TY 2012 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 05-01-2012 , and ending 04-30-2013

Name of foundation
STANLEY AND CATHERINE MAAS FOUNDATI

Number and street (or P.O. box number if mail is not delivered to street address)19 TURKEY HILL CIRCLE Room/suite

City or town, state, and ZIP code
WESTPORT, CT06880

A Employer identification number

11-2690167

B Telephone number (see instructions)

(203) 254-0516

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$2,778,942J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	14,889		9,076
4	Dividends and interest from securities......	70,389		70,389
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		90,677
b	Gross sales price for all assets on line 6a 826,194
7	Capital gain net income (from Part IV, line 2)...			90,677
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	175,955		170,142
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		5,200
c	Other professional fees (attach schedule)....		35,410	34,277
17	Interest...............
18	Taxes (attach schedule) (see instructions)		4,230	114
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		396
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	45,236		34,391	0
25	Contributions, gifts, grants paid........	120,000			120,000
26	Total expenses and disbursements. Add lines 24 and 25	165,236		34,391	120,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	10,719
b	Net investment income (if negative, enter -0-)			135,751
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	13,605	14,278	14,278
	2	Savings and temporary cash investments..........	93,805	90,038	90,038
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	360,105	267,325	273,578
	b	Investments—corporate stock (attach schedule)........	1,292,606	1,294,671	1,741,277
	c	Investments—corporate bonds (attach schedule)........	478,398	582,079	658,153
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	771	1,618	1,618
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	2,239,290	2,250,009	2,778,942
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds	2,239,290	2,250,009
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	2,239,290	2,250,009
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	2,239,290	2,250,009

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	2,239,290
2	Enter amount from Part I, line 27a.....................	2	10,719
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	2,250,009
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	2,250,009

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	24 EMC CORP MASS	P	2010-09-30	2012-05-01
b	50 ABB LTD SPON ADR	P	2010-03-04	2012-05-16
c	34 TARGET CORP	P	2011-01-12	2012-06-06
d	95 CISCO SYSTEMS INC	P	2006-01-03	2012-07-10
e	228 CITIGROUP CAP XII 8.500% DUE 03/	P	2011-05-03	2012-07-18
	1 NEXEN INC CAD	P	2011-12-13	2012-07-24
	54 VODAFONE GROUP PLC NEW SPO	P	2008-07-22	2012-08-07
	7 BANK OF NEW YORK MELLON CORP	P	2008-10-08	2012-08-15
	200 CARREFOUR SA SPON ADR	P	2009-10-22	2012-08-31
	0.07 RTS LIBERTY VENTURES E	P	2008-03-17	2012-09-14
	15 NIPPON TELEG & TEL CORP SPO	P	2007-05-30	2012-09-20
	98 WESTERN UNION CO	P	2012-01-11	2012-09-26
	91 KINROSS GOLD CORP NEW CAD	P	2009-07-10	2012-10-08
	16 NIKE INC CL B	P	2009-10-06	2012-10-23
	15 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-02
	53 MERCK & CO INC NEW COM	P	2012-06-20	2012-11-09
	44 EATON CORP MERGER EFF: 12/	P	2012-03-14	2012-11-29
	37 MARINE HARVEST ASA ADR	P	2011-08-25	2012-12-06
	10 ACE LTD CHF	P	2010-09-08	2012-12-14
	5 BORG WARNER INC	P	2010-06-22	2012-12-14
	11 DANAHER CORP	P	2011-03-02	2012-12-14
	25 GENL MILLS INC	P	2009-10-19	2012-12-14
	15 LIBERTY MEDIA CORP COM N	P	2009-02-27	2012-12-14
	14 PFIZER INC	P	2009-04-09	2012-12-14
	1 STANLEY BLACK & DECKER INC	P	2011-05-04	2012-12-14
	7 URBAN OUTFITTERS INC	P	2012-10-23	2012-12-14
	15 ALLIANZ FIXED INCOME SHA	P	2009-04-01	2012-12-18
	6 PULTE GROUP INC	P	2010-02-16	2012-12-20
	5 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	14 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-09
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	10 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	37 CAMECO CORP CANADA CAD	P	2010-03-03	2013-01-16
	6 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	26 INTEL CORP	P	2008-10-07	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2010-12-17	2013-01-18
	1 EATON VANCE SENIOR INCO	P	2011-11-18	2013-01-18
	3 EATON VANCE SENIOR INCO	P	2012-07-19	2013-01-22
	34 MARINE HARVEST ASA ADR	P	2011-09-09	2013-01-23
	7 CELGENE CORP	P	2008-12-02	2013-01-30
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	6 GOLDMAN SACHS GROUP INC	P	2009-03-11	2013-02-21
	33.5 SIBANYE GOLD LTD SPON A	P	2008-02-05	2013-03-01
	5 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-06
	2 COACH INC	P	2013-01-11	2013-03-11
	4 NEWFIELD EXPLORATION COS	P	2009-02-18	2013-03-11
	15000 AMER INTL GROUP INC B/E	P	2012-06-28	2013-03-19
	838 SUMITOMO MITSUI TRUST HO	P	2011-04-01	2013-04-09
	3 EOG RESOURCES INC	P	2011-10-04	2013-04-18
	7 ORACLE CORP	P	2010-02-19	2012-05-01
	8 APACHE CORP	P	2008-10-07	2012-05-16
	15 MEDTRONIC INC	P	2009-09-09	2012-06-13
	8 ASML HOLDING NV NY REG SHS	P	2011-08-10	2012-07-12
	147 CITIGROUP CAP XII 8.500% DUE 03/	P	2011-05-04	2012-07-18
	18 PPG INDUSTRIES INC	P	2008-10-07	2012-07-25
	61 ORACLE CORP	P	2008-10-07	2012-08-08
	6 LIBERTY VENTURES SER A	P	2009-02-27	2012-08-17
	83 CARREFOUR SA SPON ADR	P	2009-10-28	2012-08-31
	2.93 RTS LIBERTY VENTURES E	P	2009-02-27	2012-09-14
	43 NIPPON TELEG & TEL CORP SPO	P	2007-06-18	2012-09-20
	24 WESTERN UNION CO	P	2012-01-19	2012-09-26
	8 KINROSS GOLD CORP NEW CAD	P	2009-10-30	2012-10-08
	14 HACHIJUNI BANK LTD ADR	P	2008-06-12	2012-10-24
	15 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-02
	30 ADVANCE AUTO PARTS INC	P	2012-05-23	2012-11-15
	5 HACHIJUNI BANK LTD ADR	P	2009-10-06	2012-11-29
	9000 US TSY NOTE 02.000 % D	P	2012-01-26	2012-12-07
	14.5 ADT CORP COM	P	2006-01-03	2012-12-14
	11 BROADCOM CORP CL A	P	2010-06-24	2012-12-14
	5 DEERE AND CO	P	2011-12-21	2012-12-14
	6 GOLDMAN SACHS GROUP INC	P	2008-10-07	2012-12-14
	8 LOCKHEED MARTIN CORP	P	2008-05-09	2012-12-14
	44 PFIZER INC	P	2009-08-05	2012-12-14
	12 TARGET CORP	P	2011-02-04	2012-12-14
	6 US BANCORP DEL (NEW)	P	2012-07-18	2012-12-14
	5000 FHLMC PL A97046 04.5000 D	P	2011-02-09	2012-12-18
	928 PULTE GROUP INC	P	2011-04-04	2012-12-20
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	14 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-09
	48 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	25000 LAKELAND CENTL SCH DST	P	2008-01-24	2013-01-14
	41 CAMECO CORP CANADA CAD	P	2010-04-07	2013-01-16
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	4 INTEL CORP	P	2009-02-06	2013-01-17
	10 EATON VANCE SENIOR INC	P	2011-01-07	2013-01-18
	6 EATON VANCE SENIOR INCO	P	2011-11-18	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2012-07-19	2013-01-22
	14 ALLERGAN INC	P	2010-04-09	2013-01-28
	65 ERICSSON SEK 10 NEW 2002 ADR	P	2012-02-08	2013-01-31
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	76 WESTERN UNION CO	P	2012-02-08	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	4 GOLDMAN SACHS GROUP INC	P	2010-03-31	2013-02-21
	14.5 SIBANYE GOLD LTD SPON A	P	2008-04-07	2013-03-01
	51 DELPHI AUTOMOTIVE PLC	P	2012-05-16	2013-03-06
	4 COVANCE INC	P	2005-07-26	2013-03-11
	2 ONEOK INC NEW	P	2009-12-10	2013-03-11
	8 DIAGEO PLC NEW GB SPON ADR	P	2011-05-03	2013-03-19
	22 NINTENDO LTD ADR NEW JAP	P	2009-08-03	2013-04-11
	2 EOG RESOURCES INC	P	2012-06-15	2013-04-18
	16 ORACLE CORP	P	2010-10-29	2012-05-01
	22 APACHE CORP	P	2009-10-19	2012-05-16
	1 MEDTRONIC INC	P	2010-02-16	2012-06-13
	44 ASML HOLDING NV NY REG SHS	P	2011-08-17	2012-07-12
	69 COMPANHIA DE BEBIDAS DAS AME	P	2009-03-26	2012-07-18
	30 ASTRAZENECA PLC SPON ADR	P	2010-01-11	2012-07-27
	38 VIACOM INC NEW CL B	P	2011-03-16	2012-08-08
	28 TRANSOCEAN LTD CHF	P	2011-12-07	2012-08-17
	125 CISCO SYSTEMS INC	P	2012-03-26	2012-08-31
	5000 US TSY NOTE 02.000 % D	P	2012-02-28	2012-09-14
	86 NOKIA CORP SPONS ADR FIN	P	2009-01-30	2012-09-21
	0.5 ADT CORP COM	P	2006-01-03	2012-10-01
	31 ABBOTT LABS	P	2009-05-20	2012-10-10
	18 HACHIJUNI BANK LTD ADR	P	2008-07-28	2012-10-24
	10 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-02
	9 NETEASE INC SPON ADR	P	2011-04-06	2012-11-16
	221 CENTRAIS ELETRICAS BRAS SA	P	2012-09-26	2012-12-03
	3000 US TSY NOTE 02.000 % D	P	2012-01-27	2012-12-07
	3.5 ADT CORP COM	P	2006-02-02	2012-12-14
	9 CAMERON INTL CORP	P	2009-03-26	2012-12-14
	26 DELPHI AUTOMOTIVE PLC	P	2012-05-16	2012-12-14
	4 GOLDMAN SACHS GROUP INC	P	2009-03-11	2012-12-14
	9 LOCKHEED MARTIN CORP	P	2008-10-07	2012-12-14
	20 PHILIP MORRIS INTL INC	P	2008-10-07	2012-12-14
	5 THERMO FISHER SCIENTIFIC INC	P	2009-03-26	2012-12-14
	5 VARIAN MEDICAL SYSTEMS INC	P	2009-03-26	2012-12-14
	2000 FHLMC PL A97047 04.5000 D	P	2011-02-11	2012-12-18
	6 PULTE GROUP INC	P	2012-03-01	2012-12-20
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	8000 FNMA PL AB4297 03.5000 D	P	2012-01-10	2013-01-09
	6 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	25000 NEW YORK ST ENVIRONMENTA	P	2008-01-31	2013-01-14
	15 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-16
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	10 INTEL CORP	P	2009-03-27	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2011-02-17	2013-01-18
	7 EATON VANCE SENIOR INCO	P	2011-12-19	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2012-08-20	2013-01-22
	41 JEFFERIES GROUP INC NEW ME	P	2005-07-26	2013-01-29
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-06
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	114 WESTERN UNION CO	P	2012-02-22	2013-02-13
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	142 KIRIN HOLDINGS LTD SPON AD	P	2013-01-24	2013-02-21
	39.75 SIBANYE GOLD LTD SPON	P	2008-05-21	2013-03-01
	96 GOLD FIELDS LTD SPON ADR	P	2008-05-21	2013-03-06
	14 CSX CORPORATION	P	2009-02-18	2013-03-11
	6 PROGRESSIVE CORP OHIO	P	2010-05-17	2013-03-11
	68 ERICSSON SEK 10 NEW 2002 ADR	P	2012-02-08	2013-03-19
	51 NINTENDO LTD ADR NEW JAP	P	2009-08-20	2013-04-11
	3 ING GROEP N V 8.500% PREF	P	2011-02-09	2013-04-18
	37 ORACLE CORP	P	2011-06-10	2012-05-01
	20 MCDONALDS CORP	P	2009-03-26	2012-05-16
	1 MEDTRONIC INC	P	2010-02-19	2012-06-13
	8 ASML HOLDING NV NY REG SHS	P	2011-08-18	2012-07-12
	0.67 ENGILITY HLDGS INC	P	2005-07-25	2012-07-18
	8 ASTRAZENECA PLC SPON ADR	P	2010-01-14	2012-07-27
	4000 FHLMC PL A97047 04.5000 D	P	2011-02-11	2012-08-09
	42 TRANSOCEAN LTD CHF	P	2011-12-08	2012-08-17
	2 PRICELINE.COM INC NEW	P	2009-03-26	2012-08-31
	4000 US TSY NOTE 02.000 % D	P	2012-02-29	2012-09-14
	36 NOKIA CORP SPONS ADR FIN	P	2009-02-19	2012-09-21
	0.79 PENTAIR LTD	P	2006-01-03	2012-10-01
	8 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	65 HOME RETAIL GROUP PLC SPO	P	2011-01-10	2012-10-24
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2012-11-02
	21 NETEASE INC SPON ADR	P	2011-10-14	2012-11-16
	20 EATON CORP MERGER EFF: 12/	P	2011-06-07	2012-12-03
	12000 US TSY NOTE 02.000 %	P	2012-01-31	2012-12-07
	4 ADT CORP COM	P	2007-11-08	2012-12-14
	1 CELGENE CORP	P	2010-04-09	2012-12-14
	6 DIAGEO PLC NEW GB SPON ADR	P	2008-10-07	2012-12-14
	2 GOOGLE INC CL A	P	2008-10-22	2012-12-14
	8 LORILLARD INC	P	2012-02-29	2012-12-14
	2 PIONEER NAT RES CO	P	2010-05-20	2012-12-14
	8 THERMO FISHER SCIENTIFIC INC	P	2011-08-10	2012-12-14
	10 VIACOM INC NEW CL B	P	2011-03-16	2012-12-14
	6000 FNMA PL AB4297 03.5000 D	P	2012-01-10	2012-12-18
	40 GENL ELECTRIC CO	P	2009-02-27	2012-12-21
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	13000 FNMA PL AB5468 03.5000	P	2012-06-07	2013-01-09
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	25000 PORT AUTH NY & NJ	P	2008-04-02	2013-01-14
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-16
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	4 INTEL CORP	P	2010-02-16	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2011-03-17	2013-01-18
	1 EATON VANCE SENIOR INCO	P	2012-01-06	2013-01-18
	2 EATON VANCE SENIOR INCO	P	2012-08-20	2013-01-22
	50 JEFFERIES GROUP INC NEW ME	P	2005-10-21	2013-01-29
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-06
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	0.5 SIBANYE GOLD LTD SPON AD	P	2008-02-05	2013-02-21
	25.25 SIBANYE GOLD LTD SPON	P	2010-02-04	2013-03-01
	101 GOLD FIELDS LTD SPON ADR	P	2010-02-04	2013-03-06
	6 CUMMINS INC	P	2009-02-18	2013-03-11
	4 REINSURANCE GROUP AMER INC	P	2009-12-10	2013-03-11
	55 ERICSSON SEK 10 NEW 2002 ADR	P	2012-02-10	2013-03-19
	61 NINTENDO LTD ADR NEW JAP	P	2009-08-27	2013-04-11
	65 CISCO SYSTEMS INC	P	2006-01-03	2013-04-22
	26 MEDTRONIC INC	P	2009-05-06	2012-05-02
	32 PNC FINANCIAL SERVICES GRO	P	2011-05-11	2012-05-16
	54 MEDTRONIC INC	P	2010-08-18	2012-06-13
	19 SANOFI SPON ADR	P	2008-04-08	2012-07-13
	30 HALLIBURTON CO (HO	P	2009-03-26	2012-07-18
	90 GOODRICH CORP MERGER EFF	P	2010-05-17	2012-07-27
	82 NII HOLDINGS INC CL B	P	2011-08-04	2012-08-09
	47 DU PONT DE NEMOURS	P	2011-08-12	2012-08-21
	39 TYCO INTL LTD	P	2011-11-16	2012-09-05
	1000 US TSY NOTE 02.000 % D	P	2012-03-01	2012-09-14
	160 NOKIA CORP SPONS ADR FI	P	2009-02-19	2012-09-21
	0.07 PENTAIR LTD	P	2011-11-16	2012-10-01
	8 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	48 HOME RETAIL GROUP PLC SPO	P	2011-03-10	2012-10-24
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2012-11-05
	18 CATERPILLAR INC	P	2010-11-30	2012-11-23
	25 EATON CORP MERGER EFF: 12/	P	2011-06-17	2012-12-03
	1000 US TSY NOTE 02.000 % D	P	2012-03-20	2012-12-07
	3 ALLERGAN INC	P	2010-04-09	2012-12-14
	3 CELGENE CORP	P	2010-04-22	2012-12-14
	4 DIAGEO PLC NEW GB SPON ADR	P	2011-05-03	2012-12-14
	9 HONEYWELL INTL INC	P	2010-05-26	2012-12-14
	7 LULULEMON ATHLETICA INC	P	2012-06-08	2012-12-14
	7 PNC FINANCIAL SERVICES GROU	P	2011-05-11	2012-12-14
	3 TRAVELERS COS INC/THE	P	2009-04-02	2012-12-14
	3 VMWARE INC CL A	P	2012-05-01	2012-12-14
	1000 FNMA PL AB7079 03.0000 D	P	2012-11-07	2012-12-18
	63 KOREA ELECTRIC POWER CRP SPO	P	2005-10-19	2012-12-21
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	2000 FNMA PL AP7488 03.5000 D	P	2012-10-05	2013-01-09
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	31 CREDIT SUISSE GROUP SPON ADR	P	2011-06-24	2013-01-15
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-16
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	1 INTEL CORP	P	2010-02-19	2013-01-17
	2 EATON VANCE SENIOR INCO	P	2011-04-18	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2012-01-06	2013-01-18
	6 EATON VANCE SENIOR INCO	P	2012-09-21	2013-01-22
	10 JEFFERIES GROUP INC NEW ME	P	2006-03-07	2013-01-29
	16 IMPALA PLATINUM HLDG LTD SPO	P	2012-03-06	2013-02-06
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	20 STANLEY BLACK & DECKER INC	P	2011-05-04	2013-02-21
	12000 US TSY NOTE 00.750 %	P	2012-11-21	2013-03-01
	16 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	2 DARDEN RESTAURANTS INC	P	2009-02-18	2013-03-11
	10 REPUBLIC SERVICES INC	P	2005-07-26	2013-03-11
	15 BANK OF NEW YORK MELLON COR	P	2010-03-31	2013-03-20
	10 NINTENDO LTD ADR NEW JAP	P	2010-10-04	2013-04-11
	40 EAST JAPAN RAILWAY CO ADR	P	2011-02-24	2013-04-22
	5 MEDTRONIC INC	P	2009-07-07	2012-05-02
	9 INTL BUSINESS MACH	P	2010-06-23	2012-05-23
	15 ORACLE CORP	P	2010-10-13	2012-06-14
	1 SANOFI SPON ADR	P	2008-04-14	2012-07-13
	31 HALLIBURTON CO (HO	P	2010-11-15	2012-07-18
	28 MCDONALDS CORP	P	2009-03-26	2012-07-30
	238 NII HOLDINGS INC CL B	P	2012-02-24	2012-08-09
	5 NORTHROP GRUMMAN CORP	P	2008-10-07	2012-08-22
	31 ASTRAZENECA PLC SPON ADR	P	2010-01-14	2012-09-07
	18 NIKE INC CL B	P	2009-03-26	2012-09-17
	90 NOKIA CORP SPONS ADR FIN	P	2009-07-20	2012-09-21
	23 TEXAS INSTRUMENTS	P	2005-10-19	2012-10-01
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	18 HOME RETAIL GROUP PLC SPO	P	2011-06-09	2012-10-24
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2012-11-05
	20000 FNMA PL 735676 05.0000	P	2011-10-07	2012-11-26
	5 EATON CORP MERGER EFF: 12/1	P	2011-08-23	2012-12-03
	0.34 BLACKROCK CREDIT A	P	2010-06-23	2012-12-11
	3 AMAZON.COM INC	P	2011-02-07	2012-12-14
	3 CERNER CORP	P	2009-03-26	2012-12-14
	7 DIRECTV	P	2009-03-26	2012-12-14
	14 INTEL CORP	P	2008-04-25	2012-12-14
	24 METLIFE INC	P	2008-10-07	2012-12-14
	5 PPG INDUSTRIES INC	P	2008-10-07	2012-12-14
	9 TRAVELERS COS INC/THE	P	2009-11-04	2012-12-14
	21 VODAFONE GROUP PLC NEW SPO	P	2008-11-05	2012-12-14
	3000 FNMA PL AD8033 04.0000 D	P	2012-08-07	2012-12-18
	63 KOREA ELECTRIC POWER CRP SPO	P	2006-10-03	2012-12-21
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	18 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-10
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	92 CREDIT SUISSE GROUP SPON ADR	P	2011-06-27	2013-01-15
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-16
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	9 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2011-04-18	2013-01-18
	5 EATON VANCE SENIOR INCO	P	2012-01-06	2013-01-22
	5 EATON VANCE SENIOR INCO	P	2012-10-18	2013-01-22
	85 JEFFERIES GROUP INC NEW ME	P	2008-01-15	2013-01-29
	71 IMPALA PLATINUM HLDG LTD SPO	P	2012-08-23	2013-02-06
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	7 STANLEY BLACK & DECKER INC	P	2011-09-07	2013-02-21
	213 ORKLA ASA A SHS SPON ADR	P	2012-08-28	2013-03-05
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	4 EASTMAN CHEMICAL CO	P	2009-02-18	2013-03-11
	2 SCOTTS MIRACLE-GRO CO CL A	P	2005-07-26	2013-03-11
	116 BANK OF NEW YORK MELLON CO	P	2011-11-16	2013-03-20
	14 NORTHROP GRUMMAN CORP	P	2009-03-27	2013-04-11
	186 EAST JAPAN RAILWAY CO AD	P	2011-03-02	2013-04-22
	24 MEDTRONIC INC	P	2009-08-19	2012-05-02
	13 PHILIP MORRIS INTL INC	P	2008-10-07	2012-05-23
	5 ORACLE CORP	P	2011-08-01	2012-06-14
	34 VIVENDI SA ADR	P	2012-03-08	2012-07-13
	6 ENGILITY HLDGS INC	P	2005-07-25	2012-07-19
	3000 FHLMC NTS 0	P	2012-02-16	2012-08-03
	15 SANOFI SPON ADR	P	2008-04-14	2012-08-09
	5 NORTHROP GRUMMAN CORP	P	2009-02-06	2012-08-22
	50 ASTRAZENECA PLC SPON ADR	P	2010-04-22	2012-09-07
	10000 US TSY NOTE 02.125 %	P	2011-09-13	2012-09-17
	103 NOKIA CORP SPONS ADR FI	P	2009-11-18	2012-09-21
	55 TEXAS INSTRUMENTS	P	2005-10-28	2012-10-01
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	2 HACHIJUNI BANK LTD ADR	P	2008-07-28	2012-10-25
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2012-11-05
	28000 FNMA PL 735676 05.0000	P	2012-07-10	2012-11-26
	34 EATON CORP MERGER EFF: 12/	P	2012-03-14	2012-12-03
	46 EATON CORP PLC	P	2012-12-03	2012-12-12
	6 AMERIPRISE FINANCIAL INC	P	2010-04-01	2012-12-14
	4 CHEVRON CORP	P	2008-06-26	2012-12-14
	2 DOLLAR GEN CORP NEW	P	2012-08-10	2012-12-14
	3 INTL BUSINESS MACH	P	2009-03-26	2012-12-14
	8 MICHAEL KORS HLDGS LTD	P	2012-05-16	2012-12-14
	2 PRECISION CASTPARTS CORP	P	2012-10-08	2012-12-14
	5 TRIMBLE NAVIGATION LTD	P	2012-11-29	2012-12-14
	12 WALGREEN CO	P	2012-08-31	2012-12-14
	1000 FNMA PL AL0789 04.0000 D	P	2012-10-12	2012-12-18
	102 KOREA ELECTRIC POWER CRP SP	P	2008-03-17	2012-12-21
	9 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-07
	15 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-10
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	18 MANPOWERGROUP INC	P	2012-07-20	2013-01-15
	11 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-17
	11 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-17
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-18
	5 EATON VANCE SENIOR INCO	P	2011-05-18	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2012-02-20	2013-01-22
	1 EATON VANCE SENIOR INCO	P	2012-10-18	2013-01-22
	20 JEFFERIES GROUP INC NEW ME	P	2009-03-03	2013-01-29
	20 TRAVELERS COS INC/THE	P	2009-11-04	2013-02-06
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	101 EAST JAPAN RAILWAY CO AD	P	2011-02-24	2013-02-28
	9000 US TSY NOTE 00.750 % D	P	2012-11-21	2013-03-05
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	6 EATON VANCE CORP NON VTG	P	2005-07-26	2013-03-11
	12 SYNOPSYS INC	P	2012-12-28	2013-03-11
	4 ING GROEP N V 8.500% PREF	P	2011-02-09	2013-03-22
	41 NORTHROP GRUMMAN CORP	P	2009-07-29	2013-04-11
	34 WALT DISNEY CO (HOLDING CO)	P	2012-08-08	2013-04-24
	1 AIR PROD & CHEMICAL INC	P	2010-04-14	2012-05-09
	90 CHESAPEAKE ENERGY CORP OKL	P	2009-02-18	2012-05-29
	20 BED BATH & BEYOND INC	P	2008-01-02	2012-06-15
	5000 US TSY INFL PROT NOTE 03.000 %	P	2009-04-01	2012-07-15
	63 NEXEN INC CAD	P	2009-10-28	2012-07-23
	3000 FHLMC NTS 0	P	2012-02-22	2012-08-03
	0.15 LIBERTY VENTURES SER A	P	2008-03-17	2012-08-10
	17 NORTHROP GRUMMAN CORP	P	2009-03-24	2012-08-22
	75 ASTRAZENECA PLC SPON ADR	P	2011-02-08	2012-09-07
	4000 US TSY NOTE 02.125 % D	P	2011-09-20	2012-09-17
	64 NOKIA CORP SPONS ADR FIN	P	2009-11-18	2012-09-25
	25 ADT CORP COM	P	2011-11-16	2012-10-04
	17 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	20 COMCAST CORP NEW SPECIAL CL	P	2006-01-03	2012-10-26
	9 EATON VANCE SENIOR INCO	P	2010-06-11	2012-11-05
	35000 FNMA PL 745275 . B/E	P	2009-04-01	2012-11-26
	47 EATON CORP MERGER EFF: 12/	P	2012-04-18	2012-12-03
	42 ORACLE CORP	P	2008-10-07	2012-12-12
	6 ANADARKO PETROLEUM CORP	P	2010-05-20	2012-12-14
	4 CHEVRON CORP	P	2008-07-31	2012-12-14
	9 EBAY INC	P	2011-03-17	2012-12-14
	3 INTL BUSINESS MACH	P	2010-06-23	2012-12-14
	4 MONSANTO CO NEW	P	2012-08-21	2012-12-14
	8 PRUDENTIAL FINANCIAL INC	P	2009-12-16	2012-12-14
	21 TYCO INTL LTD	P	2011-11-16	2012-12-14
	3 WALT DISNEY CO (HOLDING CO)	P	2011-02-25	2012-12-14
	1000 FNMA PL 932848 04.0000 D	P	2012-09-07	2012-12-18
	74 HOME RETAIL GROUP PLC SPO	P	2011-06-09	2012-12-24
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-08
	24 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-10
	23 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	263 POLYUS GOLD INTL LTD SP	P	2011-08-03	2013-01-15
	14 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-17
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-18
	5 EATON VANCE SENIOR INCO	P	2011-06-17	2013-01-18
	3 EATON VANCE SENIOR INCO	P	2012-02-20	2013-01-22
	6 EATON VANCE SENIOR INCO	P	2012-11-20	2013-01-22
	2 JEFFERIES GROUP INC NEW MER	P	2011-07-19	2013-01-29
	7 TRAVELERS COS INC/THE	P	2009-11-10	2013-02-06
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	1 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	136 GOLD FIELDS LTD SPON ADR	P	2008-02-05	2013-02-28
	2000 US TSY NOTE 00.750 % D	P	2012-11-28	2013-03-05
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	4 EXPRESS SCRIPTS HLDG CO	P	2009-02-18	2013-03-11
	6 TJX COS INC NEW	P	2009-02-18	2013-03-11
	20 VMWARE INC CL A	P	2012-05-01	2013-03-25
	4 NORTHROP GRUMMAN CORP	P	2010-02-19	2013-04-11
	9 BIOGEN IDEC INC	P	2005-08-17	2013-04-30
	27 AIR PROD & CHEMICAL INC	P	2010-04-28	2012-05-09
	5 CHESAPEAKE ENERGY CORP OKLA	P	2009-03-03	2012-05-29
	0.1 VIVENDI SA ADR	P	2012-03-08	2012-06-18
	1000 US TSY INFL PROT NOTE 03.000 %	P	2009-09-10	2012-07-15
	58 NEXEN INC CAD	P	2010-05-18	2012-07-23
	5000 FNMA NTS 0	P	2011-01-11	2012-08-03
	0.35 LIBERTY VENTURES SER A	P	2009-02-27	2012-08-10
	2 NORTHROP GRUMMAN CORP	P	2009-03-27	2012-08-22
	1 ASTRAZENECA PLC SPON ADR	P	2011-02-08	2012-09-11
	11 BARRICK GOLD CORP CAD	P	2009-02-27	2012-09-18
	74 NOKIA CORP SPONS ADR FIN	P	2010-04-30	2012-09-25
	21 ADT CORP COM	P	2012-03-07	2012-10-04
	8 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	5 HOME DEPOT INC	P	2008-01-02	2012-10-26
	14 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-05
	78 ALLIANZ SE ADR	P	2010-05-21	2012-11-27
	128 CENTRAIS ELETRICAS BRAS SA	P	2012-09-26	2012-12-04
	18 ORACLE CORP	P	2009-02-06	2012-12-12
	9 ANALOG DEVICES INC	P	2012-10-01	2012-12-14
	3 CHEVRON CORP	P	2011-08-12	2012-12-14
	18 EMC CORP MASS	P	2010-09-30	2012-12-14
	20 JOHNSON & JOHNSON COM	P	2008-10-07	2012-12-14
	9 MOODYS CORP	P	2012-10-10	2012-12-14
	4 QUALCOMM INC	P	2012-08-03	2012-12-14
	4 UNION PACIFIC CORP	P	2009-03-26	2012-12-14
	15 WALT DISNEY CO (HOLDING CO)	P	2012-08-08	2012-12-14
	6000 US TSY NOTE 00.750 % D	P	2012-11-21	2012-12-18
	317 EATON VANCE SENIOR IN	P	2010-06-11	2012-12-26
	23 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-08
	15 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-10
	15 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	233 POLYUS GOLD INTL LTD SP	P	2011-08-12	2013-01-15
	15 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-17
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	1 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-18
	1 EATON VANCE SENIOR INCO	P	2011-06-17	2013-01-18
	3 EATON VANCE SENIOR INCO	P	2012-03-19	2013-01-22
	2 EATON VANCE SENIOR INCO	P	2012-12-20	2013-01-22
	146 JEFFERIES GROUP INC NEW M	P	2011-08-26	2013-01-29
	20 MICROSOFT CORP	P	2005-07-25	2013-02-07
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	3 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	3 NUVEEN CREDIT STRATEGIES INCO	P	2010-05-28	2013-02-14
	58 GOLD FIELDS LTD SPON ADR	P	2008-04-07	2013-02-28
	2000 US TSY NOTE 00.750 % D	P	2012-12-13	2013-03-05
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	2 GENL DYNAMICS CORP	P	2009-02-18	2013-03-11
	4 WHITING PETROLEUM CORP NEW	P	2012-08-23	2013-03-11
	7 BLACKROCK INC	P	2011-06-08	2013-03-28
	81 MS&AD INS GROUP HLDGS ADR	P	2007-11-28	2013-04-12
	5 ANHEUSER BUSCH INBEV SPON	P	2010-12-02	2012-05-09
	80 CHESAPEAKE ENERGY CORP OKL	P	2009-03-30	2012-05-29
	41 ASML HOLDING NV NY REG SHS	P	2011-08-10	2012-06-20
	4000 US TSY INFL PROT NOTE 03.000 %	P	2010-05-27	2012-07-15
	36 NEXEN INC CAD	P	2010-05-19	2012-07-23
	4000 FNMA NTS 0	P	2011-05-10	2012-08-03
	16 PIONEER NAT RES CO	P	2010-05-20	2012-08-10
	7 CNOOC LTD SPON ADR	P	2010-06-22	2012-08-27
	16 PPG INDUSTRIES INC	P	2008-10-07	2012-09-12
	11 BARRICK GOLD CORP CAD	P	2009-02-27	2012-09-18
	61 NOKIA CORP SPONS ADR FIN	P	2010-05-24	2012-09-25
	11.92 PENTAIR LTD	P	2011-11-16	2012-10-04
	8 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	25 MICROSOFT CORP	P	2011-04-06	2012-10-26
	12 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-05
	16000 FNMA PL AE0115 05.5000	P	2011-04-19	2012-11-28
	5 HOME DEPOT INC	P	2008-01-02	2012-12-04
	2 ORACLE CORP	P	2009-12-02	2012-12-12
	6 ANHEUSER BUSCH INBEV SPON	P	2012-07-18	2012-12-14
	14 COCA-COLA ENTERPRISES INC	P	2012-10-31	2012-12-14
	3 EQUINIX INC NEW	P	2011-08-29	2012-12-14
	12 JOHNSON CONTROLS INC	P	2010-05-26	2012-12-14
	4 NESTLE S A SPONSORED ADR REPS	P	2008-10-07	2012-12-14
	8 ROCKWELL AUTOMATION INC NEW	P	2012-02-27	2012-12-14
	1 UNION PACIFIC CORP	P	2009-07-24	2012-12-14
	11 WELLS FARGO & CO NEW	P	2012-12-12	2012-12-14
	3000 US TSY NOTE 01.375 % D	P	2012-03-01	2012-12-18
	8 KOREA ELECTRIC POWER CRP SPON	P	2008-03-17	2012-12-27
	51 IMPALA PLATINUM HLDG LTD SPO	P	2012-02-22	2013-01-08
	15 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-10
	24 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	17 SANOFI SPON ADR	P	2008-04-14	2013-01-15
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	7 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2010-07-19	2013-01-18
	6 EATON VANCE SENIOR INCO	P	2011-07-18	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2012-03-19	2013-01-22
	4 EATON VANCE SENIOR INCO	P	2012-12-20	2013-01-22
	10 JEFFERIES GROUP INC NEW ME	P	2012-04-23	2013-01-29
	56 SK TELECOM CO LTD ADR	P	2009-04-14	2013-02-07
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	3 NUVEEN CREDIT STRATEGIES INCO	P	2010-05-28	2013-02-14
	63 GOLD FIELDS LTD SPON ADR	P	2008-05-21	2013-02-28
	15 BANK OF NEW YORK MELLON COR	P	2009-10-07	2013-03-06
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	1 GLOBAL PAYMENTS INC	P	2005-11-23	2013-03-11
	6 XILINX INC	P	2010-02-18	2013-03-11
	1 BLACKROCK INC	P	2011-06-10	2013-03-28
	144 MS&AD INS GROUP HLDGS AD	P	2007-12-04	2013-04-12
	20 ORACLE CORP	P	2010-10-13	2012-05-09
	24 MEDTRONIC INC	P	2009-08-19	2012-05-30
	101 MARINE HARVEST ASA ADR	P	2011-08-25	2012-06-20
	2000 US TSY INFL PROT NOTE 03.000 %	P	2011-09-20	2012-07-15
	44 NEXEN INC CAD	P	2010-10-20	2012-07-23
	2000 FNMA NTS 0	P	2011-09-20	2012-08-03
	104 YUM BRANDS INC	P	2009-02-18	2012-08-13
	4 CNOOC LTD SPON ADR	P	2011-12-06	2012-08-27
	26 TARGET CORP	P	2011-01-12	2012-09-12
	15 BARRICK GOLD CORP CAD	P	2009-04-09	2012-09-18
	218 NOKIA CORP SPONS ADR FI	P	2011-02-11	2012-09-25
	10.08 PENTAIR LTD	P	2012-03-07	2012-10-04
	8 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2012-10-15
	74 MICROSOFT CORP	P	2011-07-08	2012-10-26
	173 KOREA ELECTRIC POWER CRP SP	P	2005-07-25	2012-11-05
	40000 FNMA PL 735141 05.5000	P	2007-10-09	2012-11-28
	14 MARINE HARVEST ASA ADR	P	2011-08-25	2012-12-05
	1 ABBOTT LABS	P	2009-05-20	2012-12-14
	8 ARM HOLDINGS PLC SPON ADR	P	2012-09-25	2012-12-14
	7 COGNIZANT TECH SOLUTIONS CRP	P	2009-03-26	2012-12-14
	7 EXPRESS SCRIPTS HLDG CO	P	2009-03-26	2012-12-14
	20 JPMORGAN CHASE & CO	P	2008-11-12	2012-12-14
	4 NESTLE S A SPONSORED ADR REPS	P	2008-10-08	2012-12-14
	7 SCHEIN HENRY INC	P	2009-03-26	2012-12-14
	7 UNITED PARCEL SERVICE INC	P	2012-07-05	2012-12-14
	35 WESTERN UNION CO	P	2012-01-19	2012-12-14
	14 DIAGEO PLC NEW GB SPON ADR	P	2008-10-07	2012-12-19
	479 POLYUS GOLD INTL LTD SP	P	2011-07-22	2012-12-27
	8 IMPALA PLATINUM HLDG LTD SPON	P	2012-03-06	2013-01-08
	31 MOSAIC CO	P	2012-11-14	2013-01-11
	16 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	9 SANOFI SPON ADR	P	2008-05-22	2013-01-15
	11 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-17
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2010-08-18	2013-01-18
	7 EATON VANCE SENIOR INCO	P	2011-08-18	2013-01-18
	1 EATON VANCE SENIOR INCO	P	2012-04-19	2013-01-22
	4 EATON VANCE SENIOR INCO	P	2013-01-07	2013-01-22
	28 AT&T INC	P	2008-10-07	2013-01-30
	17 SK TELECOM CO LTD ADR	P	2009-05-20	2013-02-07
	3 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	3 NUVEEN CREDIT STRATEGIES INCO	P	2010-05-28	2013-02-14
	12 NUVEEN CREDIT STRATEGIES INC	P	2010-05-28	2013-02-28
	61 BANK OF NEW YORK MELLON COR	P	2010-02-03	2013-03-06
	7 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-07
	1 GLOBAL PAYMENTS INC	P	2006-07-06	2013-03-11
	57 ERICSSON SEK 10 NEW 2002 ADR	P	2012-02-08	2013-03-13
	25 LOCKHEED MARTIN CORP	P	2008-10-07	2013-04-03
	43 MS&AD INS GROUP HLDGS ADR	P	2010-02-25	2013-04-12
	15 PROCTER & GAMBLE CO	P	2006-01-04	2012-05-09
	22 MEDTRONIC INC	P	2009-09-02	2012-05-30
	4 ACCENTURE PLC IRELAND CL A	P	2008-10-07	2012-07-05
	5 HUMAN GENOME SCIENCES	P	2011-07-26	2012-07-16
	43 NEXEN INC CAD	P	2011-08-11	2012-07-23
	54 MICROSOFT CORP	P	2009-03-26	2012-08-03
	5 YUM BRANDS INC	P	2009-03-03	2012-08-13
	38 AFLAC INC	P	2010-12-20	2012-08-31
	2 TARGET CORP	P	2011-01-14	2012-09-12
	115 ING GROEP N V NL SPON AD	P	2012-05-09	2012-09-18
	91 NOKIA CORP SPONS ADR FIN	P	2011-03-16	2012-09-25
	18 DOVER CORP	P	2009-11-09	2012-10-08
	17 SK TELECOM CO LTD ADR	P	2008-02-14	2012-10-16
	17 BAIDU INC ADS REPSNTG CL A O	P	2012-04-16	2012-11-02
	15 KOREA ELECTRIC POWER CRP SPO	P	2005-10-19	2012-11-05
	28000 FNMA PL 745343 05.5000	P	2011-10-07	2012-11-28
	53 VODAFONE GROUP PLC NEW SPO	P	2008-10-07	2012-12-05
	9 ABBOTT LABS	P	2009-07-29	2012-12-14
	17 AT&T INC	P	2008-10-07	2012-12-14
	140 COMCAST CORP NEW SPECIAL CL	P	2006-01-03	2012-12-14
	15 EXXON MOBIL CORP	P	2006-10-23	2012-12-14
	20 JPMORGAN CHASE & CO	P	2008-12-03	2012-12-14
	6 NORTHROP GRUMMAN CORP	P	2009-03-27	2012-12-14
	4 SCHLUMBERGER LTD NETH	P	2009-03-26	2012-12-14
	30 UNITEDHEALTH GROUP INC	P	2005-07-25	2012-12-14
	2 WILLIAMS SONOMA INC	P	2012-03-02	2012-12-14
	59 PULTE GROUP INC	P	2009-02-18	2012-12-20
	90 POLYUS GOLD INTL LTD SPO	P	2011-08-03	2012-12-27
	28 ABBVIE INC COM	P	2009-07-29	2013-01-09
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	13 SK TELECOM CO LTD ADR	P	2008-06-11	2013-01-15
	11 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-17
	12 INTEL CORP	P	2008-04-25	2013-01-17
	3 EATON VANCE SENIOR INCO	P	2010-09-17	2013-01-18
	2 EATON VANCE SENIOR INCO	P	2011-09-19	2013-01-18
	5 EATON VANCE SENIOR INCO	P	2012-04-19	2013-01-22
	12 MARINE HARVEST ASA ADR	P	2011-08-25	2013-01-22
	4 AT&T INC	P	2009-02-06	2013-01-30
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-08
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	2 EOG RESOURCES INC	P	2011-10-04	2013-02-20
	7 NUVEEN CREDIT STRATEGIES INCO	P	2010-05-28	2013-02-28
	4 BANK OF NEW YORK MELLON CORP	P	2010-02-08	2013-03-06
	2 AARONS INC CL A	P	2012-08-31	2013-03-11
	2 HARSCO CORP	P	2005-07-26	2013-03-11
	12 MANPOWERGROUP INC	P	2012-07-20	2013-03-14
	37 DIRECTV	P	2009-03-26	2013-04-05
	5 EOG RESOURCES INC	P	2011-10-04	2013-04-15
	22 SEVEN & I HLDGS CO LTD ADR	P	2009-02-23	2012-05-10
	10 MEDTRONIC INC	P	2009-09-09	2012-05-30
	8 ACCENTURE PLC IRELAND CL A	P	2009-02-06	2012-07-05
	40 HUMAN GENOME SCIENCES	P	2011-07-29	2012-07-16
	86 NEXEN INC CAD	P	2011-09-27	2012-07-23
	27 MICROSOFT CORP	P	2011-04-06	2012-08-03
	84 YUM BRANDS INC	P	2009-03-30	2012-08-13
	23 AFLAC INC	P	2011-03-18	2012-08-31
	2 TARGET CORP	P	2011-02-04	2012-09-12
	12 NEWCREST MINING LTD SPON AUS	P	2006-07-18	2012-09-18
	192 NOKIA CORP SPONS ADR FI	P	2011-05-31	2012-09-25
	11 DOVER CORP	P	2010-03-04	2012-10-08
	54 SK TELECOM CO LTD ADR	P	2008-04-28	2012-10-16
	14 BAIDU INC ADS REPSNTG CL A O	P	2012-09-25	2012-11-02
	41 MERCK & CO INC NEW COM	P	2012-06-13	2012-11-05
	1000 FNMA PL 889982 05.5000 D	P	2009-06-25	2012-11-28
	32 VODAFONE GROUP PLC NEW SPO	P	2008-11-05	2012-12-05
	11 ACCENTURE PLC IRELAND CL	P	2009-02-18	2012-12-14
	33 BANK OF NEW YORK MELLON COR	P	2008-10-08	2012-12-14
	26 COMCAST CORP NEW SPECIAL CL	P	2011-07-14	2012-12-14
	2 FLOWSERVE CORP	P	2009-03-26	2012-12-14
	11 LAUDER ESTEE COS CL A	P	2011-05-06	2012-12-14
	8 OCCIDENTAL PETROLEUM CRP	P	2011-06-08	2012-12-14
	75 SEAGATE TECHNOLOGY PLC SHS	P	2009-02-27	2012-12-14
	20 UNITEDHEALTH GROUP INC	P	2006-05-04	2012-12-14
	7 3M CO	P	2008-12-17	2012-12-14
	89 PULTE GROUP INC	P	2009-03-30	2012-12-20
	58 WESTERN UNION CO	P	2012-01-19	2013-01-03
	40 ABBVIE INC COM	P	2009-09-02	2013-01-09
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	60 SK TELECOM CO LTD ADR	P	2009-04-13	2013-01-15
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	32 INTEL CORP	P	2008-05-01	2013-01-17
	3 EATON VANCE SENIOR INCO	P	2010-09-17	2013-01-18
	5 EATON VANCE SENIOR INCO	P	2011-09-19	2013-01-18
	6 EATON VANCE SENIOR INCO	P	2012-05-18	2013-01-22
	135 MARINE HARVEST ASA ADR	P	2011-09-09	2013-01-22
	6 AT&T INC	P	2009-03-27	2013-01-30
	97 GAP INC	P	2012-03-26	2013-02-11
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	32 NUVEEN CREDIT STRATEGIES INC	P	2010-05-28	2013-02-20
	32 NUVEEN CREDIT STRATEGIES INC	P	2010-05-28	2013-02-28
	44 BANK OF NEW YORK MELLON COR	P	2010-03-31	2013-03-06
	2 ACTIVISION BLIZZARD INC	P	2012-03-26	2013-03-11
	14 INTL GAME TECHNOLOGY	P	2009-02-18	2013-03-11
	31 NUVEEN CREDIT STRATEGIES INC	P	2010-05-28	2013-03-14
	42 EAST JAPAN RAILWAY CO ADR	P	2011-02-24	2013-04-09
	6 BLACKROCK INC	P	2011-06-22	2013-04-17
	48 ABB LTD SPON ADR	P	2009-03-26	2012-05-16
	15 TEXAS INSTRUMENTS	P	2005-07-25	2012-06-05
	23 ACCENTURE PLC IRELAND CL	P	2009-02-18	2012-07-05
	18 CERNER CORP	P	2009-03-26	2012-07-18
	29 NEXEN INC CAD	P	2011-12-12	2012-07-23
	13 VARIAN MEDICAL SYSTEMS INC	P	2009-03-26	2012-08-03
	6 YUM BRANDS INC	P	2010-02-16	2012-08-13
	35 CARREFOUR SA SPON ADR	P	2009-09-25	2012-08-31
	1 AMAZON.COM INC	P	2008-09-29	2012-09-14
	38 NEWCREST MINING LTD SPON AUS	P	2008-08-13	2012-09-18
	14 EXPRESS SCRIPTS HLDG CO	P	2009-02-18	2012-09-26
	4 EATON VANCE SENIOR INCO	P	2010-06-11	2012-10-08
	47 SK TELECOM CO LTD ADR	P	2008-06-11	2012-10-16
	11 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-02
	30 CISCO SYSTEMS INC	P	2006-01-03	2012-11-06
	13 HACHIJUNI BANK LTD ADR	P	2008-07-28	2012-11-28
	34 EATON CORP PLC	P	2012-12-03	2012-12-06
	7 ACCENTURE PLC IRELAND CL A	P	2009-02-18	2012-12-14
	48 BIOGEN IDEC INC	P	2005-08-17	2012-12-14
	25 CVS CAREMARK CORP	P	2012-01-04	2012-12-14
	7 FLUOR CORP NEW	P	2011-03-29	2012-12-14
	3 LIBERTY INTERACTIVE CORP SER	P	2008-03-17	2012-12-14
	24 ORACLE CORP	P	2009-12-02	2012-12-14
	15 ST JUDE MEDICAL INC	P	2011-12-21	2012-12-14
	9 UNTD TECHNOLOGIES CORP	P	2008-10-07	2012-12-14
	1130 ALLIANZ FIXED INCOME S	P	2009-04-01	2012-12-17
	54 PULTE GROUP INC	P	2009-08-06	2012-12-20
	84 WESTERN UNION CO	P	2012-01-25	2013-01-03
	3 ABBVIE INC COM	P	2010-02-19	2013-01-09
	4 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-14
	24 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	9 SK TELECOM CO LTD ADR	P	2009-04-14	2013-01-15
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	54 INTEL CORP	P	2008-05-09	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2010-10-18	2013-01-18
	3 EATON VANCE SENIOR INCO	P	2011-10-20	2013-01-18
	1 EATON VANCE SENIOR INCO	P	2012-06-18	2013-01-22
	43 BANK OF NEW YORK MELLON COR	P	2008-10-08	2013-01-23
	17 AT&T INC	P	2009-11-11	2013-01-30
	19 GLAXO SMITHKLINE PLC ADR	P	2010-01-14	2013-02-12
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	24 SWISSCOM AG SPON ADR	P	2005-07-27	2013-02-20
	15 APACHE CORP	P	2010-07-23	2013-03-01
	8 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-06
	2 AUTODESK INC	P	2009-02-18	2013-03-11
	2 INTL RECTIFIER CORP	P	2009-02-18	2013-03-11
	22 WOLTERS KLUWER NV SPO	P	2009-02-24	2013-03-14
	25 SEKISUI HOUSE LTD SPON ADR	P	2007-09-26	2013-04-09
	3 ING GROEP N V 8.500% PREF	P	2011-02-09	2013-04-17
	34 ABB LTD SPON ADR	P	2009-08-17	2012-05-16
	20 TEXAS INSTRUMENTS	P	2005-10-31	2012-06-05
	45 P.T. TELEKOMUNIKASI IND	P	2011-02-25	2012-07-09
	422 CITIGROUP CAP XII 8.500% DUE 03	P	2010-05-28	2012-07-18
	18 NEXEN INC CAD	P	2011-12-13	2012-07-23
	3 VODAFONE GROUP PLC NEW SPON	P	2008-06-17	2012-08-07
	94 BANK OF NEW YORK MELLON COR	P	2008-10-07	2012-08-15
	210 CARREFOUR SA SPON ADR	P	2009-10-05	2012-08-31
	20 EBAY INC	P	2007-03-14	2012-09-14
	27 UNTD TECHNOLOGIES CORP	P	2008-10-07	2012-09-18
	4 NOKIA CORP SPONS ADR FINL	P	2011-05-31	2012-09-26
	20 KINROSS GOLD CORP NEW CAD	P	2009-07-09	2012-10-08
	4 NIKE INC CL B	P	2009-03-26	2012-10-23
	14 EATON VANCE SENIOR INC	P	2010-06-11	2012-11-02
	37 MERCK & CO INC NEW COM	P	2012-06-13	2012-11-09
	13 HACHIJUNI BANK LTD ADR	P	2009-10-06	2012-11-28
	1 EATON CORP PLC	P	2012-12-03	2012-12-06
	6 ACCENTURE PLC IRELAND CL A	P	2009-03-26	2012-12-14
	3 BLACKROCK INC	P	2011-06-08	2012-12-14
	7 DANAHER CORP	P	2009-03-26	2012-12-14
	5 FREEPORT-MCMORAN COPPER & GO	P	2009-02-27	2012-12-14
	42 LIBERTY INTERACTIVE CORP SER	P	2009-02-27	2012-12-14
	20 PALL CORP	P	2005-09-20	2012-12-14
	7 STANLEY BLACK & DECKER INC	P	2010-08-11	2012-12-14
	6 UNTD TECHNOLOGIES CORP	P	2012-01-10	2012-12-14
	1110 ALLIANZ FIXED INCOME S	P	2009-04-01	2012-12-17
	2 PULTE GROUP INC	P	2010-01-11	2012-12-20
	41 WESTERN UNION CO	P	2012-02-08	2013-01-03
	35 ABBVIE INC COM	P	2010-03-11	2013-01-09
	12 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	13 EATON VANCE SENIOR INC	P	2010-06-11	2013-01-14
	32 YUM BRANDS INC	P	2012-07-30	2013-01-15
	8 EATON VANCE SENIOR INCO	P	2010-06-11	2013-01-17
	7 INTEL CORP	P	2008-07-15	2013-01-17
	6 EATON VANCE SENIOR INCO	P	2010-11-17	2013-01-18
	4 EATON VANCE SENIOR INCO	P	2011-10-20	2013-01-18
	6 EATON VANCE SENIOR INCO	P	2012-06-18	2013-01-22
	36 BANK OF NEW YORK MELLON COR	P	2009-10-07	2013-01-23
	2 BLACKROCK INC	P	2009-03-20	2013-01-30
	17 SANOFI SPON ADR	P	2008-05-22	2013-02-12
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-13
	2 BARCLAYS BANK PLC SER 3 7.10	P	2012-10-15	2013-02-14
	4 GOLDMAN SACHS GROUP INC	P	2009-03-11	2013-02-21
	5 EOG RESOURCES INC	P	2011-10-04	2013-03-01
	5 BARCLAYS BANK PLC 8.125% SER	P	2011-03-09	2013-03-06
	18 CBRE GROUP INC CL A	P	2012-03-15	2013-03-11
	2 JOY GLOBAL INC	P	2009-02-18	2013-03-11
	35 WOLTERS KLUWER NV SPO	P	2009-02-24	2013-03-14
	141 SEKISUI HOUSE LTD SPON AD	P	2008-03-07	2013-04-09
	4 ING GROEP N V 8.500% PREF	P	2011-02-09	2013-04-17

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	688	491	197
b	815	1,038	-223
c	1,954	1,891	63
d	1,559	1,637	-78
e	5,700	6,012	-312
	26	15	11
	1,607	1,384	223
	156	182	-26
	833	1,832	-999
	1	1
	366	343	23
	1,799	1,835	-36
	975	1,609	-634
	1,487	1,029	458
	116	100	16
	2,326	2,082	244
	2,292	2,216	76
	657	413	244
	793	550	243
	333	207	126
	601	551	50
	1,036	825	211
	1,621	79	1,542
	353	189	164
	71	72	-1
	272	252	20
	207	168	39
	110	69	41
	38	33	5
	107	93	14
	54	46	8
	76	66	10
	786	1,000	-214
	46	40	6
	582	428	154
	46	43	3
	8	6	2
	23	21	2
	657	371	286
	690	347	343
	51	50	1
	25	25
	51	50	1
	909	542	367
	206	258	-52
	128	129	-1
	99	117	-18
	95	81	14
	20,187	16,181	4,006
	4,382	2,933	1,449
	339	205	134
	208	170	38
	658	660	-2
	561	585	-24
	405	265	140
	3,675	3,891	-216
	1,945	927	1,018
	1,901	1,051	850
	250	46	204
	346	730	-384
	39	5	34
	1,050	977	73
	441	455	-14
	86	146	-60
	730	913	-183
	116	100	16
	2,316	2,101	215
	257	269	-12
	9,429	9,035	394
	663	423	240
	354	384	-30
	431	384	47
	717	700	17
	713	844	-131
	1,109	691	418
	728	652	76
	189	201	-12
	3,296	3,098	198
	17,057	6,832	10,225
	54	46	8
	107	93	14
	367	319	48
	29,578	26,982	2,596
	871	1,104	-233
	54	46	8
	90	58	32
	77	72	5
	46	38	8
	31	28	3
	1,492	888	604
	753	625	128
	51	50	1
	1,086	1,436	-350
	51	50	1
	606	683	-77
	89	114	-25
	2,151	1,445	706
	277	193	84
	91	41	50
	984	646	338
	331	747	-416
	226	190	36
	475	472	3
	1,808	2,263	-455
	37	43	-6
	2,225	1,547	678
	2,567	678	1,889
	1,391	1,431	-40
	1,863	1,667	196
	1,393	1,271	122
	2,372	2,595	-223
	5,101	5,047	54
	236	1,052	-816
	18	15	3
	2,178	1,349	829
	939	1,111	-172
	77	66	11
	400	462	-62
	1,010	2,050	-1,040
	3,143	3,020	123
	160	95	65
	478	224	254
	890	736	154
	478	361	117
	802	903	-101
	1,757	899	858
	322	182	140
	357	150	207
	1,388	1,306	82
	110	52	58
	54	46	8
	6,882	6,681	201
	46	40	6
	27,872	26,002	1,870
	115	100	15
	61	53	8
	224	153	71
	46	44	2
	54	45	9
	31	29	2
	808	857	-49
	25	25
	25	25
	1,629	2,022	-393
	25	25
	1,928	1,700	228
	244	319	-75
	780	1,166	-386
	328	132	196
	150	122	28
	866	654	212
	768	1,651	-883
	78	77	1
	1,098	1,159	-61
	1,829	1,106	723
	37	44	-7
	405	263	142
	12	13	-1
	371	394	-23
	3,175	2,977	198
	2,090	1,841	249
	1,199	167	1,032
	4,081	4,001	80
	99	384	-285
	34	27	7
	207	206	1
	448	827	-379
	62	53	9
	933	950	-17
	1,033	970	63
	12,572	12,199	373
	183	106	77
	80	62	18
	708	368	340
	1,408	716	692
	957	1,041	-84
	205	115	90
	514	406	108
	530	439	91
	5,315	5,165	150
	831	342	489
	61	53	8
	12,133	11,990	143
	61	53	8
	27,203	25,576	1,627
	61	53	8
	54	46	8
	90	83	7
	46	44	2
	8	7	1
	15	15
	985	1,032	-47
	25	25
	51	50	1
	25	25
	51	50	1
	3	4	-1
	155	159	-4
	821	964	-143
	717	137	580
	241	185	56
	701	522	179
	919	1,981	-1,062
	1,323	1,120	203
	995	833	162
	2,026	2,035	-9
	2,021	1,968	53
	697	730	-33
	906	526	380
	11,475	6,646	4,829
	556	3,348	-2,792
	2,389	2,227	162
	2,170	1,872	298
	1,020	996	24
	440	1,705	-1,265
	3	3
	207	206	1
	331	611	-280
	54	46	8
	1,504	1,525	-21
	1,291	1,181	110
	1,048	971	77
	275	190	85
	239	174	65
	473	323	150
	554	383	171
	525	452	73
	391	445	-54
	220	126	94
	278	341	-63
	1,042	1,052	-10
	864	1,001	-137
	54	46	8
	2,056	2,073	-17
	61	53	8
	866	1,176	-310
	61	53	8
	61	53	8
	22	21	1
	15	15
	31	26	5
	46	45	1
	197	279	-82
	294	336	-42
	51	50	1
	25	25
	51	50	1
	1,527	1,449	78
	12,038	12,040	-2
	409	413	-4
	95	55	40
	318	175	143
	423	463	-40
	151	317	-166
	561	463	98
	191	169	22
	1,746	1,172	574
	405	427	-22
	37	38	-1
	936	1,116	-180
	2,501	1,548	953
	1,613	5,136	-3,523
	344	246	98
	1,449	1,526	-77
	1,761	861	900
	248	1,180	-932
	633	673	-40
	181	181
	124	215	-91
	62	53	9
	4,789	4,749	40
	258	194	64
	5	4	1
	748	532	216
	234	69	165
	351	163	188
	288	312	-24
	765	913	-148
	650	258	392
	660	457	203
	542	397	145
	1,869	1,873	-4
	864	1,227	-363
	61	53	8
	138	120	18
	61	53	8
	2,569	3,471	-902
	54	46	8
	61	53	8
	69	60	9
	31	29	2
	38	33	5
	38	38
	1,675	1,485	190
	1,304	1,164	140
	51	50	1
	25	25
	51	50	1
	534	412	122
	1,760	1,583	177
	179	181	-2
	290	48	242
	94	74	20
	3,271	2,345	926
	1,013	570	443
	2,611	2,169	442
	918	891	27
	1,095	584	511
	135	156	-21
	637	610	27
	105	114	-9
	3,020	3,007	13
	620	572	48
	344	217	127
	2,338	2,256	82
	10,407	10,125	282
	283	1,437	-1,154
	1,514	1,519	-5
	181	181
	104	123	-19
	62	53	9
	6,705	6,758	-53
	1,756	1,713	43
	2,397	2,376	21
	369	276	93
	431	392	39
	89	104	-15
	578	295	283
	401	322	79
	369	328	41
	292	278	14
	441	428	13
	921	920	1
	1,399	1,428	-29
	69	60	9
	115	100	15
	61	53	8
	839	616	223
	84	73	11
	84	73	11
	54	46	8
	38	37	1
	31	28	3
	8	8
	394	180	214
	1,567	1,017	550
	25	25
	51	50	1
	25	25
	1,233	1,168	65
	9,017	9,030	-13
	179	181	-2
	241	147	94
	424	382	42
	104	103	1
	2,968	1,652	1,316
	2,118	1,717	401
	84	75	9
	1,470	1,482	-12
	1,453	570	883
	6,395	6,826	-431
	1,627	1,383	244
	3,020	3,008	12
	7	6	1
	1,168	643	525
	3,507	3,644	-137
	4,163	4,063	100
	177	893	-716
	964	780	184
	440	438	2
	723	342	381
	69	60	9
	9,034	8,630	404
	2,428	2,234	194
	1,351	724	627
	448	326	122
	431	342	89
	455	275	180
	576	391	185
	359	353	6
	408	412	-4
	600	501	99
	147	129	18
	692	694	-2
	613	883	-270
	54	46	8
	183	159	24
	176	153	23
	802	946	-144
	107	93	14
	54	46	8
	61	53	8
	38	36	2
	23	21	2
	46	46
	39	40	-1
	548	376	172
	25	25
	25	25
	51	50	1
	1,129	1,586	-457
	2,004	2,011	-7
	179	181	-2
	238	113	125
	269	65	204
	1,524	2,270	-746
	290	221	69
	1,976	370	1,606
	2,279	2,095	184
	82	68	14
	2	2
	1,279	1,357	-78
	1,498	1,245	253
	5,033	4,942	91
	15	3	12
	137	81	56
	47	49	-2
	462	331	131
	204	901	-697
	810	705	105
	207	206	1
	299	135	164
	108	93	15
	1,000	792	208
	575	1,187	-612
	579	322	257
	374	355	19
	323	287	36
	444	368	76
	1,414	1,261	153
	433	394	39
	242	239	3
	501	175	326
	730	758	-28
	6,004	6,020	-16
	2,417	2,105	312
	176	153	23
	115	100	15
	115	100	15
	711	769	-58
	115	100	15
	61	53	8
	8	7	1
	8	7	1
	23	21	2
	15	15
	2,877	2,288	589
	543	518	25
	51	50	1
	76	76
	30	24	6
	481	690	-209
	2,004	2,008	-4
	179	181	-2
	138	106	32
	202	179	23
	1,793	1,330	463
	1,053	1,517	-464
	358	286	72
	1,307	1,389	-82
	2,077	1,359	718
	5,116	5,431	-315
	930	758	172
	4,026	3,978	48
	1,563	917	646
	1,323	1,239	84
	1,855	824	1,031
	462	339	123
	169	615	-446
	527	424	103
	207	206	1
	699	652	47
	93	80	13
	8,107	7,955	152
	322	135	187
	64	45	19
	528	470	58
	433	441	-8
	596	275	321
	339	338	1
	262	157	105
	657	655	2
	125	58	67
	365	371	-6
	3,062	2,986	76
	110	112	-2
	974	1,068	-94
	115	100	15
	184	159	25
	813	648	165
	61	53	8
	54	46	8
	46	40	6
	46	43	3
	31	28	3
	31	30	1
	197	163	34
	1,015	900	115
	51	50	1
	51	50	1
	30	24	6
	523	765	-242
	417	425	-8
	179	181	-2
	48	43	5
	230	153	77
	256	186	70
	1,872	2,599	-727
	550	570	-20
	880	891	-11
	1,299	1,128	171
	2,558	2,647	-89
	1,136	952	184
	2,013	2,016	-3
	6,952	3,016	3,936
	756	795	-39
	1,674	1,446	228
	631	432	199
	602	2,053	-1,451
	445	386	59
	207	206	1
	2,068	1,978	90
	2,309	3,090	-781
	7,567	6,758	809
	248	156	92
	65	44	21
	289	225	64
	508	149	359
	383	160	223
	857	695	162
	262	159	103
	569	279	290
	511	561	-50
	458	664	-206
	1,671	859	812
	1,570	1,696	-126
	153	168	-15
	1,841	1,524	317
	122	106	16
	431	337	94
	84	73	11
	61	53	8
	46	41	5
	54	44	10
	8	7	1
	31	31
	970	731	239
	308	271	37
	76	76
	51	50	1
	30	24	6
	124	94	30
	1,696	1,755	-59
	179	181	-2
	48	47	1
	736	548	188
	2,396	2,508	-112
	559	544	15
	957	883	74
	807	842	-35
	241	129	112
	71	107	-36
	1,110	834	276
	1,606	986	620
	334	124	210
	1,753	2,149	-396
	129	110	19
	1,001	758	243
	251	734	-483
	1,045	735	310
	255	384	-129
	1,799	2,508	-709
	200	238	-38
	5,801	5,811	-10
	1,355	1,130	225
	588	410	178
	580	444	136
	4,949	2,393	2,556
	1,323	1,042	281
	857	556	301
	401	244	157
	272	183	89
	1,620	1,529	91
	86	78	8
	1,084	573	511
	295	324	-29
	948	664	284
	61	53	8
	61	53	8
	221	269	-48
	84	73	11
	269	267	2
	23	21	2
	15	13	2
	38	36	2
	233	134	99
	139	105	34
	51	50	1
	51	50	1
	51	50	1
	261	137	124
	72	55	17
	111	108	3
	57	60	-3
	49	60	-11
	683	411	272
	2,044	860	1,184
	599	341	258
	1,323	957	366
	367	390	-23
	483	262	221
	568	831	-263
	2,220	1,480	740
	803	705	98
	5,615	2,349	3,266
	1,061	1,170	-109
	129	109	20
	361	172	189
	531	1,350	-819
	638	506	132
	809	1,216	-407
	1,482	1,600	-118
	1,879	1,583	296
	231	220	11
	818	605	213
	773	342	431
	816	856	-40
	919	621	298
	285	117	168
	667	538	129
	610	827	-217
	2,069	317	1,752
	1,080	938	142
	646	410	236
	1,636	968	668
	787	1,101	-314
	1,354	940	414
	61	53	8
	61	53	8
	1,019	973	46
	61	53	8
	716	732	-16
	23	21	2
	38	32	6
	46	42	4
	2,623	1,472	1,151
	208	156	52
	3,159	2,599	560
	51	50	1
	51	50	1
	328	252	76
	330	252	78
	1,223	1,357	-134
	30	25	5
	243	133	110
	320	244	76
	603	486	117
	1,514	1,140	374
	782	694	88
	408	463	-55
	1,388	715	673
	1,413	413	1,000
	749	423	326
	720	390	330
	401	201	200
	146	317	-171
	263	65	198
	1,143	803	340
	885	396	489
	31	27	4
	704	974	-270
	85	73	12
	526	517	9
	667	802	-135
	1,736	1,756	-20
	492	218	274
	7,251	1,972	5,279
	1,232	1,043	189
	402	508	-106
	57	42	15
	768	543	225
	531	502	29
	720	458	262
	15,571	12,645	2,926
	993	650	343
	1,139	1,632	-493
	102	85	17
	31	27	4
	184	159	25
	153	145	8
	61	53	8
	1,209	1,259	-50
	46	42	4
	23	19	4
	8	7	1
	1,157	1,115	42
	589	448	141
	861	797	64
	51	50	1
	51	50	1
	1,089	793	296
	1,097	1,345	-248
	204	206	-2
	81	33	48
	42	27	15
	469	358	111
	369	310	59
	78	77	1
	554	606	-52
	544	572	-28
	1,555	1,531	24
	10,550	10,516	34
	465	268	197
	89	89
	2,089	2,342	-253
	875	1,835	-960
	1,004	613	391
	2,199	1,373	826
	10	28	-18
	214	359	-145
	372	191	181
	108	93	15
	1,624	1,429	195
	667	700	-33
	51	52	-1
	419	190	229
	604	570	34
	383	195	188
	168	76	92
	802	115	687
	1,210	556	654
	500	391	109
	482	454	28
	12,488	9,424	3,064
	37	22	15
	556	747	-191
	1,185	1,005	180
	92	80	12
	99	86	13
	2,124	2,130	-6
	61	53	8
	157	143	14
	46	42	4
	31	26	5
	46	42	4
	968	1,021	-53
	474	229	245
	815	637	178
	51	50	1
	51	50	1
	606	361	245
	617	341	276
	128	129	-1
	452	371	81
	123	40	83
	746	569	177
	2,082	1,259	823
	104	103	1

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			197
b			-223
c			63
d			-78
e			-312
			11
			223
			-26
			-999

			23
			-36
			-634
			458
			16
			244
			76
			244
			243
			126
			50
			211
			1,542
			164
			-1
			20
			39
			41
			5
			14
			8
			10
			-214
			6
			154
			3
			2
			2
			286
			343
			1

			1
			367
			-52
			-1
			-18
			14
			4,006
			1,449
			134
			38
			-2
			-24
			140
			-216
			1,018
			850
			204
			-384
			34
			73
			-14
			-60
			-183
			16
			215
			-12
			394
			240
			-30
			47
			17
			-131
			418
			76
			-12
			198
			10,225
			8
			14
			48
			2,596
			-233
			8
			32
			5
			8
			3
			604
			128
			1
			-350
			1
			-77
			-25
			706
			84
			50
			338
			-416
			36
			3
			-455
			-6
			678
			1,889
			-40
			196
			122
			-223
			54
			-816
			3
			829
			-172
			11
			-62
			-1,040
			123
			65
			254
			154
			117
			-101
			858
			140
			207
			82
			58
			8
			201
			6
			1,870
			15
			8
			71
			2
			9
			2
			-49


			-393

			228
			-75
			-386
			196
			28
			212
			-883
			1
			-61
			723
			-7
			142
			-1
			-23
			198
			249
			1,032
			80
			-285
			7
			1
			-379
			9
			-17
			63
			373
			77
			18
			340
			692
			-84
			90
			108
			91
			150
			489
			8
			143
			8
			1,627
			8
			8
			7
			2
			1

			-47

			1

			1
			-1
			-4
			-143
			580
			56
			179
			-1,062
			203
			162
			-9
			53
			-33
			380
			4,829
			-2,792
			162
			298
			24
			-1,265

			1
			-280
			8
			-21
			110
			77
			85
			65
			150
			171
			73
			-54
			94
			-63
			-10
			-137
			8
			-17
			8
			-310
			8
			8
			1

			5
			1
			-82
			-42
			1

			1
			78
			-2
			-4
			40
			143
			-40
			-166
			98
			22
			574
			-22
			-1
			-180
			953
			-3,523
			98
			-77
			900
			-932
			-40

			-91
			9
			40
			64
			1
			216
			165
			188
			-24
			-148
			392
			203
			145
			-4
			-363
			8
			18
			8
			-902
			8
			8
			9
			2
			5

			190
			140
			1

			1
			122
			177
			-2
			242
			20
			926
			443
			442
			27
			511
			-21
			27
			-9
			13
			48
			127
			82
			282
			-1,154
			-5

			-19
			9
			-53
			43
			21
			93
			39
			-15
			283
			79
			41
			14
			13
			1
			-29
			9
			15
			8
			223
			11
			11
			8
			1
			3

			214
			550

			1

			65
			-13
			-2
			94
			42
			1
			1,316
			401
			9
			-12
			883
			-431
			244
			12
			1
			525
			-137
			100
			-716
			184
			2
			381
			9
			404
			194
			627
			122
			89
			180
			185
			6
			-4
			99
			18
			-2
			-270
			8
			24
			23
			-144
			14
			8
			8
			2
			2

			-1
			172


			1
			-457
			-7
			-2
			125
			204
			-746
			69
			1,606
			184
			14

			-78
			253
			91
			12
			56
			-2
			131
			-697
			105
			1
			164
			15
			208
			-612
			257
			19
			36
			76
			153
			39
			3
			326
			-28
			-16
			312
			23
			15
			15
			-58
			15
			8
			1
			1
			2

			589
			25
			1

			6
			-209
			-4
			-2
			32
			23
			463
			-464
			72
			-82
			718
			-315
			172
			48
			646
			84
			1,031
			123
			-446
			103
			1
			47
			13
			152
			187
			19
			58
			-8
			321
			1
			105
			2
			67
			-6
			76
			-2
			-94
			15
			25
			165
			8
			8
			6
			3
			3
			1
			34
			115
			1
			1
			6
			-242
			-8
			-2
			5
			77
			70
			-727
			-20
			-11
			171
			-89
			184
			-3
			3,936
			-39
			228
			199
			-1,451
			59
			1
			90
			-781
			809
			92
			21
			64
			359
			223
			162
			103
			290
			-50
			-206
			812
			-126
			-15
			317
			16
			94
			11
			8
			5
			10
			1

			239
			37

			1
			6
			30
			-59
			-2
			1
			188
			-112
			15
			74
			-35
			112
			-36
			276
			620
			210
			-396
			19
			243
			-483
			310
			-129
			-709
			-38
			-10
			225
			178
			136
			2,556
			281
			301
			157
			89
			91
			8
			511
			-29
			284
			8
			8
			-48
			11
			2
			2
			2
			2
			99
			34
			1
			1
			1
			124
			17
			3
			-3
			-11
			272
			1,184
			258
			366
			-23
			221
			-263
			740
			98
			3,266
			-109
			20
			189
			-819
			132
			-407
			-118
			296
			11
			213
			431
			-40
			298
			168
			129
			-217
			1,752
			142
			236
			668
			-314
			414
			8
			8
			46
			8
			-16
			2
			6
			4
			1,151
			52
			560
			1
			1
			76
			78
			-134
			5
			110
			76
			117
			374
			88
			-55
			673
			1,000
			326
			330
			200
			-171
			198
			340
			489
			4
			-270
			12
			9
			-135
			-20
			274
			5,279
			189
			-106
			15
			225
			29
			262
			2,926
			343
			-493
			17
			4
			25
			8
			8
			-50
			4
			4
			1
			42
			141
			64
			1
			1
			296
			-248
			-2
			48
			15
			111
			59
			1
			-52
			-28
			24
			34
			197

			-253
			-960
			391
			826
			-18
			-145
			181
			15
			195
			-33
			-1
			229
			34
			188
			92
			687
			654
			109
			28
			3,064
			15
			-191
			180
			12
			13
			-6
			8
			14
			4
			5
			4
			-53
			245
			178
			1
			1
			245
			276
			-1
			81
			83
			177
			823
			1

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	90,677
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	6,550

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	110,000	2,546,166	0.043202
2010	62,300	2,434,848	0.025587
2009	62,300	1,365,546	0.045623
2008	69,122	1,047,944	0.065960
2007	64,081	1,352,252	0.047388

2	Total of line 1, column (d) ......................	2	0.227760
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.045552
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	2,614,658
5	Multiply line 4 by line 3.......................	5	119,103
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	1,358
7	Add lines 5 and 6.........................	7	120,461
8	Enter qualifying distributions from Part XII, line 4..............	8	120,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	2,715
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	2,715
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,715
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	3,200
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	3,200
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	485
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax485	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

CATHERINE NOLAN Telephone no. bullet

(203) 254-0516

Located at bullet

19 TURKEY HILL CIRCLEWESTPORTCT ZIP+4 bullet

06880

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
CATHERINE NOLAN	PRESIDENT 2.00	0	0	0
19 TURKEY HILL CIRCLE WESTPORT,CT06880	PRESIDENT 2.00	0	0	0
MATTHEW SPIEGEL	TREASURER 1.00	0	0	0
19 TURKEY HILL CIRCLE WESTPORT,CT06880	TREASURER 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

2,611,241

Average of monthly cash balances.......................

43,234

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

2,654,475

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

2,654,475

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

39,817

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

2,614,658

Minimum investment return. Enter 5% of line 5..................

130,733

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

130,733

Tax on investment income for 2012 from Part VI, line 5......

2,715

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

2,715

Distributable amount before adjustments. Subtract line 2c from line 1............

128,018

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

128,018

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

128,018

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

120,000

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

120,000

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

120,000

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7		128,018
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......	119,219
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2012:
a From 2007.......
b From 2008.......
c From 2009.......
d From 2010.......
e From 2011.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2012 from Part
XII, line 4: $ 120,000
a Applied to 2011, but not more than line 2a	119,219
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2012 distributable amount.....		781
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........		127,237
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2008....
b Excess from 2009....
c Excess from 2010....
d Excess from 2011....
e Excess from 2012....

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
AMERICAN RED CROSS PO BOX 4002018 DES MOINES,IA503402018		PUBLIC CHAR.	GENERAL SUPPORT	7,500
CATHOLIC CHARITIES USA PO BOX 17066 BALTIMORE,MD212971066		PUBLIC CHAR.	GENERAL SUPPORT	15,000
THE AMERICAN IRELAND FUND ATTN KIERAN MCLOUGHLIN 345 PARK AVE 17TH FL NEW YORK,NY10154		PUBLIC CHAR.	GENERAL SUPPORT	15,000
CHILDREN'S SCHOLARSHIP FUND 8 WEST 38TH STREET 9TH FL NEW YORK,NY10018		PUBLIC CHAR.	GENERAL SUPPORT	15,000
INNER CITY SCHOLARSHIP FUND 1011 FIRST AVE STE 1400 NEW YORK,NY10022		PUBLIC CHAR.	GENERAL SUPPORT	15,000
A BETTER CHANCE OF WESTPORT PO BOX 2153 WESTPORT,CT06880		PUBLIC CHAR.	GENERAL SUPPORT	7,500
ROBIN HOOD FOUNDATION 826 BROADWAY 9TH FL NEW YORK,NY10003		PUBLIC CHAR.	GENERAL SUPPORT	15,000
WOUNDED WARRIOR PROJECT PO BOX 758517 TOPEKA,KS66675		PUBLIC CHAR.	GENERAL SUPPORT	7,500
SAINT FRANCIS HOSPITAL FOUNDATION 100 PORT WASHINGTON BLVD ROSLYN,NY11576		PUBLIC CHAR.	GENERAL SUPPORT	7,500
MICHAEL J FOX FOUNDATION FOR PARKINSON'S RESEARCH GRAND CENTRAL STATION PO BOX 4777 NEW YORK,NY101634777		PUBLIC CHAR.	GENERAL SUPPORT	7,500
CARSON SCHOLARS FUND INC ATTN AMY WARNER STE 310 305 W CHESAPEAKE AVE TOWSON,MD21204		PUBLIC CHAR.	GENERAL SUPPORT	7,500
Total ................................. 3a				120,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	14,889
4 Dividends and interest from securities....			14	70,389
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory					90,677
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				85,278	90,677

13Total. Add line 12, columns (b), (d), and (e)..................

13175,955

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
8	INCOME FROM SALE OF ASSETS TO FUND CHARITABLE DISTRIBUTION

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
UBS 63388	166,980	195,738
UBS 68328	415,099	462,415

Name of Stock	End of Year Book Value	End of Year Fair Market Value
UBS 63389	353,680	465,135
UBS 63390	108,939	162,085
UBS 63391	333,708	318,446
UBS 63392	290,168	482,440
UBS 68328	66,898	87,346
UBS 68329	141,278	225,825

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
EXPENSES
BANK FEES	396

Category	Amount	Net Investment Income
NYS DEPT OF LAW	250
FEDERAL ESTIMATED TAXES	3,200
FOREIGN TAXES PAID	114	114
FEDERAL TAXES PAID	666