| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | 7,121,190 | 6,321,105 | 800,085 | |||||||
| Passthrough K1 Capital Gain | 200 | |||||||||
| Section 751 Gain on Sale of Partnership - Reclass | -599 |
| Identifier | Return Reference | Explanation |
|---|
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 900 shares of AALBERTS IND | 15,727 | 13,941 |
| 1300 shares of AFLAC INC. | 54,246 | 69,056 |
| 550 shares of ALEXANDER AND BALDWIN HOLDINGS INC | 15,132 | 16,154 |
| 585 shares of ALEXION PHARMACEUTICALS, INC. | 32,765 | 54,838 |
| 755 shares of ALLERGAN INC. | 63,350 | 69,256 |
| 400 shares of ALSTOM SHS PROV REGROUPMENT ORD | 13,616 | 15,856 |
| 505 shares of AMAZON COM | 99,700 | 126,689 |
| 1900 shares of AMER INTERNATIONAL GROUP INC | 62,294 | 67,070 |
| 630 shares of AMERICAN RAILCAR INDUSTRIES, INC. | 13,090 | 19,990 |
| 170 shares of ANALOGIC CORPORATION | 10,681 | 12,631 |
| 410 shares of ANDERSONS, INC. | 16,079 | 17,589 |
| 280 shares of ANHEUSER BUSCH INBEV NV | 23,313 | 24,268 |
| 6900 shares of ANTA SPORTS PROD LTD | 5,618 | 5,727 |
| 240 shares of APPLE INC. | 86,310 | 127,722 |
| 6000 shares of APPLIED MATERIALS INC. | 73,236 | 68,640 |
| 700 shares of ARCADIS NV ORD | 16,093 | 16,590 |
| 866 shares of ASML HOLDING NV NY REG SHS | 50,446 | 55,762 |
| 450 shares of ASPEN INSURANCE HLDG | 13,435 | 14,436 |
| 250 shares of ASSOCIATED BANC-CORP | 3,219 | 3,280 |
| 225 shares of ATHENAHEALTH | 16,333 | 16,490 |
| 290 shares of ATLAS AIR WORLDWIDE HOLDINGS | 13,123 | 12,853 |
| 650 shares of ATLAS COPCO AB SER A | 15,781 | 16,244 |
| 520 shares of AVNET INC. | 12,697 | 15,917 |
| 1600 shares of BAKER HUGHES INTL | 70,977 | 65,355 |
| 545 shares of BANKUNITED, INC. | 13,075 | 13,320 |
| 280 shares of BASF SE | 22,481 | 26,650 |
| 270 shares of BHP BILLITON SP ADR | 19,237 | 19,000 |
| 555 shares of BIOMARIN PHARMACEUTICAL INC. | 23,265 | 27,306 |
| 2500 shares of BRUKER CORPORATION | 33,022 | 38,093 |
| 450 shares of CANON INC. | 14,823 | 17,645 |
| 740 shares of CARRIZO OIL GAS, INC. | 20,107 | 15,481 |
| 360 shares of CASEYS GENERAL STORES, INC. | 15,872 | 19,116 |
| 3700 shares of CATLIN GROUP LTD | 27,334 | 30,081 |
| 2000 shares of CENOVUS ENERGY INC | 62,146 | 67,080 |
| 600 shares of CERNER CORPORATION | 46,947 | 46,506 |
| 680 shares of CHICOS FAS INC | 8,826 | 12,553 |
| 130 shares of CHIPOLTE MEX GRILL | 34,363 | 38,670 |
| 780 shares of COACH INC | 47,193 | 43,298 |
| 1400 shares of COMPUTERSHARE LTD | 12,264 | 12,936 |
| 410 shares of CORE-MARK HOLDING COMPANY, INC. | 14,657 | 19,414 |
| 1200 shares of COVIDIEN LTD | 55,286 | 69,288 |
| 70055 shares of CREDIT SUISSE COMMODITY RET STRAT FD COMMON CL | 667,676 | 562,538 |
| 600 shares of CRODA INTERNATIONAL PLC | 22,027 | 22,650 |
| 2400 shares of DBS GROUP HOLDINGS LTD | 26,922 | 29,156 |
| 546 shares of DCC PLC | 16,458 | 17,813 |
| 370 shares of DELTIC TIMBER CP | 22,676 | 26,129 |
| 390 shares of DEUTSCHE BOERSE AG | 21,141 | 23,751 |
| 500 shares of DIAGEO PLC ADS | 32,937 | 58,290 |
| 1100 shares of DOVER CORP | 52,034 | 72,281 |
| 12164 shares of DRIEHAUS EMERGING MARKETS GROWTH | 388,618 | 372,343 |
| 80 shares of ENCORE CAPITAL GROUP INC | 2,312 | 2,450 |
| 510 shares of ENCORE WIRE CORP | 11,683 | 15,458 |
| 120 shares of ENSTAR GROUP INC | 11,445 | 13,438 |
| 550 shares of ERICSSON L M TEL CO | 4,724 | 5,555 |
| 709 shares of EXXON MOBIL CORP | 47,140 | 61,364 |
| 465 shares of F5 NETWORKS, INC. | 46,435 | 45,175 |
| 1675 shares of FACEBOOK INC | 49,620 | 44,588 |
| 700 shares of FEDEX CORPORATION COMMON STOCK | 63,604 | 64,204 |
| 835 shares of FMC TECHS INC COM | 36,240 | 35,763 |
| 550 shares of FOOT LOCKER INC N.Y. COM | 10,900 | 17,666 |
| 54112 shares of FPA CRESCENT PORTFOLIO | 1,520,376 | 1,584,944 |
| 570 shares of FUCHS PETROLUB AG | 33,223 | 39,829 |
| 350 shares of FUGRO NV | 22,308 | 20,567 |
| 312 shares of GATX CORP | 11,415 | 13,510 |
| 2550 shares of GAZIT GLOBE LTD | 29,947 | 33,609 |
| 2133 shares of GENOMMA LAB INTERNACIONAL | 4,535 | 4,373 |
| 1000 shares of GETINGE AB UNSP ADR | 29,838 | 34,000 |
| 1128 shares of GLATFELTER | 18,583 | 19,717 |
| 1100 shares of GLAXO SMITHKLINE PLC | 23,312 | 23,870 |
| 165 shares of GOOGLE INC CL A | 100,184 | 116,718 |
| 700 shares of GREIF INC - A | 31,681 | 31,150 |
| 4000 shares of HALMA PLC | 26,568 | 29,480 |
| 57038 shares of HARBOR SMALL CAP GROWTH FUND | 707,644 | 675,904 |
| 845 shares of HEALTHCARE SVCS GROUP INC | 11,361 | 19,629 |
| 250 shares of HONDA MOTOR CO LTD | 8,574 | 9,235 |
| 900 shares of HONG KONG EXCHANGE CLEARING LTD | 14,348 | 15,273 |
| 350 shares of HSBC HLDGS PLC ADS | 17,921 | 18,575 |
| 3200 shares of INTEL CORP | 70,687 | 65,984 |
| 290 shares of INTERCONTINETALEXCHANGE INC | 34,969 | 35,905 |
| 550 shares of INTERTEK GROUP UNSP ADR | 24,973 | 27,924 |
| 880 shares of INTREPID POTASH INC | 19,688 | 18,735 |
| 70 shares of INTUITIVE SURGICAL, INC. | 29,246 | 34,326 |
| 1125 shares of INVESTORS BANCORP, INC. | 16,185 | 20,003 |
| 148641 shares of IQ ALPHA HEDGE STRATEGY FUND INSTITUTIONAL CLASS S | 1,554,479 | 1,528,027 |
| 500 shares of ISRAEL CHEMICALS UNSPON ADR | 6,248 | 6,070 |
| 500 shares of JARDINE MATHSON HOLDINGS LTD | 29,358 | 32,250 |
| 380 shares of JEFFERIES GROUP INC | 6,740 | 7,057 |
| 1700 shares of JP MORGAN CHASE CO | 62,814 | 74,747 |
| 340 shares of KAISER ALUMINUM CORPORATION | 15,631 | 20,975 |
| 600 shares of KERRY GROUP CL A ORD | 29,881 | 31,499 |
| 1449 shares of KINGBOARD LAMINATES | 605 | 638 |
| 1115 shares of LAS VEGAS SANDS CORP | 48,531 | 51,468 |
| 12622 shares of LAZARD EMERGING MARKETS EQUITY INSTL | 236,464 | 246,634 |
| 470 shares of LEUCADIA NATL CORP | 14,597 | 11,181 |
| 3200 shares of LIBERTY INTERACTIVE CORP | 37,605 | 62,976 |
| 560 shares of M.D.C. HLDGS | 16,648 | 20,586 |
| 150439 shares of MANNING NAPIER FD, INC.WORLD OPPORTUNITIES SRS C | 1,234,156 | 1,165,902 |
| 880 shares of MARCUS CP | 10,596 | 10,974 |
| 460 shares of MATERION CORP | 13,062 | 11,859 |
| 2400 shares of MEDA AB A | 23,739 | 24,240 |
| 1600 shares of MEDTRONIC INC | 56,857 | 65,632 |
| 25 shares of MEKONOEMN AB | 701 | 794 |
| 390 shares of MENS WEARHOUSE THE | 10,365 | 12,152 |
| 660 shares of MOLEX INCORPOTRED - CLASS A COMMON STOCK | 11,701 | 14,731 |
| 580 shares of NATL OILWELL VARCO | 40,602 | 39,643 |
| 250 shares of NAVIGATORS GROUP, INC. THE | 11,859 | 12,768 |
| 500 shares of NIHON KOHDEN CORP | 16,905 | 15,139 |
| 930 shares of NIKE INC-CL B | 41,354 | 47,988 |
| 1900 shares of OMNICARE INC. | 50,953 | 68,590 |
| 980 shares of ONEBEACON INSURANCE GROUP | 14,398 | 13,622 |
| 2100 shares of ORACLE CORP | 54,751 | 69,972 |
| 137965 shares of PIMCO GLOBAL MULTI-ASSET FUND INSTI CLASS | 1,633,535 | 1,581,079 |
| 456131 shares of PIMCO TOTAL RETURN FUND | 4,960,056 | 5,126,908 |
| 466 shares of PLEXUS CORPORATION INC | 13,843 | 12,023 |
| 100 shares of POSCO | 7,309 | 8,215 |
| 440 shares of PRAXAIR INC. | 46,066 | 48,158 |
| 85 shares of PRICELINE.COM INCORPORATED | 46,276 | 52,733 |
| 920 shares of QUALCOMM INC | 51,909 | 56,911 |
| 450 shares of RATHBONE BROS PLC | 9,192 | 9,502 |
| 500 shares of RAYMOND JAMES FINANCIAL INC | 14,360 | 19,265 |
| 500 shares of RECKITT BENCKISER | 29,969 | 31,775 |
| 230 shares of REGENERON PHARMACEUTICALS, INC | 22,660 | 39,346 |
| 616 shares of RESOLUTE ENERGY CORP | 7,004 | 5,008 |
| 3700 shares of RETAIL FOOD GROUP LTD | 11,609 | 11,729 |
| 160 shares of ROCHE HOLDING AG GENUSSCHEIN COMMON STOCK NPV | 29,936 | 32,163 |
| 2150 shares of ROLLS ROYCE GRPORD | 29,342 | 30,100 |
| 363 shares of ROYAL DUTCH SHELL PLC | 24,310 | 25,029 |
| 3300 shares of SAGE GROUP PLC | 15,935 | 16,500 |
| 685 shares of SALESFORCE.COM | 95,166 | 115,149 |
| 50 shares of SAMSUNG EL.0,5GDRS NV PFD OTC | 18,080 | 19,896 |
| 350 shares of SASOL LTD | 14,463 | 15,152 |
| 20 shares of SCANSOURCE INC | 599 | 635 |
| 80 shares of SCHINDLER HOLDING PART | 10,402 | 11,537 |
| 755 shares of SCHLUMBERGER LTD | 59,434 | 52,320 |
| 300 shares of SCHNITZER STEEL INDUSTRIES, INC. | 13,796 | 9,099 |
| 150 shares of SIEMENS A G ADR | 15,320 | 16,421 |
| 950 shares of SKF AB ADR | 21,496 | 24,073 |
| 4600 shares of SLATER GORDON LTD | 9,185 | 9,752 |
| 2100 shares of SMITHNEPHEW ORD USD0.20 | 21,673 | 22,974 |
| 800 shares of SOUTHWESTERN ENERGY | 29,310 | 26,728 |
| 490 shares of STAGE STORES INC | 8,250 | 12,142 |
| 795 shares of STARBUCKS CORP COM | 31,137 | 42,636 |
| 1100 shares of STD CHARTERED PLC SHS | 25,438 | 28,149 |
| 1350 shares of SYMETRA FINL CORP COM | 16,310 | 17,523 |
| 1900 shares of TE CONNECTIVITY LTD | 52,850 | 70,528 |
| 722 shares of TELETECH HOLDINGS, INC. | 11,440 | 12,852 |
| 135996 shares of TEMPLETON GLOBAL BD | 1,855,155 | 1,814,184 |
| 2200 shares of TEXAS INSTRUMENTS INC. | 62,346 | 67,958 |
| 260 shares of TITAN MACHINERY INC. | 5,813 | 6,422 |
| 440 shares of TOTAL FINA ELF S.A. | 29,107 | 22,884 |
| 610 shares of TRINITY INDUSTRIES, INC | 14,915 | 21,850 |
| 450 shares of UMICORE SA ACT | 22,519 | 24,908 |
| 2350 shares of UNILEVER PLC AMER | 72,545 | 90,992 |
| 160 shares of USS CO | 16,564 | 16,636 |
| 380 shares of VAIL RESORTS INC | 14,554 | 20,554 |
| 33137 shares of VANGUARD GLOBAL EX-U.S. REAL ES | 1,035,175 | 1,090,536 |
| 42231 shares of VANGUARD REIT INDEX FUND SIGNAL SHS | 1,038,145 | 1,051,140 |
| 245 shares of VIAD CORP NEW | 6,557 | 6,654 |
| 1350 shares of VISA INC | 119,283 | 204,633 |
| 1100 shares of VODAFONE GROUP PLC | 28,407 | 27,709 |
| 600 shares of WEIR GROUP PLC | 16,691 | 18,510 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| EV ENERGY PARTNERS, LP | 8,032 | 8,484 | |
| US COMMODITY INDEX FUND | 564,362 | 572,815 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Administrative Fees | 89,158 | 89,158 | ||
| Bank Charges | 349 | 349 | ||
| K-1 Exp EV ENERGY PARTNERS, LP | 1,040 | 1,040 | ||
| Payroll Processing Fees Via Payroll | 347 | 347 | ||
| State or Local Filing Fees | 15 | 15 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| K-1 Inc/Loss EV ENERGY PARTNERS, LP | 140 | 745 | |
| K-1 Inc/Loss US COMMODITY INDEX FUND | -5,266 | -5,266 | |
| 751 Gain on Sale EV ENERGY PARTNERS, LP | 599 | ||
| Foreign Tax Refund | 36 | 36 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment Management Services | 92,180 | 92,180 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Estimated Tax for 2012 | 6,000 | |||
| Foreign Tax Paid | 4,118 | 4,118 | ||
| IRS Excise Tax Payment with 1st ext 990-PF | 5,907 |