Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
DANIEL P HAERTHER CHARITABLE TRUST
C/O BURKE WARREN MACKAY & SERRITELL

Number and street (or P.O. box number if mail is not delivered to street address)BURKE WARREN MACKAY SERRITILLA   Room/suite
City or town, state, and ZIP code
CHICAGO, IL606113607
A Employer identification number

26-1225450
B Telephone number (see instructions)

(312) 840-7049
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$40,140,232J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 42,272 42,272  
4 Dividends and interest from securities...... 238,405 238,405  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 298,479
b Gross sales price for all assets on line 6a 10,784,793
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 346,701 10,123 336,578
12 Total. Add lines 1 through 11........ 925,857 290,800 336,578
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 150,000 49,500 25,500 75,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 11,873   11,873  
b Accounting fees (attach schedule)....... Click to see attachment 11,235   11,235  
c Other professional fees (attach schedule).... Click to see attachment 100,000 100,000    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,071 127 944  
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 24,000   24,000  
21 Travel, conferences, and meetings....... 3,186   3,186  
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 60,291 29,848 27,453 2,990
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 361,656 179,475 104,191 77,990
25 Contributions, gifts, grants paid........ 1,774,816 1,774,816
26 Total expenses and disbursements. Add lines 24 and 25 2,136,472 179,475 104,191 1,852,806
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,210,615
b Net investment income (if negative, enter -0-) 111,325
c Adjusted net income (if negative, enter -0-)... 232,387
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 3,058 96,098 96,098
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 14,296,182 Click to see attachment13,851,854 14,000,000
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 25,516,972 Click to see attachment24,741,303 26,044,134
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 39,816,212 38,689,255 40,140,232
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue.................. 441,963 525,621
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 441,963 525,621
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 39,374,249 38,163,634
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 39,374,249 38,163,634
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 39,816,212 38,689,255
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 39,374,249
2 Enter amount from Part I, line 27a..................... 2 -1,210,615
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 38,163,634
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 38,163,634
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 706,166 38,340,795 0.018418
2010 224,211 11,873,461 0.018883
2009 60,000 4,037,931 0.014859
2008      
2007      
2 Total of line 1, column (d) ...................... 2 0.052160
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.017387
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 37,976,845
5 Multiply line 4 by line 3....................... 5 660,303
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,113
7 Add lines 5 and 6......................... 7 661,416
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,852,806
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,113
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,113
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,113
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 2,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 21
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 866
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet866 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICHARD BURKE SR Telephone no.bullet (312) 840-7001
    Located atbullet330 N WABASH AVE 22ND FLCHICAGOIL ZIP+4bullet606113607
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RICHARD W BURKE SRClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    209 E LAKE SHORE DR
    CHICAGO,IL60611
    RICHARD W BURKE JRClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    60 E CEDAR
    CHICAGO,IL60611
    MARY L BURKEClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    330 N WABASH AVE 22ND FL
    CHICAGO,IL60611
    JEROME R PRASSASClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    336 WHITE OAK LANE
    WINNETKA,IL60093
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    38,450,233
    b
    Average of monthly cash balances.......................
    1b
    104,940
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    38,555,173
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    38,555,173
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    578,328
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    37,976,845
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,898,842
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,898,842
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,113
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,113
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,897,729
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,897,729
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,897,729
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,852,806
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,852,806
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,113
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,851,693
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 1,897,729
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 1,720,387
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010.......  
    e From 2011.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 1,852,806
    a Applied to 2011, but not more than line 2a 1,720,387
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 132,419
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		1,765,310
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    RICHARD BURKE SR
    BURKE WARREN MACKAY
    330 N WABASH AVE
    CHICAGO,IL60611
    (312) 840-7000
    SLUND@BURKELAW.COM
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS ARE ONLY RECEIVED FROM QUALIFIED OPERATING CHARITIES AND SHOULD STATE THE PURPOSE OF THE GRANT REQUESTED AND INCLUDE DOCUMENTS CUSTOMARY TO DEMONSTRATE FINANCIAL RESPONSIBILITY.
    cAny submission deadlines:
    DEADLINES FOR SUBMISSION ARE NOT USED. APPROVED GRANTS ARE SCHEDULED BASED UPON FUNDING AVAILABILITY
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    LIMITATIONS ON AWARDS ARE DETERMINED SOLELY BY THE TRUSTEE'S.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    TRINITY HS
    7574 W DIVISION
    RIVER FOREST,IL60305     		    GENERAL PURPOSES 60,000
    CATHOLIC CHARITIES
    721 N LASALLE
    CHICAGO,IL60654     		    GENERAL PURPOSES 200,000
    CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PL
    CHICAGO,IL60632     		    GENERAL PURPOSES 125,000
    HFS CHICAGO SCHOLARS
    1019 S MAY ST
    CHICAGO,IL60607     		    GENERAL PURPOSES 60,000
    CHICAGO JESUIT ACADEMY
    5058 W JACKSON BLVD
    CHICAGO,IL60644     		    GENERAL PURPOSES 12,000
    SAN MIGUEL SCHOOLS
    819 N LEARNINGTON
    CHICAGO,IL60651     		    GENERAL PURPOSES 10,000
    MARQUETTE UNIVERSITY
    1250 W WISCONSIN AVE
    MILWAUKEE,WI53201     		    GENERAL PURPOSES 104,116
    ST PIUS CHURCH
    1919 S ASHLAND AVE
    CHICAGO,IL60608     		    GENERAL PURPOSES 70,000
    SHEDD AQUARIUM
    1200 S LAKE SHORE DR
    CHICAGO,IL60605     		    GENERAL PURPOSES 386,200
    PRINCETON UNIVERSITY
    PRINCETON
    PRINCETON,NJ08544     		    GENERAL PURPOSES 365,000
    GIFT OF ADOPTION
    2001 WAUKEGAN RD 5TH FL
    TECHNY,IL60082     		    GENERAL PURPOSES 25,000
    OUNCE OF PREVENTION
    33 W MONROE ST STE 2400
    CHICAGO,IL60603     		    GENERAL PURPOSES 25,000
    LAWRENCE HALL YOUTH SERVI
    4833 N FRANCISCO AVE
    CHICAGO,IL60625     		    GENERAL PURPOSES 25,000
    MUNDELIEN SEMINARY
    1000 EAST MAPLE AVE
    MUNDELEIN,IL60060     		    GENERAL PURPOSES 5,000
    CHILDREN AT THE CROSSROADS FOUNDATI
    751 N STATE ST
    CHICAGO,IL60654     		    GENERAL PURPOSES 25,000
    OFFICE OF IMMIGRANT AFFAIRS
    3525 SOUTH LAKE PARK AVE
    CHICAGO,IL60653     		    GENERAL PURPOSES 40,000
    DE LA SALLE INSTITUTE
    3434 S MICHIGAN AVE
    CHICAGO,IL60616     		    GENERAL PURPOSES 60,000
    MORTON ARBORETUM
    4100 IL 53
    LISLE,IL60532     		    GENERAL PURPOSES 130,000
    LEKOTEK
    2001 N CLYBOURN AVE
    CHICAGO,IL60614     		    GENERAL PURPOSES 45,000
    CHICAGO LIGHTS
    126 E CHESTNUT ST
    CHICAGO,IL60611     		    GENERAL PURPOSES 2,500
    Total .................................bullet 3a 1,774,816
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 42,272  
    4 Dividends and interest from securities....     14 238,405  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     15 10,123  
    8Gain or (loss) from sales of assets other than inventory     1 298,479  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aSEMBLEX K-1 ORD. BUS. INCOME 310000 333,735      
    bPARTNERSHIP K-1 SUMMARY 900099 2,843      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 336,578 589,279  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13925,857
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX SERVICES 11,235   11,235  

    TY 2012 CompensationExplanation
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Person Name Explanation
    RICHARD W BURKE SR  
    RICHARD W BURKE JR  
    MARY L BURKE  
    JEROME R PRASSAS  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    4777.07 SH ABERDEEN EMERGING MAR 2012-03 PURCHASE 2012-12   75,000 69,650     5,350  
    551.38 SH PIMCO TOTAL RETURN FUN 2011-07 PURCHASE 2012-07   6,280 6,120     160  
    522.06 SH PIMCO TOTAL RETURN FUN 2011-08 PURCHASE 2012-07   5,946 5,748     198  
    603.29 SH PIMCO TOTAL RETURN FUN 2011-09 PURCHASE 2012-07   6,871 6,509     362  
    593.41 SH PIMCO TOTAL RETURN FUN 2011-11 PURCHASE 2012-07   6,759 6,474     285  
    652.67 SH PIMCO TOTAL RETURN FUN 2011-11 PURCHASE 2012-07   7,434 7,036     398  
    1316.4 SH PIMCO TOTAL RETURN FUN 2011-12 PURCHASE 2012-07   14,994 14,257     737  
    642.48 SH PIMCO TOTAL RETURN FUN 2011-12 PURCHASE 2012-07   7,318 6,984     334  
    596.99 SH PIMCO TOTAL RETURN FUN 2012-01 PURCHASE 2012-07   6,800 6,639     161  
    558.96 SH PIMCO TOTAL RETURN FUN 2012-02 PURCHASE 2012-07   6,367 6,216     151  
    692.87 SH PIMCO TOTAL RETURN FUN 2012-03 PURCHASE 2012-07   7,892 7,684     208  
    635.72 SH PIMCO TOTAL RETURN FUN 2012-04 PURCHASE 2012-07   7,241 7,133     108  
    705.36 SH PIMCO TOTAL RETURN FUN 2012-05 PURCHASE 2012-07   8,034 7,956     78  
    314.33 SH PIMCO TOTAL RETURN FUN 2012-06 PURCHASE 2012-07   3,583 3,552     31  
    314.33 SH PIMCO TOTAL RETURN FUN 2012-06 PURCHASE 2012-07   3,583 3,552     31  
    148.07 SH PIMCO TOTAL RETURN FUN 2012-07 PURCHASE 2012-09   1,709 1,698     11  
    0.78 SH RS INTERNATIONAL GROWTH 2011-09 PURCHASE 2012-08   13 11     2  
    4175.86 SH RS INTERNATIONAL GROW 2011-09 PURCHASE 2012-06   64,225 61,761     2,464  
    5988.02 SH RS INTERNATIONAL GROW 2011-09 PURCHASE 2012-09   100,000 88,563     11,437  
    2390.92 SH RS INTERNATIONAL GROW 2011-09 PURCHASE 2012-08   40,000 35,362     4,638  
    4519.05 SH RS INTERNATIONAL GROW 2011-09 PURCHASE 2012-07   70,000 66,837     3,163  
    311.33 SH RS INTERNATIONAL GROWT 2011-09 PURCHASE 2012-06   4,788 4,654     134  
    17386.37 SH ABS OFFSHORE SPC GLO 2008-09 PURCHASE 2012-12   1,887,813 1,747,627     140,186  
    5037.64 SH ABS OFFSHORE SPC GLOB 2008-09 PURCHASE 2012-12   546,987 508,740     38,247  
    1405.28 SH ALGER SMALLCAP & MIDC 2008-07 PURCHASE 2012-09   25,000 19,913     5,087  
    2165.24 SH ALGER SMALLCAP & MIDC 2008-07 PURCHASE 2012-03   38,000 30,681     7,319  
    1239.93 SH ALGER SMALLCAP & MIDC 2008-07 PURCHASE 2012-06   20,000 17,570     2,430  
    13325.61 SH ALGER SMALLCAP & MID 2008-07 PURCHASE 2012-12   230,000 188,824     41,176  
    6861.06 SH ALGER SMALLCAP & MIDC 2008-07 PURCHASE 2012-03   120,000 97,221     22,779  
    1242.24 SH ALGER SMALLCAP & MIDC 2008-07 PURCHASE 2012-01   20,000 17,602     2,398  
    4917.03 SH ALGER SMALLCAP & MIDC 2008-07 PURCHASE 2012-06   80,000 69,674     10,326  
    25062.66 SH ASTON RIVER ROAD SEL 2008-07 PURCHASE 2012-01   200,000 226,065     -26,065  
    5931.2 SH ASTON RIVER ROAD SELEC 2008-07 PURCHASE 2012-04   50,000 53,499     -3,499  
    4734.07 SH ASTON RIVER ROAD SELE 2008-07 PURCHASE 2012-01   46,441 42,701     3,740  
    9913.26 SH ASTON RIVER ROAD SELE 2008-07 PURCHASE 2012-06   80,000 89,418     -9,418  
    1149.74 SH ASTON RIVER ROAD SELE 2010-12 PURCHASE 2012-01   11,279 11,279        
    742.08 SH ASTON RIVER ROAD SELEC 2010-12 PURCHASE 2012-01   7,280 7,280        
    5.76 SH COLUMBIA ACORN INTERNATI 2007-09 PURCHASE 2012-03   225 261     -36  
    0.19 SH COLUMBIA ACORN INTERNATI 2008-07 PURCHASE 2012-03   8 7     1  
    18724.73 SH COLUMBIA ACORN INTER 2008-07 PURCHASE 2012-03   732,699 719,966     12,733  
    1836.99 SH COLUMBIA ACORN INTERN 2008-07 PURCHASE 2012-12   74,159 70,632     3,527  
    436.39 SH COLUMBIA ACORN INTERNA 2011-03 PURCHASE 2012-03   17,076 17,364     -288  
    1311.65 SH COLUMBIA ACORN INTERN 2011-07 PURCHASE 2012-09   50,000 53,909     -3,909  
    20.82 SH COLUMBIA ACORN INTERNAT 2011-07 PURCHASE 2012-12   841 856     -15  
    5277.15 SH COMMON SENSE OFFSHORE 2008-09 PURCHASE 2012-12   735,581 846,033     -110,452  
    9407.34 SH DIAMOND HILL SELCT FU 2008-07 PURCHASE 2012-11   100,000 89,182     10,818  
    1858.74 SH DIAMOND HILL SELCT FU 2008-07 PURCHASE 2012-10   20,000 17,621     2,379  
    9233.61 SH DIAMOND HILL SELCT FU 2008-07 PURCHASE 2012-12   100,000 87,535     12,465  
    1698.75 SH DIAMOND HILL SELCT FU 2008-07 PURCHASE 2012-08   17,735 16,104     1,631  
    913.24 SH DIAMOND HILL SELCT FUN 2010-12 PURCHASE 2012-10   10,000 8,658     1,342  
    1175.97 SH DIAMOND HILL SELCT FU 2008-07 PURCHASE 2012-08   12,277 11,736     541  
    1514.23 SH DODGE & COX INTL STOC 2008-07 PURCHASE 2012-09   50,000 60,781     -10,781  
    16576.25 SH DODGE & COX INTL STO 2008-07 PURCHASE 2012-03   550,000 665,371     -115,371  
    3587.83 SH DODGE & COX INTL STOC 2008-07 PURCHASE 2012-12   125,000 144,016     -19,016  
    1150.87 SH HARBOR CAPITAL APPREC 2010-03 PURCHASE 2012-12   48,210 38,508     9,702  
    2360.72 SH HARBOR CAPITAL APPREC 2010-03 PURCHASE 2012-12   100,000 78,990     21,010  
    698 SH HARBOR CAPITAL APPRECIATI 2010-03 PURCHASE 2012-10   30,000 23,481     6,519  
    4798.75 SH HARBOR CAPITAL APPREC 2010-03 PURCHASE 2012-05   194,637 161,430     33,207  
    448.56 SH HARBOR CAPITAL APPRECI 2010-03 PURCHASE 2012-12   18,790 15,089     3,701  
    132.22 SH HARBOR CAPITAL APPRECI 2011-01 PURCHASE 2012-05   5,363 4,847     516  
    47619.05 SH PIMCO TOTAL RETURN F 2008-07 PURCHASE 2012-07   542,381 503,003     39,378  
    51982.69 SH PIMCO TOTAL RETURN F 2008-08 PURCHASE 2012-07   592,083 550,497     41,586  
    1528.46 SH PIMCO TOTAL RETURN FU 2008-09 PURCHASE 2012-07   17,409 15,713     1,696  
    1807.46 SH PIMCO TOTAL RETURN FU 2008-10 PURCHASE 2012-07   20,587 18,328     2,259  
    11333.13 SH PIMCO TOTAL RETURN F 2008-12 PURCHASE 2012-07   129,084 112,198     16,886  
    1800.07 SH PIMCO TOTAL RETURN FU 2008-12 PURCHASE 2012-07   20,503 18,253     2,250  
    1852.41 SH PIMCO TOTAL RETURN FU 2009-01 PURCHASE 2012-07   21,099 18,802     2,297  
    1975.44 SH PIMCO TOTAL RETURN FU 2009-02 PURCHASE 2012-07   22,500 19,774     2,726  
    823.13 SH PIMCO TOTAL RETURN FUN 2009-08 PURCHASE 2012-07   9,375 8,873     502  
    557.64 SH PIMCO TOTAL RETURN FUN 2009-09 PURCHASE 2012-07   6,351 6,089     262  
    511.33 SH PIMCO TOTAL RETURN FUN 2009-10 PURCHASE 2012-07   5,824 5,594     230  
    73327.22 SH PIMCO TOTAL RETURN F 2009-12 PURCHASE 2012-07   835,197 800,000     35,197  
    174.36 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   1,986 1,916     70  
    293.54 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   3,343 3,226     117  
    307.56 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   3,503 3,396     107  
    182.69 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   2,081 2,017     64  
    187.11 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   2,131 2,083     48  
    315 SH PIMCO TOTAL RETURN FUND 2010-08 PURCHASE 2012-07   3,588 3,506     82  
    171.86 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   1,957 1,908     49  
    289.32 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   3,295 3,212     83  
    319.24 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   3,636 3,595     41  
    189.63 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   2,160 2,135     25  
    184.83 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   2,105 2,133     -28  
    200.98 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   2,289 2,291     -2  
    311.16 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   3,544 3,591     -47  
    338.36 SH PIMCO TOTAL RETURN FUN 2010-08 PURCHASE 2012-07   3,854 3,857     -3  
    188.01 SH PIMCO TOTAL RETURN FUN 2010-09 PURCHASE 2012-07   2,141 2,181     -40  
    316.51 SH PIMCO TOTAL RETURN FUN 2010-09 PURCHASE 2012-07   3,605 3,672     -67  
    348.96 SH PIMCO TOTAL RETURN FUN 2010-11 PURCHASE 2012-07   3,975 4,079     -104  
    207.28 SH PIMCO TOTAL RETURN FUN 2010-11 PURCHASE 2012-07   2,361 2,423     -62  
    6323.73 SH PIMCO TOTAL RETURN FU 2010-12 PURCHASE 2012-07   72,027 68,296     3,731  
    3756.26 SH PIMCO TOTAL RETURN FU 2010-12 PURCHASE 2012-07   42,784 40,568     2,216  
    365.56 SH PIMCO TOTAL RETURN FUN 2010-12 PURCHASE 2012-07   4,164 4,200     -36  
    217.14 SH PIMCO TOTAL RETURN FUN 2010-12 PURCHASE 2012-07   2,473 2,495     -22  
    253.6 SH PIMCO TOTAL RETURN FUND 2010-12 PURCHASE 2012-07   2,889 2,752     137  
    426.94 SH PIMCO TOTAL RETURN FUN 2010-12 PURCHASE 2012-07   4,863 4,632     231  
    1656.88 SH PIMCO TOTAL RETURN FU 2011-01 PURCHASE 2012-07   18,872 18,105     767  
    564.1 SH PIMCO TOTAL RETURN FUND 2011-02 PURCHASE 2012-07   6,425 6,121     304  
    584.45 SH PIMCO TOTAL RETURN FUN 2011-02 PURCHASE 2012-07   6,657 6,359     298  
    608.36 SH PIMCO TOTAL RETURN FUN 2011-03 PURCHASE 2012-07   6,929 6,619     310  
    607.09 SH PIMCO TOTAL RETURN FUN 2011-04 PURCHASE 2012-07   6,915 6,696     219  
    610.68 SH PIMCO TOTAL RETURN FUN 2011-05 PURCHASE 2012-07   6,956 6,754     202  
    588.69 SH PIMCO TOTAL RETURN FUN 2011-06 PURCHASE 2012-07   6,705 6,470     235  
    3539.82 SH RS INTERNATIONAL GROW 2011-09 PURCHASE 2012-11   60,000 52,354     7,646  
    5918.83 SH RS INTERNATIONAL GROW 2011-09 PURCHASE 2012-12   105,000 87,539     17,461  
    PINE GROVE OFFSHORE FUND 2011-12 PURCHASE 2012-12   1,303,114 1,353,142     -50,028  
    PARTNERSHIP K-1 SUMMARY 2012-12 PURCHASE 2012-12   14,465       14,465  
    PARTNERSHIP K-1 SUMMARY 2011-12 PURCHASE 2012-12   29,370       29,370  
        PURCHASE                

    TY 2012 GeneralExplanationAttachment
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Identifier Return Reference Explanation
    GENERAL ELECTIONS    

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENT IN SEMBLEX 13,851,854 14,000,000

    TY 2012 InvestmentsOtherSchedule2
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FMV ADJUSTMENTS      
    PORTFOLIO INVESTMENT ACCOUNT FMV 14,652,547 15,693,317
    OIL & GAS - APACHE FMV 1,365 1,365
    OIL & GAS - ENCORE FMV 25,239 25,239
    OIL & GAS - NEWFIELD FMV 149 149
    OIL & GAS - ROSEWOOD FMV 3,324 3,324
    MARATHON EUROPEAN CR SERIES B FMV 450,000 492,532
    COMMON SENSE OFFSHORE LTD FMV 890,530 740,412
    PINE GROVE OFFSHORE FUND      
    PINE GROVE INSTITUTIONAL INVESTORS FMV 1,303,114 1,390,534
    ABS OFFSHORE SPC CLASS A GLOBAL FMV 2,375,000 2,562,947
    BERENS CAPITAL MGT FMV 1,875,000 1,945,609
    OAK TREE PRIV INVEST 2010 FMV 600,932 603,182
    SG-BRIC OPP'S FUND II FMV 887,921 896,926
    SG-DISTRESSED OPP'S FUND III FMV 982,787 982,815
    SG-DISTRESSED REAL ESTATE FMV 693,395 705,783

    TY 2012 LegalFeesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL EXPENSES 11,873   11,873  


    TY 2012 OtherExpensesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    SEMBLEX K-1 CHARITABLE CONTRI 2,990     2,990
    DUES & SUBSCRIPTIONS 695   695  
    DIRECTOR INSURANCE 2,250   2,250  
    ACCOUNT ADMIN EXPENSES 13,879   13,879  
    ESTATE EXPENSE 10,629   10,629  
    OIL & GAS EXPENSES 2,303 2,303    
    PTR K-1 SUMMARY PORTFOLIO DED 27,545 27,545    


    TY 2012 OtherIncomeSchedule2
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OIL & GAS ROYALTIES 10,123 10,123  
    SEMBLEX K-1 ORD. BUS. INCOME 333,735   333,735
    PARTNERSHIP K-1 SUMMARY 2,843   2,843


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 100,000 100,000    


    TY 2012 TaxesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX RE 990-PF 944   944  
    OIL & GAS TAXES 127 127