Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
CORNELL UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
341 PINE TREE ROAD
 
Room/suite
City or town, state or country, and ZIP + 4
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 12,079,947,629
F Name and address of principal officer:
DAVID J SKORTON PRESIDENT
341 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
HTTP://WWW.CORNELL.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 64
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 53
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 37,153
6 Total number of volunteers (estimate if necessary) .... 6 6,092
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 15,188,184
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b  
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 384,515,000 672,276,000
9 Program service revenue (Part VIII, line 2g) ......... 2,355,852,366 2,452,693,867
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 472,520,000 236,391,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 16,355,881 19,230,621
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,229,243,247 3,380,591,488
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 104,790,791 106,350,350
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,830,907,000 1,938,619,999
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 1,058,577 804,055
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet58,374,236    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 997,855,298 1,022,974,831
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,934,611,666 3,068,749,235
19 Revenue less expenses. Subtract line 18 from line 12....... 294,631,581 311,842,253
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 10,808,214,000 10,900,413,000
21 Total liabilities (Part X, line 26)............. 3,297,219,000 3,422,743,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 7,510,995,000 7,477,670,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 937,055,000 including grants of $ 44,871,390 ) (Revenue $ 508,331,000 )
THE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND WEILL-CORNELL MEDICAL COLLEGE LOCATED IN NEW YORK CITY. THE UNIVERSITY ALSO HAS A SIGNIFICANT INTERNATIONAL PRESENCE IN EDUCATION AND IS NOTED FOR ITS MEDICAL COLLEGE IN QATAR. DURING THIS FISCAL YEAR, THE UNIVERSITY GRANTED THE FOLLOWING ACADEMIC DEGREES: UNDERGRADUATE (3,596); MASTERS (2,197); PHD (556); JD, MD, DVM (386).
4b (Code:   ) (Expenses $ 761,708,000 including grants of $   ) (Revenue $ 679,938,000 )
MEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH AND CLINICAL SERVICES.
4c (Code:   ) (Expenses $ 561,727,000 including grants of $ 61,304,960 ) (Revenue $ 604,731,000 )
RESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. REVENUES FROM SPONSORED AWARDS INCLUDE $457 MILLION IN DIRECT SUPPORT AND $147 MILLION IN INDIRECT COST RECOVERIES. ALTHOUGH THE REVENUES INCLUDE GRANT AND CONTRACT REVENUE FOR PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RESEARCH RELATED.
4d Other program services (Describe in Schedule O.)
(Expenses $ 420,238,236 including grants of $   ) (Revenue $ 659,693,867 )
4e Total program service expensesMediumBullet$ 2,680,728,236
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
27,597
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
37,153
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , ET , FR , IT , NP , QA , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
Yes
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
64
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
53
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , LA , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
UNIVERSITY CONTROLLER
341 PINE TREE ROAD
ITHACA,NY148502820
(607) 255-3581
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) DAVID J SKORTON
PRESIDENT & EX OFFICO TRUSTEE
 55.0 X   X       697,836 0 167,495
(2) ELIZABETH J ALTMAN
TRUSTEE
 1.0 X           0 0 0
(3) STEPHEN B ASHLEY
TRUSTEE
 1.0 X           0 0 0
(4) JESSICA M BIBLIOWICZ
TRUSTEE
 1.0 X           0 0 0
(5) SAMUEL W BODMAN III
TRUSTEE
 1.0 X           0 0 0
(6) RICHARD L BOOTH
TRUSTEE
 1.0 X           0 0 0
(7) ALEX W BORES
TRUSTEE
 15.0 X           2,575 0 0
(8) DOUGLAS L BRAUNSTEIN
TRUSTEE
 1.0 X           0 0 0
(9) RONNI S CHERNOFF
TRUSTEE
 1.0 X           0 0 0
(10) EZRA CORNELL
TRUSTEE
 1.0 X           0 0 0
(11) DAVID D CROLL
TRUSTEE
 1.0 X           0 0 0
(12) ANDREW CUOMO
EX-OFFICIO
 1.0 X           0 0 0
(13) DIANA M DANIELS
VICE CHAIRMAN
 1.0 X           0 0 0
(14) IRA DRUKIER
TRUSTEE
 1.0 X           0 0 0
(15) DARRICK TN EVENSEN
TRUSTEE
 15.0 X           33,730 0 0
(16) DAVID R FISCHELL
TRUSTEE
 1.0 X           0 0 0
(17) CHERYL A FRANCIS
TRUSTEE
 1.0 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) GREGORY J GALVIN
TRUSTEE
 1.0 X           0 0 0
(19) RANA GLASGAL
TRUSTEE
 1.0 X           0 0 0
(20) BLANCHE S GOLDENBERG
TRUSTEE
 1.0 X           0 0 0
(21) KENNETH A GOLDMAN
TRUSTEE
 1.0 X           0 0 0
(22) PAUL A GOULD
TRUSTEE
 1.0 X           0 0 0
(23) PATRICIA E HARRIS
TRUSTEE
 1.0 X           0 0 0
(24) ROBERT S HARRISON
CHAIRMAN, EFFECTIVE JAN 1
 1.0 X           0 0 0
(25) DENIS M HUGHES
TRUSTEE
 1.0 X           0 0 0
(26) ROBERT J KATZ
VICE CHAIRMAN
 1.0 X           0 0 0
(27) RUBEN J KING-SHAW JR
TRUSTEE
 1.0 X           0 0 0
(28) ROBERT S LANGER JR
TRUSTEE
 1.0 X           0 0 0
(29) LINDA R MACAULAY
TRUSTEE
 1.0 X           0 0 0
(30) RONALD D MCCRAY
TRUSTEE
 1.0 X           0 0 0
(31) BETH MCKINNEY
TRUSTEE
 55.0 X           59,903 0 21,435
(32) PETER C MEINIG
CHAIRMAN THROUGH DEC 31, 2011
 1.0 X           0 0 0
(33) HOWARD P MILSTEIN
TRUSTEE
 1.0 X           0 0 0
(34) ELIZABETH D MOORE
TRUSTEE
 1.0 X           0 0 0
(35) JOHN A NOBLE
TRUSTEE
 1.0 X           0 0 0
(36) PETER J NOLAN
TRUSTEE
 1.0 X           0 0 0
(37) LUBNA SULIMAN OLAYAN
TRUSTEE
 1.0 X           0 0 0
(38) ARMANDO J OLIVERA
TRUSTEE
 1.0 X           0 0 0
(39) DONALD C OPATRNY
TRUSTEE
 1.0 X           0 0 0
(40) WILLAIM D PEREZ
TRUSTEE
 1.0 X           0 0 0
(41) LELAND C PILLSBURY
TRUSTEE
 1.0 X           0 0 0
(42) BRUCE S RANYOR
TRUSTEE
 1.0 X           0 0 0
(43) PHILIP R REILLY
TRUSTEE
 1.0 X           0 0 0
(44) GENE D RESNICK
TRUSTEE
 1.0 X           0 0 0
(45) IRENE B ROSENFELD
TRUSTEE
 1.0 X           0 0 0
(46) ROBERT L RYAN
TRUSTEE
 1.0 X           0 0 0
(47) PAUL A SALVATORE
TRUSTEE
 1.0 X           0 0 0
(48) SHELDON SILVER
EX OFFICIO
 1.0 X           0 0 0
(49) DEAN G SKELOS
EX OFFICIO
 1.0 X           0 0 0
(50) DALIA P STILLER
TRUSTEE
 1.0 X           0 0 0
(51) CHIAKI TANUMA
TRUSTEE EFFECTIVE JAN 1, 2012
 1.0 X           0 0 0
(52) RATAN N TATA
TRUSTEE
 1.0 X           0 0 0
(53) LISA SKEETE TATUM
TRUSTEE
 1.0 X           0 0 0
(54) ANDREW H TISCH
VICE CHAIRMAN
 1.0 X           0 0 0
(55) SHERYL HILLIARD TUCKER
TRUSTEE
 1.0 X           0 0 0
(56) M EILEEN MCMANUS WALKER
TRUSTEE
 1.0 X           0 0 0
(57) BARTON J WINOKUR
TRUSTEE
 1.0 X           0 0 0
(58) SHERYL WUDUNN
TRUSTEE
 1.0 X           0 0 0
(59) CRAIG YUNKER
TRUSTEE
 1.0 X           0 0 0
(60) MICHAEL J ZAK
TRUSTEE
 1.0 X           0 0 0
(61) DAVID W ZALAZNICK
VICE CHAIRMAN
 1.0 X           0 0 0
(62) KAREN P ZIMMER
TRUSTEE
 1.0 X           0 0 0
(63) JAN ROCK ZUBROW
TRUSTEE
 1.0 X           0 0 0
(64) ROSEMARY J AVERY
TRUSTEE
 55.0 X           218,240 0 41,850
(65) NELSON G HAIRSTON JR
TRUSTEE
 55.0 X           172,264 0 29,147
(66) W KENT FUCHS
PROVOST
 55.0     X       544,195 0 41,066
(67) ANTONIO M GOTTO JR
DEAN THROUGH DEC 31, 2011
 55.0     X       432,566 0 900,928
(68) LAURIE H GLIMCHER
DEAN EFFECTIVE JAN 1, 2012
 55.0     X       0 0 0
(69) JAMES J MINGLE
UNIVERSITY COUNSEL
 55.0     X       446,596 0 42,205
(70) JOANNE M DESTEFANO
VP FINANCE AND CFO
 55.0     X       326,430 0 44,279
(71) ALBERT J EDWARDS
CHIEF INVESTMENT OFFICER
 55.0       X     673,973 0 43,811
(72) DANIEL M KNOWLES MD
CHAIR & PROF OF PATHOLOGY
 55.0       X     1,479,811 0 53,722
(73) PAK H CHUNG MD
PROFESSOR OF REPRODUCTIVE MED
 55.0         X   2,634,988 0 57,740
(74) MUKESH PRASAD MD
ASSOC PROF OTORHINOLARYNGOLOGY
 55.0         X   2,459,021 0 54,002
(75) ZEV ROSENWAKS MD
PROFESSOR OF REPRODUCTIVE MED
 55.0         X   4,495,722 0 53,650
(76) STEVEN D SPANDORFER MD
PROFESSOR OF REPRODUCTIVE MED
 55.0         X   3,155,179 0 51,156
(77) PHILIP E STEIG MD
CHAIR AND PROF OF NEUROLOGY
 55.0         X   3,308,781 0 62,113
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 21,141,810 0 1,664,599
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,126
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
GILBANE BLDG CO
16 CORPORATE WOODS
ALBANY,NY12211 		CONSTRUCTION SVCS. 3,175,657
LECHASE CONSTRUCTION
72 CASCADE DRIVE
ROCHESTER,NY14614 		CONSTRUCTION SVCS. 2,744,859
ENNEAD ARCHITECTS LLP
320 WEST 13TH STREET 8TH FLOOR
NEW YORK,NY10014 		ARCHITECTURE SVCS. 1,882,485
LECESSE CONSTRUCTION
75 THRUWAY PARK DR
WEST HENRIETTA,NY14586 		CONSTRUCTION SVCS. 1,672,424
GEMINI CONSULTING SERVICES LLC
3636 S GEYER ROAD SUITE 270
SUNSET HILLS,MO63127 		CONSULTING SVCS. 1,410,410
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet102
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 2,291,535
c Fundraising events....1c 1,466,210
d Related organizations...1d 13,745,431
e Government grants (contributions)1e 61,089,000
f All other contributions, gifts, grants, and
similar amounts not included above1f 		593,683,824
g Noncash contributions included in lines 1a-1f:$ 39,099,929
h Total. Add lines 1a-1f.......MediumBullet 672,276,000
Program Service Revenue Business Code
2a EDUCATION: TUITION NET OF DISCOUNT 900,099 508,331,000 508,331,000    
b GRANTS AND CONTRACTS FOR RESEARCH, ETC. 900,099 604,731,000 604,731,000    
c MEDICAL SERVICES 900,099 679,938,000 679,938,000    
d LAND GRANT MISSION GOVT APPROP. 900,099 150,469,000 150,469,000    
e AUXILIARY ENT -ROOM AND BOARD 900,099 153,408,000 153,408,000    
f All other program service revenue . 355,816,867 355,816,867    
g Total. Add lines 2a–2f........MediumBullet 2,452,693,867
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 111,380,479 0 15,147,820 96,232,659
4 Income from investment of tax-exempt bond proceeds..MediumBullet 99,521 0 0 99,521
5 Royalties............MediumBullet 13,013,180 0 0 13,013,180
(i) Real (ii) Personal
6a Gross rents 92,000  
b Less: rental expenses 9,000  
c Rental income or (loss) 83,000  
d Net rental income or (loss).......MediumBullet 83,000 0 0 83,000
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 8,807,724,000  
b Less: cost or other basis and sales expenses 8,682,813,000  
c Gain or (loss) 124,911,000  
d Net gain or (loss)..........MediumBullet 124,911,000 0 0 124,911,000
8a Gross income from fundraising events (not including
$ 1,466,210
of contributions reported on line 1c). See Part IV, line 18 ...
a 75,870
b Less: direct expenses ...b 474,423
c Net income or (loss) from fundraising events..MediumBullet -398,553 0 -398,553
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0 0 0 0
10a Gross sales of inventory, less
returns and allowances .
a 22,592,712
b Less: cost of goods sold ..b 16,059,718
c Net income or (loss) from sales of inventory..MediumBullet 6,532,994 0 40,364 6,492,630
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 0
12 Total revenue. See Instructions....MediumBullet 3,380,591,488 2,452,693,867 15,188,184 240,433,437
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 61,304,960 61,304,960
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 44,871,390 44,871,390
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 174,000 174,000
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 6,446,740 644,674 1,934,022 3,868,044
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 1,526,953,709 1,324,873,262 167,964,908 34,115,539
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 86,273,000 66,064,955 16,796,491 3,411,554
9 Other employee benefits ....... 241,829,777 210,391,906 26,601,275 4,836,596
10 Payroll taxes ........... 77,116,773 67,091,593 8,482,845 1,542,335
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 8,270,474 7,360,722 909,752  
c Accounting ........... 674,555 674,555    
d Lobbying ........... 318,151     318,151
e Professional fundraising. See Part IV, line 17.. 804,055 804,055
f Investment management fees ...... 11,421,410 11,421,410    
g Other .......... 92,772,586 80,848,774 10,239,982 1,683,830
12 Advertising and promotion .... 0      
13 Office expenses ....... 39,414,860 34,290,928 4,335,635 788,297
14 Information technology ...... 18,944,806 16,481,981 2,083,929 378,896
15 Royalties .. 3,077,654 3,077,654    
16 Occupancy ........... 107,734,000 93,728,580 11,850,740 2,154,680
17 Travel ............ 35,622,988 27,429,701 5,343,448 2,849,839
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 8,762,434 7,623,317 963,868 175,249
20 Interest ........... 86,201,000 86,201,000    
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 203,587,000 181,192,430 22,394,570  
23 Insurance .............. 51,166,657 49,020,792 1,815,732 330,133
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a OTHER SUPPLIES(LAB,COMPUTER) 51,355,071 45,706,013 5,649,058  
b SUB CONTRACTS 47,634,006 47,634,006    
c COST OTHER THAN CAMPUS STORE 35,601,268 35,601,268    
d COMMUNIC, MEMBERSH, EMPL TRG 26,933,477 26,664,143 269,334  
e
f All other expenses 193,482,434 150,354,222 42,011,174 1,117,038
25 Total functional expenses. Add lines 1 through 24f 3,068,749,235 2,680,728,236 329,646,763 58,374,236
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 5,464,098 1 52,598,376
2 Savings and temporary cash investments ....... 140,605,902 2 210,055,803
3 Pledges and grants receivable, net ......... 584,483,000 3 950,934,834
4 Accounts receivable, net ......... 353,568,000 4 231,812,987
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 69,093,000 7 69,441,000
8 Inventories for sale or use .............. 8,224,331 8 8,466,000
9 Prepaid expenses and deferred charges ............ 39,502,669 9 32,816,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,590,730,000
b Less: accumulated depreciation. ..... 10b 2,268,832,000 3,147,011,000 10c 3,321,898,000
11 Investments—publicly traded securities .......... 1,695,842,000 11 1,068,868,000
12 Investments—other securities. See Part IV, line 11 ...... 4,652,385,000 12 4,847,965,000
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 112,035,000 15 105,557,000
16 Total assets. Add lines 1 through 15 (must equal line 34)... 10,808,214,000 16 10,900,413,000
Liabilities 17 Accounts payable and accrued expenses . 367,160,000 17 623,396,000
18 Grants payable .......... 47,094,000 18 48,067,000
19 Deferred revenue .......... 294,035,000 19 205,973,000
20 Tax-exempt bond liabilities .......... 1,345,630,000 20 1,312,620,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 586,506,000 23 583,938,000
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 656,794,000 25 648,749,000
26 Total liabilities. Add lines 17 through 25..... 3,297,219,000 26 3,422,743,000
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 2,751,527,000 27 2,409,552,000
28 Temporarily restricted net assets ..... 2,432,376,000 28 2,616,355,000
29 Permanently restricted net assets ..... 2,327,092,000 29 2,451,763,000
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 7,510,995,000 33 7,477,670,000
34 Total liabilities and net assets/fund balances ..... 10,808,214,000 34 10,900,413,000
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
3,380,591,488
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
3,068,749,235
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
311,842,253
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
7,510,995,000
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-345,167,253
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
7,477,670,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2011
Name of organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 2
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part I
Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 3
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part II
Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 4
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
Use duplicate copies of Part III if additional space is needed
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
529,506
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
 
j
Total. Add lines 1c through 1i ...............................
529,506
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
PART 1-A-LINE 1.   THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE.
PART II-B-LINE 1 I.   IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION.
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 1,551,215
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 72,652,845
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 4,928,070,000 4,259,950,000 3,836,289,000 5,248,009,000
b Contributions ........ 107,392,000 112,278,000 109,055,000 249,810,000
c Net investment earnings, gains, and losses ... -9,223,000 734,562,000 393,907,000 -1,369,893,000
d Grants or scholarships ..... -30,500,080 -22,504,820 -26,326,325 -30,545,000
e Other expenditures for facilities
and programs ........ 		-154,846,560 -115,986,380 -129,429,505 -150,170,000
f Administrative expenses .... -49,269,360 -34,622,800 -39,769,170 -46,142,000
g End of year balance ...... 5,260,855,000 5,279,904,000 4,534,776,000 4,354,783,000
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet33.000 %
b
Permanent endowment SchDMd Bullet62.000 %
c
Temporarily restricted endowment SchDMd Bullet5.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   16,187,431 16,187,431
b Buildings ................   3,624,095,302 1,481,355,025 2,142,740,277
c Leasehold improvements ............   279,115,912 10,179,752 268,936,160
d Equipment ................   641,189,429 481,728,831 159,460,598
e Other .................   1,030,141,926 295,568,392 734,573,534
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 3,321,898,000
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests 77,579,000 F
(3)Other
(A) DOMESTIC EQUITIES 		166,182,000 F

(B) FOREIGN EQUITIES 		104,673,000 F

(C) HEDGED EQUITIES 		505,441,000 F

(D) PRIVATE EQUITIES 		1,066,971,000 F

(E) FIXED INCOME ASSET BACKED SEC 		35,151,000 F

(F) FIXED INCOME CORPORATE BONDS 		392,415,000 F

(G) FIXED INCOME EQUITY PRTSHPS 		295,116,000 F

(H) FIXED INCOME OTHER 		546,262,000 F

(I) MARKETABLE ALT AND RE 		1,645,742,000 F

(J) OTHER 		12,433,000 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 4,847,965,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
OBLIGATIONS UNDER SPLIT INT AGMTS 115,063,000
DEFERRED BENEFITS 443,639,000
FUNDS HELD IN TRUST FOR OTHERS 90,047,000






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 648,749,000
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 3,380,591,488
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 3,068,749,235
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 311,842,253
4 Net unrealized gains (losses) on investments .......................... 4 -193,429,000
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -151,738,253
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 -345,167,253
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 -33,325,000
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,081,869,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -193,429,000
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d 51,001,512
e Add lines 2a through 2d ..................... 2e -142,427,488
3 Subtract line 2e from line 1..................... 3 3,224,296,488
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV.) ........... 4b 156,295,000
c Add lines 4a and 4b....................... 4c 156,295,000
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,380,591,488
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 3,115,194,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d 48,617,155
e Add lines 2a through 2d...................... 2e 48,617,155
3 Subtract line 2e from line 1..................... 3 3,066,576,845
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV.) ............ 4b 2,172,390
c Add lines 4a and 4b....................... 4c 2,172,390
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,068,749,235
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
PART III, LINE 4:   ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Part V, Line 4:   ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E. FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH AND PUBLIC OUTREACH.
PART XI, LINE 8:   OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF ($151,738,253) CONSISTS OF THE FAIR MARKET VALUE ADJUSTMENTS FOR DEBT SWAPS AND SPLIT INTERESTS ($156,295,000); ADJUSTMENT FOR SUBSIDIARY NET INCOME OF $2,384,357 AND $2,172,390 FOR NET INCREMENTAL INCREASE IN INSTITUTIONAL LOANS FOR STUDENTS.
Part XII, Line 2d:   OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $51,001,512 CONSISTS OF SUBSIDIARY REVENUE AND REVENUE RELATED TO RECLASSIFICATIONS.
Part XII, Line 4B:   OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $156,295,000 CONSISTS OF THE FAIR MARKET VALUE ADJUSTMENTS FOR INVESTMENTS, SPLIT INTEREST AGREEMENTS AND DEBT SWAPS.
PART XIII, LINE 2D:   OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $48,617,155 CONSISTS OF SUBSIDIARY EXPENSES AND EXPENSES RELATED TO RECLASSIFICATIONS.
Part XIII, Line 4B:   OTHER ADJUSTMENTS: THE TOTAL ADJUSTMENT IN THE AMOUNT OF $2,172,390 CONSISTS OF NET INCREMENTAL INCREASE IN INSTITUTIONAL LOANS FOR STUDENTS.
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2011
Schedule E (Form 990 or 990EZ) 2011
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION FOR LINE 3   THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
EXPLANATION FOR LINE 6A   CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM(TAP).
Schedule E (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
East Asia and the Pacific 0 0 Program Services Grantmaking 812,378
Europe (Including Iceland and Greenland) 0 0 Program Services Grantmaking 1,739,038
Middle East and North Africa 0 0 Program Services Grantmaking 715,978
North America 0 0 Program Services Grantmaking 902,649
Russia and the Newly Independent States 0 0 Program Services Grantmaking 24,150
South America 0 0 Program Services Grantmaking 1,146,934
South Asia 0 0 Program Services Grantmaking 3,041,903
Sub-Saharan Africa 0 0 Program Services Grantmaking 2,388,704
Central America and the Caribbean 0 0 Program Services Medical Services 1,007,907
East Asia and the Pacific 0 0 Program Services RESEARCH 101,170
Europe (Including Iceland and Greenland) 0 0 Program Services RESEARCH 333,035
Middle East and North Africa 1 325 Program Services RESEARCH 88,056,850
North America 0 0 Program Services RESEARCH 113,443
South America 0 0 Program Services RESEARCH 39,474
Sub-Saharan Africa 0 3 Program Services EDUCATION & RESEARCH 319,762
Central America and the Caribbean 0 0 Investments N/A 815,255,725
Europe (Including Iceland and Greenland) 0 0 Investments N/A 85,394,945
East Asia and the Pacific 1 2 Program Services EDUCATION 413,976
Europe (Including Iceland and Greenland) 1 9 Program Services EDUCATION 2,486,485
North America 0 1 Program Services EDUCATION 41,416
South America 0 1 Program Services EDUCATION 134,515
South Asia 1 0 Program Services EDUCATION 179,949
3a Sub-total ..... 1 328 1,001,394,045
b Total from continuation sheets to Part I ... 3 13 3,256,341
c Totals (add lines 3a and 3b) 4 341 1,004,650,386
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
 
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
STUDENT TRAVEL GRANT Cent. America/Caribbean 13 0   26,000 TICKETS COST
STUDENT TRAVEL GRANT East Asia/Pacific 17 0   34,000 TICKETS COST
STUDENT TRAVEL GRANT Europe/Iceland/Greenland 18 0   36,000 TICKETS COST
STUDENT TRAVEL GRANT Middle East/North Africa 3 0   6,000 TICKETS COST
STUDENT TRAVEL GRANT North America 2 0   4,000 TICKETS COST
STUDENT TRAVEL GRANT Russia 1 0   2,000 TICKETS COST
STUDENT TRAVEL GRANT South America 17 0   34,000 TICKETS COST
STUDENT TRAVEL GRANT South Asia 5 0   10,000 TICKETS COST
STUDENT TRAVEL GRANT Sub-Saharan Africa 11 0   22,000 TICKETS COST
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PART I, LINE 2:   THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. ALL ISSUES ARE ADDRESSED IMMEDIATELY AND, IF DEEMED APPROPRIATE, REVIEWED WITH OTHER KEY OFFICES AT THE UNIVERSITY, PRIOR TO MAKING PAYMENT.
PART III, LINE 1:   THESE ARE TRAVEL AWARDS TO GRADUATE STUDENTS WHERE CORNELL HAS DATA ON THE FOREIGN JUSISDICTION. THE UNIVERSITY CURRENTLY DOES NOT CAPTURE DETAILED INFORMATION ON OTHER GRANTS TO OUR STUDENTS WHERE THEIR RESEARCH ACTIVITY OCCURS OUTSIDE THE U.S.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
GRENZENBACK GLIER ASSOC
401 N Michigan
 
Chicago, IL60611 		CONSULTING   No 0 151,488 0
COMMUNITY CONSULTING SERVICE
461 5TH AVE
 
NEW YORK, NY10017 		CONSULTING   No 0 530,000 0
JFM GROUP
629 fifth Avenue
 
PELHAM, NY10803 		EVENT MGM   No 1,542,080 61,284 1,480,797
Total .................right arrow 1,542,080 742,772 1,480,797
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OH, OK, OR, SC, TN, UT, VA, WA, WV, WI
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

CABARET NIGHT
(event type) 		(b) Event #2

 
(event type) 		(c) Other Events

0
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,542,080     1,542,080
2 Less: Charitable
contributions . . . 		1,466,210     1,466,210
3 Gross income (line 1
minus line 2) . . . 		75,870     75,870
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . . 591     591
6 Rent/facility costs . . 159,656     159,656
7 Food and beverages . . 68,235     68,235
8 Entertainment . . . 33,895     33,895
9 Other direct expenses . 212,046     212,046
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 474,423
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -398,553
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) AGING IN NEW YORK FUND INC2 LAFAYETTE STREET SUITE 2100
NEW YORK,NY10007 		13-3153550 501(c)(3) 25,000       RESEARCH
(2) ALBANY MEDICAL COLLEGE47 NEW SCOTLAND AVENUE MC-116
ALBANY,NY12208 		14-1338310 501(c)(3) 35,255       RESEARCH
(3) ALBERT EINSTEIN COLLEGE OF MEDICINE1300 MORRIS PARK AVENUE
BRONX,NY10461 		13-1624225 501(c)(3) 8,925       RESEARCH
(4) AMERICAN ASSOC OF PEOPLE WITH DISABILITIES1629 K STREET NW SUITE 950
WASHINGTON,DC20006 		52-1930174 501(c)(3) 15,000       RESEARCH
(5) AMERICAN EVALUATION ASSOCIATION16 SCONTICUT NECK ROAD 290
FAIRHAVEN,MA02719 		52-1463557 501(c)(3) 20,000       RESEARCH
(6) ARIZONA STATE UNIVERSITY (ASU)PO BOX 876011
TEMPE,AZ852876011 		99-9999999 501(c)(3) 562,406       RESEARCH
(7) ASHIMA RESEARCH600 S LAKE AVENUE UNIT 104
PASADENA,CA91106 		26-4374627   20,000       RESEARCH
(8) ATC-NY33 THORNWOOD DRIVE SUITE 500
ITHACA,NY14850 		16-1549760   303,014       RESEARCH
(9) BANNER RESEARCH INSTITUTE10515 W SANTA FE DR
SUN CITY,AZ85351 		86-0768795 501(c)(3) 34,630       RESEARCH
(10) BAPTIST HEALTH11900 COL GLENN RD SUITE 2000
LITTLE ROCK,AR72210 		71-0236856 501(c)(3) 23,236       RESEARCH
(11) BAYLOR COLLEGE OF MEDICINE1 BAYLOR PLAZA ROOM BCMM929
HOUSTON,TX77030 		74-1613878 501(c)(3) 39,061       RESEARCH
(12) BEDFORD VA RESEARCH200 SPRING ROAD MS151 BUILDING 2A R
BEDFORD,MA01730 		04-3512440 501(c)(3) 47,096       RESEARCH
(13) BELTON SPACE EXPLORATION INITIATIVES430 SOUTH RANDOLPH WAY
TUCSON,AZ85716 		86-0987248   32,859       RESEARCH
(14) BETH ISRAEL DEACONESS MEDICAL CENTER330 BROOKLINE AVENUE BR264
BOSTON,MA02215 		04-2103881 501(c)(3) 166,500       RESEARCH
(15) BETH ISRAEL DEACONESS MEDICAL CENTER330 BROOKLINE AVE
BOSTON,MA02215 		04-2103881 501(c)(3) 44,606       RESEARCH
(16) BIOSONICS INC4027 LEARY WAY NW
SEATTLE,WA98107 		91-1034706   43,670       RESEARCH
(17) BOSTON UNIVERSITY715 ALBANY STREET
BOSTON,MA02218 		04-2103547 501(c)(3) 24,580       RESEARCH
(18) BOWLING GREEN STATE UNIVERSITYOFFICE OF SPONSORED PROGRAMS AND RE
BOWLING GREEN,OH434030230 		34-6402018 501(c)(3) 5,682       RESEARCH
(19) BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH100 BOYCE THOMPSON TOWER ROAD
ITHACA,NY14853 		13-1739923 501(c)(3) 671,708       RESEARCH
(20) BRADLEY UNIVERSITY1501 W BRADLEY AVENUE 215 BRADLEY
PEORIA,IL616250313 		37-0661949 501(c)(3) 27,174       RESEARCH
(21) BRIGHAM & WOMENS HOSPITALONE BRIGHAM CIRCLE SUITE 418 DEPT O
BOSTON,MA02115 		04-2312909 501(c)(3) 58,261       RESEARCH
(22) BROWN UNIVERSITYBOX 1929
PROVIDENCE,RI02912 		05-0258809 501(c)(3) 70,713       RESEARCH
(23) BURKE MEDICAL RESEARCH INST785 MAMARONECK AVENUE WHITE PLAINS
NEW YORK,NY10605 		13-3434924 501(c)(3) 378,794       RESEARCH
(24) BUTLER HOSPITAL345 BLACKSTONE BLVD
PROVIDENCE,RI02906 		05-0258812 501(c)(3) 27,667       RESEARCH
(25) CAL STATE LA UNIVERSITY AUXILIARY SERV INC5151 STATE UNIVERSITY DRIVE GOLDEN
LOS ANGELES,CA900324226 		95-4016653 501(c)(3) 27,273       RESEARCH
(26) CALIFORNIA INSTITUTE OF TECHNOLOGY1200 E CALIFORNIA BLVD MAIL CODE
PASADENA,CA91125 		95-1643307 501(c)(3) 369,198       RESEARCH
(27) CARNEGIE MELLON UNIVERSITY5000 FORBES AVENUE
PITTSBURGH,PA15213 		25-0969449 501(c)(3) 63,795       RESEARCH
(28) CARY INSTITUTE OF ECOSYSTEM STUDIESBOX AB 2801 SHARON TURNPIKE
MILLBROOK,NY125450129 		22-3232968 501(c)(3) 145,782       RESEARCH
(29) CASE WESTERN RESERVE UNIVERSITY10900 EUCLID AVE
CLEVELAND,OH44106 		34-1018992 501(c)(3) 153,501       RESEARCH
(30) CATHOLIC HEALTHCARE WEST ARIZONAFILE 5743
LOS ANGELES,CA900740878 		94-1196203 501(c)(3) 61,153       RESEARCH
(31) CENTER FOR ECONOMIC AND POLICY RESEARCH1611 CONNECTICUT AVE NW SUITE 400
WASHINGTON,DC20009 		52-2204029 501(c)(3) 55,944       RESEARCH
(32) CHILD TRENDS INC4301 CONNECTICUT AVE NW SUITE 350
WASHINGTON,DC20008 		13-2982969 501(c)(3) 36,417       RESEARCH
(33) CLARKSON UNIVERSITY8 CLARKSON AVENUE PO BOX 5630
POTSDAM,NY136995630 		15-0543659 501(c)(3) 97,731       RESEARCH
(34) CLEMSON UNIVERSITY300 BRACKETT HALL
CLEMSON,SC296345702 		57-6000254 501(c)(3) 23,539       RESEARCH
(35) CLEVELAND CLINIC FOUNDATION9500 EUCLID AVENUE
CLEVELAND,OH44195 		34-0714585 501(c)(3) 36,169       RESEARCH
(36) COLD SPRING HARBOR LABORATORY1 BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724 		11-2013303 501(c)(3) 293,867       RESEARCH
(37) COLD SPRING HARBOR LABORATORYP O BOX 100 1 BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724 		11-2013303 501(c)(3) 23,494       RESEARCH
(38) COLGATE UNIVERSITYG6 JAMES B COLGATE HALL 13 OAK DR
HAMILTON,NY133461398 		15-0532078 501(c)(3) 39,873       RESEARCH
(39) COLLEGE OF CHARLESTONOFFICE OF RESEARCH GRANTS ADMINIS
CHARLESTON,SC29424 		57-6000265 501(c)(3) 25,931       RESEARCH
(40) COLLEGE OF WOOSTER1189 BEALL AVENUE
WOOSTER,OH446912393 		34-0714654 501(c)(3) 23,219       RESEARCH
(41) COLORADO NEUROLOGICAL INSTITUTE701 EAST HAMPDEN AVENUE SUITE 510
ENGLEWOOOD,CO80113 		84-1100975 501(c)(3) 77,370       RESEARCH
(42) COLORADO STATE UNIVERSITY601 SOUTH HOWES ST 408 UNIVERSITY
615 WEST 131 STREET MC
FORT COLLINS,CO805232002 		84-6000545 501(c)(3) 160,946       RESEARCH
(43) COLUMBIA UNIVERSITYSPONSORED PROJECTS ADMINSITRATION 6
NEW YORK,NY10027 		13-5598093 501(c)(3) 353,408       RESEARCH
(44) COLUMBIA UNIVERSITY615 WEST 131TH STREET MC 8741
NEW YORK,NY10027 		13-5598093 501(c)(3) 807,001       RESEARCH
(45) COMMISSION ON QUALITY OF CARE AND ADVOCACY FOR401 STATE STREET
SCHENECTADY,NY123052397 		STATE OF NY 53,299       RESEARCH
(46) CONTINUUM HEALTH PARTNERS555 WEST 57TH STREET
NEW YORK,NY10019 		13-3939476 501(c)(3) 11,060       RESEARCH
(47) CORNELL COOPERATIVE EXTENSION121 SECOND STREET
ORISKANY,NY134249799 		16-6072888 501(c)(3) 34,878       RESEARCH
(48) CORNELL COOPERATIVE EXTENSION203 NORTH HAMILTON STREET
WATERTOWN,NY136012948 		16-6072882 501(c)(3) 10,300       RESEARCH
(49) CORNELL COOPERATIVE EXTENSION417 LIBERTY STREET
PENN YAN,NY14527 		16-1159507 501(c)(3) 5,500       RESEARCH
(50) CORNELL COOPERATIVE EXTENSION6055 ROUTE 23
ACRA,NY12405 		14-6036887 501(c)(3) 24,114       RESEARCH
(51) CORNELL COOPERATIVE EXTENSION6064 ROUTE 22 SUITE 5
PLATTSBURGH,NY129019601 		16-1159507 501(c)(3) 15,160       RESEARCH
(52) CORNELL COOPERATIVE EXTENSION99 NORTH BROAD STREET
NORWICH,NY138151386 		16-6072876 501(c)(3) 20,348       RESEARCH
(53) CORNELL COOPERATIVE EXT SUFFOLK COUNTY423 GRIFFING AVENUE SUITE 100
RIVERHEAD,NY119013071 		11-6081424 501(c)(3) 67,332       RESEARCH
(54) CUBRC INC4455 GENESEE STREET
BUFFALO,NY14225 		22-2505934 501(c)(3) 208,983       RESEARCH
(55) DANA FARBER44 BINNEY STREET
BOSTON,MA021156084 		04-2263040 501(c)(3) 40,091       RESEARCH
(56) DELAWARE STATE UNIVERSITY1200 N DUPONT HIGHWAY
DOVER,DE19901 		51-0305893 501(c)(3) 184,685       RESEARCH
(57) DICKINSON COLLEGEPO BOX 1773
CARLISE,PA170132896 		23-1365954 501(c)(3) 37,477       RESEARCH
(58) DRS SENSORS & TARGETING SYSTEMS INC10600 VALLEY VIEW STREET
CYPRESS,CA906304833 		27-0203897   183,436       RESEARCH
(59) DUKE UNIVERSITYOFFICE OF RESEARCH SUPPORT 2200 WES
DURHAM,NC27705 		56-0532129 501(c)(3) 41,172       RESEARCH
(60) DUKE UNIVERSITY MEDICAL CENTER932 MORREENE ROAD ROOM 213
DURHAM,NC27705 		56-0532129 501(c)(3) 16,116       RESEARCH
(61) EMORY UNIVERSITY954 GATEWOOD ROAD NE
ATLANTA,GA303294208 		58-0566256 501(c)(3) 750,526       RESEARCH
(62) ENVIRONMENTAL EDUCATION EXCHANGE738 N 5TH AVENUE SUITE 100
TUCSON,AZ85705 		86-0682018 501(c)(3) 87,150       RESEARCH
(63) ESS GROUP INC888 WORCESTER STREET SUITE 240
WELLESLEY,MA02482 		04-6924295   47,806       RESEARCH
(64) FRANKLIN & MARSHALL COLLEGEPO BOX 3003
LANCASTER,PA176043003 		23-1352635 501(c)(3) 21,385       RESEARCH
(65) GENE NETWORK SCIENCES (GNS)58 CHARLES STREET
CAMBRIDGE,MA02141 		16-1594168   21,024       RESEARCH
(66) GEORGETOWN UNIVERSITY37TH AND O STREETS
WASHINGTON,DC20057 		53-0196603 501(c)(3) 15,494       RESEARCH
(67) GEORGIA TECH RESEARCH CORP505 TENTH STREET N W
ATLANTA,GA303320420 		58-0603146 501(c)(3) 77,358       RESEARCH
(68) GEORGIA TECH RESEARCH CORPORATION (GTRC)505 TENTH STREET
ATLANTA,GA303320420 		58-0603146 501(c)(3) 1,782,558       RESEARCH
(69) GOOD OLD LOWER EAST SIDE169 AVENUE B
NEW YORK,NY10009 		13-2915659 501(c)(3) 70,856       RESEARCH
(70) H LEE MOFFITT CANCER CTR & RSRCH INSTITUTE12902 MAGNOLIA DRIVE
TAMPA,FL33612 		59-2451713 501(c)(3) 24,178       RESEARCH
(71) HARVARD SCHL OF PUBLIC HEALTH677 HUNTINGTON AVENUE LL-23
BOSTON,MA02115 		04-2103580 501(c)(3) 229,169       RESEARCH
(72) HEALTH RESEARCH INCRIVERVIEW CENTER 150 BROADWAY SUITE
MENANDS,NY122042719 		14-1402155 501(c)(3) 156,727       RESEARCH
(73) HEALTH RESEARCH INC150 BROADWAY SUITE 560
MENANDS,NY12204 		14-1402155 501(c)(3) 68,490       RESEARCH
(74) HEBREW HOME AT RIVERDALE5901 PALISADE AVENUE
RIVERDALE,NY10471 		20-4352212 501(c)(3) 171,656       RESEARCH
(75) HEBREW HOME FOR THE AGED5901 PALISADE AVENUE
BRONX,NY10471 		13-1739971 501(c)(3) 122,169       RESEARCH
(76) HOBART AND WILLIAM SMITH COLLEGES300 PULTENEY STREET
GENEVA,NY14456 		16-0743040 501(c)(3) 36,218       RESEARCH
(77) HOFSTRA UNIVERSITY205 MEMORIAL HALL
HEMPSTEAD,NY11549 		11-1630906 501(c)(3) 10,859       RESEARCH
(78) HONEYBEE ROBOTICS INC460 W 34TH ST 7TH FLOOR
NEW YORK,NY10001 		88-0193033   51,934       RESEARCH
(79) HOSPITAL FOR SPECIAL SURGERY535 EAST 7OTH STREET
NEW YORK,NY10021 		13-1624135 501(c)(3) 1,403,867       RESEARCH
(80) HOWARD UNIVERSITY (HU)OFFICE OF SPONSORED PROGRAMS 576 W
WASHINGTON,DC20059 		53-0204707 501(c)(3) 804,304       RESEARCH
(81) HUBBARD BROOK RESEARCH FOUNDATIONPO BOX 282
NORTH WOODSTOCK,NH03262 		02-0474938 501(c)(3) 102,885       RESEARCH
(82) HYBRID SILICA TECHNOLOGIES INC95 BROWN ROAD
1300 YORK AVENUE BOX 89
ITHACA,NY14850 		20-1870710   368,045       RESEARCH
(83) INSIGHTS INTERNATIONAL INCBOX 6401
ITHACA,NY148516401 		16-1404347   30,000       RESEARCH
(84) INSTITUTE FOR EDUCATIONAL LEADERSHIP4455 CONNECTICUT AVENUE NW SUITE 31
WASHINGTON,DC20008 		52-1198450 501(c)(3) 23,356       RESEARCH
(85) INSTITUTE FOR LEARNING INNOVATION3168 BRAVERTON STREET SUITE 280
EDGEWATER,MD21037 		52-1467051 501(c)(3) 71,914       RESEARCH
(86) INSTITUTE FOR SYSTEMS BIOLOGY1441 N 34TH STREET
SEATTLE,WA98103 		91-2003593 501(c)(3) 143,020       RESEARCH
(87) INSTITUTE NEURODEGENERATIVE60 TEMPLE STREET SUITE 8B
NEW HAVEN,CT06511 		06-1582206 501(c)(3) 16,081       RESEARCH
(88) INTERNATIONAL CITYCOUNTY MGT ASSOC777 N CAPITOL STREET NE SUITE 500
WASHINGTON,DC20002 		36-2167755 501(c)(3) 17,036       RESEARCH
(89) INTERNATIONAL FOOD POLICY RSRCH INSTITUTE2033 K STREET NW
WASHINGTON,DC20006 		52-1041632 501(c)(3) 10,464       RESEARCH
(90) INTERNATIONAL RELIEF AND DEVELOPMENT1621 N KENT STREET 4TH FLOOR SUITE
ARLINGTON,VA22209 		54-1889077 501(c)(3) 7,874       RESEARCH
(91) IOWA STATE UNIVERSITY1138 PEARSON
AMES,IA500112207 		42-6004224 501(c)(3) 181,630       RESEARCH
(92) ITHACA COLLEGE130 ALUMNI HALL ITHACA COLLEGE
ITHACA,NY148507006 		15-0532204 501(c)(3) 9,000       RESEARCH
(93) JEWISH ASSOC FOR SERVICES FOR THE AGED132 WEST 31ST STREET 10TH FLOOR
NEW YORK,NY10001 		13-2620896 501(c)(3) 13,114       RESEARCH
(94) JOHNS HOPKINS UNIVERSITY615 N WOLFE STREET SUITE W1100
BALTIMORE,MD21205 		52-0595110 501(c)(3) 7,523       RESEARCH
(95) JOHNS HOPKINS UNIVERSITY12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693 		52-0595110 501(c)(3) 227,331       RESEARCH
(96) JUST ONE BREAK INC201 IU WILLETS ROAD
ALBERTSON,NY11507 		13-1850554 501(c)(3) 25,098       RESEARCH
(97) KANSAS STATE UNIVERSITY2 FAIRCHILD HALL
MANHATTAN,KS665061103 		48-0771751 501(c)(3) 363,180       RESEARCH
(98) KINETX INC SPACE NAVIGATION & FLIGHT DYNAMICS21 WEST EASY ST SUITE 108
SIMI VALLEY,CA93065 		77-0326085   10,756       RESEARCH
(99) LEHIGH UNIVERSITY (LU)526 BRODHEAD AVENUE
BETHLEHEM,PA180153046 		24-0795445 501(c)(3) 98,042       RESEARCH
(100) LIGHTWORKS LLC1525 FLEMMING DR
LONGMONT,CO80501 		20-5476699   43,500       RESEARCH
(101) LIQUID ROBOTICS1329 MOFFETT PARK DRIVE
SUNNYVALE,CA94089 		20-8190286   77,890       RESEARCH
(102) LSU HEALTH SCIENCE CENTER INSTITUTE1501 KINGS HWY R00M 3-436
SHREVEPORT,LA71103 		72-1418937 501(c)(3) 25,521       RESEARCH
(103) MARQUETTE UNIVERSITYPO BOX 1881
MILWAUKEE,WI532011181 		39-0806251 501(c)(3) 13,623       RESEARCH
(104) MASSACHUSETTS GENERAL HOSPITAL50 STANFORD STREET- SUITE 1001
BOSTON,MA02114 		04-2697983 501(c)(3) 81,619       RESEARCH
(105) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVENUE RM E19-750
CAMBRIDGE,MA021394307 		04-2103594 501(c)(3) 15,639       RESEARCH
(106) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVENUE NE30-7049
CAMBRIDGE,MA02142 		04-2103594 501(c)(3) 110,740       RESEARCH
(107) MATHEMATICA POLICY RESEARCH INCPO BOX 2393
PRINCETON,NJ08543 		22-2112296   12,715       RESEARCH
(108) MAYO CLINIC ARIZONA13400 EAST SHEA BLVD
SCOTTSDALE,AZ85259 		86-0800150 501(c)(3) 27,034       RESEARCH
(109) MCLEAN HOSPITAL CORPORATIONPEAR MAILSTOP 320 115 MILL STREET
BELMONT,MA02478 		04-2697981 501(c)(3) 25,079       RESEARCH
(110) MCW RESEARCH FOUNDATION INC8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226 		39-1454191 501(c)(3) 69,475       RESEARCH
(111) MEDICAL COLLEGE OF GEORGIA1429 HARPER HF 1121
AUGUSTA,GA30912 		58-1418202 501(c)(3) 44,549       RESEARCH
(112) MEDICAL COLLEGE OF WISCONSIN9200 WEST WISCONSIN AVENUE
MILWAUKEE,WI53226 		39-0806261 501(c)(3) 108,273       RESEARCH
(113) MEDICAL UNIVERSITY OF SOUTH CAROLINA326 CALHOUN STREET SUITE 308
CHARLESTON,SC29401 		57-6000722 STATE OF SC 19,060       RESEARCH
(114) MEMORIAL SLOAN KETTERING1275 YORK AVENUE
NEW YORK,NY10021 		13-1924236 501(c)(3) 4,033,735       RESEARCH
(115) METADATA MANAGEMENT ASSOCIATESPO BOX 282
JACKSONVILLE,NY14854 		26-1422818   131,271       RESEARCH
(116) MIAMI UNIVERSITY102 ROUDEBUSH HALL
OXFORD,OH450563653 		31-6402089 501(c)(3) 66,796       RESEARCH
(117) MICHIGAN STATE UNIVERSITYCONTRACT GRANT ADMINISTRATION 301
E LANSING,MI488241046 		38-6005984 501(c)(3) 263,965       RESEARCH
(118) MINEX ENGINEERING CORP1000 APOLLO COURT UNIT G
ANTIOCH,CA94509 		68-0205164   96,240       RESEARCH
(119) MONTCLAIR STATE UNIVERSITYOFFICE OF RESEARCH SPONSORED PROG
MONTCLAIR,NJ07043 		22-2912682 501(c)(3) 94,168       RESEARCH
(120) MOUNT SINAI SCHOOL OF MEDICINEONE GUSTAVE L LEVY PLACE BOX 3500
NEW YORK,NY10029 		13-6171197 501(c)(3) 505,991       RESEARCH
(121) MOVIMIENTO PARA EL ALCANCE DE VIDA INDEPENDIENTEPO BOX 25277
SAN JUAN,PR009285277 		66-0446732 501(c)(3) 16,301       RESEARCH
(122) NARROWS INSTITUTE FOR BIOMEDICAL800 POLY PLACE MAINE CODE 151
BROOKLYN,NY11209 		11-3059470 501(c)(3) 14,736       RESEARCH
(123) NTL AGN FOR FINITE ELEMENT METHODS AND STD1829 DICKERSON BLVD SUITE 102
MONROE,NC28110 		99-9999999 FOREIGN 7,853       RESEARCH
(124) NATIONAL CENTER FOR GENOME RESOURCES2935 RODEO PARK DRIVE EAST
SANTE FE,NM87505 		85-0418280 501(c)(3) 93,389       RESEARCH
(125) NATIONAL INSTITUTE OF STANDARDS AND TECH325 BROADWAY
BOULDER,CO80305 		99-9999999 US DEPT OF COM. 186,216       RESEARCH
(126) NATIONAL RADIO ASTRONOMY OBSERVATORY520 EDGEMONT ROAD
CHARLOTTESVILLE,VA229032475 		11-1630900 501(c)(3) 48,307       RESEARCH
(127) NEW MEXICO BUSINESS LEADERSHIP NETWORKPO BOX 90803
ALBUQUERQUE,NM87199 		41-2055631 501(c)(3) 16,250       RESEARCH
(128) NEW MEXICO STATE UNIVERSITYPO BOX 30001 MSC 3AFR
LAS CRUCES,NM880038001 		85-6000401 501(c)(3) 5,990       RESEARCH
(129) NEW YORK CITY HEALTH AND HOSPITALS160 WATER STREET 7TH FL
NEW YORK,NY10038 		13-2655001 STATE OF NY 289,220       RESEARCH
(130) NEW YORK RESTORATION PROJECT254 W 31ST ST 10TH FLOOR
NEW YORK,NY10001 		13-3959056 501(c)(3) 41,206       RESEARCH
(131) NEW YORK UNIVERSITY665 BROADWAY SUITE 801
NEW YORK,NY100122331 		13-5562308 501(c)(3) 19,958       RESEARCH
(132) NORTH AMERICAN ASSN FOR ENVR EDUCATION2000 P ST NW SUITE 540
WASHINGTON,DC20036 		23-7158061 501(c)(3) 811,029       RESEARCH
(133) NC AGRICULTURAL & TECH STATE UNIVERSITY1601 EAST MARKET STREET
GREENSBORO,NC27411 		56-6000007 501(c)(3) 28,235       RESEARCH
(134) NORTH CAROLINA STATE UNIVERSITY2701 SULLIVAN DRIVE SUITE 240 CAMPU
RALEIGH,NC276957514 		56-6000756 STATE OF NC 314,345       RESEARCH
(135) NORTH CAROLINA STATE UNIVERSITY2701 SULLIVAN DRIVE SUITE 240
CB,NC276957214 		56-6000756 STATE OF NC 71,092       RESEARCH
(136) NORTH DAKOTA STATE UNIVERSITYDEPT 4000 PO BOX 6050
FARGO,ND581056050 		45-6002439 501(c)(3) 41,578       RESEARCH
(137) NORTH SHORE UNIVERSITY HOSP350 COMMUNITY DRIVE MANHASSET
NEW YORK,NY11030 		11-1562701 501(c)(3) 32,586       RESEARCH
(138) NORTH WESTERN UNIVERSITY2205 TECH DRIVE HOGAN 2-100
EVANSTON,IL602083500 		36-2167817 501(c)(3) 170,700       RESEARCH
(139) NORTHEAST ORGANIC FARMING ASSOCIATION OF NY249 HIGHLAND AVE
ROCHESTER,NY14620 		03-0259137 501(c)(3) 47,126       RESEARCH
(140) NORTHEASTERN UNIVERSITY (NU)360 HUNTINGTON AVENUE 960 RENAISSAN
BOSTON,MA021155000 		04-1679980 501(c)(3) 50,971       RESEARCH
(141) NYU SCHOOL OF MEDICINE522 FIRST AVENUE
NEW YORK,NY10016 		13-5562308 501(c)(3) 868,302       RESEARCH
(142) OCHSNER CLINIC FOUNDATION1514 JEFFERSON HIGHWAY 2ND FL RESEA
NEW ORLEANS,LA70121 		72-0502505 501(c)(3) 22,472       RESEARCH
(143) OFS LABORATORIES LLC19 SCHOOLHOUSE ROAD
SOMERSET,NJ08873 		16-1745377   63,068       RESEARCH
(144) OHIO STATE UNIVERSITY650 ACKERMAN ROAD ROOM344
COLUMBUS,OH43202 		31-6025986 STATE OF OH 78,805       RESEARCH
(145) OREGON HEALTH & SCIENCE UNIVERSITY3181 W SAM JACKSON PARK ROAD MAIL C
PORTLAND,OR972393098 		93-1176109 501(c)(3) 15,161       RESEARCH
(146) OREGON STATE UNIVERSITYPO BOX 1086
CORVALIS,OR973312140 		93-1070707 501(c)(3) 221,113       RESEARCH
(147) ORGANIC GROWERS (OGRISN)1124 COUNTRY RD 38
BRAINBRIDGE,NY13733 		45-4134508 501(c)(3) 17,738       RESEARCH
(148) PACE UNIVERSITYONE PACE PLAZA
NEW YORK,NY10038 		13-5562314 501(c)(3) 76,221       RESEARCH
(149) PALEONTOLOGICAL RESEARCH INSTITUTION1259 TRUMANSBURG ROAD
ITHACA,NY14850 		15-0554849 501(c)(3) 30,645       RESEARCH
(150) PARKINSONS & MOVEMENT DISORDER9940 TALBERT AVENUE SUITE 204
FOUNTAIN VALLEY,CA92708 		33-0865885 501(c)(3) 32,379       RESEARCH
(151) PARKINSONS INSTITUTE675 ALMANOR AVENUE
SUNNYVALE,CA94085 		94-3061594 501(c)(3) 29,264       RESEARCH
(152) PARSONS THE NEW SCHOOL FOR DESIGN80 FIFTH AVE 4TH FLOOR
NEW YORK,NY10011 		13-3297179 501(c)(3) 18,064       RESEARCH
(153) PENNSYLVANIA STATE UNIVERSITY500 UNIVERSITY DRIVE MC H138
HERSHEY,PA17033 		24-6000376 STATE OF PA 155,354       RESEARCH
(154) PENNSYLVANIA STATE UNIVERSITY103 SHIELDS BUILDING
UNIVERSITY PK,PA16802 		24-6000376 STATE OF PA 41,955       RESEARCH
(155) PENNSYLVANIA STATE UNIVERSITY (PSU)OFFICE OF SPONSORED PROGRAMS 110 TE
UNIVERSITY PARK,PA168027000 		24-6000376 STATE OF PA 1,137,513       RESEARCH
(156) PHILMONT BEAUTIFICATION INC113 MAIN STREET PO BOX 1072
PHILMONT,NY12565 		20-5877789 501(c)(3) 5,829       RESEARCH
(157) POLYTECHNIC INSTITUTE OF NEW YORK UNI6 METROTECH CENTER
BROOKLYN,NY11201 		11-1630820 501(c)(3) 17,892       RESEARCH
(158) POMONA COLLEGE150 EAST EIGHTH STREET
CLAREMONT,CA91711 		95-1664112 501(c)(3) 28,789       RESEARCH
(159) PORT CITY NEUROLOGY7 PORTLAND FARMS RD
SCARBOROUGH,ME04074 		20-2978378 501(c)(3) 13,289       RESEARCH
(160) PRESIDENT AND FELLOWS OF HARVARD COLLEGE (PFHC)OFFICE FOR SPONSORED RESEARCH 1350
CAMBRIDGE,MA02138 		04-2103580 501(c)(3) 933,561       RESEARCH
(161) PRIMET PRECISION MATERIALS INC950 DANBY ROAD SUITE 204
ITHACA,NY14850 		72-1543183   6,556       RESEARCH
(162) PRINCETON UNIVERSITY4 NEW SOUTH BLDG
PRINCETON,NJ08544 		21-0634501 501(c)(3) 209,433       RESEARCH
(163) PURDUE UNIVERSITY615 W STATE STREET SPS AGAD
WEST LAFAYETTE,IN479072108 		35-6002041 501(c)(3) 185,061       RESEARCH
(164) REGENTS OF THE UNIVERSITY OF CALIFORNIA2150 SHATTUCK AVE SUITE 313
BERKELEY,CA947205940 		94-6002123 501(c)(3) 638,324       RESEARCH
(165) REGENTS OF THE UNIVERSITY OF CALIFORNIABOX 951406
LOS ANGELES,CA900951406 		95-6006143 501(c)(3) 6,112       RESEARCH
(166) REGENTS OF THE UNIVERSITY OF CALIFORNIAOFFICE OF CONTRACT GRANT ADMINIST
LA JOLLA,CA920930934 		95-2872494 501(c)(3) 186,573       RESEARCH
(167) REGENTS OF THE UNIVERSITY OF CALIFORNIAOFFICE OF RESEARCH ADMINISTRATION 5
IRVINE,CA926977600 		95-2226406 501(c)(3) 158,779       RESEARCH
(168) REGENTS OF THE UNIVERSITY OF CALIFORNIAROOM 3227 CHEADLE HALL
SANTA BARBARA,CA931062050 		95-6006145 501(c)(3) 1,208,735       RESEARCH
(169) REGENTS OF THE UNI OF CALIFORNIA-DAVISOFFICE OF RESEARCH 1850 RESEARCH PA
DAVIS,CA95618 		94-6036494 501(c)(3) 353,628       RESEARCH
(170) REGENTS OF THE UNIVERSITY OF MICHIGANWOLVERINE TOWER ROOM 1056
ANN ARBOR,MI481091274 		38-6006309 501(c)(3) 1,969,702       RESEARCH
(171) REGENTS OF THE UNIVERSITY OF MICHIGAN3003 S STATE STREET 1040 ANN
ARBOR,MI481091274 		38-6006309 501(c)(3) 394,675       RESEARCH
(172) REGENTS OF THE UNIVERSITY OF MINNESOTANW 5957 PO BOX 1450
MINNEAPOLIS,MN55485 		41-6007513 501(c)(3) 843,212       RESEARCH
(173) RENSSELAER POLYTECHNIC INSTITUTE110 8TH STREET WEST HALL
TROY,NY12180 		14-1340095 501(c)(3) 488,420       RESEARCH
(174) RESEARCH FOUNDATION FOR MENTAL150 BROADWAY SUITE301
MENANDS,NY12204 		14-1410842 501(c)(3) 752,510       RESEARCH
(175) RESEARCH FOUNDATION FOR MENTAL HYGIENE INC140 OLD ORANGEBURG ROAD BLDG 35
ORANGEBURG,NY10962 		14-1410842 501(c)(3) 133,192       RESEARCH
(176) RESEARCH FOUNDATION OF CUNY230 WEST 41ST STREET 7TH FL
NEW YORK,NY10036 		13-1988190 501(c)(3) 1,178,834       RESEARCH
(177) RSRCH FNDTN OF THE CITY UNIVERSITY OF NY230 WEST 41ST STREET
NEW YORK,NY10036 		13-1988190 501(c)(3) 23,250       RESEARCH
(178) RSRCH FNDTN OF THE CITY UNIVERSITY OF NY230 WEST 41ST STREET
NEW YORK,NY10036 		13-1988190 501(c)(3) 44,487       RESEARCH
(179) RSRCH FNDTN OF THE STATE UNIVERSITY OF NYPO BOX 6000
BINGHAMTON,NY139026000 		14-1368361 501(c)(3) 196,872       RESEARCH
(180) RSRCH FNDTN OF THE STATE UNIVERSITY OF NY402 CROFTS HALL
BUFFALO,NY142607016 		14-1368361 501(c)(3) 289,437       RESEARCH
(181) RSRCH FNDTN OF THE STATE UNIVERSITY OF NY312 AVENUE 1400 WASHINGTON
ALBANY,NY12222 		14-1368361 501(c)(3) 173,867       RESEARCH
(182) RSRCH FNDTN OF THE STATE UNIVERSITY OF NYOFFICE OF SPONSORED PROGRAMS
STONY BROOK,NY117943362 		14-1368361 501(c)(3) 15,000       RESEARCH
(183) RSRCH FNDTN OF THE STATE UNIVERSITY OF NYPO BOX 9
ALBANY,NY122010009 		14-1368361 501(c)(3) 89,278       RESEARCH
(184) RESOURCES FOR INDEPENDENT LIVING INC351 HIGH STREET SUITE 103
BURLINGTON,NJ08016 		22-3314082 501(c)(3) 13,924       RESEARCH
(185) RHO FEDERAL SYSTEM DIVISION INC6330 QUADRANGLE DRIVE SUITE 500
CHAPEL HILL,NC27517 		56-1927659   8,859       RESEARCH
(186) ROCHESTER INSTITUTE OF TECHNOLOGY141 LOMB BUILDING
ROCHESTER,NY146235608 		16-0743140 501(c)(3) 58,249       RESEARCH
(187) ROCKEFELLER UNIVERSITY1230 YORK AVENUE
NEW YORK,NY100216399 		13-1624158 501(c)(3) 548,458       RESEARCH
(188) RUSH UNIVERSITY MEDICAL CENTER707 S WOOD STREET 0 ANNEX
CHICAGO,IL60612 		36-2174823 501(c)(3) 68,146       RESEARCH
(189) RUSH UNIVERSITY MEDICAL CENTER1725 WEST HARRISON SUITE 755
CHICAGO,IL60612 		36-2174823 501(c)(3) 103,858       RESEARCH
(190) RUTGERS UNIVERSITY STATE UNIVERSITY OF NJADMINISTRATION SERVICES BLDG III 3
NEW BRUNSWICK,NJ08901 		22-6001086 501(c)(3) 113,596       RESEARCH
(191) SALISBURY UNIVERSITY1101 CAMDEN AVE
SALISBURY,MD21801 		52-6002033 501(c)(3) 9,645       RESEARCH
(192) SATHGURU INC7982 HONEYGO BLVD 79
BALTIMORE,MD21286 		80-0664005   173,211       RESEARCH
(193) SCHWABE NORTH AMERICA INC825 CHALLENGER DRIVE
GREEN BAY,WI54311 		87-0388645   89,240       RESEARCH
(194) SCIENCE APPLICATIONS INTERNATIONAL CORP1710 SAIC DRIVE M/S T2-4-5
MCLEAN,VA22102 		95-3630868   135,805       RESEARCH
(195) SCIENCENTER DISCOVERY MUSEUM (SDM)601 FIRST ST
ITHACA,NY14850 		22-2470652 501(c)(3) 114,667       RESEARCH
(196) SCIRE-SOUTHERN CALIFORNIA INSTITUTE5901 E SEVENTH STREET
LONG BEACH,CA908225201 		33-0331855 501(c)(3) 285,919       RESEARCH
(197) SCRIPPS RESEARCH INSTITUTE10550 NORTH TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 439,894       RESEARCH
(198) SETI INSTITUTE189 BERNARDO A
MOUNTAIN VIEW,CA940432172 		94-2951356 501(c)(3) 106,057       RESEARCH
(199) SMITH COLLEGEOFFICE OF BUDGET AND GRANTS COLLEGE
NORTH HAMPTON,MA01063 		04-1843040 501(c)(3) 11,881       RESEARCH
(200) SOCIETY FOR HUMAN RESOURCE MANAGEMENT1800 DUKE STREET
ALEXANDRIA,VA223143499 		34-0948453 501(c)(3) 31,800       RESEARCH
(201) SOUTH DAKOTA STATE UNIVERSITYADMIN 133 BOX 2201
BROOKINGS,SD57007 		46-6100364 501(c)(3) 46,502       RESEARCH
(202) SPACE SCIENCE INSTITUTE4750 WALNUT STREET SUITE 205
BOULDER,CO80301 		84-1215290 501(c)(3) 12,258       RESEARCH
(203) STANFORD UNIVERSITYBECKMAN CENTER ROOM B062
STANFORD,CA943055301 		94-1156365 501(c)(3) 8,515       RESEARCH
(204) SUNY DOWNSTATE MEDICAL CENTER450 CLARKSON AVENUE BOX 1213 BROOK
NEW YORK,NY112030209 		14-1368361 STATE OF NY 11,658       RESEARCH
(205) SUNY UPSTATE MEDICAL CENTER505 IRVING AVENUE
SYRACUSE,NY13210 		14-1368361 501(c)(3) 35,003       RESEARCH
(206) SYRACUSE UNIVERSITY113 BOWNE HALL
SYRACUSE,NY13244 		15-0532081 501(c)(3) 589,371       RESEARCH
(207) TAMARACK DESIGN INC950 DANBY ROAD SUITE 150
ITHACA,NY14850 		20-5582363   240,000       RESEARCH
(208) TETRAGENETICS INC85 BOLTON ST
CAMBRIDGE,MA02140 		04-3784099   126,574       RESEARCH
(209) TEXAS A&M UNIVERSITY HEALTH SCIENCE400 HARVEY MITCHELL PKWY SO SUITE
VALLEY PARK CENTER,TX77845 		74-1238434 501(c)(3) 213,775       RESEARCH
(210) TEXAS TECH UNIVERSITY203 HOLDEN HALL
LUBBOCK,TX794091035 		75-6002622 501(c)(3) 93,626       RESEARCH
(211) THE ADVOCACY CENTER590 SOUTH AVENUE
ROCHESTER,NY14620 		23-7298613 501(c)(3) 126,050       RESEARCH
(212) THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIO340 PANAMA STREET
STANFORD,CA943056025 		94-1156365 501(c)(3) 3,232,145       RESEARCH
(213) THE BOARD OF TRUSTEES OF THE UNI OF IL1901 S FIRST STREET SUITE A
CHAMPAIGN,IL61820 		37-6000511 501(c)(3) 108,881       RESEARCH
(214) THE CONFERENCE BOARD INC (CBI)845 THIRD AVENUE
NEW YORK,NY100226679 		13-1624108 501(c)(3) 150,000       RESEARCH
(215) THE CT AGRICULTURAL EXPERIMENT STATION123 HUNTINGTON STREET BOX 1106
NEW HAVEN,CT065041106 		06-6032987 501(c)(3) 43,833       RESEARCH
(216) THE CONSERVATION FUND1655 NORTH FORT MYER DRIVE SUITE 13
ARLINGTON,VA222093199 		52-1388917 501(c)(3) 11,319       RESEARCH
(217) THE CURATORS OF THE UNIVERSITY OF MISSOURIOFFICE OF SPONSORED PROGRAMS ADMINI
COLUMBIA,MO652111230 		43-6003859 501(c)(3) 301,360       RESEARCH
(218) THE GREENHORNS FILM PROJECT22231 MULHOLLAND HWY SUITE 209
CALABASAS,CA91302 		95-4116679 501(c)(3) 16,497       RESEARCH
(219) THE GRODEN CENTER INC86 MOUNT HOPE AVENUE
PROVIDENCE,RI02906 		05-0369378 501(c)(3) 61,074       RESEARCH
(220) THE OHIO STATE UNIVERSITY (OSU)OFFICE OF SPONSORED PROGRAMS 1960 K
COLUMBUS,OH432101063 		31-6025986 501(c)(3) 223,154       RESEARCH
(221) THE PLANETARY SOCIETY85 S GRAND AVE
PASADENA,CA911051602 		95-3423566 501(c)(3) 12,140       RESEARCH
(222) THE REGENTS OF THE UNIVERSITY OF MINNESOTA200 OAK STREET SE
MINNEAPOLIS,MN554552070 		41-6007513 501(c)(3) 1,256,884       RESEARCH
(223) THE SCRIPPS RESEARCH INSTITUTE (SRI)10550 NORTH TORREY PINES ROAD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 68,290       RESEARCH
(224) THE UNIVERSITY OF TEXASNORTH OFFICE BUILDING SUITE 4300
AUSTIN,TX787137726 		74-0230239 501(c)(3) 700,844       RESEARCH
(225) THE WILLIAM H MINER AGRICULTURAL RSRCH INSTITUTEPO BOX 90 1034 MINER FARM ROAD
CHAZY,NY12921 		14-1414736 501(c)(3) 15,000       RESEARCH
(226) TRUMAN STATE UNIVERSITYCONTROLLERS OFFICE 105 MCCLAIN HALL
KIRKSVILLE,MO635014221 		43-6005833 501(c)(3) 63,037       RESEARCH
(227) TRUSTEE OF DARTMOUTH COLLEGE11 ROPE FERRY ROAD
HANOVER,NH03755 		02-0222111 501(c)(3) 36,137       RESEARCH
(228) TRUSTEES OF INDIANA UNIVERSITY620 UNION DRIVE RM 618
INDIANAPOLIS,IN462020516 		35-6001673 STATE OF IN 16,753       RESEARCH
(229) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA421 CURIE BLVD BRB II/III RM 911
PHILADELPHIA,PA191046284 		23-1352685 501(c)(3) 154,662       RESEARCH
(230) TUFTS UNIVERSITYGRANTS AND CONTRACTS ADMIN 136 HAR
BOSTON,MA02111 		04-2103634 501(c)(3) 95,098       RESEARCH
(231) TULANE UNIVERSITY HEALTH1430 TULANE AVENUE TB-51
NEW ORLEANS,LA70112 		72-0423889 501(c)(3) 769,338       RESEARCH
(232) TUSKEGEE UNIVERSITYOFFICE OF SPONSORED PROGRAMS CARNEG
TUSKEGEE,AL36088 		63-0288878 501(c)(3) 11,902       RESEARCH
(233) ULSTER COUNTY BOCES175 ROUTE 32 NORTH AT ULSTER BOCES
NEW PALTZ,NY12561 		14-6003939 501(c)(3) 17,500       RESEARCH
(234) UNIIVERSITY OF LOUISVILLE220 ABRAHAM FLEXNER SUITE 606
LOUISVILLE,KY40202 		61-1029626 501(c)(3) 48,875       RESEARCH
(235) UNION COLLEGECARRIAGE HOUSE 202 807 UNION ST
SCHENECTADY,NY12308 		14-1338580 501(c)(3) 8,123       RESEARCH
(236) UNITED SPINAL ASSOCIATION75-20 ASTORIA BLVD
JACKSON HEIGHTS,NY113701177 		13-5612621 501(c)(3) 29,804       RESEARCH
(237) UNIVERSITY OF ALABAMA1720 7TH AVENUE SOUTH
BIRMINGHAM,AL35233 		63-6005396 STATE OF AL 14,428       RESEARCH
(238) UNIVERSITY OF ALASKA-ANCHORAGEOFFICE OF RESEARCH AND GRADUATE STU
ANCHORAGE,AK995084614 		92-6000147 501(c)(3) 31,185       RESEARCH
(239) UNIVERSITY OF ARIZONA888 N EUCLID AVENUE ROOM 510
TUCSON,AZ85719 		74-2652689 501(c)(3) 65,342       RESEARCH
(240) UNIVERSITY OF ARKANSAS120 OZARK HALL
FAYETTEVILLE,AR72701 		71-6003252 501(c)(3) 234,018       RESEARCH
(241) UNIVERSITY OF CALIFORNIA DAVIS2795 SECOND STREET SUITE 400
DAVIS,CA95618 		94-6036494 STATE OF CA 58,065       RESEARCH
(242) UNIVERSITY OF CHICAGOUNIV RESEARCH ADMIN 6030 S ELLIS
CHICAGO,IL60637 		36-2177139 501(c)(3) 232,934       RESEARCH
(243) UNIVERSITY OF CHICAGOP O BOX 37005
CHICAGO,IL60637 		36-2177139 501(c)(3) 18,377       RESEARCH
(244) UNIVERSITY OF CINCINNATI MED231 ALBERT SABIN WAY
CINCINNATI,OH45267 		31-6000989 STATE OF OH 34,673       RESEARCH
(245) UNIVERSITY OF COLORADO1635 N URSULA SUITE 3400
AURORA,CO80045 		74-2161737 501(c)(3) 87,325       RESEARCH
(246) UNIVERSITY OF COLORADO (UCB)572 UCB
BOULDER,CO803090574 		84-6000555 501(c)(3) 1,025,367       RESEARCH
(247) UNIVERSITY OF CONNECTICUT (UCONN)438 WHITNEY RD EXT UNIT 1133
STORRS,CT062691133 		06-0772160 501(c)(3) 36,045       RESEARCH
(248) UNIVERSITY OF DELAWARE210 HULLIHEN HALL
NEWARK,DE197161551 		51-6000297 501(c)(3) 48,807       RESEARCH
(249) UNIVERSITY OF FLORIDADIVISION OF SPONSORED RESEARCH 219
GAINESVILLE,FL32611 		59-6002052 501(c)(3) 726,937       RESEARCH
(250) UNIVERSITY OF FLORIDA219 GRINTER HALL
GAINESVILLE,FL32611 		59-6002052 501(c)(3) 20,901       RESEARCH
(251) UNIVERSITY OF GEORGIA RESEARCH FNDTN INC617 BOYD GRADUATE STUDIES RESEARCH
ATHENS,GA306025016 		58-1353149 501(c)(3) 125,563       RESEARCH
(252) UNIVERSITY OF HAWAII2530 DOLE STREET SAKAMAKI D200
HONOLULU,HI96822 		99-6000354 501(c)(3) 43,475       RESEARCH
(253) UNIVERSITY OF HOUSTON316 E CULLEN BUILDING
HOUSTON,TX772042015 		17-4600139 501(c)(3) 5,790       RESEARCH
(254) UNIVERSITY OF ILLINOIS1737 WEST PLK STREET RESEARCH310 AD
CHICAGO,IL606127727 		37-6000511 501(c)(3) 54,548       RESEARCH
(255) UNIVERSITY OF IOWA2 GILMORE HALL DIVISION OF SPONSORE
IOWA CITY,IA52242 		42-6004813 STATE OF IA 8,747       RESEARCH
(256) UNIVERSITY OF IOWA HOSPITALS AND CLINICS200 HAWKINS DRIVE
IOWA CITY,IA52242 		42-6004813 STATE OF IA 15,550       RESEARCH
(257) UNIVERSITY OF KANSAS2385 IRVING HILL ROAD YOUNGBERG HAL
LAWRENCE,KS660457563 		48-0680177 501(c)(3) 164,294       RESEARCH
(258) UNIVERSITY OF KANSAS MEDICAL CENTERMSN 1039 3901 RAINBOW BLVD
KANSAS CITY,KS66160 		48-1108830 501(c)(3) 14,303       RESEARCH
(259) UNIVERSITY OF KENTUCKY109 KINKEAD HALL
LEXINGTON,KY405060057 		61-6033693 501(c)(3) 121,092       RESEARCH
(260) UNIVERSITY OF MAINE SYSTEM ACTING THROUGH THE UNIV5717 CORBETT HALL
ORONO,ME044695717 		01-6000769 501(c)(3) 159,995       RESEARCH
(261) UNIVERSITY OF MARYLAND3112 LEE BUILDING
COLLEGE PARK,MD207425141 		52-6002033 STATE OF MD 369,240       RESEARCH
(262) UNIVERSITY OF MARYLAND515 WEST LOMBARD STREET
BALTIMORE,MD21201 		52-6002033 STATE OF MD 16,658       RESEARCH
(263) UNIVERSITY OF MARYLAND EASTERN SHORE11868 ACADEMIC OVAL
PRINCESS ANNE,MD21853 		08-2611302 501(c)(3) 43,552       RESEARCH
(264) UNIVERSITY OF MASSACHUSETTSRESEARCH ADMINISTRATION BUILDING 70
AMHERST,MA010039242 		04-3167352 501(c)(3) 171,145       RESEARCH
(265) UNIVERSITY OF MEDICINE & DENTISTRY OF NJ185 SOUTH ORANGE AVE MSB ROOM B-62
NEWARK SWICK,NJ071011709 		22-1775306 STATE OF NJ 549,953       RESEARCH
(266) UNIVERSITY OF MEDICINE AND DENTISTRY OF NJ65 BERGEN STREET
NEWARK,NJ07101 		22-1775306 STATE OF NJ 46,529       RESEARCH
(267) UNIVERSITY OF MIAMI1501 NORTHWEST 9 AVENUE2ND FLOOR
MIAMI,FL33136 		59-0624458 501(c)(3) 84,953       RESEARCH
(268) UNIVERSITY OF MICHIGAN2570 MSRBII1150 W MED CENTER DR
ANN ARBOR,MI481090674 		38-6006309 STATE OF MI 413,456       RESEARCH
(269) UNIVERSITY OF MINNESOTA505 ESSEX ST SE 305 DIEHL HALL
MINNEAPOLIS,MN55455 		41-6007513 STATE OF MN 23,468       RESEARCH
(270) UNIVERSITY OF NEBRASKA312 N 14TH STREET PO BOX 880430
LINCOLN,NE685880430 		47-0049123 501(c)(3) 7,689       RESEARCH
(271) UNIVERSITY OF NEW HAMPSHIRE111 SERVICE BLDG 51 COLLEGE RD 2ND
DURHAM,NH03824 		02-6000937 501(c)(3) 59,987       RESEARCH
(272) UNIVERSITY OF NORTH CAROLINA104 AIRPORT DRIVE SUITE 2200 CB 13
CHAPEL HILL,NC275991350 		56-6001393 501(c)(3) 20,102       RESEARCH
(273) UNIVERSITY OF NORTH CAROLINA AT GREENSBOROPOB 26170 SUITE 1601 ROOM 1713 MHRA
GREENSBOTO,NC274026170 		56-1611588 501(c)(3) 12,320       RESEARCH
(274) UNIVERSITY OF PENNSYLVANIAP221 FRANKLIN BLDG 3451 WALNUT STRE
PHILADELPHIA,PA191046205 		23-1352685 501(c)(3) 729,199       RESEARCH
(275) UNIVERSITY OF RHODE ISLAND70 LOWER COLLEGE RD
KINGSTON,RI02881 		22-3011455 501(c)(3) 88,878       RESEARCH
(276) UNIVERSITY OF ROCHESTER515 HYLAN BLDG RC BOX 270140
ROCHESTER,NY146270140 		16-0743209 501(c)(3) 613,931       RESEARCH
(277) UNIVERSITY OF ROCHESTERPO BOX 270037
ROCHESTER,NY14627 		16-0743209 501(c)(3) 251,699       RESEARCH
(278) UNIVERSITY OF SOUTH FLORIDA4202 EAST FOWLER AVENUE
TAMPA,FL33620 		59-0879015 501(c)(3) 37,490       RESEARCH
(279) UNIVERSITY OF SOUTHERN CALIFORNIA837 W DOWNEY WAY STO 330
LOS ANGELES,CA900891147 		95-1642394 501(c)(3) 102,722       RESEARCH
(280) UNIVERSITY OF SOUTHERN CALIFORNIAFILE NO 52095
LOS ANGELES,CA90074 		95-1642394 501(c)(3) 757,566       RESEARCH
(281) UNIVERSITY OF TENNESSEE1534 WHITE AVENUE
KNOXVILLE,TN379964506 		62-6001636 501(c)(3) 221,775       RESEARCH
(282) UNIVERSITY OF TENNESSEE910 MADISON SUITE 823
MEMPHIS,TN38163 		62-6001636 501(c)(3) 37,011       RESEARCH
(283) UNIVERSITY OF TEXAS AT AUSTIN24 GUADALAUPE PO BOX 7398
GUADALAUPE,TX787130739 		74-6000203 STATE OF TX 372,343       RESEARCH
(284) UNIVERSITY OF TEXAS- SAN ANTONIOONE UTSA CIR UC 2 00 10
SAN ANTONIO,TX78249 		74-6000203 STATE OF TX 28,440       RESEARCH
(285) UNI OF TEXAS SOUTHWESTERN MEDICAL CENTER5323 HARRY HINES BOULEVARD
DALLAS,TX753909041 		75-6002868 501(c)(3) 78,784       RESEARCH
(286) UNIVERSITY OF UTAH1471 E FEDERAL WAY
SALT LAKE CITY,UT84112 		87-6000525 501(c)(3) 36,339       RESEARCH
(287) UNIVERSITY OF UTAH201 S PRESIDENTS CIRCLE ROOM 408
SALTLAKECITY,UT84112 		87-6000525 501(c)(3) 283,213       RESEARCH
(288) UNIVERSITY OF VERMONT340 WATERMAN BLDG
BURLINGTON,VT05405 		03-0179440 501(c)(3) 50,991       RESEARCH
(289) UNIVERSITY OF VERMONT221 WATERMAN BUILDING
BURLINGTON,VT05405 		03-0179440 STATE OF VT 33,352       RESEARCH
(290) UNIVERSITY OF VIRGINIAPO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6001796 501(c)(3) 94,633       RESEARCH
(291) UNIVERSITY OF WASHINGTON4333 BROOKLYN AVE NE
SEATTLE,WA981959472 		91-6001537 501(c)(3) 845,772       RESEARCH
(292) UNIVERSITY OF WASHINGTON7425 FORSYTH AVENUE
ST LOUIS,MO63105 		43-0653611 501(c)(3) 57,951       RESEARCH
(293) UNIVERSITY OF WISCONSIN (UOWMAD)RESEARCH SPONSORED PROGRAMS 21 NO
MADISON,WI53715 		39-6028867 501(c)(3) 275,926       RESEARCH
(294) UNIVERSTIY OF MIAMI4600 RICKENBACKER CAUSEWAY
MIAMI,FL331491031 		59-0624458 501(c)(3) 36,519       RESEARCH
(295) URBAN INSTITUTE2100 M STREET NW
WASHINGTSON,DC20037 		52-0880375 501(c)(3) 106,500       RESEARCH
(296) US BUSINESS LEADERSHIP NETWORK1501 M ST NW 7TH FLOOR
WASHINGTON,DC20005 		26-0482057 501(c)(3) 255,944       RESEARCH
(297) US DEPARTMENT OF THE INTERIOR US GEOLOGICAL SURVEY6505 NORTHEAST 65TH STREET
SEATTLE,WA98115 		14-0001849 US DEPT OF INTR 80,808       RESEARCH
(298) US GEOLOGICAL SURVEY US DEPT OF THE INTERIORGEOLOGICAL SURVEY 2255 NORTH GEMINI
FLAGSTAFF,AZ86001 		53-0196958 US DEPT OF INTR 329,350       RESEARCH
(299) USDA-ARS1815 N UNIVERSITY ST
PEORIA,IL61604 		72-0564834 US DEPT OF AGRI 30,424       RESEARCH
(300) USDA-ARS5601 SUNNYSIDE AVENUE BLDG 3 ROOM
BELTSVILLE,MD207055110 		72-0564834 US DEPT OF AGRI 626,334       RESEARCH
(301) USDA-ARS600 EAST MERMAID LANE
WYNDMOOR,PA190380598 		72-0564834 US DEPT OF AGRI 10,787       RESEARCH
(302) USDA-ARS950 COLLEGE STATION ROAD
ATHENS,GA30604 		72-0564834 US DEPT OF AGRI 31,139       RESEARCH
(303) USDA-ARSNATURAL RESOURCES RESEARCH CENTER 2
FORT COLLINS,CO805268119 		72-0564834 US DEPT OF AGRI 24,481       RESEARCH
(304) VANDERBILT UNIVERSITY110 21ST AVENUE SOUTH SUITE937 STAT
NASHVILLE,TN372357749 		62-0476822 501(c)(3) 179,225       RESEARCH
(305) VANDERBILT UNIVERSITYDEPT AT 40379
ATLANTA,GA31192 		62-0476822 501(c)(3) 14,488       RESEARCH
(306) VANDERBILT UNIVERSITY MEDICALDEPT AT 40379
ATLANTA,GA31192 		62-0476822 501(c)(3) 281,216       RESEARCH
(307) VERMONT CENTER FOR ECOSTUDIES VCEPO BOX 420
NORWICH,VT05055 		51-0639429 501(c)(3) 25,937       RESEARCH
(308) VETERINARY MEDICAL SPECIALISTS907 DELL AVENUE
CAMPBELL,CA95008 		42-1551510   25,164       RESEARCH
(309) VIRGINIA POLYTECHNIC INSTITUTE & STATE UNI1880 PRATT DRIVE SUITE 2006
BLACKSBURG,VA24060 		54-6001805 501(c)(3) 75,347       RESEARCH
(310) WALDRON EDUCATIONAL CONSULTING8201 E SCHOOLER RD
CENTRALIA,MO652403774 		  24,929       RESEARCH
(311) WASHINGTON STATE UNIVERSITYOFFICE OF GRANT RESEARCH DEVELOPM
PULLMAN,WA991643140 		91-6001108 501(c)(3) 142,074       RESEARCH
(312) WASHINGTON UNIVERSITYCAMPUS BOX 1034 700 ROSEDALE
ST LOUIS,MO631121408 		43-0653611 501(c)(3) 786,392       RESEARCH
(313) WASHINGTON UNIVERSITY7425 FORSYTH AVENUE
ST LOUIS,MO63105 		43-0653611 501(c)(3) 27,513       RESEARCH
(314) WELLESLEY COLLEGE106 CENTRAL STREET GRH139
WELLESLEY,MA02481 		04-2103637 501(c)(3) 41,179       RESEARCH
(315) WEST VIRGINIA UNI RESEARCH CORP (WVURC)886 CHESTNUT RIDGE ROAD PO BOX 6845
MORGANTOWN,WV265066845 		55-0665758 501(c)(3) 96,726       RESEARCH
(316) WOODS HOLE OCEANOGRAPHIC INSTGRANT CONTRACT SERVICES BELL HOUS
WOODS HOLE,MA02543 		04-2105850 501(c)(3) 247,251       RESEARCH
(317) YALE UNIVERSITY214 WHITNEY AVENUE ROOM 230
NEW HAVEN,CT065208337 		06-0646973 501(c)(3) 93,873       RESEARCH
(318) YALE UNIVERSITYPO BOX 2503A
NEW HAVEN,CT06520 		06-0646973 501(c)(3) 18,746       RESEARCH
(319) BETTER HOUSING FOR TOMKINS COUNTY INC950 DANBY RD
ITHACA,NY14850 		22-2378089 501(c)(3) 10,000       PUBLIC SUPPORT
(320) CAYUGA LAKE WATERSHED NETWORK170 MAIN ST
ITHACA,NY14850 		16-1556541 501(c)(3) 7,500       PUBLIC SUPPORT
(321) COMMUNITY ARTS PARTNERSHIP171 E STATE STREET
ITHACA,NY14850 		16-1384455 501(c)(3) 7,000       PUBLIC SUPPORT
(322) DAY CARE AND CHILD DEVLEOPMENT COUNCIL609 W CLINTON ST
ITHACA,NY14850 		16-0918618 501(c)(3) 43,000       PUBLIC SUPPORT
(323) DOWNTOWN ITHACA ALLIANCE312 EAST SENECA ST ITAHCA NY 14850
ITHACA,NY14850 		16-1521626 501(c)(3) 6,300       PUBLIC SUPPORT
(324) FAMILY AND CHILDRENS SERVICE OF ITHACA127 W STATE ST
ITHACA,NY14850 		15-0589039 501(c)(3) 20,000       PUBLIC SUPPORT
(325) FRANZISKA RACKER CENTERS INC3226 WILKENS RD
ITHACA,NY14850 		15-0581887 501(c)(3) 10,000       PUBLIC SUPPORT
(326) HANGAR THEATRE PARTNERS IN EDUCATION171 E STATE ST
ITHACA,NY14850 		16-0902355 501(c)(3) 15,000       PUBLIC SUPPORT
(327) ITHACA NEIGHBORHOOD HOUSING SERVICES115 WEST CLINTON ST
ITAHCA,NY14850 		22-2141948 501(c)(3) 14,000       PUBLIC SUPPORT
(328) ITHACA PUBLIC EDUCATION INITIATIVE INCPO BOX 4268
ITHACA,NY14852 		16-1506703 501(c)(3) 10,000       PUBLIC SUPPORT
(329) TOMPKINS COUNTY AREA DEVELOPMENT200 E BUFFALO ST
ITHACA,NY14850 		16-6058339 501(c)(3) 31,250       PUBLIC SUPPORT
(330) TOMPKINS COUNTY CHAMBER OF COMMERCE904 E SHORE RD
ITHACA,NY14850 		15-0348795 501(c)(3) 11,255       PUBLIC SUPPORT
(331) TOMPKINS COUNTY PUBLIC LIBRARY101 E GREEN ST
ITHACA,NY14850 		16-1098211 501(c)(3) 10,000       PUBLIC SUPPORT
(332) UNITED WAY OF TOMKINS COUNTY313 N AURORA ST ITHACA
ITHACA,NY14850 		15-0572883 501(c)(3) 8,500       PUBLIC SUPPORT
(333) LOCAL CHARITIES (ITHACA) MISCVARIOUS
VARIOUS,NY99999 		99-9999999 501(c)(3) 21,480       PUBLIC SUPPORT
(334) LOCAL (ITHACA) GOVERNMENT AGENCIESVARIOUS
VARIOUS,NY99999 		99-9999999 N/A 614,666       PUBLIC SUPPORT
(335) MEDICAL UNIVERSITY OF OHIO3000 ARLINGTON AVENUE
TOLEDO,OH43614 		99-9999999 STATE OF OH 37,252       RESEARCH
(336) MILTON S HERSHEY MEDICAL CENTER500 UNIVERSITY DRIVE H109
HERSHEY,PA17033 		24-6000376 STATE OF PA 60,131       RESEARCH
(337) PARTNERS HEALTHCARE SYSTEMPO BOX 3715
BOSTON,MA02241 		90-0656139 501(C)(3) 43,474       RESEARCH
(338) PENN CARE AT HOME150 MONUMENT ROAD
BALA CYNWYD,PA19004 		23-2810852 501(C)(3) 51,162       RESEARCH
(339) REGENTS OF THE UNIV OF CALIFORNIA IRVINE111 ACADEMY WAY
IRVINE,CA92697 		95-2226406 STATE OF CA 8,688       RESEARCH
(340) REGENTS OF THE UNIV OF CALIFORNIA DAVISONE SHIELDS AVE
DAVIS,CA95616 		94-6036494 STATE OF CA 50,000       RESEARCH
(341) UNIVERSITY OF CALIFORNIACITY OF
OAKLAND,CA94720 		94-3067788 STATE OF CA 37,442       RESEARCH
(342) UNIVERSITY OF MASSACHUSETTSCITY OF
BOSTON,MA02215 		04-3167352 STATE OF MA 190,322       RESEARCH
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
315
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
27
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) FINANCIAL AID 5491 44,871,390      













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
SCHEDULE I PART II THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION (E.G., 501(C)(3) IS NOT PROVIDED.)
SCHEDULE I PART III THE FINANCIAL AID OF $44,871,390 REPRESENTS THE UNIVERSITY'S GRANT AID FOR APPROXIMATELY 5,491 STUDENTS. IT CONSISTS OF $42,699,000 FOR LIVING EXPENSES AND $2,172,390 IN INCREMENTAL SUPPORT FROM INSTITUTIONAL LOANS REPORTED ON THE 990 AS FINANCIAL AID EXPENSE. THE MAJORITY OF THE FINANCIAL AID PROVIDED BY THE UNIVERSITY TO ITS STUDENTS IS APPLIED TO TUITION AND MANDATORY FEES AND REFERRED TO AS SCHOLARSHIP ALLOWANCE OR TUITION DISCOUNT. IN FISCAL YEAR 2012, THE SCHOLARSHIP ALLOWANCE WAS $333,873,000.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) DAVID J SKORTON (i)
(ii)		 690,035
0 		0
0 		7,801
0 		69,014
0 		98,481
0 		865,331
0 		0
0
(2) W KENT FUCHS (i)
(ii)		 495,528
0 		27,265
0 		21,402
0 		24,500
0 		16,566
0 		585,261
0 		0
0
(3) ANTONIO M GOTTO JR (i)
(ii)		 427,622
0 		0
0 		4,944
0 		836,311
0 		64,617
0 		1,333,494
0 		0
0
(4) JAMES J MINGLE (i)
(ii)		 401,395
0 		17,058
0 		28,143
0 		24,500
0 		17,705
0 		488,801
0 		0
0
(5) JOANNE M DESTEFANO (i)
(ii)		 296,674
0 		11,756
0 		18,000
0 		35,545
0 		8,734
0 		370,709
0 		0
0
(6) ALBERT J EDWARDS (i)
(ii)		 359,299
0 		314,674
0 		0
0 		24,500
0 		19,311
0 		717,784
0 		0
0
(7) DANIEL M KNOWLES MD (i)
(ii)		 739,697
0 		0
0 		740,114
0 		36,660
0 		17,062
0 		1,533,533
0 		0
0
(8) PAK H CHUNG MD (i)
(ii)		 63,645
0 		0
0 		2,571,343
0 		26,160
0 		31,580
0 		2,692,728
0 		0
0
(9) MUKESH PRASAD MD (i)
(ii)		 69,215
0 		0
0 		2,389,806
0 		20,910
0 		33,092
0 		2,513,023
0 		0
0
(10) ZEV ROSENWAKS MD (i)
(ii)		 324,574
0 		0
0 		4,171,148
0 		36,660
0 		16,990
0 		4,549,372
0 		0
0
(11) STEVEN D SPANDORFER MD (i)
(ii)		 47,438
0 		0
0 		3,107,741
0 		26,160
0 		24,996
0 		3,206,335
0 		0
0
(12) PHILIP E STEIG MD (i)
(ii)		 386,512
0 		0
0 		2,922,269
0 		36,660
0 		25,453
0 		3,370,894
0 		0
0
(13) ROSEMARY J AVERY (i)
(ii)		 170,782
0 		0
0 		47,458
0 		32,701
0 		9,149
0 		260,090
0 		0
0
(14) NELSON G HAIRSTON JR (i)
(ii)		 169,264
0 		0
0 		3,000
0 		17,565
0 		11,582
0 		201,411
0 		0
0


Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
LINES 1A AND 2   PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION.
LINE 4B   THE PRESIDENT AND PROVOST OF MEDICAL AFFAIRS PARTICIPATE IN BOARD AUTHORIZED DEFERRED COMPENSATION AGREEMENTS UNDER IRC SECTION 457(F). THE DEFERRAL FOR THE PRESIDENT OF $44,514 AND THE DEFERRAL FOR THE PROVOST AND DEAN OF THE MEDICAL COLLEGE OF $ 799,561 UNDER IRC SECTION 457(F) OF AMOUNTS NOT SUBSTANTIALLY VESTED ARE DISCLOSED ON SCHEDULE J, PART II, COLUMN (C) FOR EACH INDIVIDUAL AS A COMPONENT OF OVERALL QUALIFIED AND NON-QUALIFIED DEFERRED COMPENSATION.
LINE 7   BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEES   THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2012, THE FACULTY MEMBERS WERE ROSEMARY J. AVERY AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ALEXANDER W. BORES AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS BETH MCKINNEY.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DASNY (Series 1990B)
  		14-6000293 649905zh2 05-03-2010 55,997,134 Refund 1990 bonds (12/19/1990)   X   X   X
B DASNY (Series 2004A & Series 2004B)
  		14-6000293 64983trf2 05-27-2004 92,100,000 See Part VI   X   X   X
C DASNY (Series 2006A)
  		14-6000293 64983ql98 05-11-2006 258,479,025 See Part VI   X   X   X
D DASNY (Series 2008B and Series 2008C)
  		14-6000293 649905a97 05-03-2010 139,688,300 Refunded 2008 DASNY bonds   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 5,010,000 12,900,000 65,265,000 7,020,000
2 Amount of bonds legally defeased . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . 55,997,134 92,663,883 261,813,216 139,688,300
4 Gross proceeds in reserve funds . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . 55,997,154 40,805,000 178,717,543 129,938,000
7 Issuance costs from proceeds . . . . . . . . . . . 0 1,482,587 3,511,634 770,300
8 Credit enhancement from proceeds . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . 0 50,376,296 79,584,039 0
11 Other spent proceeds . . . . . . . . . . . 0 0 0 8,980,000
12 Other unspent proceeds . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . 2010 2006 2008 2010
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X   X   X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0% 0% 0.00000%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X   X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X   X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K SEE SCHEDULE O SEE SCHEDULE O
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) SB ASHLEY MGM CO TRUSTEE- ASHLEY 323,535 RE MGMNT FEES PAID BY UNIV.   No
(2) FIRST RESERVE VARIOUS FUNDS TRUSTEE- FAM MBR MACAULEY 65,818 INVESTMENT FEE PAID BY UNIV.   No
(3) FIRST RESERVE VARIOUS FUNDS TRUSTEE- FAM MBR MACAULEY 3,208,603 DISTRIBUTIONS TO UNIV.   No
(4) FIRST RESERVE VARIOUS FUNDS TRUSTEE- FAM MBR MACAULEY 3,707,920 INVESTMENT BY UNIV.   No
(5) CHARLES RIVER VARIOUS FUNDS TRUSTEE- ZAK 167,801 INVESTMENT BY UNIV.   No
(6) CHARLES RIVER VARIOUS FUNDS TRUSTEE- ZAK 1,238,712 DISTRIBUTIONS TO UNIV.   No
(7) US VENTURE VARIOUS FUNDS FORMER TRUSTEE- YOUNG 360,000 INVESTMENT BY UNIV.   No
(8) US VENTURE VARIOUS FUNDS FORMER TRUSTEE- YOUNG 3,113,507 DISTRIBUTIONS TO UNIV.   No
(9) JP MORGAN CHASE TRUSTEE- BRAUNSTEIN 3,566,189 BANKING FEES PAID BY UNIV.   No
(10) KIONIX INC TRUSTEE- GALVIN 1,490,000 ROYALTIES PAID TO UNIVERSITY   No
(11) RHEONIX INC TRUSTEE- GALVIN 107,780 RESEARCH CONTRACT   No
(12) ASTRAZENECA OFFICER- GOTTO 44,752 PURCHASES BY UNIVERSITY   No
(13) ASTRAZENECA OFFICER- GOTTO 204,500 RESEARCH SUPPORT PAID TO UNIV.   No
(14) WATERS CORP OFFICER- GLIMCHER 43,992 PURCHASES BY UNIVERSITY   No
(15) PFIZER OFFICER- GLIMCHER 692 PURCHASES BY UNIVERSITY   No
(16) PFIZER OFFICER- GLIMCHER 641,420 RESEARCH SUPPORT PAID TO UNIV.   No
(17) MERCK OFFICER- GOTTO 682,097 PURCHASES BY UNIVERSITY   No
(18) MERCK OFFICER- GLIMCHER 40,744 RESEARCH SUPPORT PAID TO UNIV.   No
(19) BRISTOL-MYERS SQUIBB OFFICER- GLIMCHER 315,179 RESEARCH SUPPORT PAID TO UNIV.   No
(20) KOWA COMPANY LTD OFFICER- GOTTO 100,000 RESEARCH SUPPORT PAID TO UNIV.   No
(21) P DESTEFANO OFFICER- SPOUSE 75,428 COMPENSATION   No
(22) R DAVISSON OFFICER- SPOUSE 198,800 COMPENSATION   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 50 1,551,215 FMV APPRAISALS
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,376,749 FMV APPRAISALS
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 2 28,200 FMV APPRAISALS
7 Boats and planes .... X 2 6,000 FMV APPRAISALS
8 Intellectual property ...        
9 Securities—Publicly traded . X 818 31,765,721 SALES PRICE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 1 452,150 FMV APPRAISALS
12 Securities—Miscellaneous .. X 1 100 FMV APPRAISALS
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( LAB AND OTHER SUPPLIES ) X 164 3,641,872 FMV OF USE
26 Other Right pointing arrow large image ( HORSES ) X 28 277,922 UNIVERSITY METHOD
27 Other Right pointing arrow large image ( COMPUTER AND OTHER EQUIPMENT ) X 10 326,389 FMV OF USE
28 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 2 34,000 FMV APPRAISALS
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
29
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
SCHEDULE M   THE UNIVERSITY USES BROKERS TO SELL GIFTS OF PUBLICLY TRADED SECURITIES AND REAL ESTATE BROKERS TO SELL GIFTED REAL ESTATE IF, IN ANY YEAR, GIFTS OF REAL ESTATE ARE RECEIVED. THE UNIVERSITY DOES NOT SEEK TO IDENTIFY THE SPECIFIC NUMBER OF DONORS FOR CONTRIBUITONS OF BOOKS AND CERTAIN OTHER GIFTS OF PROPERTY. HORSES: THE UNIVERSITY ESTABLISHED A STANDARD VALUATION METHODOLOGY FOR RECORDING THE VALUE OF HORSES AND OTHER LIVESTOCK IN THE GENERAL LEDGER.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Identifier Return Reference Explanation
PART I: Line 4 INDEPENDENT BOARD MEMBERS: A MEMBER OF THE BOARD, FOR PURPOSES OF FORM 990, IS NOT CONSIDERED INDEPENDENT IF THE INDIVIDUAL IS OTHERWISE EMPLOYED BY THE UNIVERSITY AND COMPENSATION EXCEEDS $10,000 OR HAS A BUSINESS RELATIONSHIP WITH THE UNIVERSITY REPORTED ON SCHEDULE L.
PART III:   LINE 1: THE ORGANIZATION'S MISSION IS TO PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS; DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY. LINE 4D: OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
PART VI: SECTION B Line 11b REVIEW PROCESS FOR FORM 990: IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND ALSO MAKES A COPY AVAILABLE TO THE ENTIRE BOARD ON THE BOARD'S SECURE WEBSITE.
PART VI: LINE 12c INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION.
PART VI: Line 15 COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES ("VP") DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT COMPENSATION CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUBCOMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUBCOMMITTEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A "REBUTTABLE PRESUMPTION OF REASONABLENESS." NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT OR PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE. LINE 16: PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS. LINE 19: GOVERNING DOCUMENTS: THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEB SITE IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES THESE DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE OR MAIL. SECTION C: LINE 9 GOVERNANCE, MANAGEMENT AND DISCLOSURE INFORMATION ON RELATIONSHIPS: THE UNIVERSITY RELIES ON THE FOLLOWING DOCUMENTATION FOR DISCLOSURE OF RELATIONSHIPS: THE POLICY ON STANDARDS OF ETHICAL CONDUCT AND CONFLICTS OF INTEREST AND THE ANNUAL STATEMENTS FOR REPORTING SUCH CONFLICTS.
PART XI: RECONCILIATION OF NET ASSETS LINE 5: OTHER CHANGES TO NET ASSETS SUBSIDIARY NET INCOME $ 2,384,357 FAIR MARKET VALUE ADJUSTMENTS $ (349,724,000) INSTITUTIONAL STUDENT LOAN EXPENSE $ 2,172,390 -------------- TOTAL $ (345,167,253) ==============
SCHEDULE K PART VI PART I, LINE A - ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY) *** PART I, LINE B, COLUMN F - CUSIP # 64983TRF2 DESCRIPTION OF PURPOSE: REFUND 1998 TAX-EXEMPT CP ($40,805,000) AND FINANCE NEW PROJECTS. *** PART I, LINE C, COLUMN F - CUSIP # 64983QL98 (SERIES 2006)- DESCRIPTION OF PURPOSE: REFUND 1996 BONDS ($63,717,543 DATE OF ISSUE 6/20/1996), REFUND TAXABLE COMMERCIAL PAPER ($40,000,000), REFUND TAX EXEMPT COMMERCIAL PAPER ($75,000,000) AND FINANCE CAPITAL CONSTRUCTION ON THE ITHACA AND WEILL CORNELL MEDICAL COLLEGE CAMPUS. *** PART II - (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS *** PART II, COLUMN B CUSIP # 64983TRF2 (SERIES 2004) , LINE 3 - TOTAL PROCEEDS INCLUDE $563,883 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN C CUSIP # 64983QL98 (SERIES 2006) , LINE 3 - TOTAL PROCEEDS INCLUDE $3,334,192 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN C CUSIP#64983QL98 (SERIES 2006) - A PORTION OF THE ISSUANCE COSTS AND DEBT SERVICE OF THE 1996 BONDS WERE PAID BY AN EQUITY PAYMENT MADE BY THE UNIVERSITY AND FUNDS DEPOSITED IN THE DEBT SERVICE FUND AT THE CUSTODIAN BANK. *** PART II, COLUMN D CUSIP # 649905A97 (SERIES 2008 B AND C) , LINE 11- INCLUDES BOND PROCEEDS RELATED TO SWAP TERMINATION PAYMENT.*** PART III, LINE 3C- (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."
SCHEDULE K PART VI PART I, LINE A - TOMPKINS COUNTY INDUSTRIAL DEVELOPMENT AGENCY (TCIDA) VARIABLE RATE DEMAND CIVIC FACILITY REVENUE BONDS (CORNELLUNIVERSITY PROJECT) SERIES 2008 *** PART I, LINE B (DASNY 2009A) CUSIP # 649905DC7- REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS *** PART I, LINE C (DASNY 2010) CUSIP # 649905R99- FINANCE CONSTRUCTION OF MEDICAL RESEARCH BUILDING IN NEW YORK CITY; REFINANCE $50 MILLION OF TAXABLE DEBT. *** PART I, LINE D, COLUMN F, (5/12/2011 ISSUANCE) CUSIP #64983L- FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES AND REFUND $35 MILLION OF TAXABLE COMMERCIAL PAPER*** PART II - (COLUMNS A-C)- CUSIP #S 890099EQ3; 649905DC7; 649905R99 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS *** PART II, COLUMN A CUSIP # 890099EQ3 (SERIES 2008A) , LINE 11- INCLUDES BOND PROCEEDS RELATED TO SWAP TERMINATION PAYMENT.*** PART II, COLUMN B (2009 DASNY) CUSIP# 649905DC7 - LINE 3 -TOTAL PROCEEDS INCLUDE $420,791 OF INTEREST EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 3 - TOTAL PROCEEDS INCLUDE $279,210 OF INTEREST EARNED ON CONSTRUCTION FUNDS *** PART II, COLUMN D (MAY 2011 ISSUANCE) CUSIP #64983L- TOTAL PROCEEDS INCLUDES $38 OF INTEREST INCOME EARNED ON CONSTRUCTION FUNDS*** PART III, COLUMN C (2010 DASNY) CUSIP# 649905R99 - BUILDING IS STILL IN CONSTRUCTION, THEREFORE, NO PRIVATE USE IS CALCULATED *** PART III, LINE 3C - (COLUMNS A-D)- CUSIP #S 890099EQ3; 649905DC7; 649905R99; 64983L - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE FOR REVIEWING MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity

















Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) CORNELL CENTER OF NEW YORK

6 EAST 44th ST

NEW YORK,NY10017
16-1301416 		SOCIAL CLUB NY 501(C)(7) N/A CORNELL UNIV
 
Yes
 
(2) MRSI MANAGEMENT INC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821 		MEDICAL SERV NY 501(C)(3) 11b(TYPEII) CORNELL UNIV
 
Yes
 
(3) CORNELL REAL PROPERTY SERVICES INC

15 THORNWOOD

ITHACA,NY14850
16-1450535 		PROPERTY SERV NY 501(C)(3) 11d TYPEIII CORNELL UNIV
 
Yes
 
(4) CORNELL RESEARCH FOUNDATION INC

CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703 		HOLDS IP PROP NY 501(C)(2) N/A CORNELL UNIV
 
Yes
 
(5) SAMUEL CURTIS JOHNSON FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2572815 		SUPPORT ORG NY 501(C)(3) 11c TYPEIII CORNELL UNIV
 
Yes
 
(6) CORNELL UNIVERSITY FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2848738 		SUPPORT ORG NY 501(C)(3) 11a(TYPE I) CORNELL UNIV
 
Yes
 
(7) ROBERT J MIN MD PC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820 		MEDICAL SERV NY 501(C)(3) 9 CORNELL UNIV
 
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ITHACA LP

35 THORNWOOD
ITHACA,NY14850
 INVESTMENTS PW CORNELL UNIV
  		RELATED 3,282,571 33,429,808   No     No 100.000 %












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) TOWER INNOVATIVE LEARNING SOLUTIONS
950 DANBY RD
ITHACA,NY14850
16-1593492 		DIST. LEARNING NY NA
  		C CORP 12,602 10,698,173 100.000 %
(2) LENROC CORPORATION
15 THORNWOOD
ITHACA,NY14850
16-1450466 		REAL ESTATE NY NA
  		C CORP -1,186 0 100.000 %
(3) UNIVERSITY VETERINARY SPECIALISTS INC
800 CANAL ST
STAMFORD,CT06902
27-2461725 		VET SERVICES CT NA
  		C CORP -977,009 5,109,896 100.000 %








Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) CORNELL REAL PROPERTY SERVICES INC

 M 1,000 COST
(2) CORNELL REAL PROPERTY SERVICES INC

 P 40,000 COST
(3) SAMUEL CURTIS JOHNSON FOUNDATION

 M 1,000 COST
(4) SAMUEL CURTIS JOHNSON FOUNDATION

 C 2,489,629 COST
(5) CORNELL UNIVERSITY FOUNDATION

 C 13,745,431 COST
(6) CORNELL UNIVERSITY FOUNDATION

 M 1,000 COST
(7) TOWER INNOVATIVE LEARNING SOLUTIONS INC

 A 984,000 COST/AGREMENT
(8) UNIVERSITY VETERINARY SPECIALISTS INC

 A 358,201 COST/AGREMENT
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


Software ID:  
Software Version: