Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 10-01-2011 , and ending 09-30-2012
G
Check all that apply:
Name of foundation
TW CAROLYN KING RAGAN
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state, and ZIP code
CHARLOTTE, NC28288
A Employer identification number

58-6138950
B Telephone number (see page 10 of the instructions)

(336) 747-8185
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,736,880J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 125,162 124,883  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 96,667
b Gross sales price for all assets on line 6a 2,734,163
7 Capital gain net income (from Part IV, line 2)... 96,667
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 4,493    
12 Total. Add lines 1 through 11........ 226,322 221,550  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 55,384 41,538   13,846
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 4,667 0 0 4,667
c Other professional fees (attach schedule).... Click to see attachment 4,406 4,406   0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 13,135 2,032   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 583     583
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 78,175 47,976 0 19,096
25 Contributions, gifts, grants paid........ 225,500 225,500
26 Total expenses and disbursements. Add lines 24 and 25 303,675 47,976 0 244,596
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -77,353
b Net investment income (if negative, enter -0-) 173,574
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 953 24,072 24,072
2 Savings and temporary cash investments.......... 454,512 243,547 243,547
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)   Click to see attachment417,560 419,638
b Investments—corporate stock (attach schedule)........ 957,373 Click to see attachment2,044,809 2,224,176
c Investments—corporate bonds (attach schedule)........   Click to see attachment302,345 304,989
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 3,211,595 Click to see attachment1,486,967 1,520,458
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,624,433 4,519,300 4,736,880
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 4,624,433 4,519,300
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,624,433 4,519,300
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,624,433 4,519,300
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,624,433
2 Enter amount from Part I, line 27a..................... 2 -77,353
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 16,568
4 Add lines 1, 2, and 3.......................... 4 4,563,648
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 44,348
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,519,300
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 26.00159 ABB LTD SPONSORED ADR   2010-12-09 2011-11-09
b 20.99841 ABB LTD SPONSORED ADR   2011-06-10 2011-11-09
c 26. ABB LTD SPONSORED ADR   2010-12-09 2012-04-25
d 13. ABB LTD SPONSORED ADR   2012-01-24 2012-04-25
e 38.00037 ABB LTD SPONSORED ADR   2012-01-24 2012-09-27
2.99963 ABB LTD SPONSORED ADR   2012-01-24 2012-09-27
3000. AT&T INC 5.600% 5/15/18   2012-04-25 2012-09-14
73. ABERCROMBIE & FITCH CO CL A   2011-11-04 2012-02-27
13. AETNA INC-NEW COM   2010-05-03 2012-02-27
6. AETNA INC-NEW COM   2011-04-05 2012-05-25
51. AETNA INC-NEW COM   2010-05-03 2012-09-04
111. AGNICO EAGLE MINES LTD COM   2012-03-13 2012-09-04
1. AIRGAS INC COM   2012-09-04 2012-09-24
32. ALBEMARLE CORP COM   2010-04-30 2012-04-10
15. ALEXANDER & BALDWIN INC COM   2010-04-30 2012-04-10
54. ALEXANDRIA REAL ESTATE EQUITIES INC COM W/RIGHTS ATTACHED EXP 2/10   2011-10-05 2012-01-03
1. ALLEGHANY CORP DEL COM   2010-04-30 2012-04-10
14. ALLEGHENY TECHNOLOGIES INC COM   2010-05-07 2011-10-04
46. ALLEGHENY TECHNOLOGIES INC COM   2010-10-18 2011-10-04
61. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2010-10-29 2012-07-31
19. ALLIANT TECHSYSTEMS INC COM W/RTS ATTACHED EXP 09/28/2000   2010-05-07 2012-05-30
101. ALLIANT TECHSYSTEMS INC COM W/RTS ATTACHED EXP 09/28/2000   2011-05-23 2012-09-04
8. AMAZON COM INC COM   2011-08-23 2011-10-26
20. AMAZON COM INC COM   2008-12-04 2011-10-26
9. AMAZON COM INC COM   2008-12-04 2011-11-22
22. AMERICAN ASSETS TRUST INC   2012-02-24 2012-04-10
20. AMERICAN ASSETS TRUST INC   2012-02-24 2012-09-27
106. AMERICAN ELEC PWR CO INC COM   2011-05-23 2012-01-20
27. AMERICAN EXPRESS CO COM   2011-04-05 2011-11-08
76. AMERICAN EXPRESS CO COM   2011-10-24 2012-04-30
18. AMERICAN EXPRESS CO COM   2012-02-16 2012-07-13
4000. AMER EXPRESS CREDIT 7.300% 8/20/13   2012-04-25 2012-08-10
20. AMERICAN TOWER CORP   2012-02-10 2012-04-10
10. AMERICAN TOWER CORP   2012-03-30 2012-04-10
22. AMERICAN TOWER CORP   2012-05-18 2012-09-27
24. AMERIPRISE FINANCIAL INC   2011-04-05 2011-11-08
24. AMERIPRISE FINANCIAL INC   2011-04-05 2011-12-23
18. AMERIPRISE FINANCIAL INC   2011-04-05 2012-04-12
15. AMERIPRISE FINANCIAL INC   2011-04-05 2012-06-07
6. AMERIPRISE FINANCIAL INC   2011-04-05 2012-06-11
8. AMERIPRISE FINANCIAL INC   2011-04-05 2012-06-12
51. AMPHENOL CORP NEW CL A   2011-08-22 2012-09-04
41. ANGLO AMERN PLC ADR   2010-09-14 2011-11-02
46. ANGLO AMERN PLC ADR   2010-09-14 2012-05-08
74. ANGLO AMERN PLC ADR   2012-02-07 2012-05-08
2. ANGLO AMERN PLC ADR   2010-09-14 2012-09-27
49. ANGLO AMERN PLC ADR   2011-10-27 2012-09-27
8. ANHEUSER-BUSCH INBEV SPN ADR   2011-04-12 2011-10-12
45. ANHEUSER-BUSCH INBEV SPN ADR   2011-06-17 2011-10-14
18. ANHEUSER-BUSCH INBEV SPN ADR   2011-06-17 2011-10-27
18. ANHEUSER-BUSCH INBEV SPN ADR   2011-12-01 2012-01-05
20. ANHEUSER-BUSCH INBEV SPN ADR   2011-06-17 2012-01-20
8. ANHEUSER-BUSCH INBEV SPN ADR   2012-04-13 2012-07-27
18. ANHEUSER-BUSCH INBEV SPN ADR   2011-03-29 2012-07-27
13. ANHEUSER-BUSCH INBEV SPN ADR   2010-07-01 2012-08-17
11. ANHEUSER-BUSCH INBEV SPN ADR   2010-05-24 2012-09-27
4. APPLE COMPUTER INC COM   2007-05-01 2011-10-11
5. APPLE COMPUTER INC COM   2007-05-02 2012-04-17
1. APPLE COMPUTER INC COM   2007-05-02 2012-04-20
1. APPLE COMPUTER INC COM   2007-05-02 2012-05-17
2. APPLE COMPUTER INC COM   2007-05-01 2012-05-25
7. APPLE COMPUTER INC COM   2007-05-02 2012-07-25
10. APPLIED MATERIALS INC COM W/RIGHTS ATTACHED EXP 7/6/2009   2011-04-05 2012-05-25
15. ATWOOD OCEANICS INC COM   2010-04-30 2012-04-10
11. AVALONBAY CMNTYS INC COM   2012-01-23 2012-03-16
8.00065 AVALONBAY CMNTYS INC COM   2012-03-30 2012-04-10
.99935 AVALONBAY CMNTYS INC COM   2012-03-30 2012-04-10
6. AVALONBAY CMNTYS INC COM   2012-04-12 2012-08-21
3. AVALONBAY CMNTYS INC COM   2012-04-12 2012-09-27
169. AVIVA PLC - ADR   2011-10-26 2011-11-10
110.99966 AVIVA PLC - ADR   2011-09-27 2011-11-22
33.00034 AVIVA PLC - ADR   2011-09-27 2011-11-22
244. AVIVA PLC - ADR   2012-03-02 2012-05-18
143. AVIVA PLC - ADR   2012-01-20 2012-05-22
91. AVIVA PLC - ADR   2012-09-17 2012-09-27
168. AVON PRODS INC COM W/RTS ATTACHED   2011-08-02 2012-09-04
21. AVON PRODS INC COM W/RTS ATTACHED   2012-01-31 2012-09-04
165. BG GROUP PLC- SPON ADR ISIN US0554342032   2011-04-20 2012-05-17
54. BG GROUP PLC- SPON ADR ISIN US0554342032   2011-12-02 2012-09-25
30. BG GROUP PLC- SPON ADR ISIN US0554342032   2011-08-01 2012-09-25
32. BG GROUP PLC- SPON ADR ISIN US0554342032   2010-04-30 2012-09-27
1. BG GROUP PLC- SPON ADR ISIN US0554342032   2011-12-02 2012-09-27
6. BRE PPTYS INC CL A   2011-10-26 2012-04-10
41. BRE PPTYS INC CL A   2011-10-26 2012-05-18
.75 BALFOUR BEATTY PLC-SPON ADR   2012-06-06 2012-07-13
85. BALFOUR BEATTY PLC-SPON ADR   2012-07-18 2012-09-27
.5 BANK YOKOHAMA LTD JAPAN ADR   2011-07-05 2011-12-06
46. BANK YOKOHAMA LTD JAPAN ADR   2011-07-05 2012-09-27
71. BARCLAYS PLC PLC ADR   2010-04-30 2011-11-09
182. BARCLAYS PLC PLC ADR   2010-04-30 2012-02-07
64. BARCLAYS PLC PLC ADR   2010-04-30 2012-09-27
1. BEAM INC   2012-09-04 2012-09-24
1. BECTON DICKINSON & CO COM   2012-09-04 2012-09-24
48. BEST BUY INC COM   2011-01-10 2011-11-01
96. BEST BUY INC COM   2011-03-28 2012-09-04
96. BIG LOTS INC COM   2012-06-12 2012-09-04
9. BIOGEN IDEC INC   2012-02-01 2012-04-20
4. BOEING CO COM   2007-05-01 2012-05-25
14. BORG WARNER INC COM   2011-10-28 2012-05-15
9. BOSTON PPTYS INC COM   2011-10-05 2011-10-26
8. BOSTON PPTYS INC COM   2011-11-18 2012-02-10
17. BOSTON PPTYS INC COM   2011-11-18 2012-04-10
8. BOSTON PPTYS INC COM   2011-10-05 2012-07-06
11. BOSTON PPTYS INC COM   2012-08-21 2012-09-27
315. BOSTON SCIENTIFIC CORP COM   2010-05-03 2012-05-29
926. BOSTON SCIENTIFIC CORP COM   2010-07-30 2012-09-04
12.00129 BRIDGESTONE CORP ADR   2011-10-12 2011-10-21
9.99871 BRIDGESTONE CORP ADR   2011-10-12 2011-10-21
74. BRIDGESTONE CORP ADR   2011-05-06 2012-01-13
32. BRIDGESTONE CORP ADR   2011-05-06 2012-02-08
52. BRIDGESTONE CORP ADR   2011-06-03 2012-03-22
63. BRITISH SKY BROADCASTING ADR   2011-08-15 2012-04-11
28. BRITISH SKY BROADCASTING ADR   2011-08-15 2012-09-10
31. BRITISH SKY BROADCASTING ADR   2011-09-12 2012-09-13
23. BRITISH SKY BROADCASTING ADR   2012-07-23 2012-09-17
9. BRITISH SKY BROADCASTING ADR   2012-07-23 2012-09-27
38. BROOKFIELD ASSET MANAGE-CL A   2011-10-05 2011-10-26
26. BROOKFIELD ASSET MANAGE-CL A   2011-10-05 2012-03-30
13. BROOKFIELD ASSET MANAGE-CL A   2011-10-05 2012-04-10
4. BROOKFIELD ASSET MANAGE-CL A   2012-09-04 2012-09-24
9. BROOKFIELD ASSET MANAGE-CL A   2011-10-05 2012-09-27
156. BROOKFIELD RESIDENTIAL PROPE   2011-10-05 2012-01-03
139. BROOKFIELD RESIDENTIAL PROPE   2011-10-05 2012-01-23
32. BROOKFIELD PROPERTIES CORP COM   2011-10-05 2012-04-10
34. BROOKFIELD PROPERTIES CORP COM   2011-10-05 2012-05-18
2. BROWN & BROWN INC COM   2012-09-04 2012-09-24
1. CBRE GROUP INC   2012-09-04 2012-09-24
1. CIT GROUP INC.   2012-09-04 2012-09-24
12. CME GROUP INC   2010-12-03 2011-10-24
170. CRH PLC ADR   2011-06-24 2012-09-04
80. CA INC   2011-04-25 2012-01-31
40. CA INC   2011-04-25 2012-02-27
45. CA INC   2011-05-19 2012-05-07
158. CA INC   2011-08-16 2012-09-04
105. CABELAS INC   2010-04-30 2012-04-10
.2422 CAIRN ENERGY PLC-UNSPON ADR   2012-01-23 2012-03-06
70. CAIRN ENERGY PLC-UNSPON ADR   2012-01-23 2012-09-27
960. CAL DIVE INTERNATIONAL INC   2011-08-23 2012-01-04
27. CAMDEN PROPERTY TRUST   2012-01-23 2012-04-10
12. CAMDEN PROPERTY TRUST   2012-01-23 2012-08-21
5. CAMDEN PROPERTY TRUST   2012-01-23 2012-09-27
24. CAMERON INT'L CORP COM   2011-08-16 2012-02-27
6. CAMERON INT'L CORP COM   2010-06-04 2012-04-10
25. CAMERON INT'L CORP COM   2011-06-22 2012-04-10
5. CAMERON INT'L CORP COM   2011-04-05 2012-05-25
54. CAMERON INT'L CORP COM   2010-06-04 2012-09-04
131. CANADIAN NAT RES LTD COM CN$   2009-04-03 2011-10-05
21. CANON INC ADR REPSTG 5 SHS   2011-04-29 2012-07-03
58. CANON INC ADR REPSTG 5 SHS   2011-04-29 2012-07-06
29. CANON INC ADR REPSTG 5 SHS   2011-04-29 2012-07-13
19. CANON INC ADR REPSTG 5 SHS   2011-04-29 2012-08-16
34. CANON INC ADR REPSTG 5 SHS   2012-05-04 2012-08-20
4. CANON INC ADR REPSTG 5 SHS   2011-04-29 2012-08-20
34. CANON INC ADR REPSTG 5 SHS   2012-05-04 2012-08-30
73. CAPELLA EDUCATION CO   2010-12-27 2011-10-11
241. CHEUNG KONG HLDGS LTD ADR   2011-10-28 2012-01-26
56. CHEUNG KONG HLDGS LTD ADR   2011-10-28 2012-04-11
115. CHEUNG KONG HLDGS LTD ADR   2011-10-28 2012-05-07
85. CHEUNG KONG HLDGS LTD ADR   2011-10-28 2012-05-18
196. CHEUNG KONG HLDGS LTD ADR   2011-11-08 2012-07-06
13. CHINA OVERSEAS LAN-UNSPN ADR   2012-07-06 2012-09-27
8. CHINA MOBILE HK LTD -SP ADR   2012-03-26 2012-08-16
26. CHINA MOBILE HK LTD -SP ADR   2012-03-26 2012-09-26
15. CHINA MOBILE HK LTD -SP ADR   2012-01-27 2012-09-27
1. CIMAREX ENERGY CO   2012-09-04 2012-09-24
4000. CITIGROUP INC 5.375% 8/09/20   2012-04-25 2012-09-14
59. CITI TRENDS INC   2011-09-27 2012-06-19
156. CITI TRENDS INC   2011-09-27 2012-09-04
8. CITRIX SYS INC COM   2009-10-09 2011-10-27
28. CITRIX SYS INC COM   2009-10-09 2012-01-26
13. COACH INC COM W/RTS ATTACHED EXP 5/2/2011   2010-01-28 2012-02-21
57. COACH INC COM W/RTS ATTACHED EXP 5/2/2011   2010-01-28 2012-06-07
39. COCA COLA AMATIL LTD SP ADR   2011-09-12 2011-12-02
32. COCA COLA AMATIL LTD SP ADR   2011-09-12 2012-03-06
37. COCA COLA AMATIL LTD SP ADR   2011-08-17 2012-07-03
50. COCA COLA AMATIL LTD SP ADR   2011-08-17 2012-09-17
19. COCA COLA AMATIL LTD SP ADR   2011-08-17 2012-09-27
27. COCA-COLA CO COM   2011-05-19 2011-12-23
57. COCA-COLA CO COM   2011-06-22 2012-02-09
1. COCA-COLA CO COM   2010-03-04 2012-02-09
21.00018 COGNIZANT TECH SOLUTIONS CRP COM   2012-01-10 2012-05-18
14.99982 COGNIZANT TECH SOLUTIONS CRP COM   2012-01-10 2012-05-18
59.99994 COGNIZANT TECH SOLUTIONS CRP COM   2012-01-10 2012-06-11
6.00006 COGNIZANT TECH SOLUTIONS CRP COM   2012-01-10 2012-06-11
80. COMCAST CORP NEW CL A SPL   2011-04-05 2011-10-07
42. COMCAST CORP NEW CL A SPL   2011-04-05 2012-03-14
4. COMCAST CORP NEW CL A SPL   2011-04-05 2012-05-25
52. COMCAST CORP NEW CL A SPL   2011-04-05 2012-08-03
121. COMERICA INC COM RT EXPS 07/01/2006   2011-04-07 2012-09-04
32. COMERICA INC COM RT EXPS 07/01/2006   2012-01-24 2012-09-04
11. CIA SANEAMENTO BASICO DE ADR   2012-01-25 2012-03-21
75. CIA SANEAMENTO BASICO DE ADR   2012-08-16 2012-09-13
77. CON-WAY INC   2011-02-03 2012-09-04
3. CONOCOPHILLIPS COM   2011-11-08 2012-06-27
37. CONOCOPHILLIPS COM   1999-08-04 2012-06-27
20. CONOCOPHILLIPS COM   1999-08-04 2012-06-27
71. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-04-11
63. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-04-12
77. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-07-26
12. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-07-27
36. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-07-30
42. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-07-31
39. CORNING INC COM W/RTS EXP 07/15/2006   2011-04-05 2012-08-01
31. CORRECTIONS CORP OF AMERICA COM   2010-04-30 2012-04-10
8. CREDIT SUISSE GROUP SPONSORED ADR   2010-04-30 2011-11-02
39. CREDIT SUISSE GROUP SPONSORED ADR   2010-04-30 2011-11-22
52. CREDIT SUISSE GROUP SPONSORED ADR   2010-04-30 2012-02-07
91. CREDIT SUISSE GROUP SPONSORED ADR   2011-10-12 2012-02-07
39. DBS GRP HLDGS SPONSORED ADR   2010-04-30 2012-04-04
18. DBS GRP HLDGS SPONSORED ADR   2010-04-30 2012-09-27
77. DDR CORP   2011-10-05 2011-11-18
212. DDR CORP   2012-01-23 2012-02-10
38. DDR CORP   2011-10-05 2012-04-10
33. DDR CORP   2011-10-05 2012-05-18
132. DDR CORP   2011-10-05 2012-08-02
5. DANAHER CORP COM   2011-04-05 2012-05-25
120. DANONE ADR   2012-05-09 2012-09-10
62. DANONE ADR   2012-05-09 2012-09-27
25. DAVITA INC COM   2011-04-05 2012-03-30
9. DELL INC   2011-04-05 2012-05-25
1. DENTSPLY INTL INC NEW COM   2012-09-20 2012-09-24
34. DEUTSCHE POST AG ADR   2011-05-03 2011-10-21
106. DEUTSCHE POST AG ADR   2011-05-13 2011-10-26
30. DEUTSCHE POST AG ADR   2011-05-13 2012-01-06
111. DEUTSCHE POST AG ADR   2011-04-27 2012-09-17
18. DEUTSCHE POST AG ADR   2012-08-16 2012-09-17
27. DEUTSCHE POST AG ADR   2011-04-27 2012-09-27
14. DIGITAL RLTY TR INC   2011-10-05 2012-04-10
3. DIGITAL RLTY TR INC   2012-07-06 2012-09-17
5. DIGITAL RLTY TR INC   2012-07-06 2012-09-27
29. DOLBY LABORATORIES INC   2011-08-19 2012-04-27
48. DOLBY LABORATORIES INC   2011-08-19 2012-05-07
10. DOLBY LABORATORIES INC   2011-11-02 2012-06-12
9. DOLBY LABORATORIES INC   2011-08-19 2012-09-04
43. DOLBY LABORATORIES INC   2011-11-02 2012-09-04
1. DOLLAR GENERAL CORP   2012-09-04 2012-09-24
6. DONGFENG MOTOR GRP-H-UNS ADR   2012-04-11 2012-09-27
54. DR PEPPER SNAPPLE GROUP INC   2012-05-21 2012-09-04
14. DRESSER-RAND GROUP INC   2011-09-16 2012-01-31
48. DRESSER-RAND GROUP INC   2011-09-16 2012-05-08
17. DUPONT FABROS TECHNOLOGY INC   2011-11-18 2012-04-10
64. DUPONT FABROS TECHNOLOGY INC   2011-11-18 2012-07-06
9. EOG RES INC COM   2011-12-06 2012-03-02
11. EOG RES INC COM   2011-12-06 2012-04-24
17. EOG RES INC COM   2010-10-13 2012-06-18
3. EOG RES INC COM   2011-12-06 2012-06-18
25. EOG RES INC COM   2010-10-13 2012-06-21
58. E ON AG SPONSORED ADR   2011-10-28 2011-11-22
95. E ON AG SPONSORED ADR   2011-10-20 2012-01-26
130. E ON AG SPONSORED ADR   2011-10-14 2012-07-19
45. E ON AG SPONSORED ADR   2011-11-14 2012-07-23
114. E ON AG SPONSORED ADR   2012-03-22 2012-07-25
12. EQT CORPORATION   2012-09-04 2012-09-20
269. EAST JAPAN RAILWAY COMPANY ADR   2011-09-23 2012-03-14
38. EAST JAPAN RAILWAY COMPANY ADR   2011-05-06 2012-04-16
180. EAST JAPAN RAILWAY COMPANY ADR   2011-05-06 2012-07-06
86. EAST JAPAN RAILWAY COMPANY ADR   2011-05-06 2012-09-27
16. EASTGROUP PROPERTIES INC COM   2011-10-05 2012-04-10
8. EASTGROUP PROPERTIES INC COM   2011-10-05 2012-09-27
43. EATON VANCE CORP COM NON VTG   2010-04-30 2012-04-10
62. EDISON INTL COM   2010-06-04 2011-10-13
11. EDWARDS LIFESCIENCES CORP COM   2012-04-16 2012-06-18
10. EDWARDS LIFESCIENCES CORP COM   2012-04-16 2012-06-20
20. EDWARDS LIFESCIENCES CORP COM   2012-04-16 2012-06-26
58. EDWARDS LIFESCIENCES CORP COM   2012-03-08 2012-08-14
44.00992 EMPRESAS ICA S.A. -SPONS ADR   2012-09-25 2012-09-27
80.99008 EMPRESAS ICA S.A. -SPONS ADR   2012-09-25 2012-09-27
4. ENERGIZER HLDGS INC COM   2010-04-30 2012-04-10
7500. THE ENDOWMENT TEI FUND LP   2010-07-30 2012-09-30
20. EQUITY RESIDENTIAL PPTYS TR SH BEN INT   2011-11-18 2012-01-23
25. EQUITY RESIDENTIAL PPTYS TR SH BEN INT   2012-03-30 2012-04-10
4. EQUITY RESIDENTIAL PPTYS TR SH BEN INT   2012-03-30 2012-08-02
6. EQUITY RESIDENTIAL PPTYS TR SH BEN INT   2012-03-30 2012-09-27
114. ERICSSON L M TEL CO ADR CL B   2010-07-01 2011-11-11
61. ERICSSON L M TEL CO ADR CL B   2010-07-01 2012-01-26
128. ERICSSON L M TEL CO ADR CL B   2010-07-28 2012-02-06
268. ERICSSON L M TEL CO ADR CL B   2010-07-28 2012-02-09
3. ESSEX PPTY TR INC COM W/RTS ATTACHED 11/11/2008   2011-10-26 2012-04-10
1. ESSEX PPTY TR INC COM W/RTS ATTACHED 11/11/2008   2011-10-05 2012-09-27
120. EXELIS INC   2010-11-03 2012-05-25
48. EXPEDITORS INTL WASH INC COM   2010-05-03 2012-09-04
7. EXXON MOBIL CORP COM   2011-04-05 2012-01-20
8. EXXON MOBIL CORP COM   2011-04-05 2012-01-23
6. EXXON MOBIL CORP COM   2011-04-05 2012-01-24
14. EXXON MOBIL CORP COM   2011-04-05 2012-03-14
25000. FED HOME LN BK 1.875% 6/21/13   2012-04-25 2012-06-26
9000. FED HOME LN MTG CORP 4.375% 7/17/15   2012-04-20 2012-07-11
6. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP   2011-10-05 2012-04-10
7. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP   2011-10-05 2012-09-27
12000. FED HOME LN MTG CORP 2.375% 1/13/22   2012-04-20 2012-09-20
464.07 FNMA POOL #AD6432 4.500% 6/01/40   2012-05-09 2012-06-25
471.09 FNMA POOL #AD6432 4.500% 6/01/40   2012-05-09 2012-07-25
453.29 FNMA POOL #AD6432 4.500% 6/01/40   2012-05-09 2012-08-25
559.74 FNMA POOL #AD6432 4.500% 6/01/40   2012-05-09 2012-09-25
598.9 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2012-05-25
530.11 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2012-06-25
603.93 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2012-07-25
777.06 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2012-08-25
901.47 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2012-09-25
8. FIDELITY NATL INFORMATION SVCS INC   2011-04-05 2012-05-25
147. FIFTH THIRD BANCORP COM   2012-03-13 2012-06-01
3. FOREST CITY ENTERPRISES INC CL A   2012-09-04 2012-09-24
202. FORMFACTOR INC   2011-07-11 2012-01-05
200. FORMFACTOR INC   2011-07-11 2012-01-06
80. FORMFACTOR INC   2011-08-29 2012-01-09
147. FORTUM OYJ-UNSPONSORED ADR   2011-08-25 2011-10-21
68. FORTUM OYJ-UNSPONSORED ADR   2011-08-25 2011-11-22
241. FORTUM OYJ-UNSPONSORED ADR   2011-08-02 2012-01-17
447. FORTUM OYJ-UNSPONSORED ADR   2011-08-02 2012-07-23
740. FORTUM OYJ-UNSPONSORED ADR   2011-08-17 2012-07-25
28. FRANKLIN RES INC COM   2011-04-05 2012-05-21
38. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-11-09 2012-01-05
16. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-11-09 2012-02-16
10. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2012-03-02 2012-05-22
19. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2012-03-02 2012-08-20
14. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-08-19 2012-08-20
13. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-08-19 2012-09-06
16. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2012-03-12 2012-09-13
5. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-08-19 2012-09-13
7. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-08-10 2012-09-27
59. FRESENIUS SE & CO-SPN ADR   2012-08-20 2012-09-27
415. GAFISA SA ADR   2010-08-06 2012-04-04
121. GAFISA SA ADR   2011-09-29 2012-04-04
121. GAMESTOP CORP CL A COM   2012-05-07 2012-09-04
191. GAMESTOP CORP CL A COM   2011-08-19 2012-09-04
4.99804 GAZPROM O A O SPONSORED ADR   2012-09-17 2012-09-27
44.00196 GAZPROM O A O SPONSORED ADR   2012-09-17 2012-09-27
125. GENERAL GROWTH PROPERTIE-W/I   2011-10-05 2012-03-16
169. GENERAL GROWTH PROPERTIE-W/I   2011-10-05 2012-03-30
14. GENERAL GROWTH PROPERTIE-W/I   2012-09-17 2012-09-27
2. GENTEX CORP COM   2012-09-04 2012-09-24
4. GENUINE PARTS CO COM W/RIGHTS ATTACHED EXP 11/15/2009   2011-04-05 2012-05-25
10. GENUINE PARTS CO COM W/RIGHTS ATTACHED EXP 11/15/2009   2011-04-05 2012-09-27
36. GILEAD SCIENCES INC COM   2012-02-03 2012-05-09
29. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-08-03 2011-10-12
28. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-08-05 2011-10-14
29. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-08-05 2011-10-27
10. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-11-22 2012-01-05
60. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-09-23 2012-01-09
11. GLAXO SMITHKLINE SPONSORED PLC ADR   2010-05-14 2012-02-07
2. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-09-23 2012-02-07
32. GLAXO SMITHKLINE SPONSORED PLC ADR   2012-05-11 2012-07-02
31. GLAXO SMITHKLINE SPONSORED PLC ADR   2012-07-27 2012-08-23
8. GLAXO SMITHKLINE SPONSORED PLC ADR   2010-05-14 2012-08-23
52. GLAXO SMITHKLINE SPONSORED PLC ADR   2010-05-14 2012-09-07
28. GLAXO SMITHKLINE SPONSORED PLC ADR   2010-06-10 2012-09-13
26. GLAXO SMITHKLINE SPONSORED PLC ADR   2010-06-10 2012-09-17
50. GLIMCHER RLTY TR COM   2012-03-30 2012-04-10
31. GLIMCHER RLTY TR COM   2012-03-30 2012-09-27
6. GOOGLE INC CL A   2011-02-14 2012-01-11
3. GOOGLE INC CL A   2011-02-11 2012-04-30
88. GUESS INC COM   2011-06-22 2012-09-04
107. GUESS INC COM   2012-05-07 2012-09-04
35. HCP INC   2011-11-18 2012-01-23
38. HCP INC   2011-11-18 2012-04-10
14. HCP INC   2011-10-05 2012-09-27
43. HSBC HLDGS PLC SPONSORED ADR NEW   2010-04-30 2012-02-29
63. HSBC HLDGS PLC SPONSORED ADR NEW   2010-04-30 2012-04-25
15. HSBC HLDGS PLC SPONSORED ADR NEW   2010-04-30 2012-09-27
3. HASBRO INC COM   2010-04-30 2012-04-10
22. HASBRO INC COM   2010-04-30 2012-06-06
19. HASBRO INC COM   2010-04-30 2012-06-07
106. HASBRO INC COM   2012-01-31 2012-09-04
17. HATTERAS FINANCIAL CORP   2010-04-30 2012-04-10
6. HEALTH CARE REIT INC COM   2011-10-05 2012-04-10
19. HEALTH CARE REIT INC COM   2011-10-05 2012-04-23
11. HEALTH CARE REIT INC COM   2012-08-02 2012-09-27
31. HEINEKEN N V ADR   2012-09-05 2012-09-27
11.99984 HENKEL KGAA SPONSORED ADR REPSTG ORD SHS   2010-04-30 2012-01-06
15.00016 HENKEL KGAA SPONSORED ADR REPSTG ORD SHS   2010-04-30 2012-01-06
29. HENKEL KGAA SPONSORED ADR REPSTG ORD SHS   2010-05-11 2012-07-03
11. HENKEL KGAA SPONSORED ADR REPSTG ORD SHS   2012-08-16 2012-09-27
79. HENGDELI HOLDINGS-UNSPON ADR   2012-03-05 2012-09-27
26. HITACHI LTD 10 COM   2011-04-29 2011-11-09
53. HITACHI LTD 10 COM   2012-02-09 2012-04-10
61. HITACHI LTD 10 COM   2011-09-29 2012-04-19
220. HOLOGIC INC   2010-07-30 2012-05-07
14.04288 HONDA MTR LTD AMERN SHS   2011-07-25 2011-11-22
18.95712 HONDA MTR LTD AMERN SHS   2011-07-25 2011-11-22
59. HONDA MTR LTD AMERN SHS   2011-06-29 2012-03-23
57. HONDA MTR LTD AMERN SHS   2011-04-29 2012-04-18
27. HONDA MTR LTD AMERN SHS   2011-06-01 2012-07-13
13. HONDA MTR LTD AMERN SHS   2012-05-29 2012-08-16
17. HONDA MTR LTD AMERN SHS   2011-06-01 2012-08-16
16. HONDA MTR LTD AMERN SHS   2012-05-29 2012-09-27
61. HOST MARRIOTT CORP NEW COM   2011-10-05 2011-11-18
89. HOST MARRIOTT CORP NEW COM   2011-10-05 2011-12-09
44. HOST MARRIOTT CORP NEW COM   2011-10-05 2012-04-10
45. HOST MARRIOTT CORP NEW COM   2012-04-23 2012-09-17
15. HOST MARRIOTT CORP NEW COM   2012-04-23 2012-09-27
192. HUDSON PACIFIC PROPERTIES INC   2011-10-05 2012-03-30
60. ITT CORP   2010-11-03 2012-05-08
15. ILLUMINA INC COM   2011-04-29 2011-10-04
31. ILLUMINA INC COM   2011-04-29 2011-12-09
20. ILLUMINA INC COM   2011-01-12 2012-01-26
31. ILLUMINA INC COM   2011-03-16 2012-08-22
33. IMPERIAL TOB GRP PLC SPONSORED ADR   2011-09-26 2011-10-17
1. IMPERIAL TOB GRP PLC SPONSORED ADR   2010-08-06 2011-10-27
6. IMPERIAL TOB GRP PLC SPONSORED ADR   2011-09-14 2011-10-27
25. IMPERIAL TOB GRP PLC SPONSORED ADR   2010-08-06 2012-03-01
29. IMPERIAL TOB GRP PLC SPONSORED ADR   2010-04-30 2012-09-10
12. IMPERIAL TOB GRP PLC SPONSORED ADR   2010-04-30 2012-09-27
4. ING GROEP N V SPONSORED ADR   2010-04-30 2011-11-09
114.99742 ING GROEP N V SPONSORED ADR   2010-04-30 2012-09-27
14.00258 ING GROEP N V SPONSORED ADR   2010-04-30 2012-09-27
84. INTEL CORP COM   2011-05-19 2011-11-04
41. INTEL CORP COM   2011-05-19 2012-07-12
136. INTEL CORP COM   2011-05-23 2012-07-13
12. INTERNATIONAL GAME TECHNOLOGY COM   2011-04-05 2012-05-25
1. INTERNATIONAL GAME TECHNOLOGY COM   2012-09-04 2012-09-24
50. INTESA SANPAOLO-SPON ADR   2011-10-27 2012-02-08
264. INTESA SANPAOLO-SPON ADR   2011-10-27 2012-08-10
25. INTESA SANPAOLO-SPON ADR   2011-10-27 2012-09-27
59. JP MORGAN CHASE & CO COM   2012-03-02 2012-05-07
158. JP MORGAN CHASE & CO COM   2011-12-05 2012-06-11
26. JOHNSON & JOHNSON COM   2011-07-20 2011-11-04
38. JOHNSON & JOHNSON COM   2011-07-20 2011-12-02
20. JOHNSON & JOHNSON COM   2011-05-12 2012-03-19
69. JOHNSON & JOHNSON COM   2011-06-24 2012-04-18
148. JUNIPER NETWORKS INC COM   2011-03-04 2012-04-25
27. KB FINANCIAL GROUP INC ADR   2011-07-25 2012-09-27
15. KAMAN CORP CL A   2011-07-07 2012-04-10
530. KANSAI ELECTRIC PWR-UNS ADR   2011-06-22 2012-04-16
46. KASIKORNBANK PCL-UNSPON ADR   2012-04-23 2012-09-27
62. KELLOGG CO COM   2012-06-12 2012-09-04
62. KEPPEL LTD ADR   2011-06-03 2012-09-27
27. KILROY RLTY CORP COM W/RTS ATTACHED EXP 10/2/2008   2012-02-10 2012-03-16
27. KILROY RLTY CORP COM W/RTS ATTACHED EXP 10/2/2008   2012-02-10 2012-03-30
12. KILROY RLTY CORP COM W/RTS ATTACHED EXP 10/2/2008   2011-10-05 2012-04-10
24. KIMBERLY-CLARK CORP COM   2011-09-30 2011-12-06
51. KIMBERLY-CLARK CORP COM   2011-09-30 2012-01-09
.547 KINDER MORGAN MANAGEMENT LLC COM   2010-04-30 2011-11-15
.3228 KINDER MORGAN MANAGEMENT LLC COM   2010-04-30 2012-02-15
38. KINDER MORGAN MANAGEMENT LLC COM   2010-04-30 2012-04-10
.8343 KINDER MORGAN MANAGEMENT LLC COM   2010-04-30 2012-06-06
26. KINDER MORGAN MANAGEMENT LLC COM   2010-04-30 2012-06-06
.4041 KINDER MORGAN MANAGEMENT LLC COM   2010-04-30 2012-09-05
54. KINROSS GOLD CORP   2012-09-17 2012-09-27
11. KNOLL INC   2010-04-30 2012-04-10
62. KNOLL INC   2010-04-30 2012-06-06
59. KNOLL INC   2010-04-30 2012-06-07
21. KOHLS CORP COM   2011-09-29 2011-12-09
26.0129 KOHLS CORP COM   2011-09-29 2012-05-16
50.9871 KOHLS CORP COM   2011-09-15 2012-05-16
32. KOMATSU LTD SPONSORED ADR NEW   2010-04-30 2011-10-11
109. KOMATSU LTD SPONSORED ADR NEW   2010-07-16 2011-10-20
141.997 KONINKLIJKE AHOLD NV ADR   2011-03-29 2012-07-06
40.003 KONINKLIJKE AHOLD NV ADR   2012-04-12 2012-07-06
64. KONINKLIJKE AHOLD NV ADR   2012-04-12 2012-09-27
12. KROGER CO COM   2010-05-03 2011-10-12
95. KROGER CO COM   2010-06-04 2011-11-08
79. KROGER CO COM   2011-07-06 2012-01-20
163. KROGER CO COM   2011-06-24 2012-02-09
5. LABORATORY CORP AMER HLDGS COM NEW   2011-04-05 2012-05-25
1. LABORATORY CORP AMER HLDGS COM NEW   2012-09-04 2012-09-24
1.99944 LAS VEGAS SANDS CORP   2011-08-04 2011-10-04
14.00056 LAS VEGAS SANDS CORP   2011-08-04 2011-10-04
41. LAS VEGAS SANDS CORP   2011-08-04 2011-11-28
40. LAS VEGAS SANDS CORP   2011-06-07 2012-01-24
19. LAS VEGAS SANDS CORP   2012-02-03 2012-03-02
31. LAS VEGAS SANDS CORP   2012-05-10 2012-06-26
6. LAS VEGAS SANDS CORP   2012-02-03 2012-09-25
86. LAS VEGAS SANDS CORP   2011-06-07 2012-09-25
41. LAUDER ESTEE COS INC CL A   2011-08-15 2012-07-12
51. LAUDER ESTEE COS INC CL A   2011-08-11 2012-07-17
902.062 LAZARD EMERGING MKTS PTFL #638   2007-07-10 2012-09-26
61. LEGG MASON INC COM   2010-05-03 2012-05-29
87. LEGG MASON INC COM   2010-05-03 2012-09-04
155. LENOVO GROUP LTD SP ADR   2012-09-17 2012-09-25
16. LENOVO GROUP LTD SP ADR   2012-09-17 2012-09-27
2. LEUCADIA NATL CORP COM   2012-09-04 2012-09-24
1. LIBERTY VENTURES - SER A   2012-09-04 2012-09-24
109. LINEAR TECHNOLOGY CORP COM   2011-08-16 2012-09-04
1. LOEWS CORP COM   2012-09-04 2012-09-24
31. LORILLARD INC   2011-10-03 2012-01-31
48. MBIA INC COM   2010-09-16 2012-04-10
190. MEMC ELECTR MATLS INC COM   2011-04-05 2011-11-03
8. MACERICH CO COM W/RIGHTS ATTACHED EXPIRING 11/10/2008   2011-10-05 2011-11-18
19. MACERICH CO COM W/RIGHTS ATTACHED EXPIRING 11/10/2008   2011-10-05 2012-04-10
4. MACERICH CO COM W/RIGHTS ATTACHED EXPIRING 11/10/2008   2011-10-05 2012-09-27
115. MAPRFE SA-UNSP ADR   2012-09-26 2012-09-27
1. MARATHON PETROLEUM CORP   2012-09-04 2012-09-24
19. MARSH & MCLENNAN COS INC COM   2010-05-03 2011-10-12
78. MARSH & MCLENNAN COS INC COM   2010-05-03 2011-11-01
4. MARTIN MARIETTA MATLS INC COM W/RTS EXP 10/21/2006   2010-04-30 2012-04-10
1. MARTIN MARIETTA MATLS INC COM W/RTS EXP 10/21/2006   2012-09-04 2012-09-24
33. MCDONALDS CORP COM   2011-05-26 2012-04-19
40. MCDONALDS CORP COM   2011-05-26 2012-05-08
25. MEAD JOHNSON NUTRITION CO   2010-01-06 2012-07-11
25. MEAD JOHNSON NUTRITION CO   2012-06-12 2012-07-11
51. MEAD JOHNSON NUTRITION CO   2009-12-21 2012-07-16
31. METLIFE INC COM   2011-04-05 2011-11-08
15. METLIFE INC COM   2011-04-05 2012-05-16
17. METLIFE INC COM   2011-04-05 2012-06-07
95. METROPCS COMMUNICATIONS INC   2011-10-14 2012-02-27
298. METROPCS COMMUNICATIONS INC   2012-01-31 2012-09-04
71. MICREL INC COM   2010-05-05 2012-04-10
73. MICROSOFT CORP COM   2011-08-18 2011-12-02
7. MICROSOFT CORP COM   2011-04-05 2012-05-25
2. MICROCHIP TECHNOLOGY INC COM W/RTS ATTACHED EXP 02/13/2005   2012-09-04 2012-09-24
36. MISSION WEST PPTYS INC MD   2012-03-16 2012-04-10
21. MITSUBISHI ESTATE LTD ADR   2011-07-05 2011-11-08
130. MITSUBISHI ESTATE LTD ADR   2011-05-02 2012-04-19
13. MITSUBISHI ESTATE LTD ADR   2012-03-22 2012-04-19
58. MITSUBISHI ESTATE LTD ADR   2011-04-04 2012-05-07
72. MITSUBISHI ESTATE LTD ADR   2011-04-04 2012-05-18
8. MITSUBISHI ESTATE LTD ADR   2012-03-22 2012-05-18
48. MITSUBISHI ESTATE LTD ADR   2011-06-03 2012-05-23
31. MITSUBISHI ESTATE LTD ADR   2011-06-03 2012-07-06
70. MITSUBISHI ESTATE LTD ADR   2011-09-30 2012-07-06
90. MOLSON COORS BREWING CO CL B   2011-08-16 2012-09-04
4. MOLSON COORS BREWING CO CL B   2011-03-15 2012-09-20
22. MONSANTO CO NEW COM   2012-04-12 2012-08-23
1. MOODY'S CORPORATION COM   2012-09-04 2012-09-24
64. MOTOROLA SOLUTIONS, INC.   2010-05-03 2011-10-20
1. MOTOROLA SOLUTIONS, INC.   2012-09-04 2012-09-24
4. NYSE EURONEXT INC   2011-04-05 2012-05-25
13. NYSE EURONEXT INC   2011-04-05 2012-08-03
10. NYSE EURONEXT INC   2011-04-05 2012-08-06
29. NYSE EURONEXT INC   2011-04-05 2012-08-09
23. NYSE EURONEXT INC   2011-04-05 2012-08-10
22. NYSE EURONEXT INC   2011-04-05 2012-08-13
25. NYSE EURONEXT INC   2011-04-05 2012-08-14
67. NYSE EURONEXT INC   2011-04-05 2012-08-15
85. NATIONAL GRID PLC ADR   2011-08-10 2011-10-13
4. NATIONAL GRID PLC ADR   2010-08-06 2011-10-13
23. NATIONAL GRID PLC ADR   2010-08-06 2011-10-27
5. NATIONAL GRID PLC ADR   2010-08-06 2012-02-03
25. NATIONAL GRID PLC ADR   2011-12-01 2012-02-03
17. NATIONAL GRID PLC ADR   2010-08-06 2012-09-27
16. NATIONAL OILWELL INC COM   2011-04-05 2011-11-17
12. NATIONAL OILWELL INC COM   2011-07-27 2012-03-02
1. NATIONAL OILWELL INC COM   2011-03-18 2012-04-24
14. NATIONAL OILWELL INC COM   2011-07-27 2012-04-24
10. NATIONAL OILWELL INC COM   2011-03-18 2012-05-09
11.99982 NATIONAL OILWELL INC COM   2011-03-18 2012-05-09
28.00018 NATIONAL OILWELL INC COM   2011-03-18 2012-05-09
24. NESTLE S A SPONSORED ADR REPSTG REG SH   2011-08-08 2011-10-27
15. NESTLE S A SPONSORED ADR REPSTG REG SH   2011-08-08 2011-11-11
6. NESTLE S A SPONSORED ADR REPSTG REG SH   2010-04-30 2011-11-11
15. NESTLE S A SPONSORED ADR REPSTG REG SH   2010-04-30 2012-01-05
26. NESTLE S A SPONSORED ADR REPSTG REG SH   2010-06-28 2012-02-29
23. NESTLE S A SPONSORED ADR REPSTG REG SH   2010-06-28 2012-03-13
62. NESTLE S A SPONSORED ADR REPSTG REG SH   2010-06-23 2012-04-18
33. NETAPP INC   2012-03-27 2012-05-18
131. NETAPP INC   2012-03-27 2012-06-11
11. NETFLIX.COM INC COM   2011-11-04 2012-01-26
43. NETFLIX.COM INC COM   2011-11-04 2012-06-01
302. NEW WORLD DEV LTD ADR   2012-01-26 2012-09-27
42. NEWFIELD EXPL CO COM W/RIGHTS ATTACHED EXP 2/22/2009   2010-05-03 2012-09-04
79. NEWFIELD EXPL CO COM W/RIGHTS ATTACHED EXP 2/22/2009   2012-04-09 2012-09-04
7. NEWMARKET CORP   2010-04-30 2012-04-10
48. NIKE INC CL B COM   2012-04-30 2012-09-18
30. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-03-04 2012-01-19
28. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-02-18 2012-02-09
92. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-02-18 2012-02-29
70. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-02-18 2012-03-21
37. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-02-25 2012-03-26
65. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-12-01 2012-04-12
46. NIPPON TELEG & TEL CORP SPONSORED ADR   2011-03-04 2012-04-12
.48 NORTHEAST UTILS COM W/RTS ATTACHED EXP 2/23/2009   2011-04-05 2012-04-12
10. NORTHEAST UTILS COM W/RTS ATTACHED EXP 2/23/2009   2011-04-05 2012-08-01
17. NORTHEAST UTILS COM W/RTS ATTACHED EXP 2/23/2009   2011-04-05 2012-08-01
3. NORTHEAST UTILS COM W/RTS ATTACHED EXP 2/23/2009   2011-04-05 2012-08-02
19. NORTHEAST UTILS COM W/RTS ATTACHED EXP 2/23/2009   2011-04-05 2012-08-02
168. NORTHERN TR CORP COM   2011-08-16 2012-09-04
43. NOVARTIS AG SPONSORED ADR   2011-07-25 2011-10-27
23. NOVARTIS AG SPONSORED ADR   2011-06-22 2011-12-01
7. NOVARTIS AG SPONSORED ADR   2011-04-29 2012-01-05
71. NOVARTIS AG SPONSORED ADR   2011-04-19 2012-01-25
7. NOVARTIS AG SPONSORED ADR   2011-03-11 2012-02-06
10. NOVARTIS AG SPONSORED ADR   2011-03-11 2012-02-29
53. NOVARTIS AG SPONSORED ADR   2011-03-23 2012-03-05
24. NU SKIN ENTERPRISES INC CL A   2011-05-05 2012-04-10
1. O'REILLY AUTOMOTIVE INC   2012-09-04 2012-09-24
9.00015 OCCIDENTAL PETE CORP COM   2012-02-03 2012-06-11
30.99985 OCCIDENTAL PETE CORP COM   2012-02-03 2012-06-11
17. OLD DOMINION FREIGHT LINES INC   2010-04-30 2012-04-10
.5 OLD DOMINION FREIGHT LINES INC   2010-04-30 2012-09-13
11. OMEGA HLTHCARE INVS INC COM   2012-08-02 2012-09-27
40. ORACLE CORP COM   2010-09-28 2012-03-13
20. ORACLE CORP COM   2011-09-22 2012-03-13
144. ORACLE CORP COM   2010-09-28 2012-03-26
7. ORACLE CORP COM   2007-05-01 2012-05-25
81. ORACLE CORP COM   2010-04-13 2012-06-22
4. ORIX CORP SPONSORED ADR JAPAN   2010-04-30 2011-11-09
11. ORIX CORP SPONSORED ADR JAPAN   2011-07-26 2011-11-09
11. ORIX CORP SPONSORED ADR JAPAN   2011-08-22 2012-09-27
6. ORIX CORP SPONSORED ADR JAPAN   2012-03-13 2012-09-27
27. OWENS & MINOR INC NEW COM   2010-04-30 2012-04-10
31. OWENS & MINOR INC NEW COM   2010-04-30 2012-06-06
32. OWENS & MINOR INC NEW COM   2010-04-30 2012-06-07
116. PICO HLDGS INC COM   2011-11-14 2012-09-04
50777.425 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2009-03-31 2012-04-10
15030.06 PIMCO FDS PAC INVT MGMT SER PIMCO LOW DURATION II INSTL   2011-03-10 2012-04-10
3157.895 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2007-02-20 2012-09-26
11093.96483 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2007-07-10 2012-09-26
4695.50917 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2007-07-10 2012-09-26
17. PS BUSINESS PARKS INC/CA   2011-10-26 2012-03-30
7. PS BUSINESS PARKS INC/CA   2011-10-05 2012-04-10
6. BUMI RESOURCES TB-UNSPON ADR   2011-07-29 2011-10-21
20. BUMI RESOURCES TB-UNSPON ADR   2011-07-29 2011-11-10
46. BUMI RESOURCES TB-UNSPON ADR   2011-07-29 2011-11-23
18. PEARSON PLC SPONSORED ADR   2010-09-15 2011-11-16
70. PEARSON PLC SPONSORED ADR   2011-10-20 2011-11-16
59. PEARSON PLC SPONSORED ADR   2010-09-15 2011-12-01
90. PEARSON PLC SPONSORED ADR   2010-10-05 2012-01-05
64. PEARSON PLC SPONSORED ADR   2010-10-20 2012-01-12
188. PEARSON PLC SPONSORED ADR   2010-11-17 2012-01-19
89. PEOPLE'S UNITED FINANCIAL INC   2010-05-03 2011-10-12
44. PEOPLE'S UNITED FINANCIAL INC   2010-05-03 2011-12-16
42.99913 PEOPLE'S UNITED FINANCIAL INC   2010-05-03 2012-05-31
70.00087 PEOPLE'S UNITED FINANCIAL INC   2010-05-03 2012-05-31
495. PEOPLE'S UNITED FINANCIAL INC   2011-05-19 2012-09-04
57. PEPSICO INC COM   2011-05-19 2011-12-01
28.5 PHILLIPS 66   1999-08-04 2012-09-11
1.5 PHILLIPS 66   2011-11-08 2012-09-11
8. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011   2010-05-03 2012-01-31
7. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011   2010-05-03 2012-02-27
21. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011   2010-05-03 2012-04-09
238. PITNEY-BOWES INC COM W/RTS ATTACHED EXP 02/20/2006   2012-05-29 2012-09-04
18. PRAXAIR INC COM   2011-04-05 2012-02-01
38. PRAXAIR INC COM   2011-08-30 2012-08-28
45. PRICESMART INC COM   2010-04-30 2011-10-11
44. PROCTER & GAMBLE CO COM   2011-06-22 2011-10-27
12. PROCTER & GAMBLE CO COM   2009-07-06 2011-12-05
17. PROCTER & GAMBLE CO COM   2011-06-22 2011-12-05
16. PROCTER & GAMBLE CO COM   2009-07-06 2012-06-20
58. PROGRESSIVE CORP OHIO COM   2010-05-03 2012-09-04
1. PROGRESSIVE CORP OHIO COM   2010-05-03 2012-09-24
15. PROLOGIS INC   2011-10-05 2011-11-18
22. PROLOGIS INC   2011-10-05 2012-03-16
25. PROLOGIS INC   2011-10-05 2012-04-10
21. PROLOGIS INC   2012-07-06 2012-08-02
17. PROLOGIS INC   2011-10-05 2012-09-17
8. PROLOGIS INC   2011-10-05 2012-09-27
24. PRUDENTIAL FINANCIAL INC COM   2011-04-05 2011-12-23
17. PRUDENTIAL FINANCIAL INC COM   2011-04-05 2012-04-12
11. PRUDENTIAL FINANCIAL INC COM   2011-04-05 2012-05-16
20. PRUDENTIAL PLC ADR   2011-03-04 2012-09-27
25. PRUDENTIAL PLC ADR   2011-09-29 2012-09-27
19. PUBLIC STORAGE INC COM   2011-10-05 2011-11-18
10. PUBLIC STORAGE INC COM   2011-10-05 2012-01-23
10. PUBLIC STORAGE INC COM   2011-10-05 2012-04-10
6. PUBLIC STORAGE INC COM   2012-08-02 2012-09-27
15. QUEST DIAGNOSTICS INC COM   2010-05-03 2011-11-01
10. QUEST DIAGNOSTICS INC COM   2010-05-03 2012-06-12
4. QUEST DIAGNOSTICS INC COM   2010-05-03 2012-09-04
19. RAYONIER INC COM   2012-02-10 2012-04-10
17. RAYONIER INC COM   2011-10-26 2012-09-27
22. RAYTHEON CO COM   2011-05-24 2011-10-28
60. RAYTHEON CO COM   2011-05-24 2011-12-06
47. REED ELSEVIER P L C ADR   2011-05-13 2011-10-13
19. REED ELSEVIER P L C ADR   2011-05-13 2011-10-27
39. REED ELSEVIER P L C ADR   2011-07-20 2011-12-01
40. REED ELSEVIER P L C ADR   2011-07-20 2012-03-05
43. REED ELSEVIER P L C ADR   2011-03-11 2012-03-21
19. REED ELSEVIER P L C ADR   2010-04-30 2012-03-26
15. REED ELSEVIER P L C ADR   2010-04-30 2012-04-04
70. REED ELSEVIER P L C ADR   2010-06-28 2012-04-13
71. REGENCY CENTERS CORP REIT   2011-10-05 2012-01-23
29. REPSOL YPF S A SPONSORED ADR   2012-09-13 2012-09-27
37. REPUBLIC SVCS INC COM   2010-05-03 2011-10-13
112. REPUBLIC SVCS INC COM   2011-08-22 2011-12-07
15. REPUBLIC SVCS INC COM   2010-05-03 2011-12-07
90. REPUBLIC SVCS INC COM   2010-05-03 2012-09-04
147. RESEARCH IN MOTION LTD   2011-07-29 2012-09-04
96. RESEARCH IN MOTION LTD   2012-02-27 2012-09-04
47. RESMED INC COM   2012-03-02 2012-05-04
30. RESMED INC COM   2012-07-13 2012-08-17
44. RESMED INC COM   2012-07-05 2012-09-17
24. RESMED INC COM   2012-01-19 2012-09-24
14. RESMED INC COM   2011-12-19 2012-09-27
18. RIO TINTO PLC SPONSORED ADR   2012-09-17 2012-09-27
27. ROCHE HLDG LTD SPONSORED ADR   2012-08-23 2012-09-27
17. ROCKWELL INTL CORP NEW COM   2011-12-07 2012-04-25
23. ROCKWELL INTL CORP NEW COM   2011-12-07 2012-06-26
62. ROCKWELL INTL CORP NEW COM   2012-01-10 2012-07-18
29. ROCKWELL COLLINS-WI COM   2011-05-20 2011-11-01
31. ROCKWELL COLLINS-WI COM   2010-03-13 2012-02-27
18. ROCKWELL COLLINS-WI COM   2011-05-20 2012-02-27
4. ROCKWELL COLLINS-WI COM   2010-05-13 2012-05-25
.0278 ROUSE PROPERTIES INC   2012-01-12 2012-01-26
11. ROUSE PROPERTIES INC   2012-01-12 2012-03-29
4000. ROYAL BK OF SCOTLAND 3.950% 9/21/15   2012-04-20 2012-09-07
41.99935 SKF AB - ADR   2011-10-27 2011-11-22
29.00065 SKF AB - ADR   2011-10-27 2011-11-22
24. SKF AB - ADR   2011-10-15 2011-12-02
68. SKF AB - ADR   2011-10-17 2011-12-12
158. SKF AB - ADR   2011-10-21 2011-12-14
25. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010   2011-10-05 2011-10-26
12. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010   2012-02-24 2012-04-10
9. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010   2012-01-03 2012-08-02
10. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010   2012-01-03 2012-09-27
42. SPX CORP COM RTS EXP 06/25/2006   2011-10-19 2012-09-04
48. SSE PLC-SPN ADR   2012-07-19 2012-09-27
24. SAFEWAY INC COM NEW   2010-05-03 2011-11-01
49. SAFEWAY INC COM NEW   2010-05-03 2011-12-16
45. SAFEWAY INC COM NEW   2010-05-03 2012-01-31
83. SAFEWAY INC COM NEW   2010-05-03 2012-03-26
193. SAFEWAY INC COM NEW   2011-07-29 2012-09-04
4000. SAFEWAY INC 3.950% 8/15/20   2012-04-25 2012-09-13
23. SAFRAN SA-UNSPON ADR   2011-05-06 2011-10-26
69.00031 SAFRAN SA-UNSPON ADR   2011-05-06 2012-01-20
19.99969 SAFRAN SA-UNSPON ADR   2011-04-26 2012-01-20
24. SAFRAN SA-UNSPON ADR   2011-04-26 2012-09-27
2. SAFRAN SA-UNSPON ADR   2011-04-12 2012-09-27
5. SALESFORCE COM INC   2011-12-06 2012-04-19
25. SALESFORCE COM INC   2011-12-06 2012-07-30
25. SANDISK CORP COM W/RTS ATTACHED EXP 04/28/2007   2012-03-05 2012-04-30
27. SANDISK CORP COM W/RTS ATTACHED EXP 04/28/2007   2012-03-05 2012-05-17
41. SANDISK CORP COM W/RTS ATTACHED EXP 04/28/2007   2011-12-06 2012-06-26
17. SAP AG SPONSORED ADR   2010-04-30 2011-11-22
2. SAP AG SPONSORED ADR   2010-04-30 2012-01-27
14. SAP AG SPONSORED ADR   2011-12-06 2012-01-27
25. SAP AG SPONSORED ADR   2010-04-30 2012-07-12
8. SAP AG SPONSORED ADR   2010-04-30 2012-09-27
8. SCHLUMBERGER LTD COM   2011-02-04 2012-03-02
7. SCHLUMBERGER LTD COM   2011-12-01 2012-03-02
65. SCHNEIDER ELECTRIC SA - ADR   2012-08-20 2012-09-17
54. SCHNEIDER ELECTRIC SA - ADR   2012-04-26 2012-09-25
44. SCHNEIDER ELECTRIC SA - ADR   2012-08-16 2012-09-27
139. SCHWAB CHARLES CORP NEW COM   2012-05-07 2012-09-04
81. SCHWAB CHARLES CORP NEW COM   2011-08-19 2012-09-04
4. SCHWAB CHARLES CORP NEW COM   2011-08-19 2012-09-24
30. SCOTTS CO CL A   2011-06-24 2011-11-02
51. SCOTTS CO CL A   2011-08-16 2012-09-04
56. SERVICE CORP INTL COM   2010-04-30 2012-04-10
20. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2012-03-05 2012-07-03
15. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2012-03-21 2012-07-27
6. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2012-03-21 2012-09-27
55. SIGMA ALDRICH CORP COM   2011-07-07 2012-04-17
39. SIGMA ALDRICH CORP COM   2010-05-03 2012-09-04
153. SILICONWARE PRECISION IND., CO - ADR   2010-04-30 2011-10-25
219. SILICONWARE PRECISION IND., CO - ADR   2010-04-30 2012-03-26
116. SILICONWARE PRECISION IND., CO - ADR   2010-05-30 2012-09-26
13. SILICONWARE PRECISION IND., CO - ADR   2012-04-25 2012-09-27
132. SILICONWARE PRECISION IND., CO - ADR   2010-05-30 2012-09-27
35. SIMON PPTY GRP INC NEW COM   2012-03-16 2012-04-10
8. SIMON PPTY GRP INC NEW COM   2012-02-10 2012-07-06
9. SIMON PPTY GRP INC NEW COM   2011-10-05 2012-08-21
9. SIMON PPTY GRP INC NEW COM   2011-10-05 2012-09-17
8. SIMON PPTY GRP INC NEW COM   2011-10-05 2012-09-27
54. SMART TECHNOLOGIES INC - A   2011-05-17 2012-01-18
339. SMART TECHNOLOGIES INC - A   2011-05-19 2012-01-19
165. SMART TECHNOLOGIES INC - A   2011-05-19 2012-01-20
19. SMITH & NEPHEW PLC SPDN ADR NEW   2011-05-13 2011-10-19
21. SMITH & NEPHEW PLC SPDN ADR NEW   2011-05-13 2011-10-20
25. SMITH & NEPHEW PLC SPDN ADR NEW   2011-05-13 2011-11-09
10. SMITH & NEPHEW PLC SPDN ADR NEW   2011-05-13 2011-12-09
19. SMITH & NEPHEW PLC SPDN ADR NEW   2011-07-14 2012-01-05
27. SMITH & NEPHEW PLC SPDN ADR NEW   2011-07-14 2012-01-12
25. SMITH & NEPHEW PLC SPDN ADR NEW   2011-07-14 2012-01-19
68. SMITHS GROUP PLC- SPON ADR   2011-05-17 2011-12-12
67. SMITHS GROUP PLC- SPON ADR   2011-07-05 2012-01-26
157. SMITHS GROUP PLC- SPON ADR   2011-09-30 2012-01-30
158. SONIC HEALTHCARE-UNSP ADR   2011-10-26 2012-03-22
31. SONIC HEALTHCARE-UNSP ADR   2011-09-26 2012-04-04
116. SONIC HEALTHCARE-UNSP ADR   2011-09-26 2012-07-03
89. SONIC HEALTHCARE-UNSP ADR   2011-11-23 2012-07-06
72. SONIC HEALTHCARE-UNSP ADR   2011-11-23 2012-07-20
115. SONIC HEALTHCARE-UNSP ADR   2011-11-23 2012-07-24
55. SOUTHWESTERN ENERGY CO COM   2012-05-07 2012-09-04
128. SOUTHWESTERN ENERGY CO COM   2011-08-16 2012-09-04
16. SOVRAN SELF STORAGE INC   2011-12-09 2012-04-10
21. SOVRAN SELF STORAGE INC   2011-12-09 2012-04-23
7. SOVRAN SELF STORAGE INC   2011-10-05 2012-09-27
57. STAPLES INC COM W/INVISIBLE RTS TO PUR SHS UNDER CERTAIN   2011-05-19 2011-11-01
169. STAPLES INC COM W/INVISIBLE RTS TO PUR SHS UNDER CERTAIN   2011-07-29 2011-12-16
4. STAPLES INC COM W/INVISIBLE RTS TO PUR SHS UNDER CERTAIN   2011-04-05 2012-05-25
18. STARBUCKS CORP COM   2010-05-07 2012-02-21
12. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-10-05 2011-11-18
18. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-01-26 2011-11-22
26. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-10-05 2012-02-24
14. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-10-05 2012-04-10
21. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-01-26 2012-04-25
33. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-01-26 2012-05-18
8. STARWOOD HOTELS & RESORTS WORLDWIDE   2012-02-03 2012-06-26
12. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-01-26 2012-06-26
88. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-10-05 2012-08-02
22. STERICYCLE INC COM   2011-08-22 2012-03-21
447. STRATEGIC HOTELS & RESORTS INC   2011-10-05 2012-02-10
101. STRATEGIC HOTELS & RESORTS INC   2012-04-23 2012-09-27
47. STURM RUGER & CO INC COM   2010-04-30 2012-04-10
73. SUMITOMO CORP-SPON ADR   2011-10-26 2012-04-16
51. SUMITOMO CORP-SPON ADR   2011-10-26 2012-09-27
17. SUMITOMO CORP-SPON ADR   2010-09-07 2012-09-27
120. SWEDBANK AB ADR   2011-07-26 2012-08-23
45. SWEDBANK AB ADR   2011-07-26 2012-08-30
53. SWEDBANK AB ADR   2011-07-26 2012-09-27
161. SYMANTEC CORP COM W/RTS EXP 8/12/2008   2010-07-30 2012-09-04
59. SYMANTEC CORP COM W/RTS EXP 8/12/2008   2012-05-29 2012-09-04
15. SYNGENTA AG SPONSORED ADR   2012-08-29 2012-09-27
10. TD AMERITRADE HLDG CORP   2011-04-05 2012-05-25
43. TJX COS INC NEW COM   2011-04-05 2012-03-14
52. TJX COS INC NEW COM   2011-04-05 2012-05-18
6. TJX COS INC NEW COM   2012-09-04 2012-09-20
94. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR   2012-03-23 2012-09-27
205. TALISMAN ENERGY INC-COM   2012-06-14 2012-09-04
27. TANGER FACTORY OUTLET CTRS INC COM W/RIGHTS ATTACHED EXP   2011-10-05 2011-11-18
16. TANGER FACTORY OUTLET CTRS INC COM W/RIGHTS ATTACHED EXP   2011-10-05 2012-04-10
16. TANGER FACTORY OUTLET CTRS INC COM W/RIGHTS ATTACHED EXP   2011-10-05 2012-09-27
10. TAUBMAN CTRS INC COM   2011-12-09 2012-04-10
4. TAUBMAN CTRS INC COM   2011-10-05 2012-09-27
8. TEJON RANCH CO COM   2010-04-30 2012-04-10
47.00026 TELECOM ITALIA S.P.A. - ADR   2010-07-28 2011-11-09
102.99974 TELECOM ITALIA S.P.A. - ADR   2010-07-28 2011-11-09
214. TELECOM ITALIA S.P.A. - ADR   2010-12-22 2012-06-25
162. TELECOM ITALIA S.P.A. - ADR   2012-05-11 2012-06-25
31. TELENOR ASA ADR   2011-08-03 2012-01-25
55. TELENOR ASA ADR   2011-08-03 2012-02-06
20. TELENOR ASA ADR   2012-04-16 2012-09-27
199. TELLABS INC COM   2012-03-05 2012-09-04
581. TELLABS INC COM   2011-08-24 2012-09-04
78. TENET HEALTHCARE CORP COM W/RIGHTS ATTACHED EXPIRING   2010-04-30 2012-04-10
65. TEREX CORP NEW COM   2011-10-14 2012-01-31
33. TEREX CORP NEW COM   2011-09-26 2012-03-15
217. TEREX CORP NEW COM   2012-07-20 2012-09-04
223. TESCO PLC SPONSORED ADR   2010-08-06 2012-01-12
155. TESCO PLC SPONSORED ADR   2010-08-11 2012-01-19
2. TESCO PLC SPONSORED ADR   2011-08-30 2012-01-19
50.99993 TEVA PHARMACEUTICAL INDS LTD ADR   2010-05-03 2011-10-13
9.00007 TEVA PHARMACEUTICAL INDS LTD ADR   2010-05-03 2011-10-13
21. TEVA PHARMACEUTICAL INDS LTD ADR   2010-05-03 2012-01-27
29. TEVA PHARMACEUTICAL INDS LTD ADR   2010-11-04 2012-02-06
20. TEVA PHARMACEUTICAL INDS LTD ADR   2010-06-28 2012-07-02
16. TEVA PHARMACEUTICAL INDS LTD ADR   2010-07-28 2012-09-27
5. TEXAS INSTRS INC COM   2011-04-05 2012-05-25
6. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-05-25
7. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-14
7. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-17
6. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-18
7. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-19
6. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-20
13. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-24
10. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-25
10. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2011-04-05 2012-09-27
39. 3M CO COM   2010-06-10 2011-12-05
113. TIME WARNER INC   2011-05-20 2012-03-26
38. TOTAL FINA ELF S A SPONSORED ADR   2011-12-01 2012-01-20
31. TOTAL FINA ELF S A SPONSORED ADR   2011-10-13 2012-01-24
63. TOTAL FINA ELF S A SPONSORED ADR   2011-10-13 2012-01-27
16. TOYOTA MTR CORP COM (ADR 2)   2012-02-09 2012-03-26
8. TOYOTA MTR CORP COM (ADR 2)   2012-04-13 2012-07-13
13. TOYOTA MTR CORP COM (ADR 2)   2012-05-11 2012-09-27
4. TRAVELERS COMPANIES, INC   2011-04-05 2012-05-25
54. TREDEGAR CORPORATION COM W/RIGHTS ATTACHED EXP 6/30/2009   2010-04-30 2012-04-10
87. TULLOW OIL PLC ADR   2011-04-26 2012-09-27
32. TYSON FOODS INC COM CL A   2012-05-09 2012-07-17
254. TYSON FOODS INC COM CL A   2011-08-10 2012-09-04
25. TYSON FOODS INC COM CL A   2012-05-09 2012-09-04
21. UDR INC REITS   2011-10-05 2012-03-30
17. UDR INC REITS   2010-04-30 2012-04-10
31. UDR INC REITS   2011-10-05 2012-04-10
80. UDR INC REITS   2010-04-30 2012-06-06
78. UDR INC REITS   2010-04-30 2012-06-07
23. UDR INC REITS   2011-10-05 2012-09-27
82. UGI CORP NEW COM W/RTS ATTACHED EXP 04/29/2006   2010-05-03 2012-09-04
26. UNDER ARMOUR INC   2012-04-20 2012-08-27
70. UNILEVER N V NEW YORK SHS NEW   2011-08-05 2011-10-14
63. UNILEVER N V NEW YORK SHS NEW   2011-08-05 2011-10-27
20. UNILEVER N V NEW YORK SHS NEW   2011-08-05 2012-01-27
13. UNILEVER N V NEW YORK SHS NEW   2012-05-11 2012-08-22
22. UNILEVER N V NEW YORK SHS NEW   2011-08-05 2012-08-22
20. UNILEVER N V NEW YORK SHS NEW   2011-08-05 2012-08-29
39. UNILEVER N V NEW YORK SHS NEW   2011-08-19 2012-09-07
27. UNILEVER N V NEW YORK SHS NEW   2011-08-19 2012-09-17
15. UNILEVER N V NEW YORK SHS NEW   2012-01-12 2012-09-27
8. UNILEVER N V NEW YORK SHS NEW   2011-08-19 2012-09-27
20. UNION PAC CORP COM   2011-10-07 2012-03-20
10000. US TREASURY NOTES 4.875% 8/15/16   2012-04-20 2012-05-02
22. UNITED TECHNOLOGIES CORP COM   2009-05-21 2012-02-03
25. UNITED TECHNOLOGIES CORP COM   2009-05-21 2012-04-23
58. UNITEDHEALTH GRP INC COM   2010-10-25 2011-11-07
43. UNITEDHEALTH GRP INC COM   2010-06-16 2012-02-03
9. UNITEDHEALTH GRP INC COM   2011-04-05 2012-05-25
8. URSTADT BIDDLE PPTYS INC-CL A REIT   2011-10-26 2012-04-10
20. URSTADT BIDDLE PPTYS INC-CL A REIT   2011-10-26 2012-09-27
24. VCA ANTECH INC COM   2011-10-13 2012-06-13
102. VCA ANTECH INC COM   2011-10-13 2012-09-04
7. V F CORP COM W/RTS ATTACHED EXP 01/25/2008   2010-04-22 2011-11-04
7. V F CORP COM W/RTS ATTACHED EXP 01/25/2008   2010-10-28 2012-02-21
120. VALE SA ADR   2012-03-02 2012-07-13
234. VALE SA ADR   2012-03-02 2012-07-27
26. VALERO ENERGY CORP NEW COM   2010-09-16 2012-01-31
105. VALERO ENERGY CORP NEW COM   2010-09-16 2012-06-12
31. VALUECLICK INC COM   2010-06-04 2012-04-10
4985.483 VANGUARD INFLAT-PROT SECS-ADM #5119   2007-07-10 2012-04-10
23. VENTAS INC-COM   2011-04-05 2011-11-08
21. VENTAS INC-COM   2012-01-23 2012-03-16
29. VENTAS INC-COM   2012-01-23 2012-04-10
11. VENTAS INC-COM   2011-10-05 2012-04-23
21. VENTAS INC-COM   2011-10-05 2012-05-18
18. VENTAS INC-COM   2011-04-05 2012-08-03
8. VENTAS INC-COM   2011-10-05 2012-08-21
11. VENTAS INC-COM   2011-10-05 2012-09-27
23. VERIFONE SYSTEMS, INC.   2011-11-02 2012-04-20
50. VERIFONE SYSTEMS, INC.   2011-09-16 2012-04-27
3000. VERIZON COMMUNICATIO 6.100% 4/15/18   2012-04-25 2012-09-14
29.99922 VINCI SA ADR   2010-04-30 2011-10-21
16.00078 VINCI SA ADR   2010-04-30 2011-10-21
28. VINCI SA ADR   2010-04-30 2011-11-10
89. VINCI SA ADR   2010-04-30 2012-04-16
97. VINCI SA ADR   2010-04-30 2012-05-07
111. VINCI SA ADR   2010-11-05 2012-05-24
39. VINCI SA ADR   2010-11-05 2012-07-03
98. VINCI SA ADR   2012-03-14 2012-07-03
199. VINCI SA ADR   2012-01-20 2012-07-06
36. VISA INC-CLASS A SHRS   2011-04-05 2012-02-16
7. VISA INC-CLASS A SHRS   2011-04-05 2012-07-13
58. VIVENDI SA-UNSPON ADR   2012-08-30 2012-09-27
42. VODAFONE GROUP PLC SPONSORED ADR   2011-03-29 2011-10-27
140. VODAFONE GROUP PLC SPONSORED ADR   2010-12-22 2012-01-23
35. VODAFONE GROUP PLC SPONSORED ADR   2011-09-09 2012-01-23
71. VODAFONE GROUP PLC SPONSORED ADR   2010-04-30 2012-01-27
49. VODAFONE GROUP PLC SPONSORED ADR   2010-04-30 2012-03-02
133. VODAFONE GROUP PLC SPONSORED ADR   2010-06-10 2012-04-18
42. VOLKSWAGEN AG-SPONS PFD ADR   2011-10-26 2011-11-22
52. VOLKSWAGEN AG-SPONS PFD ADR   2011-12-07 2012-02-10
25. VOLKSWAGEN AG-SPONS PFD ADR   2011-10-17 2012-07-03
40. VOLKSWAGEN AG-SPONS PFD ADR   2011-10-17 2012-07-06
39. VOLKSWAGEN AG-SPONS PFD ADR   2011-10-17 2012-07-13
33. VOLKSWAGEN AG-SPONS PFD ADR   2011-10-17 2012-07-16
9. VORNADO RLTY TR COM   2011-10-05 2011-11-18
21. VORNADO RLTY TR COM   2011-10-05 2012-01-03
14. VORNADO RLTY TR COM   2011-10-05 2012-03-16
5. VORNADO RLTY TR COM   2011-10-05 2012-04-10
3. VORNADO RLTY TR COM   2012-07-06 2012-09-27
4.00074 WPP GRP PLC AMER DEPOSITARY SH - ADR   2012-04-12 2012-07-13
4.99926 WPP GRP PLC AMER DEPOSITARY SH - ADR   2012-04-12 2012-07-13
4. WPP GRP PLC AMER DEPOSITARY SH - ADR   2012-04-26 2012-09-27
10. WPP GRP PLC AMER DEPOSITARY SH - ADR   2012-09-10 2012-09-27
96. WAL MART STORES INC COM   2011-06-23 2011-12-06
45. WAL MART STORES INC COM   2011-10-04 2012-01-05
61. WASTE MGMT INC DEL COM   2011-04-05 2012-03-13
154. WASTE MGMT INC DEL COM   2011-04-05 2012-03-14
24. WATERS CORP COM   2011-07-26 2011-12-09
60. WATERS CORP COM   2011-07-26 2012-01-10
114. WESTERN UNION CO/THE   2012-05-07 2012-09-04
211. WESTERN UNION CO/THE   2011-08-16 2012-09-04
36. WESTFIELD GROUP - ADR   2011-11-18 2012-04-10
111. WESTFIELD GROUP - ADR   2011-11-18 2012-04-23
108. WESTFIELD GROUP - ADR   2011-10-05 2012-08-02
20. WEYERHAEUSER CO COM   2011-10-05 2011-12-09
11. WEYERHAEUSER CO COM   2011-10-05 2012-04-10
26. WEYERHAEUSER CO COM   2012-08-21 2012-09-27
1. WILLIAMS COS INC COM W/RTS ATTACHED   2012-09-04 2012-09-24
72. WISCONSIN ENERGY CORP COM   2010-05-03 2011-10-13
6. WISCONSIN ENERGY CORP COM   2011-04-05 2012-05-25
12. WISCONSIN ENERGY CORP COM   2011-04-05 2012-08-01
10. WISCONSIN ENERGY CORP COM   2011-04-05 2012-08-02
22. WISCONSIN ENERGY CORP COM   2011-04-05 2012-08-03
243. XSTRATA PLC ADR   2011-10-27 2012-05-08
71. XSTRATA PLC ADR   2010-04-30 2012-05-18
185. XSTRATA PLC ADR   2011-10-27 2012-05-18
298. XSTRATA PLC ADR   2011-10-12 2012-05-21
1260. XSTRATA PLC ADR   2010-04-30 2012-05-21
120. XYLEM INC/NY   2010-11-03 2012-09-04
64. YPF S.A.-SPONSORED ADR   2011-07-13 2012-03-16
70. YPF S.A.-SPONSORED ADR   2011-06-23 2012-03-21
9. YPF S.A.-SPONSORED ADR   2011-06-23 2012-04-02
37. YPF S.A.-SPONSORED ADR   2011-06-23 2012-04-10
41. YPF S.A.-SPONSORED ADR   2012-01-13 2012-04-11
149. YAHOO INC COM W/RIGHTS ATTACHED EXP 3/1/2011   2011-04-05 2012-08-13
211. YAHOO INC COM W/RIGHTS ATTACHED EXP 3/1/2011   2011-05-17 2012-08-21
91. YAHOO INC COM W/RIGHTS ATTACHED EXP 3/1/2011   2012-04-04 2012-08-21
130. YAMANA GOLD INC   2011-07-25 2011-10-11
90. YAMANA GOLD INC   2011-07-27 2011-10-14
65. YAMANA GOLD INC   2011-07-27 2011-10-27
159. YAMANA GOLD INC   2011-12-01 2012-07-05
48. YAMANA GOLD INC   2011-07-27 2012-09-27
34. YANZHOU COAL MINING COMPANY LI - ADR   2012-09-17 2012-09-27
52. YARA INTL ASA ADR   2011-07-13 2011-11-10
30. YARA INTL ASA ADR   2011-07-13 2011-11-14
23. YARA INTL ASA ADR   2011-07-13 2011-11-17
15. YUM! BRANDS INC COM   2011-05-26 2012-02-03
35. YUM! BRANDS INC COM   2011-05-26 2012-07-05
31. YUM! BRANDS INC COM   2011-05-26 2012-07-13
13. INGERSOLL-RAND PLC   2011-10-13 2012-02-27
30. INGERSOLL-RAND PLC   2011-04-05 2012-08-03
59. INGERSOLL-RAND PLC   2011-10-13 2012-09-04
29. MONTPELIER RE HOLDINGS LTD   2010-04-30 2012-04-10
2. NABORS INDUSTRIES LTD COM   2012-09-04 2012-09-24
6. SEADRILL LIMITED   2010-12-22 2012-03-23
50. SEADRILL LIMITED   2012-01-05 2012-03-23
33. SEADRILL LIMITED   2012-08-16 2012-09-06
26. SEADRILL LIMITED   2010-12-22 2012-09-06
24. SEADRILL LIMITED   2010-12-22 2012-09-24
17. SEADRILL LIMITED   2010-12-22 2012-09-27
1. WHITE MTNS INS GROUP INC COM   2010-04-30 2012-04-10
406.999 WEATHERFORD INTL LTD   2011-08-16 2012-09-04
106.001 WEATHERFORD INTL LTD   2012-05-07 2012-09-04
163. FOSTER WHEELER AG   2011-08-18 2012-09-04
13. GARMIN LTD   2011-08-22 2012-03-15
59. GARMIN LTD   2011-08-22 2012-05-31
72. TRANSOCEAN LTD.   2012-06-12 2012-09-04
53. TYCO INTERNATIONAL LTD NEW   2010-05-03 2011-10-13
90. TYCO INTERNATIONAL LTD NEW   2011-06-29 2012-02-14
11. OCEAN RIG UDW INC - W/I   2012-09-25 2012-09-27
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 471   539 -68
b 381   500 -119
c 503   556 -53
d 252   271 -19
e 718   793 -75
57   63 -6
3,671   3,561 110
3,504   4,461 -957
606   384 222
248   228 20
1,941   1,506 435
5,300   4,864 436
84   82 2
1,968   1,476 492
729   534 195
3,707   3,155 552
329   295 34
452   710 -258
1,486   2,168 -682
5,175   3,572 1,603
945   1,478 -533
4,879   7,091 -2,212
1,608   1,510 98
4,020   978 3,042
1,686   440 1,246
490   497 -7
536   382 154
4,330   4,083 247
1,386   1,227 159
4,561   3,809 752
1,037   952 85
4,269   4,320 -51
1,239   1,270 -31
619   628 -9
1,561   1,426 135
1,163   1,492 -329
1,208   1,492 -284
985   1,119 -134
730   933 -203
289   373 -84
383   497 -114
3,099   2,165 934
755   899 -144
815   1,017 -202
1,312   1,692 -380
30   42 -12
734   979 -245
432   473 -41
2,500   2,622 -122
1,020   1,030 -10
1,081   1,078 3
1,238   1,142 96
647   569 78
1,456   907 549
1,051   625 426
946   526 420
1,602   397 1,205
3,041   501 2,540
575   100 475
533   100 433
1,122   199 923
3,994   702 3,292
105   155 -50
640   545 95
1,521   1,318 203
1,090   1,131 -41
136   141 -5
849   882 -33
411   436 -25
1,638   1,879 -241
973   1,362 -389
289   406 -117
2,027   3,094 -1,067
1,242   1,556 -314
946   1,014 -68
2,547   4,448 -1,901
318   386 -68
3,277   4,154 -877
1,106   1,167 -61
615   705 -90
648   549 99
20   22 -2
290   290  
1,995   1,790 205
7   7  
849   813 36
9   10 -1
881   938 -57
784   1,460 -676
2,731   3,757 -1,026
892   1,316 -424
57   58 -1
79   76 3
1,256   1,705 -449
1,688   3,015 -1,327
2,882   3,483 -601
1,153   1,101 52
281   373 -92
1,050   1,064 -14
846   752 94
831   749 82
1,688   1,451 237
877   668 209
1,227   1,030 197
1,852   2,170 -318
4,982   6,094 -1,112
532   554 -22
443   457 -14
3,324   3,373 -49
1,467   1,449 18
2,511   2,315 196
2,574   2,846 -272
1,379   1,265 114
1,481   1,369 112
1,083   983 100
438   385 53
1,076   999 77
817   683 134
391   342 49
139   136 3
314   237 77
1,229   977 252
1,245   871 374
532   429 103
573   456 117
52   52  
19   17 2
40   38 2
3,201   3,732 -531
2,975   3,461 -486
2,045   1,990 55
1,083   966 117
1,178   1,038 140
4,084   3,449 635
3,919   1,933 1,986
4   6 -2
620   1,652 -1,032
2,508   5,525 -3,017
1,714   1,649 65
826   733 93
323   305 18
1,337   1,148 189
299   202 97
1,246   1,190 56
240   284 -44
2,912   1,820 1,092
3,876   3,555 321
838   989 -151
2,262   2,732 -470
1,091   1,366 -275
656   895 -239
1,183   1,540 -357
139   188 -49
1,157   1,501 -344
2,084   4,769 -2,685
3,221   3,056 165
693   710 -17
1,487   1,458 29
980   1,078 -98
2,476   2,411 65
972   954 18
441   431 10
1,424   1,377 47
831   761 70
60   57 3
4,573   4,278 295
898   756 142
1,797   1,867 -70
598   335 263
1,814   1,174 640
976   452 524
3,515   1,980 1,535
932   941 -9
811   771 40
1,001   891 110
1,409   1,204 205
542   458 84
1,880   1,846 34
3,870   3,816 54
68   54 14
1,263   1,462 -199
902   1,044 -142
3,525   4,136 -611
352   418 -66
1,758   1,889 -131
1,230   992 238
115   94 21
1,746   1,228 518
3,699   4,601 -902
978   947 31
820   700 120
5,892   5,000 892
2,324   2,558 -234
162   168 -6
2,003   793 1,210
1,087   428 659
958   1,452 -494
865   1,288 -423
855   1,575 -720
139   245 -106
410   736 -326
477   859 -382
440   798 -358
870   648 222
215   366 -151
853   1,801 -948
1,423   2,381 -958
2,490   3,313 -823
1,659   1,738 -79
839   802 37
865   801 64
2,945   2,673 272
527   395 132
443   343 100
1,933   1,373 560
264   263 1
1,504   1,620 -116
781   837 -56
2,251   2,162 89
112   130 -18
37   37  
500   679 -179
1,614   2,084 -470
467   581 -114
2,237   2,144 93
363   352 11
532   522 10
1,008   757 251
221   231 -10
342   385 -43
1,151   924 227
2,152   1,530 622
419   308 111
303   255 48
1,447   1,261 186
53   50 3
348   532 -184
2,416   2,181 235
730   641 89
2,276   2,196 80
392   379 13
1,804   1,290 514
1,020   930 90
1,146   1,137 9
1,619   1,679 -60
286   310 -24
2,214   2,470 -256
1,292   1,454 -162
2,022   2,474 -452
2,816   3,180 -364
903   1,080 -177
2,242   2,719 -477
687   634 53
2,874   2,640 234
389   365 24
1,873   1,727 146
961   825 136
761   568 193
424   283 141
1,155   1,541 -386
2,354   2,002 352
1,105   751 354
1,020   683 337
2,033   1,364 669
5,687   3,751 1,936
335   342 -7
616   630 -14
284   243 41
418,755   400,000 18,755
1,126   1,032 94
1,484   1,559 -75
249   249  
349   374 -25
1,177   1,230 -53
541   658 -117
1,198   1,381 -183
2,532   2,881 -349
442   425 17
149   117 32
1,235   1,476 -241
1,739   1,992 -253
611   601 10
701   686 15
522   515 7
1,210   1,201 9
25,390   25,467 -77
10,044   10,081 -37
570   481 89
737   561 176
12,461   12,005 456
464   499 -35
471   506 -35
453   487 -34
560   602 -42
599   634 -35
530   561 -31
604   639 -35
777   822 -45
901   954 -53
262   264 -2
1,872   2,079 -207
48   45 3
1,045   1,922 -877
1,024   1,841 -817
414   710 -296
692   775 -83
291   358 -67
955   1,243 -288
1,378   2,306 -928
2,315   3,765 -1,450
3,037   3,518 -481
2,673   2,683 -10
1,163   1,095 68
676   696 -20
1,348   1,302 46
993   940 53
942   873 69
1,169   1,073 96
365   334 31
514   461 53
847   799 48
1,840   5,776 -3,936
536   922 -386
2,419   2,671 -252
3,818   4,427 -609
50   55 -5
441   487 -46
2,114   1,409 705
2,826   1,905 921
274   281 -7
35   34 1
247   217 30
611   542 69
1,782   1,942 -160
1,264   1,265 -1
1,223   1,208 15
1,287   1,209 78
459   424 35
2,659   2,452 207
490   377 113
89   81 8
1,481   1,470 11
1,427   1,416 11
368   274 94
2,347   1,783 564
1,294   958 336
1,210   889 321
475   506 -31
325   314 11
3,759   3,743 16
1,817   1,858 -41
2,276   3,604 -1,328
2,767   3,128 -361
1,440   1,322 118
1,447   1,333 114
624   479 145
1,911   2,187 -276
2,816   3,204 -388
703   763 -60
106   115 -9
767   847 -80
666   731 -65
3,911   3,769 142
476   456 20
315   274 41
1,023   867 156
636   679 -43
914   868 46
578   555 23
723   777 -54
1,624   1,396 228
723   681 42
556   870 -314
1,406   1,553 -147
3,311   2,922 389
3,929   3,246 683
3,779   3,538 241
396   678 -282
535   915 -380
2,250   2,428 -178
2,031   2,191 -160
854   1,033 -179
420   420  
549   648 -99
507   517 -10
830   637 193
1,273   930 343
683   460 223
777   736 41
241   174 67
2,904   2,206 698
1,318   1,216 102
578   1,069 -491
878   2,100 -1,222
1,064   1,321 -257
1,299   2,025 -726
2,276   2,161 115
73   57 16
438   385 53
2,013   1,431 582
2,087   1,660 427
897   687 210
30   36 -6
926   1,033 -107
113   125 -12
1,999   1,959 40
1,019   956 63
3,441   3,133 308
170   198 -28
13   12 1
632   595 37
2,123   3,144 -1,021
231   298 -67
2,467   2,346 121
5,280   5,348 -68
1,662   1,722 -60
2,407   2,508 -101
1,302   1,320 -18
4,385   4,508 -123
3,111   5,392 -2,281
947   1,385 -438
489   561 -72
4,235   4,937 -702
1,057   944 113
3,143   3,077 66
1,143   1,151 -8
1,225   1,162 63
1,250   1,069 181
540   358 182
1,691   1,714 -23
3,703   3,577 126
37   29 8
25   17 8
2,755   1,975 780
58   43 15
1,806   1,330 476
30   20 10
533   546 -13
170   154 16
779   869 -90
759   827 -68
1,069   1,016 53
1,214   1,244 -30
2,380   2,414 -34
682   653 29
2,438   2,115 323
1,685   1,976 -291
475   544 -69
805   867 -62
272   272  
2,206   2,033 173
1,886   1,996 -110
3,856   4,005 -149
430   470 -40
91   88 3
74   91 -17
516   640 -124
1,841   1,880 -39
1,921   1,631 290
1,082   983 99
1,323   1,605 -282
282   310 -28
4,040   3,507 533
2,059   1,909 150
2,614   2,358 256
17,500   22,804 -5,304
1,581   1,935 -354
2,130   2,760 -630
2,539   2,544 -5
266   263 3
47   42 5
49   47 2
3,517   3,244 273
41   41  
3,347   3,539 -192
431   544 -113
961   2,367 -1,406
388   321 67
1,070   762 308
230   159 71
600   625 -25
54   51 3
525   461 64
2,345   1,891 454
329   386 -57
88   75 13
3,130   2,722 408
3,739   3,300 439
1,952   1,097 855
1,952   1,835 117
3,764   2,177 1,587
1,061   1,395 -334
494   675 -181
505   765 -260
1,135   871 264
2,929   2,597 332
683   802 -119
1,841   1,805 36
204   181 23
68   68  
334   359 -25
3,607   3,743 -136
2,243   2,315 -72
224   229 -5
942   1,054 -112
1,085   1,309 -224
121   141 -20
718   830 -112
542   536 6
1,224   1,122 102
4,000   4,028 -28
183   174 9
1,885   1,731 154
45   39 6
2,851   1,850 1,001
51   47 4
97   156 -59
324   500 -176
247   385 -138
724   1,115 -391
571   885 -314
550   846 -296
629   961 -332
1,685   2,577 -892
4,261   3,990 271
201   169 32
1,161   971 190
253   211 42
1,263   1,235 28
960   678 282
1,116   1,292 -176
986   965 21
78   78  
1,091   1,126 -35
675   780 -105
805   936 -131
1,879   2,184 -305
1,416   1,468 -52
849   851 -2
340   294 46
857   735 122
1,595   1,268 327
1,419   1,117 302
3,826   2,914 912
1,124   1,531 -407
3,901   5,823 -1,922
1,268   994 274
2,649   3,887 -1,238
900   680 220
1,376   2,450 -1,074
2,588   2,889 -301
1,276   774 502
4,708   5,389 -681
738   740 -2
685   688 -3
2,177   2,260 -83
1,590   1,720 -130
844   908 -64
1,446   1,551 -105
1,023   1,118 -95
17   17  
393   360 33
666   612 54
116   108 8
741   684 57
7,805   8,089 -284
2,497   2,687 -190
1,254   1,369 -115
400   410 -10
3,859   3,977 -118
393   386 7
548   549 -1
2,885   2,896 -11
1,331   857 474
84   83 1
759   911 -152
2,615   3,137 -522
788   416 372
16   8 8
251   264 -13
1,198   1,094 104
599   576 23
4,165   3,784 381
183   131 52
2,257   1,644 613
174   183 -9
478   578 -100
559   565 -6
305   298 7
782   866 -84
885   994 -109
918   1,026 -108
2,522   2,560 -38
567,184   514,375 52,809
151,653   150,000 1,653
30,000   31,516 -1,516
105,393   107,611 -2,218
44,607   46,258 -1,651
1,112   850 262
450   331 119
285   433 -148
1,008   1,443 -435
2,024   3,319 -1,295
319   282 37
1,242   1,265 -23
1,052   926 126
1,693   1,411 282
1,197   1,000 197
3,551   2,858 693
1,087   1,372 -285
553   678 -125
502   663 -161
817   1,079 -262
5,895   7,097 -1,202
3,658   4,091 -433
1,299   363 936
68   50 18
786   523 263
805   457 348
2,240   1,372 868
3,149   3,949 -800
1,929   1,859 70
3,989   3,749 240
3,263   1,126 2,137
2,856   2,904 -48
776   626 150
1,099   1,092 7
962   835 127
1,124   1,174 -50
21   20 1
412   340 72
775   499 276
833   567 266
675   641 34
625   386 239
275   182 93
1,216   1,515 -299
1,039   1,073 -34
538   694 -156
521   377 144
651   451 200
2,359   2,038 321
1,350   1,073 277
1,351   1,073 278
840   888 -48
818   851 -33
552   567 -15
241   227 14
815   852 -37
826   692 134
960   1,098 -138
2,727   2,994 -267
1,557   1,721 -164
680   689 -9
1,284   1,395 -111
1,368   1,382 -14
1,474   1,420 54
681   601 80
516   474 42
2,323   2,174 149
2,849   2,381 468
573   589 -16
1,049   1,150 -101
3,029   3,143 -114
406   456 -50
2,454   2,798 -344
967   4,060 -3,093
632   1,552 -920
1,597   1,355 242
1,101   942 159
1,717   1,279 438
951   606 345
559   346 213
842   943 -101
1,280   1,222 58
1,285   1,314 -29
1,468   1,778 -310
4,085   4,707 -622
1,568   1,792 -224
1,850   2,033 -183
1,074   1,112 -38
201   262 -61
       
149   125 24
4,250   4,051 199
752   931 -179
520   691 -171
509   598 -89
1,375   1,514 -139
3,014   3,366 -352
1,671   1,409 262
863   885 -22
719   611 108
803   679 124
2,643   2,186 457
1,091   1,074 17
458   573 -115
1,016   1,170 -154
1,007   1,075 -68
1,684   1,982 -298
3,013   4,117 -1,104
3,756   3,872 -116
719   866 -147
2,074   2,523 -449
601   718 -117
862   861 1
72   72  
806   623 183
3,148   3,116 32
927   1,267 -340
878   1,364 -486
1,479   2,064 -585
977   810 167
121   95 26
844   823 21
1,466   1,191 275
568   381 187
618   712 -94
541   531 10
883   819 64
674   676 -2
535   544 -9
1,842   1,806 36
1,073   911 162
53   45 8
1,404   1,546 -142
2,095   2,493 -398
597   520 77
1,732   2,106 -374
1,358   1,549 -191
531   606 -75
3,968   3,991 -23
2,721   2,322 399
814   1,117 -303
1,266   1,358 -92
629   715 -86
70   74 -4
711   797 -86
4,974   4,935 39
1,254   949 305
1,427   972 455
1,469   972 497
1,223   864 359
214   531 -317
1,391   3,189 -1,798
678   1,174 -496
864   1,068 -204
932   1,180 -248
1,096   1,405 -309
461   562 -101
890   1,057 -167
1,236   1,447 -211
1,155   1,336 -181
963   1,349 -386
1,029   1,329 -300
2,351   2,771 -420
1,896   1,778 118
392   347 45
1,482   1,300 182
1,145   997 148
944   806 138
1,486   1,275 211
1,693   1,595 98
3,941   5,685 -1,744
775   650 125
1,052   832 220
411   265 146
812   947 -135
2,400   2,736 -336
54   82 -28
875   457 418
588   474 114
813   1,112 -299
1,433   1,026 407
745   553 192
1,211   1,298 -87
1,690   2,039 -349
404   450 -46
606   728 -122
4,650   3,474 1,176
1,882   1,776 106
2,768   1,828 940
621   653 -32
2,199   791 1,408
1,029   928 101
695   643 52
232   206 26
2,114   2,130 -16
769   799 -30
997   941 56
2,863   2,127 736
1,049   894 155
1,101   962 139
171   216 -45
1,635   1,096 539
2,101   1,326 775
271   274 -3
1,438   1,413 25
2,831   2,349 482
750   673 77
464   399 65
518   399 119
709   587 122
308   202 106
232   235 -3
527   614 -87
1,156   1,453 -297
1,928   2,789 -861
1,459   1,730 -271
1,447   1,560 -113
2,651   2,752 -101
1,178   1,060 118
697   788 -91
2,034   2,264 -230
381   500 -119
1,337   784 553
854   367 487
4,570   2,613 1,957
3,358   4,266 -908
2,344   2,940 -596
30   36 -6
1,985   3,067 -1,082
350   541 -191
950   1,238 -288
1,310   1,510 -200
785   1,032 -247
653   785 -132
145   174 -29
311   330 -19
424   386 38
423   386 37
360   330 30
419   386 33
358   330 28
774   716 58
597   551 46
593   551 42
3,170   2,994 176
4,197   4,163 34
1,955   1,963 -8
1,626   1,548 78
3,322   3,146 176
1,345   1,295 50
612   652 -40
1,036   1,059 -23
251   237 14
942   948 -6
953   1,247 -294
491   620 -129
4,035   4,684 -649
397   484 -87
559   441 118
438   349 89
797   651 146
2,072   1,645 427
2,020   1,603 417
577   483 94
2,488   2,258 230
1,443   1,308 135
2,391   2,320 71
2,173   2,088 85
668   663 5
447   439 8
757   729 28
696   663 33
1,386   1,290 96
971   890 81
538   494 44
287   264 23
2,228   1,777 451
11,780   11,763 17
1,785   1,105 680
1,991   1,165 826
2,627   1,876 751
2,205   1,365 840
505   407 98
148   138 10
414   346 68
499   409 90
1,941   1,738 203
960   604 356
1,020   593 427
2,355   3,159 -804
4,253   5,833 -1,580
629   449 180
2,377   1,814 563
607   353 254
140,591   113,772 26,819
1,260   1,253 7
1,198   1,190 8
1,571   1,587 -16
615   523 92
1,186   999 187
1,208   981 227
512   380 132
687   523 164
1,240   951 289
2,708   1,944 764
3,743   3,637 106
353   420 -67
188   224 -36
303   414 -111
1,010   1,246 -236
1,079   1,358 -279
1,124   1,550 -426
453   544 -91
1,137   1,275 -138
2,197   2,306 -109
4,097   2,723 1,374
866   530 336
1,161   1,127 34
1,201   1,229 -28
3,900   3,180 720
975   992 -17
1,926   1,584 342
1,328   1,093 235
3,630   2,735 895
1,324   1,395 -71
1,942   1,824 118
795   796 -1
1,298   1,273 25
1,280   1,242 38
1,100   1,051 49
676   634 42
1,628   1,479 149
1,173   986 187
397   352 45
244   254 -10
246   270 -24
308   338 -30
275   286 -11
688   675 13
5,619   5,073 546
2,664   2,355 309
2,121   2,303 -182
5,342   5,815 -473
1,794   2,286 -492
4,480   4,681 -201
1,998   1,930 68
3,699   3,802 -103
638   584 54
2,030   1,632 398
2,218   1,548 670
344   311 33
223   171 52
684   526 158
34   32 2
2,263   1,906 357
224   184 40
485   368 117
399   306 93
887   674 213
845   883 -38
202   239 -37
527   672 -145
865   921 -56
3,659   4,234 -575
2,862   3,658 -796
1,775   2,741 -966
2,058   2,881 -823
217   370 -153
832   1,523 -691
870   1,491 -621
2,236   2,549 -313
3,150   3,524 -374
1,359   1,389 -30
1,882   1,769 113
1,337   1,211 126
998   870 128
2,544   2,513 31
900   642 258
496   541 -45
2,330   3,038 -708
1,377   1,736 -359
998   1,312 -314
957   837 120
2,274   1,953 321
1,988   1,730 258
513   380 133
1,282   1,427 -145
2,666   1,716 950
554   484 70
31   29 2
226   199 27
1,882   1,711 171
1,319   1,346 -27
1,039   861 178
953   795 158
664   563 101
507   346 161
4,664   8,728 -4,064
1,215   1,476 -261
3,503   4,978 -1,475
609   411 198
2,530   1,864 666
3,431   2,930 501
2,333   2,063 270
4,407   4,305 102
180   190 -10
      99
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -68
b       -119
c       -53
d       -19
e       -75
      -6
      110
      -957
      222
      20
      435
      436
      2
      492
      195
      552
      34
      -258
      -682
      1,603
      -533
      -2,212
      98
      3,042
      1,246
      -7
      154
      247
      159
      752
      85
      -51
      -31
      -9
      135
      -329
      -284
      -134
      -203
      -84
      -114
      934
      -144
      -202
      -380
      -12
      -245
      -41
      -122
      -10
      3
      96
      78
      549
      426
      420
      1,205
      2,540
      475
      433
      923
      3,292
      -50
      95
      203
      -41
      -5
      -33
      -25
      -241
      -389
      -117
      -1,067
      -314
      -68
      -1,901
      -68
      -877
      -61
      -90
      99
      -2
       
      205
       
      36
      -1
      -57
      -676
      -1,026
      -424
      -1
      3
      -449
      -1,327
      -601
      52
      -92
      -14
      94
      82
      237
      209
      197
      -318
      -1,112
      -22
      -14
      -49
      18
      196
      -272
      114
      112
      100
      53
      77
      134
      49
      3
      77
      252
      374
      103
      117
       
      2
      2
      -531
      -486
      55
      117
      140
      635
      1,986
      -2
      -1,032
      -3,017
      65
      93
      18
      189
      97
      56
      -44
      1,092
      321
      -151
      -470
      -275
      -239
      -357
      -49
      -344
      -2,685
      165
      -17
      29
      -98
      65
      18
      10
      47
      70
      3
      295
      142
      -70
      263
      640
      524
      1,535
      -9
      40
      110
      205
      84
      34
      54
      14
      -199
      -142
      -611
      -66
      -131
      238
      21
      518
      -902
      31
      120
      892
      -234
      -6
      1,210
      659
      -494
      -423
      -720
      -106
      -326
      -382
      -358
      222
      -151
      -948
      -958
      -823
      -79
      37
      64
      272
      132
      100
      560
      1
      -116
      -56
      89
      -18
       
      -179
      -470
      -114
      93
      11
      10
      251
      -10
      -43
      227
      622
      111
      48
      186
      3
      -184
      235
      89
      80
      13
      514
      90
      9
      -60
      -24
      -256
      -162
      -452
      -364
      -177
      -477
      53
      234
      24
      146
      136
      193
      141
      -386
      352
      354
      337
      669
      1,936
      -7
      -14
      41
      18,755
      94
      -75
       
      -25
      -53
      -117
      -183
      -349
      17
      32
      -241
      -253
      10
      15
      7
      9
      -77
      -37
      89
      176
      456
      -35
      -35
      -34
      -42
      -35
      -31
      -35
      -45
      -53
      -2
      -207
      3
      -877
      -817
      -296
      -83
      -67
      -288
      -928
      -1,450
      -481
      -10
      68
      -20
      46
      53
      69
      96
      31
      53
      48
      -3,936
      -386
      -252
      -609
      -5
      -46
      705
      921
      -7
      1
      30
      69
      -160
      -1
      15
      78
      35
      207
      113
      8
      11
      11
      94
      564
      336
      321
      -31
      11
      16
      -41
      -1,328
      -361
      118
      114
      145
      -276
      -388
      -60
      -9
      -80
      -65
      142
      20
      41
      156
      -43
      46
      23
      -54
      228
      42
      -314
      -147
      389
      683
      241
      -282
      -380
      -178
      -160
      -179
       
      -99
      -10
      193
      343
      223
      41
      67
      698
      102
      -491
      -1,222
      -257
      -726
      115
      16
      53
      582
      427
      210
      -6
      -107
      -12
      40
      63
      308
      -28
      1
      37
      -1,021
      -67
      121
      -68
      -60
      -101
      -18
      -123
      -2,281
      -438
      -72
      -702
      113
      66
      -8
      63
      181
      182
      -23
      126
      8
      8
      780
      15
      476
      10
      -13
      16
      -90
      -68
      53
      -30
      -34
      29
      323
      -291
      -69
      -62
       
      173
      -110
      -149
      -40
      3
      -17
      -124
      -39
      290
      99
      -282
      -28
      533
      150
      256
      -5,304
      -354
      -630
      -5
      3
      5
      2
      273
       
      -192
      -113
      -1,406
      67
      308
      71
      -25
      3
      64
      454
      -57
      13
      408
      439
      855
      117
      1,587
      -334
      -181
      -260
      264
      332
      -119
      36
      23
       
      -25
      -136
      -72
      -5
      -112
      -224
      -20
      -112
      6
      102
      -28
      9
      154
      6
      1,001
      4
      -59
      -176
      -138
      -391
      -314
      -296
      -332
      -892
      271
      32
      190
      42
      28
      282
      -176
      21
       
      -35
      -105
      -131
      -305
      -52
      -2
      46
      122
      327
      302
      912
      -407
      -1,922
      274
      -1,238
      220
      -1,074
      -301
      502
      -681
      -2
      -3
      -83
      -130
      -64
      -105
      -95
       
      33
      54
      8
      57
      -284
      -190
      -115
      -10
      -118
      7
      -1
      -11
      474
      1
      -152
      -522
      372
      8
      -13
      104
      23
      381
      52
      613
      -9
      -100
      -6
      7
      -84
      -109
      -108
      -38
      52,809
      1,653
      -1,516
      -2,218
      -1,651
      262
      119
      -148
      -435
      -1,295
      37
      -23
      126
      282
      197
      693
      -285
      -125
      -161
      -262
      -1,202
      -433
      936
      18
      263
      348
      868
      -800
      70
      240
      2,137
      -48
      150
      7
      127
      -50
      1
      72
      276
      266
      34
      239
      93
      -299
      -34
      -156
      144
      200
      321
      277
      278
      -48
      -33
      -15
      14
      -37
      134
      -138
      -267
      -164
      -9
      -111
      -14
      54
      80
      42
      149
      468
      -16
      -101
      -114
      -50
      -344
      -3,093
      -920
      242
      159
      438
      345
      213
      -101
      58
      -29
      -310
      -622
      -224
      -183
      -38
      -61
       
      24
      199
      -179
      -171
      -89
      -139
      -352
      262
      -22
      108
      124
      457
      17
      -115
      -154
      -68
      -298
      -1,104
      -116
      -147
      -449
      -117
      1
       
      183
      32
      -340
      -486
      -585
      167
      26
      21
      275
      187
      -94
      10
      64
      -2
      -9
      36
      162
      8
      -142
      -398
      77
      -374
      -191
      -75
      -23
      399
      -303
      -92
      -86
      -4
      -86
      39
      305
      455
      497
      359
      -317
      -1,798
      -496
      -204
      -248
      -309
      -101
      -167
      -211
      -181
      -386
      -300
      -420
      118
      45
      182
      148
      138
      211
      98
      -1,744
      125
      220
      146
      -135
      -336
      -28
      418
      114
      -299
      407
      192
      -87
      -349
      -46
      -122
      1,176
      106
      940
      -32
      1,408
      101
      52
      26
      -16
      -30
      56
      736
      155
      139
      -45
      539
      775
      -3
      25
      482
      77
      65
      119
      122
      106
      -3
      -87
      -297
      -861
      -271
      -113
      -101
      118
      -91
      -230
      -119
      553
      487
      1,957
      -908
      -596
      -6
      -1,082
      -191
      -288
      -200
      -247
      -132
      -29
      -19
      38
      37
      30
      33
      28
      58
      46
      42
      176
      34
      -8
      78
      176
      50
      -40
      -23
      14
      -6
      -294
      -129
      -649
      -87
      118
      89
      146
      427
      417
      94
      230
      135
      71
      85
      5
      8
      28
      33
      96
      81
      44
      23
      451
      17
      680
      826
      751
      840
      98
      10
      68
      90
      203
      356
      427
      -804
      -1,580
      180
      563
      254
      26,819
      7
      8
      -16
      92
      187
      227
      132
      164
      289
      764
      106
      -67
      -36
      -111
      -236
      -279
      -426
      -91
      -138
      -109
      1,374
      336
      34
      -28
      720
      -17
      342
      235
      895
      -71
      118
      -1
      25
      38
      49
      42
      149
      187
      45
      -10
      -24
      -30
      -11
      13
      546
      309
      -182
      -473
      -492
      -201
      68
      -103
      54
      398
      670
      33
      52
      158
      2
      357
      40
      117
      93
      213
      -38
      -37
      -145
      -56
      -575
      -796
      -966
      -823
      -153
      -691
      -621
      -313
      -374
      -30
      113
      126
      128
      31
      258
      -45
      -708
      -359
      -314
      120
      321
      258
      133
      -145
      950
      70
      2
      27
      171
      -27
      178
      158
      101
      161
      -4,064
      -261
      -1,475
      198
      666
      501
      270
      102
      -10
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 96,667
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 155,901 4,810,556 0.032408
2009 188,333 3,027,092 0.062216
2008 260,754 3,791,873 0.068767
2007 282,117 5,316,620 0.053063
2006 252,700 6,332,781 0.039903
2 Total of line 1, column (d) ...................... 2 0.256357
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051271
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 4,713,163
5 Multiply line 4 by line 3....................... 5 241,649
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,736
7 Add lines 5 and 6......................... 7 243,385
8 Enter qualifying distributions from Part XII, line 4.............. 8 244,596
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,736
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,736
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,736
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 6,136
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,136
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,400
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet1,736 Refunded Bullet 11 2,664
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletGA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (336) 747-8185
    Located atbullet1 WEST 4TH STREETWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    40     		55,384    
    1525 W WT HARRIS BLVD D1114 044
    CHARLOTTE,NC28288
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,458,199
    b
    Average of monthly cash balances.......................
    1b
    326,738
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,784,937
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,784,937
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    71,774
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,713,163
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    235,658
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    235,658
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    1,736
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,736
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    233,922
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    233,922
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    233,922
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    244,596
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    244,596
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    1,736
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    242,860
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 233,922
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 225,443
    b Total for prior years:2009, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 0
    c From 2008....... 0
    d From 2009....... 0
    e From 2010....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 244,596
    a Applied to 2010, but not more than line 2a 225,443
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 19,153
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		214,769
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007.... 0
    b Excess from 2008.... 0
    c Excess from 2009.... 0
    d Excess from 2010.... 0
    e Excess from 2011.... 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    Wells Fargo Bank N A
    3280 Peachtree Rd Ste 300
    Atlanta,GA30305
    (404) 238-0444
    bThe form in which applications should be submitted and information and materials they should include:
    Letter; include financial statement, officers, purpose of grant, and other relevant information
    cAny submission deadlines:
    None
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    40% income may be distributed to any GA or Southern Baptist related institution in state of GA, 60% to pre-selected institutions.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SECOND-PONCE DE LEON BAPTIST
    CHURCH
    2715 PEACHTREE ROAD NE
    ATLANTA,GA30305     		NONE PUBLIC EXEMPT GENERAL USE 56,375
    SILOAM BAPTIST CHURCH
    505 WASHINGTON STREET
    MARION,AL36756     		NONE PUBLIC EXEMPT GENERAL USE 22,550
    EAGLE RANCH INC
    5500 UNION CHURCH ROAD
    FLOWERY BRANCH,GA30542     		NONE PUBLIC CHARITY SUPPORT 10,000
    ODYSSEY FAMILY COUNSELING
    CENTER
    1919 JOHN WELSEY AVENUE
    COLLEGE PARK,GA30337     		NONE PUBLIC CHARITY SUPPORT 20,000
    NORTHWEST GEORGIA LOOKOUT
    BAPTIST ASSOC
    63 PIN OAK DRIVE
    ROCK SPRING,GA30739     		NONE PUBLIC EXEMPT GENERAL USE 8,000
    TRUETT MCCONNELL COLLEGE
    100 ALUMNI DRIVE
    CLEVELAND,GA30528     		NONE PUBLIC EXEMPT GENERAL USE 37,200
    SO BAPT THEOLOGICAL SEMINARY
    PO BOX 8-2390
    LOUISVILLE,KY40280     		NONE PUBLIC EXEMPT GENERAL USE 56,375
    BAPTIST CONVENTION OF THE
    STATE OF GA
    6405 SUGARLOAF PARKWAY
    DULUTH,GA30097     		NONE PUBLIC CHARITY GENERAL SUPPORT 15,000
    Total .................................bullet 3a 225,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 125,162  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 96,667  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFEE REBATES     01 4,493  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   226,322  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13226,322
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 4,667     4,667

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Name of Bond End of Year Book Value End of Year Fair Market Value
    00206RAW2 AT&T INC 12,747 12,895
    0258M0CZ0 AMER EXPRESS CREDIT 10,864 10,817
    0258M0DC0 AMERICAN EXPRESS CRE 4,257 4,253
    031162AJ9 AMGEN INC 10,948 10,858
    037411AZ8 APACHE CORP 3,109 3,225
    060505AU8 BANK OF AMERICA CORP 12,650 12,900
    19416QDZ0 COLGATE-PALMOLIVE CO 2,963 3,040
    20030NAE1 COMCAST CORP 10,749 10,591
    20030NBB6 COMCAST CORP 3,734 3,912
    20825CAT1 CONOCOPHILLIPS 13,230 13,099
    244199BC8 DEERE & COMPANY 3,483 3,486
    25459HAY1 DIRECTV HLDG/FIN INC 10,589 10,641
    260543CA9 DOW CHEMICAL CO/THE 11,248 11,141
    264399EQ5 DUKE ENERGY CORP 10,937 10,733
    29379VAV5 ENTERPRISE PRODUCTS 3,329 3,467
    36962G3P7 GENERAL ELEC CAP COR 3,349 3,575
    36962GU69 GENERAL ELEC CAP COR 16,733 16,700
    38141GEA8 GOLDMAN SACHS GROUP 13,765 13,978
    38141GFM1 GOLDMAN SACHS GROUP 4,338 4,669
    404280AK5 HSBC HOLDINGS PLC 4,377 4,621
    437076AR3 HOME DEPOT INC 10,767 10,584
    459200GX3 IBM CORP 15,524 15,667
    46625HHR4 JPMORGAN CHASE & CO 12,584 12,736
    46625HHS2 JPMORGAN CHASE & CO 4,197 4,402
    487836BB3 KELLOGG CO 11,128 11,189
    50075NBA1 KRAFT FOODS INC 3,495 3,619
    59018YN64 MERRILL LYNCH & CO 3,336 3,594
    59156RAN8 METLIFE INC 13,261 13,324
    594918AB0 MICROSOFT CORP 15,772 15,643
    61747YCF0 MORGAN STANLEY 12,491 12,720
    655044AF2 NOBLE ENERGY INC 4,177 4,321
    713448BT4 PEPSICO INC 12,618 12,665
    88732JAW8 TIME WARNER CABLE IN 3,341 3,478
    913017BU2 UNITED TECHNOLOGIES 12,255 12,446

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Name of Stock End of Year Book Value End of Year Fair Market Value
    02553E106 AMERICAN EAGLE OUTFI 2,199 4,279
    126804301 CABELAS INC 4,235 12,904
    139594105 CAPELLA EDUCATION    
    418056107 HASBRO INC    
    817565104 SERVICE CORP INTL 5,611 8,130
    864159108 STURM RUGER & CO INC 1,330 3,910
    29266R108 ENERGIZER HOLDINGS I 2,981 3,656
    67018T105 NU SKIN ENTERPRISES 6,033 6,562
    741511109 PRICESMART INC 3,089 9,389
    050095108 ATWOOD OCEANICS INC 6,452 8,499
    49455U100 KINDER MORGAN MGMT L 1,309 1,986
    017175100 ALLEGHANY CORP DEL N 4,298 4,829
    278265103 EATON VANCE CORP COM 9,534 9,644
    55262C100 MBIA INC 5,327 5,389
    879080109 TEJON RANCH CO 4,373 4,596
    690732102 OWENS & MINOR INC    
    88033G100 TENET HEALTHCARE COR 5,196 5,725
    014482103 ALEXANDER & BALDWIN    
    22025Y407 CORRECTIONS CORP OF 5,059 8,095
    483548103 KAMAN CORPCOMMON 4,938 5,343
    498904200 KNOLL INC    
    679580100 OLD DOMINION FREIGHT 4,766 8,802
    894650100 TREDEGAR CORPORATION 4,353 4,400
    007974108 ADVENT SOFTWARE INC 3,594 3,882
    594793101 MICREL INC COM 5,414 5,210
    92046N102 VALUECLICK INC 4,226 6,366
    012653101 ALBEMARLE CORP COM 6,960 7,955
    573284106 MARTIN MARIETTA MATL 4,868 4,724
    651587107 NEWMARKET CORP 4,912 11,092
    086516101 BEST BUY INC    
    17306X102 CITI TRENDS INC    
    36467W109 GAMESTOP CORP    
    401617105 GUESS INC    
    855030102 STAPLES INC 6,867 4,067
    054303102 AVON PRODS INC    
    501044101 KROGER CO    
    60871R209 MOLSON COORS BREWING 2,584 2,703
    786514208 SAFEWAY INC NEW    
    12802T101 CAL DIV INTERNATIONA    
    13342B105 CAMERON INTL CORP 5,915 5,831
    261608103 DRESSER-RAND GRP    
    651290108 NEWFIELD EXPL CO    
    723787107 PIONEER NAT RES CO    
    845467109 SOUTHWESTERN ENERGY    
    91913Y100 VALERO ENERGY CORP    
    524901105 LEGG MASON INC    
    571748102 MARSH & MCLENNAN COS 7,221 7,499
    665859104 NORTHERN TRUST CORP    
    712704105 PEOPLES UNITED FINAN    
    693366205 PICO HOLDINGS INC    
    743315103 PROGRESSIVE CORP OHI 2,495 2,634
    808513105 SCHWAB CHARLES CORP 2,622 3,004
    00817Y108 AETNA INC-NEW 6,682 6,970
    101137107 BOSTON SCIENTIFIC CO    
    436440101 HOLOGIC INC    
    74834L100 QUEST DIAGNOSTICS IN 1,667 2,220
    018804104 ALLIANT TECHSYSTEMS    
    205944101 CON-WAY INC    
    302130109 EXPEDITORS INTL WASH 1,153 1,054
    450911102 ITT CORPORATION    
    760759100 REPUBLIC SERVICE INC    
    774341101 ROCKWELL COLLINS 5,221 4,345
    880779103 TEREX CORP NEW    
    032095101 AMPHENO CORP    
    12673P105 CA INC    
    25659T107 DOLBY LABORATORIES    
    346375108 FORMFACTOR INC    
    535678106 LINEAR TECHNOLOGY CO    
    871503108 SYMATEC CORP    
    879664100 TELLABS OPERATIONS    
    959802109 WESTERN UNION    
    826552101 SIGMA ALDRICH CORP    
    810186106 THE SCOTTS MIRACLE    
    620076307 MOTOROLA SOLUTIONS, 3,594 3,842
    281020107 EDISON INTL COM    
    902681105 UGI CORP NEW    
    976657106 WISCONSIN ENERGY COR 5,883 7,233
    023135106 AMAZON COM INC COM 9,766 15,005
    099724106 BORG WARNER INC. 2,928 3,663
    189754104 COACH INC    
    500255104 KOHLS CORP 7,954 7,785
    517834107 LAS VAGAS SANDS    
    580135101 MCDONALDS CORP 3,769 3,945
    64110L106 NETFLIX.COM    
    855244109 STARBUCKS CORP COM 3,327 6,643
    85590A401 STARWOOD HOTELS & RE 4,665 5,448
    887317303 TIME WARNER INC 5,049 7,390
    918204108 V F CORP 2,424 4,940
    988498101 YUM BRANDS INC    
    191216100 COCA COLA CO 10,312 12,972
    518439104 ESTEE LAUDER COM    
    494368103 KIMBERLY CLARK CORP    
    501044101 KROGER CO    
    582839106 MEAD JOHNSON NUTRITI 1,093 1,099
    713448108 PEPSICO INC 14,745 15,286
    742718109 PROCTER & GAMBLE CO 3,533 4,716
    902494103 TYSON FOODS INC    
    931142103 WAL MART STORES    
    057224107 BAKER HUGHES INC    
    26875P101 EOG RESOURCES, INC 2,043 2,129
    637071101 NATIONAL OILWELL INC 8,370 8,892
    75281A109 RANGE RES CORP 8,170 10,620
    12572Q105 CME GROUP INC 3,809 4,125
    200340107 COMERICA INC    
    018490102 ALLERGAN INC    
    302182100 EXPRESS SCRIPTS INC    
    375558103 GILEAD SCIENCE INC    
    452327109 ILLUMINA INC 6,122 5,927
    478160104 JOHNSON & JOHNSON    
    91324P102 UNITEDHEALTH GROUP I 7,929 10,694
    941848103 WATERS CORP    
    097023105 BOEING CO 10,931 12,945
    235851102 DANAHER CORP 14,263 14,835
    740189105 PRECISION CASTPARTS 7,476 9,474
    755111507 RAYTHEON CO    
    760759100 REPUBLIC SERVICES IN    
    858912108 STERICYCLE INC    
    913017109 UNITED TECHNOLOGIES 3,874 3,523
    88579Y101 3M CO    
    037833100 APPLE INC 7,551 52,034
    177376100 CITRIX SYS INC COM 2,596 4,898
    268648102 E M C CORP MASS 5,170 8,072
    38259P508 GOOGLE INC 11,086 14,336
    458140100 INTEL CORP    
    48203R104 JUNIPER NETWORKS    
    594918104 MICROSOFT CORP 26,116 29,135
    68389X105 ORACLE CORPORATION 8,124 13,465
    747525103 QUALCOMM INC 9,430 9,745
    92342Y109 VERIFONE SYSTEMS INC    
    01741R102 ALLEGHENY TECHNOLOGI    
    35671D857 FREEPORT-MCMORAN CO    
    61166W101 MONSANTO CO NEW 11,043 13,835
    74005P104 PRAXAIR INC COM 8,674 8,726
    826552101 SIGMA ALDRICH CORP    
    025537101 AMERICAN ELECTRIC PO    
    20030N200 COMCAST CORP-SPECIAL 6,448 9,503
    372460105 GENUINE PARTS CO 4,229 4,760
    459902102 INTERNATIONAL GAME T 5,501 4,686
    500255104 KOHLS CORP    
    855030102 STAPLES INC    
    887317303 TIME WARNER INC    
    872540109 TJX COS INC NEW 10,732 14,019
    194162103 COLGATE PALMOLIVE CO 3,741 4,825
    13342B105 CAMERON INTL CORP    
    20825C104 CONOCOPHILLIPS    
    25179M103 DEVON ENERGY CORPORA 9,197 6,534
    30231G102 EXXON MOBIL CORPORAT 9,609 10,242
    637071101 NATIONAL OILWELL VAR    
    674599105 OCCIDENTAL PETE CORP 8,593 7,745
    025816109 AMERICAN EXPRESS CO 6,030 7,164
    03076C106 AMERIPRISE FINL INC 4,516 4,195
    09247X101 BLACKROCK INC 8,278 8,558
    125581801 CIT GROUP INC. 8,132 7,839
    354613101 FRANKLIN RESOURCES    
    59156R108 METLIFE INC 5,444 4,170
    629491101 NYSE EURONEXT INC    
    744320102 PRUDENTIAL FINL INC 4,734 4,088
    87236Y108 TD AMERITRADE HLDG C 6,417 4,565
    89417E109 TRAVELERS COMPANIES, 3,378 3,891
    002824100 ABBOTT LABS 8,164 11,518
    00817Y108 AETNA INC    
    23918K108 DAVITA INC 7,437 8,910
    50540R409 LABORATORY CRP OF AM 13,298 13,501
    883556102 THERMO FISHER SCIENT 5,177 5,530
    91324P102 UNITEDHEALTH GROUP    
    097023105 BOEING CO    
    235851102 DANAHER CORP    
    244199105 DEERE & CO 5,315 6,020
    774341101 ROCKWELL COLLINS    
    94106L109 WASTE MANAGEMENT    
    037833100 APPLE INC    
    038222105 APPLIED MATERIALS IN 4,198 3,104
    219350105 CORNING INC    
    24702R101 DELL INC 4,999 3,400
    285512109 ELECTRONIC ARTS INC 4,238 2,690
    31620M106 FIDELITY NATL INFORM 8,608 8,273
    552715104 MEMC ELECTR    
    594918104 MICROSOFT CORP    
    68389X105 ORACLE CORP    
    882508104 TEXAS INSTRUMENTS IN 5,387 6,641
    92826C839 VISA INC-CLASS A SHR 4,463 7,923
    984332106 YAHOO INC    
    263534109 DU PONT E I DE NEMOU 6,162 5,530
    460146103 INTERNATIONAL PAPER 3,725 4,685
    74005P104 PRAXAIR INC    
    156700106 CENTURYLINK, INC 7,065 7,595
    67019E107 NSTAR    
    976657106 WISCONSIN ENERGY    
    000375204 ABB LTD - ADR 7,727 7,087
    00846U101 AGILENT TECHNOLOGIES 7,030 7,113
    009363102 AIRGAS INC COM 2,609 2,634
    014491104 ALEXANDER & BALDWIN 3,095 4,932
    024013104 AMERICAN ASSETS TRUS 1,984 3,027
    024835100 AMERICAN CAMPUS CMNT 4,267 3,949
    026874784 AMERICAN INTERNATION 4,134 3,902
    03027X100 AMERICAN TOWER CORP 11,463 13,279
    03485P201 ANGLO AMERN PLC ADR 8,943 6,959
    03524A108 ANHEUSER-BUSCH INBEV 8,975 12,972
    053332102 AUTOZONE INC 3,229 3,327
    053484101 AVALONBAY CMNTYS INC 5,835 6,935
    05382A104 AVIVA PLC - ADR 8,538 8,880
    055434203 BG GROUP PLC - ADR 5,339 6,313
    05564E106 BRE PPTYS INC CL A 1 1,645 1,876
    05845R306 BALFOUR BEATTY PLC-S 7,286 7,940
    066011206 BANK YOKOHAMA LTD JA 8,284 8,070
    067383109 BARD C R INC 2,742 2,930
    06738E204 BARCLAYS PLC - ADR 9,174 8,253
    073730103 BEAM INC 2,275 2,244
    075887109 BECTON DICKINSON & C 2,741 2,828
    09062X103 BIOGEN IDEC INC 4,704 6,118
    101121101 BOSTON PROPERTIES IN 8,883 11,614
    110122108 BRISTOL MYERS SQUIBB 8,451 8,573
    111013108 BRITISH SKY BROADCAS 3,405 3,824
    112585104 BROOKFIELD ASSET MAN 8,811 9,421
    112900105 BROOKFIELD OFFICE PR 1,843 2,318
    115236101 BROWN & BROWN INC 2,919 2,920
    121220107 BURGER KING WORLDWID 2,021 2,133
    12504L109 CBRE GROUP INC 1,747 1,878
    12776P200 CAIRN ENERGY PLC-UNS 9,748 5,846
    131347304 CALPINE CORP/NEW 1,807 1,765
    133131102 CAMDEN PPTY TR SH BE 6,104 7,158
    14040H105 CAPITAL ONE FINANCIA 3,713 3,991
    143130102 CARMAX INC 1,761 1,641
    156782104 CERNER CORP COM 4,460 5,030
    169403201 CHINA OVERSEAS LAN-U 8,867 9,243
    16941M109 DPS CHINA MOBILE LIM 8,342 9,190
    171798101 CIMAREX ENERGY CO 1,588 1,639
    189054109 CLOROX CO 1,167 1,153
    191085208 COCA-COLA AMATIL LIM 4,197 4,933
    192446102 COGNIZANT TECH SOLUT 3,562 4,193
    198516106 COLUMBIA SPORTSWEAR 3,536 3,880
    217204106 COPART INC COM 2,330 2,329
    22282E102 COVANTA HLDG CORP 1,110 1,115
    222862104 COVENTRY HEALTH CARE 2,485 2,501
    228227104 CROWN CASTLE INTL CO 13,920 15,320
    23304Y100 DBS GROUP HOLDINGS L 7,185 7,791
    23636T100 DANONE ADR 7,760 7,068
    237194105 DARDEN RESTAURANTS I 4,783 5,296
    249030107 DENTSPLY INTL INC CO 2,203 2,327
    25157Y202 DEUTSCHE POST AG ADR 4,705 4,908
    253868103 DIGITAL RLTY TR INC 4,919 5,588
    25470F104 DISCOVERY COMMUNICAT 3,990 4,410
    25470F302 DISCOVERY COMMUNICAT 5,396 5,828
    256677105 DOLLAR GENERAL CORP 2,670 2,732
    257738203 DONGFENG MOTOR GRP-H 4,823 3,268
    26613Q106 DUPONT FABROS TECHNO 2,086 2,677
    273202101 EAST JAPAN RAILWAY C 7,629 8,811
    277276101 EASTGROUP PPTYS INC 2,191 3,298
    278768106 ECHOSTAR CORPORATION 1,658 1,720
    278865100 ECOLAB INC 2,813 2,852
    292448206 EMPRESAS ICA S.A. -S 8,604 9,064
    29476L107 EQUITY RESIDENTIAL P 7,166 8,112
    297178105 ESSEX PPTY TR COM 3,168 4,002
    30219G108 EXPRESS SCRIPTS HOLD 4,983 5,699
    30303M102 FACEBOOK INC 2,097 1,105
    303075105 FACTSET RESH SYS INC 1,109 1,157
    307000109 FAMILY DLR STORES IN 7,171 8,155
    311900104 FASTENAL CO 1,548 1,548
    313747206 FEDERAL RLTY INVT TR 4,168 5,476
    31428X106 FEDEX CORPORATION 3,807 3,554
    32054K103 FIRST INDL RLTY TR I 2,119 3,403
    345550107 FOREST CITY ENTERPRI 2,268 2,393
    351858105 FRANCO NEV CORP NPV 3,543 4,007
    358029106 FRESENIUS MEDICAL CA 3,798 4,991
    35804M105 FRESENIUS SE & CO-SP 7,004 7,872
    368287207 0A0 GAZPROM LEVEL 1 5,026 4,581
    370023103 GENERAL GROWTH PROPE 5,930 5,669
    371901109 GENTEX CORP 2,445 2,413
    379302102 GLIMCHER RLTY TR COM 2,883 3,012
    384802104 GRAINGER W W INC 2,286 2,292
    40414L109 HCP INC 5,921 7,695
    404280406 HSBC - ADR 6,731 6,690
    41902R103 HATTERAS FINANCIAL C 4,078 4,285
    42217K106 HEALTH CARE REIT INC 5,032 5,601
    423012202 HEINEKEN N.V. - ADR 8,048 8,714
    42550U109 HENKEL AG AND CO. KG 4,785 6,551
    42551K100 HENGDELI HOLDINGS-UN 6,882 5,181
    438128308 HONDA MOTOR CO., LTD 4,764 4,697
    44107P104 HOST HOTELS & RESORT 2,651 4,045
    44980Q518 ING INTERNATIONAL RE 125,600 90,867
    453142101 IMPERIAL TOBACCO GRO 6,388 8,441
    456837103 ING GROEP N.V. - ADR 9,800 9,484
    459200101 INTERNATIONAL BUSINE 7,146 7,468
    46115H107 INTESA SANPAOLO-SPON 2,633 2,117
    461202103 INTUIT COM 3,085 3,121
    462846106 IRON MOUNTAIN INC 1,684 1,774
    46625H365 JP MORGAN ALERIAN ML 49,903 55,086
    481165108 JOY GLOBAL INC 9,137 6,335
    48241A105 KB FINANCIAL GROUP I 10,855 8,858
    485785109 KASIKORNBANK PCL-UNS 8,010 10,333
    492051305 KEPPEL LTD ADR 9,955 10,730
    49427F108 KILROY REALTY CORP C 1,819 2,732
    49456B101 KINDER MORGAN INC/DE 10,060 9,875
    496902404 KINROSS GOLD CORP 5,045 5,105
    500467402 KONINKLIJKE AHOLD NV 7,670 7,414
    50075N104 KRAFT FOODS INC 8,027 8,394
    50077C106 KRATON PERFORMANCE P 3,630 4,933
    50212V100 LPL FINANCIAL HOLDIN 2,037 2,026
    512815101 LAMAR ADVERTISING CO 2,494 2,816
    52106N889 LAZARD EMERGING MKTS 224,919 186,321
    526250105 LENOVO GROUP LTD SP 2,511 2,512
    527288104 LEUCADIA NATL CORP C 3,293 3,549
    530322106 LIBERTY MEDIA CORP - 9,818 9,784
    530555101 LIBERTY GLOBAL INC-A 4,740 5,164
    53071M104 LIBERTY INTERACTIVE 3,817 3,830
    53071M880 LIBERTY VENTURES - S 471 496
    53578A108 LINKEDIN CORP 8,826 9,752
    540424108 LOEWS CORP 6,376 6,478
    55261F104 M & T BANK CORPORATI 2,691 2,950
    554382101 MACERICH CO COM 3,334 4,807
    565100104 MAPRFE SA-UNSP ADR 3,885 4,120
    56585A102 MARATHON PETROLEUM C 1,872 2,020
    570535104 MARKEL HOLDINGS 5,660 5,960
    57686G105 MATSON INC. 2,851 3,492
    595017104 MICROCHIP TECHNOLOGY 3,479 3,339
    605203108 MISSION WEST PPTYS I 2,056 1,792
    608190104 MOHAWK INDS INC COM 2,020 2,241
    615369105 MOODYS CORP 4,103 4,594
    636180101 NATIONAL FUEL GAS CO 1,149 1,243
    636274300 NATIONAL GRID PLC AD 6,223 8,968
    649274305 NEW WORLD DEV LTD AD 6,343 8,485
    664397106 NORTHEAST UTILS 5,861 6,384
    67103H107 O'REILLY AUTOMOTIVE 12,382 11,874
    681936100 OMEGA HEALTHCARE INV 4,051 3,841
    686330101 ORIX CORPORATION - A 6,963 7,967
    69360J107 PS BUSINESS PARKS IN 1,417 2,005
    717081103 PFIZER INC 6,044 6,511
    718172109 PHILIP MORRIS INTERN 12,817 14,031
    74340W103 PROLOGIS INC 3,086 4,764
    74435K204 PRUDENTIAL PLC - ADR 7,360 10,920
    74460D109 PUBLIC STORAGE INC C 9,066 10,994
    754907103 RAYONIER INC COM 4,586 6,028
    76026T205 REPSOL S.A. ADR 5,465 5,211
    761152107 RESMED INC 3,154 5,180
    767204100 RIO TINTO PLC - ADR 7,947 7,949
    767744105 RITCHIE BROS AUCTION 3,552 3,442
    771195104 ROCHE HOLDINGS LTD - 11,115 11,982
    78440X101 SL GREEN REALTY CORP 4,889 6,486
    78467K107 SSE PLC-SPN ADR 9,668 10,102
    786584102 SAFRAN SA-UNSPON ADR 8,074 8,687
    80004C101 SANDISK CORP COM 3,930 3,561
    803054204 SAP AG - ADR 3,763 5,635
    806857108 SCHLUMBERGER LTD 8,137 8,318
    80687P106 SCHNEIDER ELECTRIC S 4,935 4,803
    824348106 SHERWIN WILLIAMS CO 4,103 4,318
    82481R106 SHIRE PLC ADR 5,130 4,612
    827084864 SILICONWARE PRECISIO 7,883 8,122
    828806109 SIMON PROPERTY GROUP 14,146 19,887
    832696405 JM SMUCKER CO 2,506 2,676
    84610H108 SOVRAN SELF STORAGE 1,517 2,314
    86272T106 STRATEGIC HOTELS & R 2,644 2,458
    865613103 SUMITOMO CORP-SPON A 7,736 8,569
    870195104 SWEDBANK AB ADR 6,801 9,277
    87160A100 SYNGENTA AG - ADR 7,716 10,404
    874039100 TAIWAN SEMICONDUCTOR 12,569 13,906
    875465106 TANGER FACTORY OUTLE 3,342 4,332
    876664103 TAUBMAN CTRS INC COM 2,066 3,146
    87944W105 TELENOR ASA - ADR 9,197 10,962
    88076W103 TERADATA CORP 4,192 4,600
    881624209 TEVA PHARMACEUTICAL 7,062 6,253
    892331307 TOYOTA MOTOR CORPORA 8,527 9,500
    899415202 TULLOW OIL PLC ADR 8,344 8,902
    902653104 UDR INC 3,529 4,170
    904311107 UNDER ARMOUR INC 3,681 4,131
    904784709 UNILEVER N.V. - ADR 6,695 7,557
    907818108 UNION PACIFIC CORP 5,979 7,241
    917286205 URSTADT BIDDLE PPTYS 2,600 3,217
    91911K102 VALEANT PHARMACEUTIC 3,033 2,874
    92276F100 VENTAS INC COM 13,221 16,310
    92343E102 VERISIGN INC COM 5,349 5,453
    92343V104 VERIZON COMMUNICATIO 14,584 15,995
    92532F100 VERTEX PHARMACEUTICA 5,768 5,533
    92852T201 VIVENDI SA-UNSPON AD 9,792 10,464
    929042109 VORNADO REALTY TRUST 3,733 4,053
    92933H101 WPP GRP PLC AMER DEP 8,563 8,789
    962166104 WEYERHAEUSER CO 2,439 3,895
    969457100 WILLIAMS COS INC 5,600 6,050
    981475106 WORLD FUEL SERVICES 5,973 5,092
    983134107 WYNN RESORTS LTD 1,411 1,616
    98462Y100 YAMANA GOLD INC 5,886 8,523
    984846105 YANZHOU COAL MINING 5,059 4,754
    G0408V102 AON PLC 3,824 3,869
    G0450A105 ARCH CAPITAL GROUP L 2,155 2,249
    G2554F113 COVIDIEN PLC 5,883 6,893
    G47791101 INGERSOLL-RAND PLC 6,183 5,827
    G62185106 MONTPELIER RE HOLDIN 4,693 6,219
    G6359F103 NABORS INDUSTRIES LT 1,344 1,319
    G7945E105 SEADRILL LIMITED 5,194 6,197
    G9618E107 WHITE MTNS INS GROUP 6,096 7,700
    G96666105 WILLIS GROUP HOLDING 1,659 1,661
    H89128104 TYCO INTERNATIONAL L 2,635 2,644
    N07059186 ASML HOLDING NV0NY R 7,202 8,642
    N7902X106 SENSATA TECHNOLOGIES 1,950 1,935
    Y64354205 OCEAN RIG UDW INC - 1,798 1,696

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    US Government Securities - End of Year Book Value:

    417,560
    US Government Securities - End of Year Fair Market Value:

    419,638
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 InvestmentsOtherSchedule2
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    693390841 PIMCO HIGH YIELD FD- AT COST 131,506 129,577
    693390791 PIMCO LOW DURATION      
    693390700 PIMCO TOTAL RETURN      
    922031737 VANGUARD INFLATION      
    72201F516 PIMCO EMERGING LOCAL AT COST 205,000 210,227
    880208400 TEMPLETON GLOBAL BON AT COST 163,464 160,223
    ASGI AGILITY INCOME      
    52106N889 LAZARD EMERGING MKT      
    THE ENDOWMENT TEI FUND      
    44980Q518 ING INTERNATIONAL RE      
    46625H365 JP MORGAN ALERIAN      
    RICI LINKED PAM TOTAL INDEX      
    G62185106 MONTPELIER RE HOLDIN      
    G9618E107 WHITE MOUNTAINS INS      
    32054K103 FIRST INDL RLTY TR      
    41902R103 HATTERSAS FINANCIAL      
    902653104 UDR INC      
    465562106 ITAU UNIBANCO BANCO      
    000375204 ABB LTD      
    03485P201 ANGLO AMERN PLC      
    03524A108 ANHEUSER-BUSCH      
    066011206 BANK YOKOHAMA LTD      
    06738E204 BARCLAYS PLC-ADR      
    055434203 BG GROUP PLC-ADR      
    108441205 BRIDGESTONE CORP      
    111013108 BRITISH SKY BROADCAS      
    138006309 CANON INC      
    191085208 COCA-COLA      
    20441A102 COMPANHIA DE SANEAME      
    225401108 CREDIT SUISSE GROUP      
    23304Y100 DBS GROUP HOLDINGS      
    25157Y202 DEUTSCHE POST      
    273202101 EAST JAPAN RAILWAY      
    294821608 ERICSSON LM TELEPHON      
    34959F106 FORTUM OYJ      
    358029106 FRESENIUS MEDICAL      
    362607301 GAFISA SA      
    37733W105 GLAXOSMITHKLINE PLC      
    42550U109 HENKEL AG AND CO      
    433578507 HITACHI LIMITED ADR      
    438128308 HONDA MOTOR CO      
    404280406 HSBC-ADR      
    453142101 IMPERIAL TOBACCO GRO      
    456837103 ING GROEP NV      
    48241A105 KB FINANCIAL GROUP      
    492051305 KEPPEL LTD      
    500458401 KOMATSU LIMITED      
    500467402 KONINKLIJKE AHOLD      
    606783207 MITSUBISHI ESTATE CO      
    636274300 NATIONAL GRID PLC      
    641069406 NESTLE SA REGISTERED      
    654624105 NIPPON TELEGRAPH      
    66987V109 NOVARTIS AG-ADR      
    686330101 ORIX CORPORATION ADR      
    705015105 PEARSON PLC-ADR      
    74435K204 PRUDENTIAL PLC-ADR      
    69367Y107 PT BUMI RESOURCES TB      
    758205207 REED ELSEIVIER PLC      
    786584102 SAFRAN SA      
    803054204 SAP AG-ADR      
    G7945E105 SEADRILL LIMITED      
    827084864 SILICONWARE PRECSION      
    83175M205 SMITH & NEPHEW PLC-A      
    83238P203 SMITH GROUP PLC      
    83546A104 SONIC HEALTHCARE      
    865613103 SUMITOMO CORP      
    870195104 SWEDBANK-AB      
    87160A100 SYNGENTA AG-ADR      
    87927Y102 TELECOM ITALIA      
    87944W105 TELENOR ASA-ADR      
    881575302 TESCO PLC-ADR      
    881624209 TEVA PHARMACEUTICAL      
    484602305 THE KANSAI ELECTRIC      
    899415202 TULLOW OIL PLC      
    904784709 UNILEVER NV -ADR      
    927320101 VINCI SA      
    92857W209 VODAFONE GROUP      
    98418K105 XSTRATA PLC      
    98462Y100 YAMANA GOLD INC      
    984851204 YARA INTL ASA      
    984245100 YPF SOCIEDAD ANONIMA      
    12626K203 CRH PLC-ADR      
    H27178104 FOSTER WHEELER AG      
    H2906T109 GARMIN LTD      
    760975102 RESEARCH IN MOTION      
    83172R08 SMART TECHNOLOGIES IN      
    88624209 TEVA PHARMACEUTICAL      
    H89128104 TYCO INTERNATIONAL      
    H27013103 WEATHERFOR INTERNATI      
    055434203 BG GROUP PLC-ADR      
    136385101 CANADIAN NAT RES      
    G2554F113 COVIDIEN PLC      
    806857108 SCHLUMBERGER LTD      
    G81477104 SINA CORPORATION      
    H89128104 TYCO INTERNATIONAL      
    G47791101 INGERSOLL-RAND PLC      
    92276F100 VENTAS INC COM      
    29299D444 THE ENDOWMENT TEI FU AT COST 400,000 420,635
    52470G742 WESTERN ASSET SMASH AT COST 37,908 39,083
    52470G759 WESTERN ASSET SMASH AT COST 119,621 122,876
    GTC997004 ASGI CORBIN MULTI ST AT COST 50,000 50,261
    GTY995004 ASGI AGILITY INCOME AT COST 250,000 253,360
    RCI991006 RICI LINKED PAM TOTA AT COST 129,468 134,216

    TY 2011 OtherDecreasesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Amount
    MUTUAL FUNDS POSTING DATE AFTER TYE 2,707
    DISALLOWED WASH SALES 10,480
    CAPITAL LOSS POSTING CURRENT YEAR EFFECTIVE PRIOR YEAR 5,565
    CAPITAL GAIN POSTING NEXT YR EFFECTIVE CURRENT YEAR 25,384
    PURCH ACCR INT POSTING CURRECT YR EFFECTIVE NEXT YR 212


    TY 2011 OtherExpensesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 583 0   583


    TY 2011 OtherIncomeSchedule2
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEE REBATE 4,493 0  


    TY 2011 OtherIncreasesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Amount
    MUTUAL FUNDS TAX EFFECTIVE DATE BEFORE TYE 4,656
    ROC ADJUSTMENTS 6,685
    CAPITAL LOSS POSTING NEXT YR EFFECTIVE CURRENT YEAR 4,349
    CAPITAL GAIN POSTING CURRENT YEAR EFFECTIVE PRIOR YEAR 685
    MUTUAL FUND FACTORING 193


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 4,406 4,406    


    TY 2011 TaxesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,358 1,358   0
    FEDERAL TAX PAYMENT - PRIOR YE 4,967 0   0
    FEDERAL ESTIMATES - PRINCIPAL 6,136 0   0
    FOREIGN TAXES ON QUALIFIED FOR 539 539   0
    FOREIGN TAXES ON NONQUALIFIED 135 135   0