Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
615 WEST 131ST STREET MC 8741
 
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY100277922
D Employer identification number

13-5598093
E Telephone number

G Gross receipts $ 7,149,808,012
F Name and address of principal officer:
Lee C Bollinger
615 West 131st St MC 8741
New York,NY100277922
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.columbia.edu
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1754
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE STATEMENT 1
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 23
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 16
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 31,577
6 Total number of volunteers (estimate if necessary) .... 6 8,167
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a -8,486,699
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -15,085,962
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,969,196,418 1,419,840,375
9 Program service revenue (Part VIII, line 2g) ......... 2,016,494,653 2,164,623,741
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 570,158,034 419,888,453
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 154,118,767 156,131,305
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 4,709,967,872 4,160,483,874
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 496,039,784 543,943,633
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,079,131,206 2,125,734,457
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 628,224 531,810
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet93,261,800    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,005,589,666 1,022,660,158
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,581,388,880 3,692,870,058
19 Revenue less expenses. Subtract line 18 from line 12....... 1,128,578,992 467,613,816
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 13,495,243,044 13,627,251,849
21 Total liabilities (Part X, line 26)............. 2,936,540,974 3,069,444,413
22 Net assets or fund balances. Subtract line 21 from line 20..... 10,558,702,070 10,557,807,436
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,236,986,607 including grants of $ 379,509,877 ) (Revenue $ 1,084,831,000 )
COLUMBIA UNIVERSITY IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY BUT EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING AND LEARNING, BASIC AND APPLIED RESEARCH, PATIENT CARE, AND PUBLIC SERVICE ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 28,221 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 30,000 FULL-TIME AND PART-TIME EMPLOYEES, INCLUDING 5,459 FULL-TIME FACULTY MEMBERS.
4b (Code:   ) (Expenses $ 714,052,099 including grants of $ 6,369,935 ) (Revenue $ 842,367,540 )
THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 1.8 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 660 UNIVERSITY MEDICAL STUDENTS AND 950 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL AND OTHER AFFILIATED HOSPITALS.
4c (Code:   ) (Expenses $ 578,151,000 including grants of $ 152,194,831 ) (Revenue $ 105,932,788 )
THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS.
(Code:   ) (Expenses $ 61,700,000 including grants of $ 0 ) (Revenue $ 0 )
LIBRARY
(Code:   ) (Expenses $ 224,614,000 including grants of $ 0 ) (Revenue $ 0 )
CAMPUS OPERATIONS
(Code:   ) (Expenses $ 210,091,000 including grants of $ 0 ) (Revenue $ 0 )
INSTITUTIONAL SUPPORT
(Code:   ) (Expenses $ 92,604,000 including grants of $ 0 ) (Revenue $ 121,687,000 )
AUXILIARY ENTERPRISES
(Code:   ) (Expenses $ 150,565,789 including grants of $ 5,868,990 ) (Revenue $ 9,805,413 )
OTHER SOURCES
4d Other program services (Describe in Schedule O.)
(Expenses $ 739,574,789 including grants of $ 5,868,990 ) (Revenue $ 131,492,413 )
4e Total program service expensesMediumBullet$ 3,268,764,495
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
Yes
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
42,855
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
31,577
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
23
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
16
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
RENOTTA YOUNG DEP CONTROLL
615 W 131ST MC 8749
New York,NY10027
(212) 854-4684
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) LEE C BOLLINGER
PRESIDENT
 60.0 X   X       1,209,992 0 1,117,352
(2) KENNETH A FORDE MD
TRUSTEE
 3.0 X           789,000 0 2,592
(3) ROLANDO T ACOSTA
TRUSTEE (AS OF 9/6/2011)
 3.0 X           0 0 0
(4) ARMEN A AVANESSIANS
TRUSTEE
 3.0 X           0 0 0
(5) A'LELIA BUNDLES
TRUSTEE
 3.0 X           0 0 0
(6) JOSE A CABRANES
TRUSTEE
 3.0 X           0 0 0
(7) WILLIAM V CAMPBELL
TRUSTEE
 3.0 X           0 0 0
(8) LISA CARNOY
TRUSTEE
 3.0 X           0 0 0
(9) FIONA DRUCKENMILLER
TRUSTEE (THROUGH 1/27/2012)
 3.0 X           0 0 0
(10) NOAM GOTTESMAN
TRUSTEE
 3.0 X           0 0 0
(11) JOSEPH A GREENAWAY JR
TRUSTEE (AS OF 6/1/2012)
 3.0 X           0 0 0
(12) JAMES HARDEN
TRUSTEE
 3.0 X           0 0 0
(13) ANN F KAPLAN
TRUSTEE
 3.0 X           0 0 0
(14) MARK E KINGDON
TRUSTEE
 3.0 X           0 0 0
(15) JONATHAN LAVINE
TRUSTEE (AS OF 9/6/2011)
 3.0 X           0 0 0
(16) GERRY LENFEST
TRUSTEE
 3.0 X           0 0 0
(17) PAUL J MADDON
TRUSTEE
 3.0 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) PHILIP MILSTEIN
TRUSTEE
 3.0 X           0 0 0
(19) VIKRAM PANDIT
TRUSTEE
 3.0 X           0 0 0
(20) MICHAEL B ROTHFELD
TRUSTEE
 3.0 X           0 0 0
(21) JONATHAN D SCHILLER
TRUSTEE
 3.0 X           0 0 0
(22) ESTA STECHER
TRUSTEE
 3.0 X           0 0 0
(23) KYRIAKOS TSAKOPOULOS
TRUSTEE
 3.0 X           0 0 0
(24) FAYE WATTLETON
TRUSTEE
 3.0 X           0 0 0
(25) RICHARD E WITTEN
TRUSTEE
 3.0 X           0 0 0
(26) STEPHEN H CASE
TRUSTEE EMERITUS
 3.0 X           0 0 0
(27) SAVIO W TUNG
TRUSTEE EMERITUS
 3.0 X           0 0 0
(28) JANE E BOOTH
GENERAL COUNSEL
 60.0     X       513,240 0 63,316
(29) JOHN COATSWORTH
PROVOST
 60.0     X       499,362 0 38,773
(30) JEROME DAVIS
SECRETARY
 60.0     X       291,988 0 41,047
(31) ROBERT KASDIN
SENIOR EXECUTIVE VP
 60.0     X       687,724 0 66,107
(32) ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE
 60.0     X       444,342 0 45,729
(33) NICHOLAS B DIRKS
EXEC VP - ARTS & SCIENCES
 60.0       X     458,676 0 63,617
(34) DR LEE GOLDMAN MD
EXEC VP FOR HEALTH SCIENCES
 60.0       X     1,263,829 0 474,823
(35) PETER HOLLAND
EXEC VP OF INVESTMENT MGMT
 60.0       X     2,772,507 0 2,280,292
(36) JOSEPH A IENUSO
EXEC VP OF FACILITIES
 60.0       X     407,137 0 102,280
(37) NIRMAL NARVEKAR
PRESIDENT OF INVESTMENT MGMT
 60.0       X     3,082,826 0 2,534,544
(38) FREDERICK M VAN SICKLE
EXEC VP-UNIV DEV & ALUM
 60.0       X     497,052 0 69,889
(39) EMILE BACHA
PROFESSOR OF SURGERY
 60.0         X   1,573,005 0 110,194
(40) JEFFREY W MOSES
PROFESSOR OF MEDICINE
 60.0         X   3,087,952 0 75,014
(41) JAN MODEST QUAEGEBEUR
PROFESSOR OF SURGERY
 60.0         X   1,479,936 0 69,255
(42) DAVID N SILVERS
CLINICAL PROFESSOR
 60.0         X   5,181,749 0 40,311
(43) CRAIG R SMITH
PROFESSOR OF SURGERY
 60.0         X   2,122,382 0 69,715
(44) ALAN BRINKLEY
PROVOST (FORMER)
 60.0           X 467,994 0 75,938
(45) CLAUDE M STEELE
PROVOST (FORMER)
 60.0           X 399,776 0 173,892
(46) SUSAN K FEAGIN
EXEC VP-UNIV DEV&ALUM (FORMER)
 60.0           X 1,032,960 0 33,991
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 28,263,429 0 7,548,671
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet4,089
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
LEND LEASE US CONSTRUCTION LMB
 
  		CONSTRUCTION 53,552,058
DAVIS BRODY BOND LLP
 
  		ARCHITECTURAL 13,687,586
HELLMAN CONSTRUCTION CO INC
 
  		CONSTRUCTION 13,635,502
NEXTSOURCE INC
 
  		MANAGEMENT CONSULT 12,263,500
STRUCTURE TONE
 
  		CONSTRUCTION 9,210,831
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet278
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 5,588,110
d Related organizations...1d  
e Government grants (contributions)1e 857,587,000
f All other contributions, gifts, grants, and
similar amounts not included above1f 		556,665,265
g Noncash contributions included in lines 1a-1f:$ 17,969,206
h Total. Add lines 1a-1f.......MediumBullet 1,419,840,375
Program Service Revenue Business Code
2a TUITION & FEES 611,600 1,084,831,000 1,084,831,000    
b OTHER EDUCATION & RESEARCH 541,700 105,932,788 105,932,788    
c PATIENT CARE REVENUE 621,110 842,367,540 842,367,540    
d AUXILIARY ENTERPRISES 900,099 121,687,000 115,748,807 5,938,193  
e OTHER SOURCES 900,099 8,388,417 8,388,417    
f All other program service revenue . 1,416,996 1,416,996    
g Total. Add lines 2a–2f........MediumBullet 2,164,623,741
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 43,176,561     43,176,561
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 83,262,875     83,262,875
(i) Real (ii) Personal
6a Gross rents 148,251,937  
b Less: rental expenses 132,032,464  
c Rental income or (loss) 16,219,473  
d Net rental income or (loss).......MediumBullet 16,219,473   27,952 16,191,521
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 3,231,878,804  
b Less: cost or other basis and sales expenses 2,855,166,912  
c Gain or (loss) 376,711,892  
d Net gain or (loss)..........MediumBullet 376,711,892     376,711,892
8a Gross income from fundraising events (not including
$ 5,588,110
of contributions reported on line 1c). See Part IV, line 18 ...
a 922,623
b Less: direct expenses ...b 2,124,762
c Net income or (loss) from fundraising events..MediumBullet -1,202,139   -1,202,139
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a PARTNERSHIP INCOME 900,099 57,851,096   -14,452,844 72,303,940
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 57,851,096
12 Total revenue. See Instructions....MediumBullet 4,160,483,874 2,158,685,548 -8,486,699 590,444,650
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 105,084,965 105,084,965
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 379,272,707 379,272,707
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 59,585,961 59,585,961
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 14,673,691 0 14,673,691  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 2,862,179 335,687 2,526,492  
7 Other salaries and wages 1,720,100,591 1,552,714,562 122,655,465 44,730,564
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 103,191,349 91,940,528 8,444,129 2,806,692
9 Other employee benefits ....... 194,082,458 141,517,375 37,633,473 14,931,610
10 Payroll taxes ........... 90,824,189 80,606,344 7,757,635 2,460,210
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 24,666,413 22,343,393 2,160,261 162,759
c Accounting ........... 2,445,665 0 2,445,665 0
d Lobbying ........... 449,140 0 449,140 0
e Professional fundraising. See Part IV, line 17.. 531,810 531,810
f Investment management fees ...... 8,831,389 0 8,831,389 0
g Other .......... 56,272,607 40,786,247 12,330,344 3,156,016
12 Advertising and promotion .... 4,408,437 2,269,989 968,132 1,170,316
13 Office expenses ....... 310,044,335 269,754,706 32,273,042 8,016,587
14 Information technology ...... 15,828,338 7,374,184 8,050,846 403,308
15 Royalties .. 0      
16 Occupancy ........... 127,249,144 121,509,874 4,429,189 1,310,081
17 Travel ............ 55,773,108 52,159,275 1,309,458 2,304,375
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 16,383,669 11,947,893 807,580 3,628,196
20 Interest ........... 57,116,608 53,324,065 3,198,530 594,013
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 191,278,000 178,564,366 10,722,342 1,991,292
23 Insurance .............. 40,920,063 34,393,186 6,306,262 220,615
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a LIBRARY 24,135,348 24,135,348 0 0
b EMPLOYEE EDUCATION 9,744,362 9,061,381 576,947 106,034
c DUES & SUBSCRIPTIONS 9,080,126 6,908,032 1,880,191 291,903
d UNRELATED BUS INCOME TAX EXP 408,855 0 408,855 0
e
f All other expenses 67,624,551 23,174,427 40,004,705 4,445,419
25 Total functional expenses. Add lines 1 through 24f 3,692,870,058 3,268,764,495 330,843,763 93,261,800
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 0 1 0
2 Savings and temporary cash investments ....... 598,858,292 2 825,719,295
3 Pledges and grants receivable, net ......... 998,758,000 3 1,039,384,000
4 Accounts receivable, net ......... 226,569,456 4 241,100,795
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 1,475,000 5 1,475,000
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 107,456,084 7 111,108,803
8 Inventories for sale or use .............. 1,885,000 8 1,547,000
9 Prepaid expenses and deferred charges ............ 34,444,148 9 41,433,948
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,928,927,759
b Less: accumulated depreciation. ..... 10b 2,209,968,486 3,507,786,755 10c 3,718,959,273
11 Investments—publicly traded securities .......... 3,195,965,939 11 2,737,609,594
12 Investments—other securities. See Part IV, line 11 ...... 4,352,804,825 12 4,455,342,462
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 469,239,545 15 453,571,679
16 Total assets. Add lines 1 through 15 (must equal line 34)... 13,495,243,044 16 13,627,251,849
Liabilities 17 Accounts payable and accrued expenses . 248,844,974 17 227,280,816
18 Grants payable .......... 0 18 0
19 Deferred revenue .......... 196,898,000 19 239,703,597
20 Tax-exempt bond liabilities .......... 1,423,861,000 20 1,333,131,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 115,299,000 24 202,769,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 951,638,000 25 1,066,560,000
26 Total liabilities. Add lines 17 through 25..... 2,936,540,974 26 3,069,444,413
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 4,736,075,673 27 4,634,928,039
28 Temporarily restricted net assets ..... 3,681,110,000 28 3,646,550,000
29 Permanently restricted net assets ..... 2,141,516,397 29 2,276,329,397
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 10,558,702,070 33 10,557,807,436
34 Total liabilities and net assets/fund balances ..... 13,495,243,044 34 13,627,251,849
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
4,160,483,874
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
3,692,870,058
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
467,613,816
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
10,558,702,070
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-468,508,450
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
10,557,807,436
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
13,752
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
85,588
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
349,800
j
Total. Add lines 1c through 1i ...............................
449,140
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
SUPPLEMENTAL INFORMATION SCHEDULE C LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS PROJECT, COORDINATOR FOR STATE AND FEDERAL RELATIONS, DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER. LINE 1C - MEDIA ADVERTISEMENTS: NONE LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: NONE LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: NONE LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO SOME OF THOSE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE SENIOR EXECUTIVE VICE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE PROJECT COORDINATOR FOR STATE AND FEDERAL RELATIONS CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE, THE DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES.
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 6  
2 Aggregate contributions to (during year) ... 0  
3 Aggregate grants from (during year) ... 1,519,000  
4 Aggregate value at end of year ....... 23,130,769  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $ 0
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 2,621,325
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 7,789,579,000 6,516,512,000 5,892,798,000 7,345,226,000
b Contributions ........ 183,419,000 202,175,000 159,335,000 159,922,000
c Net investment earnings, gains, and losses ... 161,239,000 1,503,257,000 946,146,321 -1,138,085,412
d Grants or scholarships ..... 84,742,000 71,786,000 72,771,000 81,367,000
e Other expenditures for facilities
and programs ........ 		363,392,000 329,582,000 387,564,000 365,444,000
f Administrative expenses .... 31,951,000 30,998,000 21,432,321 27,453,588
g End of year balance ...... 7,654,152,000 7,789,578,000 6,516,512,000 5,892,798,000
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet39.000 %
b
Permanent endowment SchDMd Bullet61.000 %
c
Temporarily restricted endowment SchDMd Bullet0 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   442,353,000 442,353,000
b Buildings ................ 1,050,001,278 4,067,912,481 2,018,769,486 3,099,144,273
c Leasehold improvements ............        
d Equipment ................   368,661,000 191,199,000 177,462,000
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 3,718,959,273
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) GLOBAL EQUITIES 		336,559,229 F

(B) ABSOLUTE RETURN STRATEGIES 		1,076,465,543 F

(C) PRIVATE EQUITY 		1,765,603,492 F

(D) REAL ESTATE ASSETS 		1,276,714,198 F





Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 4,455,342,462
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
LIABILITY FOR SECURITIES PURCH 10,026,000
SECURITIES LOAN AGRMT PAYABLE 30,536,000
CAPITAL LEASE OBLIGATIONS 114,421,000
COND'L ASSET RETIREMENT OBLIGA 106,282,000
ACCRUED EMPLOYEE BENEFIT LIAB. 229,928,000
FEDERAL STUDENT LOAN FUNDS 79,603,000
ACTUARIAL LIAB- SPLIT INT AGRM 41,444,000
OTHER LONG TERM LIABILITIES 454,320,000

Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,066,560,000
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1  
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2  
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3  
4 Net unrealized gains (losses) on investments .......................... 4  
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8  
9 Total adjustments (net). Add lines 4 through 8 ......................... 9  
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10  
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE SCHEDULE D, PART III, LINES 1A, 2A & 4 COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED. FOUR OF THE CONTRIBUTIONS OF ARTWORK REPORTED IN SCHEDULE M, PART I, LINE 1 (VALUED AT APPROXIMATELY $15 MILLION) WERE RECEIVED IN PARTIAL SATISFACTION OF A PLEDGE THAT WAS RECOGNIZED FOR GAAP PURPOSES DURING THE YEAR ENDED JUNE 30, 2011. WHILE THESE ITEMS WERE HELD FOR SALE, AND SOME WERE SOLD DURING THE YEAR ENDED JUNE 30, 2012, THERE WAS NO CONTRIBUTION REVENUE ASSOCIATED WITH THE GIFTS DURING THE CURRENT REPORTING PERIOD.
INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS.
PART X, LINE 2 (FIN 48)   THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN.
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2011
Schedule E (Form 990 or 990EZ) 2011
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
SCHEDULE E, LINE 3   COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1.
SCHEDULE E, LINE 6A   COLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS.
Schedule E (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
Central America and the Caribbean 2 692 Program Services EDUC/RESEARCH/OUTREACH 720,214
Central America and the Caribbean     Grantmaking   380,437
Central America and the Caribbean     Fundraising   477
Central America and the Caribbean     Investments   3,272,962,500
East Asia and the Pacific 6 1,498 Program Services EDUC/RESEARCH/OUTREACH 7,512,600
East Asia and the Pacific     Grantmaking   3,725,142
East Asia and the Pacific     Fundraising   121,031
East Asia and the Pacific     Investments   335,381,902
Europe (Including Iceland and Greenland) 11 3,045 Program Services EDUC/RESEARCH/OUTREACH 13,814,761
Europe (Including Iceland and Greenland)     Grantmaking   6,915,716
Europe (Including Iceland and Greenland)     Fundraising   686,171
Europe (Including Iceland and Greenland)     Investments   530,148,556
Middle East and North Africa 4 573 Program Services EDUC/RESEARCH/OUTREACH 2,066,315
Middle East and North Africa     Grantmaking   250,256
Middle East and North Africa     Fundraising   7,468
North America 5 728 Program Services EDUC/RESEARCH/OUTREACH 2,078,730
North America     Grantmaking   3,503,602
North America     Fundraising   12,194
North America     Investments   24,918,047
Russia and the Newly Independent States 0 128 Program Services EDUC/RESEARCH/OUTREACH 2,162,175
Russia and the Newly Independent States     Grantmaking   67,678
Russia and the Newly Independent States     Fundraising   4,751
South America 0 786 Program Services EDUC/RESEARCH/OUTREACH 2,236,263
South America     Grantmaking   720,238
South America     Fundraising   33,827
South Asia 3 401 Program Services EDUC/RESEARCH/OUTREACH 2,295,734
South Asia     Grantmaking   684,373
South Asia     Fundraising   33,165
South Asia     Investments   6,492,556
Sub-Saharan Africa 31 1,293 Program Services EDUC/RESEARCH/OUTREACH 145,901,915
Sub-Saharan Africa     Grantmaking   51,154,234
Sub-Saharan Africa     Fundraising   1,479
Sub-Saharan Africa     Investments   33,073,464
3a Sub-total ..... 28 6,536 4,180,275,878
b Total from continuation sheets to Part I ... 34 2,608 269,792,093
c Totals (add lines 3a and 3b) 62 9,144 4,450,067,971
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa EDUC/RESEARCH 57,609 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 10,000 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 154,146 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 9,030 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland REIMBURSEMENT 16,721 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 117,078 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 32,260 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 317,742 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 44,820 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 145,224 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 29,983 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 19,574 CHECK/WIRE   N/A N/A
East Asia/Pacific RESEARCH 176,505 Wire Transfe   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 26,498 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 13,605 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 70,000 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 11,880 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 120,396 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 37,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 14,651 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 136,066 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 220,327 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 45,910 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 197,287 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 83,345 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 58,760 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,032,597 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 854,668 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 763,893 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 60,000 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 197,961 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 7,560 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 200,883 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 11,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 115,790 CHECK/WIRE   N/A N/A
Sub-Saharan Africa FELLOWSHIPS 29,571 Wire Transfe   N/A N/A
East Asia/Pacific EDUC/RESEARCH 45,760 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 71,589 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 9,145 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 627,051 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 4,396,191 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 13,965 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,798,835 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 274,297 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 14,136 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 56,700 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 276,064 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 151,333 CHECK/WIRE   N/A N/A
South America DONATION 5,010 Wire Transfe   N/A N/A
Europe/Iceland/Greenland TUITION 14,312 Wire Transfe   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 12,960 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 38,930 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 274,362 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 43,157 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 248,010 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 132,906 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 363,006 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 24,446 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 80,283 CHECK/WIRE   N/A N/A
Sub-Saharan Africa FUNDS TO SUPPORT 13,568 Wire Transfe   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 301,141 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 101,547 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 55,890 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 433,170 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 412,925 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,232,244 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 2,946,364 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 22,500 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 795,795 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 20,430 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 114,847 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 154,277 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 151,977 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 155,467 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 15,781 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 98,752 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 59,663 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 150,579 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 26,909 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 214,105 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 17,199 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 18,261 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 8,804 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 27,311 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 126,685 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 25,347 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 6,052 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 165,204 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 83,320 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 150,471 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 69,121 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 97,200 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 22,624 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 10,387 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 107,440 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 15,390 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 224,991 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 41,350 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 21,953 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 25,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 27,800 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 491,369 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 11,048 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 46,952 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 92,500 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 272,916 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 6,489 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 108,630 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 160,380 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 5,500 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 74,405 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 28,747 Check   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,898,360 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 909,808 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 671,843 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 495,862 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 590,288 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 2,295,250 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 18,685 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 97,679 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 118,012 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 75,504 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 42,842 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 30,056 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 493,806 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 130,740 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 15,150 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 648,273 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 50,149 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 11,250 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 12,373 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 308,326 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 26,554 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 355,579 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 51,552 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 2,184,165 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 15,257 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 763,525 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 608,566 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 92,931 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 552,546 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 54,246 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 574,996 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 9,169 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 20,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,213,466 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 92,657 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,201,443 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 14,876 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 17,156 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 54,715 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 36,612 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 52,200 CHECK/WIRE   N/A N/A
Russia EDUC/RESEARCH 36,000 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 40,410 Wire Transfe   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 7,135 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 63,825 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 76,270 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 12,504 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 5,890 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 333,148 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 10,800 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 12,129 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 144,088 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 76,228 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 13,500 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 44,793 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 522,368 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 50,289 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 26,840 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 84,400 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 49,049 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 42,000 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 138,908 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 46,298 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 78,867 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 75,296 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 72,646 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 18,600 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 14,040 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 119,249 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 79,011 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 11,290 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 17,912 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 780,103 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 265,490 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 25,003 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 556,540 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 113,948 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 88,862 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 12,800 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 68,268 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 177,930 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 790,839 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 10,000 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 15,017 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 10,800 CHECK/WIRE   N/A N/A
Sub-Saharan Africa FELLOWSHIPS 18,507 Wire Transfe   N/A N/A
Sub-Saharan Africa FELLOWSHIPS 31,235 Wire Transfe   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 263,069 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,511,258 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 44,617 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 40,618 CHECK/WIRE   N/A N/A
Sub-Saharan Africa FELLOWSHIPS 21,357 Wire Transfe   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 332,966 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 14,888 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 412,370 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 24,212 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 36,586 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 22,885 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 19,981 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 14,957 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH   N/A 36,884 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 55,185 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,254 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,254 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,254 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,254 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 42,788 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 33,000 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 1,704,716 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   n/a 301,845 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   N/A 310,182 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,254 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 41,100 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 64,989 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 9,009 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 18,000 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 18,000 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 27,112 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 88,901 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 7,931 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 62,472 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,254 EQUIPMENT NBV.
Sub-Saharan Africa EDUC/RESEARCH   N/A 9,009 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 23,891 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   n/a 11,800 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 11,800 equipment nbv.
Sub-Saharan Africa EDUC/RESEARCH   n/a 11,800 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   N/A 53,298 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 77,189 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   N/A 23,600 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   n/a 181,308 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 35,254 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 8,220 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 187,898 equipment nbv.
Sub-Saharan Africa EDUC/RESEARCH   n/a 18,000 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 18,000 equipment nbv.
Sub-Saharan Africa EDUC/RESEARCH   N/A 98,489 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 88,034 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 99,880 EQUIPMENT NBV.
Sub-Saharan Africa EDUC/RESEARCH   N/A 5,707 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 40,833 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 14,209 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 28,000 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 11,500 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 11,965 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 48,690 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 52,608 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 20,775 EQUIPMENT NBV.
Sub-Saharan Africa EDUC/RESEARCH   N/A 63,256 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 67,869 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 83,186 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 28,880 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 29,270 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 31,723 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 96,237 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 35,256 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 106,708 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 119,380 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   n/a 121,066 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 123,530 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 49,000 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 49,000 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 52,261 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 52,603 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 54,750 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 55,557 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 180,065 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 203,010 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 69,126 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 227,755 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 76,117 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 78,742 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 88,071 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 105,292 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 324,564 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 109,500 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 127,750 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 132,000 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 397,033 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   n/a 147,627 equipment nbv
Sub-Saharan Africa EDUC/RESEARCH   N/A 14,209 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 48,690 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 18,800 EQUIPMENT NBV
Sub-Saharan Africa EDUC/RESEARCH   N/A 22,439 EQUIPMENT NBV
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
296
3
Enter total number of other organizations or entities ........................MediumBullet
0
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Research Cent. America/Caribbean 2 5,892 Check   N/A N/A
Scholarships Cent. America/Caribbean 8 374,545 Check   N/A N/A
Dissertation East Asia/Pacific 4 41,200 Check   N/A N/A
Fellowships East Asia/Pacific 2 100,000 Check   N/A N/A
General Support East Asia/Pacific 2 6,102 Check   N/A N/A
Honorarium East Asia/Pacific 4 5,707 CHECK   N/A N/A
Internship Award East Asia/Pacific 4 12,000 Check   N/A N/A
PhD Grant East Asia/Pacific 6 116,250 DIRECT DEPOS   N/A N/A
Prize East Asia/Pacific 13 8,750 Check   N/A N/A
Prize East Asia/Pacific 4 18,334 Cash   N/A N/A
Research East Asia/Pacific 17 125,252 Check   N/A N/A
Scholarships East Asia/Pacific 42 1,664,773 Check   N/A N/A
Stipend East Asia/Pacific 18 30,370 Check   N/A N/A
Study Abroad East Asia/Pacific 7 32,000 Check   N/A N/A
Travel East Asia/Pacific 74 67,789 check   N/A N/A
Travel East Asia/Pacific 54 119,625 DIRECT DEPOS   N/A N/A
Conference Europe/Iceland/Greenland 34 7,991 Check   N/A N/A
General Support Europe/Iceland/Greenland 19 56,868 Check   N/A N/A
Honorarium Europe/Iceland/Greenland 38 40,658 Check   N/A N/A
Internship Award Europe/Iceland/Greenland 3 9,200 Check   N/A N/A
PhD Grant Europe/Iceland/Greenland 3 33,500 DIRECT DEPOS   N/A N/A
Prize Europe/Iceland/Greenland 15 30,424 Check   N/A N/A
Research Europe/Iceland/Greenland 25 147,434 Check   N/A N/A
Scholarships Europe/Iceland/Greenland 51 1,673,624 Check   N/A N/A
Stipend Europe/Iceland/Greenland 47 117,091 Check   N/A N/A
Travel Europe/Iceland/Greenland 88 92,005 check   N/A N/A
Travel Europe/Iceland/Greenland 23 62,600 DIRECT DEPOS   N/A N/A
General Support Middle East/North Africa 2 9,230 Check   N/A N/A
Honorarium Middle East/North Africa 4 5,450 Check   N/A N/A
PhD Grant Middle East/North Africa 1 16,750 Check   N/A N/A
Research Middle East/North Africa 35 88,520 Check   N/A N/A
Scholarships Middle East/North Africa 4 65,002 Check   N/A N/A
Stipend Middle East/North Africa 19 42,859 Check   N/A N/A
Travel Middle East/North Africa 14 14,445 CHECK   N/A N/A
Travel Middle East/North Africa 1 8,000 DIRECT DEPOS   N/A N/A
PhD Grant North America 2 30,500 DIRECT DEPOS   N/A N/A
Prize North America 4 5,855 Check   N/A N/A
Scholarships North America 75 2,760,734 Check   N/A N/A
Stipend North America 7 7,292 Check   N/A N/A
Travel North America 15 11,566 Check   N/A N/A
Travel North America 6 25,650 DIRECT DEPOS   N/A N/A
Research Russia 2 18,338 Check   N/A N/A
Travel Russia 12 13,340 CHECK   N/A N/A
Prize South America 2 13,000 Check   N/A N/A
General Support South America 23 64,535 Check   N/A N/A
PhD Grant South America 1 20,250 DIRECT DEPOS   N/A N/A
Research South America 2 7,783 Check   N/A N/A
Scholarships South America 8 216,800 Check   N/A N/A
Travel South America 17 32,197 DIRECT DEPOS   N/A N/A
Travel South America 46 38,780 CHECK   N/A N/A
Travel South America 4 18,863 WIRE   N/A N/A
General Support South Asia 3 6,720 Check   N/A N/A
Research South Asia 7 62,225 Check   N/A N/A
Scholarships South Asia 17 245,461 Check   N/A N/A
Stipend South Asia 7 10,621 Check   N/A N/A
Travel South Asia 25 24,833 CHECK   N/A N/A
Travel South Asia 9 19,900 DIRECT DEPOS   N/A N/A
Fellowships Sub-Saharan Africa 1 50,000 Check   N/A N/A
General Support Sub-Saharan Africa 14 45,910 Check   N/A N/A
Internship Award Sub-Saharan Africa 6 14,800 Check   N/A N/A
PhD Grant Sub-Saharan Africa 1 18,250 DIRECT DEPOS   N/A N/A
Research Sub-Saharan Africa 5 28,383 Check   N/A N/A
Scholarships Sub-Saharan Africa 21 1,050,185 Check   N/A N/A
Stipend Sub-Saharan Africa 6 10,448 Check   N/A N/A
Travel Sub-Saharan Africa 15 12,358 CHECK   N/A N/A
Travel Sub-Saharan Africa 1 13,228 DIRECT DEPOS   N/A N/A
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
SUPPLEMENTAL INFORMATION   SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. -------------------------------------------------------------- FORM 990, SCHEDULE F, PART I THE AMOUNTS LISTED ON SCHEDULE F, PART I AS TOTAL EXPENDITURES FOR INVESTMENTS FOR CERTAIN REGIONS INCLUDES BOTH THE BOOK VALUE OF INVESTMENTS AND SEPARATELY TRACKED INVESTMENT EXPENDITURES IN THAT REGION. THE BREAKOUT OF THE AMOUNTS ARE AS FOLLOWS: 1) CENTRAL AMERICA AND THE CARIBBEAN - BOOK VALUE $3,272,962,500 2) EAST ASIA AND THE PACIFIC - BOOK VALUE $335,213,619 AND EXPENDITURES $168,283 3) EUROPE - BOOK VALUE $529,907,784 AND EXPENDITURES $240,772 4) NORTH AMERICA - BOOK VALUE $24,915,038 AND EXPENDITURES $3,009 5) SOUTH ASIA - EXPENDITURES $9,961 6) SUB-SAHARAN AFRICA - BOOK VALUE $39,556,059 ------------------------------------------------------------
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
RUFFALO CODY AND ASSOCIATES
PO Box 3018
 
CEDAR RAPIDS, IA52406 		CONSULTING   No 1,139,454 466,397 673,057
MARILYN SILVERSTEIN
24 Merril Road
 
WATERTOWN, MA02472 		CONSULTING   No 19,047,211 65,413 18,981,798
Total .................right arrow 20,186,665 531,810 19,654,855
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
NY
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

ANNUAL DINNER
(event type) 		(b) Event #2

AWARDS DINNER
(event type) 		(c) Other Events

48
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 966,250 573,997 4,970,486 6,510,733
2 Less: Charitable
contributions . . . 		824,800 384,797 4,378,513 5,588,110
3 Gross income (line 1
minus line 2) . . . 		141,450 189,200 591,973 922,623
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0 0
5 Non-cash prizes . . 0 6,575 0 6,575
6 Rent/facility costs . . 0 3,484 0 3,484
7 Food and beverages . . 253,455 163,666 0 417,121
8 Entertainment . . . 0 0 0 0
9 Other direct expenses . 20,276 162,708 1,514,598 1,697,582
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 2,124,762
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -1,202,139
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ACTION AGAINST HUNGER247 WEST 37TH STREET
10TH FLOOR
NEW YORK,NY10018 		13-3327220 501(C)(3) 541,707   N/A N/A RESEARCH
(2) ADULTS AND CHILDREN IN TRUST1047 AMSTERDAM AVENUE
NEW YORK,NY10025 		13-1623934 501(C)(3) 13,000   N/A N/A FINANCIAL AID
(3) AETHLABS2180 FOLSOM STREET
3RD FLOOR
SAN FRANCISCO,CA94110 		45-2532548 501(C)(3) 36,923   N/A N/A RESEARCH
(4) ALBANY MEDICAL COLLEGESPONSORED PROGRAMS MC-107
47 NEW SCOTLAND AVE
ALBANY,NY12208 		14-1338310 501(C)(3) 548,040   N/A N/A RESEARCH
(5) ALBERT EINSTEIN COLLEGE OF MEDICINE OF YESHIVA UNI1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(C)(3) 1,710,551   N/A N/A RESEARCH
(6) ALBERT EINSTEN HEALTHCARE NETWORK5501 OLD YORK ROAD
KORMAN SITE 100
PHILADELPHIA,PA19141 		23-2290323 501(C)(3) 12,185   N/A N/A RESEARCH
(7) ALCATEL LUCENT USA INCDBA LGS INNOVATIONS LLC
13665 DULLES TECHNOLOGY DRIVE
HERNDON,VA20171 		22-3408857 501(C)(3) 52,516   N/A N/A RESEARCH
(8) ALEXANDER ROBERTSON SCHOOL3 WEST 95TH STREET
NEW YORK,NY10025 		13-1760095 501(C)(3) 8,000   N/A N/A FINANCIAL AID
(9) ALIANZA DOMINICANA INC2410 AMSTERDAM AVE
NEW YORK,NY10033 		13-3402057 501(C)(3) 131,184   N/A N/A RESEARCH
(10) ALMAC CLINICAL SERVICESACCOUNTS RECEIVABLE
25 FRETZ ROAD
SOUDERTON,PA18964 		23-2857741 501(C)(3) 13,815   N/A N/A RESEARCH
(11) AMERICAN COLLEGE OF NURSE MIDWIVES8403 COLESVILLE ROAD
SUITE 1550
SILVER SPRING,MD20910 		74-1685515 501(C)(3) 50,507   N/A N/A RESEARCH
(12) AMERICAN MUSEUM OF NATURAL HISTORY79TH ST AT CENTRAL PARK WEST
NEW YORK,NY10024 		13-6162659 501(C)(3) 116,070   N/A N/A RESEARCH
(13) ARIZONA STATE UNIVERSITYAWARD MANAGEMENT
PO BOX 876011
TEMPE,AZ85287 		86-0196696 501(C)(3) 96,455   N/A N/A RESEARCH
(14) ARTSTOR151 EAST 61ST STREET
NEW YORK,NY10065 		30-0152767 501(C)(3) 224,583   N/A N/A RESEARCH
(15) ASRI RES320 EAST NORTH AVENUE
PITTSBURGH,PA15212 		25-1320493 501(C)(3) 22,093   N/A N/A RESEARCH
(16) BALLET HISPANICO OF NEW YORK107 WEST 89TH STREET
NEW YORK,NY10024 		13-2685755 501(C)(3) 6,500   N/A N/A FINANCIAL AID
(17) BARNARD COLLEGE3009 BROADWAY
015 MILLBANK HALL
NEW YORK,NY10027 		13-1628149 501(C)(3) 507,246   N/A N/A RESEARCH
(18) BARROW ARCTIC SCI CONSORTIUMPO BOX 577
BARROW,AK99723 		92-0158733 501(C)(3) 6,129   N/A N/A RESEARCH
(19) BATTELLEATTN CASHIER
PO BOX 84262
SEATTLE,WA98124 		31-4379427 501(C)(3) 99,860   N/A N/A RESEARCH
(20) BAYLOR COLLEGE OF MEDICINEPO BOX 201361
HOUSTON,TX77216 		74-1613878 501(C)(3) 688,875   N/A N/A RESEARCH
(21) BAYLOR RES INSTC/O SHARI HAND
6301 GASTON AVENUESUITE 100
DALLAS,TX75214 		75-2654757 501(C)(3) 22,302   N/A N/A RESEARCH
(22) BEHIND THE BOOK INC145 WEST 96TH STREET
NEW YORK,NY10025 		32-0086097 501(C)(3) 7,500   N/A N/A EDUCATION
(23) BERMUDA INSTITUTE OF OCEAN SCIENCEPO BOX 604
ALEXANDRIA,VA22313 		06-0706038 501(C)(3) 124,411   N/A N/A RESEARCH
(24) BLOOD SYS INCPO BOX 53022
PHOENIX,AZ85072 		86-0098929 501(C)(3) 49,939   N/A N/A RESEARCH
(25) BOSTON UNIVERSITYOFFICE OF THE COMPTROLLER
25 BUICK STREET
BOSTON,MA02215 		04-2103547 501(C)(3) 1,346,867   N/A N/A RESEARCH
(26) BOWDOIN COLLEGEKERRI MORTHLAND
5400 COLLEGE STATION
BRUNSWICK,ME04011 		01-0215213 501(C)(3) 95,188   N/A N/A RESEARCH
(27) BRANDEIS UNIVERSITYPO BOX 549110
MS 144
WALTHAM,MA02454 		21-2103552 501(C)(3) 380,592   N/A N/A RESEARCH
(28) BRENTWOOD BIOMEDICAL RESEARCH INSTITUTEATTN KENNETH HICKMAN
11301 WILSHIRE BLVD
LOS ANGELES,CA90073 		95-4183712 501(C)(3) 5,689   N/A N/A RESEARCH
(29) BRIGHAM & WOMENS HOSPITALPO BOX 3887
BOSTON,MA02241 		04-2312909 501(C)(3) 409,804   N/A N/A RESEARCH
(30) BROAD INST INC7 CAMBRIDGE CENTER
ATTN CASH MANAGER
CAMBRIDGE,MA02142 		04-2103594 501(C)(3) 1,365,803   N/A N/A RESEARCH
(31) BROADWAY COMMUNITY INC601 WEST 114TH STREET
NEW YORK,NY10025 		13-3652817 501(C)(3) 6,750   N/A N/A PROGRAM SERVICES
(32) BROADWAY PRESBYTERIAN NURSERY SCHOOL601 WEST 114TH STREET
NEW YORK,NY10025 		13-1623916 501(C)(3) 9,000   N/A N/A FINANCIAL AID
(33) BRONX LEBANON HOSPITAL CENTER1276 FULTON AVE
BRONX,NY10456 		13-1974191 501(C)(3) 623,120   N/A N/A RESEARCH
(34) BROOKHAVEN NATIONAL LABATTNFISCAL DIV
BLDG 400 D
UPTON,NY11973 		11-1630900 501(C)(3) 131,406   N/A N/A RESEARCH
(35) BROOKHAVEN SCI ASSOC INC20 BROOKHAVEN AVENUE
POBOX 5000
UPTON,NY11973 		11-3403915 501(C)(3) 30,000   N/A N/A RESEARCH
(36) CALIFORNIA INSTITUTE OF TECHTREASURY SERVICES
MAIL CODE 117-15
PASADENA,CA91125 		95-1643307 501(C)(3) 116,485   N/A N/A RESEARCH
(37) CALIFORNIA PACIFIC MEDICAL CENTER RESEARCH INSTITU475 BRANNAN STREET
SUITE 220
SAN FRANCISCO,CA94107 		94-0562680 501(C)(3) 24,057   N/A N/A RESEARCH
(38) CANCER PREVENTION INST OF CALIFORNIA2201 WALNUT AVENUE
FREEMONT,CA94538 		23-7427232 501(C)(3) 326,453   N/A N/A RESEARCH
(39) CARNEGIE HILL IMAGING70 EAST 90TH STREET
NEW YORK,NY10128 		20-3492938 501(C)(3) 11,441   N/A N/A RESEARCH
(40) CARNEGIE MELLON UNIVERSITYP O BOX 371032
PITTSBURGH,PA15250 		25-0969449 501(C)(3) 45,512   N/A N/A RESEARCH
(41) CAROLINA BEHAVIORAL CAREPO BOX 1630
ATTN KIM WISE
PINEHURST,NC28370 		56-1780933 501(C)(3) 101,260   N/A N/A RESEARCH
(42) CASE WESTERN RESERVE UNIVERSITY10900 EUCLID AVE
ATTN CONTROLLERS OFF
CLEVELAND,OH44106 		34-1018992 501(C)(3) 13,707   N/A N/A RESEARCH
(43) CATHEDRAL COMMUNITY CARES OF ST JOHN1047 AMSTERDAM AVENUE
NEW YORK,NY10025 		13-1623934 501(C)(3) 8,000   N/A N/A SUPPLIES FOR PANTRY
(44) CATHOLIC MEDICAL MISSION BD10 WEST 17TH STREET
NEW YORK,NY10011 		05-1159436 501(C)(3) 59,913   N/A N/A RESEARCH
(45) CENTER FOR FETAL MED & WOMEN6310 W SAN VINCENTE BLVD
510
LOS ANGELES,CA90048 		95-3865023 501(C)(3) 7,654   N/A N/A RESEARCH
(46) CENTER FOR NEURO IMMUNE DISORDERS8720 N KENDALL DRIVE
SUITE 108
MIAMI,FL33176 		27-0770570 501(C)(3) 84,000   N/A N/A RESEARCH
(47) CHAPMAN UNIVERSITYONE UNIVERSITY DRIVE
FINANCIAL SERVICES
ORANGE,CA92866 		95-1643992 501(C)(3) 8,262   N/A N/A RESEARCH
(48) CHILDFUND INERNATIONAL USA2821 EMERYWOOD PARKWAY
PO BOX 26484
RICHMOND,VA23261 		54-0536100 501(C)(3) 49,942   N/A N/A RESEARCH
(49) CHILDRENS HEALTH FUND215 WEST 125 STREET
NEW YORK,NY10027 		13-3468427 501(C)(3) 147,500   N/A N/A RESEARCH
(50) CHILDRENS HOSPITAL300 LONGWOOD AVE
RES FINANCE DEPT
BOSTON,MA02115 		04-2774441 501(C)(3) 80,057   N/A N/A RESEARCH
(51) CHILDRENS HOSPITALLOS ANGELES
4650 SUNSET BOULEVARD
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 338,160   N/A N/A RESEARCH
(52) CHILDRENS HOSPITAL MEDICAL CENTER3333 BURNET AVE MLC 7032
ATTN SEVEN HILLS BIOREAGENTS
CINCINNATI,OH45229 		31-0833936 501(C)(3) 105,948   N/A N/A RESEARCH
(53) CHILDRENS HOSPITAL OF PHILADELHPIALOCK BOX 1457
PHILADELPHIA,PA19178 		23-1352166 501(C)(3) 197,537   N/A N/A RESEARCH
(54) CHILDREN'S LEARNING CENTER OF MORNINGSIDE90 LA SALLE STREET
NEW YORK,NY10025 		13-4111840 501(C)(3) 10,000   N/A N/A FINANCIAL AID
(55) CHRISTIANA CARE HEALTH SERVICES4735 OGLETOWN-STANTON ROAD
MAP 2 SUITE 3203
NEWARK,DE19713 		51-0103684 501(C)(3) 1,501,409   N/A N/A RESEARCH
(56) CICATELLI ASSOCIATES INC505 8TH AVE
16TH FLOOR
NEW YORK,NY10018 		13-3020576 501(C)(3) 448,469   N/A N/A RESEARCH
(57) CJ MEDIA INC DBA INTERVISION261 EAST 12TH AVENUE
SUITE 100
EUGENE,OR97401 		93-1095523 501(C)(3) 24,430   N/A N/A RESEARCH
(58) CLEVELAND CLINIC FOUNDATIONPO BOX 931562
CLEVELAND,OH44195 		34-0714585 501(C)(3) 25,550   N/A N/A RESEARCH
(59) CLEVELAND VA MEDICAL RESIDENT EDUCATION FOUNDATIONVAMC 151C W 10701 EAST BLVD
CLEVELAND,OH44106 		34-1710663 501(C)(3) 27,490   N/A N/A RESEARCH
(60) CLIMATE CENTRAL INC1 PALMER SQUARE
SUITE 330
PRINCETON,NJ08542 		26-1797336 501(C)(3) 25,288   N/A N/A RESEARCH
(61) CLINICAL DIRECTORS NETWORK INC5 WEST 37TH STREET
NEW YORK,NY10018 		14-1717344 501(C)(3) 186,649   N/A N/A RESEARCH
(62) CLINICAL RESEARCH FOUNDATION INC800 ZORN AVENUE
LOUISVILLE,KY40206 		61-1144514 501(C)(3) 8,100   N/A N/A RESEARCH
(63) CLINSYS CLINICAL RES INCONE CROSS ROADS DRIVE
BUILDING A SECOND FLOOR
BEDMINSTER,NJ07921 		22-3169948 501(C)(3) 363,338   N/A N/A RESEARCH
(64) COLD SPRING HARBOR LABPO BOX 100
COLD SPRING HA,NY11724 		11-2013303 501(C)(3) 73,294   N/A N/A RESEARCH
(65) COMMONWEALTH MEDICAL COLLEGE525 PINE STREET
SCRANTON,PA18509 		26-0812968 501(C)(3) 239,764   N/A N/A RESEARCH
(66) COMMUNITY IMPACT INC2980 BROADWAY 105 EARL HALL
NEW YORK,NY10027 		13-3386904 501(C)(3) 12,000   N/A N/A PROGRAM SERVICES
(67) COMMUNITY LEAGUE OF W 159TH ST INC500 W 159TH ST
NEW YORK,NY10032 		00-0162240 501(C)(3) 51,358   N/A N/A RESEARCH
(68) COOK FOR YOUR LIFE32 BROADWAY
SUITE 1101
NEW YORK,NY10004 		26-0525634 501(C)(3) 28,998   N/A N/A RESEARCH
(69) COOPER HEALTH SYSTEMSONE COOPER PLAZA
GRANTS MGT OFF
CAMDEN,NJ08103 		21-0634462 501(C)(3) 15,595   N/A N/A RESEARCH
(70) CORNELL UNIVERSITYACCT DEPT
234 JOHN M OLIN LIB
ITHACA,NY14853 		15-0532082 501(C)(3) 1,498,144   N/A N/A RESEARCH
(71) CORNELL UNIVERSITY MEDICAL COLLEGEFINANCE RESEARCH ACCOUNTING
575 LEXINGTON AVENUE
NEW YORK,NY10022 		13-1623978 501(C)(3) 2,541,952   N/A N/A RESEARCH
(72) CRA INCATTN MARTHA HEATLEY
5901 PALISADE AVENUE
RIVERDALE,NY10471 		23-7227845 501(C)(3) 9,000   N/A N/A RESEARCH
(73) CREIGHTON UNIVERSITY2500 CALIFORNIA PLAZA
CONTROLLER S OFFICE
OMAHA,NE68178 		47-0376583 501(C)(3) 50,385   N/A N/A RESEARCH
(74) CTVRFCTVRF
TEMPLE,TX76504 		74-2623309 501(C)(3) 62,450   N/A N/A RESEARCH
(75) DENVER RESEARCH INSTITUTE1055 CLERMONT STREET
VAMC-151
DENVER,CO80200 		84-1392442 501(C)(3) 9,500   N/A N/A RESEARCH
(76) DM STAT MP INCDBA DM STAT INC
ONE SALEM STREET
MALDEN,MA02148 		20-2981457 501(C)(3) 24,993   N/A N/A RESEARCH
(77) DOING ART TOGETHER INC127 WEST 127TH STREET
SUITE 107 109
NEW YORK,NY10027 		13-3363579 501(C)(3) 5,500   N/A N/A PROGRAM SERVICES
(78) DREXEL UNIVERSITY3201 ARCH STREET
SUITE 420
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 100,696   N/A N/A RESEARCH
(79) DREXEL UNIVERSITY COLLEGEPO BOX 95000-1010
PHILADELPHIA,PA19195 		23-2979433 501(C)(3) 179,398   N/A N/A RESEARCH
(80) DUKE UNIVERSITYOFFICE OF SPONSORED PROGRAMS
2200 WEST MAIN STREET
DURHAM,NC27705 		56-0532129 501(C)(3) 298,877   N/A N/A RESEARCH
(81) ECONOMIC OPPORTUNITY COMM OF NASSAU COUNTY INC134 JACKSON STREET
HEMPSTEAD,NY11550 		11-2195458 501(C)(3) 296,500   N/A N/A RESEARCH
(82) EMBLEMHEALTH SERV CO55 WATER STREET
NEW YORK,NY10041 		26-1330097 501(C)(3) 22,047   N/A N/A RESEARCH
(83) EMORY UNIVERSITY101 WOODRUFF CIRCLE
SUITE 6215
ATLANTA,GA30322 		58-0566256 501(C)(3) 341,403   N/A N/A RESEARCH
(84) EMSIPOBOX 202669
DALLAS,TX75320 		75-1444139 501(C)(3) 190,097   N/A N/A RESEARCH
(85) FAMILY HEALTH INTLPO BOX 13950
RES TRIANGLE PK,NC27709 		23-7413005 501(C)(3) 316,953   N/A N/A RESEARCH
(86) FEINSTEIN INSTITUTE FOR MEDICAL RESIDENTSOFFICE OF GRANTS CONTRACTS
5 DAKOTA DRIVE SUITE 307
LAKE SUCCESS,NY11042 		11-2673595 501(C)(3) 9,710   N/A N/A RESEARCH
(87) FIGURE SKATING IN HARLEM361 WEST 125TH STREET
2ND FLOOR
NEW YORK,NY10027 		13-3945168 501(C)(3) 6,500   N/A N/A PROGRAM SERVICES
(88) FOX CHASE CANCER CENTER604 COTTMAN AVENUE
CHELTENHAM,PA19012 		23-2003072 501(C)(3) 114,461   N/A N/A RESEARCH
(89) FRED HUTCHINSON1100 FAIRVIEW AVENUE
N J6-330 PO BOX 19024
SEATLE,WA89109 		23-7156071 501(C)(3) 604,067   N/A N/A RESEARCH
(90) FUND FOR PUBLIC HEALTH IN NY22 CORTLANDT STREET
SUITE 1103
NEW YORK,NY10007 		05-0539199 501(C)(3) 40,000   N/A N/A RESEARCH
(91) FUNDA CONCIENCIA INC6538 COLLINS AVE
SUITE 107
MIAMI BEACH,FL33141 		27-0824212 501(C)(3) 243,757   N/A N/A RESEARCH
(92) FXB UMDNJ65 BERGEN STREET
ATTN VIRGINIA ALLREAD
NEWARK,NJ07107 		22-1775306 501(C)(3) 2,860,721   N/A N/A RESEARCH
(93) GARDEN STATE INFECTIOUS DISEASE709 HADDONFIELD-BERLIN ROAD
VOORHEES,NJ08043 		22-3310855 501(C)(3) 237,712   N/A N/A RESEARCH
(94) GEISINGER CLINIC100 NORTH ACADEMY AVENUE
WEIS CENTER FOR RESEARCH
DANVILLE,PA17822 		23-6291113 501(C)(3) 41,463   N/A N/A RESEARCH
(95) GENERAL HOSPITAL CORPORATIONDBA MASS GEN HOSPITAL
101 HUNTINGTON AVE3RD FLOOR
BOSTON,MA02199 		04-2697983 501(C)(3) 10,847   N/A N/A RESEARCH
(96) GEORGE MASON UNIVERSITY4400 UNIVERSITY DRIVE
CASHIRE S OFFICE - MS 2E1
FAIRFAX,VA22030 		54-0836354 501(C)(3) 559,132   N/A N/A RESEARCH
(97) GEORGE WASHINGTON UNIVERSITYGRANTS CONTRACTS ACCOUNTING
44983 KNOLL SQUARE
ASHBURN,VA20147 		53-0196584 501(C)(3) 315,471   N/A N/A RESEARCH
(98) GEORGETOWN UNIVERSITYOFFICE OF SPONSORED ACCOUNTING
BOX 571164
WASHINGTON,DC20057 		53-0196603 501(C)(3) 583,507   N/A N/A RESEARCH
(99) GEORGIA TECH RESEARCH CORPPO BOX 100117
ATLANTA,GA30384 		58-0603146 501(C)(3) 42,698   N/A N/A RESEARCH
(100) GRAHAM WINDHAM- BEACON CENTER YOUTH33 IRVING PLACE
7TH FLOOR
NEW YORK,NY10003 		13-2926426 501(C)(3) 6,000   N/A N/A PROGRAM SERVICES
(101) GREAT LAKES MEDICAL RESEARCH LLC138 EAST MAIN STREET
WESTFIELD,NY14787 		16-1602698 501(C)(3) 43,363   N/A N/A RESEARCH
(102) GULF REGIONAL RES109 HOLLY DRIVE
METARIE,LA70005 		72-1485603 501(C)(3) 10,600   N/A N/A RESEARCH
(103) HALE HOUSE CENTER INC152 WEST 122ND STREET
NEW YORK,NY10027 		13-2700687 501(C)(3) 10,000   N/A N/A FINANCIAL AID
(104) HARLEM ACADEMY1330 FIFTH AVENUE
NEW YORK,NY10026 		56-2454573 501(C)(3) 9,000   N/A N/A FINANCIAL AID
(105) HARLEM HOSPITAL CENTER506 LENOX AVE
NEW YORK,NY10037 		13-2655001 501(C)(3) 1,396,127   N/A N/A RESEARCH
(106) HARLEM UNITED COMMUN AIDS CENTER123-125 WEST 124TH STREET
NEW YORK,NY10027 		13-3461695 501(C)(3) 190,442   N/A N/A RESEARCH
(107) HARVARD UNIVERSITYPO BOX 415649
BOSTON,MA02241 		04-2103580 501(C)(3) 709,409   N/A N/A RESEARCH
(108) HEALTH & CLIMATE FOUND1425 K ST NW
SUITE 350
WASHINGTON,DC20005 		26-5875658 501(C)(3) 29,009   N/A N/A RESEARCH
(109) HEALTH RES INC150 BROADWAY
SUITE 560
MENANDS,NY12204 		00-0057342 501(C)(3) 10,645   N/A N/A RESEARCH
(110) HEALTH RES INCPO BOX 2966
ROSWELL PARK DIVISION
BUFFALO,NY14240 		14-1402155 501(C)(3) 762,295   N/A N/A RESEARCH
(111) HEKTOEN INST OF MEDICINE2240 W OGDEN AVENUE
SECOND FLOOR
CHICAGO,IL60612 		36-2244897 501(C)(3) 29,251   N/A N/A RESEARCH
(112) HENRY FORD HEALTH SYSTEMONE FORD PLACE 5EF
DETROIT,MI48202 		13-8125702 501(C)(3) 34,332   N/A N/A RESEARCH
(113) HENRY JACKSON FOUNDFOR THE ADVANCEMENT OF MILITAR
6720-A ROCKLEDGE DRIVE
BETHESDA,MD20817 		52-1317896 501(C)(3) 54,293   N/A N/A RESEARCH
(114) HHAR AT RIVERDALE5901 PALISADE AVE
RIVERDALE,NY10471 		13-1739971 501(C)(3) 169,348   N/A N/A RESEARCH
(115) HOSPITAL FOR SPECIAL SURGERY535 EAST 70TH STREET
NEW YORK,NY10021 		13-1624135 501(C)(3) 188,350   N/A N/A RESEARCH
(116) HOWARD UNIVERSITY2400 SIXTH STREET NW
WASHINGTON,DC20059 		53-0204707 501(C)(3) 5,198   N/A N/A RESEARCH
(117) INDIANA UNIVERSITYFINANCIAL MANAGEMENT SERVICES
P O BOX 66057
INDIANAPOLIS,IN46266 		35-6001673 501(C)(3) 272,866   N/A N/A RESEARCH
(118) INTEGRATED GENETICS3400 COMPUTER DRIVE
WESTBOROUGH,MA01581 		27-3267315 501(C)(3) 113,337   N/A N/A RESEARCH
(119) INTERNATIONAL FOOD POLICYRESEARCH INSTITUTE
2033 K STREET NW
WASHINGTON,DC20006 		52-1041632 501(C)(3) 27,562   N/A N/A RESEARCH
(120) INTERNATIONAL RESCUE COMMITTEE122 EAST 42ND STREET
NEW YORK,NY10168 		13-5660870 501(C)(3) 35,937   N/A N/A RESEARCH
(121) JEWISH BOARD OF FAMILY CHILD SERVICESPO BOX 1000
ATTN JASON GROSSO
HAWTHORNE,NY10532 		13-5564937 501(C)(3) 89,625   N/A N/A RESEARCH
(122) JOHN HOPKINS UNIVERSITY12529 COLLECTIONS CENTER DR
CHICAGO,IL60693 		52-0595110 501(C)(3) 203,147   N/A N/A RESEARCH
(123) JOHNS HOPKINS UNIVERSITY CENTRAL12529 COLLECTIONS CENTER DR
CHICAGO,IL60693 		15-2059511 501(C)(3) 1,512,036   N/A N/A RESEARCH
(124) KAISER FOUNDATION RESEARCH INSTITUTE1800 HARRISON ST 16TH FLR
OAKLAND,CA94612 		94-1105628 501(C)(3) 359,797   N/A N/A RESEARCH
(125) KANAS STATE UNIVERSITYANDERSON HALL ROOM 10
MANHATTAN,KS66506 		48-0771751 501(C)(3) 29,997   N/A N/A RESEARCH
(126) KANSAS UNIVERSITY ENDOWMENT ASSOCPO BOX 928
LAWRENCE,KS66044 		48-0547734 501(C)(3) 14,918   N/A N/A RESEARCH
(127) KUMC RESEARCH INSTITUTE3901 RAINBOW BLVD MSN 1039
KANSAS CITY,KS66160 		48-1108830 501(C)(3) 26,640   N/A N/A RESEARCH
(128) LA BIOMEDICAL RESEARCH INSTITUTEPO BOX 60637-TERMINAL ANNEX
LOS ANGELES,CA90060 		95-2138184 501(C)(3) 26,470   N/A N/A RESEARCH
(129) LEHIGH VALLEY HEALTH SERVICESFINANCE DEPARTMENT
2100 MACK BLVD
ALLENTOWN,PA18103 		23-1689692 501(C)(3) 10,420   N/A N/A RESEARCH
(130) LOUISIANA STATE UNIVERSITYOFFICE OF ACCOUNTING SERVICES
SPONSORED PROGRAM ACCOUNTING
BATON ROUGE,LA70803 		72-6000848 501(C)(3) 32,760   N/A N/A RESEARCH
(131) LOVELACE BIOMEDICAL & ENV2425 RIDGECREST DR SE
ALBUQUERQUE,NM87108 		51-0154068 501(C)(3) 140,953   N/A N/A RESEARCH
(132) LSU HEALTH SCIENCES CENTER1501 KINGS HIGHWAY 1-214
ATTN ROGER KELLY
SHREVEPORT,LA71103 		72-0702002 501(C)(3) 14,150   N/A N/A RESEARCH
(133) LUCINDA BATEMAN1002 EAST SOUTH TEMPLE
SALT LAKE CITY,UT84102 		87-0634117 501(C)(3) 70,000   N/A N/A RESEARCH
(134) MAINE MEDICAL CENTER22 BRAMHALL STREET
PORTLAND,ME04102 		01-0238552 501(C)(3) 139,584   N/A N/A RESEARCH
(135) MASSACHUSETES GENERAL HOSPITALPO BOX 3829
BOSTON,MA02241 		04-1564655 501(C)(3) 502,304   N/A N/A RESEARCH
(136) MAYO CLINIC200 1ST STREET SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 69,603   N/A N/A RESEARCH
(137) MAYO CLINIC JACKSONVILLE4500 SAN PABLO ROAD
DEPT OF NEUROLOGY
JACKSONVILLE,FL32224 		59-3337028 501(C)(3) 17,461   N/A N/A RESEARCH
(138) MCGRIPO BOX 945552
ATTN CLAIMS
ATLANTA,GA30394 		58-1418202 501(C)(3) 97,010   N/A N/A RESEARCH
(139) MED COLLEGE OF WISCONSIN8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226 		39-0806261 501(C)(3) 12,311   N/A N/A RESEARCH
(140) MEDICAL UNIVERSITY OF SOUTH CAROLINA19 HAGOOD AVE
MSC 817
CHARLESTON,SC29425 		57-6000722 501(C)(3) 21,283   N/A N/A RESEARCH
(141) MEMORIAL SLOAN KETTERINGCANCER CTR FINANCE
PO BOX 26338
NEW YORK,NY10087 		13-1924236 501(C)(3) 644,306   N/A N/A RESEARCH
(142) MHMRTC3840 HULEN STREET
FORT WORTH,TX76107 		75-1249456 501(C)(3) 259,717   N/A N/A RESEARCH
(143) MICHIGAN STATE UNIVERSITY218 W FEE HALL
CTSI ATTN ANN SMITH
EAST LANSING,MI48824 		38-6005984 501(C)(3) 286,415   N/A N/A RESEARCH
(144) MIDWEST BIOMED RESEARCH FOUNDATIONMIDWEST BIOMEDICAL RESEARCH
4801 LINWOOD BLVD
KANSAS CITY,MO64128 		43-1496422 501(C)(3) 96,440   N/A N/A RESEARCH
(145) MIDWESTERN UNIVERSITY555 31ST ST
DOWNERS GROVE,IL60515 		36-3377698 501(C)(3) 15,436   N/A N/A RESEARCH
(146) MONTEFIORE MEDICAL CENTERGPO 29581
NEW YORK,NY10087 		13-1740114 501(C)(3) 199,232   N/A N/A RESEARCH
(147) MOUNT SINAI MEDICAL CENTERONE GUSTAVE L LEVY PLACE
ATTN JOHN PERSAUD
NEW YORK,NY10029 		13-1624096 501(C)(3) 17,909   N/A N/A RESEARCH
(148) MOUNT SINAI SCHOOL OF MEDICINEATTN RAJ APPAVU BOX 3500
DIRECTOR - SPONSORED PROJECTS
NEW YORK,NY10029 		13-6171197 501(C)(3) 2,035,128   N/A N/A RESEARCH
(149) NASASHARE SERVICES CENTER
BUILDING 1111 ROAD C
STENNIS SPACE C,MS39529 		00-0047392 501(C)(3) 190,109   N/A N/A RESEARCH
(150) NATIONAL BUREAU OF ECONOMIC RES IN1050 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02138 		13-1641075 501(C)(3) 78,524   N/A N/A RESEARCH
(151) NATIONAL COALITION ON HEALTH CARE1030 15TH STREET NW
SUITE 690 WEST
WASHINGTON,DC20005 		52-1687849 501(C)(3) 69,006   N/A N/A RESEARCH
(152) NATIONAL JEWISH HEALTH1400 JACKSON ST ROOM M213
ATTN DIANE SULLIVAN
DENVER,CO80206 		74-2044647 501(C)(3) 29,614   N/A N/A RESEARCH
(153) NATIONWIDE CHILDRENS HOSPITALPO BOX 715245
COLUMBUS,OH43271 		31-6056230 501(C)(3) 47,799   N/A N/A RESEARCH
(154) NAZARENE COMPASSIONATE12351 W 96TH TERRACE
LENEXA,KS66215 		43-1550318 501(C)(3) 611,709   N/A N/A RESEARCH
(155) NEW YORK BLOOD CENTERACCOUNTS REC DEPT
PO BOX 9674
UNIONDALE,NY11553 		13-1949477 501(C)(3) 1,668,371   N/A N/A RESEARCH
(156) NEW YORK HOSPITAL QUEENSTHERESA EUGENE M LANG CNTR
56-45 MAIN STREET
FLUSHING,NY11355 		11-1839362 501(C)(3) 133,120   N/A N/A RESEARCH
(157) NEW YORK MEDICAL ALLIANCE1400 PELHAM PARKWAY S BLD 1
3C15 ACP
BRONX,NY10461 		13-4169311 501(C)(3) 6,340   N/A N/A RESEARCH
(158) NEW YORK MEDICAL COLLEGE40 SUNSHINE COTTAGE RD
HEALTH SCIENCES LIBRARY
VALHALLE,NY10595 		13-1099420 501(C)(3) 143,446   N/A N/A RESEARCH
(159) NEW YORK PRESBYTERIAN HOSPITAL525 EAST 68TH STREET
BOX 156
NEW YORK,NY10021 		13-3957095 501(C)(3) 222,108   N/A N/A RESEARCH
(160) NEW YORK STEM CELL FOUND1995 BROADWAY
SUITE 600
NEW YORK,NY10023 		20-2905531 501(C)(3) 699,522   N/A N/A RESEARCH
(161) NEW YORK UNIVERSITY545 FIRST AVENUE
NEW YORK,NY10016 		13-5562308 501(C)(3) 311,994   N/A N/A RESEARCH
(162) NEW YORK UNIVERSITYSPONSORED PROGRAMS ACCOUNTING
PO BOX 5166
NEW YORK,NY10087 		13-5562309 501(C)(3) 1,093,211   N/A N/A RESEARCH
(163) NORTH CAROLINA AT STATE UNIVERSITYOFFICE OF CONTRACTS GRANTS
1601 E MARKET STREET
GREENSBORO,NC27411 		56-6000007 501(C)(3) 280,429   N/A N/A RESEARCH
(164) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDU4150 CLEMENT STREET
SAN FRANCISCO,CA94121 		94-3084159 501(C)(3) 81,043   N/A N/A RESEARCH
(165) NORTHERN ILLINOIS UNIVERSITYLOWDEN HALL 201
GRANT FISCAL ADMINISTRATION
DEKALB,IL60115 		36-6008480 501(C)(3) 73,852   N/A N/A RESEARCH
(166) NORTHWESTERN UNIVERSITY633 CLARK STREET
EVANSTON,IL60208 		36-2167817 501(C)(3) 72,202   N/A N/A RESEARCH
(167) NUNAHEALTH1111 LANTERN BAY
HERCULES,CA94547 		80-0570221 501(C)(3) 25,000   N/A N/A RESEARCH
(168) NYC DEPARTMENT OF HEALTH & MENTAL HYGIENE125 WORTH STREET
ROOM 204
NEW YORK,NY10013 		13-6400434 501(C)(3) 137,952   N/A N/A RESEARCH
(169) OHIO STATE UNIVERSITY1960 KENNY ROAD
COLUMBUS,OH43210 		31-6025986 501(C)(3) 85,844   N/A N/A RESEARCH
(170) OKLAHOMA MED RESEARCH FDN825 NORTHEAST 13TH STREET
OKLAHOMA,OK73104 		73-0580274 501(C)(3) 226,442   N/A N/A RESEARCH
(171) OREGON RESEARCH INSTITUTE1715 FRANKLIN BOULEVARD
EUGENE,OR97403 		93-0495655 501(C)(3) 5,789   N/A N/A RESEARCH
(172) OREGON STATE UNIVERSITYOFFICE OF POST AWARD ADMIN
PO BOX 1086
CORVALLIS,OR97339 		48-1278540 501(C)(3) 161,407   N/A N/A RESEARCH
(173) PACT INC1828 L STREET NW
SUITE 300
WASHINGTON,DC20036 		13-2702768 501(C)(3) 62,607   N/A N/A RESEARCH
(174) PALO ALTO INSTITUTEFOR RES AND ED INC
PO BOX V-38
PALO ALTO,CA94304 		94-1179505 501(C)(3) 19,231   N/A N/A RESEARCH
(175) PATH2201 WESTLAKE AVENUE
SUITE 200
SEATTLE,WA98121 		91-1157127 501(C)(3) 91,397   N/A N/A RESEARCH
(176) PATHFINDER INTERNATIONAL9 GALEN ST
WATERTOWN,MA02472 		53-0235320 501(C)(3) 1,390,251   N/A N/A RESEARCH
(177) PENN STATE UNIVERSITY227 W BEAVER AVE
STE 401
STATE COLLEGE,PA16801 		24-6000376 501(C)(3) 478,069   N/A N/A RESEARCH
(178) PHARMASEEK FINANCIAL SERVICESFBO CLINICAL INSIGHTS
MADISON,WI53744 		27-3635780 501(C)(3) 27,820   N/A N/A RESEARCH
(179) PHYSICIANS FOR REPRODUCTIVECHOICE AND HEALTH
55 WEST 39TH STREET
NEW YORK,NY10018 		13-3693391 501(C)(3) 89,361   N/A N/A RESEARCH
(180) PIANO OUTREACH OF NEW YORK (PONY)461 CENTRAL PARK WEST
APT 3A
NEW YORK,NY10025 		04-3763130 501(C)(3) 5,500   N/A N/A FINANCIAL AID
(181) POLYTECHNIC UNIVERSITYFINANCIAL OPERATION
6 METROTECH CENTER
BROOKLYN,NY11201 		11-1630820 501(C)(3) 140,666   N/A N/A RESEARCH RELATED SPORTS EQUIPMENT AND REFRESHMENTS
(182) PRINCETON UNIVERSITYACCOUNTS PAYABLE DEPT
701 CARNEGIE CENTER
PRINCETON,NJ08540 		21-0634501 501(C)(3) 472,269   N/A N/A RESEARCH
(183) PUBLIC HEALTH INSTITUTE555 12TH STREET
10TH FLOOR
OAKLAND,CA94607 		94-1646278 501(C)(3) 305,352   N/A N/A RESEARCH
(184) PUBLIC HEALTH SOLUTIONS40 WORTH STREET
NEW YORK,NY10013 		13-5669201 501(C)(3) 152,805   N/A N/A RESEARCH
(185) PURDUE UNIVERSITYSPONSORED PROGRAM SERVICES
23510 NETWORK PLACE
CHICAGO,IL60673 		35-6002041 501(C)(3) 251,522   N/A N/A RESEARCH
(186) PURPLE CIRCLE DAY CARE251 WEST 100TH STREET
NEW YORK,NY10022 		13-3073319 501(C)(3) 10,000   N/A N/A FINANCIAL AID
(187) QUEENS COMPREHENSIVE PERINATAL COUNCIL INC111-06 MERRICK BLVD
JAMAICA,NY11433 		11-2870422 501(C)(3) 293,705   N/A N/A RESEARCH
(188) RANDFILE 53174
LOS ANGELES,CA90074 		95-1958142 501(C)(3) 168,628   N/A N/A RESEARCH
(189) RARITAN BAY MED CENTER530 NEW BRUNSWICK AVENUE
PERT AMBOY,NJ08861 		22-1494442 501(C)(3) 78,668   N/A N/A RESEARCH
(190) RED BALLOON DAY CARE CENTER INC560 RIVERSIDE DRIVE
NEW YORK,NY10027 		13-2772534 501(C)(3) 10,000   N/A N/A FINANCIAL AID
(191) REGENTS OF THE UNIV OF MICHIGANBOX 223131
PITTSBURGH,PA15251 		38-6006309 501(C)(3) 2,782,060   N/A N/A RESEARCH
(192) REGENTS OF THE UNIVERSITY OF CALIFORNIA2195 HEARST AVENUE
ROOM 130 MC 1103
BERKELEY,CA94720 		94-6002123 501(C)(3) 372,489   N/A N/A RESEARCH
(193) REGENTS OF THE UNIVERSITY OF CALIFORNIAACCOUNTING OFFICE EMF BOX 0897
UNIV OF CALIF SAN FRANCISCO
SAN FRANCISCO,CA94143 		94-6036493 501(C)(3) 405,820   N/A N/A RESEARCH
(194) REGENTS OF THE UNIVERSITY OF CALIFORNIACASHIERS OFFICE
P O BOX 989062
WEST SACREMENO,CA95798 		94-6036494 501(C)(3) 143,078   N/A N/A RESEARCH
(195) REGENTS OF THE UNIVERSITY OF CALIFORNIACONTRACTS GRANTS ACCOUNTING
BIOSCI LLL SUITE 1400
IRVINE,CA92697 		95-2226406 501(C)(3) 1,231,675   N/A N/A RESEARCH
(196) REGENTS OF THE UNIVERSITY OF CALIFORNIAC/O MARTINA COTTON
9500 GILMAN DRIVE MC 0831
LA JOLLA,CA92093 		95-6006144 501(C)(3) 1,178,973   N/A N/A RESEARCH
(197) REGENTS OF THE UNIVERSITY OF MINNESOTASPONSERED FINANCIAL REPORTING
450 MCNAMARA ALUMI CENTER
MINNEAPOLIS,MN55455 		41-6007513 501(C)(3) 272,324   N/A N/A RESEARCH
(198) REGENTS UNIVERSITY OF CALIFORNIABOX 951432 1125 MURPHY HALL
405 HILGARD AVENUE
LOS ANGELES,CA90095 		95-6006143 501(C)(3) 414,535   N/A N/A RESEARCH
(199) RENSSELAER POLYTECHNIC INSTITUTEP O BOX 33375
HARTFORD,CT06150 		14-1340095 501(C)(3) 23,394   N/A N/A RESEARCH
(200) RES FOUND FOR MENTAL HYGIENERIVERVIEW CENTER
150 BROADWAY
MENANDS,NY12204 		14-1410842 501(C)(3) 3,820,790   N/A N/A RESEARCH
(201) RES FOUND OF STATE UNIVERSITY OF NEW YORKPO BOX 9
CASH RECEIPT DEPT
ALBANY,NY12201 		14-1368361 501(C)(3) 2,431,372   N/A N/A RESEARCH
(202) RESEARCH TRIANGLE INSTITUTERTI
PO BOX 900002
RALEIGH,NC27675 		56-0686338 501(C)(3) 39,256   N/A N/A RESEARCH
(203) RESIDENT FOUNDATION OF CUNY230 WEST 41ST STREET
7TH FLOOR
NEW YORK,NY10036 		13-1988190 501(C)(3) 1,301,683   N/A N/A RESEARCH
(204) RETINA FOUNDATION OF THE SOUTHWEST9900 NCENTRAL EXPRESSWAY
SUITE 400
DALLAS,TX75231 		51-0151514 501(C)(3) 166,894   N/A N/A RESEARCH
(205) REV LINNETTE C WILLIAMSON MEMORIAL PARK141 WEST 139TH STREET
C44
NEW YORK,NY10030 		13-3861293 501(C)(3) 6,000   N/A N/A PROGRAM SERVICES
(206) RHODE ISLAND HOSPITALRESEARCH ADMINISTRATION
ALDRICH 3
PROVIDENCE,RI02903 		05-0258954 501(C)(3) 55,150   N/A N/A RESEARCH
(207) ROCKEFELLER UNIVERSITY1230 YORK AVE
BOX 259
NEW YORK,NY10065 		13-1624158 501(C)(3) 1,348,457   N/A N/A RESEARCH
(208) ROCKY MOUNTAIN TREE RING RESEARCH2901 MOORE LANE
FORT COLLINS,CO80526 		84-1413400 501(C)(3) 36,623   N/A N/A RESEARCH
(209) ROWAN UNIVERSITY201 MULLICA HILL RD
GLASSBORO,NJ08028 		22-2764819 501(C)(3) 62,997   N/A N/A RESEARCH
(210) RUSH UNIVERSITY MEDICAL CENTER1700 WEST VAN BUREN
FUND ACCOUNTING ROOM 277
CHICAGO,IL60612 		36-2174823 501(C)(3) 10,993   N/A N/A RESEARCH
(211) RUTGERS UNIVERSITYDIV OF GRANT CONTRACT
3 RUTGERS PLAZA
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 184,467   N/A N/A RESEARCH
(212) SAINT PETERS UNIVERSITY HOSPITAL254 EASTON AVENUE
NEW BRUNSWICK,NJ08901 		22-1487330 501(C)(3) 316,793   N/A N/A RESEARCH
(213) SANDIA NATIONAL LABC/O BANK OF AMERICA
PO BOX 840140
DALLAS,TX75284 		85-0097942 501(C)(3) 162,250   N/A N/A RESEARCH
(214) SANFORD RES USD2301 EAST 60TH STREET NORTH
SIOUX FALLS,SD57104 		46-0450378 501(C)(3) 211,598   N/A N/A RESEARCH
(215) SCHEPENS EYE RES INSTITUT20 STANIFORD STREET
BOSTON,MA02114 		04-2129889 501(C)(3) 94,173   N/A N/A RESEARCH
(216) SCRIPPS RES INST10550 NORTH TORREY PINES RD
TPC7
LA JOLLA,CA92037 		33-0435954 501(C)(3) 52,972   N/A N/A RESEARCH
(217) SEATTLE CHILDRENS HOSPITALSEATTLE CHILDRENS RESEARCH
INSTITUTE
SEATTLE,WA98124 		91-0564748 501(C)(3) 28,441   N/A N/A RESEARCH
(218) SEATTLE INSTITUTEBIOMEDICAL CLINICAL RESEARCH
1660 S COLUMBIAN WAY
SEATTLE,WA98108 		91-1452438 501(C)(3) 12,475   N/A N/A RESEARCH
(219) SEATTLE UNIVERSITY901 12TH AVENUE
SEATTLE,WA98122 		91-0565006 501(C)(3) 14,513   N/A N/A RESEARCH
(220) SIERRA INTERNAL MEDICINE865 TAHOE
306
INCLINE VILLAGE,NV89451 		88-0403942 501(C)(3) 77,000   N/A N/A RESEARCH
(221) SOUTHERN METHODIST UNIVERSITYGRANT AND CONTRACT ACCOUNTING
P O BOX 750259
DALLAS,TX75275 		75-0800689 501(C)(3) 518,724   N/A N/A RESEARCH
(222) SOUTHWEST RESEARCH INSTITUTEPO BOX 841671
DALLAS,TX75284 		74-1070544 501(C)(3) 134,534   N/A N/A RESEARCH
(223) SPAULDING REHABILITATION HOSPITAL125 NASHUA STREET
BOSTON,MA02114 		04-2551124 501(C)(3) 19,995   N/A N/A RESEARCH
(224) SPOKANE MENTAL HEALTH400 S JEFFERSON STREET
SUITE 109
SPOKANE,WA99204 		91-0853801 501(C)(3) 21,750   N/A N/A RESEARCH
(225) ST LUKES ROOSEVELT HOSPITAL555 W 57TH ST
NEW YORK,NY10019 		13-2914343 501(C)(3) 75,000   N/A N/A RESEARCH
(226) ST LUKES ROOSEVELT HOSPITAL555 W 57TH ST
FUND ACCOUNTING DEPT
NEW YORK,NY10019 		13-2999730 501(C)(3) 752,499   N/A N/A RESEARCH
(227) ST MARY'S EPISCOPAL CHURCH SOUP KITCHEN521 WEST 126TH STREET
NEW YORK,NY10027 		13-1624179 501(C)(3) 6,000   N/A N/A FOOD AND EQUIPMENT
(228) STANFORD UNIVERSITY300 PASTEUR DRIVE
SUITE H3584
STANFORD,CA94305 		94-1156365 501(C)(3) 635,566   N/A N/A RESEARCH
(229) STEVENS INST OF TECHNOLOGYCASTLE PT ON THE HUDSON
HOBOKEN,NJ07030 		22-1487354 501(C)(3) 185,077   N/A N/A RESEARCH
(230) SUFFOLK COUNTYPERINATAL COALITION INC
475 EAST MAIN STREET
PATCHOGUE,NY11772 		11-2978393 501(C)(3) 312,031   N/A N/A RESEARCH
(231) SURVEY RESEARCH MGT5775 CENTRAL AVE
SUITE 225
BOULDER,CO80301 		84-1277395 501(C)(3) 52,081   N/A N/A RESEARCH
(232) SUSAN LEVINE115 EAST 72ND STREET
NEW YORK,NY10021 		09-5502879 501(C)(3) 84,000   N/A N/A RESEARCH
(233) SWOG CLINICAL TRIALS INITIATIVE24 FRANK LLOYD WRIGHT DRIVE
PO BOX 483
ANN ARBOR,MI48106 		26-1146046 501(C)(3) 104,110   N/A N/A RESEARCH
(234) SYMANTEC CORPFILE 32168
PO BOX 60000
SAN FRANCISCO,CA94160 		77-0181864 501(C)(3) 387,500   N/A N/A RESEARCH
(235) TEACHERS COLLEGE525 W 120TH ST
BOX 21
NEW YORK,NY10027 		13-1624202 501(C)(3) 1,312,058   N/A N/A RESEARCH
(236) TEMPLE UNIVERSITYPO BOX 824242
PHILADELPHIA,PA19182 		23-1365971 501(C)(3) 49,002   N/A N/A RESEARCH
(237) TEXAS A&M UNIVERSITYOFFICE OF SPONS RES SERV- 400
HARVEY MITCHELL PKY S ST300
COLLEGE STATIO,TX77845 		74-1238434 501(C)(3) 56,297   N/A N/A RESEARCH
(238) TEXAS TECH UNIVERSITY HSCPO BOX 41105
LUBBOCK,TX79409 		75-6002622 501(C)(3) 12,777   N/A N/A RESEARCH
(239) THE CV STARR RES FOUND41 COOPER SQUARE
SUITE 205
NEW YORK,NY10003 		13-2879769 501(C)(3) 17,810   N/A N/A RESEARCH
(240) THE FAMILY ANNEX DAYCARE CENTER560 WEST 113TH STREET
NEW YORK,NY10025 		13-3083081 501(C)(3) 7,500   N/A N/A FINANCIAL AID
(241) THE UNIVERSITY OF CHICAGOFINANCIAL SERVICES
6054 SOUTH DREXEL AVENUE
CHICAGO,IL60637 		36-2177139 501(C)(3) 2,587,401   N/A N/A RESEARCH
(242) THOMAS JEFFERSON UNIVERSITYATTENTION ROBERT OSINSKI
834 CHESTNUT STREET SUITE 400
PHILADELPHIA,PA19107 		23-1352651 501(C)(3) 370,711   N/A N/A RESEARCH
(243) TOP HONORS INC323 WEST 75TH STREET
4E
NEW YORK,NY10023 		75-3062601 501(C)(3) 10,500   N/A N/A SUPPLIES
(244) TRANSLATIONAL GENOMICS RES INS445 N FIFTH STREET
PHOENIX,AZ85004 		75-3065445 501(C)(3) 167,816   N/A N/A RESEARCH
(245) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIAPO BOX 785541
PHILADELPHIA,PA19178 		23-1352685 501(C)(3) 457,165   N/A N/A RESEARCH
(246) TULANE UNIVERSITYGRANTS AND CONTRACTS ACCT
800 EAST COMMERCE RD
HARAHAN,LA70123 		72-0423889 501(C)(3) 116,041   N/A N/A RESEARCH
(247) UGA RESEARCH FOUNDATION INCCONTRACTS GRANTS DIV
475 NORTH LUMPKIN STREET
ATHENS,GA30602 		58-1353149 501(C)(3) 35,536   N/A N/A RESEARCH
(248) UMASS AMHERST140 HICKS WAY
ACCOUNTS PAYABLE
AMHERST,MA01003 		04-3167352 501(C)(3) 287,562   N/A N/A RESEARCH
(249) UMDNJ NJMSDIV OF CARDIOLOGY
185 SOUTH ORANGE AVE
NEWARK,NJ07103 		12-2177530 501(C)(3) 6,000   N/A N/A RESEARCH
(250) UNC AT CHAPEL HILL384 MEDICAL SCHOOL WIND D
ATTN FRED JARSKOG
CHEPEL HILL,NC27599 		56-6001393 501(C)(3) 983,209   N/A N/A RESEARCH
(251) UNC WILMINGTONCONTROLLER
601 S COLLEGE ROAD - H0155
WILMINGTON,NC28403 		56-1258660 501(C)(3) 42,338   N/A N/A RESEARCH
(252) UNIVERSITY CORP FOR ATMOSPHERIC RESEARCHUCAR/NCAR
P O BOX 3000
BOULDER,CO80307 		84-0412668 501(C)(3) 22,759   N/A N/A RESEARCH
(253) UNIVERSITY OF ALABAMA AT BIRMINGHAM1530 3RD AVENUE S
AB 990
BIRMINGHAM,AL35294 		63-6005396 501(C)(3) 87,402   N/A N/A RESEARCH
(254) UNIVERSITY OF ARIZONASPONSORED PROJECTS SERVICES
FRS 401020
TUCSON,AZ85722 		74-2652689 501(C)(3) 25,131   N/A N/A RESEARCH
(255) UNIVERSITY OF ARIZONAFRS401020
PO BOX 3520
TUCSON,AZ85722 		86-6004791 501(C)(3) 8,437   N/A N/A RESEARCH
(256) UNIVERSITY OF ARKANSASUAF GRANTS CONTRACTS ADMIN
109 ADMINISTRATIVE SVCS CENTER
FAIRBANKS,AK99775 		92-6000147 501(C)(3) 40,697   N/A N/A RESEARCH
(257) UNIVERSITY OF CALIFORNIA SANTA CRUZUCSC CASHIER OFF
1156 HIGH ST
SANTA CRUZ,CA95064 		94-1539563 501(C)(3) 172,147   N/A N/A RESEARCH
(258) UNIVERSITY OF COLORADOHEALTH SCI CTR
OFF OF GRANTS CONTRACTS F428
DENVER,CO80291 		84-6000555 501(C)(3) 86,347   N/A N/A RESEARCH
(259) UNIVERSITY OF FLORIDAPO BOX 113001
GAINESVILLE,FL32611 		59-6001874 501(C)(3) 437,905   N/A N/A RESEARCH
(260) UNIVERSITY OF FLORIDACONTRACTS ACCOUNTING SVCS
PO BOX 113001
GAINESVILLE,FL32611 		59-6002052 501(C)(3) 88,885   N/A N/A RESEARCH
(261) UNIVERSITY OF HAWAII2530 DOLE STREET SAKAMAKI D200
HONOLULU,HI96822 		99-6000354 501(C)(3) 42,671   N/A N/A RESEARCH
(262) UNIVERSITY OF MARYLAND4101 CHESAPEAKE BLDG
COLLEGE PARK,MD20742 		52-6002033 501(C)(3) 980,982   N/A N/A RESEARCH
(263) UNIVERSITY OF MASSACHUSETTES MED SCHBURSARS OFFICE
55 LAKE AVENUE NORTH
WORCHESTER,MA01605 		82-5530000 501(C)(3) 20,432   N/A N/A RESEARCH
(264) UNIVERSITY OF MIAMISPONSORED PROGRAMS
PO BOX 025405
MIAMI,FL33102 		59-0624458 501(C)(3) 801,408   N/A N/A RESEARCH
(265) UNIVERSITY OF PUERTO RICOPO BOX 365067
SAN JUAN,PR00936 		66-0433762 501(C)(3) 18,750   N/A N/A RESEARCH
(266) UNIVERSITY OF SC RESEARCH FOUNDATIONPO BOX 751475
CHARLOTTE,NC28275 		57-0967350 501(C)(3) 16,423   N/A N/A RESEARCH
(267) UNIVERSITY OF SOUTHERN CALIFORNIASPONSORED PROJECTS ACCOUNTING
3500 S FIGUEROA STREET
LOS ANGELES,CA90089 		95-1642394 501(C)(3) 357,848   N/A N/A RESEARCH
(268) UNIVERSITY OF SOUTHERN FLORIDAPO BOX 864568
RESEARCH PROJECTS RECEIVABLES
ORLANDO,FL32886 		59-3102112 501(C)(3) 301,407   N/A N/A RESEARCH
(269) UNIVERSITY OF TENNESSEEBURSARS OFFICE
210 STUDENT SERV BLDG
KNOXVILLE,TN37996 		62-6001636 501(C)(3) 183,207   N/A N/A RESEARCH
(270) UNIVERSITY OF TEXASHEALTH SCI CTR AT HOUSTON
FINANCIAL ADMINISTRATIVE
HOUSTON,TX77216 		74-1761309 501(C)(3) 59,501   N/A N/A RESEARCH
(271) UNIVERSITY OF TEXAS AT AUSTINPOBOX 7159
AUSTIN,TX78713 		74-6000203 501(C)(3) 531,015   N/A N/A RESEARCH
(272) UNIVERSITY OF TEXAS HEALTH SCI CPO BOX 1898
SAN ANTONIO T,TX78298 		74-1586031 501(C)(3) 21,024   N/A N/A RESEARCH
(273) UNIVERSITY OF TEXAS MED BRANCHAMEGY BANK OF TEXAS
PO BOX 4786-750
HOUSTON,TX77210 		74-6000949 501(C)(3) 465,036   N/A N/A RESEARCH
(274) UNIVERSITY OF TEXAS SOUTHWESTERN MEDCTR AT DALLAS
PO BOX 841765
DALLAS,TX75284 		75-6002868 501(C)(3) 73,976   N/A N/A RESEARCH
(275) UNIVERSITY OF TX AT ARLINGTONOFFICE OF ACCOUNTING BUS SER
BOX 19136
ARLINGTON,TX76019 		75-6000121 501(C)(3) 1,516,720   N/A N/A RESEARCH
(276) UNIVERSITY OF UTAH201 S PRESIDENTS CIRCLE
ROOM 411
SALT LAKE CITY,UT84112 		87-6000525 501(C)(3) 407,474   N/A N/A RESEARCH
(277) UNIVERSITY OF VIRGINIAATTNOFF OF SPONSORED PROGRAMS
PO BOX 400195
CHARLOTTESVILLE,VA22904 		54-6001796 501(C)(3) 443,587   N/A N/A RESEARCH
(278) UNIVERSITY OF WASHINGTONGRANT CONTRACT ACCOUNTING
12455 COLLECTIONS DRIVE
CHICAGO,IL60693 		91-6001537 501(C)(3) 591,732   N/A N/A RESEARCH
(279) UNIVERSITY OF CINCINNATIACCOUTANTS REC
PO BOX 691031
CINCINNATI,OH45269 		31-6000989 501(C)(3) 176,106   N/A N/A RESEARCH
(280) UNIVERSITY OF ILLINOIS AT CHICAGOGRANTS CONTRACTS
PO BOX 20787
SPRINGFIELD,IL62708 		37-6000511 501(C)(3) 215,505   N/A N/A RESEARCH
(281) UNIVERSITY OF IOWA105 JESSUP HALL
IOWA CITY,IA52242 		42-6004813 501(C)(3) 516,915   N/A N/A RESEARCH
(282) UNIVERSITY OF KANSAS CENTER FOR RESEARCHACCOUNTS RECEIVABLE
2385 IRVING HILL RD
LAWRENCE,KS66044 		48-0680117 501(C)(3) 232,714   N/A N/A RESEARCH
(283) UNIVERSITY OF KENTUCKY RES FOUNDC/O NATIONAL CITY BANK
CLEVELAND,OH44193 		61-6033693 501(C)(3) 79,274   N/A N/A RESEARCH
(284) UNIVERSITY OF MAINEOFF RES SPON PROGRAMS
5717 CORBETT HALL
ORONO,ME04469 		01-6000769 501(C)(3) 45,169   N/A N/A RESEARCH
(285) UNIVERSITY OF MOSSOURI COLUMBIA ARP O BOX 807012
KANSAS CITY,MO64180 		43-6003859 501(C)(3) 204,728   N/A N/A RESEARCH
(286) UNIVERSITY OF NEW HAMPSIREOFFICE OF SPONSORED RESEARCH
SERVICE BUILDING ROOM 109
DURHAM,NH03824 		02-6000937 501(C)(3) 99,088   N/A N/A RESEARCH
(287) UNIVERSITY OF PENNSYLVANIAP-221 FRANKLIN BUILDING
3451 WALNUT STREET
PHILADELPHIA,PA19104 		12-3125268 501(C)(3) 15,542   N/A N/A RESEARCH
(288) UNIVERSITY OF PITTSBURGH3109 CATHEDRAL OF LEARNING
PITTSBURGH,PA15260 		25-0965591 501(C)(3) 104,452   N/A N/A RESEARCH
(289) UNIVERSITY OF ROCHESTER601 ELMWOOD AVENUE
DEPT OF CARDIOLOGY
ROCHESTER,NY14642 		16-0743209 501(C)(3) 369,440   N/A N/A RESEARCH
(290) UNIVERSITY OF TEXAS SOUTHWESTERNGRANTS ACCTING
DALLAS,TX75284 		00-0155944 501(C)(3) 50,788   N/A N/A RESEARCH
(291) UNIVERSITY OF VERMONTWATERMAN BUILDING
BURLINGTON,VA05405 		03-0179440 501(C)(3) 81,285   N/A N/A RESEARCH
(292) US TREASURYUSAMRIID ATTN BUDGET OFFICE
1425 PORTER STREET
FORT DETRICK,MD21702 		35-1996956 501(C)(3) 184,342   N/A N/A RESEARCH
(293) VANDERBILT UNIVERSITY2200 CHILDREN S WAY
11124 DOCTOR S OFFICE TOWER
NASHVILLE,TN37232 		62-0476822 501(C)(3) 523,194   N/A N/A RESEARCH
(294) VASSAR COLLEGE124 RAYMOND AVENUE
BOX 12
POUGHKEEPSIE,NY12604 		14-1338587 501(C)(3) 13,913   N/A N/A RESEARCH
(295) VISITING NURSE SERVICE OF NY5 PENN PLAZA
12TH FLOOR
NEW YORK,NY10001 		13-3189926 501(C)(3) 225,664   N/A N/A RESEARCH
(296) WAKE FOREST UNIVERSITYMEDICAL CENTER BOULEVARD
CONTROLLER S OFFICE
WINSTON SALEM,NC27157 		56-0532138 501(C)(3) 135,914   N/A N/A RESEARCH
(297) WASHINGTON UNIVERSITYMALLINCKROT INSTITUTE
OF RADIOLOGY
ST LOUIS,MO63110 		43-0653611 501(C)(3) 74,146   N/A N/A RESEARCH
(298) WENDY HILLIARD FOUNDATION550 WEST 155TH STREET
NEW YORK,NY10025 		13-3879321 501(C)(3) 10,000   N/A N/A SUPPLIES AND EQUIP
(299) WEST HARLEM ENVIRONMENTAL ACTION1854 AMSTERDAM AVENUE
NEW YORK,NY10031 		13-3800068 501(C)(3) 108,798   N/A N/A RESEARCH
(300) WEST SIDE CAMPAIGN AGAINST HUNGER263 WEST 86TH STREET
NEW YORK,NY10024 		71-0908184 501(C)(3) 10,000   N/A N/A FOOD AND EQUIPMENT
(301) WESTERN ENVIRONMENTAL TECH LAB16326 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693 		93-1072453 501(C)(3) 145,745   N/A N/A RESEARCH
(302) WILLIAM S MIDDLETON MEMVETERANS HOSPITAL
ATTN LOU ELLEN WILLIAMS
MADISON,WI53705 		74-1612229 501(C)(3) 11,743   N/A N/A RESEARCH
(303) WINTHROP UNIVERSITY HOSPITAL259 FIRST STREET
MINEOLA,NY11501 		11-1633486 501(C)(3) 5,670   N/A N/A RESEARCH
(304) WOODS HOLE OCEANOGRAPHIC INSTACCOUNTS RECEIVABLE MS 14
569 WOODS HOLE ROAD
WOODS HOLE,MA02543 		04-2105850 501(C)(3) 285,740   N/A N/A RESEARCH
(305) WOODS HOLE RES CTR149 WOODS HOLE ROAD
FALMOUTH,MA02540 		04-3005094 501(C)(3) 11,550   N/A N/A RESEARCH
(306) WORLD VISION INC34834 WEYERHAEUSER WAY S
FEDERAL WAY,WA98001 		95-1922279 501(C)(3) 800,196   N/A N/A RESEARCH
(307) YALE UNIVERSITYPO BOX 1873
NEW HAVEN,CT06508 		06-0646973 501(C)(3) 2,051,031   N/A N/A RESEARCH
(308) COMMUNITY IMPACT204 EARL HALL 2980 BROADWAY
NEW YORK,NY10027 		13-3386904 501(C)(3) 60,000   N/A N/A YOUTH PRGRMS
(309) THE NEXT GENERATION INITIATIVEPO BOX 7322
ARLINGTON,VA22207 		02-0568169 501(C)(3) 50,000   N/A N/A YOUTH PRGRMS
(310) BARNARD COLLEGE3009 BROADWAY
NEW YORK,NY10027 		13-1628149 501(C)(3) 1,354,000   N/A N/A CONSTRUCTION
(311) BOOMER ESIASON FOUNDATION200 B ARMSTRONG ROAD
GARDEN CITY,NY11040 		11-3142753 501(C)(3) 10,000   N/A N/A ENRICHMENT
(312) NTL MUSEUM AMER JEWISH HISTORY101 S INDEPENDENCE MALL E
PHILADELPHIA,PA19106 		23-7379280 501(C)(3) 35,000   N/A N/A EDUC/RESEARCH
(313) COLUMBIABARNARD HILLEL INC606 WEST 115TH STREET
NEW YORK,NY10025 		23-7077182 501(C)(3) 10,000   N/A N/A EDUC/RESEARCH
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
313
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STUDENT TUITION GRANTS AND SCHOLARSHIPS 26223 379,281,468   N/A N/A













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE I THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) EMILE BACHA (i)
(ii)		 1,487,005
0 		0
0 		86,000
0 		27,835
0 		82,359
0 		1,683,199
0 		0
0
(2) LEE C BOLLINGER (i)
(ii)		 988,668
0 		0
0 		221,324
0 		747,285
0 		370,067
0 		2,327,344
0 		0
0
(3) JANE E BOOTH (i)
(ii)		 513,240
0 		0
0 		0
0 		25,285
0 		38,031
0 		576,556
0 		0
0
(4) ALAN BRINKLEY (i)
(ii)		 427,994
0 		0
0 		40,000
0 		37,535
0 		38,403
0 		543,932
0 		0
0
(5) JOHN COATSWORTH (i)
(ii)		 458,216
0 		0
0 		41,146
0 		20,635
0 		18,138
0 		538,135
0 		0
0
(6) JEROME DAVIS (i)
(ii)		 291,988
0 		0
0 		0
0 		25,285
0 		15,762
0 		333,035
0 		0
0
(7) NICHOLAS B DIRKS (i)
(ii)		 458,676
0 		0
0 		0
0 		26,535
0 		37,082
0 		522,293
0 		0
0
(8) SUSAN K FEAGIN (i)
(ii)		 512,760
0 		520,200
0 		0
0 		25,285
0 		8,706
0 		1,066,951
0 		0
0
(9) KENNETH A FORDE MD (i)
(ii)		 789,000
0 		0
0 		0
0 		0
0 		2,592
0 		791,592
0 		0
0
(10) DR LEE GOLDMAN MD (i)
(ii)		 948,468
0 		240,000
0 		75,361
0 		457,285
0 		17,538
0 		1,738,652
0 		0
0
(11) PETER HOLLAND (i)
(ii)		 744,110
0 		2,028,397
0 		0
0 		2,249,837
0 		30,455
0 		5,052,799
0 		1,530,903
0
(12) JOSEPH A IENUSO (i)
(ii)		 407,127
0 		0
0 		10
0 		25,285
0 		76,995
0 		509,417
0 		0
0
(13) ROBERT KASDIN (i)
(ii)		 687,724
0 		0
0 		0
0 		25,285
0 		40,822
0 		753,831
0 		0
0
(14) JEFFREY W MOSES (i)
(ii)		 3,087,952
0 		0
0 		0
0 		27,064
0 		47,950
0 		3,162,966
0 		0
0
(15) NIRMAL NARVEKAR (i)
(ii)		 825,878
0 		2,256,948
0 		0
0 		2,499,745
0 		34,799
0 		5,617,370
0 		1,703,398
0
(16) JAN MODEST QUAEGEBEUR (i)
(ii)		 1,479,936
0 		0
0 		0
0 		34,521
0 		34,734
0 		1,549,191
0 		0
0
(17) DAVID N SILVERS (i)
(ii)		 2,997,215
0 		2,184,534
0 		0
0 		30,064
0 		10,247
0 		5,222,060
0 		0
0
(18) CRAIG R SMITH (i)
(ii)		 2,072,382
0 		50,000
0 		0
0 		34,387
0 		35,328
0 		2,192,097
0 		0
0
(19) CLAUDE M STEELE (i)
(ii)		 399,664
0 		0
0 		112
0 		25,285
0 		18,801
0 		443,862
0 		0
0
(20) ANNE R SULLIVAN (i)
(ii)		 444,342
0 		0
0 		0
0 		25,285
0 		20,444
0 		490,071
0 		0
0
(21) FREDERICK M VAN SICKLE (i)
(ii)		 497,052
0 		0
0 		0
0 		25,285
0 		44,604
0 		566,941
0 		0
0
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
SUPPLEMENTAL COMPENSATION INFORMATION   NOTES TO PART I, LINE 1A TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR INAUGURATIONS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAID CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS AND PROFESSIONAL FEES ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THOSE AMOUNTS. THE TOTAL AMOUNT FOR PREMIUMS, FEES AND THE TAXES THEREON $221,324 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $342,285 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $5,761 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 4B THE UNIVERSITY HAS AGREED TO PROVIDE PRESIDENT BOLLINGER WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD $722,000 ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE UNIVERSITY HAS IMPLEMENTED A BONUS PROGRAM UNDER WHICH MR. NARVEKAR AND MR. HOLLAND ARE AWARDED PERFORMANCE-BASED BONUSES, A PORTION OF WHICH IS PAID CURRENTLY AND A PORTION OF WHICH IS SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE WITH THE UNIVERSITY. BONUS AMOUNTS AWARDED AND DEFERRED FROM PREVIOUS PERIODS WITH EARNINGS THEREON PAID DURING THE CALENDAR YEAR REPORTING PERIOD ARE INCLUDED AS BONUS AND INCENTIVE COMPENSATION IN COLUMN B(II). AMOUNTS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD BUT SUBJECT TO VESTING ARE INCLUDED AS DEFERRED COMPENSATION IN COLUMN C. COLUMN (F): COMPENSATION REPORTED IN PRIOR FORM 990. THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II. THEREFORE, THE NUMBER IN COLUMN E REPRESENTS SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E) IS $3,913,972 FOR MR. NARVEKAR AND $ 3,521,896 FOR MR. HOLLAND. PART I, LINES 8 AND 9: THE APPOINTMENT OF PROVOST CLAUDE STEELE WAS ELIGIBLE FOR TREATMENT UNDER THE INITIAL CONTRACT EXCEPTION DESCRIBED IN IRS REGULATIONS 53.4958-4(A)(3), AND THE UNIVERSITY ALSO FOLLOWED THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN IRS REGULATIONS SECTION 53.4958-6(C). NOTE TO PROVOST BRINKLEY'S COMPENSATION PROVOST BRINKLEY STEPPED DOWN ON AUGUST 30, 2010. NOTE TO MS. FEAGIN'S COMPENSATION MS. FEAGIN STEPPED DOWN AS EXECUTIVE VICE PRESIDENT ON DECEMBER 31, 2010 AND BECAME SPECIAL ADVISOR TO THE PRESIDENT EFFECTIVE JANUARY 1, 2011. THE AMOUNT SHOWN IN COLUMN (B)(iii) REFLECTS A ONE-TIME BONUS IN CONNECTION WITH THE SUCCESSFUL COMPLETION OF COLUMBIA'S CAPITAL CAMPAIGN. NOTE TO DR. GOLDMAN'S COMPENSATION THE UNIVERSITY HAS AGREED TO PROVIDE DR. GOLDMAN WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED FOR THE CALENDAR YEAR REPORTING PERIOD ($432,000) ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO MR. VAN SICKLE'S COMPENSATION MR. VAN SICKLE BECAME EXECUTIVE VICE PRESIDENT ON JANUARY 1, 2011. NOTE TO KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED BASE COMPENSATION WAS PAID FROM A DEFERRED COMPENSATION AGREEMENT IN EFFECT WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY AND THE REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO DR. MOSES', DR. SMITH'S, DR. BACHA'S, & DR. QUAEGEBEUR'S COMPENSATION THE COMPENSATION OF DR. MOSES, DR. SMITH, DR. BACHA, AND DR. QUAEGEBEUR IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (3 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES MAY DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
  		14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS X     X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004A
  		14-6000293 64983TSW4 06-08-2004 75,547,466 REFUND 1994A BONDS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
  		14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A
  		14-6000293 64983QUE7 01-18-2006 239,661,669 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006B
  		14-6000293 64983QUE7 01-18-2006 167,228,781 REFUND 1998A, 2000A & 2002B BONDS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
  		14-6000293 649903ZN4 04-23-2008 293,606,826 FUND NEW QUALIFIED PROJECTS X     X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
  		14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
  		14-6000293 649906AV6 02-16-2011 312,102,192 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
  		14-6000293 649906F33 06-07-2012 174,118,498 REFUNDING AND FUND NEW PROJECTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 24,655,000 51,010,000 30,880,000 27,920,000
2 Amount of bonds legally defeased . . . . . . . . . . 63,120,000 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . 123,718,793 75,547,466 159,406,375 246,367,334
4 Gross proceeds in reserve funds . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . 802,880 0 1,020,611 1,516,885
8 Credit enhancement from proceeds . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . 122,097,219 0 157,343,063 243,286,427
11 Other spent proceeds . . . . . . . . . . . 818,694 75,547,466 1,042,701 1,564,052
12 Other unspent proceeds . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . 2004 2009 2007 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X   X   X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0.00000% 0.00000% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X     X   X   X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X     X X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X     X X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SEE SCHEDULE O 0  
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
  		14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS X     X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004A
  		14-6000293 64983TSW4 06-08-2004 75,547,466 REFUND 1994A BONDS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
  		14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A
  		14-6000293 64983QUE7 01-18-2006 239,661,669 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006B
  		14-6000293 64983QUE7 01-18-2006 167,228,781 REFUND 1998A, 2000A & 2002B BONDS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
  		14-6000293 649903ZN4 04-23-2008 293,606,826 FUND NEW QUALIFIED PROJECTS X     X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
  		14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
  		14-6000293 649906AV6 02-16-2011 312,102,192 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
  		14-6000293 649906F33 06-07-2012 174,118,498 REFUNDING AND FUND NEW PROJECTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 24,655,000 51,010,000 30,880,000 27,920,000
2 Amount of bonds legally defeased . . . . . . . . . . 63,120,000 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . 123,718,793 75,547,466 159,406,375 246,367,334
4 Gross proceeds in reserve funds . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . 802,880 0 1,020,611 1,516,885
8 Credit enhancement from proceeds . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . 122,097,219 0 157,343,063 243,286,427
11 Other spent proceeds . . . . . . . . . . . 818,694 75,547,466 1,042,701 1,564,052
12 Other unspent proceeds . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . 2004 2009 2007 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X   X   X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0.00000% 0.00000% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X     X   X   X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X     X X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X     X X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SEE SCHEDULE O 0  
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
  		14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS X     X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004A
  		14-6000293 64983TSW4 06-08-2004 75,547,466 REFUND 1994A BONDS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
  		14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A
  		14-6000293 64983QUE7 01-18-2006 239,661,669 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006B
  		14-6000293 64983QUE7 01-18-2006 167,228,781 REFUND 1998A, 2000A & 2002B BONDS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
  		14-6000293 649903ZN4 04-23-2008 293,606,826 FUND NEW QUALIFIED PROJECTS X     X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
  		14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
  		14-6000293 649906AV6 02-16-2011 312,102,192 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
  		14-6000293 649906F33 06-07-2012 174,118,498 REFUNDING AND FUND NEW PROJECTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 24,655,000 51,010,000 30,880,000 27,920,000
2 Amount of bonds legally defeased . . . . . . . . . . 63,120,000 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . 123,718,793 75,547,466 159,406,375 246,367,334
4 Gross proceeds in reserve funds . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . 802,880 0 1,020,611 1,516,885
8 Credit enhancement from proceeds . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . 122,097,219 0 157,343,063 243,286,427
11 Other spent proceeds . . . . . . . . . . . 818,694 75,547,466 1,042,701 1,564,052
12 Other unspent proceeds . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . 2004 2009 2007 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X   X   X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0.00000% 0.00000% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X     X   X   X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X     X X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X     X X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SEE SCHEDULE O 0  
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) JCOATSWORTH HOUSING
  		  X 1,475,000 1,475,000   No Yes   Yes  
Total ...............Small Bullet $ 1,475,000
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) EVANGELINE MORPHOS SPOUSE OF FORMER OFFICER 68,755 EMPLOYMENT   No
(2) JANAKI BAKHLE SPOUSE OF KEY EMPLOYEE 143,145 EMPLOYMENT   No
(3) JILL S GOLDMAN SPOUSE OF KEY EMPLOYEE 88,184 EMPLOYMENT   No
(4) CITIGROUP TRUSTEE IS OFFICER 377,812 RENT/INTEREST PMTS TO UNIV   No
(5) CITIGROUP TRUSTEE IS OFFICER 53,587 CARD PAYMENTS/ACCOUNT FEES   No
(6) GOLDMAN SACHS TRUSTEES ARE OFFICER/DIR 7,694,305 CONTRACTS, FEES & COMMISSIONS   No
(7) GOLDMAN SACHS TRUSTEES ARE OFFICER/DIR 2,174,697 DISTRIBUTIONS AND INTEREST   No
(8) APPLE COMPUTER TRUSTEE IS DIRECTOR 2,615,579 PURCHASE OF GOODS   No
(9) BAIN CAPITAL AFFILIATES TRUSTEE IS OFFICER/DIR 5,221,571 INVESTMENT FEES   No
(10) BAIN CAPITAL AFFILIATES TRUSTEE IS OFFICER/DIR 66,507,194 INVESTMENT DISTRIBUTIONS   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
NOTES TO SCHEDULE L   UNLESS NOTED, ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSES OF KEY EMPLOYEES/OFFICERS LISTED IN SCHEDULE L WERE EMPLOYEES OF THE UNIVERSITY DURING THE REPORTING PERIOD. THEIR COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. ALL OF THE BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DESCRIBED IN SCHEDULE L, PART IV WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOAN REPORTED IN PART II IS INTEREST BEARING AND SECURED BY AN INTEREST IN THE RESIDENCE.
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 5 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded .        
10 Securities—Closely held stock . X 5 314,035 COST/SALES PRICE
11 Securities—Partnership, LLC,
or trust interests .... 		X 334 17,655,171 COST/SALES PRICE
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 4 0  
19 Food inventory ... X 41 0  
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 4 0 0
26 Other Right pointing arrow large image ( PERSONAL PAPERS ) X 6 0 0
27 Other Right pointing arrow large image ( BOOKS ) X 5 0 0
28 Other Right pointing arrow large image ( OTHER EVENTS ) X 1 0 0
Other Right pointing arrow large image ( HOUSEHOLD GOODS ) X 2 0 0
Other Right pointing arrow large image ( SOFTWARE ) X 3 0 0
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
26
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED SCHEDULE M, PART I LINE 33 UNDER FAS 116, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS. FOUR OF THE CONTRIBUTIONS OF ARTWORK REPORTED IN SCHEDULE M, PART I, LINE 1 (VALUED AT APPROXIMATELY $15 MILLION) WERE RECEIVED IN PARTIAL SATISFACTION OF A PLEDGE THAT WAS RECOGNIZED FOR GAAP PURPOSES DURING THE YEAR ENDED JUNE 30, 2011. WHILE THESE ITEMS WERE HELD FOR SALE, AND SOME WERE SOLD DURING THE YEAR ENDED JUNE 30, 2012, THERE WAS NO CONTRIBUTION REVENUE ASSOCIATED WITH THE GIFTS DURING THE CURRENT REPORTING PERIOD.
NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, COLUMN (B) THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED.
USE OF THIRD PARTIES SCHEDULE M, PART I, LINE 32 ON OCCASION, THE UNIVERSITY ENGAGES THIRD PARTIES TO ASSIST IN THE SALE OF DONATED PROPERTIES. DURING THE YEAR ENDED JUNE 30, 2012, THE UNIVERSITY HIRED A MAJOR AUCTION HOUSE TO FACILITATE THE SALE OF CONTRIBUTED ARTWORK, AS NOTED ABOVE. THE AUCTION HOUSE IS UNRELATED TO THE UNIVERSITY AND THE ARRANGEMENTS WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Identifier Return Reference Explanation
SUPPLEMENTAL DISCLOSURES   FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE FIVE TRUSTEES WHO SERVE AS OFFICERS OR DIRECTORS OF ENTITIES LISTED AS INTERESTED PERSONS ON SCHEDULE L, NOR THE TRUSTEE LISTED ON SCHEDULE J WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED COMPENSATION DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST BANGLADESH BRAZIL CHILE CHINA CONGO DR ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MALI MOZAMBIQUE NIGERIA RWANDA SOUTH AFRICA SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) ZAMBIA ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2012, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 A SUBCOMMITTEE COMPRISED OF MEMBERS OF TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 8, 2013. CHANGES MADE SUBSEQUENT TO THE MAY 8, 2013 MEETING WERE REPORTED TO THE SUBCOMMITTEE, AND ALL TRUSTEES WERE NOTIFIED OF THE CHANGES VIA ELECTRONIC MAIL. THE REVISED FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IN IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST," AND ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED THROUGH A FORMAL ADMINISTRATIVE PROCESS. ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED OT THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE ORGANIZATION HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS ALSO REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE" OR "INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, QUESTION 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. ------------------------------------------------------------- FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES OVER SEVERAL YEARS. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART IX FUNCTIONAL EXPENSES FORM 990, PART IX FUNCTIONAL EXPENSE TOTALS REFLECT THE ELIMINATION OF DEPARTMENTAL OVERHEAD RECOVERIES INCURRED BY PROGRAMMATIC BUSINESS UNITS. THE MAJORITY OF RECOVERED EXPENSES ARE SHOWN IN LINE 24F, OTHER EXPENSES. -------------------------------------------------------------
FORM 990, PART X, LINE 7   LOANS RECEIVABLE FROM STUDENTS TOTAL $94,633,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $19,145,804. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 1.95% TO 6.5%, WITH MATURITY DATES RANGING FROM 2012 THROUGH 2042. THE OUTSTANDING BALANCES RANGE FROM $5,928 TO $2,492,203 AND ARE GENERALLY SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,410,719. ------------------------------------------------------------------------ FORM 990, PART X BEGINNING BALANCES CERTAIN PRIOR YEAR BALANCE SHEET ITEMS HAVE BEEN RESTATED TO CONFORM TO CURRENT YEAR GAAP PRESENTATION. -------------------------------------------------------------------------- FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCE PRIOR PERIOD ADJUSTMENT (1,080,604) UNREALIZED LOSSES (399,061,846) CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY (8,088,000) PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS 2,907,000 CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS (56,415,000) OTHER NON-OPERATING ACTIVITIES (6,770,000) -------------- TOTAL OTHER CHANGES IN NET ASSETS (468,508,450) ------------------------------------------------------------------------ FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. -----------------------------------------------------------------------
SCHEDULE K, PART II, LINE 3   DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A BOND ISSUE. ------------------------------------------------------------- SCHEDULE K, PART II, LINE 13 YEAR OF SUBSTANTIAL COMPLETION, LINE 13, HAS BEEN LEFT BLANK FOR SERIES 2004A AND 2006B ISSUES SINCE THESE WERE REFUNDING ISSUES AND AS SUCH NO PROJECTS WERE ASSOCIATED WITH THE BONDS. -------------------------------------------------------------- SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2009A, SERIES 2011A AND SERIES 2012A ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. -------------------------------------------------------------- SCHEDULE K, PART I, COLUMN (G) COLUMN (G) OF PART I HAS BEEN ANSWERED YES FOR THE 2003A&B AND 2008A BOND ISSUES. THE 2003A BOND ISSUE WAS FULLY DEFEASED AND THE 2008A BOND ISSUE WAS PARTIALLY DEFEASED.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) COLUMBIA INVESTMENT MGT COMPANY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		INVEST MGMT NY 0 0 NA
 
(2) CIM I LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901851 		INVEST HOLDNG DE 0 533,494,666 NA
 
(3) CIM II LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901854 		INVEST HOLDNG DE 0 0 NA
 
(4) CIM III LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901855 		INVEST HOLDNG DE 0 45,061 NA
 
(5) CIM IV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901856 		INVEST HOLDNG DE 7,672,368 163,435,710 NA
 
(6) CIM V LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901861 		INVEST HOLDNG DE 2,474,000 24,285,477 NA
 
(7) CONQUEST MANAGED FUTURES SELECT FUND II
540 MADISON AVENUE 20TH FLOOR
NEW YORK,NY10022
13-5598093 		INVESTMENTS DE 2,474,000 24,285,477 CIM V
 
(8) CIM VI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901857 		INVEST HOLDNG DE 0 0 NA
 
(9) CIM VII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901858 		INVEST HOLDNG DE 0 0 NA
 
(10) CIM VIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901859 		INVEST HOLDNG DE 0 0 NA
 
(11) CIM IX LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901860 		INVEST HOLDNG DE 0 0 NA
 
(12) CIM X LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901862 		INVEST HOLDNG DE 0 0 NA
 
(13) CIM XI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901863 		INVEST HOLDNG DE 54 15,753 NA
 
(14) CIM XII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901864 		INVEST HOLDNG DE 6,359,376 25,666,063 NA
 
(15) CIM XIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901865 		INVEST HOLDNG DE -2,115,235 0 NA
 
(16) HAMILTON FORESTS LP
15 PIEDMONT CENTER SUITE 1250
ATLANTA,GA30305
13-5598093 		INVESTMENTS DE -2,115,235 0 CIM XIII
 
(17) CIM PARENT LLC
15 PIEDMONT CENTER SUITE 1250
ATLANTA,GA30305
13-5598093 		INVESTMENTS DE 0 0 HAMILTON
 
(18) CIM TIMBER LLC
15 PIEDMONT CENTER SUITE 1250
ATLANTA,GA30305
13-5598093 		INVESTMENTS DE 0 0 CIM PARENT
 
(19) CIM XIV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901866 		INVEST HOLDNG DE 0 0 NA
 
(20) CIM XV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901868 		INVEST HOLDNG DE 1,356,836 63,560,502 NA
 
(21) CIM XVI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3951901 		INVEST HOLDNG DE 37,994 0 NA
 
(22) CIM XVII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977498 		INVEST HOLDNG DE -151,347 3,540,758 NA
 
(23) CIM XVIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977500 		INVEST HOLDNG DE 0 0 NA
 
(24) CIM XIX LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977503 		INVEST HOLDNG DE 0 0 NA
 
(25) CIM XX LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977505 		INVEST HOLDNG DE 0 0 NA
 
(26) CIM XXI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977507 		INVEST HOLDNG DE 0 0 NA
 
(27) DYNAMO BRASIL VI LLC
1209 ORANGE STREET
WILMINGTON,DE19801
13-5598093 		INVESTMENTS DE 5,989,552 130,898,759 NA
 
(28) COLUMBIA AFFILIATED PHYSICIANS IPA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
26-2162648 		PHYSICNS PRAC NY 0 0 NA
 
(29) COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
06-1576880 		NEW MEDIA NY 0 0 NA
 
(30) HITHER PROPERTY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
27-0201222 		REAL ESTATE DE 0 0 NA
 
(31) COLUMBIA GLOBAL CENTERS LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 679,272 NA
 
(32) COLUMBIA GLOBAL RESEARCH INITIATIVES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(33) CU MIDDLE EAST RESEARCH CENTER LLC
5 MOHD AL SAD AL-BATAYNEH ST
P.O. BOX 144706,AMMAN11814
JO
13-5598093 		EDUCATION JO 0 2,067,237 NA
 
(34) CU GSAPP LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(35) CU STUDIO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(36) EI RWANDA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTH RESCH NY 0 0 NA
 
(37) MSPH ETHIOPIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 2,890,623 NA
 
(38) MSPH KENYA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 1,859,688 NA
 
(39) MSPH LESOTHO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 435,723 NA
 
(40) MSPH MOZAMBIQUE LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 2,589,147 NA
 
(41) MSPH NIGERIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 599,463 NA
 
(42) MSPH RWANDA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 196,827 NA
 
(43) MSPH SOUTH AFRICA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 618,842 NA
 
(44) MSPH TANZANIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 3,469,613 NA
 
(45) MSPH TAJIKISTAN LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 132,065 NA
 
(46) MSPH KG
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 130,466 NA
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) CIS I LLC

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3901821 		TITLE HOLDING NY 501(C)(2) N/A COLUMBIA
 
Yes
 
(2) CIS II LLC

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3901826 		TITLE HOLDING NY 501(C)(2) N/A COLUMBIA
 
Yes
 
(3) COLUMBIA OPHTHALMOLOGY CONSULTANTS INC

635 WEST 165TH STREET ROOM 218

NEW YORK,NY10032
13-3908637 		HEALTHCARE NY 501(C)(3) 7 COLUMBIA
 
Yes
 
(4) COLUMBIA UNIVERSITY HEALTH CARE INC

630 WEST 168TH STREET

NEW YORK,NY10032
13-3948652 		HEALTHCARE NY 501(c)(3) 9 COLUMBIA
 
Yes
 
(5) COL PRESBYTERIAN MEDICAL CENTER FUND INC

630 WEST 168TH STREET

NEW YORK,NY10032
13-6162924 		FUNDRAISING NY 501(C)(3) 11A NA
 
 
No
(6) COL UNIV RETIREE MED LIFE INS BNFITS TR

535 WEST 116TH STREET

NEW YORK,NY10027
13-3800106 		BENEFITS SUPP NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(7) COLUMBIA UNIVERSITY PRESS

136 SOUTH BROADWAY

IRVINGTON,NY10533
13-1623968 		ACADEMIC PUB NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(8) FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR

1051 RIVERSIDE DRIVE

NEW YORK,NY10032
13-3118570 		EDUC SUPPORT NY 501(C)(3) 11A NA
 
 
No
(9) MORNINGSIDE HEIGHTS LEGAL SERVICES INC

435 WEST 116TH STREET BOX C16 RM8

NEW YORK,NY10027
51-0192355 		CLINICAL EDUC NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(10) REID HALL INC

535 WEST 116TH STREET

NEW YORK,NY10027
13-1611126 		EDU/CUL EXCH NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(11) CENTRE UNIVERSITAIRE AMERICAN REID HALL

535 WEST 116TH STREET

NEW YORK,NY10027
 EDUCATION FR N/A N/A REID HALL
 
Yes
 
(12) COLUMBIA UNIVERSITY PROGRAMS IN PARIS

4 RUE DE CHEVREUSE
  PARIS75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(13) CU NEW YORK

4 RUE DE CHEVREUSE
  PARIS75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(14) RESEARCH COLLECTIONS AND PRES CONSORTIUM

400 FORRESTAL ROAD

PRINCETON,NJ08540
22-3751732 		LIBRARY COLL NJ 501(C)(3) 11A NA
 
 
No
(15) FOUNDATION FOR CTR FOR ENERGY MARINE

3225 GALLOWS RD

FAIRFAX,VA22037
54-1962639 		EDUC SUPPORT DE 501(C)(3) 11D NA
 
 
No
(16) THE CLYDE & HELEN WU FAMILY FOUNDATION

1275 AUDOBON AVENUE

GROSSE POINTE PARK,MI48230
38-3441481 		EDUC SUPPORT MI 501(C)(3) 11D NA
 
 
No
(17) CENTER FOR ENVIRONMENT ECONOMY & SOCIETY

2852 BROADWAY

NEW YORK,NY10025
 RESEARCH DR N/A N/A CIP
 
Yes
 
(18) CENTER FOR NATL HLTH DEVELP IN ETHIOPIA

KEBELE 06 H NO 447
P.O BOX 664,ADDIS ABABACODE 1250
ET
HEALTHCARE ET N/A N/A COLUMBIA
 
Yes
 
(19) CENTERS FOR INTERNATIONAL PROJECTS TRUST

APT 101 K-62 HAUZ KHAS ENCLAVE
NEW DELHI   110016
IN
RESEARCH IN N/A N/A CIP
 
Yes
 
(20) COLUMBIA GLOBAL CENTER IN INDIA

630 W 168TH STREET

NEW YORK,NY10032
 RESEARCH IN N/A N/A CGC LLC
 
Yes
 
(21) COLUMBIA UK FUND LTD

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
 FUNDRAISING UK N/A N/A COLUMBIA
 
Yes
 
(22) COLUMBIA UNIVERSITY HONG KONG FUND

 
 
FUNDRAISING HK N/A N/A COLUMBIA
 
Yes
 
(23) MSPH SWAZILAND

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
 HEALTHCARE WZ N/A N/A CIP
 
Yes
 
(24) FUNDACION COLUMBIA U GLOBAL CTR - CHILE

AVDAG HAMMASKJOLD 32691ST FL
VITACURA,SANTIAGO  
CI
RESEARCH CI N/A N/A COLUMBIA
 
Yes
 
(25) ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL

RUA DA CANDELARIA 9 3O ANDAR
CENTRO,RIO DE JANEIRO  
BR
RESEARCH BR N/A N/A GCG LLC
 
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) AP MC FUND I LP

ENTSUJI GADELIUS BLDG 1F 2-39
AKASAKA 5-CHOME, TOKYO,MI107-0052
JA
98-0504300 		INVESTMENTS JA NA
  		EXCLUDED 11 5,697,672   No 0   No 66.478 %
(2) AP RX FUND I LP

STRATEGIC SCENARIO CO BLDG 1F 2-39
AKASAKA 5-CHOME, TOKYO,MI107-0052
JA
98-0515907 		INVESTMENTS JA NA
  		EXCLUDED 18 11,170,897   No 0   No 99.502 %
(3) MERIT ENERGY PARTNERS V LP

13727 NOEL ROAD SUITE 500
DALLAS,TX75240
75-2411038 		INVESTMENTS TX NA
  		EXCLUDED 11,077,662 35,496,332   No 0   No 96.408 %
(4) PRIDES MONSTER FUND LP

200 HIGH STREET SUITE 700
BOSTON,MA02110
27-0574628 		INVESTMENTS DE NA
  		EXCLUDED 439,295 3,593,950   No 0   No 100.000 %
(5) EMPIRE INSTOPP I

6617 N SCOTTSDALE RD STE 101
SCOTTSDALE,AZ85250
45-2787490 		INVESTMENTS AZ NA
  		EXCLUDED -109,743 24,890,163   No 0   No 99.206 %
(6) WAYPOINT FUND I LP

1999 HARRISON STREET 22ND FLOOR
OAKLAND,CA94612
45-2787363 		INVESTMENTS CA NA
  		EXCLUDED -662,966 24,273,112   No 0   No 99.010 %
(7) WC SELECT LP

3 BETHESDA METRO CTR STE 810
BETHESDA,MD20814
20-5041324 		INVESTMENTS MD NA
  		EXCLUDED 85,942 46,737,203   No 0   No 60.262 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) 16 EAST 60TH STREET CORPORATION
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-3675222 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(2) 2301 12TH AVENUE OWNERS CORP
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1786950 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(3) COLUMBIA PRESBYTERIAN IPA
161 FORT WASHINGTON AVE SUITE 132
NEW YORK,NY10032
13-3396165 		PHYS PRACTICE NY NA
  		C-CORP 0 0 100.000 %
(4) FATHOM KNOWLEDGE NETWORK INC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-4054997 		NEW MEDIA NY NA
  		C-CORP 0 0 100.000 %
(5) FREEZER BOX INC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1596696 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(6) MORNINGSIDE INC
311 LOW MEMORIAL LIBRARY
NEW YORK,NY10027
06-1430120 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(7) ALLIANCE FOR COMMUNITY ENHANCEMENT AT CU
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-4159743 		COMM OUTREACH NY NA
  		C-CORP 0 0 100.000 %
(8) COLUMBIA COMMITTEE FOR COMMUNITY SERVICE
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-6168288 		SUPPORT COMM NY NA
  		C-CORP 0 0 100.000 %
(9) COLUMBIA DOCTORS OF NEW JERSEY
630 WEST 168TH STREET
NEW YORK,NY10032
26-4364931 		HEALTHCARE NJ NA
  		C-CORP 4,905,683 974,225 100.000 %
(10) ASSC FOR COLLABORATIVE STUDIO X PROJECTS
PRACA TIRADENTES 48 - CENTRO
RIO DE JANEIRO   20060-070
BR
RESEARCH BR NA
  		PRIVATE LAW ASC 0 184,010 100.000 %
(11) COLUMBIA INTERNATIONAL CENTER IN BEIJING
TOWERA TSINGHUA SCIENCEPARK
CHENGFURD,HAIDIAN100084
CH
EDUCATION CH CGC LLC
  		FOREIGN CORP 0 379,708 100.000 %
(12) COL GLOBAL CENTER EASTERN & SOUTH AFRICA
PO BOX 51412
NAIROBI   00100
KE
RESEARCH KE CIP LLC
  		LTD GUARANTEE 0 1,092,588 100.000 %
(13) COL GLOBAL DANISMANLIK VE ARASTIRMA
MECIDIYE MAH MAVI APT NO 37/7
ISTANBUL    
TU
RESEARCH TU CGC LLC
  		LTD COMPANY 0 170,568 100.000 %
(14) COL RESEARCH & CONSULTANCY SERVICES PLC
EXPRESS TOWERS - 11TH FLOOR
MUMBAI   400021
IN
RESEARCH IN CIP LLC
  		LTD COMPANY 0 630,524 100.000 %
(15) ASM HUDSON RIVER FUND
WALKER HOUSE 87 MARY STREET
GEORGE TOWN,GRAND CAYMANKY1-9002
CJ
INVESTMENTS CJ NA
  		REG MUTUAL FUND 10,628,446 105,703,238 100.000 %
(16) CALUNIUS LITIGATION RISK FUND LP
1ST FLOOR DOREY COURT ADMIRAL PARK
ST PETER PORT,GUERNSEYGY1 6HJ
GK
98-0684876 		INVESTMENTS GK NA
  		FOREIGN CORP 5,711 6,788,252 74.979 %
(17) COLUMBIAPATRON SCOTLAND LP
50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH,SCOTLANDEH3 9BY
UK
INVESTMENTS UK NA
  		FOREIGN CORP -1,718 8,098,096 100.000 %
(18) FPCM INFLATION LINKED OPPORTUNITIES LTD
WALKER HOUSE 87 MARY STREET
GEORGE TOWN,GRAND CAYMANKY1-9002
CJ
INVESTMENTS CJ CIM I LLC
  		FOREIGN CORP 0 533,494,666 100.000 %
(19) HARBOUR LITIGATION INVEST OFFSHORE FUND
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-0660716 		INVESTMENTS CJ NA
  		FOREIGN CORP 737,139 6,578,596 100.000 %
(20) INDEA LONG TERM OPPORTUNITIES FUND
WALKERS SPV LTD PO BOX 908GT
GEORGE TOWN,GRAND CAYMANKY1-11
CJ
INVESTMENTS CJ NA
  		FOREIGN CORP -10,160,025 0 58.988 %
(21) NCH INVESTORS FUND (CU) CORP
UGLAND S CHURCH ST PO BOX 309
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
INVESTMENTS CJ NA
  		FOREIGN CORP 59,524 772,347 100.000 %
(22) CHARITABLE REMAINDER TRUSTS (53)
 
 
N/A NY NA
  		TRUST      
(23) POOLED INCOME FUNDS (4)
 
 
N/A NY NA
  		TRUST      
(24) CENTERS FOR INTERNATIONAL PROG
535 WEST 116TH STREET
NEW YORK,NY10027
13-5598093 		RESEARCH DE COLUMBIA
  		C-CORP 0 391,516 100.000 %
(25) GLOBAL HEALTH RESEARCH CNTR-CE
1255 AMSTERDAM AVENUE
NEW YORK,NY10027
 RESEARCH DE COLUMBIA
  		C-CORP 0 280,696 100.000 %
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) COLUMBIA UNIVERSITY PRESS

 B 908,000 FMV
(2) REID HALL INC

 B 237,170 FMV
(3) COLUMBIA OPHTHALMOLOGY CONSULTANTS INC

 B 562,000 FMV
(4) COLUMBIA UNIVERSITY HEALTH CARE INC

 B 5,807,935 FMV
(5) COLUMBIAPATRON SCOTLAND LP

 B 234,932 FMV
(6) CALUNIUS LITIGATION RISK FUND LP

 B 8,018,208 FMV
(7) HARBOUR LITIGATION INVEST OFFSHORE FUND

 B 4,826,995 FMV
(8) HARBOUR LITIGATION INVEST OFFSHORE FUND

 R 1,126,991 FMV
(9) MERIT ENERGY PARTNERS V LP

 R 20,009,709 FMV
(10) EMPIRE INSTITUTIONAL OPPORTUNITY FUND I LP

 B 27,500,000 FMV
(11) WAYPOINT FUND I LP

 B 25,000,000 FMV
(12) ASM HUDSON RIVER FUND

 B 13,055,667 FMV
(13) NCH INVESTORS FUND (CU) CORP

 R 59,524 FMV
(14) ASM HUDSON RIVER FUND

 R 43,055,607 FMV
(15) EMPIRE INSTITUTIONAL OPPORTUNITY FUND

 R 311,447 FMV
(16) WAYPOINT FUND I LP

 R 267,340 FMV
(17) INDEA LONG TERM OPPORTUNITIES FUND

 R 39,839,975 FMV
(18) COLUMBIAPATRON SCOTLAND LP

 R 141,427 FMV
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
SCHEDULE R   COLUMBIA UNIVERSITY OWNS AN 81.57% INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. -------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. ------------------------------------------------------------------- SCHEDULE R, PART I INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWNS 100% OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM XIII, LLC, WHICH OWNS A 100% INTEREST IN THE PROFITS, LOSSES AND CAPITAL OF HAMILTON FORESTS, LP. HAMILTON FORESTS, LP IS THE SOLE MEMBER OF CIM PARENT, LLC WHICH IS THE SOLE MEMBER OF CIM TIMBER, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM XIII, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO HAMILTON FORESTS, LP, WHICH INCLUDES 100% SHARE OF TOTAL INCOME AND END OF YEAR ASSETS ATTRIBUTABLE TO CIM PARENT, LLC AND CIM TIMBER, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2011 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $22,028,838 SHARE OF END-OF-YEAR (GROSS) ASSETS: $120,394,538 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: $4,565 SHARE OF END-OF-YEAR (GROSS) ASSETS: $4,189,600 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $(114,973) SHARE OF END-OF-YEAR (GROSS) ASSETS: $8,330,214 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $83,261,769 SHARE OF END-OF-YEAR (GROSS) ASSETS: $1,482,092,671 HARBOUR LITIGATION INVESTMENT OFFSHORE FUND SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $6,538,606 INDEA LONG TERM OPPORTUNITIES FUND SHARE OF TOTAL (GROSS) INCOME: $2,621,843 SHARE OF END-OF-YEAR (GROSS) ASSETS: $35,560,249 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) LOSS: $(81,564) SHARE OF END-OF-YEAR (GROSS) ASSETS: $2,217,205 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2012, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 53 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 4 POOLED INCOME FUNDS DOMICILED IN NEW YORK.
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