131,313     131,313
    INVESTMENT MANAGEMENT FEES 474,750 474,750    
    LAND MAINTENANCE FEES 3,267 3,267    
    CORPORATE FILING FEES 173     173
    OTHER PROFESSIONAL FEES 621     621
    RECRUITING FEES 19,191     19,191
    ON-LINE SERVICE FEES 4,399     4,399
    EQUIPMENT/MAINTENANCE 2,767     2,767


    TY 2012 TaxesSchedule
    Name:
    CHARLES KOCH FOUNDATION
    EIN: 48-0918408
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 211,444      
    REAL ESTATE TAXES 20,468     20,468
    VA BUSINESS PROPERTY TAX 70