Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
JOHNS HOPKINS UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3910 KESWICK ROAD NO N4327B
 
Room/suite
City or town, state or country, and ZIP + 4
BALTIMORE, MD21211
D Employer identification number

52-0595110
E Telephone number

G Gross receipts $ 7,556,027,299
F Name and address of principal officer:
DANIEL G ENNIS
3910 KESWICK ROAD NO N4327B
BALTIMORE,MD21211
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.JHU.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1876
M State of legal domicile: MD
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 52
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 43
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 38,876
6 Total number of volunteers (estimate if necessary) .... 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 18,495,929
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 0
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,652,777,000 1,561,854,000
9 Program service revenue (Part VIII, line 2g) ......... 2,991,653,421 3,127,262,072
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 95,322,000 108,673,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 22,127,579 23,589,928
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 4,761,880,000 4,821,379,000
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 672,397,000 667,591,000
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,497,210,000 2,582,761,000
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 683,000 699,000
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet75,893,000    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,350,258,000 1,464,775,000
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,520,548,000 4,715,826,000
19 Revenue less expenses. Subtract line 18 from line 12....... 241,332,000 105,553,000
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 7,670,654,000 7,815,285,000
21 Total liabilities (Part X, line 26)............. 3,207,861,000 3,462,511,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 4,462,793,000 4,352,774,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: THE MISSION OF THE JOHNS HOPKINS UNIVERSITY IS TO EDUCATE ITS STUDENTS AND CULTIVATE THEIR CAPACITY FOR LIFE-LONG LEARNING, TO FOSTER INDEPENDENT AND ORIGINAL RESEARCH, AND TO BRING THE BENEFITS OF DISCOVERY TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 4,062,238,000 including grants of $ 667,591,000 ) (Revenue $ 3,035,553,072 )
INSTRUCTION, RESEARCH AND CLINICAL PRACTICE:EDUCATION AND RELATED SERVICES (E.G., ROOM AND BOARD) ARE PROVIDED TO OVER 21,000 STUDENTS INCLUDING APPROXIMATELY 13,000 FULL-TIME AND 8,000 PART-TIME STUDENTS. RESEARCH AND RELATED SERVICES (E.G., RESEARCH TRAINING) ARE PROVIDED THROUGH APPROXIMATELY 1,800 GOVERNMENT AND PRIVATE SPONSORS. THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIES. UNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW.JHU.EDU. PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTY TO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA.
4b (Code:   ) (Expenses $ 99,486,000 including grants of $   ) (Revenue $ 91,709,000 )
AUXILIARY ENTERPRISES:INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOT NECESSARILY EQUAL TO THE COST OF SERVICES. TRADITIONALLY THESE SERVICES INCLUDE; FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES. ALSO REFLECTED IN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS. IN ADDITION, THE UNIVERSITY INCLUDES THE ACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS.
4c (Code:   ) (Expenses $ 88,795,000 including grants of $   ) (Revenue $   )
STUDENT SERVICES:INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. EXAMPLES INCLUDE: STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE, FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES.
(Code:   ) (Expenses $ 40,805,000 including grants of $   ) (Revenue $   )
LIBRARIES
4d Other program services (Describe in Schedule O.)
(Expenses $ 40,805,000 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 4,291,324,000
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
36,905
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
38,876
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAF , AL , AO , BG , BB , BC , UV , CD , IV , EG , UK , ET , GH , GV , HA , IN , ID , IT , JO , KE , MI , ML , MZ , NP , NI , PK , RS , RW , SF , SU , TZ , TH , TO , UG , VM , ZA , CM , EK , HK , MA , LI , LT , MO , SG , HU , MY , BL , BN
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
52
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
43
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
 
No
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
No
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
MD , AZ , AK , CO , MA , MI , MN , NH , NJ , NY , OH , OR , PA , UT , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
GREGORY OLER CPA CONTROLLER
3910 KESWICK ROAD SUITE N-5112
BALTIMORE,MD21211
(443) 997-8155
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) FLAHERTY PAMELA P
CHAIR, TRUSTEE
 3.00 X   X       0 0 0
(2) BURCH JR FRANCIS B
VICE CHAIR EX-OFFICIO,TRUSTEE
 3.00 X   X       0 0 0
(3) FRARY RICHARD S
VICE CHAIR, TRUSTEE
 3.00 X   X       0 0 0
(4) PINKARD JR WALTER D
VICE CHAIR, TRUSTEE
 3.00 X   X       0 0 0
(5) ARONSON JEFFREY H
TRUSTEE
 3.00 X           0 0 0
(6) BAILEY JANIE E
TRUSTEE
 3.00 X           0 0 0
(7) BAKER JR LENOX D
TRUSTEE
 3.00 X           0 0 0
(8) BHASHYAM ABHIRAM R
TRUSTEE
 3.00 X           0 0 0
(9) BOGGS PAULA E
TRUSTEE
 3.00 X           0 0 0
(10) BROWN MICHELLE A
TRUSTEE
 3.00 X           0 0 0
(11) CLARVIT CHARLES I
TRUSTEE
 3.00 X           0 0 0
(12) COLES N ANTHONY
TRUSTEE
 3.00 X           0 0 0
(13) DEERING ANTHONY W
TRUSTEE
 3.00 X           0 0 0
(14) DREW INA R
TRUSTEE
 3.00 X           0 0 0
(15) EINSEN HARVEY P
TRUSTEE
 3.00 X           0 0 0
(16) FAYON ROGER C
TRUSTEE
 3.00 X           0 0 0
(17) FAZIO MARIA T
TRUSTEE
 3.00 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) FISHER MARJORIE M
TRUSTEE
 3.00 X           0 0 0
(19) FORSTER LOUIS J
TRUSTEE
 3.00 X           0 0 0
(20) HANEX TAYLOR A
TRUSTEE
 3.00 X           0 0 0
(21) HANKIN MICHAEL D
TRUSTEE
 3.00 X           0 0 0
(22) HENDLER LEE MEYERHOFF
TRUSTEE
 3.00 X           0 0 0
(23) HODGSON DAVID C
TRUSTEE
 3.00 X           0 0 0
(24) HOEHN-SARIC R CHRISTOPHER
TRUSTEE
 3.00 X           0 0 0
(25) HURLEY FRANK L
TRUSTEE
 3.00 X           0 0 0
(26) JANNEY III STUART S
TRUSTEE
 3.00 X           0 0 0
(27) KIM JEONG H
TRUSTEE
 3.00 X           0 0 0
(28) KURZ DONALD A
TRUSTEE
 3.00 X           0 0 0
(29) LEDER ETHAN D
TRUSTEE
 3.00 X           0 0 0
(30) LEE CHRISTOPHER H
TRUSTEE
 3.00 X           0 0 0
(31) LEEDOM-ACKERMAN JOANNE
TRUSTEE
 3.00 X           0 0 0
(32) LEVI ALEXANDER H
TRUSTEE
 3.00 X           0 0 0
(33) LICHTENSTEIN SAMUEL R
TRUSTEE
 3.00 X           0 0 0
(34) LIPITZ ROGER C
TRUSTEE
 3.00 X           0 0 0
(35) LIU DIANA C
TRUSTEE
 3.00 X           0 0 0
(36) LOUIE CHRISTOPHER E
TRUSTEE
 3.00 X           0 0 0
(37) MANDEL HOWARD C
TRUSTEE
 3.00 X           0 0 0
(38) MATTIN CHRISTINA L
TRUSTEE
 3.00 X           0 0 0
(39) MCBRIDE TERRI L
TRUSTEE
 3.00 X           0 0 0
(40) MCGOVERN GAIL J
TRUSTEE
 3.00 X           0 0 0
(41) MOORE WESTLEY WO
TRUSTEE
 3.00 X           0 0 0
(42) NOLAN DAVID P
TRUSTEE
 3.00 X           0 0 0
(43) NORDMANN RONALD M
TRUSTEE
 3.00 X           0 0 0
(44) REYNOLDS JR JOSEPH R
TRUSTEE
 3.00 X           0 0 0
(45) ROGERS BRIAN C
TRUSTEE
 3.00 X           0 0 0
(46) RUBENSTEIN DAVID M
TRUSTEE
 3.00 X           0 0 0
(47) SALANT MARSHAL L
TRUSTEE
 3.00 X           0 0 0
(48) SCHARF CHARLES W
TRUSTEE
 3.00 X           0 0 0
(49) SINGH RAJENDRA
TRUSTEE
 3.00 X           0 0 0
(50) SNOW RAYMOND W
TRUSTEE
 3.00 X           0 0 0
(51) WARD JR WILLIAM F
TRUSTEE
 3.00 X           0 0 0
(52) WINTER JAMES L
TRUSTEE
 3.00 X           0 0 0
(53) VICKERS SELWYN M
TRUSTEE
 3.00 X           0 0 0
(54) YANG SHIRLEY SL
TRUSTEE
 3.00 X           0 0 0
(55) DANIELS RONALD
PRESIDENT
 50.00 X   X       929,345 0 255,190
(56) ARMBRISTER CLARENCE
SR. VP - CHIEF OF STAFF
 50.00     X       146,347 0 7,838
(57) BIELER GLENN
VP - COMMUNICATIONS & PUBLIC AFFAIRS
 50.00     X       137,048 0 23,238
(58) CRECELIUS KATHRYN J
CHIEF INVESTMENT OFFICER
 50.00     X       813,029 0 144,716
(59) DUNHAM STEPHEN S
VP AND GENERAL COUNSEL
 50.00     X       525,914 0 64,681
(60) EICHER MICHAEL C
VP - DEVELOPMENT ALUMNI RE
 50.00     X       718,802 0 110,850
(61) ENNIS DANIEL G
SR. VP - FINANCE & ADMINIS
 50.00     X       546,124 0 82,110
(62) HAYES CHARLENE
VP - HUMAN RESOURCES
 50.00     X       282,458 0 61,751
(63) LEWIS THOMAS
VP - GOVT, COMMUN, PUB AFF
 50.00     X       253,438 0 39,463
(64) MILLER JR EDWARD D
VP/DEAN - MEDICAL SCHOOL
 50.00     X       1,371,868 0 116,189
(65) MINOR LLOYD
PROVOST/VP
 50.00     X       698,309 0 118,324
(66) RUM STEVEN
VP - DEVELOPMENT ALUMNI RE
 50.00     X       426,684 0 78,807
(67) SCHNYDMAN JEROME D
SEC BD/EXEC ASST PRESIDENT
 50.00     X       272,984 0 44,731
(68) SCHROEDER FREDERICK
VP - DEVELOPMENT ALUMNI RE
 50.00     X       453,035 0 64,398
(69) SEMMEL RALPH
DIRECTOR - APL
 50.00     X       487,394 0 29,345
(70) STRINE J MICHAEL
VP-FINANCE/TREASURER
 50.00     X       201,687 0 25,046
(71) GRINNALDS JOHN
DIR. FACILITIES,MEDICINE
 50.00       X     287,955 0 54,832
(72) GROSSI RICHARD
SR. ASSOCIATE DEAN
 50.00       X     825,092 0 89,812
(73) KILDUFF LAWRENCE
EXEC. DIR. FACILITIES OPER
 50.00       X     262,627 0 57,736
(74) KLAG MICHAEL
DEAN - SCHOOL OF PUBLIC HE
 50.00       X     496,999 0 78,471
(75) NIMMO RUTH
APL DIR. OF FACILITIES
 50.00       X     391,737 0 32,656
(76) STARK WALTER J
PROFESSOR (SEE SCHED. O)
 50.00         X   1,216,543 0 65,800
(77) SPONSELLER PAUL
PROFESSOR (SEE SCHED. O)
 50.00         X   1,116,261 0 64,788
(78) BREM HENRY
PROFESSOR (SEE SCHED. O)
 50.00         X   1,023,359 0 117,612
(79) GOKASLAN ZIYA
PROFESSOR (SEE SCHED. O)
 50.00         X   910,084 0 60,013
(80) CAMERON DUKE
PROFESSOR (SEE SCHED. O)
 50.00         X   897,633 0 60,041
(81) ZEGER SCOTT
FORMER PROVOST/VP
 50.00           X 322,321 0 46,951
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 16,015,077 0 1,995,389
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet6,280
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
GALEN PUBLISHING LLC
166 W MAIN STREET
SOMERVILLE,NJ08876 		MEDICAL PUBLISHING 3,512,726
ARAMARK CAMPUS SERVICES INC
1101 MARKET STREET
PHILADELPHIA,PA19107 		FOOD SERVICE MANAGEMENT 3,356,773
WEBMD HEALTH CORP
111 8TH AVENUE
NEW YORK,NY10011 		HEALTH INFORMATION SERVICES 1,917,957
MERCER HUMAN RESOURCE CONSULTING INC
777 S FIGUEROA ST
LOS ANGELES,CA90017 		CONSULTING AND OUTSOURCING 1,795,116
DOME REAL ESTATE
1101 E 33RD STREET
BALTIMORE,MD21218 		REAL ESTATE SERVICES 1,723,789
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet197
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 86,066
d Related organizations...1d  
e Government grants (contributions)1e 1,142,660,000
f All other contributions, gifts, grants, and
similar amounts not included above1f 		419,107,934
g Noncash contributions included in lines 1a-1f:$ 12,839,883
h Total. Add lines 1a-1f.......MediumBullet 1,561,854,000
Program Service Revenue Business Code
2a CONTRACT REVENUE 541,700 1,317,732,000 1,317,732,000    
b TUITION AND FEES 611,310 706,209,000 706,209,000    
c CLINICAL SERVICES 541,900 493,840,000 493,840,000    
d REIMB. FROM AFFILIATES 541,900 405,208,000 405,208,000    
e SALES - AUXILIARY ENTP 721,310 91,709,000 91,608,832 100,168  
f All other program service revenue . 112,564,072 94,168,311 18,395,761  
g Total. Add lines 2a–2f........MediumBullet 3,127,262,072
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 49,023,000     49,023,000
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet 23,362,000     23,362,000
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,794,000,000  
b Less: cost or other basis and sales expenses 2,733,031,000 1,319,000
c Gain or (loss) 60,969,000 -1,319,000
d Net gain or (loss)..........MediumBullet 59,650,000     59,650,000
8a Gross income from fundraising events (not including
$ 86,066
of contributions reported on line 1c). See Part IV, line 18 ...
a 526,227
b Less: direct expenses ...b 298,299
c Net income or (loss) from fundraising events..MediumBullet 227,928   227,928
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet  
12 Total revenue. See Instructions....MediumBullet 4,821,379,000 3,108,766,143 18,495,929 132,262,928
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 269,190,000 269,190,000
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 297,816,000 297,816,000
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 100,585,000 100,585,000
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 13,792,000 1,109,000 10,998,000 1,685,000
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 1,950,521,000 1,789,091,000 124,685,000 36,745,000
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 183,057,000 174,012,000 6,526,000 2,519,000
9 Other employee benefits ....... 343,604,000 313,305,000 22,151,000 8,148,000
10 Payroll taxes ........... 91,787,000 84,684,000 5,206,000 1,897,000
11 Fees for services (non-employees):        
a Management ...... 33,371,000 25,608,000 6,823,000 940,000
b Legal ......... 3,177,000 2,102,000 892,000 183,000
c Accounting ........... 1,362,000 135,000 1,222,000 5,000
d Lobbying ...........        
e Professional fundraising. See Part IV, line 17.. 699,000 699,000
f Investment management fees ...... 18,497,000   18,497,000  
g Other .......... 368,391,000 308,651,000 58,897,000 843,000
12 Advertising and promotion .... 5,936,000 5,286,000 556,000 94,000
13 Office expenses ....... 158,446,000 136,053,000 14,545,000 7,848,000
14 Information technology ...... 34,597,000 28,994,000 5,145,000 458,000
15 Royalties .. 14,809,000 7,278,000 7,275,000 256,000
16 Occupancy ........... 130,290,000 104,810,000 19,574,000 5,906,000
17 Travel ............ 112,277,000 105,201,000 4,169,000 2,907,000
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 12,629,000 11,619,000 689,000 321,000
20 Interest ........... 55,574,000 44,738,000 7,827,000 3,009,000
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 188,920,000 158,494,000 29,952,000 474,000
23 Insurance .............. 50,519,000 48,737,000 1,338,000 444,000
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a OTHER MISC. EXPENSES 152,752,000 152,711,000 21,000 20,000
b RESEARCH/LAB EXPENSES 123,228,000 121,115,000 1,621,000 492,000
c
d
e
f All other expenses        
25 Total functional expenses. Add lines 1 through 24f 4,715,826,000 4,291,324,000 348,609,000 75,893,000
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 27,144,000 1 35,247,000
2 Savings and temporary cash investments ....... 121,607,000 2 146,987,000
3 Pledges and grants receivable, net ......... 295,412,000 3 246,484,000
4 Accounts receivable, net ......... 523,319,000 4 521,413,000
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 350,000 5 500,000
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use .............. 3,256,000 8 2,968,000
9 Prepaid expenses and deferred charges ............ 30,981,000 9 35,707,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,057,113,000
b Less: accumulated depreciation. ..... 10b 1,953,838,000 2,058,644,000 10c 2,103,275,000
11 Investments—publicly traded securities .......... 2,150,407,000 11 2,160,147,000
12 Investments—other securities. See Part IV, line 11 ...... 2,160,625,000 12 2,153,118,000
13 Investments—program-related. See Part IV, line 11 .. 33,260,000 13 33,109,000
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 265,649,000 15 376,330,000
16 Total assets. Add lines 1 through 15 (must equal line 34)... 7,670,654,000 16 7,815,285,000
Liabilities 17 Accounts payable and accrued expenses . 450,441,000 17 503,999,000
18 Grants payable ..........   18  
19 Deferred revenue .......... 449,978,000 19 445,041,000
20 Tax-exempt bond liabilities .......... 869,525,000 20 853,030,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 489,252,000 21 480,629,000
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 106,911,000 23 101,415,000
24 Unsecured notes and loans payable to unrelated third parties .... 477,771,000 24 477,603,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 363,983,000 25 600,794,000
26 Total liabilities. Add lines 17 through 25..... 3,207,861,000 26 3,462,511,000
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 1,997,486,000 27 1,899,596,000
28 Temporarily restricted net assets ..... 1,051,135,000 28 998,155,000
29 Permanently restricted net assets ..... 1,414,172,000 29 1,455,023,000
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 4,462,793,000 33 4,352,774,000
34 Total liabilities and net assets/fund balances ..... 7,670,654,000 34 7,815,285,000
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
4,821,379,000
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
4,715,826,000
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
105,553,000
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
4,462,793,000
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-215,572,000
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
4,352,774,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2011
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 2
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part I
Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 3
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part II
Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 4
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
Use duplicate copies of Part III if additional space is needed
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
834,996
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
 
No
 
j
Total. Add lines 1c through 1i ...............................
834,996
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: JOHNS HOPKINS OFFICE OF GOVERNMENT AND COMMUNITY AFFAIRS SERVES AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS AND ADVANCES THE CONGRESSIONAL, STATE AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY. IN FY12, MEMBERS OF THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE LOBBIED FEDERAL, STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS OF BUDGETS AND APPROPRIATIONS, EDUCATION INCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD, HEALTH CARE INCLUDING MEDICARE/MEDICAID, SCIENCE AND TECHNOLOGY, TAXATION, LABOR, WORKPLACE AND ANTITRUST, RETIREMENT, AND THE ENVIRONMENT. IN ADDITION, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIED CITY GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECHNOLOGY TRANSFER, TAXATION OF NONPROFITS, LAND USE, ZONING, AND PLANNING ISSUES, TRANSPORTATION AND STREETSCAPES, PEDESTRIAN SAFETY, PUBLIC SAFETY, K-12 AND HIGHER EDUCATION, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS, AND YOUTH AND RECREATION PROGRAMS.
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 2,598,467,000 2,226,665,000 1,983,341,000 2,491,261,000
b Contributions ........ 80,019,000 93,620,000 62,949,000 85,943,000
c Net investment earnings, gains, and losses ... 39,170,000 401,847,000 304,247,000 -467,539,000
d Grants or scholarships ..... 80,374,000 81,779,000 77,486,000 76,822,000
e Other expenditures for facilities
and programs ........ 		26,349,000 24,354,000 30,054,000 28,851,000
f Administrative expenses .... 17,617,000 17,532,000 16,332,000 20,651,000
g End of year balance ...... 2,593,316,000 2,598,467,000 2,226,665,000 1,983,341,000
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet32.600 %
b
Permanent endowment SchDMd Bullet49.200 %
c
Temporarily restricted endowment SchDMd Bullet18.200 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   76,324,000 76,324,000
b Buildings ................   2,595,017,000 1,171,589,000 1,423,428,000
c Leasehold improvements ............   83,677,000 41,841,000 41,836,000
d Equipment ................   829,955,000 586,088,000 243,867,000
e Other .................   472,140,000 154,320,000 317,820,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 2,103,275,000
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) CASH AND EQUIVALENTS 		170,745,000 F

(B) PRIVATE EQUITY AND VENTURE CAPITAL 		538,002,000 F

(C) REAL PROPERTY ASSETS 		658,994,000 F

(D) ABSOLUTE RETURN FUNDS 		703,996,000 F

(E) OTHER 		81,381,000 F




Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 2,153,118,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes  
PENSION & POST-RETIREMENT OBLIGATIONS 326,247,000
OTHER LONG-TERM LIABILITIES 230,542,000
SWAP - MARKET VALUE ADJUSTMENT 44,005,000






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 600,794,000
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 4,821,379,000
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 4,715,826,000
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 105,553,000
4 Net unrealized gains (losses) on investments .......................... 4 -26,443,000
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -189,129,000
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 -215,572,000
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 -110,019,000
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 4,527,929,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -26,443,000
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d -249,829,000
e Add lines 2a through 2d ..................... 2e -276,272,000
3 Subtract line 2e from line 1..................... 3 4,804,201,000
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 18,497,000
b Other (Describe in Part XIV.) ........... 4b -1,319,000
c Add lines 4a and 4b....................... 4c 17,178,000
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 4,821,379,000
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 4,637,948,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d 190,448,000
e Add lines 2a through 2d...................... 2e 190,448,000
3 Subtract line 2e from line 1..................... 3 4,447,500,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 18,497,000
b Other (Describe in Part XIV.) ............ 4b 249,829,000
c Add lines 4a and 4b....................... 4c 268,326,000
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 4,715,826,000
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED.
  PART III, LINE 4: PART III, LINE 4: AMONG COLLECTIONS HOUSED AT THE MILTON S. EISENHOWER LIBRARY, THE UNIVERSITY'S PRINCIPAL RESEARCH LIBRARY, ARE THE EISENHOWER RARE BOOK COLLECTION, THE FERDINAND HAMBURGER UNIVERSITY ARCHIVES, AN EXTENSIVE HISTORICAL MANUSCRIPTS COLLECTION AND THE LESTER S. LEVY COLLECTION OF SHEET MUSIC. THESE COLLECTIONS INCLUDE ARCHIVES, MAPS, PHOTOGRAPHS, MEDIEVAL AND RENAISSANCE MANUSCRIPT BOOKS, POETRY WORKS AND THOUSANDS OF PIECES OF SHEET MUSIC. THE PEABODY ARCHIVES, THE WILLIAM F. LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-JULSON COLLECTION, THE ANDREW S. POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HOUSED AT THE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY. THESE COLLECTIONS INCLUDE HISTORICAL WRITINGS, RECORDINGS, RECORD CATALOGUES, CONCERT AND RECITAL PROGRAMS, BOOKS, PICTURES, ORIGINAL MUSIC SCORES, PRINTED MUSIC AND SHEET MUSIC. THE PEABODY CONSERVATORY ALSO MAINTAINS A COLLECTION OF MUSICAL INSTRUMENTS THAT INCLUDE BAROQUE AND RENAISSANCE INSTRUMENTS. THE UNIVERSITY'S EVERGREEN MUSEUM AND LIBRARY CONTAINS COLLECTIONS OF RARE BOOKS, LITERARY WORKS, EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONS OF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501). THE UNIVERSITY'S HOMEWOOD MUSEUM HOUSES COLLECTIONS OF FINE AND DECORATIVE ART THAT INCLUDE FURNITURE, ENGLISH CERAMICS AND SILVER AS WELL AS RARE BOOKS AND MANUSCRIPTS. THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATIONAL AFFAIRS, MUSIC, AND EARTH AND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES. THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND RESOURCES TO BE USED TO FOSTER EDUCATION, INDEPENDENT THINKING AND PROFESSIONAL RESEARCH WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT.
  PART IV, LINE 2B: THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITAL ENDOWMENT FUND, INC. (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETT FUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDS TO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP); THE UNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF. THE FUNDS ARE INVESTED WITH OTHER UNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'S EIP INVESTMENT POLICIES AND OBJECTIVES. JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAY REQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS. THE ASSETS ARE INCLUDED IN INVESTMENTS ON THE BALANCE SHEET.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY HAS ADOPTED INVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TO PRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME. THE UNIVERSITY RELIES ON A TOTAL RETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION (REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS).
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR FISCAL 2012 OR 2011.
PART XI, LINE 8 - OTHER ADJUSTMENTS:   NET UNREALIZED LOSSES FROM SWAPS - MARK TO MARKET -18,554,000. CHANGE IN BENEFIT PLAN FUNDED STATUS -170,575,000. TOTAL TO SCHEDULE D, PART XI, LINE 8: -189,129,000.
PART XII, LINE 2D - OTHER ADJUSTMENTS:   FINANCIAL AID, NETTED IN TUITION -249,829,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS:   LOSS ON DISPOSAL OF OTHER ASSETS -1,319,000.
PART XIII, LINE 2D - OTHER ADJUSTMENTS:   CHANGE IN BENEFIT PLAN FUNDED STATUS 170,575,000. NET UNREALIZED LOSSES FROM SWAPS - MARK TO MARKET 18,554,000. LOSS ON DISPOSAL OF OTHER ASSETS 1,319,000.
PART XIII, LINE 4B - OTHER ADJUSTMENTS:   FINANCIAL AID, NETTED IN TUITION 249,829,000.
    SCHEDULE D, PART XII, LINE 1 RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES $4,560,643,000 NON-OPERATING CONTRIBUTIONS 133,075,000 NON-OPERATING INVESTMENT RETURN (85,680,000) ACADEMIC MISSION CONTRIBUTION-NONOP, OTHER 7,900,000 NET ASSETS RELEASED FROM RESTRICTIONS (88,009,000) -------------- TOTAL REVENUE [PART XII,LINE 1] = $4,527,929,000 SCHEDULE D, PART XIII, LINE 1 RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES $4,445,646,000 NON-OPERATING LOSS ON BOND REFINANCE 3,532,000 OTHER - NON-OPERATING OTHER (361,000) NET UNREALIZED LOSS FROM SWAP - NON-OP OTHER 18,556,000 NON-OPERATING CHANGE IN BENEFIT PLANS 170,575,000 -------------- TOTAL EXPENSES [PART XIII, LINE 1] $4,637,948,000
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2011
Schedule E (Form 990 or 990EZ) 2011
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCH GRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIES AS WELL AS FUNDS FOR STUDENT AID.
Schedule E (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
CENTRAL AMERICA AND THE CARIBBEAN 4 17 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 1,656,309
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 400
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES CLINICAL SERVICES 522,165
CENTRAL AMERICA AND THE CARIBBEAN     BUSINESS TRAVEL N/A 236,229
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS N/A 662,497,945
EAST ASIA AND THE PACIFIC 18 244 STUDENT LOANS N/A 907,609
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 16,660,489
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 447,814
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 1,574,779
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES SERVICE & REVOLVING ACCOUNTS 22,173
EAST ASIA AND THE PACIFIC     BUSINESS TRAVEL N/A 3,499,972
EAST ASIA AND THE PACIFIC     INVESTMENTS N/A 28,228,352
EUROPE (INCLUDING ICELAND & GREENLAND) 8 76 STUDENT LOANS N/A 30,500
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 10,554,522
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 3,616,621
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT SERVICES 743,607
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES LIBRARIES 744,208
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES SERVICE & REVOLVING ACCOUNTS 60,852
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 864,064
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT AID 20,273
EUROPE (INCLUDING ICELAND & GREENLAND)     FUNDRAISING GENERAL SERVICES & ADMINISTRATION 241,233
EUROPE (INCLUDING ICELAND & GREENLAND)     BUSINESS TRAVEL N/A 4,244,650
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS N/A 30,251,625
MIDDLE EAST & NORTH AFRICA 2 44 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 8,933,392
MIDDLE EAST & NORTH AFRICA     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 102,662
MIDDLE EAST & NORTH AFRICA     BUSINESS TRAVEL FUNDRAISING 1,122,459
NORTH AMERICA (EXCLUDING U.S.) 8 9 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 2,464,026
NORTH AMERICA (EXCLUDING U.S.)     BUSINESS TRAVEL N/A 790,159
RUSSIA & THE NEWLY INDEPENDENT STATES 0 5 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 1,642,618
RUSSIA & THE NEWLY INDEPENDENT STATES     BUSINESS TRAVEL N/A 151,342
SOUTH AMERICA 6 26 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 3,590,158
SOUTH AMERICA     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 77,415
SOUTH AMERICA     BUSINESS TRAVEL N/A 1,088,761
SOUTH ASIA 22 1,685 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 24,906,699
SOUTH ASIA     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 72,459
SOUTH ASIA     PROGRAM SERVICES CLINICAL SERVICES 214
SOUTH ASIA     PROGRAM SERVICES SERVICE & REVOLVING ACCOUNTS 17,512
SOUTH ASIA     BUSINESS TRAVEL N/A 1,485,001
SUB-SAHARAN AFRICA 92 2,770 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 200,565,895
SUB-SAHARAN AFRICA     PROGRAM SERVICES SERVICE & REVOLVING ACCOUNTS 79,907
SUB-SAHARAN AFRICA     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 444,949
SUB-SAHARAN AFRICA     BUSINESS TRAVEL N/A 4,949,819
3a Sub-total ..... 22 261 682,928,960
b Total from continuation sheets to Part I ... 138 4,615 337,182,878
c Totals (add lines 3a and 3b) 160 4,876 1,020,111,838
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA & CARRIBEAN SUB-AWARD 151,515 WIRE TRANSFER   N/A N/A
CENTRAL AMERICA & CARRIBEAN SUB-AWARD 62,003 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 560,392 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 379,494 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 212,641 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 151,766 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 136,360 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 110,000 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 109,782 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 107,676 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 104,695 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 103,867 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 99,490 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 97,687 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 95,105 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 91,820 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 78,749 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 76,874 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 67,062 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 64,628 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 61,159 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 57,000 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 50,069 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 48,988 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 46,221 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 42,360 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 42,291 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 38,724 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 38,290 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 36,870 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 35,079 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 35,000 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 31,520 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 29,150 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 28,625 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 26,600 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 15,000 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 7,500 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 6,677 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 2,085,920 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 1,877,444 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 1,809,197 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 1,234,891 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 1,212,464 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 844,158 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 517,857 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 297,555 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 259,535 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 253,332 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 223,833 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 174,242 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 170,587 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 165,026 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 159,534 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 151,270 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 136,450 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 134,397 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 125,903 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 118,784 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 102,825 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 101,770 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 92,400 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 87,892 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 73,955 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 73,401 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 70,696 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 69,374 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 65,242 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 60,519 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 57,580 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 57,452 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 54,591 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 54,046 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 52,906 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 52,112 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 50,559 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 50,303 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 50,013 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 48,281 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 42,598 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 41,299 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 40,226 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 38,912 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 38,051 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 35,681 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 32,139 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 32,122 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 30,639 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 29,985 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 28,262 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 25,000 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 22,074 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 19,845 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 19,068 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 16,489 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 16,102 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 14,192 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 13,349 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 11,447 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 7,865 WIRE TRANSFER   N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 5,400 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 1,600,584 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 101,418 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 73,446 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 44,000 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 23,305 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 23,000 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 22,237 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 21,355 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 16,958 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 16,949 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 16,631 WIRE TRANSFER   N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 9,700 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 402,207 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 371,493 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 275,426 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 170,656 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 166,085 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 138,798 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 125,294 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 112,598 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 87,678 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 69,739 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 61,195 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 57,193 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 47,635 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 42,001 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 40,000 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 37,868 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 26,895 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 26,000 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 20,982 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 14,544 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 7,398 WIRE TRANSFER   N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 5,734 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 440,000 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 428,376 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 67,500 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 41,188 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 15,000 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 12,390 WIRE TRANSFER   N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 5,792 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 734,285 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 687,149 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 193,589 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 187,058 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 134,483 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 119,253 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 112,032 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 93,496 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 92,725 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 82,421 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 71,051 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 58,964 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 24,450 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 10,000 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 9,902 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SUB-AWARD 6,610 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 2,279,242 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 5,919 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 10,460 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 11,350 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 13,067 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 13,953 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 16,640 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 18,768 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 20,834 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 22,500 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 24,980 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 30,208 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 31,411 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 31,487 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 31,814 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 35,229 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 37,026 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 37,286 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 37,539 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 41,941 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 50,232 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 61,493 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 63,253 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 68,703 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 76,356 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 97,507 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 98,476 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 126,888 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 150,491 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 156,403 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 181,247 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 209,411 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 211,664 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 234,071 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 258,885 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 271,961 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 277,737 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 279,622 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 280,429 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 339,908 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 344,620 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 369,453 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 387,544 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 397,971 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 465,718 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 590,402 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 596,403 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 837,203 WIRE TRANSFER   N/A N/A
SOUTH ASIA SUB-AWARD 901,124 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,665,443 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 6,109,799 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 4,679,093 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 3,003,456 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 2,337,642 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 2,264,451 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,958,335 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,488,801 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,461,115 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,342,163 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,333,875 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,316,679 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,132,666 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,131,193 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 997,806 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 877,394 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 827,221 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 765,577 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 680,765 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 664,968 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 646,777 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 631,706 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 595,601 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 564,740 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 558,470 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 529,199 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 528,085 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 465,527 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 455,352 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 441,991 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 426,152 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 413,667 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 386,947 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 314,013 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 312,075 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 309,417 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 304,983 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 291,800 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 283,598 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 280,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 275,145 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 267,650 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 258,905 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 250,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 242,114 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 241,177 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 237,133 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 235,693 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 234,922 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 233,235 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 229,324 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 224,311 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 217,475 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 210,281 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 173,808 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 171,125 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 169,392 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 164,644 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 159,775 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 158,242 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 154,925 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 136,683 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 131,525 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 123,993 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 121,670 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 120,200 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 118,476 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 115,467 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 115,166 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 114,601 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 113,583 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 113,469 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 110,620 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 107,983 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 99,960 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 98,576 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 98,300 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 96,965 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 94,016 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 92,131 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 84,862 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 84,334 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 78,416 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 78,003 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 77,144 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 76,955 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 75,925 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 74,964 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 72,857 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 71,931 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 68,988 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 61,219 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 60,390 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 59,946 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 57,044 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 55,250 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 54,402 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 53,157 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 51,184 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 50,912 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 49,183 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 44,623 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 44,175 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 43,428 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 42,872 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 42,797 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 40,495 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 38,559 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 37,595 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 37,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 35,218 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 32,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 31,168 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 30,556 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 30,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 30,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 27,329 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,920 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,678 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 24,904 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,247 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,075 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 22,888 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 21,562 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 21,320 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 20,822 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 20,702 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 20,418 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 20,376 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 19,885 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 18,823 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 18,792 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 18,359 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 17,936 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 17,750 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,872 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 14,779 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 14,764 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 14,691 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 14,360 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 12,886 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 12,460 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 11,567 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,746 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,368 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,368 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,368 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,368 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,368 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,273 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 8,748 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 8,742 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 8,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 8,390 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 8,006 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 7,838 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 7,215 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 6,782 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 6,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 5,974 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 5,184 WIRE TRANSFER   N/A N/A
EAST ASIA & PACIFIC CONTRIBUTION 5,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,148,141 WIRE TRANSFER   N/A N/A
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
 
3
Enter total number of other organizations or entities ........................MediumBullet
379
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
SCHOLARSHIPS EAST ASIA & PACIFIC 49 445,500 CREDIT TO STUDENT A/R   N/A N/A
ACADEMIC AWARDS EAST ASIA & PACIFIC 4 1,350 CHECK DISBURSEMENT   N/A N/A
HONORARIA EAST ASIA & PACIFIC 40 49,800 CHECK DISBURSEMENT   N/A N/A
SCHOLARSHIPS EUROPE (INC. ICELAND & GREENLAND) 4 86,722 CREDIT TO STUDENT A/R   N/A N/A
ACADEMIC AWARDS NORTH AMERICA (EX. US) 2 2,500 CHECK DISBURSEMENT   N/A N/A
HONORARIA EUROPE (INC. ICELAND & GREENLAND) 73 79,559 CHECK DISBURSEMENT   N/A N/A
HONORARIA CENTRAL AMERICA & CARIBBEAN 6 14,168 CHECK DISBURSEMENT   N/A N/A
HONORARIA MIDDLE EAST & NORTH AFRICA 10 17,050 CHECK DISBURSEMENT   N/A N/A
HONORARIA NORTH AMERICA (EX. US) 34 33,861 CHECK DISBURSEMENT   N/A N/A
HONORARIA SOUTH AMERICA 2 800 CHECK DISBURSEMENT   N/A N/A
HONORARIA RUSSIA & INDEPENDENT STATES 4 2,250 CHECK DISBURSEMENT   N/A N/A
HONORARIA SOUTH ASIA 4 2,400 CHECK DISBURSEMENT   N/A N/A
HONORARIA SUB-SAHARAN AFRICA 9 39,795 CHECK DISBURSEMENT   N/A N/A
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
    PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDED TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN OMB CIRCULARS A-110 AND A-133. SUBRECIPIENTS EXEMPT FROM A-133 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT. PART I, LINE 3, COLUMN (F): DESCRIBE METHOD USED TO ACCOUNT FOR EXPENDITURES ON THE FINANCIAL STATEMENTS. THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTING METHOD. TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED NEW REPORTING ATTRIBUTES TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRS REGION AND ACTIVITY TYPE FOR EACH COST OBJECT. THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FOR ACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLY CHARGED TO THE ACTIVITIES. FOR THE 2011 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAIN BUSINESS TRAVEL FROM THE U.S. TO FOREIGN REGIONS. THE AMOUNTS AVAILABLE FROM THE ACCOUNTING RECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL" AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTEND AND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATED TO PROGRAM SERVICE ACTIVITIES. TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICES OR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAM SERVICE AND FUNDRAISING EXPENDITURES BY REGION.
    PART III: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE UNITED STATES: THE 2011 INSTRUCTIONS TO THE FORM 990 AND SCHEDULE F INCLUDE DISCLOSURE OF PROGRAM-RELATED INVESTMENTS (STUDENT LOANS) ON PARTS II AND III OF SCHEDULE F, AS APPLICABLE. THIS INSTRUCTION IS UNIQUE TO 2011; IT WAS NOT REQUIRED IN 2010 AND THE 2012 INSTRUCTIONS HAVE CLARIFIED THAT IT IS NOT THE REQUIREMENT FOR 2012. UNLIKE OTHER TYPES OF GRANTS OR OTHER ASSISTANCE, PROGRAM-RELATED INVESTMENTS ARE ASSETS AND NOT EXPENSES. IN ORDER TO ALIGN GRANTS AND OTHER ASSISTANCE DISCLOSED IN SCHEDULE F WITH GRANTS AND OTHER ASSISTANCE REPORTED ON FORM 990, PART IX, LINE 3, THE ORGANIZATION IS DISCLOSING ALL REQUIRED INFORMATION RELATED TO ITS PROGRAM-RELATED INVESTMENTS (STUDENT LOANS) HERE: SCHEDULE F, PART III (A) TYPE OF GRANT OR ASSISTANCE: STUDENT LOANS (B) REGION: EAST ASIA & PACIFIC (C) # OF RECIPIENTS: 43 (D) AMOUNT OF CASH GRANT: $907,609 (E) MANNER OF DISBURSEMENT: CREDITED TO STUDENT ACCOUNTS RECEIVABLE TO PAY TUITION & FEES (F) AMOUNT OF NON-CASH GRANT: $0 SCHEDULE F, PART III (A) TYPE OF GRANT OR ASSISTANCE: STUDENT LOANS (B) REGION: EUROPE (C) # OF RECIPIENTS: 2 (D) AMOUNT OF CASH GRANT: $30,500 (E) MANNER OF DISBURSEMENT: CREDITED TO STUDENT ACCOUNTS RECEIVABLE TO PAY TUITION & FEES (F) AMOUNT OF NON-CASH GRANT: $0
  PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE UNITED STATES: INVESTMENTS DOMICILED IN BERMUDA AND THE BRITISH VIRGIN ISLANDS HAVE BEEN REPORTED TO THE CENTRAL AMERICA AND CARIBBEAN REGION ON THIS SCHEDULE F. THESE INVESTMENTS WERE REPORTED TO EUROPE ON THE 2010 SCHEDULE F. THIS RECLASSIFICATION BETWEEN REGIONS ACCOUNTS FOR THE DECREASE FROM PRIOR YEAR IN INVESTMENTS REPORTED FOR EUROPE AND THE INCREASE FROM PRIOR YEAR IN INVESTMENTS REPORTED TO CENTRAL AMERICA AND THE CARIBBEAN. 2010 INVESTMENTS AS REPORTED AND AS RESTATED FOR CENTRAL AMERICA AND THE CARIBBEAN AND EUROPE (INCLUDING ICELAND AND GREENLAND) ARE AS FOLLOWS: 2010 INVESTMENTS 2010INVESTMENTS AS REPORTED AS RESTATED CENTRAL AMERICA/CARIBBEAN $534,998,294 $651,010,722 EUROPE $149,003,218 $ 32,990,790
  PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE UNITED STATES: TOTAL FOREIGN ACTIVITY REPORTED ON SCHEDULE F, PART I BY ACTIVITY TYPE: PROGRAM SERVICES $ 280,627,415 BUSINESS TRAVEL $ 17,568,392 INVESTMENTS $ 720,977,922 STUDENT LOANS $ 938,109 TOTAL $1,020,111,838
  SCHEDULE F, PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE U.S.: THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATE EDUCATION IN 3 PRIMARY LOCATIONS: WASHINGTON, D.C, BOLOGNA, ITALY AND NANJING, CHINA. FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALOCODY LLC
65 KIRKWOOD NORTH RD SW
 
CEDAR RAPIDS, IA524063018 		TELEMARKETING SERVICES FOR ANNUAL GIVING PROGRAMS   No 1,367,522 699,326 668,196
Total .................right arrow 1,367,522 699,326 668,196
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
MD, AL, AK, AR, AZ, CA, CT, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MS, MO, MA, MI, MN, MT, NE, NV, NH, NM, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

EVENING W/THE STARS - NATIVE VISION
(event type) 		(b) Event #2

CAMP SUNRISE GALA
(event type) 		(c) Other Events

6
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 185,837 158,583 267,873 612,293
2 Less: Charitable
contributions . . . 		12,250 6,475 67,341 86,066
3 Gross income (line 1
minus line 2) . . . 		173,587 152,108 200,532 526,227
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0  
5 Non-cash prizes . . 0 0 153 153
6 Rent/facility costs . . 5,439 4,000 33,940 43,379
7 Food and beverages . . 51,438 0 25,592 77,030
8 Entertainment . . . 22,537 0 0 22,537
9 Other direct expenses . 21,419 52,132 81,649 155,200
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 298,299
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow 227,928
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALOCODY, LLC PROVIDES A TELEMARKETING SERVICE TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLY PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2012, THE UNIVERSITY PAID RUFFALOCODY $699,326 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $32,222 FOR OTHER FUNDRAISING EXPENSES, INCLUDING PRINTING, PAPER, POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS.
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) 21ST CENTURY TECHNOLOGIES INC6011 W COURTYARD DRIVE
AUSTIN,TX78730 		54-1719551   16,680 0 N/A N/A SUB-AWARD
(2) 3M HEALTH INFORMATION SYSTEMS12215 PLUM ORCHARD LN
SILVER SPRING,MD20904 		41-0417775   53,143 0 N/A N/A SUB-AWARD
(3) 3TEX INC208 LAUREL HILLS DR
RUTHERFORDTON,NC28139 		56-1990412   189,069 0 N/A N/A SUB-AWARD
(4) AC CENTER INC259 MONROE AVE
ROCHESTER,NY14607 		16-1356734   31,124 0 N/A N/A SUB-AWARD
(5) ADCOLE CORPORATION669 FOREST STREET
MARLBOROUGH,MA01752 		04-2224182   137,000 0 N/A N/A SUB-AWARD
(6) ADKINS STRATEGIES LLC444 NORTH CAPITOL ST NW 642
WASHINGTON,DC20001 		20-5497297   97,568 0 N/A N/A SUB-AWARD
(7) ADVANCED CELL TECHNOLOGY INC381 PLANTATION ST 5 BIOTECH
WORCHESTER,MA01605 		87-0656515   24,950 0 N/A N/A SUB-AWARD
(8) ADVATECH PACIFIC560E HOSPITALITY LANE
SAN BERNADINO,CA92408 		33-0651972   85,416 0 N/A N/A SUB-AWARD
(9) AEGIS TECHNOLOGIES GROUP631 DISCOVERY DRIVE
HUNTSVILLE,AL35806 		63-0985776   162,207 0 N/A N/A SUB-AWARD
(10) AEROJET-GENERAL CORPORATION5731 WELLINGTON RD
GAINSVILLE,VA201551699 		95-1751500   259,478 0 N/A N/A SUB-AWARD
(11) AEROSPACE CORPORATIONPO BOX 92957
LOS ANGELES,CA900092957 		95-2102389   1,961,833 0 N/A N/A SUB-AWARD
(12) AEROVIRONMENT INC181 W HUNTINGTON DR
MONROVIA,CA91016 		95-2705790   48,079 0 N/A N/A SUB-AWARD
(13) AFRICARE INC440 R ST NW
WASHINGTON,DC20001 		23-7116952   152,326 0 N/A N/A SUB-AWARD
(14) AGILENT TECHNOLOGIES2850 CENTERVILLE RD
WILMINGTON,DE198081644 		77-0518772   11,812 0 N/A N/A SUB-AWARD
(15) AIRIN TECHNOLOGIES INCPO BOX 34746
BETHESDA,MD20827 		30-0327353   65,375 0 N/A N/A SUB-AWARD
(16) ALAMEDA CO MED CTR1411 E 31ST ST
OAKLAND,CA94602 		94-3302014   60,852 0 N/A N/A SUB-AWARD
(17) ALBANY MEDICAL COLLEGE47 NEW SCOTLAND AVE MC 70
ALBANY,NY12208 		14-1338310   11,158 0 N/A N/A SUB-AWARD
(18) ALBERT EINSTEIN COLLEGE OF MEDICINE1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225   25,900 0 N/A N/A SUB-AWARD
(19) ALION SCIENCE & TECHNOLOGY CORPORATION5365 ROBIN HOOD ROAD
NORFOLK,VA23513 		54-2061691   50,000 0 N/A N/A SUB-AWARD
(20) ALL HAZARDS CONSORTIUM INC50 CARROLL CREEK WAY
FREDERICK,MD217017105 		26-0275096   42,662 0 N/A N/A SUB-AWARD
(21) ALLEGHENY SINGER RESEARCH INSTITUTE320 E NORTH AVE
PITTSBURGH,PA15212 		25-1320493   260,739 0 N/A N/A SUB-AWARD
(22) ALLIANT TECHSYSTEMS OPERATIONS LLC55 THIOKOL ROAD
ELKTON,MD21921 		41-1672694   347,413 0 N/A N/A SUB-AWARD
(23) ALMAC CLINICAL SERVICES LLC2661 AUDUBON RD
AUDUBON,PA19403 		23-2857741   58,441 0 N/A N/A SUB-AWARD
(24) AMERICAN INSTITUTES OF RESEARCH1759 R STREET NW
WASHINGTON,DC200092012 		25-0965219   5,258 0 N/A N/A SUB-AWARD
(25) AMERICAN MARINE CORPORATION65 N NIMITZ HWY
HONOLULU,HI96817 		99-0306905   116,524 0 N/A N/A SUB-AWARD
(26) AMERICAN RELIANCE INC3445 FLETCHER AVE
EL MONTE,CA91731 		95-4020451   84,800 0 N/A N/A SUB-AWARD
(27) AMERICAN UNIV OF ARMENIA CORP300 LAKESIDE DR 5TH FL
OAKLAND,CA94612 		94-3140704   48,570 0 N/A N/A SUB-AWARD
(28) ANDERSON MATRIX CONSULTING115 EMERALD CHASE CIRCLE
JOHNSON CITY,TN37615 		26-2489155   232,479 0 N/A N/A SUB-AWARD
(29) ANDREWS SPACE INC3415 S 116 STREET
SEATTLE,WA98168 		20-3429934   74,019 0 N/A N/A SUB-AWARD
(30) ANNE ARUNDEL HEALTH SYSTEM INST INCPO BOX 37181
BALTIMORE,MD212973181 		52-1646304   28,717 0 N/A N/A SUB-AWARD
(31) AON CONSULTING INC310 WEST FORTH ST
WINSTON SALEM,NC27101 		22-2232264   132,000 0 N/A N/A SUB-AWARD
(32) AOPTIX TECHNOLOGIES INC695 CAMPBELL TECHNOLOGY PKWY
CAMPBELL,CA95008 		95-4789212   4,240,410 0 N/A N/A SUB-AWARD
(33) APPLIED COHERENT TECHNOLOGY CORPORATION112 ELDEN ST
HERNDON,VA22070 		54-1534159   1,310,258 0 N/A N/A SUB-AWARD
(34) APPLIED DEFENSE SOLUTIONS INC8171 MAPLE LAWN BLVD
FULTON,MD20759 		72-1589356   25,215 0 N/A N/A SUB-AWARD
(35) APPLIED PHYSICAL SCIENCES CORP475 BRIDGE ST
GROTON,CT06340 		01-0655626   39,229 0 N/A N/A SUB-AWARD
(36) APPLIED RESEARCH ASSOCIATES4300 SAN MATEO BLVD NE
ALBUQUERQUE,NM871101295 		85-0276434   418,300 0 N/A N/A SUB-AWARD
(37) APPLIED SCIENCE & TECHNOLOGY20112 BANDON DUNES COURT
ASHBURN,VA201477019 		88-0346544   215,689 0 N/A N/A SUB-AWARD
(38) APPLIED VISIONS INC6 BAYVIEW AVE
NORTHPORT,NY11768 		11-2892034   370,418 0 N/A N/A SUB-AWARD
(39) ARCHANGEL SYSTEMS1635 PUMPHREY AVE
AUBURN,AL36832 		63-1077147   28,225 0 N/A N/A SUB-AWARD
(40) ARIZONA STATE UNIVPO BOX 873503
TEMPE,AZ852873503 		86-0196696   247,215 0 N/A N/A SUB-AWARD
(41) ARMY RESEARCH LABORATORYBUILDING 434
ABERDEEN PROVING GROUN,MD210055066 		53-0215803   100,000 0 N/A N/A SUB-AWARD
(42) ASSURANCE TECHNOLOGY CORPORATION84 SOUTH ST
CARLISLE,MA017411515 		04-2765216   42,438 0 N/A N/A SUB-AWARD
(43) AST COWEN DESIGN GROUP LLC4620 LEE HWY
ARLINGTON,VA22207 		20-4171123   25,208 0 N/A N/A SUB-AWARD
(44) ASTHMATX INC888 ROSS DR STE 100
SUNNYVALE,CA94089 		77-0615671   184,902 0 N/A N/A SUB-AWARD
(45) ASYNCHRONY SOLUTIONS INC1701 WASHINGTON AVENUE
ST LOUIS,MO63103 		43-1889131   461,233 0 N/A N/A SUB-AWARD
(46) ATK SPACE SYSTEMS INC6033 E BANDINI BLVD
COMMERCE,CA900402904 		33-0517898   170,501 0 N/A N/A SUB-AWARD
(47) ATKINSON ELECTRONICS14 WEST VINE STREET
MURRAY,UT84107 		87-0367030   7,900 0 N/A N/A SUB-AWARD
(48) AUBURN UNIVERSITY310 SAMFORD HALL
AUBURN,AL368495131 		63-6000724   218,149 0 N/A N/A SUB-AWARD
(49) AVERNA TEST SYSTEMS1011 MANSELL ROAD
ROSWELL,GA30076 		58-2242609   5,760 0 N/A N/A SUB-AWARD
(50) AYERS SAINT GROSS1040 HULL STREET
BALTIMORE,MD21230 		52-0899570   89,310 0 N/A N/A SUB-AWARD
(51) BACH RESEARCH CORP2200 CENTRAL AVENUE
BOULDER,CO80301 		41-2080478   75,000 0 N/A N/A SUB-AWARD
(52) BACK NINE ENGINEERING INC11800 BRISTOLWOOD TERRACE
LAUREL,MD207083182 		20-5997219   289,780 0 N/A N/A SUB-AWARD
(53) BAE SYSTEMS IESI9300 WELLINGTON RD
MANASSAS,VA201104122 		52-2267642   840,312 0 N/A N/A SUB-AWARD
(54) BALL AEROSPACE & TECHNOLOGIES CORPPO BOX 101328
ATLANTA,GA30392 		84-1315001   364,511 0 N/A N/A SUB-AWARD
(55) BALTIMORE CITY PUBLIC SCHOOLS200 E NORTH AVE
BALTIMORE,MD21202 		52-2064235   118,073 0 N/A N/A SUB-AWARD
(56) BALTIMORE HEALTH CARE ACCESS INC1 CALVERT PLAZA 201 E BALTIMORE ST
BALTIMORE,MD21202 		52-2017095   5,000 0 N/A N/A SUB-AWARD
(57) BALTIMORE MUSEUM OF ART10 ART MUSEUM DR
BALTIMORE,MD21218 		52-6000162   55,500 0 N/A N/A SUB-AWARD
(58) BALTIMORE VA MEDICAL CTR10 N GREEN ST
BALTIMORE,MD21201 		52-1997505   7,002 0 N/A N/A SUB-AWARD
(59) BANYAN BIOMARKERS INC13400 PROGRESS BLVD
ALACHUA,FL32615 		20-1449566   90,560 0 N/A N/A SUB-AWARD
(60) BATTELLE ENERGY ALLIANCE LLC2525 N FREMONT AVE
IDAHO FALLS,ID83401 		31-4379427   60,000 0 N/A N/A SUB-AWARD
(61) BATTELLE MEMORIAL INSTITUTEBATTELLE BLVD
RICHLAND,WA99352 		31-4379427   30,599 0 N/A N/A SUB-AWARD
(62) BATTELLE MEMORIAL INSTITUTE CPHRE505 KING AVE
COLUMBUS,OH432012693 		31-4379427   844,533 0 N/A N/A SUB-AWARD
(63) BAYLOR COLLEGE OF MEDICINEONE BAYLOR PLAZA BCM505
HOUSTON,TX77030 		74-1613878   908,873 0 N/A N/A SUB-AWARD
(64) BAYLOR HEALTH CARE SYSTEM3310 LIVE OAK
DALLAS,TX75204 		75-1812652   7,858 0 N/A N/A SUB-AWARD
(65) BBN TECHNOLOGIES CORP10 MOULTON ST
CAMBRIDGE,MA02138 		41-2126829   1,160,653 0 N/A N/A SUB-AWARD
(66) BECK POWELL & PARSONS INC29 WEST SUSQUEHANNA AVE
TOWSON,MD212045217 		52-0957991   8,717 0 N/A N/A SUB-AWARD
(67) BETH ISRAEL DEACONESS MEDICAL CTR330 BROOKLINE AVE
BOSTON,MA02215 		04-2103881   57,525 0 N/A N/A SUB-AWARD
(68) BIOSONICS INC4027 LEARY WAY NW
SEATTLE,WA98107 		91-1034706   94,647 0 N/A N/A SUB-AWARD
(69) BLACK CLOUD INC318 KENT DR
COCOA BEACH,FL32931 		23-2938240   543,241 0 N/A N/A SUB-AWARD
(70) BLOCK MEMS LLC377 SIMARANO DRIVE
MARLBOROUGH,MA01752 		42-1582318   381,664 0 N/A N/A SUB-AWARD
(71) BNR TECHNOLOGIES LLC2602 WYNFIELD RD
WEST FRIENDSHIP,MD21794 		84-1723954   98,179 0 N/A N/A SUB-AWARD
(72) BODE TECHNOLOGY GROUP10430 FURNACE RD
LORTON,VA22079 		54-1750293   55,049 0 N/A N/A SUB-AWARD
(73) BOEING COMPANY7402 HOLLISTER AVE
SANTA BARBARA,CA931172590 		91-0425694   331,739 0 N/A N/A SUB-AWARD
(74) BOEING SERVICE COMPANY13100 SPACE CENTER BLVD
HOUSTON,TX77059 		75-1416411   500,181 0 N/A N/A SUB-AWARD
(75) BOOZ ALLEN & HAMILTON INC2006 SAMPLING CONFERENCE
BELCAMP,MD210171535 		36-2513626   98,062 0 N/A N/A SUB-AWARD
(76) BOSTON MEDICAL CTR850 HARRISON AVE
BOSTON,MA02118 		04-3314093   669,885 0 N/A N/A SUB-AWARD
(77) BOSTON UNIVERSITY85 E CONCORD ST 5TH FL
BOSTON,MA02118 		04-2103547   937,119 0 N/A N/A SUB-AWARD
(78) BRIGHAM AND WOMENS HOSPITAL INC75 FRANCIS ST
BOSTON,MA02115 		04-2312909   195,498 0 N/A N/A SUB-AWARD
(79) BROAD BRANCH ASSOCIATES4536 BROAD BRANCH RD NM
WASHINGTON,DC20008 		51-0556625   216,244 0 N/A N/A SUB-AWARD
(80) BROOKINGS INSTITUTION1775 MASSACHUSETTS AVE NW
WASHINGTON,DC200362188 		53-0196577   47,584 0 N/A N/A SUB-AWARD
(81) BROWN UNIVERSITY2 STIMSON AVE BOX G-ST
PROVIDENCE,RI02912 		05-0258809   572,929 0 N/A N/A SUB-AWARD
(82) BRUHN NEWTECH INC8950 ROUTE 108 SUITE 226
COLUMBIA,MD210452130 		52-2007026   31,390 0 N/A N/A SUB-AWARD
(83) BUCCANEER COMPUTER SYSTEMS AND SERV6799 KENNEDY RD STE J
WARRENTON,VA20187 		54-1977239   397,249 0 N/A N/A SUB-AWARD
(84) BUCKNELL UNIVMOORE AVE
LEWISBURG,PA17837 		24-0772407   33,654 0 N/A N/A SUB-AWARD
(85) BUTLER HOSPITAL345 BLACKSTONE BLVD
PROVIDENCE,RI02906 		05-0258812   46,929 0 N/A N/A SUB-AWARD
(86) CACI TECHNOLOGY INSIGHTS14370 NEWBROOK DRIVE
CHANTILLY,VA20151 		54-1504783   166,010 0 N/A N/A SUB-AWARD
(87) CALIFORNIA INSTITUTE OF TECHNOLOGY1200 E CALIFORNIA M/C 103-6
PASADENA,CA911250600 		95-1643307   870,884 0 N/A N/A SUB-AWARD
(88) CALIFORNIA PACIFIC MEDICAL CENTER475 BRANNAN ST STE 220
SAN FRANCISCO,CA94107 		94-0562680   102,108 0 N/A N/A SUB-AWARD
(89) CALLAHAN CONSULTANTS INC2707 WESTMINSTER RD
ELLICOTT CITY,MD21043 		52-2086035   78,000 0 N/A N/A SUB-AWARD
(90) CALLEO GROUP14712 CARRIAGE MILL DRIVE
WOODBINE,MD21797 		27-2171403   170,814 0 N/A N/A SUB-AWARD
(91) CARBON-CARBON ADVANCED TECHNOLOGIES INC5144 S E LOOP 820
FT WORTH,TX76140 		75-2181484   498,854 0 N/A N/A SUB-AWARD
(92) CARNEGIE INST OF WASHINGTON3520 SAN MARTIN DR
BALTIMORE,MD21218 		53-0196523   28,996 0 N/A N/A SUB-AWARD
(93) CARNEGIE MELLON UNIVERSITY5000 FORBES AVE
PITTSBURGH,PA15213 		25-0969449   280,712 0 N/A N/A SUB-AWARD
(94) CAROLINAS MEDICAL CENTERPO BOX 32861
CHARLOTTE,NC282322861 		56-0554229   291,553 0 N/A N/A SUB-AWARD
(95) CASE WESTERN RESERVE UNIVERSITY10900 EUCLID AVE SEARS TOWER TG 2
CLEVELAND,OH441067015 		34-1018992   712,567 0 N/A N/A SUB-AWARD
(96) CATHOLIC RELIEF SERVICES228 W LEXINGTON ST
BALTIMORE,MD212013443 		13-5563422   9,908 0 N/A N/A SUB-AWARD
(97) CATHOLIC UNIVERSITY OF AMERICA620 MICHIGAN AVE NE
WASHINGTON,DC20064 		53-0196583   26,647 0 N/A N/A SUB-AWARD
(98) CAUSASCI LLCPO BOX 5892
ARLINGTON,VA22205 		20-3263417   76,127 0 N/A N/A SUB-AWARD
(99) CDC FOUNDATION55 PARK PL
ATLANTA,GA30303 		58-2106707   1,134,038 0 N/A N/A SUB-AWARD
(100) CDI LABORATORIES INC
LA QUINTA INDUSTRIAL SITE
RQ 		66-0617961   1,195,227 0 N/A N/A SUB-AWARD
(101) CEDARS SINAI MEDICAL CENTER8700 BEVERLY BLVD
LOS ANGELES,CA90048 		95-1644600   38,560 0 N/A N/A SUB-AWARD
(102) CENTER IN THE PARK5818 GERMANTOWN AVE
PHILADELPHIA,PA19144 		23-1919016   144,536 0 N/A N/A SUB-AWARD
(103) CERADYNE INCP O BOX 749966
LOS ANGELES,CA900749966 		33-0055414   13,629 0 N/A N/A SUB-AWARD
(104) CERNER CORP2800 ROCKCREEK PKWY
KANSAS CITY,MO64117 		43-1196944   13,670 0 N/A N/A SUB-AWARD
(105) CFD RESEARCH CORPORATION215 WYNN DR NW
HUNTSVILLE,AL35805 		63-0944385   268,659 0 N/A N/A SUB-AWARD
(106) CHARLES STARK DRAPER LABORATORY INC555 TECHNOLOGY SQUARE
CAMBRIDGE,MA021393563 		04-2505372   1,100,766 0 N/A N/A SUB-AWARD
(107) CHATTEN ASSOCIATES INC1094 NEW DEHAVEN AVENUE
WEST CONSHOHOCKEN,PA19428 		23-1860186   478,790 0 N/A N/A SUB-AWARD
(108) CHILDRENS HOSP OF PHILADELPHIA34TH ST CIVIC CTR BLVD
PHILADELPHIA,PA19104 		23-1352166   164,745 0 N/A N/A SUB-AWARD
(109) CHILDRENS HOSPITAL BOSTON300 LONGWOOD AVE
BOSTON,MA02115 		42-7744411   665,076 0 N/A N/A SUB-AWARD
(110) CHILDRENS HOSPITAL LA4650 SUNSET BLVD MS 97
LOS ANGELES,CA90027 		95-1690977   54,323 0 N/A N/A SUB-AWARD
(111) CHILDRENS HOSPITAL MEDICAL CENTERONE PERKINS SQ
AKRON,OH44308 		34-0714357   15,400 0 N/A N/A SUB-AWARD
(112) CHILDRENS MEMORIAL HOSPITAL2300 CHILDRENS PLAZA MB 37
CHICAGO,IL60614 		36-2170833   11,987 0 N/A N/A SUB-AWARD
(113) CHILDRENS MERCY HOSPITALOFFICE OF RESEARCH AND GRANTS
KANSAS CITY,MO641084619 		44-0605373   6,311 0 N/A N/A SUB-AWARD
(114) CHILDRENS NATL MEDICAL CENTER111 MICHIGAN AVE NW
WASHINGTON,DC20010 		52-1640403   28,096 0 N/A N/A SUB-AWARD
(115) CHILDREN'S RESEARCH INSTITUTE111 MICHIGAN AVE NW
WASHINGTON,DC20010 		52-1654453   29,402 0 N/A N/A SUB-AWARD
(116) CINCINNATI CHILDRENS HOSPITAL3333 BURNET AVE
CINCINNATI,OH452293039 		31-0833936   198,444 0 N/A N/A SUB-AWARD
(117) CITY YEAR INC287 COLUMBUS AVE
BOSTON,MA02116 		22-2882549   729,505 0 N/A N/A SUB-AWARD
(118) CLEVELAND CLINIC9500 EUCLID AVE
CLEVELAND,OH44195 		34-0714585   440,801 0 N/A N/A SUB-AWARD
(119) CLINICAL TRIALS AND SURVEYS CORP10065 RED RUN BLVD STE 250
OWINGS MILLS,MD21117 		52-1632209   78,389 0 N/A N/A SUB-AWARD
(120) COLD SPRING HARBOR LABPO BOX 100 1 BUNGTOWN RD
COLD SPRG HARBOR,NY117242213 		11-2013303   30,380 0 N/A N/A SUB-AWARD
(121) COLLEGE SUMMIT1763 COLUMBIA RD NW 2ND FLOOR
WASHINGTON,DC20009 		52-2007028   42,105 0 N/A N/A SUB-AWARD
(122) COLORADO NEUROLOGICAL INST701 E HAMPDEN AVE STE 330
ENGLEWOOD,CO80113 		84-1100975   38,390 0 N/A N/A SUB-AWARD
(123) COLORADO STATE UNIVERSITY1065 CAMPUS DELIVERY
FORT COLLINS,CO805231065 		84-6000545   274,556 0 N/A N/A SUB-AWARD
(124) COLUMBIA UNIV1051 RIVERSIDE DR
NEW YORK,NY10032 		13-5598093   1,520,050 0 N/A N/A SUB-AWARD
(125) COMMAND CANINE CONSULTING1130 CREEKSIDE WAY
NAPLES,FL34108 		45-3787744   111,831 0 N/A N/A SUB-AWARD
(126) COMMUNITIES IN SCHOOLS INC2345 CRYSTAL DR STE 801
ARLINGTON,VA22202 		58-1289174   1,427,510 0 N/A N/A SUB-AWARD
(127) COMMUNITIES IN SCHOOLS OF THE NATION3121 SOUTH ST NW
WASHINGTON,DC20007 		72-1581607   124,330 0 N/A N/A SUB-AWARD
(128) COMMUNITY ANTI DRUG COALITIONS OF625 SLATERS LN STE 300
ALEXANDRIA,VA22314 		54-1610317   72,248 0 N/A N/A SUB-AWARD
(129) CONTINEO ROBOTICS LLC7600 MAIN STREET
SYKESVILLE,MD21784 		26-4800491   594,402 0 N/A N/A SUB-AWARD
(130) CONTINUUM HEALTH PARTNERS432 W 58TH ST
NEW YORK,NY10019 		13-3939476   390,402 0 N/A N/A SUB-AWARD
(131) CORIELL INSTITUTE FOR MEDICAL RESEARCH403 HADDON AVENUE
CAMDEN,NJ08103 		21-0672684   698,279 0 N/A N/A SUB-AWARD
(132) CORNELL UNIVERSITY341 PINE TREE RD
ITHACA,NY148500022 		15-0532082   612,708 0 N/A N/A SUB-AWARD
(133) COX HOSPITAL3801 S NATIONAL AVE
SPRINGFIELD,MO65807 		44-0577118   10,050 0 N/A N/A SUB-AWARD
(134) CUSTOM ANALYTICAL ENGINEERING SYS INC13000 TENSOR LANE NE
FLINTSTONE,MD21530 		52-1483418   97,916 0 N/A N/A SUB-AWARD
(135) DANA-FARBER CANCER INSTITUTE44 BINNEY ST
BOSTON,MA02115 		04-2263040   265,748 0 N/A N/A SUB-AWARD
(136) DANYA INTERNATIONAL INC8737 COLESVILLE RD STE 1100
SILVER SPRING,MD20910 		52-1981367   146,262 0 N/A N/A SUB-AWARD
(137) DARTMOUTH MEDICAL COLLEGE11 ROPE FERRY RD
HANOVER,NH03775 		02-0222111   105,729 0 N/A N/A SUB-AWARD
(138) DAVID E HARVEY BUILDERS INC207A PERRY PARKWAY
GAITHERSBURG,MD20877 		76-0236902   8,406 0 N/A N/A SUB-AWARD
(139) DDL OMNI ENGINEERING LLCPO BOX 2329
MCLEAN,VA22102 		54-1825099   89,780 0 N/A N/A SUB-AWARD
(140) DECISIVE REALITY SIMULATIONS7031 BRENTWOOD DR
MARRITTSVILLE,MD21104 		27-2629662   86,163 0 N/A N/A SUB-AWARD
(141) DELOITTE CONSULTING LLP4301 NORTH FAIRFAX
ARLINGTON,VA22203 		06-1454513   132,171 0 N/A N/A SUB-AWARD
(142) DENVER HEALTH AND HOSPITAL AUTHORIT777 BANNOCK ST
DENVER,CO80204 		84-1343242   103,901 0 N/A N/A SUB-AWARD
(143) DETROIT PUBLIC SCHOOLS3011 W GRAND BLVD FISHER BLDG 14TH
FL
DETROIT,MI48202 		38-6019629   22,500 0 N/A N/A SUB-AWARD
(144) DEWITT & ASSOCIATES INC55 FIELDS END
REHOBOTH BEACH,DE19971 		52-1598042   62,136 0 N/A N/A SUB-AWARD
(145) DISCOVERY BIOMED INC400 RIVERHILLS BUSINESS PRK
BIRMINGHAM,AL35242 		26-0188550   113,031 0 N/A N/A SUB-AWARD
(146) DISCOVERY CHANNEL GLOBAL EDUCATION1 DISCOVERY PL MAIL STOP HC04 09F
SILVER SPRING,MD20910 		52-2043740   87,975 0 N/A N/A SUB-AWARD
(147) DOWNEAST MARINE RESOURCES INCPO BOX 1433
BLUE HILL,ME04614 		01-0545674   129,102 0 N/A N/A SUB-AWARD
(148) DREXEL UNIVERSITY3141 CHESNUT ST
PHILADELPHIA,PA19104 		23-1352630   697,277 0 N/A N/A SUB-AWARD
(149) DUKE UNIV2424 ERWIN RD
DURHAM,NC27710 		56-0532129   867,678 0 N/A N/A SUB-AWARD
(150) DUQUESNE UNIV600 FORBES AVE
PITTSBURGH,PA15282 		25-1035663   93,208 0 N/A N/A SUB-AWARD
(151) DURA SPACEPO BOX 7144
ITHACA,NY148517144 		26-0389639   14,204 0 N/A N/A SUB-AWARD
(152) DUSTIN SECURITY SOLUTIONS INC296 CLOSE QUARTERS DR
WHITE STONE,VA22578 		14-1875958   95,625 0 N/A N/A SUB-AWARD
(153) EAST BATON ROUGE PARISH SCHOOL1050 SOUTH FOSTER DR
BATON ROUGE,LA70806 		72-6000353   239,628 0 N/A N/A SUB-AWARD
(154) EASTERN SHORE AREA HEALTH814 CHESAPEAKE DR
CAMBRIDGE,MD21613 		52-1987075   29,158 0 N/A N/A SUB-AWARD
(155) EDGE SPACE SYSTEMS INCPO BOX 310
GLENELG,MD217370310 		20-0838879   18,255 0 N/A N/A SUB-AWARD
(156) EI DUPONT HOSPITAL FOR CHILDREN1600 ROCKLAND RD
WILMINGTON,DE19803 		59-0634433   82,892 0 N/A N/A SUB-AWARD
(157) ELECTRICO INC1300 RACQUET ROAD
BALTIMORE,MD21209 		52-0692249   6,127 0 N/A N/A SUB-AWARD
(158) ELIZABETH GLASER PEDIATRIC AIDS1140 CONNECTICUT AVE STE 200
WASHINGTON,DC20036 		95-4191698   121,123 0 N/A N/A SUB-AWARD
(159) EMCORE CORPORATION394 ELIZABETH AVE
SOMERSET,NJ08873 		22-2746503   6,338,755 0 N/A N/A SUB-AWARD
(160) EMMES CORP401N WASHINGTON ST STE 700
ROCKVILLE,MD20850 		54-1058268   933,305 0 N/A N/A SUB-AWARD
(161) EMORY UNIV101 WOODRUFF CIR STE 6107
ATLANTA,GA30322 		58-0566256   1,655,394 0 N/A N/A SUB-AWARD
(162) ENTEGRA SYSTEMS2342 BALLARD WAY
ELLICOTT CITY,MD21042 		30-2138160   17,867 0 N/A N/A SUB-AWARD
(163) ERAPSCO4578 EAST PARK 30 DR
COLUMBIA CITY,IN46725 		35-1752474   1,105,380 0 N/A N/A SUB-AWARD
(164) EVIDENCE BASED RESEARCH INC1595 SPRING HILL RD
VIENNA,VA22182 		54-1334859   921,885 0 N/A N/A SUB-AWARD
(165) FACILITY DYNAMICS ENGINEERING6760 ALEXANDER BELL DR
COLUMBIA,MD21046 		52-1624823   77,462 0 N/A N/A SUB-AWARD
(166) FAMILY HEALTH INTL2224 E NC HWY 54
DURHAM,NC27709 		23-7413005   646,793 0 N/A N/A SUB-AWARD
(167) FAMILY PLANNING COUNCIL INC1700 MARKET ST 18TH FL
PHILADELPHIA,PA19103 		23-1878446   65,566 0 N/A N/A SUB-AWARD
(168) FAR EAST INDUSTRIES INC8930 OLD ANNAPOLIS RD SUITE C
COLUMBIA,MD21045 		52-1847659   56,756 0 N/A N/A SUB-AWARD
(169) FARWELL GROUP6126 SAINT CHARLES AVENUE
NEW ORLEANS,LA70118 		72-0933927   10,000 0 N/A N/A SUB-AWARD
(170) FEDERAL NETWORK SYSTEMS LLC9861 BROKEN LAND PWKY
COLUMBIA,MD21046 		04-3506726   47,957 0 N/A N/A SUB-AWARD
(171) FEICOM INC7175 COLUMBIA GATEWAY DR STE A
COLUMBIA,MD21046 		52-2067447   77,918 0 N/A N/A SUB-AWARD
(172) FENWAY COMMUNITY HEALTH CENTER INC1340 BOYLSTON ST
BOSTON,MA02215 		04-2510564   54,833 0 N/A N/A SUB-AWARD
(173) FLEISHMAN HILLARD1615 L ST NW
WASHINGTON,DC200365610 		43-1791685   64,397 0 N/A N/A SUB-AWARD
(174) FLORIDA ORTHOPAEDIC INST5 TAMPA GENERAL CIR STE 710
TAMPA,FL33606 		59-2929608   53,492 0 N/A N/A SUB-AWARD
(175) FLORIDA STATE UNIVERSITY97 S WOODWARD AVE
TALLAHASSEE,FL32306 		59-3211153   13,745 0 N/A N/A SUB-AWARD
(176) FLOTRON INC2485 CORAL STREET
VISTA,CA92001 		33-0466133   27,418 0 N/A N/A SUB-AWARD
(177) FM KIRBY RESEARCH CENTER707 N BROADWAY FINANCE OFFICE
BALTIMORE,MD21205 		52-0607971   11,700 0 N/A N/A SUB-AWARD
(178) FOCUSED ANALYSIS & RESEARCH11043 BERRYPICK LANE
COLUMBIA,MD21044 		52-2187763   8,100 0 N/A N/A SUB-AWARD
(179) FRED HUTCHINSON CANCER RESEARCH CTR1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA981091024 		23-7156071   482,837 0 N/A N/A SUB-AWARD
(180) FRIENDS RESEARCH INST505 BALTIMORE AVE
BALTIMORE,MD21204 		52-0701445   63,944 0 N/A N/A SUB-AWARD
(181) FUNDAMENTAL TECHNOLOGIES LLC2411 PONDEROSA DR
LAWRENCE,KS66046 		74-2846959   250,188 0 N/A N/A SUB-AWARD
(182) FUTURES GROUP INTL LLC1000 W MAIN ST SND FL
DURHAM,NC277012098 		20-2073325   786,011 0 N/A N/A SUB-AWARD
(183) FUTURES INSTITUTE FOR DEVELOPMENT L41A NEW LONDON TURNPIKE
GLASTONBURY,CT06033 		20-4816286   15,115 0 N/A N/A SUB-AWARD
(184) GALORATH INC100 N SEPULVEDA BLVD
EL SEGUNDO,CA90245 		95-4147891   63,048 0 N/A N/A SUB-AWARD
(185) GAMMA DYNAMICS435 MARTIN LUTHER KING DR E
CINCINNATI,OH45229 		26-4726803   223,549 0 N/A N/A SUB-AWARD
(186) GAMMA MEDICA INC19355 BUSINESS CTR DR STE 8
NORTHRIDGE,CA91324 		95-4820159   55,000 0 N/A N/A SUB-AWARD
(187) GCI INC11111 SUNSET HILLS ROAD
RESTON,VA20190 		54-1521871   688,105 0 N/A N/A SUB-AWARD
(188) GELFOND GROUP535 ROUTE 38
CHERRY HILL,NJ08002 		22-3418020   34,145 0 N/A N/A SUB-AWARD
(189) GENERAL HEALTHCARE RESOURCES INC2250 HICKORY ROAD
PLYMOUTH MEETING,PA19462 		23-2720209   21,085 0 N/A N/A SUB-AWARD
(190) GENEVA FOUNDATIONPO BOX 98687
LAKEWOOD,WA98496 		91-1593913   529,596 0 N/A N/A SUB-AWARD
(191) GEOFF HAINES-STILES PRODUCTIONS INC27 WASHINGTON VALLEY RD
MORRISTOWN,NJ07960 		22-3332385   30,000 0 N/A N/A SUB-AWARD
(192) GEORGE MASON UNIVERSITY4400 UNIVERSITY DR
FAIRFAX,VA220304422 		54-0836354   24,882 0 N/A N/A SUB-AWARD
(193) GEORGE WASHINGTON UNIV2121 EYE ST NW
WASHINGTON,DC20052 		53-0196584   114,897 0 N/A N/A SUB-AWARD
(194) GEORGETOWN UNIV2233 WISCONSIN AVE NW
WASHINGTON,DC20007 		53-0196603   635,356 0 N/A N/A SUB-AWARD
(195) GEORGETOWN UNIV MEDICAL CENTERBOX 571485
WASHINGTON,DC200571485 		52-2218584   149,053 0 N/A N/A SUB-AWARD
(196) GEORGIA TECH RESEARCH CORP505 TENTH ST
ATLANTA,GA30332 		58-0603146   222,637 0 N/A N/A SUB-AWARD
(197) GLENWOOD LIFE CENTER516 GLENWOOD AVE
BALTIMORE,MD21212 		23-7121331   10,250 0 N/A N/A SUB-AWARD
(198) GLOBAL BROADBAND SOLUTIONS LLC2 CARDINAL PARK DRIVE
LEESBURG,VA20175 		54-1871592   6,794 0 N/A N/A SUB-AWARD
(199) GLOBAL SCIENCE AND TECHNOLOGY INC7855 WALKER DR STE 200
GREENBELT,MD20770 		52-1701242   60,441 0 N/A N/A SUB-AWARD
(200) GOODWIN BIOTECHNOLOGY INC1850 NW 69TH AVE
FT LAUDERDALE,FL33313 		65-0368262   141,251 0 N/A N/A SUB-AWARD
(201) GRAY RESEARCH INC655 DISCOVERY DRIVE
HUNTSVILLE,AL35806 		31-0957692   8,166 0 N/A N/A SUB-AWARD
(202) GRAY ROCK PROFESSIONAL ALLIANCE LLC3612 GRAY ROCK DRIVE
ELLICOTT CITY,MD210423704 		48-1290987   716,624 0 N/A N/A SUB-AWARD
(203) GREATER BALTIMORE MEDICAL CENTER6569 N CHARLES ST PPW 307
BALTIMORE,MD21204 		52-6049658   66,514 0 N/A N/A SUB-AWARD
(204) GREATER HOMEWOOD COMMUNITY CORP3503 N CHARLES ST
BALTIMORE,MD21218 		52-0897806   50,532 0 N/A N/A SUB-AWARD
(205) GROUP MINISTRIES INC2808 EDMONSON AVE
BALTIMORE,MD21223 		52-2086143   186,983 0 N/A N/A SUB-AWARD
(206) GSE SOFTWARE INC60121 STIRLING DR
BEND,OR97702 		95-4711574   121,206 0 N/A N/A SUB-AWARD
(207) GUIDENT TECHNOLOGIES INC198 VAN BUREN ST
HERNDON,VA20170 		59-3439605   92,767 0 N/A N/A SUB-AWARD
(208) H LEE MOFFITT CANCER CENTER AND12902 MAGNOLIA DR
TAMPA,FL33612 		59-3238634   48,000 0 N/A N/A SUB-AWARD
(209) HAMILTON SUNDSTRAND SPACE SYS INT'L INCONE HAMILTON RD
WINDSOR LOCKS,CT06096 		06-1388006   2,334,783 0 N/A N/A SUB-AWARD
(210) HAMPTON UNIVERSITY100 E QUEEN ST
HAMPTON,VA23668 		54-1799400   5,901 0 N/A N/A SUB-AWARD
(211) HARBEL COMMUNITY ORGANIZATION INC5807 HARFORD RD
BALTIMORE,MD21214 		52-0905968   84,924 0 N/A N/A SUB-AWARD
(212) HARBOR UCLA REI1124 WEST CARSON ST
TORRANCE,CA90502 		95-2138184   189,691 0 N/A N/A SUB-AWARD
(213) HARTFORD HOSPTIAL80 SEYMOUR ST
HARTFORD,CT061025037 		06-0646668   37,418 0 N/A N/A SUB-AWARD
(214) HARVARD UNIV677 HUNTINGTON AVE
BOSTON,MA021156096 		04-2103580   496,061 0 N/A N/A SUB-AWARD
(215) HDR ARCHITECTURE INC1101 KING STREET
ALEXANDRIA,VA223142944 		47-0353452   201,387 0 N/A N/A SUB-AWARD
(216) HDT ENGINEERING SERVICES INC641 PRINCE EDWARD ST
FREDERICKSBURG,VA22401 		54-1809352   61,537 0 N/A N/A SUB-AWARD
(217) HDT ROBOTICS INC415 WOLFE STREET
FREDERICKSBURG,VA22401 		27-3888162   1,108,556 0 N/A N/A SUB-AWARD
(218) HEARTLAND ALLIANCE FOR HUMAN NEEDS208 S LASALLE ST STE 1818
CHICAGO,IL60604 		36-1877640   247,962 0 N/A N/A SUB-AWARD
(219) HELIOPHYSICS INC192 WILLOW RD
NAHANT,MA01908 		82-0565028   21,396 0 N/A N/A SUB-AWARD
(220) HELIOS GLOBAL INC2001 JEFFERSON DAVIS HWY
ARLINGTON,VA22202 		26-1142852   213,669 0 N/A N/A SUB-AWARD
(221) HENRY ADAMS LLC600 BALTIMORE AVE
BALTIMORE,MD21204 		20-0060224   31,866 0 N/A N/A SUB-AWARD
(222) HENRY FORD HEALTH SYSTEM2799 W GRAND BLVD
DETROIT,MI48202 		38-1357020   246,518 0 N/A N/A SUB-AWARD
(223) HEREDITARY NEUROLOGICAL DISEASE CEN9340 E CENTRAL SUITE L
WICHITA,KS67206 		74-2827829   26,035 0 N/A N/A SUB-AWARD
(224) HILLIS-CARNES ENGINEERING ASSOC INC10975 GUILFORD ROAD
ANNAPOLIS JUNCTION,MD20701 		52-1629263   55,886 0 N/A N/A SUB-AWARD
(225) HMW GLOBAL SOLUTIONS10350 SWIFT STREAM PLACE
COLUMBIA,MD21044 		45-1482195   123,005 0 N/A N/A SUB-AWARD
(226) HONEYWELL ACS LABS1985 DOUGLAS DRIVE N
GOLDEN VALLEY,MN55422 		22-2640650   735,241 0 N/A N/A SUB-AWARD
(227) HONEYWELL INTERNATIONAL11350 US HWY 19 NORTH
CLEARWATER,FL33764 		22-2640650   222,150 0 N/A N/A SUB-AWARD
(228) HORNBECK OFFSHORE SERVICES LLC103 NORTHPARK BOULEVARD
MANDEVILLE,LA70433 		72-1375844   217,994 0 N/A N/A SUB-AWARD
(229) HOUSE EAR INST2100 W THIRD ST
LOS ANGELES,CA90057 		95-2127707   131,970 0 N/A N/A SUB-AWARD
(230) HOWARD UNIV576 W ST NW
WASHINGTON,DC20059 		53-0204707   150,602 0 N/A N/A SUB-AWARD
(231) HR INVESTMENT CONSULTANTS INC305 WEST CHESAPEAKE AVE
TOWSON,MD21204 		52-1662003   63,388 0 N/A N/A SUB-AWARD
(232) HUGO W MOSER RESEARCH INST AT707 N BROADWAY STE 516
BALTIMORE,MD21205 		52-0607971   175,066 0 N/A N/A SUB-AWARD
(233) ICAP SPONSORED PROJECTS722 W 168TH STREET 13TH FLOOR
NEW YORK,NY10032 		13-5598093   1,183,924 0 N/A N/A SUB-AWARD
(234) ICF MACRO INC15294 COLLECTION CENTER DR
CHICAGO,IL60693 		52-0955232   3,362,885 0 N/A N/A SUB-AWARD
(235) IDAHO STATE UNIVERSITYBOX 8108
POCATELLO,ID832098108 		82-6000924   117,973 0 N/A N/A SUB-AWARD
(236) IHC HEALTH SERVICES INC8TH AVE AND C ST
SALT LAKE CITY,UT84143 		94-2854057   75,288 0 N/A N/A SUB-AWARD
(237) IISI CORPORATION19 STERLING RD
NORTH BILLERICA,MA01862 		04-3027280   363,596 0 N/A N/A SUB-AWARD
(238) ILC DOVER LPONE MOONWALKER RD
FREDERICA,DE19946 		51-0281422   122,865 0 N/A N/A SUB-AWARD
(239) ILLINOIS ROCSTAR LLCPO BOX 3001
CHAMPAIGN,IL618263001 		20-8533123   20,000 0 N/A N/A SUB-AWARD
(240) IMPACT TECHNOLOGIES200 CANAL VIEW BLVD STE 300
ROCHESTER,NY146232893 		16-1567136   48,977 0 N/A N/A SUB-AWARD
(241) IMPROVEMENT PATH SYSTEMS INC24843 IVYWOOD DR
FARMINGTON HILLS,MI48336 		38-3073532   2,357,695 0 N/A N/A SUB-AWARD
(242) IN SILICO SOLUTIONS11781 LEE JACKSON MEMORIAL HWY
SUITE 320
FAIRFAX,VA22033 		26-0755383   49,862 0 N/A N/A SUB-AWARD
(243) INCLEN INC1420 WALNUT ST STE 411
PHILADELPHIA,PA19102 		23-2504530   270,676 0 N/A N/A SUB-AWARD
(244) INDIANA UNIV30 E KIRKWOOD AVE
BLOOMINGTON,IN474084003 		35-6001673   223,255 0 N/A N/A SUB-AWARD
(245) INFORMATION ASSURANCE ANALYTICS INC4914 HEVERSHAM CT
FAIRFAX,VA220322323 		26-0896418   111,760 0 N/A N/A SUB-AWARD
(246) INNOVATIVE CONCEPTS ENGINEERING INC6411 IVY LANE
GREENBELT,MD20770 		20-4498382   121,784 0 N/A N/A SUB-AWARD
(247) INTEGRAL SYSTEMS INC6721 COLUMBIA GATEWAY DRIVE
BALTIMORE,MD212800126 		52-1267968   92,438 0 N/A N/A SUB-AWARD
(248) INTERCHURCH MEDICAL ASSISTANCE INC500 MAIN ST PO BOX 429
NEW WINDSOR,MD21776 		52-2112460   298,324 0 N/A N/A SUB-AWARD
(249) INTL RESCUE COMMITTEE122 E 42ND ST 12TH FL
NEW YORK,NY101681289 		13-5660870   281,849 0 N/A N/A SUB-AWARD
(250) IO TECHNOLOGIES INC17088 DAHLGREN RD SUITE 1
DAHLGREN,VA22448 		54-1831500   221,867 0 N/A N/A SUB-AWARD
(251) ITT CORPORATION2560 HUNTINGTON AVE
SANTA ANA,CA92705 		13-5158950   22,191 0 N/A N/A SUB-AWARD
(252) IVUMED3269 S MAIN ST 230
SALT LAKE CITY,UT84115 		58-2263983   52,607 0 N/A N/A SUB-AWARD
(253) JACKSON STATE UNIVERSITY1400 JR LYNCH ST
JACKSON,MS39217 		64-6000507   40,000 0 N/A N/A SUB-AWARD
(254) JEWISH MUSEUM OF MARYLAND15 LLOYD ST
BALTIMORE,MD21202 		52-6034761   31,000 0 N/A N/A SUB-AWARD
(255) JFK MEDICAL CENTER80 JAMES ST
EDISON,NJ08818 		22-6019101   19,914 0 N/A N/A SUB-AWARD
(256) JOAN I AND SANFORD WEILL MEDICAL1300 YORK AVE BOX 89
NEW YORK,NY10065 		13-3017214   28,948 0 N/A N/A SUB-AWARD
(257) JOHN SNOW INC44 FARNSWORTH ST
BOSTON,MA02210 		04-2578580   12,631,008 0 N/A N/A SUB-AWARD
(258) JOHNSON CONTROLS INCPO BOX 905240
CHARLOTTE,NC282905240 		39-0380010   15,000 0 N/A N/A SUB-AWARD
(259) JOSEPH STOKES JR RESEARCH INST3615 CIVIC CENTER BLVD
PHILADELPHIA,PA191404318 		23-2311482   95,030 0 N/A N/A SUB-AWARD
(260) JOSLIN DIABETES CENTER INC1 JOSLIN PL
BOSTON,MA02215 		04-2203836   5,462 0 N/A N/A SUB-AWARD
(261) K2 SOLUTIONS INC5735 US HIGHWAY 1 NORTH
SOUTHERN PINES,NC28387 		76-0741755   18,020 0 N/A N/A SUB-AWARD
(262) KAISER FOUNDATION RESEARCH1800 HARRISON ST
OAKLAND,CA946123433 		94-1105628   462,776 0 N/A N/A SUB-AWARD
(263) KENNEDY KRIEGER INST707 N BROADWAY
BALTIMORE,MD21205 		52-0607971   3,726,412 0 N/A N/A SUB-AWARD
(264) KIMBALL CONSTRUCTION CO INC9615 PHILADELPHIA RD
BALTIMORE,MD212374107 		52-0902878   12,000 0 N/A N/A SUB-AWARD
(265) KINETX INCPO BOX 150990
OGDEN,UT84415 		77-0326085   706,557 0 N/A N/A SUB-AWARD
(266) KITTERMAN TECHNICAL SERVICES3611 SCHEEL DRIVE
ELLICOTT CITY,MD21042 		52-2326311   147,596 0 N/A N/A SUB-AWARD
(267) KITWARE INC28 CORPORATE DR
CLIFTON PARK,NY12065 		14-1802694   75,532 0 N/A N/A SUB-AWARD
(268) KNOME INC25 FIRST ST SUITE 107
CAMBRIDGE,MA02141 		26-0848894   159,350 0 N/A N/A SUB-AWARD
(269) KNOWLEDGE NETWORKS INC1350 WILLOW RD STE 102
MENLO PARK,CA94025 		94-3314617   11,000 0 N/A N/A SUB-AWARD
(270) KOREAN RESOURCE CENTER INC3239 A CORPORATE CT
ELLICOTT CITY,MD21042 		52-2300984   733,934 0 N/A N/A SUB-AWARD
(271) KRATOS DEFENSE ENGINEERING SOLUTIONS INC2409 PEPPERMILL DRIVE
GLEN BURNIE,MD21061 		33-0431023   4,028,967 0 N/A N/A SUB-AWARD
(272) L-3 CHESAPEAKE SCIENCES CORPORATION1127B BENFIELD BLVD
MILLERSVILLE,MD21108 		52-1737390   7,557 0 N/A N/A SUB-AWARD
(273) L-3 COMMUNICATIONS2800 DISCOVERY BLVD
ROCKWALL,TX75032 		13-3937436   103,457 0 N/A N/A SUB-AWARD
(274) L-3 COMMUNICATIONS MISSION INTEGRATION1001 JACK FINNEY BLVD
GREENVILLE,TX75402 		03-0391841   31,833 0 N/A N/A SUB-AWARD
(275) L-3 COMMUNICATIONS SYSTEMS WEST640 N 2200 W
SALT LAKE CITY,UT84116 		13-3937476   4,277,320 0 N/A N/A SUB-AWARD
(276) L-3 COMMUNICATIONS TELEMETRY-WEST9020 BALBOA AVE
SAN DIEGO,CA92123 		13-3937436   67,020 0 N/A N/A SUB-AWARD
(277) L-3 INTERSTATE ELECTRONICS CORPORATION602 E VERMONT AVENUE
ANAHEIM,CA92805 		95-1912832   27,598 0 N/A N/A SUB-AWARD
(278) LA USC MEDICAL CENTER1200 N STATE ST
LOS ANGELES,CA90033 		95-1642394   22,573 0 N/A N/A SUB-AWARD
(279) LADORN SYSTEMS CORPORATION5001-D FORBES BLVD
LANHAM,MD20706 		52-1281895   9,857 0 N/A N/A SUB-AWARD
(280) LAMONT DOHERTY EARTH OBSERVATORYPO BOX 1000 RT 9W
PALISADES,NY109648000 		13-5598093   11,829 0 N/A N/A SUB-AWARD
(281) LANCASTER HEART AND STROKE FOUNDATI131 E FREDERICK ST
LANCASTER,PA17602 		23-2714718   19,953 0 N/A N/A SUB-AWARD
(282) LAND O LAKES INC INTL DEVELOPMENT1080 WEST CTY RD F MS 5120
SHOREVIEW,MN55126 		41-0365145   95,945 0 N/A N/A SUB-AWARD
(283) LATIN HELP SERVICES5027 SOUTHERN STAR TERRACE
COLUMBIA,MD21044 		20-2437554   11,818 0 N/A N/A SUB-AWARD
(284) LAYER 8 TECHNOLOGIES INC3701 FILMORE RD
VIRGINIA BEACH,VA234524701 		20-8766717   218,834 0 N/A N/A SUB-AWARD
(285) LEWIN GROUP3130 FAIRVIEW PARK DR STE 500
FALLS CHURCH,VA22042 		56-1970224   26,166 0 N/A N/A SUB-AWARD
(286) LGS INNOVATIONS LLCPO BOX C OFFICE 15A151
WHIPPANY,NJ07981 		03-0602415   207,321 0 N/A N/A SUB-AWARD
(287) LIQUID ROBOTICS INC1329 MOFFETT PARK DRIVE
SUNNYVALE,CA940891134 		20-8190286   132,000 0 N/A N/A SUB-AWARD
(288) LOCKHEED MARTIN CORP-MS2 BUSINESS UNIT9500 GODWIN DRIVE
MANASSAS,VA20110 		52-1893632   565,874 0 N/A N/A SUB-AWARD
(289) LOCKHEED MARTIN CORPORATIONPO BOX 905582
CHARLOTTE,NC282905582 		52-1893632   163,445 0 N/A N/A SUB-AWARD
(290) LOCKHEED MARTIN SPACE SYSTEMS COMPANY3251 HANOVER ST
PALO ALTO,CA943041191 		52-1893632   1,706,436 0 N/A N/A SUB-AWARD
(291) LOUISIANA STATE UNIV433 BOLIVAR ST
NEW ORLEANS,LA701122223 		72-8000848   235,029 0 N/A N/A SUB-AWARD
(292) LOVELACE RESPIRATORY RESEARCH INST2425 RIDGECREST SE
ALBUQUERQUE,NM87108 		85-0110669   531,284 0 N/A N/A SUB-AWARD
(293) LOYOLA UNIV CHICAGO2160 S 1ST AVE
MAYWOOD,IL60153 		36-4015560   54,084 0 N/A N/A SUB-AWARD
(294) LOYOLA UNIVERSITY MARYLAND4501 N CHARLES ST ATTN C CYPHERS
BALTIMORE,MD21210 		52-0591623   18,072 0 N/A N/A SUB-AWARD
(295) LYN AEROSPACE LLC5142 COCOPLUM AVE
MELBOURNE,FL329401403 		20-4893460   16,564 0 N/A N/A SUB-AWARD
(296) MAERSK LINE LIMITEDONE COMMERCIAL PLACE
NORFOLK,VA235102103 		13-6122611   39,419 0 N/A N/A SUB-AWARD
(297) MAINE MEDICAL CTR22 BRAMHALL ST
PORTLAND,ME04102 		01-0238552   44,640 0 N/A N/A SUB-AWARD
(298) MAN ALIVE INC2119 MARYLAND AVE
BALTIMORE,MD21218 		56-2530813   7,500 0 N/A N/A SUB-AWARD
(299) MANAGEMENT SCIENCES FOR HEALTH784 MEMORIAL DR
CAMBRIDGE,MA02139 		04-2482188   1,271,075 0 N/A N/A SUB-AWARD
(300) MANDEX INC4001 N 9TH ST
ARLINGTON,VA22203 		95-2902232   591,981 0 N/A N/A SUB-AWARD
(301) MANHATTAN CONSTRUCTION COMPANY7600 LEESBURG PIKE
FALLS CHURCH,VA22043 		73-0338330   12,500 0 N/A N/A SUB-AWARD
(302) MANTECH SYSTEMS ENGINEERING CORPORATION1535 VAPOR TRAIL
COLORADO SPRINGS,CO80916 		52-1396237   87,955 0 N/A N/A SUB-AWARD
(303) MARINE ACOUSTICS INC14 PELHAM ST
NEWPORT,RI02840 		04-2993452   970,353 0 N/A N/A SUB-AWARD
(304) MARYLAND ACADEMY OF SCIENCES601 LIGHT ST
BALTIMORE,MD212303812 		52-0668166   5,182 0 N/A N/A SUB-AWARD
(305) MARYLAND TREATMENT CENTER3800 FREDERICK AVE
BALTIMORE,MD21229 		52-1447757   60,244 0 N/A N/A SUB-AWARD
(306) MASSACHUSETTS EYE RESEARCH5 CAMBRIDGE CTR
CAMBRIDGE,MA02142 		04-2103594   29,554 0 N/A N/A SUB-AWARD
(307) MASSACHUSETTS GENERAL HOSPITAL101 HUNTINGTON AVE STE 300
BOSTON,MA02199 		04-2697983   512,740 0 N/A N/A SUB-AWARD
(308) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307 		04-2103594   1,073,998 0 N/A N/A SUB-AWARD
(309) MATERIALS RESEARCH & DESIGN INC300 E SWEDESFORD RD
WAYNE,PA190871858 		23-2839876   61,794 0 N/A N/A SUB-AWARD
(310) MATHEMATICAL ANALYSIS RESEARCH CORP4239 VIA PADOVA
CLAREMONT,CA91711 		91-0929667   157,043 0 N/A N/A SUB-AWARD
(311) MAXCYTE INC22 FIRSTFIELD RD SUITE 110
GAITHERSBURG,MD20878 		52-2210438   12,000 0 N/A N/A SUB-AWARD
(312) MAYO CLINIC200 FIRST ST SW
ROCHESTER,MN55905 		41-6011702   1,708,661 0 N/A N/A SUB-AWARD
(313) MAYO CLINIC JACKSONVILLE4500 SAN PABLO RD
JACKSONVILLE,FL32224 		41-6011702   43,478 0 N/A N/A SUB-AWARD
(314) MBL INTL CORP7 MBL
WOODS HOLE,MA02543 		04-3211339   663,544 0 N/A N/A SUB-AWARD
(315) MCLEAN HOSPITAL CORPORATION115 MILL ST
BELMONT,MA02478 		04-2697981   24,287 0 N/A N/A SUB-AWARD
(316) MDA INFORMATION SYSTEMS4398 CORPORATE CENTER DR
LOS ALAMITOS,CA90720 		52-0894197   208,362 0 N/A N/A SUB-AWARD
(317) MDRC16 E 34TH 19TH FL
NEW YORK,NY10016 		23-7379473   698,114 0 N/A N/A SUB-AWARD
(318) MEDIA FOR DEVELOPMENT INTL184 CRESCENT LN
GLENWOOD SPRINGS,CO81601 		52-1659722   1,938,221 0 N/A N/A SUB-AWARD
(319) MEDICAL COLLEGE OF GEORGIA1120 15TH ST
AUGUSTA,GA30912 		56-2477271   341,013 0 N/A N/A SUB-AWARD
(320) MEDICAL COLLEGE OF VABOX 631
RICHMOND,VA23298 		54-6053660   12,836 0 N/A N/A SUB-AWARD
(321) MEDICAL COLLEGE OF WISCONSIN8701 WATERTOWN PLANK RD
MILWAUKEE,WI53226 		39-0806261   49,707 0 N/A N/A SUB-AWARD
(322) MEDICAL UNIV OF SOUTH CAROLINA171 ASHLEY AVE
CHARLESTON,SC294253001 		57-6000722   555,918 0 N/A N/A SUB-AWARD
(323) MEDSTAR RESEARCH INST6495 NEW HAMPSHIRE AVE STE 201
HYATTSVILLE,MD20783 		52-6056274   211,002 0 N/A N/A SUB-AWARD
(324) MENTAL HEALTH ASSN MARYLAND711 W 40TH ST STE 460
BALTIMORE,MD21211 		52-0591666   18,750 0 N/A N/A SUB-AWARD
(325) MERCER1255 23RD STREET NW
LOUISVILLE,KY40294 		13-2834414   88,356 0 N/A N/A SUB-AWARD
(326) MERCY GENERAL HOSPITAL4001 J ST
SACRAMENTO,CA95819 		94-1196203   17,728 0 N/A N/A SUB-AWARD
(327) MESH INC114 BARNSLEY ROAD
OXFORD,PA19363 		23-2070794   43,049 0 N/A N/A SUB-AWARD
(328) METRON INC1818 LIBRARY STREET SUITE 600
RESTON,VA22090 		54-1280776   17,443 0 N/A N/A SUB-AWARD
(329) MICHIGAN STATE UNIVERSITY110 ADMINISTRATION BLDG
EAST LANSING,MI48824 		38-6005984   82,259 0 N/A N/A SUB-AWARD
(330) MICHIGAN TECHNOLOGICAL UNIV1400 TOWNSEND DR
HOUGHTON,MI499312226 		38-6005955   22,887 0 N/A N/A SUB-AWARD
(331) MICROTEK LABORATORIES INC2400 E RIVER ROAD
DAYTON,OH45439 		31-1134590   244,790 0 N/A N/A SUB-AWARD
(332) MINK HOLLOW SYSTEMS INC120 ASHTON RD
ASHTON,MD20861 		52-2138587   131,489 0 N/A N/A SUB-AWARD
(333) MINNEAPOLIS MEDICAL RESEARCH FDTN701 PARK AVE
MINNEAPOLIS,MN55415 		41-1677920   373,954 0 N/A N/A SUB-AWARD
(334) MIRANDA INCPO BOX 400
COLUMBIA,MD21045 		52-2230696   26,000 0 N/A N/A SUB-AWARD
(335) MIRIAM HOSPITAL LIFESPAN593 EDDY ST
PROVIDENCE,RI02903 		05-6065105   76,975 0 N/A N/A SUB-AWARD
(336) MIRUS TECHNOLOGY LLC10009 SPRING LAKE TERRACE
FAIRFAX,VA22030 		26-1795193   60,000 0 N/A N/A SUB-AWARD
(337) MISSION MEDIA616 WATER ST STE 225
BALTIMORE,MD21202 		52-2283459   137,951 0 N/A N/A SUB-AWARD
(338) MODERN TECHNOLOGY SOLUTIONS INC4725B EISENHOWER AVE
ALEXANDRIA,VA22304 		54-1670018   11,708 0 N/A N/A SUB-AWARD
(339) MONELL CHEMICAL SENSES CENTER3500 MARKET ST
PHILADELPHIA,PA191043308 		23-2020897   55,645 0 N/A N/A SUB-AWARD
(340) MONTANA STATE UNIVERSITYPO BOX 172470
BOZEMAN,MT597172470 		81-6010045   46,873 0 N/A N/A SUB-AWARD
(341) MONTEFIORE MEDICAL CTR111 E 210TH ST
BRONX,NY10467 		13-1740114   178,032 0 N/A N/A SUB-AWARD
(342) MOREHEAD STATE UNIVERSITY150 UNIVERSITY BLVD
MOREHEAD,KY40351 		61-1014029   35,292 0 N/A N/A SUB-AWARD
(343) MOREHOUSE SCHOOL OF MEDICINE720 WESTVIEW DR SW 1ST FL
ATLANTA,GA30310 		58-1438873   209,196 0 N/A N/A SUB-AWARD
(344) MORGAN FRANKLIN CORPORATION1753 PINNACLE DRIVE SUITE 1200
MCLEAN,VA22102 		52-2092032   273,080 0 N/A N/A SUB-AWARD
(345) MORGAN GICK MCBEATH & ASSOCIATES PC131 GREAT FALLS ST
FALLS CHURCH,VA22046 		54-1461567   409,397 0 N/A N/A SUB-AWARD
(346) MORGAN STATE UNIV1700 E COLD SPRING LN
BALTIMORE,MD21251 		23-7089143   38,540 0 N/A N/A SUB-AWARD
(347) MOTE MARINE LABORATORY INC1600 KEN THOMPSON PKWY
SARASOTA,FL34236 		59-0756643   24,969 0 N/A N/A SUB-AWARD
(348) MOUNT HOLYOKE COLLEGE50 COLLEGE STREET
SOUTH HADLEY,MA01075 		04-2103578   67,904 0 N/A N/A SUB-AWARD
(349) MOUNT SINAI SCHOOL OF MEDICINEONE GUSTAGE LEVY PL
NEW YORK,NY10029 		13-6171197   168,176 0 N/A N/A SUB-AWARD
(350) NANOMATERIALS COMPANY15 NORTH BACTON HILL ROAD
MALVERN,PA19355 		23-2992687   59,544 0 N/A N/A SUB-AWARD
(351) NASA-JOHNSON SPACE CENTER2101 NASA PARKWAY
HOUSTON,TX77058 		54-0648760   100,000 0 N/A N/A SUB-AWARD
(352) NATIONAL ACADEMY OF SCIENCES500 FIFTH ST NW
WASHINGTON,DC20001 		53-0196932   218,766 0 N/A N/A SUB-AWARD
(353) NATIONAL AERONAUTICS & SPACE ADM9800 OAK GROVE DR
PASADENA,CA911098099 		53-0201509   75,000 0 N/A N/A SUB-AWARD
(354) NATIONAL ASSN OF CHILDRENS HOSPITAL401 WYTHE ST
ALEXANDRIA,VA22314 		58-2176067   102,228 0 N/A N/A SUB-AWARD
(355) NATIONAL COALITION FOR HEALTH CARE2360 W JOPPA RD STE 320
LUTHERVILLE,MD21093 		52-2290107   9,263 0 N/A N/A SUB-AWARD
(356) NATIONAL CTR FOR STATE COURTS300 NEWPORT AVE
WILLIAMSBURG,VA23185 		52-0914250   31,349 0 N/A N/A SUB-AWARD
(357) NATIONAL VOLUNTEER FIRE COUNCIL7852 WALKER DR STE 450
GREENBELT,MD20770 		39-1274172   37,649 0 N/A N/A SUB-AWARD
(358) NAVAL AIR WARFARE CENTER47432 EMORY RD
PT MUGU,CA93042 		53-0235662   27,088 0 N/A N/A SUB-AWARD
(359) NAVAL RESEARCH LABORATORY4555 OVERLOOK AVE SW
WASHINGTON,DC203755320 		62-1179905   406,553 0 N/A N/A SUB-AWARD
(360) NAVIGENICS INCONE LAGOON DR STE 450
REDWOOD SHORES,CA94065 		20-8068978   7,500 0 N/A N/A SUB-AWARD
(361) NEW JERSEY INSTITUTE OF TECHNOLOGYPO BOX 18110
NEWARK,NJ07191 		22-6000910   1,303,288 0 N/A N/A SUB-AWARD
(362) NEW VISION YOUTH SERVICES INC3939 REISTERSTOWN RD SUITE 204
BALTIMORE,MD21215 		14-1913788   192,157 0 N/A N/A SUB-AWARD
(363) NEW YORK UNIV MED CTR550 FIRST AVE
NEW YORK,NY10016 		13-5582308   347,449 0 N/A N/A SUB-AWARD
(364) NEXGEN COMMUNICATIONS LLC44965 AVIATION DR
DULLES,VA20166 		54-2013068   92,861 0 N/A N/A SUB-AWARD
(365) NOBLIS INCPO BOX 79608
BALTIMORE,MD212790608 		54-1781521   13,265 0 N/A N/A SUB-AWARD
(366) NORTH CAROLINA STATE UNIV MASSCHEMISTRY BUSINESS OFFICE
RALEIGH,NC276958204 		56-6000756   76,818 0 N/A N/A SUB-AWARD
(367) NORTHERN MAIN MUSEUM OF SCIENCE181 MAIN ST
PRESQUE ISLE,ME04769 		01-6000769   10,000 0 N/A N/A SUB-AWARD
(368) NORTHROP GRUMMAN CORPORATIONPO BOX 392
BALTIMORE,MD21203 		95-1055798   328,377 0 N/A N/A SUB-AWARD
(369) NORTHROP GRUMMAN GUIDANCE & ELECTR COPO BOX 26715
NEW YORK,NY100876715 		95-2277760   38,922 0 N/A N/A SUB-AWARD
(370) NORTHROP GRUMMAN SECURITY SYSTEMS LLC1580B W NURSERY ROAD
LINTHICUM,MD21090 		95-1055798   79,784 0 N/A N/A SUB-AWARD
(371) NORTHROP GRUMMAN SPACE & MISSION SYSPO BOX 730799
DALLAS,TX753730799 		34-0575430   771,189 0 N/A N/A SUB-AWARD
(372) NORTHROP GRUMMAN SUPPORT SERVICES CORP921 ELKRIDGE LANDING RD
LINTHICUM,MD21090 		52-1280448   7,547 0 N/A N/A SUB-AWARD
(373) NORTHROP GRUMMAN SYSTEMS CORP1580A NURSERY RD MAIL STOP 1710
LINTHICUM,MD21090 		95-4840775   12,287 0 N/A N/A SUB-AWARD
(374) NORTHROP GRUMMAN SYSTEMS CORPORATIONPO BOX 203054
HOUSTON,TX772163054 		95-1055798   4,751,980 0 N/A N/A SUB-AWARD
(375) NORTHSHORE UNIVERSITY HEALTH SYSTEM2650 RIDGE AVE
EVANSTON,IL60201 		36-4191793   15,168 0 N/A N/A SUB-AWARD
(376) NORTHWESTERN UNIV750 N LAKE SHORE DR
CHICAGO,IL60611 		36-2167817   1,113,238 0 N/A N/A SUB-AWARD
(377) NUSIL TECHNOLOGY LLC1050 CINDY LANE
CARPINTERIA,CA93013 		20-2936886   10,000 0 N/A N/A SUB-AWARD
(378) NY EYE AND EAR INFIRMARY225 E 38TH STREET
NEW YORK,NY10016 		13-4154395   31,258 0 N/A N/A SUB-AWARD
(379) OAK RIDGE ASSOCIATED UNIVERSITITES INC130 BADGER AVE
OAK RIDGE,TN37830 		62-0476816   89,680 0 N/A N/A SUB-AWARD
(380) OAK RIDGE NATIONAL LABORATORY1 BETHEL VALLEY RD
OAK RIDGE,TN37830 		62-1788235   67,487 0 N/A N/A SUB-AWARD
(381) OCEAN SERVICES LLC4 NICKERSON ST
SEATTLE,WA98109 		20-0180236   902,598 0 N/A N/A SUB-AWARD
(382) OGSYSTEMS LLC14900 CONFERENCE CENTER DRIVE SUITE
500
CHANTILLY,VA20151 		84-1655820   496,395 0 N/A N/A SUB-AWARD
(383) OHIO STATE UNIVINNOVATION CENTRE 2ND FLOOR
COLUMBUS,OH43240 		31-6401599   595,346 0 N/A N/A SUB-AWARD
(384) OLD DOMINION UNIV RESEARCH FOUNDATIONPO BOX 6369
NORFOLK,VA235080369 		54-6068198   18,913 0 N/A N/A SUB-AWARD
(385) OLYMPIC FENCE & GUARDRAIL LLCPO BOX 43356
NOTTINGHAM,MD212360356 		13-4243881   5,670 0 N/A N/A SUB-AWARD
(386) OPERATIONAL CONCEPTS LLC6B WILCOX ST
SIMSBURY,CT06070 		27-0143171   35,700 0 N/A N/A SUB-AWARD
(387) OPNET ANALYSIS INCPO BOX 403816
ATLANTA,GA303843816 		52-1951295   35,096 0 N/A N/A SUB-AWARD
(388) ORBIS TECHNOLOGIES INC180 ADMIRAL COCHRANE DR
ANNAPOLIS,MD21401 		51-0542116   228,886 0 N/A N/A SUB-AWARD
(389) ORBITAL SCIENCES CORP21839 ATLANTIC BLVD
DULLES,VA20166 		06-1209561   303,182 0 N/A N/A SUB-AWARD
(390) OREGON HEALTH AND SCIENCES UNIV3181 SW SAMUEL JACKSON
PORTLAND,OR97201 		51-0151916   1,477,390 0 N/A N/A SUB-AWARD
(391) OREGON STATE UNIVPO BOX 1086
CORVALLIS,OR973391086 		93-6001786   47,270 0 N/A N/A SUB-AWARD
(392) ORLANDO REGIONAL MEDICAL CENTER1414 KUHL AVE
ORLANDO,FL32806 		59-1726273   104,577 0 N/A N/A SUB-AWARD
(393) ORTHOPAEDIC ASSOC OF GRAND RAPIDS230 MICHIGAN ST NE STE 300
GRAND RAPIDS,MI49503 		20-3879278   104,740 0 N/A N/A SUB-AWARD
(394) ORTHOPAEDIC RESEARCH FOUNDATION8450 NORTHWEST BLVD
INDIANAPOLIS,IN46278 		35-1691013   153,675 0 N/A N/A SUB-AWARD
(395) OVERWATCH TECHNOLOGIES LLC2909 BAY TO BAY BLVD
TAMPA,FL33629 		27-2668436   6,120 0 N/A N/A SUB-AWARD
(396) P FLANIGAN & SONS INC2444 LOCH RAVEN RD
BALTIMORE,MD21218 		52-0313970   14,355 0 N/A N/A SUB-AWARD
(397) PACIFIC NORTHWEST INSPECTION SERVICES408 TYEE ST
OKANOGAN,WA98840 		27-0731640   30,580 0 N/A N/A SUB-AWARD
(398) PACIFIC SCIENCE & ENGINEERING GROUP9180 BROWN DEER ROAD
SAN DIEGO,CA92121 		33-0086000   589,915 0 N/A N/A SUB-AWARD
(399) PACT INC1828 L ST NW STE 300
WASHINGTON,DC20036 		13-2702768   284,429 0 N/A N/A SUB-AWARD
(400) PALO ALTO INST FOR RESEARCH AND3801 MIRANDA AVE 151 P
PALO ALTO,CA943040038 		77-0207331   71,706 0 N/A N/A SUB-AWARD
(401) PARADIGM TECHNOLOGIES60 THOREAU STREET
CONCORD,MA01742 		04-3182636   26,613 0 N/A N/A SUB-AWARD
(402) PARK MEDICAL ASSOCIATES10755 FALLS RD STE 200
LUTHERVILLE,MD21093 		52-2170204   9,530 0 N/A N/A SUB-AWARD
(403) PARKLAND HEALTH AND HOSPITAL SYSTPO BOX 660599
DALLAS,TX752660599 		75-6004221   267,579 0 N/A N/A SUB-AWARD
(404) PATHFINDER INTL9 GALEN ST
WATERTOWN,MA02472 		53-0235320   18,678 0 N/A N/A SUB-AWARD
(405) PENNINGTON BIOMEDICAL RESEARCH CENTER6400 PERKINS RD
BATON ROUGE,LA70808 		72-6000848   17,593 0 N/A N/A SUB-AWARD
(406) PENNSYLVANIA STATE UNIV110 TECHNOLOGY CTR
UNIVERSITY PARK,PA168027000 		24-6000376   727,220 0 N/A N/A SUB-AWARD
(407) PERSONAL GENOME DIAGNOSTICS INC2400 BOSTON ST SUITE 102
BALTIMORE,MD21224 		27-2268485   197,500 0 N/A N/A SUB-AWARD
(408) PERVALL MEDICAL LLC2903 ST REGIS WAY
MITCHELLVILLE,MD20721 		20-1575785   46,272 0 N/A N/A SUB-AWARD
(409) PHASE IV ENGINEERING INC22820 WILDERNESS PLACE
BOULDER,CO80301 		84-1538610   278,433 0 N/A N/A SUB-AWARD
(410) PHILADELPHIA EDUC FUND1709 BEN FRANKLIN PKWY
PHILADELPHIA,PA19103 		22-2567982   85,162 0 N/A N/A SUB-AWARD
(411) PHYSICAL SCIENCES INC20 NEW ENGLAND BUSINESS CTR DR
ANDOVER,MA01810 		04-2517090   211,328 0 N/A N/A SUB-AWARD
(412) PLAN INTERNATIONAL USA INC155 PLAN WAY
WARWICK,RI02886 		13-5661832   197,043 0 N/A N/A SUB-AWARD
(413) PLANETARY SCIENCE INSTITUTE1700 E FORT LOWELL ROAD
TUCSON,AZ857192395 		33-0175263   67,197 0 N/A N/A SUB-AWARD
(414) PLANNING SYSTEMS INC40201 HWY 190E
SLIDELL,LA70461 		61-1493470   242,641 0 N/A N/A SUB-AWARD
(415) POLISHER RESEARCH INSTITUTE1425 HORSHAM RD
NORTH WALES,PA194541320 		23-7281868   12,102 0 N/A N/A SUB-AWARD
(416) PONCE SCHOOL OF MEDICINE
388 ZONA IND REPARADA 2
RQ 		66-0379122   8,625 0 N/A N/A SUB-AWARD
(417) POPULATION ACTION INTL1300 19TH ST NW STE 200
WASHINGTON,DC20036 		52-0812075   135,475 0 N/A N/A SUB-AWARD
(418) POPULATION COUNCIL1 DAG HAMMARSKJOLD PLAZA
NEW YORK,NY10017 		13-1687001   13,006 0 N/A N/A SUB-AWARD
(419) POPULATION SERVICES INTL1120 19TH ST NW
WASHINGTON,DC20036 		56-0942853   3,297,502 0 N/A N/A SUB-AWARD
(420) PPG INDUSTRIES INCPO BOX 360175M
PITTSBURGH,PA152516175 		25-0730780   115,124 0 N/A N/A SUB-AWARD
(421) PREMIER INC13034 BALLANTYNE CORPORATE PLACE
CHARLOTTE,NC28277 		33-0054358   127,764 0 N/A N/A SUB-AWARD
(422) PRINCETON UNIV2 NEW SOUTH
PRINCETON,NJ08544 		21-0634501   341,247 0 N/A N/A SUB-AWARD
(423) PROGENY SYSTEMS CORPORATION9500 INNOVATION DR
MANASSAS,VA20110 		54-1766108   125,362 0 N/A N/A SUB-AWARD
(424) PROGRAM FOR APPROPRIATE TECHNOLOGY1455 NW LEARY WAY
SEATTLE,WA98107 		91-1157127   3,051,542 0 N/A N/A SUB-AWARD
(425) PROPOSAL DEVELOPMENT CONSULTANTS LLC4350 EAST-WEST HIGHWAY
BETHESDA,MD20814 		26-2031476   10,000 0 N/A N/A SUB-AWARD
(426) PROXEMY RESEARCH INC20528 FARCROFT LANE
GAITHERSBURG,MD208821222 		95-4252036   22,716 0 N/A N/A SUB-AWARD
(427) PUBLIC HEALTH DATA STANDARDS CONSOR624 N BROADWAY
BALTIMORE,MD21205 		20-0474596   44,809 0 N/A N/A SUB-AWARD
(428) PULMONARY AND CRITICAL CARE UNIT OF400 REDLAND CT STE 208
OWINGS MILLS,MD21117 		52-1703696   91,393 0 N/A N/A SUB-AWARD
(429) PURDUE UNIV610 PURDUE MALL
WEST LAFAYETTE,IN479072040 		35-6002041   227,234 0 N/A N/A SUB-AWARD
(430) Q THERAPEUTICS INC615 ARAPEEN DR SUITE 102
SALT LAKE CITY,UT84108 		46-0490491   7,230 0 N/A N/A SUB-AWARD
(431) QINETIQ NORTH AMERICA INC350 SECOND AVE
WALTHAM,MA02451 		61-1493470   214,216 0 N/A N/A SUB-AWARD
(432) RAND1776 MAIN ST
SANTA MONICA,CA904072138 		95-1958142   52,245 0 N/A N/A SUB-AWARD
(433) RAVEN INDUSTRIES-AEROSTAR DIVISION186 CR 3502
SULPHUR SPRINGS,TX75482 		46-0389205   59,885 0 N/A N/A SUB-AWARD
(434) RAYTHEON BBN TECHNOLOGIES CORP1300 N 17TH ST
ARLINGTON,VA22209 		41-2126829   1,421,089 0 N/A N/A SUB-AWARD
(435) RAYTHEON COMPANYPO BOX 3434
BOSTON,MA02241 		95-1778500   801,898 0 N/A N/A SUB-AWARD
(436) RE2 INC4925 HARRISON STREET
PITTSBURGH,PA15201 		26-1897681   1,078,466 0 N/A N/A SUB-AWARD
(437) REAL-TIME INNOVATIONS INC3975 FREEDOM CIRCLE 6TH FLOOR
SANTA CLARA,CA95054 		77-0279943   24,500 0 N/A N/A SUB-AWARD
(438) REGENTS OF THE UNIVERSITY OF COLORADO3100 MARINE ST
DENVER,CO802910220 		84-6000555   86,481 0 N/A N/A SUB-AWARD
(439) REGENTS OF UNIV OF CALIFORNIA3333 CALIFORNIA ST
SAN FRANCISCO,CA941430962 		94-6002123   1,896,806 0 N/A N/A SUB-AWARD
(440) REGENTS OF UNIV OF MICHIGAN3003 S STATE ST
ANN ARBOR,MI48109 		38-6006309   618,534 0 N/A N/A SUB-AWARD
(441) REMOTEC INC353 JD YARNELL INDUSTRIAL PARKWAY
CLINTON,TN37716 		62-1090777   512,614 0 N/A N/A SUB-AWARD
(442) RESEARCH CONSULTING GROUP INC1411 SARATOGA DR
BEL AIR,MD21014 		52-2047439   33,023 0 N/A N/A SUB-AWARD
(443) RESEARCH FOUND FOR MENTAL HYGIENE150 BROADWAY STE 301
MENANDS,NY12204 		14-1410842   200,815 0 N/A N/A SUB-AWARD
(444) RESEARCH FOUNDATION OF SUNY750 E ADAMS ST
ALBANY,NY122010009 		14-1368361   110,588 0 N/A N/A SUB-AWARD
(445) RESEARCH INSTITUTE AT NATIONWIDE CHP O BOX 71545
COLUMBUS,OH43215 		31-6056230   6,275 0 N/A N/A SUB-AWARD
(446) RESEARCH TRIANGLE INST3040 CORWALLIS RD
RES TRIANGLE PK,NC277092194 		56-0686338   113,495 0 N/A N/A SUB-AWARD
(447) RICE UNIVOFFICE OF SPONSORED RESEARCH MS 16
HOUSTON,TX770051892 		74-1109620   87,942 0 N/A N/A SUB-AWARD
(448) RIGEL SCIENCE & TECHNOLOGY LLC4445 CORPORATION LANE
VIRGINIA BEACH,VA23462 		20-8141899   101,082 0 N/A N/A SUB-AWARD
(449) ROLTA INTERNATIONAL INC377 EAST BUTTERFIELD RD STE100
LOMBARD,IL60148 		36-3613226   2,271,881 0 N/A N/A SUB-AWARD
(450) ROSWELL PARK CANCER INSTITUTIONELM AND CARLTON STS
BUFFALO,NY14263 		16-1391608   170,689 0 N/A N/A SUB-AWARD
(451) RST LLC450 SUNNYSIDE RIDGE ROAD
SANDPOINT,ID83864 		27-0434974   292,432 0 N/A N/A SUB-AWARD
(452) RTKL ASSOCIATES INC901 S BOND STREET
BALTIMORE,MD21231 		52-0884069   45,509 0 N/A N/A SUB-AWARD
(453) RUSH UNIV1700 VAN BUREN
CHICAGO,IL60612 		36-2174823   271,348 0 N/A N/A SUB-AWARD
(454) RUTGERS UNIV3 RUTGERS PLZ
NEW BRUNSWICK,NJ089018559 		22-6002041   144,683 0 N/A N/A SUB-AWARD
(455) RUTGERS UNIVERSITY OF NEW JERSEY3 RUTGERS PLAZA ASBIII
NEW BRUNSWICK,NJ08901 		22-6001086   30,000 0 N/A N/A SUB-AWARD
(456) SAINT JUDE CHILDRENS RESEARCH HOSP332 N LAUDERDALE
MEMPHIS,TN38105 		62-0646012   30,707 0 N/A N/A SUB-AWARD
(457) SAN DIEGO STATE UNIVERSITY FOUNDATION5500 CAMPANILE DRIVE
SAN DIEGO,CA92182 		95-6042721   14,755 0 N/A N/A SUB-AWARD
(458) SANDIA NATIONAL LABORATORIES1515 EUBANK BLVD SE
ALBUQUERQUE,NM87123 		85-0097942   169,964 0 N/A N/A SUB-AWARD
(459) SAVE THE CHILDREN54 WILTON RD
WESTPORT,CT06880 		06-0726487   11,920,675 0 N/A N/A SUB-AWARD
(460) SCHAFER CORPORATION4301 NORTH FAIRFAX DR
ARLINGTON,VA22203 		04-2505947   611,104 0 N/A N/A SUB-AWARD
(461) SCIENCE & ENGINEERING SERVICES INC6992 COLUMBIA GATEWAY DR
COLUMBIA,MD21046 		52-1569411   6,652 0 N/A N/A SUB-AWARD
(462) SCIENCE APPLICATIONS INTERNATIONAL CORPORATION28 JACOME WAY
MIDDLETOWN,RI02842 		95-3630868   288,724 0 N/A N/A SUB-AWARD
(463) SCIENCE SYSTEMS & APPLICATIONS INC10210 GREENBELT ROAD
LANHAM,MD20706 		52-1087599   66,534 0 N/A N/A SUB-AWARD
(464) SCIENTIFIC SOLUTIONS99 PERIMETER ROAD
NASHUA,NH030631325 		02-0459359   37,500 0 N/A N/A SUB-AWARD
(465) SCRIPPS RESEARCH INST10550 N TORRY PINES RD
LA JOLLA,CA92037 		33-0436954   722,469 0 N/A N/A SUB-AWARD
(466) SEATTLE CHILDRENS RESEARCH INST4800 SAND POINT WAY NE
SEATTLE,WA98105 		91-0564748   501,164 0 N/A N/A SUB-AWARD
(467) SEATTLE INSTITUTE FOR BIOMEDICAL AN1660 S COLUMBIAN WAY 151F
SEATTLE,WA98108 		91-1452438   10,193 0 N/A N/A SUB-AWARD
(468) SECURITY ENGINEERING INC8017 DORSEY RUN ROAD SUITE D
JESSUP,MD20794 		20-1437368   5,813 0 N/A N/A SUB-AWARD
(469) SEDNA DIGITAL SOLUTIONS LLC10611 BALLS FORD RD
MANASSAS,VA201092376 		11-3722762   6,379 0 N/A N/A SUB-AWARD
(470) SENSING MACHINES LLC8604 FOWLER AVE
BALTIMORE,MD212344229 		87-0772190   86,283 0 N/A N/A SUB-AWARD
(471) SGT INC7701 GREENBELT RD
BALTIMORE,MD21275 		52-1568810   14,168 0 N/A N/A SUB-AWARD
(472) SHEPPARD PRATT HEALTH SYSTEMPO BOX 6815 6501 N CHARLES ST
TOWSON,MD212856815 		52-0591684   75,926 0 N/A N/A SUB-AWARD
(473) SHERLOCK SMITH AND ADAMS3047 CARTER HILL ROAD
MONTGOMERY,AL36111 		63-0374838   79,225 0 N/A N/A SUB-AWARD
(474) SIBTECH INC115A COMMERCE DR
BROOKFIELD,CT06804 		13-3992292   73,308 0 N/A N/A SUB-AWARD
(475) SIEMENS CORPORATE RESEARCH755 COLLEGE RD EAST
PRINCETON,NJ08540 		22-2916478   84,688 0 N/A N/A SUB-AWARD
(476) SIGNAL MOUNTAIN ASSOCIATES INC608 SW D AVENUE
LAWTON,OK73501 		73-1567900   6,429 0 N/A N/A SUB-AWARD
(477) SIGNAL SYSTEMS CORPORATION877 BALTIMORE ANNAPOLIS BLVD
SEVERNA PARK,MD21146 		52-1943944   253,432 0 N/A N/A SUB-AWARD
(478) SIMQUEST1010 WAYNE AVENUE SUITE 940
SILVER SPRING,MD20910 		52-2363452   8,964 0 N/A N/A SUB-AWARD
(479) SIMULATION SYSTEMS TECHNOLOGIES INC703 WHITE HORSE RD
VOORHEES,NJ08043 		22-2818966   536,900 0 N/A N/A SUB-AWARD
(480) SIMVENTIONS INC11905 BOWMAN DR
FREDERICKSBURG,VA224087344 		54-1992646   23,312 0 N/A N/A SUB-AWARD
(481) SISTERS TOGETHER AND REACHING INC1505 EUTAW PLACE
BALTIMORE,MD21217 		52-1772563   100,304 0 N/A N/A SUB-AWARD
(482) SKAION CORPORATION51 MIDDLESEX ST
NORTH CHELMSFORD,MA01863 		04-3420459   1,421,840 0 N/A N/A SUB-AWARD
(483) SKYLINE NETWORK ENGINEERING6200 C GEORGETOWN BLVD
ELDERSBURG,MD21784 		37-1494684   33,198 0 N/A N/A SUB-AWARD
(484) SLEEP HEALTH CENTERS LLC1505 COMMONWEALTH AVE 5TH FL
BRIGHTON,MA02135 		04-3395193   7,799 0 N/A N/A SUB-AWARD
(485) SLOAN-KETTERING INST1275 YORK AVE
NEW YORK,NY10021 		13-1624082   289,772 0 N/A N/A SUB-AWARD
(486) SMITH & MARTINSON CONSULTANTS206 CRAMER AVE
WALKERSVILLE,MD217939128 		52-1934484   520,950 0 N/A N/A SUB-AWARD
(487) SMITHSONIAN ASTROPHYSICAL OBSERVATORY60 GARDEN ST
CAMBRIDGE,MA02138 		53-0206027   2,439,476 0 N/A N/A SUB-AWARD
(488) SMITHSONIAN INSTITUTIONPO BOX 37012
WASHINGTON,DC200137012 		53-0206027   80,317 0 N/A N/A SUB-AWARD
(489) SOCIETY OF CADRIOVASCULAR2209 DICENS RD
RICHMOND,VA23230 		26-1275605   138,110 0 N/A N/A SUB-AWARD
(490) SONALYSTS INCPO BOX 280
WATERFORD,CT063850280 		06-0902362   1,224,023 0 N/A N/A SUB-AWARD
(491) SOUTHWEST RESEARCH INSTITUTE6220 CULEBRA ROAD
SAN ANTONIO,TX78238 		74-1070544   2,096,401 0 N/A N/A SUB-AWARD
(492) SPACE POWER ELECTRONICS INC108 AUDREY WAY
KATHLEEN,GA31047 		52-2058211   93,620 0 N/A N/A SUB-AWARD
(493) SPACE SCIENCE INSTITUTE4750 WALNUT ST
BOULDER,CO80301 		84-1215290   65,531 0 N/A N/A SUB-AWARD
(494) SPACE TELESCOPE SCIENCE INST3700 SAN MARTIN DR
BALTIMORE,MD21218 		84-1374681   118,209 0 N/A N/A SUB-AWARD
(495) SPACEQUEST3554 CHAIN BRIDGE ROAD STE 103
FAIRFAX,VA22030 		54-1735501   166,000 0 N/A N/A SUB-AWARD
(496) SPECTRAL SCIENCES INC4 FOURTH AVENUE
BURLINGTON,MA01803 		04-2718570   21,742 0 N/A N/A SUB-AWARD
(497) SPRING GROVE HOSPITAL CTR55 WADE AVE
CATONSVILLE,MD21228 		52-6002033   32,041 0 N/A N/A SUB-AWARD
(498) SPRINGFIELD NEUROLOGICAL INST LLC2900 S NATIONAL AVE
SPRINGFIELD,MO65804 		43-1916015   8,986 0 N/A N/A SUB-AWARD
(499) SRI INTERNATIONALPO BOX 2767
MENLO PARK,CA940252767 		94-1160950   57,963 0 N/A N/A SUB-AWARD
(500) ST LOUIS UNIVDEPT OF ORTHOPAEDIC SURGERY
ST LOUIS,MO63110 		43-0654872   37,122 0 N/A N/A SUB-AWARD
(501) ST LUKES HOSPITAL4401 WORNALL RD 1ST FLOOR
KANSAS CITY,MO64111 		44-0545297   68,780 0 N/A N/A SUB-AWARD
(502) ST ONGE COMPANY1400 WILLIAMS ROAD
YORK,PA17402 		23-2255227   2,072,608 0 N/A N/A SUB-AWARD
(503) STANDARD TEXTILE CO INC1 KNOLLCREST DR
CINCINNATI,OH45237 		31-0567297   15,540 0 N/A N/A SUB-AWARD
(504) STANFORD UNIV SCHOOL OF MEDICINE401 QUARRY MC 5795
STANFORD,CA94305 		94-1156365   35,708 0 N/A N/A SUB-AWARD
(505) STANFORD UNIVERSITY651 SERRA ST
STANFORD,CA94305 		94-1156365   354,679 0 N/A N/A SUB-AWARD
(506) STARGATES INC1100 N GLEBE RD
ARLINGTON,VA22203 		54-1876344   331,696 0 N/A N/A SUB-AWARD
(507) STONY BROOK UNIVERSITY100 NICOLLS RD
STONY BROOK,NY11794 		11-2558775   18,374 0 N/A N/A SUB-AWARD
(508) STRATEGIC SPACE DEVELOPMENT9121 E TANQUE VERDE RD
TUCSON,AZ85749 		68-0544175   7,200 0 N/A N/A SUB-AWARD
(509) SUCCESS ALL FOUNDATION200 W TOWSONTOWN BLVD
BALTIMORE,MD21204 		52-2061820   8,994 0 N/A N/A SUB-AWARD
(510) SUNRISE MICRO DEVICES INC9181 GLADES ROAD SUITE 125
BOCA RATON,FL33434 		27-0371712   291,948 0 N/A N/A SUB-AWARD
(511) SUNY BUFFALO3435 MAIN ST
BUFFALO,NY14214 		14-6013200   152,306 0 N/A N/A SUB-AWARD
(512) SURFACE OPTICS CORPORATION11555 RANCHO BERNARDO RD
SAN DIEGO,CA921271441 		95-3245616   42,877 0 N/A N/A SUB-AWARD
(513) SYRACUSE UNIV113 BOWNE HALE
SYRACUSE,NY132441200 		15-0532081   68,426 0 N/A N/A SUB-AWARD
(514) SYSTEMS & TECHNOLOGY RESEARCH14 FRANKLIN ROAD
WINCHESTER,MA018904015 		27-3556936   99,970 0 N/A N/A SUB-AWARD
(515) SYSTEMS CONSULTANTSPO BOX 2040
FALLON,NV894072040 		95-4087140   423,328 0 N/A N/A SUB-AWARD
(516) SYSTEMS ENGINEERING ASSOCIATES CORP62 JOHNNY CAKE HILL
MIDDLETOWN,RI02842 		05-0392482   87,557 0 N/A N/A SUB-AWARD
(517) SYSTEMS PLANNING & ANALYSIS INC5111 LEESBURG PK
FALLS CHURCH,VA22041 		52-0956951   1,087,875 0 N/A N/A SUB-AWARD
(518) SYSTEMS TECHNOLOGIES INC185 ROUTE 36
WEST LONG BRANCH,NJ077641304 		22-3024504   978,648 0 N/A N/A SUB-AWARD
(519) SYSTEMS TECHNOLOGY FORUM LTD3990 OLD TOWN AVE SUITE B-207
SAN DIEGO,CA92110 		72-1567974   11,511 0 N/A N/A SUB-AWARD
(520) TECHNOLOGY ASSOCIATES INTL CORP5930 PRIESTLY DR
CARLSBAD,CA92008 		91-1973516   442,618 0 N/A N/A SUB-AWARD
(521) TECHSOURCE INC1475 CENTRAL AVENUE
LOS ALAMOS,NM87544 		85-0044828   42,952 0 N/A N/A SUB-AWARD
(522) TELCORDIA TECHNOLOGIES INCONE TELCORDIA DR
NEW YORK,NY102496334 		22-2478398   104,867 0 N/A N/A SUB-AWARD
(523) TELEDYNE BROWN COLLABORX INCPO BOX 121091
DALLAS,TX753121091 		84-1527141   16,729 0 N/A N/A SUB-AWARD
(524) TELEDYNE BROWN ENGINEERING INC300 SPARKMAN DR
HUNTSVILLE,AL358077007 		52-2195609   479,944 0 N/A N/A SUB-AWARD
(525) TELEPHONICS CORPORATIONPO BOX 64232
BALTIMORE,MD212644232 		52-0897556   34,972 0 N/A N/A SUB-AWARD
(526) TEMPLE UNIVERSITY3400 N BROAD ST
PHILADELPHIA,PA19140 		23-1365971   459,635 0 N/A N/A SUB-AWARD
(527) TESSELLA INC51 MONROE ST
ROCKVILLE,MD20850 		98-0384254   273,616 0 N/A N/A SUB-AWARD
(528) TETRA TECH NUS INC20251 CENTURY BLVD
GERMANTOWN,MD208747114 		95-4660169   35,633 0 N/A N/A SUB-AWARD
(529) TETRACORE INC9901 BELWARD CAMPUS DR
ROCKVILLE,MD20850 		52-2112478   253,955 0 N/A N/A SUB-AWARD
(530) TEXAS A AND M RESEARCH FOUNDATION400 HARVEY PKWY S STE 100
COLLEGE STATION,TX77845 		74-2245072   121,863 0 N/A N/A SUB-AWARD
(531) TEXAS A&M UNIVERSITYPO BOX 30018
COLLEGE STATION,TX778423018 		74-6000531   18,720 0 N/A N/A SUB-AWARD
(532) TEXAS BIOMEDICAL RESEARCH INST7620 NW LOOP 410
SAN ANTONIO,TX78227 		74-1109630   75,247 0 N/A N/A SUB-AWARD
(533) TEXAS MEDICAL CENTER1515 HOLCOMBE BLVD
HOUSTON,TX77030 		74-1109630   20,259 0 N/A N/A SUB-AWARD
(534) TEXAS RETINA ASSOCS7150 GREENVILLE AVE
DALLAS,TX75231 		51-0151514   34,914 0 N/A N/A SUB-AWARD
(535) TEXAS TECH UNIV3601 4TH ST
LUBBOCK,TX79430 		75-6002622   79,744 0 N/A N/A SUB-AWARD
(536) THE DESIGN KNOWLEDGE CO3100 PRESIDENTIAL DR
FAIRBORN,OH45324 		31-1652153   20,904 0 N/A N/A SUB-AWARD
(537) THE HAMNER INSTITUTES6 DAVIS DR
DURHAM,NC27709 		20-3692587   5,269 0 N/A N/A SUB-AWARD
(538) THE KEYW CORPORATION1334 ASHTON ROAD
HANOVER,MD21076 		26-2620786   17,527 0 N/A N/A SUB-AWARD
(539) THE MARY IMOGENE BASSETT HOSPITALONE ATWELL RD
COOPERSTOWN,NY13326 		13-5596796   15,006 0 N/A N/A SUB-AWARD
(540) THE PARKER GROUP INC4541 AUKUU ROAD
KEKAHA,HI967521132 		73-1533250   506,461 0 N/A N/A SUB-AWARD
(541) THE TRUSTEE OF COLUMBIA UNIVERISTY IN THE CITY OF NEW YORK254 ENGINEERING TERRACE
NEW YORK,NY100277003 		15-5598093   79,731 0 N/A N/A SUB-AWARD
(542) THERASIM INC300 W MORGAN ST
DURHAM,NC27701 		27-0117263   150,000 0 N/A N/A SUB-AWARD
(543) THOMAS JEFFERSON UNIV1020 WALNUT ST
PHILADELPHIA,PA19107 		23-1352651   336,494 0 N/A N/A SUB-AWARD
(544) TICOM GEOMATICS INC9130 JOLLYVILLE ROAD
AUSTIN,TX78759 		27-0033060   21,145 0 N/A N/A SUB-AWARD
(545) TOUCHSTONE RESEARCH LABORATORY1142 MIDDLE CREEK RD
TRIADELPHIA,WV260591138 		55-0640717   55,160 0 N/A N/A SUB-AWARD
(546) TOWSON UNIVERSITY8000 YORK RD
TOWSON,MD21204 		52-0939453   12,178 0 N/A N/A SUB-AWARD
(547) TRANE US INC445 BRYANT ST UNIT 5
DENVER,CO80204 		25-0900465   8,064 0 N/A N/A SUB-AWARD
(548) TRANSLATIONAL GENOMIC RESEARCH INST400 N 5TH ST STE 1600
PHOENIX,AZ85004 		33-1092191   545,185 0 N/A N/A SUB-AWARD
(549) TRAUMA RESEARCH LLC900 E OXFORD LANCE
ENGLEWOOD,CO80113 		26-7915584   69,316 0 N/A N/A SUB-AWARD
(550) TRESYS TECHNOLOGY8840 STANFORD BLVD
COLUMBIA,MD21045 		52-2195633   14,119 0 N/A N/A SUB-AWARD
(551) TRIDEUM CORPORATION4946 RESEARCH DR
HUNTSVILLE,AL35805 		20-2107822   182,956 0 N/A N/A SUB-AWARD
(552) TRIFECTA SOLUTIONS4644 ALLENS MILL BLVD
HAYMARKET,VA201698124 		27-2331776   143,258 0 N/A N/A SUB-AWARD
(553) TRINITY SCIENTIFIC LLCPO BOX 1689
EDGEWOOD,NM87015 		26-2714987   57,280 0 N/A N/A SUB-AWARD
(554) TUFTS MEDICAL CENTER800 WASHINGTON ST 394
BOSTON,MA02111 		04-3400617   287,074 0 N/A N/A SUB-AWARD
(555) TUFTS UNIVERSITY169 HOLLAND ST
SUMERVILLE,MA02144 		04-2103634   34,081 0 N/A N/A SUB-AWARD
(556) TULANE UNIV7029 FRERET ST
NEW ORLEANS,LA70118 		72-0423889   665,256 0 N/A N/A SUB-AWARD
(557) TWIN OTTER INTERNATIONAL2806 PERIMETER ROAD
NORTH LAS VEGAS,NV89032 		08-0103649   879,348 0 N/A N/A SUB-AWARD
(558) UC REGENTS10920 WILSHIRE BLVD
LOS ANGELES,CA90024 		94-3067788   57,961 0 N/A N/A SUB-AWARD
(559) UCLA MEDICAL CTR10833 LE CONTE AVE CHS 74 137
LOS ANGELES,CA90095 		95-6006143   61,632 0 N/A N/A SUB-AWARD
(560) ULTRA ELECTRONICS LTD419 BRIDPORT RD
WASHINGTON,DC20008 		16-1363257   155,637 0 N/A N/A SUB-AWARD
(561) ULTRA ELECTRONICSFLIGHTLINE SYSTEMS7625 OMNITECH PLACE
VICTOR,NY145649795 		16-1363257   354,244 0 N/A N/A SUB-AWARD
(562) UMDNJ NEW JERSEY MEDICAL30 BERGEN ST
NEWARK,NJ07107 		23-7313160   70,486 0 N/A N/A SUB-AWARD
(563) UNDERSEA SENSOR SYSTEMS INC4578 EAST PARK 30 DR
COLUMBIA CITY,IN467258869 		35-2062560   382,893 0 N/A N/A SUB-AWARD
(564) UNITED LAUNCH SERVICES LLC9501 E PANORAMA CIRCLE
CENTENNIAL,CO80112 		81-1686766   197,000 0 N/A N/A SUB-AWARD
(565) UNIV CORP FOR ATMOSPHERIC RESEARCHCTR GREEN CAMPUS 3080 CNT GREEN DR
BOULDER,CO80301 		84-0412688   187,175 0 N/A N/A SUB-AWARD
(566) UNIV MED AND DENTISTRY OF NJ225 WARREN ST
NEWARK,NJ07103 		23-7313160   445,436 0 N/A N/A SUB-AWARD
(567) UNIV OF ARIZONAPO BOX 3308
TUCSON,AZ857223308 		86-6050388   70,147 0 N/A N/A SUB-AWARD
(568) UNIV OF ARKANSAS MED SCI4TH JACK STEPHENS DR
LITTLE ROCK,AR72005 		71-6056774   96,308 0 N/A N/A SUB-AWARD
(569) UNIV OF CALIFORNIA AT DAVIS1850 RESEARCH PARK DR STE 300
DAVIS,CA95618 		94-6036494   278,014 0 N/A N/A SUB-AWARD
(570) UNIV OF CALIFORNIA BERKELEY19 EARL WARREN HALL
BERKELEY,CA94720 		94-6002123   433,559 0 N/A N/A SUB-AWARD
(571) UNIV OF CALIFORNIA IRVINE300 UNIVERSITY TOWER
IRVINE,CA92697 		95-2540117   126,218 0 N/A N/A SUB-AWARD
(572) UNIV OF CALIFORNIA LOS ANGELESBOX 951406
LOS ANGELES,CA90095 		95-6006143   841,508 0 N/A N/A SUB-AWARD
(573) UNIV OF CALIFORNIA SAN DIEGO9500 GILMAN DR
LA JOLLA,CA920930934 		94-3067788   785,642 0 N/A N/A SUB-AWARD
(574) UNIV OF CALIFORNIA SAN FRANCISCO3333 CALIFORNIA ST
SAN FRANCISCO,CA94118 		68-0000845   1,192,829 0 N/A N/A SUB-AWARD
(575) UNIV OF CALIFORNIA SANTA BARBARA3227 CHEADLE HALL
SANTA BARBARA,CA931062050 		96-1792262   17,238 0 N/A N/A SUB-AWARD
(576) UNIV OF CALIFORNIA SANTA CRUZ1156 HIGH ST
SANTA CRUZ,CA95064 		94-3067788   9,812 0 N/A N/A SUB-AWARD
(577) UNIV OF CHICAGO5841 S MARYLAND AVE MC0730 RM 539
CHICAGO,IL60637 		36-2177139   2,240,370 0 N/A N/A SUB-AWARD
(578) UNIV OF COLORADO AT BOULDEROFFICE OF CONTRACTS AND GRANTS
BOULDER,CO80309 		84-6000555   472,309 0 N/A N/A SUB-AWARD
(579) UNIV OF COLORADO DENVER12700 E 19TH AVE RM 10006
AURORA,CO80045 		84-6000555   424,333 0 N/A N/A SUB-AWARD
(580) UNIV OF CONNECTICUT14 DOG LANE
STORRS,CT062694133 		23-7187838   84,489 0 N/A N/A SUB-AWARD
(581) UNIV OF DENVERMARY REED BLDG 2199 S UNIVERSITY BL
DENVER,CO80208 		84-6000555   53,533 0 N/A N/A SUB-AWARD
(582) UNIV OF FLORIDAPO BOX 115500
GAINESVILLES,FL326115500 		51-0153878   943,109 0 N/A N/A SUB-AWARD
(583) UNIV OF GEORGIA RESEARCH FOUNDATION617 BOYD GRADUATE STUDIES RESEARCH
ATHENS,GA306027411 		58-6001998   218,474 0 N/A N/A SUB-AWARD
(584) UNIV OF HAWAII2530 DOLE STREET
HONOLULU,HI96822 		99-0085260   44,828 0 N/A N/A SUB-AWARD
(585) UNIV OF ILLINOIS1901 S 1ST ST
CHAMPAIGN,IL618207406 		37-6000511   444,497 0 N/A N/A SUB-AWARD
(586) UNIV OF ILLINOIS AT CHICAGO855 N NPI MC 796
CHICAGO,IL60612 		36-2177139   263,699 0 N/A N/A SUB-AWARD
(587) UNIV OF IOWAROOM B5 JESSUP HALL
IOWA CITY,IA52242 		42-0796760   99,860 0 N/A N/A SUB-AWARD
(588) UNIV OF KENTUCKY RESEARCH FDTN114 KINKEAD HALL
LEXINGTON,KY405060057 		61-6033693   44,881 0 N/A N/A SUB-AWARD
(589) UNIV OF MARYLAND3112 LEE BLDG
COLLEGE PARK,MD20742 		52-6002033   2,519,425 0 N/A N/A SUB-AWARD
(590) UNIV OF MARYLAND AT BALTIMOREPO BOX 41427
BALTIMORE,MD21203 		31-1678679   2,507,345 0 N/A N/A SUB-AWARD
(591) UNIV OF MARYLAND SHOCK TRAUMA22 S GREENE ST T3R52
BALTIMORE,MD21201 		52-2381867   81,498 0 N/A N/A SUB-AWARD
(592) UNIV OF MASSACHUSETTSOFFICE OF RESEARCH
WORCHESTER,MA01655 		04-3167352   79,767 0 N/A N/A SUB-AWARD
(593) UNIV OF MIAMI1638 NW 10TH AVE
MIAMI,FL33136 		59-0624458   413,358 0 N/A N/A SUB-AWARD
(594) UNIV OF MINNESOTA200 OAK ST SE
MINNEAPOLIS,MN554552070 		41-1843943   250,664 0 N/A N/A SUB-AWARD
(595) UNIV OF MISSISSIPPI MEDICAL CENTER2500 NORTH STATE ST
JACKSON,MS392164505 		64-0938566   39,655 0 N/A N/A SUB-AWARD
(596) UNIV OF MISSOURI COLUMBIA310 JESSE HALL
COLUMBIA,MO65211 		43-6006309   185,052 0 N/A N/A SUB-AWARD
(597) UNIV OF MONTANA32 CAMPUS DR 3104
MISSOULA,MT598124104 		81-6001713   52,621 0 N/A N/A SUB-AWARD
(598) UNIV OF NEW MEXICO1 UNIV OF NEW MEXICO
ALBUQUERQUE,NM87131 		85-6000642   153,770 0 N/A N/A SUB-AWARD
(599) UNIV OF NORTH CAROLINA104 AIRPORT DR
CHAPEL HILL,NC275991350 		56-6001393   3,089,323 0 N/A N/A SUB-AWARD
(600) UNIV OF PENNSYLVANIA125 S 31ST ST
PHILADELPHIA,PA19104 		23-1352685   2,163,839 0 N/A N/A SUB-AWARD
(601) UNIV OF PITTSBURGH139 UNIVERSITY PL
PITTSBURGH,PA15260 		25-0965591   3,583,806 0 N/A N/A SUB-AWARD
(602) UNIV OF PUERTO RICO
PO BOX 365067 STE B-122 MAIN BLDG
RQ 		66-0433762   128,100 0 N/A N/A SUB-AWARD
(603) UNIV OF ROCHESTER1325 MT HOPE AVE
ROCHESTER,NY14620 		16-0743209   749,384 0 N/A N/A SUB-AWARD
(604) UNIV OF SOUTH CAROLINAPO BOX 751475
CHARLOTTE,NC262751475 		51-0517254   70,714 0 N/A N/A SUB-AWARD
(605) UNIV OF SOUTH FLORIDA3650 SPECTRUM BLVD
TAMPA,FL336129446 		59-3102112   276,913 0 N/A N/A SUB-AWARD
(606) UNIV OF SOUTHERN CALIFORNIA2250 ALCAZAR ST
LOS ANGELES,CA90033 		95-1642394   924,936 0 N/A N/A SUB-AWARD
(607) UNIV OF TEXAS101 E 27TH ST
AUSTIN,TX78712 		74-1587488   944,511 0 N/A N/A SUB-AWARD
(608) UNIV OF TEXAS AT DALLASPO BOX 830688
RICHARDSON,TX750830688 		75-2801470   238,135 0 N/A N/A SUB-AWARD
(609) UNIV OF TEXAS HEALTH SCIENCE CENTER7000 FANNIN ST
HOUSTON,TX77030 		74-1761309   170,459 0 N/A N/A SUB-AWARD
(610) UNIV OF TEXAS SOUTHWESTERN5323 HARRY HINES BLVD
DALLAS,TX75390 		75-3175630   243,660 0 N/A N/A SUB-AWARD
(611) UNIV OF VERMONTOFFICE OF SPONSORED PROGRAMS
BURLINGTON,VT05405 		03-0179440   1,097,999 0 N/A N/A SUB-AWARD
(612) UNIV OF VIRGINIAPO BOX 400195
CHARLOTTSVILLE,VA229044195 		54-6001796   735,019 0 N/A N/A SUB-AWARD
(613) UNIV OF WA HARBORVIEW MEDICAL CTRUW BOX 359798
SEATTLE,WA98104 		91-6001537   159,369 0 N/A N/A SUB-AWARD
(614) UNIV OF WASHINGTON4333 BROOKLYN AVE NE
SEATTLE,WA981959472 		91-6001537   778,390 0 N/A N/A SUB-AWARD
(615) UNIV OF WISCONSIN750 UNIVERSITY AVE
MADISON,WI537061490 		39-1805963   478,359 0 N/A N/A SUB-AWARD
(616) UNIV OF WISCONSIN HOSPITAL AND CLIN600 HIGHLAND AVE
MADISON,WI53792 		39-1835630   63,000 0 N/A N/A SUB-AWARD
(617) UNIV OF WISCONSIN MILWAUKEEPO BOX 340
MILWAUKEE,WI53201 		13-3030229   34,656 0 N/A N/A SUB-AWARD
(618) UNIVERSAL SPACE NETWORK INC417A CAREDEAN DR
NEWPORT BEACH,CA92660 		33-0719451   185,915 0 N/A N/A SUB-AWARD
(619) UNIVERSITIES SPACE RESEARCH ASSOCIATION300 D STREET SW
WASHINGTON,DC20024 		52-0892064   117,746 0 N/A N/A SUB-AWARD
(620) UNIVERSITY HOSPITALS OF CLEVELAND11100 EUCLID AVE
CLEVELAND,OH44106 		34-1567805   255,375 0 N/A N/A SUB-AWARD
(621) UNIVERSITY OF ALABAMA619 19TH ST S
BIRMINGHAM,AL352497337 		63-6005396   1,429,758 0 N/A N/A SUB-AWARD
(622) UNIVERSITY OF ALABAMA IN HUNTSVILLE301 SPARKMAN DR
HUNTSVILLE,AL35899 		63-0520830   71,825 0 N/A N/A SUB-AWARD
(623) UNIVERSITY OF ALASKA3925 COLLEGE RD
FAIRBANKS,AK99709 		92-6000147   229,490 0 N/A N/A SUB-AWARD
(624) UNIVERSITY OF CENTRAL FLORIDA12201 RESEARCH PARKWAY
ORLANDO,FL32826 		59-2924021   13,365 0 N/A N/A SUB-AWARD
(625) UNIVERSITY OF CINCINNATI103 BEECHER HALL
CINCINNATI,OH452210060 		31-6000989   262,958 0 N/A N/A SUB-AWARD
(626) UNIVERSITY OF DELAWARE120 STUDENT SERVICES BLDG
NEWARK,DE19716 		51-6000297   14,711 0 N/A N/A SUB-AWARD
(627) UNIVERSITY OF HOUSTON102 EAST CULLEN BUILDING
HOUSTON,TX77204 		74-6001399   7,916 0 N/A N/A SUB-AWARD
(628) UNIVERSITY OF IOWA100 GILMORE HALL
IOWA CITY,IA52242 		42-6004813   2,956,155 0 N/A N/A SUB-AWARD
(629) UNIVERSITY OF KANSAS MEDICAL CENTER3901 RAINBOW BLVD
KANSAS CITY,KS66160 		48-1108830   107,594 0 N/A N/A SUB-AWARD
(630) UNIVERSITY OF MAINE SYSTEM224 MAIN ST
FARMINGTON,ME04938 		01-6000769   43,213 0 N/A N/A SUB-AWARD
(631) UNIVERSITY OF MARYLAND BALTIMORE COUNTY1000 HILLTOP CIRCLE
BALTIMORE,MD21250 		52-6002033   493,205 0 N/A N/A SUB-AWARD
(632) UNIVERSITY OF MINNESOTA45 WESBROOK HALL
MINNEAPOLIS,MN554550216 		41-6007513   2,811,099 0 N/A N/A SUB-AWARD
(633) UNIVERSITY OF NEVADA1664 NORTH VIRGINIA STREET
RENO,NV89557 		88-6000024   6,900 0 N/A N/A SUB-AWARD
(634) UNIVERSITY OF OKLAHOMA HEALTH SCIENCE CENTERP O BOX 26901 SCB 228
OKLAHOMA CITY,OK731260901 		73-6017987   145,532 0 N/A N/A SUB-AWARD
(635) UNIVERSITY OF TENNESSEE210 STUDENT SERVICES BUILDING
KNOXVILLE,TN37996 		62-6001636   7,497 0 N/A N/A SUB-AWARD
(636) UNIVERSITY OF TEXAS AT AUSTIN1 UNIVERSITY STATION C2100
AUSTIN,TX78712 		74-6000203   254,269 0 N/A N/A SUB-AWARD
(637) UNIVERSITY OF TEXAS AT EL PASO500 W UNIVERSITY AVE
EL PASO,TX79968 		74-6000813   74,906 0 N/A N/A SUB-AWARD
(638) UNIVERSITY OF TEXAS MEDICAL SCHOOLP O BOX 203382
HOUSTON,TX77216 		74-1761309   38,447 0 N/A N/A SUB-AWARD
(639) UNIVERSITY OF UTAH201 SOUTH 1460 EAST RM 250N
SALT LAKE CITY,UT841129056 		87-6000525   4,011,497 0 N/A N/A SUB-AWARD
(640) UNIVERSITY OF WASHINGTONPO BOX 24967
SEATTLE,WA981241967 		91-1001537   30,389 0 N/A N/A SUB-AWARD
(641) UNIVERSITY RESEARCH FOUNDATION6411 IVY LANE
GREENBELT,MD20770 		52-1218749   65,000 0 N/A N/A SUB-AWARD
(642) UNIVERSITY SYSTEM OF NEW HAMPSHIRE25 CONCORD RD
LEE,NH03861 		02-6000937   7,272,171 0 N/A N/A SUB-AWARD
(643) URBAN INST2100 M ST NW - 5TH FLOOR
WASHINGTON,DC20037 		52-0880375   54,097 0 N/A N/A SUB-AWARD
(644) US GEOLOGICAL SURVEY2255 N GEMINI DR
FLAGSTAFF,AZ86001 		53-0196958   156,838 0 N/A N/A SUB-AWARD
(645) UT SOUTHWESTERN MEDICAL CTR AT DALL5323 HARRY HINES BLVD
DALLAS,TX75390 		75-6002868   9,253 0 N/A N/A SUB-AWARD
(646) UTAH STATE UNIV RESEARCH FOUNDATION1695 NORTH RESEARCH PKY
NORTH LOGAN,UT84341 		87-0276385   6,015 0 N/A N/A SUB-AWARD
(647) UTAH STATE UNIVERSITY1600 OLD MAIN HILL
LOGAN,UT843221600 		87-6000528   16,436 0 N/A N/A SUB-AWARD
(648) UT-BATTELLE LLCONE BETHEL VALLEY RD
OAK RIDGE,TN37831 		62-1788235   50,000 0 N/A N/A SUB-AWARD
(649) VAN ANDEL INST333 BOSTWICK AVE NE
GRAND RAPIDS,MI49503 		52-2000820   17,420 0 N/A N/A SUB-AWARD
(650) VAN SCOYOC ASSOCIATES INC101 CONSTITUTION AVENUE NW
WASHINGTON,DC20001 		52-1710923   203,778 0 N/A N/A SUB-AWARD
(651) VANDERBILT UNIV3319 W END AVE
NASHVILLE,TN372036840 		62-0476822   944,290 0 N/A N/A SUB-AWARD
(652) VANTAGE SYSTEMS INC4600 FORBES BLVD
LANHAM,MD207064890 		52-1795685   537,188 0 N/A N/A SUB-AWARD
(653) VENTURE AD ASTRA LLC410 W 27TH AVENUE
ANCHORAGE,AK995032538 		20-0501167   90,000 0 N/A N/A SUB-AWARD
(654) VICTORIA WEAVER MANAGEMENT GROUP INC13103-I TALL SHADOWS LANE
FAIRFAX,VA22033 		54-1634958   630,274 0 N/A N/A SUB-AWARD
(655) VIRGINIA COMMONWEALTH UNIV1200 E BROAD ST PO BOX 980631
RICHMOND,VA23298 		54-6001758   334,069 0 N/A N/A SUB-AWARD
(656) VIRGINIA EYE CONSULTANT241 CORPORATE BLVD
NORFOLK,VA23502 		54-1150779   13,264 0 N/A N/A SUB-AWARD
(657) VIRGINIA POLYTECHNIC INSTITUTE233 BURRUSS HALL
BLACKSBURG,VA24061 		54-6001805   394,469 0 N/A N/A SUB-AWARD
(658) VIRGINIA TECH APPLIED RESEARCH CORPORATION2000 KRAFT DRIVE
BLACKSBURG,VA24060 		27-1585738   150,000 0 N/A N/A SUB-AWARD
(659) VIRTUAL MEDIA RESOURCES INC17 SOUTH AVE STE 5
NATICK,MA01760 		81-0599485   725,091 0 N/A N/A SUB-AWARD
(660) VISTA RESEARCH INC755 NORTH MARY AVE
SUNNYVALE,CA94086 		77-0015499   49,635 0 N/A N/A SUB-AWARD
(661) VOGT ASSOCIATES LLC138 EDGEWOOD AVE
CATONSVILLE,MD21228 		01-0605860   12,400 0 N/A N/A SUB-AWARD
(662) VOHNE LICHE KENNELS INC7953 N OLD RT 31
DENVER,IN49626 		35-2148814   9,440 0 N/A N/A SUB-AWARD
(663) WAKE FOREST UNIVERSITY HEALTH SCIMEDICAL CENTER BLVD
WINSTONSALEM,NC27157 		22-3849199   1,191,809 0 N/A N/A SUB-AWARD
(664) WASHINGTON UNIV660 S EUCLID AVE
ST LOUIS,MO63110 		43-0653611   962,127 0 N/A N/A SUB-AWARD
(665) WAVEMATH INC421 CEDAR AVE
HIGHLAND PARK,NJ08904 		26-3426772   18,000 0 N/A N/A SUB-AWARD
(666) WEILL MEDICAL COLLEGE OF CORNELL UN1300 YORK RD
NEW YORK,NY10021 		13-6094042   362,520 0 N/A N/A SUB-AWARD
(667) WESTAT CORP1650 RESEARCH BLVD
ROCKVILLE,MD20850 		84-0529566   7,330,689 0 N/A N/A SUB-AWARD
(668) WHITMAN REQUARDT & ASSOCIATES801 SOUTH CAROLINE ST
BALTIMORE,MD21231 		52-0541536   74,316 0 N/A N/A SUB-AWARD
(669) WHITMAN WALKER HEALTH1701 14TH ST
WASHINGTON,DC20009 		52-1122122   318,596 0 N/A N/A SUB-AWARD
(670) WILLIAM JOSEPH SIMONE INC18815 NW 2ND STREET
PEMBROKE PINES,FL330293278 		27-1682081   48,497 0 N/A N/A SUB-AWARD
(671) WOODS HOLE OCEANOGRAPHIC569 WOODS HOLE RD
WOODS HOLE,MA025431056 		04-2105850   150,285 0 N/A N/A SUB-AWARD
(672) WORLD VISIONPO BOX 9716
FEDERAL WAY,WA980639716 		95-1922279   409,914 0 N/A N/A SUB-AWARD
(673) WRIGHT STATE UNIV3640 COLONEL GLENN HWY
DAYTON,OH454350001 		31-0732831   31,365 0 N/A N/A SUB-AWARD
(674) YALE UNIV155 WHITNEY AVE
NEW HAVEN,CT06520 		06-0646973   740,253 0 N/A N/A SUB-AWARD
(675) ZAW820 SOUTH COTTON MEADOW LANE
WASHINGTON,UT84780 		87-0518773   234,967 0 N/A N/A SUB-AWARD
(676) ZERO POINT INC1763 PRINCESS ANNE ROAD
VIRGINIA BEACH,VA23456 		20-5956367   575,763 0 N/A N/A SUB-AWARD
(677) BRIGHTSIGHT GROUP LLC139 WALL ST
PRINCETON,NJ08540 		36-4568578   8,500 0 N/A N/A HONORARIUM
(678) EMORY UNIVERSITY SCHOOL OF LAW1301 CLIFTON RD
ATLANTA,GA30322 		58-0566256   15,000 0 N/A N/A HONORARIUM
(679) GLOBAL HEALTH COUNCIL INC10 SLAYTON HILL RD
LEBANON,NH03766 		52-1048393   12,500 0 N/A N/A HONORARIUM
(680) GREATER TALENT NETWORK INC437 5TH AVE
NEW YORK,NY10016 		13-3092933   20,000 0 N/A N/A HONORARIUM
(681) HARRY WALKER AGENCY355 LEXINGTON AVE 21ST FL
NEW YORK,NY10017 		13-3305553   6,000 0 N/A N/A HONORARIUM
(682) HISTORIC EAST BALTIMORE COMMUNITY1212 N WOLF STREET
BALTIMORE,MD21213 		52-1903732   5,000 0 N/A N/A HONORARIUM
(683) INSTITUTE FOR DEMOCRATIC EDUCATIONPO BOX 22748
OAKLAND,CA94609 		94-3292755   6,250 0 N/A N/A HONORARIUM
(684) JOHN W ROBINSON MD PHD LLC4303 STANFORD ST
CHEVY CHASE,MD20815 		52-2356691   15,000 0 N/A N/A HONORARIUM
(685) MARIO ARMSTRONG MEDIA LLCPO BOX 125
PERRY HALL,MD21128 		20-5447197   5,000 0 N/A N/A HONORARIUM
(686) NEWBORN HOLISTIC MINISTRIES INC1947 PENNSYLVANIA AVE
BALTIMORE,MD21217 		52-2002294   15,000 0 N/A N/A HONORARIUM
(687) OPUS 3 ARTISTS LLC470 PARK AVE SOUTH - 9TH FL
NEW YORK,NY10016 		20-5551768   16,320 0 N/A N/A HONORARIUM
(688) SEJONG SOCIETY OF WASHINGTON DC INC1775 MASSACHUSETTES AVE SW
WASHINGTON,DC21042 		20-5570521   5,000 0 N/A N/A HONORARIUM
(689) SMITHSONIAN INSTITUTIONPO BOX 37012 NASM RM 3556
WASHINGTON,DC20013 		53-0206027   7,000 0 N/A N/A HONORARIUM
(690) WASHINGTON SPEAKERS BUREAU INC1663 PRINCE STREET
ALEXANDRIA,VA22314 		54-1980995   14,250 0 N/A N/A HONORARIUM
(691) ASSOCIATED BLACK CHARITIES1114 CATHEDRAL STREET
BALTIMORE,MD21201 		52-1427774   5,000 0 N/A N/A CONTRIBUTION
(692) AVON FOUNDATION1345 AVENUE OF THE AMERICAS - 28TH
NEW YORK,NY10105 		13-6128447   20,000 0 N/A N/A CONTRIBUTION
(693) BALTIMORE CITY FOUNDATION INC10 N CALVERT STREET STE 915
BALTIMORE,MD21202 		52-1212473   10,000 0 N/A N/A CONTRIBUTION
(694) BALTIMORE COMMUNITY FOUNDATION2 E READ STREET 9TH FLOOR
BALTIMORE,MD21202 		23-7180620   7,000 0 N/A N/A CONTRIBUTION
(695) BALTIMORE INAUGURAL COMMITTEE INC1010 HULL STREET STE 202
BALTIMORE,MD21230 		45-3825798   10,000 0 N/A N/A CONTRIBUTION
(696) BREAST CANCER RESEARCH FOUNDATION60 E 56TH STREET - 8TH FLOOR
NEW YORK,NY10022 		13-3727250   5,000 0 N/A N/A CONTRIBUTION
(697) CARNEGIE INSTITUTION OF WASHINGTON3520 SAN MARTIN DR
BALTIMORE,MD21218 		53-0196523   5,000 0 N/A N/A CONTRIBUTION
(698) CARNEGIE INSTITUTION OF WASHINGTON BIO EYES DONATION1445 NEW YORK AVE NW
WASHINGTON,DC20005 		53-0196523   5,000 0 N/A N/A CONTRIBUTION
(699) CHARLES VILLAGE COMMUNITY BENEFITS2434 ST PAUL STREET
BALTIMORE,MD21218 		52-1924284   66,500 0 N/A N/A CONTRIBUTION
(700) COMMUNITY CONCERTS AT SECOND4200 ST PAUL STREET
BALTIMORE,MD21218 		20-2490268   5,000 0 N/A N/A CONTRIBUTION
(701) CROHNS AND COLITIS FOUNDATION OF AMERICA INC10400 LITTLE PATUXENT PKY STE 270
COLUMBIA,MD21044 		13-6193105   5,515 0 N/A N/A CONTRIBUTION
(702) FRIENDS OF FORT MCHENRY802 S CAROLINE STREET
BALTIMORE,MD21231 		52-2060624   5,000 0 N/A N/A CONTRIBUTION
(703) GREATER HOMEWOOD COMMUNITY CORP3503 N CHARLES STREET
BALTIMORE,MD21218 		52-0897806   150,500 0 N/A N/A CONTRIBUTION
(704) GROWING SPINE FOUNDATION555 E WELLS ST STE 1100
MILWAUKEE,WI53202 		26-2957409   7,500 0 N/A N/A CONTRIBUTION
(705) MARYLAND CHAMBER OF COMMERCE60 WEST STREET SUITE 100
ANNAPOLIS,MD21401 		52-1784310   8,000 0 N/A N/A CONTRIBUTION
(706) MOUNT VERNON PLACE CONSERVANCYPO BOX 26285
BALTIMORE,MD21210 		26-3589281   16,000 0 N/A N/A CONTRIBUTION
(707) RADIOLOGICAL SOCIETY OF NORTH AMERICA820 JORIE BLVD
OAK BROOK,IL60523 		15-0539115   10,000 0 N/A N/A CONTRIBUTION
(708) RESEARCH AMERICA1101 KING STREET SUITE 520
ALEXANDRIA,VA22314 		52-1609875   35,000 0 N/A N/A CONTRIBUTION
(709) SUSAN G KOMEN FOR THE CURE5005 LBJ FREEWAY STE 250
DALLAS,TX75244 		75-1835298   10,000 0 N/A N/A CONTRIBUTION
(710) THE OHIO STATE FOUNDATION1480 W LANE AVE
COLUMBUS,OH43221 		31-1145986   5,000 0 N/A N/A CONTRIBUTION
(711) WOODROW WILSON INTERNATIONAL CTR FOR SCHOLARSONE WOODROW WILSON PLAZA
WASHINGTON,DC20004 		52-1067541   12,500 0 N/A N/A CONTRIBUTION
(712) WORLD TRADE CENTER INSTITUTE INC401 E PRATT STREET STE 232
BALTIMORE,MD21202 		52-1591820   10,000 0 N/A N/A CONTRIBUTION
(713) YMCA OF CENTRAL MARYLAND INC20 S CHARLES STREET STE 600
BALTIMORE,MD21201 		52-0591699   25,000 0 N/A N/A CONTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
713
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) SCHOLARSHIPS 11069 249,296,778   N/A N/A
(2) FELLOWSHIPS 2713 44,818,696   N/A N/A
(3) HONORARIA 2411 2,112,893   N/A N/A
(4) ACADEMIC AWARDS 688 1,073,444   N/A N/A
(5) SUB-AWARD 3 513,952      





Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE. THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN OMB CIRCULARS A-110 AND A-133. SUBRECIPIENTS EXEMPT FROM A-133 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
    PART III: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS IN THE UNITED STATES THE 2011 INSTRUCTIONS TO THE FORM 990 AND SCHEDULE I INCLUDES DISCLOSURE OF PROGRAM-RELATED INVESTMENTS (STUDENT LOANS) ON PARTS II AND III OF SCHEDULE I, AS APPLICABLE. THIS INSTRUCTION IS UNIQUE TO 2011; IT WAS NOT REQUIRED IN 2010 AND THE 2012 INSTRUCTIONS HAVE CLARIFIED THAT IT IS NOT THE REQUIREMENT FOR 2012. UNLIKE OTHER TYPES OF GRANTS OR OTHER ASSISTANCE, PROGRAM-RELATED INVESTMENTS ARE ASSETS AND NOT EXPENSES. IN ORDER TO ALIGN GRANTS AND OTHER ASSISTANCE DISCLOSED IN SCHEDULE I WITH GRANTS AND OTHER ASSISTANCE REPORTED ON FORM 990, PART IX, LINES 1 AND 2, THE ORGANIZATION IS DISCLOSING ALL REQUIRED INFORMATION RELATED TO ITS PROGRAM-RELATED INVESTMENTS (STUDENT LOANS) HERE: SCHEDULE I PART III (A) TYPE OF GRANT OR ASSISTANCE: STUDENT LOANS (B) # OF RECIPIENTS: 6,971 (C) AMOUNT OF CASH GRANT: $136,844,311 (D) AMOUNT OF NON-CASH GRANT: $0
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) DANIELS RONALD (i)
(ii)		 859,555
0 		0
0 		69,790
0 		105,019
0 		150,171
0 		1,184,535
0 		0
0
(2) ARMBRISTER CLARENCE (i)
(ii)		 139,964
0 		2,115
0 		4,268
0 		3,375
0 		4,463
0 		154,185
0 		0
0
(3) BIELER GLENN (i)
(ii)		 105,908
0 		30,000
0 		1,140
0 		13,200
0 		10,038
0 		160,286
0 		0
0
(4) CRECELIUS KATHRYN J (i)
(ii)		 557,027
0 		181,500
0 		74,502
0 		128,917
0 		15,799
0 		957,745
0 		0
0
(5) DUNHAM STEPHEN S (i)
(ii)		 409,345
0 		0
0 		116,569
0 		49,682
0 		14,999
0 		590,595
0 		115,669
0
(6) EICHER MICHAEL C (i)
(ii)		 454,808
0 		60,366
0 		203,628
0 		87,866
0 		22,984
0 		829,652
0 		186,925
0
(7) ENNIS DANIEL G (i)
(ii)		 484,636
0 		58,296
0 		3,192
0 		59,328
0 		22,782
0 		628,234
0 		0
0
(8) HAYES CHARLENE (i)
(ii)		 274,678
0 		0
0 		7,780
0 		45,656
0 		16,095
0 		344,209
0 		0
0
(9) LEWIS THOMAS (i)
(ii)		 250,791
0 		0
0 		2,647
0 		31,059
0 		8,404
0 		292,901
0 		0
0
(10) MILLER JR EDWARD D (i)
(ii)		 823,132
0 		363,832
0 		184,904
0 		99,447
0 		16,742
0 		1,488,057
0 		148,968
0
(11) MINOR LLOYD (i)
(ii)		 657,409
0 		40,000
0 		900
0 		79,560
0 		38,764
0 		816,633
0 		0
0
(12) RUM STEVEN (i)
(ii)		 357,101
0 		61,340
0 		8,243
0 		43,793
0 		35,014
0 		505,491
0 		0
0
(13) SCHNYDMAN JEROME D (i)
(ii)		 255,062
0 		15,000
0 		2,922
0 		31,039
0 		13,692
0 		317,715
0 		2,022
0
(14) SCHROEDER FREDERICK (i)
(ii)		 360,081
0 		40,000
0 		52,954
0 		44,064
0 		20,334
0 		517,433
0 		52,054
0
(15) SEMMEL RALPH (i)
(ii)		 462,492
0 		0
0 		24,902
0 		27,720
0 		1,625
0 		516,739
0 		0
0
(16) STRINE J MICHAEL (i)
(ii)		 173,736
0 		27,500
0 		451
0 		21,000
0 		4,046
0 		226,733
0 		0
0
(17) GRINNALDS JOHN (i)
(ii)		 252,855
0 		34,200
0 		900
0 		31,030
0 		23,802
0 		342,787
0 		0
0
(18) GROSSI RICHARD (i)
(ii)		 609,857
0 		211,969
0 		3,266
0 		73,770
0 		16,042
0 		914,904
0 		0
0
(19) KILDUFF LAWRENCE (i)
(ii)		 252,347
0 		0
0 		10,280
0 		31,936
0 		25,800
0 		320,363
0 		0
0
(20) KLAG MICHAEL (i)
(ii)		 480,099
0 		15,000
0 		1,900
0 		56,458
0 		22,013
0 		575,470
0 		0
0
(21) NIMMO RUTH (i)
(ii)		 360,072
0 		17,500
0 		14,165
0 		26,355
0 		6,301
0 		424,393
0 		0
0
(22) STARK WALTER J (i)
(ii)		 346,791
0 		861,392
0 		8,360
0 		43,100
0 		22,700
0 		1,282,343
0 		0
0
(23) SPONSELLER PAUL (i)
(ii)		 355,498
0 		759,863
0 		900
0 		43,719
0 		21,069
0 		1,181,049
0 		0
0
(24) BREM HENRY (i)
(ii)		 816,559
0 		205,900
0 		900
0 		98,774
0 		18,838
0 		1,140,971
0 		0
0
(25) GOKASLAN ZIYA (i)
(ii)		 344,234
0 		562,051
0 		3,799
0 		42,000
0 		18,013
0 		970,097
0 		0
0
(26) CAMERON DUKE (i)
(ii)		 319,447
0 		575,000
0 		3,186
0 		38,958
0 		21,083
0 		957,674
0 		0
0
(27) ZEGER SCOTT (i)
(ii)		 306,421
0 		15,000
0 		900
0 		37,822
0 		9,129
0 		369,272
0 		0
0
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A SEE RESPONSE TO LINE 1B BELOW.
  PART I, LINE 1B WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A: THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES AND PROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES. THE POLICIES AND PROCEDURES INCLUDE REQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES. IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOOD JUDGEMENT IN DETERMINING THE BUSINESS PURPOSE. TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS ARE REVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THE OFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE PRESIDENT'S OFFICE REVIEWS AND APPROVES TRAVEL AND BUSINESS EXPENSES OF THE SENIOR VICE PRESIDENTS AND THE CHAIR OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES. THERE ARE NO WRITTEN PROCEDURES FOR THE PROVISION OF THE PRESIDENT'S HOUSING AND RELATED PERSONAL SERVICES; HOWEVER, THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENT AGREEMENT WITH THE PRESIDENT. THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HIS EMPLOYMENT AGREEMENT THAT HE WILL LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119. PERSONAL SERVICES RELATED TO THE PRESIDENT'S RESIDENCE ARE TREATED AS TAXABLE COMPENSATION AND INCLUDED ON THE FORM W-2. GROSS-UP PAYMENTS ARE SOMETIMES PROVIDED. THESE ARE TREATED AS TAXABLE COMPENSATION AND INCLUDED ON THE FORM W-2.
  PART I, LINE 4B PART I, LINE 4B: THE FOLLOWING AMOUNTS REPRESENT EITHER (A) DISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN OR (B) AMOUNTS PREVIOUSLY DEFERRED UNDER A NONQUALIFIED PLAN THAT BECAME TAXABLE FOR SOCIAL SECURITY AND MEDICARE TAXES THIS YEAR BECAUSE THERE IS NO LONGER A SUBSTANTIAL RISK OF FORFEITURE FOR THE INDIVIDUAL'S RIGHT TO THE DEFERRED AMOUNT. ALL OF THESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ STEPHEN S. DUNHAM $115,669 MICHAEL C. EICHER $186,925 EDWARD D. MILLER, JR. $148,968 JEROME SCHNYDMAN $ 2,022 FREDERICK SCHROEDER $ 52,054 THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FOR THE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ARMBRISTER , CLARENCE $ 3,375 BREM , HENRY $ 69,374 CAMERON , DUKE $ 9,558 CRECELIUS , KATHRYN $ 99,517 DANIELS , RONALD $ 75,619 DUNHAM , STEPHEN $ 20,282 EICHER , MICHAEL $ 58,466 ENNIS , DANIEL $ 29,928 GOKASLAN , ZIYA $ 12,600 GRINNALDS , JOHN $ 1,630 GROSSI , RICHARD $ 44,370 HAYES , CHARLENE $ 16,256 KILDUFF , LAWRENCE $ 2,536 KLAG , MICHAEL $ 28,283 LEWIS , THOMAS $ 1,659 MILLER , JR. , EDWARD $ 70,048 MINOR , LLOYD $ 50,160 RUM , STEVEN $ 14,393 SCHNYDMAN , JEROME $ 1,639 SCHROEDER , III , FREDERICK $ 14,664 SPONSELLER , PAUL $ 14,319 STARK , WALTER $ 13,700 STRINE , JAMES $ 6,300 ZEGER , SCOTT $ 8,422
  PART I, LINE 7 DESCRIPTION OF NON-FIXED PAYMENTS: THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, AND VICE DEANS. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OF THE SCHOOL OF MEDICINE AND APPROVED BY THE PRESIDENT OF THE UNIVERSITY. PERFORMANCE SUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL AND DISCRETIONARY GOALS. PERFORMANCE INDICATORS MEASURE BUDGETARY, SAFETY, AND SERVICE EXCELLENCE PERFORMANCE. IN ADDITION, THE CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTS. THE SUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES. PERFORMANCE SUPPLEMENTS ARE BASED ON PERFORMANCE ON THE QUALITATIVE AND QUANTITATIVE ASPECTS OF THE JOB. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE INVESTMENT COMMITTEE AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES.
  PART I, LINE 8 THERE WERE SOME OFFICERS AND KEY EMPLOYEES WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). IN EACH INSTANCE, THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
SUPPLEMENTAL INFORMATION PART III INFORMATIONAL: DR. EDWARD MILLER, JR. IS A TRUSTEE AND OFFICER OF JOHNS HOPKINS HEALTH SYSTEM WHICH IS A SEPARATE, UNRELATED ORGANIZATION. DR. MILLER RECEIVED COMPENSATION OF $794,712 PAID BY JOHNS HOPKINS HEALTH SYSTEM. THIS AMOUNT IS THE AMOUNT REPORTED ON THE 2011 W-2 (BOX #5) AND INCLUDES $176,211 OF DEFERRED COMPENSATION PAID IN 2011.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2004A BONDS
  		52-0936091 574217QJ7 04-21-2004 93,820,145 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA 2008A BONDS
  		52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA 2008B BONDS
  		52-0936091 5742172Q7 08-07-2008 125,855,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 5
  		52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
  		52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
  		52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
  		52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 20,025,000     20,025,000
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 94,928,654 71,399,299 136,482,929 125,855,000
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 4,331,763 2,671,827 2,732,932  
6 Proceeds in refunding escrows . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . 887,051 826,570 872,271  
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . 39,591   39,591  
10 Capital expenditures from proceeds . . . . . . . . . . 89,709,840 67,900,902 83,716,478 16,262,000
11 Other spent proceeds . . . . . . . . . . . 49,000,000   49,000,000  
12 Other unspent proceeds . . . . . . . . . . . 121,657   121,657  
13 Year of substantial completion . . . . . . . . . . . 2005 2007 2010 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X X     X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X     X X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0% 0% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. UNLIKE THE MHHEFA BONDS, NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $39,591 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2009.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217QJ7, DATE: 4/21/2004 2004A -TO FUND CONSTRUCTION OF THE CANCER RESEARCH BUILDING II, THE SAN MARTIN CENTER SHELL FOR OFFICE SPACE AND THE REMOTE SHELVING FACILITY AND TO ALSO PROVIDE FUNDS FOR THE PARKING GARAGE AND RENOVATIONS OF THE MASON F. LORD TOWERS AND HOMEWOOD CHILLER EXPANSION. ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 5742172Q7, DATE: 8/7/2008 2008B - TO REFINANCE 1997 BONDS AND MAJORITY OF 1998 (EXCLUDING PRINCIPAL MATURING 7/1/09 AND 7/1/10). ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2004 BONDS 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $93,820,145 $69,265,000 $135,928,983 INTEREST EARNINGS 1,108,509 2,134,299 553,946 ___________ ___________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $94,928,654 $71,399,299 $136,482,929 ___________ ___________ ____________ ___________ ___________ ____________
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL WILL CONSULT WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2004A BONDS
  		52-0936091 574217QJ7 04-21-2004 93,820,145 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA 2008A BONDS
  		52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA 2008B BONDS
  		52-0936091 5742172Q7 08-07-2008 125,855,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 5
  		52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
  		52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
  		52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
  		52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 20,025,000     20,025,000
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 94,928,654 71,399,299 136,482,929 125,855,000
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 4,331,763 2,671,827 2,732,932  
6 Proceeds in refunding escrows . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . 887,051 826,570 872,271  
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . 39,591   39,591  
10 Capital expenditures from proceeds . . . . . . . . . . 89,709,840 67,900,902 83,716,478 16,262,000
11 Other spent proceeds . . . . . . . . . . . 49,000,000   49,000,000  
12 Other unspent proceeds . . . . . . . . . . . 121,657   121,657  
13 Year of substantial completion . . . . . . . . . . . 2005 2007 2010 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X X     X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X     X X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0% 0% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. UNLIKE THE MHHEFA BONDS, NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $39,591 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2009.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217QJ7, DATE: 4/21/2004 2004A -TO FUND CONSTRUCTION OF THE CANCER RESEARCH BUILDING II, THE SAN MARTIN CENTER SHELL FOR OFFICE SPACE AND THE REMOTE SHELVING FACILITY AND TO ALSO PROVIDE FUNDS FOR THE PARKING GARAGE AND RENOVATIONS OF THE MASON F. LORD TOWERS AND HOMEWOOD CHILLER EXPANSION. ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 5742172Q7, DATE: 8/7/2008 2008B - TO REFINANCE 1997 BONDS AND MAJORITY OF 1998 (EXCLUDING PRINCIPAL MATURING 7/1/09 AND 7/1/10). ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2004 BONDS 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $93,820,145 $69,265,000 $135,928,983 INTEREST EARNINGS 1,108,509 2,134,299 553,946 ___________ ___________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $94,928,654 $71,399,299 $136,482,929 ___________ ___________ ____________ ___________ ___________ ____________
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL WILL CONSULT WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2004A BONDS
  		52-0936091 574217QJ7 04-21-2004 93,820,145 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA 2008A BONDS
  		52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA 2008B BONDS
  		52-0936091 5742172Q7 08-07-2008 125,855,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 5
  		52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
  		52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
  		52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
  		52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 20,025,000     20,025,000
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 94,928,654 71,399,299 136,482,929 125,855,000
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 4,331,763 2,671,827 2,732,932  
6 Proceeds in refunding escrows . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . 887,051 826,570 872,271  
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . 39,591   39,591  
10 Capital expenditures from proceeds . . . . . . . . . . 89,709,840 67,900,902 83,716,478 16,262,000
11 Other spent proceeds . . . . . . . . . . . 49,000,000   49,000,000  
12 Other unspent proceeds . . . . . . . . . . . 121,657   121,657  
13 Year of substantial completion . . . . . . . . . . . 2005 2007 2010 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X X     X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X     X X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0% 0% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. UNLIKE THE MHHEFA BONDS, NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $39,591 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2009.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217QJ7, DATE: 4/21/2004 2004A -TO FUND CONSTRUCTION OF THE CANCER RESEARCH BUILDING II, THE SAN MARTIN CENTER SHELL FOR OFFICE SPACE AND THE REMOTE SHELVING FACILITY AND TO ALSO PROVIDE FUNDS FOR THE PARKING GARAGE AND RENOVATIONS OF THE MASON F. LORD TOWERS AND HOMEWOOD CHILLER EXPANSION. ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 5742172Q7, DATE: 8/7/2008 2008B - TO REFINANCE 1997 BONDS AND MAJORITY OF 1998 (EXCLUDING PRINCIPAL MATURING 7/1/09 AND 7/1/10). ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2004 BONDS 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $93,820,145 $69,265,000 $135,928,983 INTEREST EARNINGS 1,108,509 2,134,299 553,946 ___________ ___________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $94,928,654 $71,399,299 $136,482,929 ___________ ___________ ____________ ___________ ___________ ____________
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL WILL CONSULT WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2004A BONDS
  		52-0936091 574217QJ7 04-21-2004 93,820,145 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA 2008A BONDS
  		52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA 2008B BONDS
  		52-0936091 5742172Q7 08-07-2008 125,855,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 5
  		52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
  		52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
  		52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
  		52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 20,025,000     20,025,000
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 94,928,654 71,399,299 136,482,929 125,855,000
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 4,331,763 2,671,827 2,732,932  
6 Proceeds in refunding escrows . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . 887,051 826,570 872,271  
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . 39,591   39,591  
10 Capital expenditures from proceeds . . . . . . . . . . 89,709,840 67,900,902 83,716,478 16,262,000
11 Other spent proceeds . . . . . . . . . . . 49,000,000   49,000,000  
12 Other unspent proceeds . . . . . . . . . . . 121,657   121,657  
13 Year of substantial completion . . . . . . . . . . . 2005 2007 2010 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X X     X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X     X X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0% 0% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. UNLIKE THE MHHEFA BONDS, NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $39,591 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2009.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217QJ7, DATE: 4/21/2004 2004A -TO FUND CONSTRUCTION OF THE CANCER RESEARCH BUILDING II, THE SAN MARTIN CENTER SHELL FOR OFFICE SPACE AND THE REMOTE SHELVING FACILITY AND TO ALSO PROVIDE FUNDS FOR THE PARKING GARAGE AND RENOVATIONS OF THE MASON F. LORD TOWERS AND HOMEWOOD CHILLER EXPANSION. ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 5742172Q7, DATE: 8/7/2008 2008B - TO REFINANCE 1997 BONDS AND MAJORITY OF 1998 (EXCLUDING PRINCIPAL MATURING 7/1/09 AND 7/1/10). ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2004 BONDS 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $93,820,145 $69,265,000 $135,928,983 INTEREST EARNINGS 1,108,509 2,134,299 553,946 ___________ ___________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $94,928,654 $71,399,299 $136,482,929 ___________ ___________ ____________ ___________ ___________ ____________
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL WILL CONSULT WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2004A BONDS
  		52-0936091 574217QJ7 04-21-2004 93,820,145 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA 2008A BONDS
  		52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA 2008B BONDS
  		52-0936091 5742172Q7 08-07-2008 125,855,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 5
  		52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
  		52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
  		52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
  		52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
  		52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 20,025,000     20,025,000
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 94,928,654 71,399,299 136,482,929 125,855,000
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 4,331,763 2,671,827 2,732,932  
6 Proceeds in refunding escrows . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . 887,051 826,570 872,271  
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . 39,591   39,591  
10 Capital expenditures from proceeds . . . . . . . . . . 89,709,840 67,900,902 83,716,478 16,262,000
11 Other spent proceeds . . . . . . . . . . . 49,000,000   49,000,000  
12 Other unspent proceeds . . . . . . . . . . . 121,657   121,657  
13 Year of substantial completion . . . . . . . . . . . 2005 2007 2010 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X     X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X X     X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X     X X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0% 0% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. UNLIKE THE MHHEFA BONDS, NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $39,591 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2009.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217QJ7, DATE: 4/21/2004 2004A -TO FUND CONSTRUCTION OF THE CANCER RESEARCH BUILDING II, THE SAN MARTIN CENTER SHELL FOR OFFICE SPACE AND THE REMOTE SHELVING FACILITY AND TO ALSO PROVIDE FUNDS FOR THE PARKING GARAGE AND RENOVATIONS OF THE MASON F. LORD TOWERS AND HOMEWOOD CHILLER EXPANSION. ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 5742172Q7, DATE: 8/7/2008 2008B - TO REFINANCE 1997 BONDS AND MAJORITY OF 1998 (EXCLUDING PRINCIPAL MATURING 7/1/09 AND 7/1/10). ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2004 BONDS 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $93,820,145 $69,265,000 $135,928,983 INTEREST EARNINGS 1,108,509 2,134,299 553,946 ___________ ___________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $94,928,654 $71,399,299 $136,482,929 ___________ ___________ ____________ ___________ ___________ ____________
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL WILL CONSULT WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) MICHAEL C EICHER
PURCHASE RESIDENCE 		  X 200,000 200,000   No Yes   Yes  
(2) DANIEL G ENNIS
PURCHASE RESIDENCE 		  X 150,000 150,000   No Yes   Yes  
(3) GLENN M BIELER
PURCHASE RESIDENCE 		  X 150,000 150,000   No Yes   Yes  
Total ...............Small Bullet $ 500,000
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) DAVID C HODGSON TRUSTEE (TR) OF JHU 1,932,000 EDUCATION AN EDUCATIONAL PROGRAM WAS ESTABLISHED TO PROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICES TO THE AUTISTIC CHILD OF A TRUSTEE. UNDER THIS PROGRAM THE UNIVERSITY PROVIDES EDUCATIONAL SERVICES THROUGH THE SCHOOL OF MEDICINE'S DEPARTMENT OF NEUROLOGY. THE FAMILY REIMBURSES THE UNIVERSITY FOR ALL THE EXPENSES ASSOCIATED WITH THIS EDUCATIONAL PROGRAM. THE CURRICULUM HAS FOCUSED ON SPEECH/COMMUNICATION SKILLS, ATTENDING SKILLS, IMITATION SKILLS, RECEPTIVE AND EXPRESSIVE LANGUAGE SKILLS, PRE-ACADEMIC SKILLS, SELF-HELP SKILLS, SOCIAL SKILLS/PEER INTERACTIONS, AND COMMUNITY INVOLVEMENT. THE CURRICULUM INCLUDES TRANSITION SERVICES SUCH AS ACTIVITIES OF DAILY LIVING, VOLUNTEERING, RIDING PUBLIC TRANSPORTATION, EATING IN RESTAURANTS, DEVELOPING LEISURE SKILLS, SAFETY SKILLS, AND SHOPPING IN AN ATTEMPT TO FOSTER INDEPENDENCE AND TO PREPARE THE STUDENT FOR A RESIDENTIAL TYPE SETTING.   No
(2) JOHN P WATERHOUSE FAM MBR OF FMR TR OF JHU 92,422 EMPLOYMENT JOHN P. WATERHOUSE IS A FAMILY MEMBER OF DONALD J. SHEPARD, FORMER TRUSTEE. HE IS A COMMUNICATIONS ASSOCIATE FOR THE DEVELOPMENT OFFICE.   No
(3) NATALIE HENDLER FAM MBR OF TRUSTEE OF JHU 154,564 EMPLOYMENT NATALIE HENDLER IS A FAMILY MEMBER OF LEE MEYERHOFF HENDLER, TRUSTEE. SHE IS A SENIOR PROGRAM OFFICER FOR JHPIEGO.DURING THE PREPARATION OF THE 2011 FORM 990, IT WAS DISCOVERED THAT THE OVERSEAS HOUSING ALLOWANCE PAID ON BEHALF OF NATALIE HENDLER WAS INADVERTANTLY EXCLUDED FROM HER FORM W-2. THE UNIVERSITY ISSUED FORMS W-2C AND AMENDED THE RELATED PAYROLL TAX FILINGS FOR ALL OPEN YEARS. THE FOLLOWING REFECTS ADJUSTED COMPENSATION FOR ALL APPLICABLE YEARS. 2009 2010AS REPORTED ON ORIGINAL FORM 990, SCHEDULE L $ 81,216 $ 81,024HOUSING ALLOWANCE ADJUSTMENT $ 39,357 $ 39,369ADJUSTED COMPENSATION FOR SCHEDULE L $120,573 $120,393   No
(4) FLOYD HAYES III FAM MBR OF OFFICER OF JHU 86,052 EMPLOYMENT FLOYD HAYES III IS A FAMILY MEMBER OF CHARLENE HAYES, OFFICER. HE IS A SENIOR LECTURER FOR THE KRIEGER SCHOOL OF ARTS AND SCIENCES.   No
(5) JOANNE KATZ FAM MBR OF FMR OFC OF JHU 195,437 EMPLOYMENT JOANNE KATZ IS A FAMILY MEMBER OF SCOTT ZEGER, FORMER OFFICER. SHE IS A PROFESSOR AND ASSOCIATE CHAIR, INTERNATIONAL HEALTH, FOR THE BLOOMBERG SCHOOL OF PUBLIC HEALTH, AND HOLDS JOINT APPOINTMENTS IN EPIDEMIOLOGY, BIOSTATISTICS AND OPTHALMOLOGY.   No
(6) JEFFREY GROSSI FAM MBR OF KEY EMPLOYEE OF JHU 84,081 EMPLOYMENT JEFFREY GROSSI IS A FAMILY MEMBER OF RICHARD GROSSI, KEY EMPLOYEE. HE IS ASSISTANT DIRECTOR, GOVERNMENT AFFAIRS.   No
(7) LUCY A MEONI FAM MBR OF KEY EMPLOYEE OF JHU 112,096 EMPLOYMENT LUCY MEONI IS A FAMILY MEMBER OF MICHAEL KLAG, KEY EMPLOYEE. SHE IS A JOINT FACULTY MEMBER: AN ASSOCIATE SCIENTIST AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH, AS WELL AS A RESEARCH ASSOCIATE AT THE SCHOOL OF MEDICINE.   No
(8) STEVEN R DAVID FAM MBR OF FMR TR OF JHU 215,851 EMPLOYMENT STEVEN DAVID IS A FAMILY MEMBER OF SARAH DAVID, FORMER TRUSTEE. HE IS A VICE DEAN FOR UNDERGRADUATE EDUCATION AT THE ZANVYL KRIEGER SCHOOL OF ARTS AND SCIENCES, AND A PROFESSOR OF POLITICAL SCIENCE.   No
(9) DLA PIPER
  		CHAIRMAN IS TRUSTEE OF JHU 669,710 LEGAL SERVICES   No
(10) CENTERBRIDGE PARTNERS LP
  		OWNER IS TR OF JHU (GREATER THAN 35% OWNER IS TRUSTEE OF JHU) 4,057,443 INVESTMENT - NET INVESTMENT RETURN   No
(11) CERBERUS CAPITAL MANAGEMENT LP
  		OFFICER IS TRUSTEE OF JHU 7,147,710 INVESTMENT - NET INVESTMENT   No
(12) RUBENSTEIN PROPERTIES FUND LP
  		OFFICER IS TRUSTEE OF JHU 5,729,088 INVESTMENT - NET INVESTMENT   No
(13) CASSIDY TURLEY
  		CHAIRMAN IS TRUSTEE OF JHU 1,374,114 PROPERTY MANAGEMENT SERVICES   No
(14) JP MORGAN CHASE
  		OFFICER IS TRUSTEE OF JHU 211,959 BANKING FEES   No
(15) BANK OF AMERICA
  		OFFICER IS TRUSTEE OF JHU 1,629,567 BANKING FEES   No
(16) JP MORGAN CHASE
  		OFFICER IS TRUSTEE OF JHU 532,679 REBATE INCENTIVES TO JHU ASSOCIATED WITH PURCHASING CARDS AND SETTLEMENT CARDS   No
(17) MELISSA BRESLIN FAM MBR OF KEY EMPLOYEE OF JHU 46,139 EMPLOYMENT MELISSA BRESLIN IS A FAMILY MEMBER OF RICHARD GROSSI, KEY EMPLOYEE. SHE IS A DEVELOPMENT OFFICER FOR THE SCHOOL OF MEDICINE.   No
(18) JOANNE D ROSEN FAM MBR OF TRUSTEE/OFFICER OF JHU 122,342 EMPLOYMENT JOANNE D. ROSEN IS A FAMILY MEMBER OF RONALD DANIELS, PRESIDENT AND TRUSTEE. SHE IS AN ASSOCIATE LECTURER AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH.   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 4 10,154 INDEPENDENT APPRAISAL
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 463,162 INDEPENDENT APPRAISAL
5 Clothing and household
goods ....... 		X 20,543 RETAIL VALUE
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 276 6,056,751 AVG. OF HIGH/LOW @ TRANS
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial .. X 1 5,900,000 INDEPENDENT APPRAISAL
17 Real estate—Other ...        
18 Collectibles ..... X 7 102,418 INDEPENDENT APPRAISAL
19 Food inventory ... X 9 13,480 INVOICE PRICE
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( COMPUTER EQUIPMENT ) X 1 45,250 INDEPENDENT APPRAISAL
26 Other Right pointing arrow large image ( MUSIC EQUIP. ) X 7 130,511 INDEPENDENT APPRAISAL
27 Other Right pointing arrow large image ( OTHER EQUIP. ) X 5 97,614 RETAIL VALUE
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
13
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I.
THIRD PARTY USE: PART I, LINE 32B: THE JOHNS HOPKINS UNIVERSITY UTILIZES BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OF SECURITIES; REALTORS TO LIQUIDATE REAL ESTATE; APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATE AS NECESSARY; AND AN OUTSIDE FIRM THAT MANAGES ALL PLANNED GIFT ASSETS, PAYMENTS AND TAX REPORTING TO LIFE INCOME DONORS.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Identifier Return Reference Explanation
  FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES BY-LAWS PROVIDED THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVE COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLY RESERVED TO THE BOARD." THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS, INCLUDING THE PRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO ARE MEMBERS EX OFFICIO. THE CHAIRS OF THE STANDING COMMITTEES ARE MEMBERS OF THE EXECUTIVE COMMITEE. ALL OF THE EXECUTIVE COMMITTEE MEMBERS ARE MEMBERS OF THE BOARD OF TRUSTEES.
  FORM 990, PART VI, SECTION A, LINE 2 FAMILY OR BUSINESS RELATIONSHIPS DAVID P. NOLAN AND JAMES L. WINTER - BUSINESS RELATIONSHIP GAIL J. MCGOVERN AND PAULA E. BOGGS - BUSINESS RELATIONSHIP BRIAN C. ROGERS AND ANTHONY W. DEERING - BUSINESS RELATIONSHIP BRIAN C. ROGERS AND FRANCIS B. BURCH, JR. - BUSINESS RELATIONSHIP
  FORM 990, PART VI, SECTION A, LINE 4 UNTIL MARCH 2011, THE BOARD WAS PERMITTED TO HAVE UP TO 65 VOTING MEMBERS. BY-LAW AMENDMENTS APPROVED ON MARCH 7, 2011 CALL FOR NOT FEWER THAN EIGHTEEN AND NOT MORE THAN THIRTY-FIVE VOTING TRUSTEES. THE REDUCTION IN NUMBER OF TRUSTEES BEGAN EFFECTIVE JULY 1, 2011 AND WILL BE IMPLEMENTED BY JUNE 30, 2015.
  FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICES INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE, AND PAYROLL. THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, THE VICE PRESIDENT FOR DEVELOPMENT AND THE GENERAL COUNSEL AS WELL AS TWO MEMBERS OF THE BOARD OF TRUSTEES. A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OF TRUSTEES BEFORE IT WAS FILED.
  FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES OF THE JOHNS HOPKINS UNIVERSITY REGARDING CONFLICTS OF INTEREST THAT APPLIES TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF A FAMILY MEMBER. THE POLICY REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. IF A BOARD MEMBER IS UNCERTAIN AS TO WHETHER A CONFLICT EXISTS, THE DETERMINATION IS MADE BY THE BOARD OF TRUSTEES. BOARD MEMBERS ARE PROHIBITED FROM VOTING ON ANY MATTER IN WHICH SUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED IN DETERMINING A QUORUM. THE DISCLOSURE AND ABSTENTION ARE REFLECTED IN THE MINUTES. THE UNIVERSITY HAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT THAT APPLIES TO ALL EMPLOYEES OF THE UNIVERSITY, INCLUDING OFFICERS AND KEY EMPLOYEES AND IN SOME INSTANCES TO FINANCIAL INTERESTS OF A FAMILY MEMBER. THE POLICY REQUIRES EVERY EMPLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HER SUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THE EMPLOYEE. THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THE SUPERVISOR. IF THE ACTIVITY IS APPROVED, THERE MAY BE CONDITIONS OR RESTRICTIONS IMPOSED. THE UNIVERSITY HAS A POLICY ON INSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TO CERTAIN FINANCIAL INTERESTS OF INSTITUTIONAL OFFICIALS AND THEIR FAMILY MEMBERS. INSTITUTIONAL OFFICIALS MAKE AN ANNUAL DISCLOSURE OF FINANCIAL INTERESTS AS DEFINED IN THE POLICY. THE UNIVERSITY HAS A STATEMENT OF ETHICAL STANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES. THIS STATEMENT ALSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES. THE UNIVERSITY HAS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO MEMBERS OF THE BOARD OF TRUSTEES AND INSTITUTIONAL OFFICIALS AND FINANCIAL INTERESTS OF FAMILY MEMBERS. TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN INTERESTS. IF A POSSIBLE CONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIATE SANCTIONS COMMITTEE OF THE BOARD. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SPECIFIC AREAS. FOR EXAMPLE, THE UNIVERSITY HAS AN ETHICS STATEMENT RELATING TO PURCHASING THAT PROHIBITS EMPLOYEES FROM HAVING PERSONAL INTERESTS IN SUGGESTING OR SPECIFYING VENDORS. THE UNIVERSITY ALSO HAS A POLICY THAT REQUIRES FINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FINANCIAL INTERESTS. THE SCHOOL OF MEDICINE HAS A POLICY ON INTERACTION WITH INDUSTRY THAT APPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THE MEDICAL INDUSTRY. VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSE ADDITIONAL RESTRICTIONS. FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TO RESEARCH. POSSIBLE CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICH MAKES RECOMMENDATIONS TO A DEAN. CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDE PROHIBITION OF THE RESEARCH, PUBLIC DISCLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CONDITIONS.
  FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT REVIEWS COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICS LABORATORY (APL). THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY AN INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER INSTITUTIONS. MINUTES OF THE COMPENSATION COMMITTEE PROVIDE SUBSTANTIATION OF THE DECISIONS. THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD. THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THE DIRECTOR AND ITS DIRECTOR OF FACILITIES (A KEY EMPLOYEE). THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S TRUSTEE COMMITTEE ON THE APPLIED PHYSICS LABORATORY. THE SALARY FOR OTHER KEY EMPLOYEES IS RECOMMENDED BY THEIR SUPERVISORS AND APPROVED BY MANAGEMENT ONE AND TWO LEVELS UP. COMPARABLE DATA IS USED FOR POSITIONS WITH SIMILAR RESPONSIBILITIES AT PEER INSTITUTIONS.
  FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE AND UPON REQUEST. CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TO THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITE.
** WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY ** FORM 990, PART VI, SECTION B, LINE 14: THE UNIVERSITY HAS VARIOUS WRITTEN POLICIES FOR DOCUMENT RETENTION AND DESTRUCTION. HOWEVER, DUE TO A CHANGE IN THE INSTRUCTIONS FOR THE 2010 FORM 990, THE QUESTION MUST BE ANSWERED "NO" BECAUSE THESE POLICIES AND PROCEDURES HAVE NOT BEEN APPROVED BY THE BOARD.
** WRITTEN DOCUMENT POLICY OR PROCEDURES FOR JOINT VENTURE AGREEMENTS ** FORM 990, PART VI, SECTION B, LINE 16B: THE UNIVERSITY HAS WRITTEN POLICIES AND PROCEDURES FOR JOINT VENTURE AGREEMENTS. HOWEVER, DUE TO A CHANGE IN THE INSTRUCTION FOR THE 2010 FORM 990, THE QUESTION MUST BE ANSWERED WITH "NO" BECAUSE THESE POLICIES AND PROCEDURES HAVE NOT BEEN APPROVED BY THE BOARD.
  FORM 990, PART VII, SECTION A, COLUMN A: THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION: HENRY BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY PROFESSOR OF NEUROSURGERY PROFESSOR OF ONCOLOGY, OPHTHALMOLOGY AND BIOMEDICAL ENGINEERING DIRECTOR OF THE DEPARTMENT OF NEUROSURGERY DUKE CAMERON JAMES T. DRESHER, SR. PROFESSOR OF CARDIAC SURGERY PROFESSOR OF SURGERY AND PEDIATRICS DIRECTOR OF THE DIVISION OF CARDIAC SURGERY ZIYA GOKASLAN DONLIN M. LONG PROFESSOR OF NEUROSURGERY PROFESSOR OF NEUROSURGERY, ONCOLOGY, AND ORTHOPAEDIC SURGERY VICE-CHAIRMAN OF NEUROSURGERY PAUL SPONSELLER PAUL D. SPONSELLER PROFESSORSHIP IN PEDIATRIC ORTHOPAEDIC SURGERY PROFESSOR OF ORTHOPAEDIC SURGERY AND UROLOGY VICE-CHAIRMAN OF ORTHOPAEDIC SURGERY DIRECTOR OF THE DIVISION OF PEDIATRIC ORTHOPAEDIC SURGERY WALTER STARK BOONE PICKENS PROFESSOR OF OPHTHALMOLOGY DIRECTOR OF THE DIVISION OF CORNEA AND ANTERIOR SEGMENT WALTER J. STARK PROFESSORSHIP IN OPHTHALMOLOGY PROFESSOR OF OPHTHALMOLOGY
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -26,443,000. NET UNREALIZED LOSSES FROM SWAPS - MARK TO MARKET -18,554,000. CHANGE IN BENEFIT PLAN FUNDED STATUS -170,575,000. TOTAL TO FORM 990, PART XI, LINE 5: -215,572,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) MT WASHINGTON NORTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
41-6517144 		BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 7,124,176 38,976,554 JOHNS HOPKINS UNIVERSITY
 
(2) MT WASHINGTON SOUTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
51-6539776 		BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 7,856,098 28,267,702 JOHNS HOPKINS UNIVERSITY
 
(3) APPLIED PHYSICS LABORATORY LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111 		RESEARCH MD 1,095,155,359 710,108,467 JOHNS HOPKINS UNIVERSITY
 
(4) CHARLES & BLACKSTONE APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1990969 		HOLDS TITLE TO REAL ESTATE MD 2,355,656 28,541,326 JOHNS HOPKINS UNIVERSITY
 
(5) JHU-CHARLES COMMONS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 841,047 9,310,261 JOHNS HOPKINS UNIVERSITY
 
(6) STAFFORD APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 0 JOHNS HOPKINS UNIVERSITY
 
(7) 11101 JOHNS HOPKINS ROAD TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 79,724,338 JOHNS HOPKINS UNIVERSITY
 
(8) 2733 NORTH CHARLES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 55,932 595,000 JOHNS HOPKINS UNIVERSITY
 
(9) JHU CLINICAL BILLING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		BILLING SERVICES MD 262,599 0 JOHNS HOPKINS UNIVERSITY
 
(10) FREDERICK NEONATAL SERVICES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		CLINICAL SERVICES MD 1,724,809 1,093 JOHNS HOPKINS UNIVERSITY
 
(11) JOHNS HOPKINS SETON PROPERTIES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 8,318,364 JOHNS HOPKINS UNIVERSITY
 
(12) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		PROMOTES EDUCATION UK 1,242,969 67,701 JOHNS HOPKINS UNIVERSITY
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) JOHNS HOPKINS UNIVERSITY MEDICAL RETIREE BENEFITS TRUST

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
52-6644093 		INVESTMENT TRUST MD 501(C)(3) 509(A)(3), TYPE I N/A
Yes
 
(2) EVERGREEN HOUSE FOUNDATION INC

4545 NORTH CHARLES STREET

BALTIMORE,MD212102693
52-0627782 		SUPPORT CULTURAL/EDUC FACILITY MD 501(C)(3) 509(A)(3), III-FI N/A
 
No
(3) JOHNS HOPKINS PEDIATRICS AT HOME INC

5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773 		HOME HEALTH SERVICES MD 501(C)(3) 509(A)(2) N/A
Yes
 
(4) JOHNS HOPKINS PEDIATRICS AT HOME INC

5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773 		HOME HEALTH SERVICES MD 501(C)(3) 509(A)(2) JOHNS HOPKINS HOME HEALTH CARE GROUP INC
 
Yes
 
(5) JOHNS HOPKINS HEALTH AND EDUCATION IN SOUTH AFRICA

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH SF S. 21 NOT FOR GAIN    
Yes
 
(6) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH NI      
Yes
 
(7) JOHNS HOPKINS UNIVERSITY HONG KONG LTD

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 EDUCATION HK      
Yes
 
(8) JOHNS HOPKINS BANGLADESH LIMITED

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 RESEARCH BG      
Yes
 
(9) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 SOCIAL AWARENESS AND COMMUNICATIONS FOR PUBLIC HEALTH TZ      
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228 		REAL ESTATE RENTAL TO UNIV. MD DOME CORPORATION
  		RELATED 22,746 81,906   No   Yes   0.500 %
(2) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228 		REAL ESTATE RENTAL TO UNIV. MD N/A
 RELATED 3,366,349 12,122,041   No     No 74.000 %
(3) BAYVIEW HOLDING COMPANY LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
38-3711488 		REAL ESTATE RENTAL MD N/A
 RELATED -2,233,067 97,377,629   No   Yes   50.000 %
(4) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353 		REAL ESTATE RENTAL MD 550 BROADWAY INC
  		RELATED 3,998 160,745   No   Yes   0.500 %
(5) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353 		REAL ESTATE RENTAL MD BROADWAY SERVICES INC
  		RELATED 393,775 7,956,871   No     No 49.500 %
(6) JHMI UTILITIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-2814243 		UTILITIES SERVICES TO MEMBERS MD N/A
 RELATED 1,661,913 89,152,547   No 1,681 Yes   50.000 %
(7) JOHNS HOPKINS HEALTHCARE LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1899357 		MEDICAL SERVICES MD N/A
 RELATED 9,978,598 60,614,417   No   Yes   50.000 %
(8) JOHNS HOPKINS MEDICINE INTL LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2144849 		INTERNATIONAL HEALTH CARE, EDUCATION MD N/A
 RELATED 6,776,948 21,513,304   No -1,960,970 Yes   50.000 %
(9) HOWARD COUNTY NEONATAL SERVICES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2239402 		CLINICAL SERVICES MD N/A
 RELATED 203,157 51,833   No   Yes   50.000 %
(10) JH BROADWAY ACQUIS & DEVELOP LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2284576 		LAND HOLDING AND DEVELOPMENT MD N/A
 RELATED 220,044 9,944,628   No   Yes   50.000 %
(11) WHITE MARSH SURGERY CENTER SERIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8707724 		CLINICAL SERVICES MD N/A
 RELATED -64,962 984,812   No   Yes   50.000 %
(12) MEDBIQUITOUS CONSORTIUM LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8924480 		INTERNET PUBLISHING MD N/A
 RELATED -5,006 13,763   No   Yes   50.000 %
(13) NEPHROLOGY INVESTMENTS OF ABERDEEN LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8645333 		INVESTMENT HOLDING MD N/A
 INVESTMENT -205,650 790,602   No -178,601 Yes   60.140 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) ASK CONSULT LLC - EGYPT COMPANY WITH SHAREHOLDERS
C/O 3910 KESWICK ROAD
BALTIMORE,MD21211
 MARKETING AND COMMUNICATIONS FOR PHARMACIES EG N/A
 C 99,059 36,454 80.000 %
(2) CHARITABLE REMAINDER TRUSTS (105 TRUSTS)
C/O 3910 KESWICK ROAD
BALTIMORE,MD21211
 INVESTMENTS MD N/A
 T   30,637,923  










Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ASTHMA CENTER LP

 J 6,032,052 LEASE AGREEMENT
(2) JHU RETIREE MEDICAL BENEFITS TRUST

 Q 4,538,058 FUNDING PER FAS 106
(3) NEPHROLOGY INV OF ABERDEEN INC

 C 177,870 PARTNERSHIP DISTRIBUTION
(4) JH HEALTH AND EDUCATION IN SOUTH AFRICA

 B 12,247,374 COST REIMBURSEMENT
(5) JHPIEGO CORPORATION

 N 28,014,694 COST REIMBURSEMENT
(6) JHPIEGO CORPORATION

 R 5,186,041 COST REIMBURSEMENT
(7) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS

 B 3,823,757 COST REIMBURSEMENT
(8) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

 B 2,788,266 COST REIMBURSEMENT
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
  RELATED TAX-EXEMPT ENTITIES LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION: * JHPIEGO CORPORATION [EIN: 23-7424444] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN: 52-0591627] * WHITESQUARE NEPHROLOGY, INC. [EIN: 52-1479934] * FUND FOR JOHNS HOPKINS MEDICINE [EIN: 52-6054078]
Additional Data


Software ID:  
Software Version: