Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
The H Scott Caven III Memorial Foundation Inc
 

Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd   Room/suite
City or town, state, and ZIP code
Wilmington, DE198091377
A Employer identification number

20-2450503
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,329,636J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 3,489
2 Check bullet
3 Interest on savings and temporary cash investments 5 5  
4 Dividends and interest from securities...... 21,123 21,123  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment -12,704
b Gross sales price for all assets on line 6a 197,261
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,590 5  
12 Total. Add lines 1 through 11........ 13,503 21,133  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 1,870 1,870    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 820      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 9,539 1   9,522
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 12,229 1,871   9,522
25 Contributions, gifts, grants paid........ 54,600 54,600
26 Total expenses and disbursements. Add lines 24 and 25 66,829 1,871   64,122
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -53,326
b Net investment income (if negative, enter -0-) 19,262
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 236,435 6,423 6,423
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 744,591 Click to see attachment925,781 917,206
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 391,614 Click to see attachment387,110 406,007
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,372,640 1,319,314 1,329,636
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 1,372,640 1,319,314
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,372,640 1,319,314
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,372,640 1,319,314
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,372,640
2 Enter amount from Part I, line 27a..................... 2 -53,326
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,319,314
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,319,314
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b Section 751 Gain on Sale of Partnership - Reclass      
c Distributions in Excess of Basis      
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 197,261   208,197 -8,364
b       -1,768
c       410
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -8,364
b       -1,768
c       410
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -9,722
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 42,384 1,322,985 000.032037
2010 20,457 866,998 000.023595
2009 13,198 542,353 000.024335
2008 11,587 312,054 000.037131
2007 9,919 293,117 000.033840
2 Total of line 1, column (d) ...................... 2 000.150938
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.030188
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 1,330,604
5 Multiply line 4 by line 3....................... 5 40,168
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 193
7 Add lines 5 and 6......................... 7 40,361
8 Enter qualifying distributions from Part XII, line 4.............. 8 64,122
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 193
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 193
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 193
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 37
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 160
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 197 7 197
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet4 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Preston Owen Broadfoot VP
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Jennie Vivien Caven VP
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Vivien Caven VP / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    H Scott Caven Jr Pres / Dir / Sec
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Lindsey C Majors VP
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    956,747
    b
    Average of monthly cash balances.......................
    1b
    22,658
    c
    Fair market value of all other assets (see instructions)................
    1c
    371,462
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,350,867
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    1,350,867
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) Click to see attachment.............................
    4
    20,263
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,330,604
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    66,530
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    66,530
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    193
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
    79
    c
    Add lines 2a and 2b............................
    2c
    272
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    66,258
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    66,258
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    66,258
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    64,122
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    64,122
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    193
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    63,929
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 66,258
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 63,046
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010.......  
    e From 2011.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 64,122
    a Applied to 2011, but not more than line 2a 63,046
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 1,076
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		65,182
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    H Scott Caven Jr
    Lindsey C Majors
    Preston Owen Broadfoot
    Vivien Caven
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BOS PLACE
    10050 BUFF SPDWY
    HOUSTON,TX77054     		N/A 509a1 General Unrestricted 5,000
    CRISTO REY JESUIT HS OF HOUSTON
    6700 MOUNT CARMEL ST
    HOUSTON,TX77087     		N/A 509a1 General Unrestricted 3,000
    GLENWOOD CMTRY HISTORIC PRSVTN FDN
    2525 WASHINGTON AVE
    HOUSTON,TX77007     		N/A 509a1 General Unrestricted 1,000
    GULF COAST REGIONAL BLOOD CENTER
    1400 LA CONCHA LN
    HOUSTON,TX77054     		N/A 509a2 General Unrestricted 5,000
    ST JOHNS SCHOOL
    2401 CLAREMONT LN
    HOUSTON,TX77019     		N/A 509a1 Scotty Caven Field and Dedication Plaque 3,500
    TEACH FOR AMERICA HOUSTON
    4669 SW FREEWAY STE 600
    HOUSTON,TX77027     		N/A 509a1 General Unrestricted 5,000
    THE UNIVERSITY OF TEXAS AT AUSTIN
    1 UNIVERSITY STA
    AUSTIN,TX78712     		N/A 509a1 Caven Lacrosse and Sports Center 10,000
    THE UNIVERSITY OF TEXAS AT AUSTIN
    1 UNIVERSITY STA
    AUSTIN,TX78712     		N/A 509a1 UT Mens Club Lacrosse Team 10,000
    US LACROSSE FOUNDATION INC
    113 W UNIVERSITY PKWY
    BALTIMORE,MD21210     		N/A 509a2 General Unrestricted 1,000
    US LACROSSE FOUNDATION INC
    113 W UNIVERSITY PKWY
    BALTIMORE,MD21210     		N/A 509a2 First Stick Program 1,100
    WILDLIFE CENTER OF TEXAS INC
    7007 KATY RD
    HOUSTON,TX77024     		N/A 509a2 Annual Operating Fund 10,000
    Total .................................bullet 3a 54,600
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 5  
    4 Dividends and interest from securities....     14 21,123  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 -12,704  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 Inc/Loss 525990 -183 14 5  
    bSection 751 Partnership Gain on Sale 525990 1,768      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 1,585 8,429  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1310,014
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID: 12000057
    Software Version: 12.18.605.2
    Part VI Line 7 - Tax Paid Original Return: 197


    Form 990PF - Special Condition Description:
    Special Condition Description

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Publicly-traded Securities         197,261 208,197     -10,936  
    Section 751 Gain on Sale of Partnership - Reclass                 -1,768  

    TY 2012 GeneralExplanationAttachment
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Identifier Return Reference Explanation

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Name of Stock End of Year Book Value End of Year Fair Market Value
    100 shares of CISCO SYSTEMS INC 1,970 1,965
    7008 shares of DREYFUS PREMIER EMERGING MARKETS DEBT LOCAL CURREN 101,805 107,508
    1000 shares of INTEL CORP 24,245 20,620
    364 shares of KINDER MORGAN MNGMNT 20,666 27,467
    7064 shares of MATTHEWS ASIA PACIFIC EQUITY INCOME FUND 90,000 102,998
    11168 shares of PIMCO COMMODITY REAL RETURN STRATEGY FUND 94,193 74,155
    19295 shares of PIMCO INVESTMENT GRADE CORP BD FD INSTI CL 208,232 214,563
    7039 shares of POLEN GROWTH FUND INSTITUTIONAL CLASS 90,396 94,673
    1236 shares of WALT DISNEY HOLDINGS CO. 43,569 61,540
    6000 shares of WISDOMTREE DREYFUS 159,569 113,460
    4788 shares of YACKTMAN FOCUSED FUND 91,136 98,257

    TY 2012 InvestmentsOtherSchedule2
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AUSTIN - AUTOGRAPH DOCUMENT SIGNED-SKIGGINS - 1829   19,999 19,999
    AUSTIN - CERTIFICATE OF ADMISSION - W.D.C. HALL - 1829   29,999 29,999
    AUSTIN - ORIGINAL MANUSCRIPT LAND GRANT-ANGIER - 1824   29,999 29,999
    AUSTIN - TEXIAN LOAN - 1836   3,000 3,000
    BAKER - TEXAS SCRAP-BOOK - UNDATED   90 90
    BARKER - MEXICO AND TEXAS 1821 -1835 - 1928   250 250
    BARKER - THE FINANCES OF THE TEXAS REVOLUTION - 1904R   25 25
    BARKER - THE LIFE OF STEPHEN F. AUSTIN - 1925 - 1   173 173
    BARKER - THE LIFE OF STEPHEN F. AUSTIN - 1925 - 2   113 113
    BERLANDIER - JOURNEY TO MEXICO 1826 TO 1834 - 1980R   90 90
    BINKLEY - THE EXPANSIONIST MOVEMENT IN TEXAS 1836-1850 - 1925   113 113
    BRACHT - TEXAS IN 1848 - 1931   135 135
    BRADFORD - MAP DESCRIPTION OF TEXAS 1840 - 1835   1,500 1,500
    BRAMAN - BRAMANS INFORMATION ABOUT TEXAS - 1857   750 750
    BRENNER - THE WIND THAT SWEPT MEXICO - 1943   45 45
    BRIGHAM - MANUSCRIPT RECEIPT, SIGNED - 1840   600 600
    BROWN - HISTORY OF TEXAS FROM 1685 TO 1892-93 - 1   500 500
    BROWN - HISTORY OF TEXAS FROM 1685 TO 1892-93 - 2   400 400
    BROWN - LIFE TIMES OF HENRY SMITH - 1887   100 100
    BROWN - THE ENCYCLOPEDIA OF THE NEW WEST - 1881   810 810
    BURNET - SIGNED ITR - VELASCO - BOND 5000 - 1836   1,500 1,500
    BURNET - SIGNED LTR - VELASCO - LTR TO UNKNOWN RECIPIENT - 1836   2,000 2,000
    CASTANEDA - MEXICAN SIDE OF THE TEXAN REVOLUTION - 1928   375 375
    CASTANEDA - MEXICAN SIDE OF THE TEXAN REVOLUTION - 1970   45 45
    CAYCE - RECEIPT FOR SALE OF LOTS IN AUGUSTA - 1835   125 125
    CHABOT - CORPUS CHRISTI AND LIPANTITLAN - 1942   131 131
    CHAMBERLAIN - MY CONFESSION - 1996   156 156
    DAHMER - CADDO WAS...HISTORY OF CADDO LAKE - 1989   9 9
    DAVIE - DIARY OF WM BARRET TRAVIS 8-30-1833 - UNDATED   75 75
    DE CORDOVA - LECTURE ON TEXAS - 1858   375 375
    DE LA PENA - WITH SANTA ANNA IN TEXAS - 1975   50 50
    DESHIELDS - THEY SAT IN HIGH PLACE - 1940   108 108
    DEWEES - LETTERS FROM AN EARLY SETTLER - 1852   500 500
    DEWEES - LETTERS FROM AN EARLY SETTLER - 1858   350 350
    DIENST - THE NAVY OF THE REPUBLIC OF TEXAS - 1940   818 818
    DIXON - HEROES OF SAN JACINTO - 1932   500 500
    DOBIE - GUIDE TO LIFE AND LITERATURE OF SW - 1943   20 20
    DOBIE - THE LONGHOMS - UNDATED   1,200 1,200
    DRESEL - GUSTAV DRESELS HOUSTON JOURNAL - 1954   50 50
    DUVAL - EARLY TIMES IN TEXAS - 1892   400 400
    DUVAL - EARLY TIMES IN TEXAS - 1935   22 22
    EBERSTADT - CATALOGUE 162, TEXAS - 1963   100 100
    EDWARD - HISTORY OF TEXAS - 1836   6,000 6,000
    EHRENBERG - WITH MILAM AND FANNIN - 1935   125 125
    ERATH - MEMOIRS OF GEORGE B. ERATH - 1956   75 75
    EVANS JOHNSON - TEXAS CENTENNIAL EXHIBITION - 1945   75 75
    FALCONER - LETTERS AND NOTES - SANTA FE EXPED - 1930   150 150
    FEHRENBACH - LONE STAR - 1968   150 150
    FILISOLA - REPRESENTATION DIRIGIDA..SOBRE TEJAS - 1836   3,500 3,500
    FISKE - A VISIT TO TEXAS 2D ED. - 1836   7,500 7,500
    FISKE - A VISIT TO TEXAS - 1834   850 850
    FOOTE - TEXAS AND THE TEXANS 2 VOLS - 1841   1,000 1,000
    FRANTZ - GAIL BORDEN - 1951   77 77
    FRANTZ - LURE OF THE LAND - 1988   275 275
    GAILLARDET - SKETCHES OF EARLY TEXAS AND LA. - 1966   50 50
    GAMBRELL - ANSON JONES LAST PRESIDENT OF TEXAS - 1948   45 45
    GAMBRELL - MIRABEAU BONAPARTE LAMAR - 1934   83 83
    GOUGE - THE FISCAL HISTORY OF TEXAS - 1852   750 750
    GOVERNMENT OF TEXAS - CURRENCY - 1 - 100 - 1837-39   8,500 8,500
    GRAY - FROM VIRGINIA TO TEXAS, 1835 - 1909   7,500 7,500
    GRAY - FROM VIRGINIA TO TEXAS, 1835 - 1965R   50 50
    GRAY - FROM VIRGINIA TO TEXAS, 1835 - 1998R   59 59
    GREEN - JOURNAL OF THE TEXIAN MIER EXPEDITION - 1993R   60 60
    GREEN - TEXIAN MIER EXPEDITION JOURNAL - 1845 - 1   1,200 1,200
    GREEN - TEXIAN MIER EXPEDITION JOURNAL - 1845 - 2   1,000 1,000
    HALEY - EARL VANDALE ON THE TRAIL OF TX BOOKS - 1965   178 178
    HARDIN - TEXIAN ILIAD - MILITARY HISTORY OF REV. - 1994   25 25
    HELM - SCRAPS OF EARLY TEXAS HISTORY - 1884   1,200 1,200
    HENSON - SAMUEL MAY WILLIAMS - 1976   23 23
    HILL - THE TEXAS NAVY - 1937   250 250
    HOGAN - THE TEXAS REPUBLIC A SOCIAL AND ECONOMIC HISTORY - 1946   50 50
    HOLLEY - TEXAS MAP MOUNTED SEPARATELY - 1836   14,999 14,999
    HOLLEY - TEXAS - 1833   15,000 15,000
    HOLMAN - BUCKSKIN AND HOMESPUN - 1979   300 300
    HORGAN - GREAT RIVER, THE RIO GRANDE - 1954   125 125
    HOUSTON - APPOINTMENT OF THOS. WM. WARD - 1838   7,000 7,000
    HOUSTON - AUTOGRAPH LETTER TO COL. YOAKUM - UNDATED   3,000 3,000
    HOUSTON - ENGRAVED PORTRAIT - JOHNSON FRY CO. - 1872   75 75
    HOUSTON - LIFE OF GENERAL HOUSTON - 1856   300 300
    HOUSTON - PORTRAIT - HARPERS WEEKLY - 1861   100 100
    HOUSTON - PROCLAMATION - 1842   900 900
    HOUSTON - REPUBLIC OF TEXAS.LAND SCRIP.640 AC. - 1837   7,500 7,500
    HOUSTON - TEXAS INDEPENDENCE - 1938   110 110
    HOUSTON - THE INDUSTRIAL ADVANTAGES OF HOUSTON - 1977   35 35
    HOUSTOUN - TEXAS AND THE GULF OF MEXICO - 1844   3,000 3,000
    HOUSTOUN - TEXAS AND THE GULF OF MEXICO - 1991   60 60
    HUGHES - DONIPHANS EXPEDITION - 1847   600 600
    HUGHES - REPORT OF THE SECRETARY OF WAR - 1850   1,500 1,500
    HUNTER - ADVENTURE OF A MIER PRISONER - 1912   90 90
    ILLUSTRATED LONDON NEWS - 3 ENGRAVINGS ON 1 FOLIO SHEET - 1845   100 100
    JAMES - THE RAVEN - 1929   150 150
    JENKINS - RECOLLECTIONS OF EARLY TEXAS - 1958   75 75
    JENKINS - THE PAPERS OF THE TEXAS REVOLUTION - 1973   625 625
    JENNETT - BIOGRAPHICAL DIR. OF THE TEXAS CONV. - 1941   40 40
    JONES - LAND GRANT - 1845   500 500
    JONES - LAND GRANT - 1846   1,000 1,000
    JONES - MEMORANDA AND OFFICIAL CORRES. - 1859   375 375
    KEMP - SIGNERS OF THE DECLARATION OF INDEPENDENCE - 1944   600 600
    KENDALL - NARRATIVE OF THE SANTA FE EXPED.-1ST - 1844   600 600
    KENDALL - NARRATIVE OF THE SANTA FE EXPED.-7TH - 1856   4,500 4,500
    KENDALL - NARRATIVE OF THE TEXAS-SANTA FE EXP. - 1844   1,500 1,500
    KENDRICK - OATH OF OFFICE OF MAYOR OF MATAGORDA COUNTY - 1842   200 200
    KENNEDY - TEXAS - 1925   70 70
    KENNEDY - TEXASTHE RISE,PROGRESS,AND PROSP. - 1841   15,000 15,000
    LAMAR - REPUBLIC OF TEXAS 500 BOND - 1840   600 600
    LANE - HISTORY OF THE UNIVERSITY OF TEXAS - 1891   113 113
    LANE - THE ADVENTURES AND RECOLLECTIONS OF A SAN JACINTO VETERAN - 1887   3,500 3,500
    LANE - THE ADVENTURES AND RECOLLECTIONS OF A SAN JACINTO VETERAN - 1928   150 150
    LATHAM - TRAVELS IN THE REPUBLIC OF TEXAS - UNDATED   36 36
    LAWRENCE - TEXAS IN 1840 - 1840   2,500 2,500
    LEA - PORTFOLIO OF SIX PAINTINGS - 1953   375 375
    LEA - THE KING RANCH - 1957   650 650
    LECLERC - TEXAS AND ITS REVOLUTION IN SOUTHEM LIT. - 1841   400 400
    LECLERC - TEXAS AND ITS REVOLUTION TRANSLATED - 1950   250 250
    LESTER - SAM HOUSTON AND HIS REPUBLIC - 1846   1,500 1,500
    LINN - REMINISCENCES OF FIFTY YEARS IN TEXAS - 1883   600 600
    LOCKHART - SIXTY YEARS ON THE BRAZOS - 1930   2,500 2,500
    LOCKHART - SIXTY YEARS ON THE BRAZOS - 1967   50 50
    LORING - TERRESTRIAL GLOBE - 1832   6,000 6,000
    LUBBOCK - SIX DECADES IN TEXAS - 1900   600 600
    LUNDY - THE LIFE TRAVELS AND OPINIONS OF... - 1847   1,000 1,000
    LUNDY - THE WAR IN TEXAS WRAPPERS - 1836   1,200 1,200
    LUNDY - THE WAR IN TEXAS - 1837   750 750
    MAGELLAN MIDSTREAM PARTNERS LP   15,656 34,551
    MAILLARD - THE HISTORY OF THE REPUBLIC OF TEXAS - 1842   7,500 7,500
    MAP - CARTE DU MEXIQUE OU NOUVELLE ESPAGN - UNDATED   200 200
    MAP - MAP OF THE STATE OF TEXAS - UNDATED   100 100
    MAP - TEXAS NEW YORK - 1835   1,000 1,000
    MARSHALL - HIST, OF THE WEST. BOUNDARY OF LA.PUR. - 1914   270 270
    MARTINEZ CARO - VERDADERA IDEA DE LA PRIMERA - 1837   4,000 4,000
    MAVERICK - MEMOIRS - 1921   100 100
    MCDANIELD TAYLOR - THE COMING EMPIRE - 1877   750 750
    MEINIG - IMPERIAL TEXAS - 1969 - 1   56 56
    MEINIG - IMPERIAL TEXAS - 1969 - 2   54 54
    MEXICO COMMUNICATION - ANNOUNCING SANTA ANNAS RELEASE - 1837   2,500 2,500
    MEXICO DECREE OF CONGRESO GENERAL - ARMING OF MERCHANT VESSELS - 1836   750 750
    MEXICO DECREE OF CONGRESO GENERAL - BUSTAMENTE AUTH. RE-INVASION OF TEXAS - 1838   750 750
    MEXICO DECREE OF CONGRESO GENERAL - DECL. A NATIONAL STATE OF MOURNING - 1836   900 900
    MEXICO DECREE OF CONGRESO GENERAL - EFFORTS TO SECURE SANTA ANNAS LIBERTY - 1836   2,500 2,500
    MIDDELTON - HISTORY OF THE REGULATORS AND MODERATORS AND THE SHELBY CTY WAR - UNDATED   59 59
    MILLER - A FINANCIAL HISTORY OF TEXAS - 1916   161 161
    MITCHELL - MAP OF THE STATE OF TEXAS ENGRAVED - 1846   450 450
    MOODY/COLE - 125 NOTE TO GABRIEL COLE - 1836     1
    MOORE - MAP DESCRIPTION OF TEXAS 1840 - 1965R   30 30
    MORFI - A HISTORY OF TEXAS, 1673-1779 - 1935   495 495
    MUIR - TEXAS IN 1837 - 1958   100 100
    NAVARRO - MANUSCRIPT RECEIPT FOR SANTA FE EXPEDITION - 1841   1,200 1,200
    NEWELL - HISTORY OF THE REVOLUTION IN TEXAS - 1838   4,500 4,500
    NILES PEASE - HISTORY OF SOUTH AMERICA AND MEXICO - 1838   1,500 1,500
    NILES WEEKLY REGISTER - TEXAS DECLARATION OF INDEPENDENCE - 1836   850 850
    OLMSTED - A JOURNEY THROUGH TEXAS - 1857   650 650
    PARKER - TRIP TO THE WEST AND TEXAS - 1836   10,000 10,000
    PIERCE - TEXAS UNDER ARMS 1836-1946 - 1969   50 50
    PIKE - THE JOURNALS OF ZEBULON PIKE - 1966   130 130
    POOL - A HISTORICAL ATLAS OF TEXAS - UNDATED   25 25
    RANKIN - TEXAS IN 1850 - 1850 - 1   850 850
    RANKIN - TEXAS IN 1850 - 1850 - 2   450 450
    REPUBLIC OF TEXAS - 500 BOND - SIGNED BY DAVID BURNET - 1841   2,500 2,500
    REPUBLIC OF TEXAS - CURRENCY - 1 - 500 - 1840-41   4,450 4,450
    RICHARDSON - COMANCHE BARRIER TO SOUTH PLAINS - 1991   270 270
    RICHARDSON - TEXAS, THE LONE STAR STATE - 1943   54 54
    RICHARDSON - THE TEXAS ALMANAC FOR 1859 - 1858   1,750 1,750
    ROBINSON - JUDGE ROBERT MCALPIN WILLIAMSON - 1948   90 90
    ROEMER - TEXAS, GERMAN IMMIGRATION - 1935   55 55
    SCHM1TZ - THUS THEY LIVED REPUBLIC OF TEXAS - 1935   85 85
    SCHMITZ - TEXAS CULTURE 1836-1846 - 1960R   25 25
    SMITH - REMINISCENCES OF THE TEXAS REPUBLIC - 1876   1,500 1,500
    SMITH - THE ANNEXATION OF TEXAS - 1911   275 275
    SMITHWICK - THE EVOLUTION OF A STATE - 1900   500 500
    SMITHWICK - THE EVOLUTION OF A STATE - 1995R   60 60
    SOLMS-BRAUNF. - TEXAS, 1844-1845 - 1936   128 128
    SONNICHSEN - ILL DIE BEFORE I RUN - UNDATED   30 30
    SOWELL - TEXAS INDIAN FIGHTERS - 1900   1,750 1,750
    SPELL - PIONEER PRINTER SAMUEL BANGS - 1963   45 45
    STAPP - THE PRISONERS OF PEROTE BOUND - 1845   900 900
    STAPP - THE PRISONERS OF PEROTE WRAPPERS - 1845   1,500 1,500
    STEELE - BIOGRAPHY OF PRIVATE ALFONSO STEELE - N.D.30S   75 75
    STIFF - THE TEXAN EMIGRANT - 1840   10,000 10,000
    STREETER - BIBLIOGRAPHY OF TEXAS 1795-1845 - 1955   585 585
    TEXAS - BIOGRAPHICAL DIRECTORY - 1941   40 40
    TEXAS - CARTAS DE TEJAS Y VENIDA DE S-ANNA - 1836   1,500 1,500
    TEXAS - CONSTITUTION - PRES.POLK MESSAGE - 1845   550 550
    TEXAS - DECLARATION OF INDEPENDENCE - 4/1836   633 633
    TEXAS - ENLISTMENT DOC- JAMES MCCONNAUGHEY - 1836   950 950
    TEXAS - LAWS OF THE REPUBLIC - 3RD CONGRESS - 1839   400 400
    TEXAS - LAWS OF THE REPUBLIC OF TEXAS - 1838   2,000 2,000
    TEXAS - YELLOW ROSE OF TEXAS SHEET MUSIC - UNDATED   30 30
    TEXAS TREASURY - 25 NOTE TO GABRIEL CODE - 1837   950 950
    THSA - NEW HANDBOOK OF TEXAS - 1997   659 659
    TRAVIS - AUTOGRAPH DOCUMENT SIGNED - 1833   19,999 19,999
    TRAVIS/BUMET - AUTOGRAPH DOCUMENT SIGNED/STAMPED - 1834   24,999 24,999
    TYLER - MADISONIAN-EXTRA. PRESIDENTS MESSAGE - 1844   500 500
    US CONGRESS - H. R. 46 STEPHEN DOUGLAS SPEECH - 1845   2,500 2,500
    WALLACE - DOCUMENTS OF TEXAS HISTORY - 1960   45 45
    WEBB - -VOLS. I, II, III - 1986   60 60
    WEBB - THE HANDBOOK OF TEXAS, VOLS. I II - 1952     1
    WEEMS - DREAM OF EMPIRE - 1971   27 27
    WHARTON - REMEBER GOLIAD - CA. 1931   400 400
    WHEELER - TO WEAR A CITYS CROWN - 1968   27 27
    WINKLER - MANUSCRIPT LTRS AND DOCS OF EARLY TEXA - 1937   275 275
    WISLIZENUS - MEMOIR OF A TOUR TO NORTHERN MEXICO - 1969   75 75
    WOOTEN - A COMPLETE TEXAS HISTORY FOR SCHOOL - 1899   75 75
    WOOTEN - A COMPREHENSIVE HISTORY OF TEXAS - 1898   1,750 1,750
    YOAKUM - HISTORY OF TEXAS ORIGINAL BOARDS - 1856   1,500 1,500
    YOAKUM - HISTORY OF TEXAS RE-BOUND - 1856   750 750

    TY 2012 OtherExpensesSchedule
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 9,497     9,497
    K-1 Exp - Buckeye Partners, LP 13      
    K-1 Exp - Magellan Midstream Partners, LP 4      
    State or Local Filing Fees 25     25


    TY 2012 OtherIncomeSchedule2
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 Inc/Loss - Buckeye Partners, LP 3 5  
    K-1 Inc/Loss - Magellan Midstream Partners, LP -181    
    Sec 751 Gain on Sale - Buckeye Partners, LP 1,768    


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 1,870 1,870    


    TY 2012 TaxesSchedule
    Name:
    The H Scott Caven III Memorial Foundation Inc
    EIN: 20-2450503
    Software ID:12000057
    Software Version:12.18.605.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IRS Excise Tax Payment with 1st ext 990-PF 820