Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
The Joseph and Catherine Johnson Family Foundation
 

Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd   Room/suite
City or town, state, and ZIP code
Wilmington, DE198091377
A Employer identification number

36-7228534
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,665,932J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 143,732
2 Check bullet
3 Interest on savings and temporary cash investments 173 173  
4 Dividends and interest from securities...... 145,812 117,680  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 200,861
b Gross sales price for all assets on line 6a 3,805,560
7 Capital gain net income (from Part IV, line 2)... 200,861
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 15 15  
12 Total. Add lines 1 through 11........ 490,593 318,729  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 956     956
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 59,006 59,006    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,006 181    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 32,396 149   32,247
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 97,364 59,336   33,203
25 Contributions, gifts, grants paid........ 406,000 406,000
26 Total expenses and disbursements. Add lines 24 and 25 503,364 59,336   439,203
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -12,771
b Net investment income (if negative, enter -0-) 259,393
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 686,616 204,181 204,181
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 898,031 Click to see attachment974,715 960,392
b Investments—corporate stock (attach schedule)........ 3,072,863 Click to see attachment3,503,763 4,138,288
c Investments—corporate bonds (attach schedule)........ 1,401,317 Click to see attachment1,363,397 1,363,071
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,058,827 6,046,056 6,665,932
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 6,058,827 6,046,056
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,058,827 6,046,056
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,058,827 6,046,056
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,058,827
2 Enter amount from Part I, line 27a..................... 2 -12,771
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 6,046,056
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 6,046,056
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,805,560   3,604,699 200,861
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       200,861
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 200,861
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 419,015 6,831,693 000.061334
2010 421,199 6,511,084 000.064690
2009 343,640 5,806,978 000.059177
2008 301,490 6,648,062 000.045350
2007 172,770 5,366,306 000.032195
2 Total of line 1, column (d) ...................... 2 000.262746
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.052549
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 6,809,479
5 Multiply line 4 by line 3....................... 5 357,831
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,594
7 Add lines 5 and 6......................... 7 360,425
8 Enter qualifying distributions from Part XII, line 4.............. 8 439,203
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,594
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 2,594
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,594
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 3,500
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 3500 7 3,500
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 906
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet906 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Karen E Gillespie Pres / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Linda A Johnson Dir / Assistant Sec / Treas
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Ruth A Pivar Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Theodore E Richter VP / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Rebecca A Steiner Dir / Sec
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,460,513
    b
    Average of monthly cash balances.......................
    1b
    452,664
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,913,177
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    6,913,177
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) Click to see attachment.............................
    4
    103,698
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,809,479
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    340,474
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    340,474
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    2,594
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,594
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    337,880
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    337,880
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    337,880
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    439,203
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    439,203
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    2,594
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    436,609
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 337,880
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009....... 55,017
    d From 2010....... 99,663
    e From 2011....... 84,280
    fTotal of lines 3a through e......... 238,960
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 439,203
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 337,880
    e Remaining amount distributed out of corpus 101,323
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 340,283
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		340,283
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009.... 55,017
    c Excess from 2010.... 99,663
    d Excess from 2011.... 84,280
    e Excess from 2012.... 101,323
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACADEMY FOR GLOBAL CITIZENSHIP
    4647 W 47TH ST
    CHICAGO,IL60632     		N/A 509a1 Summer Scholarship Fund 500
    ALTON EDUCATIONAL FOUNDATION
    PO BOX 514
    ALTON,IL62002     		N/A 509a1 General Unrestricted 1,000
    AMERICAN BIRD CONSERVANCY
    4249 LOUDOUN AVE BOX 249
    THE PLAINS,VA20198     		N/A 509a1 General Unrestricted 1,000
    AMERICARES FOUNDATION INC
    88 HAMILTON AVE
    STAMFORD,CT06902     		N/A 509a1 Hurricane Sandy Relief 5,500
    ANGEL FLIGHT-CENTRAL
    10 NW RICHARDS RD
    KANSAS CITY,MO64116     		N/A 509a1 General Unrestricted 4,000
    APPALACHIA HABITAT FOR HUMANITY INC
    PO BOX 36
    ROBBINS,TN37852     		N/A 509a1 General Unrestricted 2,000
    ARDEN SHORE CHILD AND FAMILY SERVICE
    329 N GENESEE ST
    WAUKEGAN,IL60085     		N/A 509a2 General Unrestricted 2,500
    AUGUSTINIAN NUNS
    440 N MARLEY RD
    NEW LENOX,IL60451     		N/A 509a1 General Unrestricted 1,000
    AVERY COONLEY SCHOOL
    1400 MAPLE AVE
    DOWNERS GROVE,IL60515     		N/A 509a1 Scholarship Fund 10,000
    BATAVIA INTERFAITH FOOD PANTRY INC
    100 FLINN ST
    BATAVIA,IL60510     		N/A 509a1 General Unrestricted 2,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON RD
    KANAB,UT84741     		N/A 509a1 Animal Care 1,000
    BETHESDA LUTHERAN COMMUNITIES INC
    600 HOFFMANN DR
    WATERTOWN,WI53094     		N/A 509a2 General Unrestricted 1,500
    BIG BROTHERS-BIG SISTERS OF LAKE COUNTY
    560 W LAKE ST FL 5
    CHICAGO,IL60661     		N/A 509a1 General Unrestricted 2,500
    BIG SHOULDERS FUND
    212 W VAN BUREN ST STE 900
    CHICAGO,IL60607     		N/A 509a1 General Unrestricted 2,000
    BLUFF CITY ATHLETIC CLUB NFP
    PO BOX 782
    ALTON,IL62002     		N/A 509a1 General Unrestricted 500
    CARMEL HIGH SCHOOL
    1 CARMEL PKWY
    MUNDELEIN,IL60060     		N/A 509a1 Scholarship Fund 1,000
    CATHOLIC CHARITIES OF LAKE COUNTY
    671 S LEWIS AVE
    WAUKEGAN,IL60085     		N/A 509a1 General Unrestricted 5,000
    CATHOLIC CHARITIES OF LAKE COUNTY
    671 S LEWIS AVE
    WAUKEGAN,IL60085     		N/A 509a1 Food Pantry 2,000
    CHRISTIAN OUTREACH OF LUTHERANS
    127 W WATER ST
    WAUKEGAN,IL60085     		N/A 509a1 General Unrestricted 7,000
    CORPORATION OF NEW MELLERAY
    6632 MELLERAY CIR
    PEOSTA,IA52068     		N/A 509a1 General Unrestricted 3,000
    COVENANT HOUSE
    460 W 41ST ST
    NEW YORK,NY10036     		N/A 509a1 General Unrestricted 4,000
    CRISIS FOOD CENTER INC
    21 E 6TH ST
    ALTON,IL62002     		N/A 509a1 General Unrestricted 1,500
    CULVER EDUCATIONAL FOUNDATION
    1300 ACADEMY RD 148
    CULVER,IN46511     		N/A 509a1 General Unrestricted 500
    DANNY DID FOUNDATION
    PO BOX 46576
    CHICAGO,IL60646     		N/A 509a1 General Unrestricted 7,500
    dba ENDANGERED WOLF CENTER
    PO BOX 760
    EUREKA,MO63025     		N/A 509a1 General Unrestricted 1,000
    DIVINE WORD COUNCIL 7331 CHARITABLE FOUNDATION INC
    PO BOX 161
    TECHNY,IL60082     		N/A 509a1 General Unrestricted 10,000
    DOCTORS WITHOUT BORDERS USA INC
    333 7TH AVE 2ND FL
    NEW YORK,NY10001     		N/A 509a1 General Unrestricted 10,000
    DR MARTIN LUTHER KING JR BOYS AND GIRLS CLUB
    2950 W WASHINGTON
    CHICAGO,IL60612     		N/A 509a1 General Unrestricted 5,000
    DRAVET SYNDROME FOUNDATION INC
    11 NANCY DR
    MONROE,CT06468     		N/A 509a1 General Unrestricted 3,000
    DRAVET SYNDROME FOUNDATION INC
    11 NANCY DR
    MONROE,CT06468     		N/A 509a1 Charitable Event 5,000
    ENGINEERS WITHOUT BORDERS USA INC
    4665 NAUTILUS COURT STE 300
    BOULDER,CO80301     		N/A 509a1 General Unrestricted 3,000
    FEED MY STARVING CHILDREN
    401 93RD AVE NW
    COON RAPIDS,MN55433     		N/A 509a1 General Unrestricted 8,500
    FRANCISCAN OUTREACH ASSOCIATION
    1645 W LE MOYNE ST
    CHICAGO,IL60622     		N/A 509a1 General Unrestricted 12,000
    FRATERNITE NOTRE DAME INC
    502 N CENTRAL AVE
    CHICAGO,IL60644     		N/A 509a1 General Unrestricted 18,000
    FRIENDS OF THE SLEEPING BEAR DUNES
    PO BOX 545
    EMPIRE,MI49630     		N/A 509a1 Educational Programing 1,000
    GLOBAL VOLUNTEERS
    375 LTL CANADA RD E
    LITTLE CANADA,MN55117     		N/A 509a1 General Unrestricted 2,000
    GREAT RIVERS LAND PRESERVATION ASSOCIATION INC
    PO BOX 821
    ALTON,IL62002     		N/A 509a1 Youth Stream Program and General Unrestricted 2,000
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PL
    CHICAGO,IL60632     		N/A 509a1 General Unrestricted 3,500
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PL
    CHICAGO,IL60632     		N/A 509a1 Food Pantry 1,500
    GULF RESTORATION NETWORK
    P0 BOX 2245
    NEW ORLEANS,LA70176     		N/A 509a1 General Unrestricted 1,000
    HEALTHREACH INC
    1800 GRAND AVE
    WAUKEGAN,IL60085     		N/A 509a2 General Unrestricted 2,500
    HEIFER INTERNATIONAL FOUNDATION
    PO BOX 727
    LITTLE ROCK,AR72203     		N/A 509a1 General Unrestricted 3,000
    INTERNATIONAL CRANE FOUNDATION INC
    E11376 SHADY LN RD
    BARABOO,WI53913     		N/A 509a2 General Unrestricted 1,000
    JACOBY ARTS CENTER
    627 E BROADWAY
    ALTON,IL62002     		N/A 509a1 General Unrestricted 500
    KENOSHA COUNTY HUMANE SOCIETY
    7811 60TH AVE
    KENOSHA,WI53142     		N/A 509a1 Animal Care 1,000
    LAKE COUNTY HAVEN
    PO BOX 127
    LIBERTYVILLE,IL60048     		N/A 509a1 General Unrestricted 5,000
    LAMBS FARM INC
    PO BOX 520
    LIBERTYVILLE,IL60048     		N/A 509a2 General Unrestricted 2,500
    LAZARUS HOUSE
    214 WALNUT ST
    ST CHARLES,IL60174     		N/A 509a1 General Unrestricted 1,000
    MAILISITA FOUNDATION
    31475 N REIGATE LN
    GREEN OAKS,IL60048     		N/A 509a1 General Unrestricted 6,000
    MAKE-A-WISH FOUNDATION OF ILLINOIS INC
    640 N LA SALLE DR STE 280
    CHICAGO,IL60654     		N/A 509a1 General Unrestricted 2,000
    MARISTELLA
    745 N MLWAUKE AVE
    LIBERTYVILLE,IL60048     		N/A 509a1 General Unrestricted 5,000
    MEDICAL TEAMS INTERNATIONAL
    PO BOX 10
    TIGARD,OR97224     		N/A 509a1 General Unrestricted 1,000
    MISERICORDIA HOME
    6300 N RIDGE AVE
    CHICAGO,IL60660     		N/A 509a1 General Unrestricted 5,000
    MISSION OF OUR LADY OF MERCY
    1140 W JACKSON BLVD
    CHICAGO,IL60607     		N/A 509a1 General Unrestricted 10,000
    MOTE MARINE LABORATORY
    1600 KEN THOMPSON PKWY
    SARASOTA,FL34236     		N/A 509a1 General Unrestricted 2,000
    MUSTARD SEED PEACE PROJECT
    856 CHOUTEAU AVE
    GODFREY,IL62035     		N/A 509a1 General Unrestricted 1,000
    NATIONAL AUDUBON SOCIETY INC
    225 VARICK ST FL 7
    NEW YORK,NY10014     		N/A 509a1 Riverlands Audubon Center in West Alton, MO 1,000
    NATIVE FISH SOCIETY INC
    221 MOLALLA AVE
    OREGON CITY,OR97045     		N/A 509a1 General Unrestricted 3,000
    NORTHERN ILLINOIS FOOD BANK
    273 DEARBORN CT
    GENEVA,IL60134     		N/A 509a1 General Unrestricted 6,000
    OASIS WOMENS CENTER
    111 MARKET ST
    ALTON,IL62002     		N/A 509a1 General Unrestricted 500
    OMNI YOUTH SERVICES INC
    1111 W LAKE COOK RD
    BUFFALO GROVE,IL60089     		N/A 509a1 General Unrestricted 8,000
    OREGON WILD
    5825 N GREELEY AVE
    PORTLAND,OR97217     		N/A 509a1 General Unrestricted 2,000
    PADS LAKE COUNTY INC
    3001 GREEN BAY RD
    NORTH CHICAGO,IL60064     		N/A 509a1 General Unrestricted 3,000
    PADS LAKE COUNTY INC
    3001 GREEN BAY RD
    NORTH CHICAGO,IL60064     		N/A 509a1 Food Pantry 1,000
    PEDIATRIC BRAIN TUMOR FOUNDATION OF THE UNITED STATES INC
    302 RIDGEFIELD CT
    ASHEVILLE,NC28806     		N/A 509a1 General Unrestricted 5,000
    PREVENTION FIRST INC
    2800 MONTVALE DR
    SPRINGFIELD,IL62704     		N/A 509a1 General Unrestricted 2,500
    REMOTE AREA MEDICAL FOUNDATION
    1834 BEECH ST
    KNOXVILLE,TN37920     		N/A 509a1 General Unrestricted 5,000
    RIVERBENDER COM COMMUNITY CENTER
    200 W 3RD ST
    ALTON,IL62002     		N/A 509a1 General Unrestricted 2,000
    ROBERT R MCCORMICK FOUNDATION
    205 N MICHIGAN AVE STE 4300
    CHICAGO,IL60601     		N/A 509a1 Childrens Services 6,000
    S O S CHILDRENS VILLAGES ILLINOIS
    216 W JACKSON BLVD STE 925
    CHICAGO,IL60606     		N/A 509a1 General Unrestricted 2,000
    SALVATION ARMY NATIONAL CORP
    615 SLATERS LN PO BOX 269
    ALEXANDRIA,VA22314     		N/A 509a1 Food Pantry 2,000
    SAVE THE CHILDREN FEDERATION INC
    54 WILTON RD
    WESTPORT,CT06880     		N/A 509a1 Hurricane Sandy Relief 5,000
    SECOND HARVEST FOOD BANK OF GREATER NEW ORLEANS AND ACADIANA
    700 EDWARDS AVE
    NEW ORLEANS,LA70123     		N/A 509a1 General Unrestricted 2,000
    SMILE TRAIN INC
    41 MADISON AVE 28TH FL
    NEW YORK,NY10010     		N/A 509a1 General Unrestricted 3,000
    SOCIAL APOSTOLATE OF SAVANNAH
    PO BOX 8703
    SAVANNAH,GA31412     		N/A 509a1 General Unrestricted 7,500
    SOCIETY OF ST VINCENT DE PAUL PORTLAND COUNCIL
    5120 SE MILWAUKIE AVE
    PORTLAND,OR97202     		N/A 509a1 General Unrestricted 3,000
    SOLAR COOKERS INTERNATIONAL
    1919 21ST ST
    SACRAMENTO,CA95811     		N/A 509a1 General Unrestricted 1,000
    ST JOSEPH CATHOLIC ACADEMY
    2401 69TH ST
    KENOSHA,WI53143     		N/A 509a1 General Unrestricted 7,500
    ST JOSEPH CATHOLIC ACADEMY
    2401 69TH ST
    KENOSHA,WI53143     		N/A 509a1 Scholarship Fund 2,000
    ST JUDE CHILDRENS RESEARCH HOSPITAL INC
    262 DANNY THOMAS PL MSC 512
    MEMPHIS,TN38105     		N/A 509a1 General Unrestricted 4,000
    ST LOUIS SCOTT GALLAGHER FOUNDATION
    1 SOCCER PARK RD
    FENTON,MO63026     		N/A 509a2 Turf Field in Collinsville, IL 75,000
    ST AMBROSE PARISH
    820 W HOMER M ADAMS PKWY
    GODFREY,IL62035     		N/A 509a1 General Unrestricted 2,000
    ST MARY MAGDALENE CHURCH
    3123 NE 24TH AVE
    PORTLAND,OR97212     		N/A 509a1 General Unrestricted 10,000
    SUPERSIBS
    660 N 1ST BANK DR
    PALATINE,IL60067     		N/A 509a1 General Unrestricted 1,000
    TOPPS-TARGETING OUR PEOPLES PRIORITIES WITH SERVICE
    PO BOX 2793
    PINE BLUFF,AR71613     		N/A 509a1 General Unrestricted 1,500
    TREEHOUSE WILDLIFE CENTER INC
    23956 GREEN ACRES RD
    DOW,IL62022     		N/A 509a1 General Unrestricted 500
    TROUT UNLIMITED
    9267 ARROWHEAD DR E
    SCOTTS,MI49088     		N/A 509a1 General Unrestricted 3,000
    UNITED STATES FUND FOR UNICEF
    500 N MICHIGAN AVE STE 1000
    CHICAGO,IL60611     		N/A 509a1 General Unrestricted 8,500
    UPTOWN PEOPLES LAW CENTER
    4413 N SHERIDAN RD
    CHICAGO,IL60640     		N/A 509a1 General Unrestricted 2,000
    VINCE LOMBARDI CHARITABLE FUNDS INC
    PO BOX 341880
    MILWAUKEE,WI53234     		N/A 509a2 General Unrestricted 5,000
    WARRENVILLE CENACLE RETREAT HOUSE INC
    PO BOX 797
    WARRENVILLE,IL60555     		N/A 509a1 General Unrestricted 1,000
    WILD SALMON CENTER
    JEAN VOLLUM CAPITAL CENTER 7 21 N
    PORTLAND,OR97209     		N/A 509a1 General Unrestricted 1,000
    WINGS PROGRAM INC
    PO BOX 95615
    PALATINE,IL60095     		N/A 509a1 General Unrestricted 2,500
    WORLD MEDICAL RELIEF INCORPORATED
    11745 ROSA PARKS BLVD
    DETROIT,MI48206     		N/A 509a1 General Unrestricted 1,500
    YELLOWSTONE PARK FOUNDATION INC
    222 E MAIN ST
    BOZEMAN,MT59715     		N/A 509a1 General Unrestricted 4,000
    Total .................................bullet 3a 406,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 173  
    4 Dividends and interest from securities....     14 145,812  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 200,861  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aForeign Tax Refund     01 15  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   346,861  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13346,861
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID: 12000057
    Software Version: 12.15.422.1
    Part VI Line 7 - Tax Paid Original Return: 3500


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2012
    Name of the organization
    The Joseph and Catherine Johnson Family Foundation
     
    Employer identification number

    36-7228534
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 2
    Name of organization
    The Joseph and Catherine Johnson Family Foundation
          		Employer identification number

    36-7228534
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CLUT of Catherine M Johnson    
    One South Wacker Drive
       
    Chicago, IL   60606

    		$143,732


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 3
    Name of organization
    The Joseph and Catherine Johnson Family Foundation
          		Employer identification number

    36-7228534
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 4
    Name of organization
    The Joseph and Catherine Johnson Family Foundation
          		Employer identification number

    36-7228534
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Additional Data


    Software ID: 12000057
    Software Version: 12.15.422.1

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Publicly-traded Securities         3,805,560 3,604,699     200,861  

    TY 2012 GeneralExplanationAttachment
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Identifier Return Reference Explanation

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ALLTEL CORP DEB 7.0 03/15/2016 122,314 118,234
    ATLANTIC RICHFIELD CO 9.875 03/01/2016 64,733 61,281
    BANK ONE CORP SB NT 5.250 01/30/2013 130,430 125,410
    BAXTER INTL 4.625 3/15/2015 102,668 108,623
    CHICAGO ILL HSG AUT 5 DUE 07/01/16 56,198 55,964
    CME NOTE 5.75 2/15/2014 123,727 126,642
    COCHRANE-FOUNTAI 5.25 14 03/01/14 25,581 25,108
    FULTON CNTY GA 5.25 DUE 11/01/15 52,444 52,002
    GE CAP CORP MTN - 5.000 - 01/08/2016 44,386 55,598
    GE CAPITAL 5.00 03/15/2018 55,511 54,094
    GOLDMAN SACHS GROUP NT - 5.250 - 10/15/2013 52,360 51,699
    HEWLETT PACKARD CO NOTES - 6.125 - 03/01/2014 108,480 105,122
    JP MORGAN CHASE CO GLBL SB NT 5.750 01/02/2013 51,201 50,007
    LOWES COS INC 5.4 10/15/2016 52,548 57,958
    MADISON WIS CMNT 4.65 01/01/15 42,328 41,311
    MC HENREY KANE CNT 018 01/01/18 26,388 25,952
    NATIONAL RURAL UTILS 7.20 10/01/2015 29,934 28,481
    PUBLIC SVC ELEC GAS CO 6.750 01/01/2016 59,329 57,663
    ST PAUL TRAVELERS INC 5.5 12/01/2015 57,441 56,514
    WYETH - 5.500 - 02/01/2014 105,396 105,408

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Name of Stock End of Year Book Value End of Year Fair Market Value
    500 shares of AFFILIATED MANAGERS GROUP 31,953 65,075
    225 shares of APPLE INC. 59,174 119,738
    1150 shares of ASHLAND INC. 87,597 92,472
    3064 shares of BARON SMALL CAP RETAIL FUND 55,692 80,343
    2100 shares of BE AEROSPACE, INC. 99,585 103,740
    500 shares of BLACKROCK INC 78,104 103,355
    1250 shares of CELGENE CORP 73,567 98,088
    1250 shares of CERNER CORPORATION 95,051 96,888
    1091 shares of CHAMPLAIN MID CAP FUND 10,773 12,656
    4474 shares of CHAMPLAIN SML CO FD 61,057 61,162
    1000 shares of DICKS SPORTING GDS 30,944 45,490
    1900 shares of DIRECTV GROUP 99,126 95,304
    750 shares of DUNKIN BRANDS GROUP INC 23,339 24,885
    2400 shares of EBAY INC. 67,847 122,399
    1050 shares of EDWARDS LIFESCIENCES 95,650 94,679
    2850 shares of EMC CORP-MASS 55,817 72,105
    1000 shares of EVERCORE PARTNERS INC 30,631 30,190
    1700 shares of EXPRESS SCRIPTS HOLDING CO. 67,623 91,800
    2900 shares of FREEPORT-MCMORAN COPPER GOLD INC. 88,772 99,180
    2300 shares of GENPACT LIMITED 34,767 35,650
    2800 shares of GNC CORP 93,468 93,184
    165 shares of GOOGLE INC CL A 106,518 116,717
    350 shares of GREEN MOUNTAIN COFFEE ROASTERS, INC. 18,855 14,469
    2100 shares of HARMAN INTERNATIONAL INDUSTRIES INC 92,377 93,744
    4800 shares of HOLOGIC, INC 94,009 96,048
    250 shares of INTERCONTINETALEXCHANGE INC 21,693 30,953
    700 shares of ISHARE FTSE EPRA/NAREIT DEV 22,931 23,191
    8275 shares of ISHARES GOLD TRUST 130,067 134,716
    1585 shares of ISHARES MSCI EMERGING MARKETS INDEX FD 59,992 70,295
    2350 shares of JP MORGAN CHASE CO 76,858 103,327
    2200 shares of LKQ CORPORATION 30,738 46,420
    200 shares of MASTERCARD INC 54,919 98,256
    1150 shares of MONSANTO CO 76,796 108,847
    1000 shares of OREILLY AUTOMOTIVE INC. 39,600 89,420
    1125 shares of OCCIDENTAL PETROLEUM CORP 79,013 86,186
    1800 shares of OCEANERING INTL INC 99,412 96,822
    1000 shares of PENTAIR INC. COM 32,673 49,150
    550 shares of POLYPORE INTERNATIONAL INC. 28,684 25,575
    1000 shares of PORTFOLIO RECOVERY ASSOCIATES, INC. - COMMON STOCK 96,826 106,860
    550 shares of PRECISION CASTPARTS 100,432 104,181
    150 shares of PRICELINE.COM INCORPORATED 99,122 93,059
    250 shares of RYDEX SP SC 600 VAL 9,168 10,803
    1200 shares of SALLY BEAUTY HLDG 30,502 28,284
    1300 shares of SCHLUMBERGER LTD 100,902 90,088
    2100 shares of SOURCEFIRE, INC. 92,049 99,162
    800 shares of SPDR DJ MID CAP ETF 36,851 52,872
    600 shares of SPDR DJ MID CAP GRWT 34,776 51,132
    400 shares of SPDR DJ SMALLCAP GRW 31,792 50,540
    500 shares of ST SPDR SP EM MK ETF 31,399 33,610
    800 shares of STERICYCLE INC 41,922 74,624
    1500 shares of SUNCOR ENERGY INC 45,562 49,470
    1800 shares of THE FRESH MARKET INC 91,927 86,562
    750 shares of VANGUARD MSCI EMERGING MARKETS ETF 30,285 33,398
    750 shares of VISTAPRINT NV 26,942 24,645
    1150 shares of VMWARE INC 92,987 108,261
    400 shares of WEX INC 18,901 30,148
    300 shares of WISDOMTREE EM MRKTS CORP BOND FUND 24,090 24,255
    500 shares of WISDOMTREE INTL LC 21,928 22,465
    500 shares of WISDOMTREE INTL S/C DVD FUND 24,747 26,065
    300 shares of WISDOMTREE SC DIV 14,981 15,285

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


    974,715
    State & Local Government Securities - End of Year Fair Market Value:


    960,392


    TY 2012 LegalFeesSchedule
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    General Governance Matters and Counseling 956     956


    TY 2012 OtherExpensesSchedule
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 32,232     32,232
    Bank Charges 149 149    
    State or Local Filing Fees 15     15


    TY 2012 OtherIncomeSchedule2
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Foreign Tax Refund 15 15  


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 59,006 59,006    


    TY 2012 TaxesSchedule
    Name:
    The Joseph and Catherine Johnson Family Foundation
    EIN: 36-7228534
    Software ID:12000057
    Software Version:12.15.422.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Estimated Tax for 2012 3,500      
    Excise Tax for 2011 1,325      
    Foreign Tax Paid 181 181