TY 2012 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation
The Lisa McGraw Figure Skating Foundation Inc

% ROCKEFELLER & CO

Number and street (or P.O. box number if mail is not delivered to street address)C/O ROCKEFELLER CO30 ROCKEFELLER PLAZA Suite 5600Room/suite

City or town, state, and ZIP code
New York, NY10112

A Employer identification number

22-3473319

B Telephone number (see instructions)

(212) 549-5100

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$5,218,557J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	0
2	Check
3	Interest on savings and temporary cash investments	26,811		26,811
4	Dividends and interest from securities......	76,446		76,446
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		278,135
b	Gross sales price for all assets on line 6a 2,109,433
7	Capital gain net income (from Part IV, line 2)...			278,135
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	381,392		381,392
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		1,683	1,122	0	561
b	Accounting fees (attach schedule).......		11,400	7,600	0	3,800
c	Other professional fees (attach schedule)....		26,424	26,424
17	Interest...............
18	Taxes (attach schedule) (see instructions)		7,308	4,008
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		7,591	7,591
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	54,406		46,745	0	4,361
25	Contributions, gifts, grants paid........	192,500				192,500
26	Total expenses and disbursements. Add lines 24 and 25	246,906		46,745	0	196,861
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	134,486
b	Net investment income (if negative, enter -0-)			334,647
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	114,092	138,191	138,191
	3	Accounts receivable 12,814
		Less: allowance for doubtful accounts	5,266	12,814	12,814
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	377,903	364,788	369,270
	b	Investments—corporate stock (attach schedule)........	2,225,646	2,339,823	2,987,616
	c	Investments—corporate bonds (attach schedule)........	1,125,816	1,085,287	1,127,374
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	196,037	256,659	583,292
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	4,044,760	4,197,562	5,218,557
	17	Accounts payable and accrued expenses..........	0	0
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........	0	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	4,044,760	4,197,562
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds	0	0
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	4,044,760	4,197,562
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	4,044,760	4,197,562

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	4,044,760
2	Enter amount from Part I, line 27a.....................	2	134,486
3	Other increases not included in line 2 (itemize)	3	18,316
4	Add lines 1, 2, and 3..........................	4	4,197,562
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	4,197,562

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	30000 SH. 3M COMPANY 4.375% 08/15/13	P	2011-09-07	2012-01-05
b	15000 SH. 3M COMPANY1.375% 09/29/16	P	2012-01-05	2012-08-09
c	130 SH. ADVANCE AUTO PARTS, INC.	P	2012-08-28	2012-12-21
d	20 SH. ADVANCE AUTO PARTS, INC.	P	2012-08-29	2012-12-21
e	50 SH. ADVANCE AUTO PARTS, INC.	P	2012-08-29	2012-12-28
	120 SH. AFLAC, INC.	P	2012-08-21	2012-12-28
	20 SH. ALLSTATE CORPORATION	P	2011-07-01	2012-02-06
	25000 SH. AMERICAN EXPRESS 7% 03/19/2018	P	2012-01-06	2012-08-22
	80 SH. AMERICAN EXPRESS CO.	P	2012-02-07	2012-07-25
	100 SH. AMERICAN EXPRESS CO.	P	2012-02-07	2012-07-26
	60 SH. AMERICAN EXPRESS CO.	P	2012-02-06	2012-07-27
	50 SH. AMERICAN EXPRESS CO.	P	2012-02-07	2012-07-27
	260 SH. AMERICAN EXPRESS CO.	P	2012-02-06	2012-07-30
	90 SH. ARCOS DORADOS HOLDINGS, INC.	P	2012-12-26	2012-12-28
	15000 SH. BANK OF AMER 5.3% 03/15/17	P	2012-08-09	2012-12-13
	620 SH. BEST BUY CO., INC.	P	2012-04-18	2012-08-09
	100 SH. BEST BUY CO., INC.	P	2012-04-18	2012-08-09
	890 SH. BEST BUY CO., INC.	P	2012-04-19	2012-08-09
	50 SH. BEST BUY CO., INC.	P	2012-04-18	2012-08-10
	15000 SH. CAMPBELL SOUP 4.25% 04/15/21	P	2011-09-26	2012-07-12
	130 SH. CHINA MOBILE (HONG KONG) LTD	P	2012-08-21	2012-12-21
	70 SH. CHINA MOBILE (HONG KONG) LTD	P	2012-08-21	2012-12-28
	80 SH. CISCO SYSTEMS, INC.	P	2011-07-01	2012-01-24
	20 SH. CREE, INC.	P	2011-07-01	2012-05-25
	80 SH. DELPHI AUTOMOTIVE PLC	P	2012-11-02	2012-12-28
	30 SH. DOVER CORP.	P	2012-11-19	2012-12-28
	30 SH. FEDEX CORPORATION	P	2012-09-21	2012-12-28
	10000 SH. FFCB 4.875% 01/17/17	P	2011-06-01	2012-03-21
	15000 SH. FFCB 4.875% 01/17/17	P	2011-11-22	2012-03-21
	25000 SH. FNMA 5.375 % 06/12/17	P	2011-07-26	2012-01-05
	15000 SH. GENERAL DYNAMICS 5.25% 2/01/14	P	2011-08-01	2012-03-15
	20 SH. GOLDMAN SACHS GROUP	P	2012-10-16	2012-12-28
	30 SH. HERTZ GLOBAL HOLDINGS INC.	P	2011-07-01	2012-02-17
	310 SH. ING GROEP	P	2012-12-14	2012-12-31
	10 SH. INTERCONTINENTAL HOTELS GROUP	P	2011-07-01	2012-04-26
	2550 SH. INTESA SANPAOLO	P	2011-12-06	2012-04-24
	3010 SH. INTESA SANPAOLO	P	2011-12-07	2012-04-24
	4690 SH. INTESA SANPAOLO	P	2011-12-06	2012-04-26
	590 SH. INTESA SANPAOLO	P	2011-12-08	2012-04-26
	840 SH. INTESA SANPAOLO	P	2011-12-08	2012-04-27
	1430 SH. INTESA SANPAOLO	P	2011-12-09	2012-04-27
	1370 SH. INTESA SANPAOLO	P	2011-12-12	2012-04-27
	120 SH. J.P. MORGAN CHASE & CO.	P	2012-08-21	2012-12-28
	140 SH. JOHNSON MATTHEY PLC	P	2011-11-16	2012-07-17
	70 SH. JOHNSON MATTHEY PLC	P	2011-11-16	2012-07-18
	15000 SH. JPM CHASE 3.7% 01/20/2015	P	2011-07-08	2012-05-24
	25000 SH. MCDONALD'S CORP, 5.35% 3/1/18	P	2011-09-06	2012-03-06
	60 SH. MERCK & CO. INC.	P	2012-01-05	2012-12-28
	80 SH. MICROSOFT CORP.	P	2012-11-06	2012-12-28
	80 SH. MICROSOFT CORP.	P	2012-11-07	2012-12-28
	100 SH. MITSUI & CO., LTD.	P	2011-07-01	2012-04-19
	230 SH. MORGAN STANLEY	P	2011-08-09	2012-04-10
	240 SH. MORGAN STANLEY	P	2011-08-22	2012-04-10
	40 SH. OPHIR ENERGY PLC	P	2012-05-03	2012-12-31
	70 SH. ORACLE CORPORATION	P	2012-01-24	2012-12-28
	30000 SH. PEPSICO INC., 5.15% 05/15/2012	P	2011-10-19	2012-01-05
	15000 SH. PEPSICO INC.3% DUE 8/25/21	P	2012-01-05	2012-08-09
	40 SH. PFIZER INC.	P	2011-07-01	2012-01-05
	1550 SH. PICC PROP & CASUALTY CO. LTD.	P	2012-11-05	2012-12-31
	130 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-07-21	2012-06-08
	20 SH. REINSURANCE GROUP OF AMERICA,	P	2012-07-26	2012-12-28
	90 SH. ROYAL CARIBBEAN CRUISES LTD.	P	2012-02-17	2012-12-28
	70 SH. SBERBANK - SPONSORED ADR	P	2012-04-25	2012-12-31
	60 SH. SBERBANK - SPONSORED ADR	P	2012-04-27	2012-12-31
	20 SH. TIFFANY & CO.	P	2012-07-26	2012-12-28
	15000 SH. U.S. TREASURY INFL INDEX NOTES	P	2011-06-30	2012-01-15
	50 SH. UNITEDHEALTH GROUP INC.	P	2012-07-18	2012-12-28
	20000 SH. US TREAS INF IX 1.625% 1/15/15	P	2011-08-25	2012-04-25
	24000 SH. US TREAS INF IX 1.875% 7/15/13	P	2012-08-09	2012-12-28
	75000 SH. US TREAS INFL 0.625% 04/15/13	P	2012-01-05	2012-04-25
	25000 SH. US TREAS INFL 2.125% 01/15/19	P	2011-05-18	2012-04-25
	5000 SH. US TREAS INFL 2.125% 01/15/19	P	2012-09-17	2012-12-28
	75000 SH. US TREAS N/B 0.625% 04/30/13	P	2012-04-25	2012-08-09
	25000 SH. US TREAS N/B 1.75% 04/15/13	P	2011-08-23	2012-01-05
	50000 SH. US TREAS N/B 1.75% 04/15/13	P	2011-08-25	2012-01-05
	75000 SH. US TREAS N/B 1.75% 04/15/13	P	2011-08-25	2012-08-09
	30000 SH. US TREASURY 2.25% 01/31/15	P	2012-04-25	2012-09-17
	35000 SH. US TREASURY N/B 2.75% 2/15/19	P	2012-04-25	2012-09-17
	12000 SH. US TRES INFL 2.5% 07/15/2016	P	2012-12-11	2012-12-28
	50 SH. VIRGIN MEDIA INC.	P	2012-12-13	2012-12-28
	10000 SH. WALGREEN CO 5.25% 01/15/19	P	2011-06-30	2012-06-22
	15000 SH. WALGREEN CO 5.25% 01/15/19	P	2011-06-30	2012-06-25
	20 SH. ALEXION PHARMACEUTICALS, INC.	P	2009-10-16	2012-12-28
	480 SH. ALLSTATE CORPORATION	P	2010-04-28	2012-02-06
	370 SH. ALLSTATE CORPORATION	P	2010-04-27	2012-02-07
	55 SH. ALLSTATE CORPORATION	P	2010-04-28	2012-02-07
	30 SH. ANADARKO PETROLEUM CORPORATION	P	2009-10-16	2012-12-28
	10 SH. APACHE CORPORATION	P	2010-06-17	2012-12-28
	78 SH. APPLE INC.	P	2010-04-27	2012-09-11
	10 SH. APPLE INC.	P	2011-07-01	2012-09-11
	40 SH. APPLE INC.	P	2010-04-27	2012-12-26
	22 SH. APPLE INC.	P	2010-04-27	2012-12-27
	30 SH. APPLE INC.	P	2010-05-07	2012-12-27
	20 SH. BAKER HUGHES INCORPORATED	P	2010-06-14	2012-12-28
	20 SH. BAKER HUGHES INCORPORATED	P	2011-07-01	2012-12-28
	50 SH. BIOMARIN PHARMACEUTICAL INC.	P	2008-09-30	2012-07-17
	90 SH. BIOMARIN PHARMACEUTICAL INC.	P	2008-10-03	2012-07-17
	70 SH. BIOMARIN PHARMACEUTICAL INC.	P	2011-07-01	2012-07-17
	30 SH. BIOMARIN PHARMACEUTICAL INC.	P	2008-10-03	2012-12-28
	10000 SH. BOEING, 6.00% 3/15/2019	P	2011-07-14	2012-10-25
	30 SH. BOSKALIS WESTMINSTER - CVA	P	2007-05-15	2012-12-31
	40 SH. CAREFUSION CORPORATION	P	2010-11-04	2012-12-28
	30 SH. CAREFUSION CORPORATION	P	2011-07-01	2012-12-28
	440 SH. CENTRICA PLC	P	2011-05-10	2012-12-31
	130 SH. CENTRICA PLC	P	2011-07-01	2012-12-31
	30 SH. CHEVRON CORPORATION	P	2003-03-28	2012-12-28
	900 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-11-24	2012-12-10
	900 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-11-26	2012-12-10
	300 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2011-07-05	2012-12-10
	300 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-05	2012-12-10
	600 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-06	2012-12-10
	300 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-12	2012-12-10
	300 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-13	2012-12-10
	300 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-14	2012-12-10
	300 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-17	2012-12-10
	600 SH. CHINA AGRI-INDUSTRIES HOLD RTS	P	2010-05-04	2012-12-10
	1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS	P	2010-05-04	2012-12-31
	20 SH. CHINA MOBILE (HONG KONG) LTD	P	2011-12-20	2012-12-28
	6 SH. CHUNGHWA TELECOM LTD ADR	P	2010-07-07	2012-05-02
	24 SH. CHUNGHWA TELECOM LTD ADR	P	2010-07-08	2012-05-02
	28 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-23	2012-05-03
	24 SH. CHUNGHWA TELECOM LTD ADR	P	2010-07-01	2012-05-03
	18 SH. CHUNGHWA TELECOM LTD ADR	P	2010-07-07	2012-05-03
	70 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-23	2012-05-04
	60 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-23	2012-05-07
	10 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-22	2012-05-08
	34 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-23	2012-05-08
	96 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-26	2012-05-08
	160 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-22	2012-05-09
	38 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-22	2012-05-10
	32 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-20	2012-05-10
	88 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-20	2012-05-11
	42 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-21	2012-05-11
	118 SH. CHUNGHWA TELECOM LTD ADR	P	2010-04-21	2012-05-14
	2100 SH. CISCO SYSTEMS, INC.	P	2005-11-22	2012-01-24
	640 SH. COMCAST CORPORATION - CL A	P	2007-12-10	2012-12-13
	10 SH. COMCAST CORPORATION - CL A	P	2011-07-01	2012-12-13
	180 SH. COMCAST CORPORATION - CL A	P	2007-12-10	2012-12-21
	250 SH. COMCAST CORPORATION - CL A	P	2008-10-28	2012-12-21
	60 SH. COMCAST CORPORATION - CL A	P	2008-10-28	2012-12-28
	40 SH. COMERICA INCORPORATED	P	2010-03-16	2012-12-28
	30 SH. CONTINENTAL RESOURCES, INC.	P	2009-07-07	2012-12-28
	10 SH. COVIDIEN PLC	P	2008-11-25	2012-12-28
	30 SH. COVIDIEN PLC	P	2011-07-01	2012-12-28
	290 SH. CREE, INC.	P	2011-04-04	2012-05-25
	15000 SH. DIAGEO CAP PLC 5.750% 10/23/17	P	2011-07-21	2012-12-11
	30000 SH. DOW CHEMICAL CO 4.25% 11/15/20	P	2011-07-18	2012-10-04
	10 SH. FEDEX CORPORATION	P	2011-07-01	2012-12-28
	4500 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-13	2012-11-05
	70 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-11	2012-11-05
	300 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2011-07-05	2012-11-05
	1620 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-11	2012-11-06
	1980 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-11	2012-11-07
	1900 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-12	2012-12-21
	630 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-11	2012-12-21
	750 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-08	2012-12-21
	1160 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-08	2012-12-24
	1790 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2010-10-08	2012-12-27
	10 SH. GOOGLE INC - CLASS A	P	2007-11-05	2012-12-28
	340 SH. HERTZ GLOBAL HOLDINGS INC.	P	2010-04-14	2012-02-17
	330 SH. HERTZ GLOBAL HOLDINGS INC.	P	2010-04-15	2012-02-17
	570 SH. HERTZ GLOBAL HOLDINGS INC.	P	2010-04-12	2012-02-21
	850 SH. HERTZ GLOBAL HOLDINGS INC.	P	2010-04-13	2012-02-21
	30 SH. HERTZ GLOBAL HOLDINGS INC.	P	2010-04-14	2012-02-21
	40 SH. HEWLETT-PACKARD COMPANY	P	2011-02-23	2012-12-28
	50 SH. HEWLETT-PACKARD COMPANY	P	2011-02-24	2012-12-28
	40 SH. HONEYWELL INC.	P	2005-12-20	2012-12-28
	30000 SH. IBM CORP. SR UNSEC NTS, 4.75%	P	2011-07-26	2012-11-29
	110 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-12	2012-04-26
	430 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-08	2012-04-27
	90 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-12	2012-04-27
	490 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-08	2012-04-30
	270 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-08	2012-05-01
	20 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-11	2012-05-01
	310 SH. INTERCONTINENTAL HOTELS GROUP	P	2009-05-11	2012-05-02
	20 SH. INTERTEK GROUP PLC	P	2009-12-16	2012-05-23
	50 SH. INTERTEK GROUP PLC	P	2009-12-16	2012-05-24
	30 SH. INTERTEK GROUP PLC	P	2009-12-15	2012-05-25
	50 SH. INTERTEK GROUP PLC	P	2009-12-16	2012-05-25
	10 SH. INTERTEK GROUP PLC	P	2009-12-29	2012-05-25
	10 SH. INTERTEK GROUP PLC	P	2009-12-11	2012-05-29
	20 SH. INTERTEK GROUP PLC	P	2009-12-24	2012-05-29
	10 SH. INTERTEK GROUP PLC	P	2009-12-29	2012-05-29
	80 SH. INTERTEK GROUP PLC	P	2009-12-11	2012-05-30
	10 SH. INTERTEK GROUP PLC	P	2009-12-11	2012-05-31
	40 SH. INTERTEK GROUP PLC	P	2009-12-23	2012-05-31
	10 SH. INTERTEK GROUP PLC	P	2009-12-22	2012-06-06
	50 SH. INTERTEK GROUP PLC	P	2009-12-23	2012-06-06
	90 SH. INTERTEK GROUP PLC	P	2009-12-22	2012-11-08
	80 SH. INTERTEK GROUP PLC	P	2009-12-17	2012-11-09
	90 SH. INTERTEK GROUP PLC	P	2009-12-17	2012-11-12
	20 SH. INTERTEK GROUP PLC	P	2009-12-17	2012-11-13
	120 SH. INTERTEK GROUP PLC	P	2009-12-21	2012-11-13
	150 SH. INTERTEK GROUP PLC	P	2009-12-18	2012-11-14
	20 SH. INTERTEK GROUP PLC	P	2009-12-21	2012-11-14
	90 SH. INTERTEK GROUP PLC	P	2009-12-18	2012-11-15
	30 SH. INTERTEK GROUP PLC	P	2009-12-18	2012-11-16
	10000 SH. J&J 5.15% DUE 07/15/2018	P	2011-11-22	2012-12-11
	30 SH. JOHNSON MATTHEY PLC	P	2006-11-03	2012-07-18
	40 SH. JOHNSON MATTHEY PLC	P	2006-10-31	2012-07-19
	20 SH. JOHNSON MATTHEY PLC	P	2006-11-03	2012-07-19
	40 SH. JOHNSON MATTHEY PLC	P	2006-10-31	2012-07-20
	60 SH. JOHNSON MATTHEY PLC	P	2006-10-31	2012-07-23
	20 SH. JOHNSON MATTHEY PLC	P	2006-10-30	2012-07-24
	10 SH. JOHNSON MATTHEY PLC	P	2006-10-31	2012-07-24
	50 SH. JOHNSON MATTHEY PLC	P	2006-10-30	2012-07-25
	38.1818 SH. JOHNSON MATTHEY PLC	P	2006-10-30	2012-12-31
	21.8182 SH. JOHNSON MATTHEY PLC	P	2008-09-25	2012-12-31
	70 SH. MICROSOFT CORP.	P	2007-08-07	2012-12-28
	1200 SH. MITSUI & CO., LTD.	P	2011-03-16	2012-04-19
	500 SH. MITSUI & CO., LTD.	P	2011-03-17	2012-04-19
	430 SH. MORGAN STANLEY	P	2009-08-07	2012-04-05
	340 SH. MORGAN STANLEY	P	2009-08-07	2012-04-09
	70 SH. MORGAN STANLEY	P	2009-08-07	2012-04-10
	70 SH. MSCI INC.	P	2010-12-08	2012-12-28
	10 SH. MSCI INC.	P	2011-07-01	2012-12-28
	60 SH. NETAPP, INC.	P	2011-09-08	2012-12-28
	490 SH. NGK INSULATORS LTD.	P	2011-03-17	2012-11-02
	20 SH. NGK INSULATORS LTD.	P	2011-03-16	2012-11-05
	510 SH. NGK INSULATORS LTD.	P	2011-03-17	2012-11-05
	540 SH. NGK INSULATORS LTD.	P	2011-03-16	2012-11-07
	280 SH. NGK INSULATORS LTD.	P	2011-03-16	2012-11-14
	160 SH. NGK INSULATORS LTD.	P	2011-03-16	2012-11-16
	50 SH. NOVARTIS AG - ADR	P	2011-07-01	2012-12-28
	270 SH. NYSE EURONEXT	P	2009-12-23	2012-11-08
	10 SH. NYSE EURONEXT	P	2011-07-01	2012-11-08
	180 SH. NYSE EURONEXT	P	2009-12-18	2012-12-13
	330 SH. NYSE EURONEXT	P	2009-12-22	2012-12-13
	130 SH. NYSE EURONEXT	P	2009-12-23	2012-12-13
	10 SH. OCEANEERING INTERNATIONAL, INC	P	2011-07-01	2012-12-28
	100 SH. OGX PETROLEO E GAS PARTICIPAOE	P	2009-10-16	2012-06-18
	300 SH. OGX PETROLEO E GAS PARTICIPAOE	P	2009-12-29	2012-06-18
	500 SH. OGX PETROLEO E GAS PARTICIPAOE	P	2009-12-30	2012-06-18
	1000 SH. OGX PETROLEO E GAS PARTICIPAOE	P	2009-10-16	2012-06-19
	20 SH. PEPSICO, INC	P	2008-12-17	2012-12-28
	10 SH. PEPSICO, INC	P	2011-07-01	2012-12-28
	1420 SH. PFIZER INC.	P	2010-10-29	2012-01-05
	220 SH. PFIZER INC.	P	2010-11-01	2012-01-05
	550 SH. PFIZER INC.	P	2010-11-02	2012-01-05
	2 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-20	2012-08-23
	18 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-21	2012-08-23
	10 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-20	2012-09-11
	2 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-16	2012-09-13
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-20	2012-09-13
	10 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-16	2012-09-14
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-16	2012-09-17
	12 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-17	2012-09-17
	10 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-17	2012-09-19
	2 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-14	2012-09-20
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-17	2012-09-20
	2 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-10	2012-09-21
	10 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-13	2012-09-21
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-14	2012-09-21
	2 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-09	2012-09-25
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-10	2012-09-25
	20 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-09	2012-09-27
	12 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-03	2012-10-01
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-09	2012-10-01
	10 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-03	2012-10-04
	8 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-03	2012-10-31
	10 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-07	2012-10-31
	20 SH. PHILIPPINE LONG DIST TELE CO	P	2010-09-08	2012-10-31
	120 SH. PRUDENTIAL PLC	P	2011-11-08	2012-12-31
	30 SH. QUALCOMM INC.	P	2010-02-09	2012-12-28
	10 SH. QUALCOMM INC.	P	2011-07-01	2012-12-28
	140 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-03-09	2012-06-08
	30 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-07-21	2012-12-28
	90 SH. REGENERON PHARMACEUTICALS	P	2010-12-03	2012-04-12
	20 SH. REGENERON PHARMACEUTICALS	P	2010-12-02	2012-04-13
	10 SH. REGENERON PHARMACEUTICALS	P	2010-12-03	2012-04-13
	68 SH. REGENERON PHARMACEUTICALS	P	2010-12-02	2012-12-13
	10 SH. REGENERON PHARMACEUTICALS	P	2010-12-02	2012-12-28
	20 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2011-07-01	2012-12-28
	140 SH. SAFRAN SA	P	2011-11-30	2012-12-31
	90 SH. SANTOS LIMITED	P	2011-03-09	2012-12-31
	70 SH. THE MCGRAW-HILL COMPANIES, INC	P	1911-06-01	2012-12-28
	10 SH. THERMO FISHER SCIENTIFIC INC.	P	2010-08-26	2012-12-28
	20 SH. THERMO FISHER SCIENTIFIC INC.	P	2011-07-01	2012-12-28
	10 SH. TORONTO-DOMINION BANK	P	2011-07-01	2012-12-28
	30 SH. TULLOW OIL PLC	P	2009-10-16	2012-12-31
	25000 SH. US TREAS N/B 2.625% 11/15/20	P	2011-08-25	2012-08-29
	30000 SH. US TREASURY N/B 4.25% 11/15/17	P	2010-08-12	2012-03-21
	40000 SH. US TREASURY N/B 4.25% 11/15/17	P	2010-08-12	2012-09-17
	30 SH. VEDANTA RESOURCES PLC	P	2011-04-01	2012-12-31
	110 SH. VODAFONE GROUP PLC - SP ADR	P	2011-11-15	2012-12-28
	50000 SH. WA ST BAB 3.919% 08/01/18	P	2011-11-14	2012-12-28
	30 SH. WAL-MART STORES, INC.	P	2011-11-15	2012-12-28
	300 SH. WELLPOINT INC.	P	2009-07-20	2012-07-18
	130 SH. WELLPOINT INC.	P	2009-10-22	2012-07-18
	140 SH. WELLPOINT INC.	P	2010-11-04	2012-07-18
	20 SH. WELLPOINT INC.	P	2011-07-01	2012-07-18
	80 SH. WELLS FARGO COMPANY	P	2011-08-09	2012-12-28
	15000 SH. WELLS FARGO, 5.625% 12/11/17	P	2011-09-27	2012-12-20
	110 SH. WYNN MACAU, LIMITED	P	2010-10-11	2012-12-31
	200 SH. WYNN MACAU, LIMITED	P	2011-07-05	2012-12-31
	15 SH. YUM! BRANDS, INC.	P	2006-02-13	2012-06-18
	270 SH. YUM! BRANDS, INC.	P	2006-03-13	2012-06-18
	30 SH. YUM! BRANDS, INC.	P	2006-03-13	2012-12-28
	SECURITIES LITIGATION - MCKESSON HBOC, INC.	P	2000-01-01	2012-02-27
	SECURITIES LITIGATION - JUNIPER NETWORKS	P	2000-01-01	2012-03-02
	SECURITIES LITIGATION - VERITAX SOFTWARE CO.	P	2000-01-01	2012-11-20
	FOREIGN CURRENCY EXCHANGE

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	31,865	31,907	-42
b	15,295	15,145	150
c	9,142	9,382	-240
d	1,407	1,440	-33
e	3,563	3,600	-37
	6,303	5,605	698
	611	613	-2
	31,576	29,795	1,781
	4,490	4,179	311
	5,733	5,224	509
	3,474	3,103	371
	2,895	2,612	283
	15,178	13,445	1,733
	1,060	1,077	-17
	16,727	16,151	576
	12,146	13,700	-1,554
	1,909	2,210	-301
	16,986	19,677	-2,691
	962	1,105	-143
	17,147	16,497	650
	7,516	6,929	587
	4,096	3,731	365
	1,573	1,258	315
	520	688	-168
	3,038	2,679	359
	1,949	1,879	70
	2,729	2,535	194
	11,676	11,288	388
	17,514	17,538	-24
	30,240	29,077	1,163
	16,280	16,260	20
	2,527	2,467	60
	414	480	-66
	2,822	2,951	-129
	235	207	28
	3,587	4,569	-982
	4,234	5,576	-1,342
	7,011	8,404	-1,393
	882	1,039	-157
	1,265	1,479	-214
	2,153	2,396	-243
	2,063	2,246	-183
	5,228	4,633	595
	4,597	4,158	439
	2,352	2,079	273
	15,532	15,560	-28
	30,205	29,701	504
	2,448	2,324	124
	2,137	2,386	-249
	2,137	2,377	-240
	1,570	1,737	-167
	4,091	3,953	138
	4,269	3,868	401
	325	372	-47
	2,323	2,001	322
	30,498	30,516	-18
	15,789	15,380	409
	858	824	34
	2,099	2,111	-12
	7,181	7,450	-269
	1,063	1,134	-71
	3,006	2,782	224
	856	903	-47
	734	772	-38
	1,137	1,115	22
	19,120	18,999	121
	2,720	2,812	-92
	25,858	26,008	-150
	30,728	30,503	225
	82,307	81,609	698
	31,970	28,936	3,034
	6,552	6,527	25
	75,243	75,231	12
	25,496	25,492	4
	50,992	50,983	9
	75,800	75,790	10
	31,379	31,310	69
	38,687	38,061	626
	15,803	15,817	-14
	1,819	1,777	42
	11,427	11,083	344
	17,120	16,624	496
	1,865	460	1,405
	14,673	16,323	-1,650
	11,301	12,428	-1,127
	1,680	1,870	-190
	2,177	1,996	181
	774	970	-196
	51,922	20,478	31,444
	6,657	3,357	3,300
	20,573	10,502	10,071
	11,229	5,776	5,453
	15,313	7,092	8,221
	801	857	-56
	801	1,440	-639
	2,080	1,328	752
	3,745	2,315	1,430
	2,912	1,909	1,003
	1,460	772	688
	12,576	11,545	1,031
	1,332	1,048	284
	1,134	975	159
	851	820	31
	2,403	2,227	176
	710	684	26
	3,214	981	2,233
	64		64
	64		64
	21		21
	21		21
	43		43
	21		21
	21		21
	21		21
	21		21
	43		43
	559	1,334	-775
	1,170	946	224
	185	155	30
	739	620	119
	866	691	175
	743	594	149
	557	464	93
	2,170	1,727	443
	1,844	1,480	364
	307	245	62
	1,044	839	205
	2,949	2,366	583
	4,864	3,922	942
	1,148	932	216
	966	784	182
	2,663	2,156	507
	1,271	1,020	251
	3,560	2,867	693
	41,286	36,245	5,041
	23,743	11,800	11,943
	371	253	118
	6,694	3,319	3,375
	9,298	3,500	5,798
	2,210	840	1,370
	1,206	1,517	-311
	2,136	709	1,427
	566	370	196
	1,699	1,605	94
	7,536	13,261	-5,725
	18,157	16,955	1,202
	33,164	30,212	2,952
	910	949	-39
	16,712	4,054	12,658
	260	62	198
	1,114	679	435
	5,908	1,424	4,484
	7,291	1,741	5,550
	7,449	1,655	5,794
	2,470	554	1,916
	2,940	637	2,303
	4,474	985	3,489
	6,818	1,520	5,298
	7,049	7,173	-124
	4,695	4,138	557
	4,557	4,080	477
	7,779	6,749	1,030
	11,600	10,144	1,456
	409	365	44
	548	1,729	-1,181
	685	2,152	-1,467
	2,538	1,531	1,007
	30,000	30,000
	2,585	1,155	1,430
	10,309	4,369	5,940
	2,158	945	1,213
	11,719	4,979	6,740
	6,447	2,744	3,703
	478	196	282
	7,502	3,044	4,458
	791	400	391
	1,989	1,000	989
	1,200	599	601
	2,001	1,000	1,001
	400	199	201
	413	199	214
	827	398	429
	413	199	214
	3,263	1,589	1,674
	406	199	207
	1,624	786	838
	403	196	207
	2,016	983	1,033
	4,106	1,762	2,344
	3,624	1,554	2,070
	4,078	1,748	2,330
	908	389	519
	5,449	2,321	3,128
	6,758	2,871	3,887
	901	387	514
	4,019	1,722	2,297
	1,343	574	769
	12,195	11,749	446
	1,008	824	184
	1,376	1,098	278
	688	550	138
	1,378	1,098	280
	1,961	1,647	314
	655	542	113
	327	275	52
	1,581	1,355	226
	1,461	1,084	377
	835	618	217
	1,870	2,063	-193
	18,841	20,217	-1,376
	7,851	8,169	-318
	7,910	13,542	-5,632
	6,074	10,707	-4,633
	1,245	2,204	-959
	2,166	2,595	-429
	309	379	-70
	1,970	2,186	-216
	5,326	7,577	-2,251
	212	300	-88
	5,407	7,886	-2,479
	5,629	8,095	-2,466
	2,805	4,197	-1,392
	1,657	2,398	-741
	3,147	3,037	110
	6,336	6,962	-626
	235	343	-108
	4,160	4,551	-391
	7,627	8,429	-802
	3,005	3,352	-347
	527	404	123
	477	921	-444
	1,431	2,981	-1,550
	2,385	4,859	-2,474
	4,956	9,207	-4,251
	1,370	1,090	280
	685	700	-15
	30,454	24,874	5,580
	4,718	3,908	810
	11,796	9,609	2,187
	129	116	13
	1,157	1,054	103
	665	578	87
	134	114	20
	535	462	73
	691	571	120
	551	457	94
	826	682	144
	677	568	109
	134	113	21
	538	455	83
	134	112	22
	672	561	111
	537	451	86
	133	111	22
	532	448	84
	1,320	1,109	211
	791	658	133
	527	444	83
	660	548	112
	508	439	69
	636	545	91
	1,271	1,097	174
	1,671	1,247	424
	1,831	1,138	693
	610	566	44
	7,734	8,051	-317
	1,751	1,719	32
	11,012	2,687	8,325
	2,451	593	1,858
	1,225	299	926
	12,113	2,015	10,098
	1,701	296	1,405
	1,376	1,418	-42
	5,965	4,073	1,892
	1,026	1,348	-322
	3,761	1	3,760
	633	435	198
	1,266	1,289	-23
	835	846	-11
	613	614	-1
	27,513	25,845	1,668
	34,724	33,511	1,213
	47,055	44,300	2,755
	564	1,162	-598
	2,763	3,176	-413
	56,027	54,635	1,392
	2,042	1,725	317
	18,960	14,939	4,021
	8,216	5,983	2,233
	8,848	7,830	1,018
	1,264	1,585	-321
	2,729	1,933	796
	17,902	16,614	1,288
	296	226	70
	538	695	-157
	979	375	604
	17,616	6,574	11,042
	1,952	730	1,222
	38		38
	385		385
	78	0	78
	28		28

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-42
b			150
c			-240
d			-33
e			-37
			698
			-2
			1,781
			311
			509
			371
			283
			1,733
			-17
			576
			-1,554
			-301
			-2,691
			-143
			650
			587
			365
			315
			-168
			359
			70
			194
			388
			-24
			1,163
			20
			60
			-66
			-129
			28
			-982
			-1,342
			-1,393
			-157
			-214
			-243
			-183
			595
			439
			273
			-28
			504
			124
			-249
			-240
			-167
			138
			401
			-47
			322
			-18
			409
			34
			-12
			-269
			-71
			224
			-47
			-38
			22
			121
			-92
			-150
			225
			698
			3,034
			25
			12
			4
			9
			10
			69
			626
			-14
			42
			344
			496
			1,405
			-1,650
			-1,127
			-190
			181
			-196
			31,444
			3,300
			10,071
			5,453
			8,221
			-56
			-639
			752
			1,430
			1,003
			688
			1,031
			284
			159
			31
			176
			26
			2,233
			64
			64
			21
			21
			43
			21
			21
			21
			21
			43
			-775
			224
			30
			119
			175
			149
			93
			443
			364
			62
			205
			583
			942
			216
			182
			507
			251
			693
			5,041
			11,943
			118
			3,375
			5,798
			1,370
			-311
			1,427
			196
			94
			-5,725
			1,202
			2,952
			-39
			12,658
			198
			435
			4,484
			5,550
			5,794
			1,916
			2,303
			3,489
			5,298
			-124
			557
			477
			1,030
			1,456
			44
			-1,181
			-1,467
			1,007

			1,430
			5,940
			1,213
			6,740
			3,703
			282
			4,458
			391
			989
			601
			1,001
			201
			214
			429
			214
			1,674
			207
			838
			207
			1,033
			2,344
			2,070
			2,330
			519
			3,128
			3,887
			514
			2,297
			769
			446
			184
			278
			138
			280
			314
			113
			52
			226
			377
			217
			-193
			-1,376
			-318
			-5,632
			-4,633
			-959
			-429
			-70
			-216
			-2,251
			-88
			-2,479
			-2,466
			-1,392
			-741
			110
			-626
			-108
			-391
			-802
			-347
			123
			-444
			-1,550
			-2,474
			-4,251
			280
			-15
			5,580
			810
			2,187
			13
			103
			87
			20
			73
			120
			94
			144
			109
			21
			83
			22
			111
			86
			22
			84
			211
			133
			83
			112
			69
			91
			174
			424
			693
			44
			-317
			32
			8,325
			1,858
			926
			10,098
			1,405
			-42
			1,892
			-322
			3,760
			198
			-23
			-11
			-1
			1,668
			1,213
			2,755
			-598
			-413
			1,392
			317
			4,021
			2,233
			1,018
			-321
			796
			1,288
			70
			-157
			604
			11,042
			1,222
			38
			385
			78
			28

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	278,135
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	160,448	4,958,934	0.032355
2010	167,532	4,600,027	0.03642
2009	206,215	4,189,608	0.049221
2008	85,573	4,829,522	0.017719
2007	111,588	5,379,099	0.020745

2	Total of line 1, column (d) ......................	2	0.15646
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.031292
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	5,094,022
5	Multiply line 4 by line 3.......................	5	159,402
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	3,346
7	Add lines 5 and 6.........................	7	162,748
8	Enter qualifying distributions from Part XII, line 4..............	8	196,861
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	3,346
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	3,346
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	3,346
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	4,314
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	4,314
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	968
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax968	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

n/a

The books are in care of bullet

ROCKEFELLER & CO Telephone no. bullet

(212) 549-5100

Located at bullet

30 ROCKEFELLER PLAZA ROOM 5600NEW YORKNY ZIP+4 bullet

10112

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ELIZABETH M WEBSTER	PRESIDENT & TRUSTEE 0	0
C/O ROCKEFELLER CO NEW YORK,NY10112	PRESIDENT & TRUSTEE 0	0
CURTIS M WEBSTER	VP & TRUSTEE 0	0
2 CORNELIA STREET NEW YORK,NY10014	VP & TRUSTEE 0	0
PAUL WYLIE	TRUSTEE 0	0
9819 DEERBROOK LANE CHARLOTTE,NC28210	TRUSTEE 0	0
THEO M WEBSTER	TREASURER 0	0
62 STONE STREET NEW BRUNSWICK,NJ08901	TREASURER 0	0
SAMUEL W LAMBERT III	SECRETARY 0	0
115 NORTH ROAD PRINCETON,NJ08540	SECRETARY 0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	NONE
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

4,469,948

Average of monthly cash balances.......................

155,850

Fair market value of all other assets (see instructions)................

545,798

Total (add lines 1a, b, and c).........................

5,171,596

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

5,171,596

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

77,574

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

5,094,022

Minimum investment return. Enter 5% of line 5..................

254,701

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

254,701

Tax on investment income for 2012 from Part VI, line 5......

3,346

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

3,346

Distributable amount before adjustments. Subtract line 2c from line 1............

251,355

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

251,355

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

251,355

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

196,861

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

196,861

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

3,346

Adjusted qualifying distributions. Subtract line 5 from line 4..............

193,515

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2011	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7					251,355
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......				0
b Total for prior years:2010, 2009, 2008			0
3 Excess distributions carryover, if any, to 2012:
a From 2007.......
b From 2008.......
c From 2009.......
d From 2010.......
e From 2011.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2012 from Part
XII, line 4: $ 196,861
a Applied to 2011, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2012 distributable amount.....					196,861
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........					54,494
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2008....
b Excess from 2009....
c Excess from 2010....
d Excess from 2011....
e Excess from 2012....	0

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

ELIZABETH M WEBSTER

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ICE THEATER OF NEW YORK 59 CHELSEA PIERS 5911 NEW YORK,NY10011			GENERAL FUND	25,000
FIGURE SKATING IN HARLEM INC 361 WEST 125TH STREET NEW YORK,NY10027			GENERAL FUND	20,000
THE SKATERS' FUND INC 252 WILLIAM LIVINGSTON COURT PRINCETON,NJ08540			GENERAL FUND	25,000
US FIGURE SKATING 20 FIRST STREET COLORADO SPRINGS,CO80906			GENERAL FUND	35,000
THE NEXT ICE AGE POB 65127 BALTIMORE,MD21209			GENERAL FUND	15,000
NEW ENGLAND AMATEUR SKATING FOUNDATION P O BOX 6881 PROVIDENCE,RI02940			GENERAL FUND	60,000
BROOKLYN ICE 143 6TH AVENUE BROOKLYN,NY11217			GENERAL FUND	5,000
PRINCETON SKATING CLUB PO BOX 26 PRINCETON,NJ08542			GENERAL FUND	5,000
SUN VALLEY FIGURE SKATING CLUB POB 351 SUN VALLEY,ID83353			GENERAL FUND	2,500
Total ................................. 3a				192,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	26,811
4 Dividends and interest from securities....			14	76,446
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	278,135
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aOTHER PORTFOLIO INCOME THRU K-1			14
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				381,392

13Total. Add line 12, columns (b), (d), and (e)..................

13381,392

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
10000 BOEING, 6.00% DUE ON 03/	0	0
10000 E.I. DU PONT DE NEMOURS,	11,414	12,341
10000 JOHNSON & JOHNSON 5.15%	0	0
17000 BANK OF AMERICA CORP	15,981	15,756
40000 FANNIE MAE FNMA 5.375%	45,393	48,099
15000 CAMPBELL SOUP CO 4.25% D	0	0
15000 CATEPILLAR INC. 5.7% 8/1	16,842	17,401
15000 COMCAST CORP NOTES, 5.30	15,636	15,738
15000 DIAGEO CAP PLC 5.750% DU	0	0
15000 DUKE ENERGY INDIANA INC.	15,272	16,610
15000 GENERAL DYNAMICS CORP NO	0	0
15000 HONEYWELL INTERNATIONAL	16,470	17,839
15000 JP MORGAN CHASE 3.70% D	16,572	17,758
15000 ORACLE CORP 5.00% DUE 07	16,408	18,013
15000 VERIZON COMMUNICATIONS 6	17,594	18,957
15000 WELLS FARGO & COMPANY, 5	0	0
40000 FEDERAL FARM CREDIT BANK	44,353	46,851
20000 UNITED PARCEL SERVICE 5.	22,161	24,324
75000 FEDERAL HOME LOAN BANK	75,116	75,156
75000 FREDDIE MAC FHLMC 1.375%	75,653	76,008
25000 CSX CORP DEBENTURES 6.25	27,557	27,994
25000 GENERAL ELECTRIC CAP	29,301	29,688
25000 MCDONALD'S CORP 5.35% DU	0	0
25000 GOLDMAN SACHS GROUP	28,241	29,369
25000 NEW YORK ST DORM AUTH ST	27,211	29,898
25000 OHIO STATE BUILD AMERICA	26,616	30,654
50000 KENTUCKY ST PROPERTY & B	54,249	55,800
25000 PA ST BUILD AMERICA BOND	27,383	29,634
25000 WALGREEN CO. 5.25% DUE 0	0	0
25000 WAL-MART STORES INC. 5.8	29,062	30,626
30000 KEYCORP 5.1% DUE 3/24/21	32,732	34,950
30000 3M COMPANY 4.375% DUE 08	0	0
30000 BB&T CORPORATION 3.95% D	31,507	32,714
45000 LAS VEGAS VLY NV WATER	47,996	47,943
30000 DOW CHEMICAL COMPANY 4.2	0	0
30000 GENERAL MILLS INC 5.70%	33,674	35,253
30000 IBM CORP. SR. UNSEC NOTE	0	0
30000 PEPSICO INC. NOTES, 5.15	0	0
30000 TORONTO DOMINION BANK 2.	30,355	31,525
30000 MORGAN STANLEY 6% DUE 15	31,195	32,676
25000 NASSAU CNTY NY 1.976%	25,316	25,209
50000 NY NY TXBL 3.397% DUE 15	52,862	53,655
30000 NVR INC CORP 3.95%	30,972	31,088
25000 PNC FUND CORP 5.125%	27,872	29,733
30000 US BANKCORP 2.2% DUE 16	30,470	31,257
17000 WACHOVIA BANK NA 6% 2017	20,417	20,386
30000 YUM! BRANDS INC. 6.25%	35,434	36,471
50000 WASHINGTON ST BUILD AMER	0	0
65000 FANNIE MAE FNMA 5.375% D
65000 FEDERAL FARM CREDIT BANK
75000 FEDERAL HOME LOAN BANK F
75000 FREDDIE MAC FHLMC 1.375%

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ADVANCE AUTO PARTS, INC.	22,869	38,346
ARCOS DORADOS HOLDINGS, INC.	8,080	8,133
AFLAC, INC.	70,909	88,710
ALEXION PHARMACEUTICALS, INC.	6,103	25,310
ALLSTATE CORPORATION	0	0
DELPHI AUTOMOTIVE PLC	36,704	43,222
ANADARKO PETROLEUM CORPORATION	39,391	50,159
DOVER CORP.	28,804	30,884
APACHE CORPORATION	30,677	29,045
APPLE INC.	0	0
JP MORGAN CHASE & CO.	57,645	74,747
BAKER HUGHES INCORPORATED	29,379	28,593
MERCK & CO. INC.	38,347	40,531
BIOMARIN PHARMACEUTICAL INC.	10,544	22,632
MURATA MANUFACTURING CO LTD	34,474	35,043
BOSKALIS WESTMINSTER - CVA	20,247	29,495
CAREFUSION CORPORATION	33,382	46,585
CENTRICA PLC	50,161	67,566
CHEVRON CORPORATION	16,352	54,070
CHINA AGRI-INDUSTRIES HOLDINGS	18,769	8,399
PHARMACYCLICS INC.	6,724	9,245
CHINA MOBILE (HONG KONG) LIMIT	58,568	76,923
CHUNGHWA TELECOM LTD ADR	0	0
CISCO SYSTEMS, INC.	0	0
PICC PROPERTY & CASUALTY CO.	28,060	30,307
COMCAST CORPORATION - CL A	10,140	29,141
COMERICA INCORPORATED	23,946	19,418
SINGAPORE TELECOMMUNICATIONS	43,275	45,927
CONTINENTAL RESOURCES, INC.	12,261	38,215
COVIDIEN PLC	25,774	41,573
ROCHE HOLDKINGS AG	44,441	52,063
CREE, INC.	0	0
FEDEX CORPORATION	49,209	62,828
GALAXY ENTERTAINMENT GROUP LIM	0	0
GOLDMAN SACHS GROUP, INC.	23,698	28,829
GOOGLE INC - CLASS A	90,271	106,107
HERTZ GLOBAL HOLDINGS INC.	0	0
HEWLETT-PACKARD COMPANY	61,855	24,652
HONEYWELL INC.	35,672	59,662
ING GROEP NV	36,972	36,306
HYUNDAI MOTOR COMPANY LTD PFD	7,328	7,768
HYUNDAI MOTOR CO., LTD. - 2ND	36,109	33,190
ORACLE CORPORATION	32,581	37,985
INTERCONTINENTAL HOTELS GROUP	0	0
INTERTEK GROUP PLC	0	0
INTESA SANPAOLO	0	0
JOHNSON MATTHEY PLC	21,588	29,739
KOREA ELECTRIC POWER CORP.	50,910	56,885
LG ELECTRONICS INC. - PFD	13,236	6,860
MASTERCARD INC - CLASS A	14,942	42,741
MICROSOFT CORP.	74,754	77,992
MITSUI & CO., LTD.	0	0
MORGAN STANLEY	0	0
MSCI INC. - A	33,324	33,469
NETAPP, INC.	30,177	29,860
OPHIR ENERGY PLC	4,662	4,182
NGK INSULATORS LTD.	13,282	13,185
NOVARTIS AG - ADR	64,560	71,529
NYSE EURONEXT	0	0
OCEANEERING INTERNATIONAL, INC	11,376	21,516
OGX PETROLEO E GAS PARTICIPACO	0	0
PEPSICO, INC	42,592	55,428
PFIZER INC.	0	0
PHILIPPINE LONG DIST TELE CO	0	0
PRUDENTIAL PLC	25,207	35,312
QUALCOMM INC.	32,103	52,581
QUEST DIAGNOSTICS INCORPORATED	26,312	26,804
REGENERON PHARMACEUTICALS	4,801	27,713
REINSURANCE GROUP OF AMERICA	19,662	18,732
ROYAL DUTCH SHELL PLC-ADR A	41,898	51,575
SAFRAN SA	35,356	53,286
SAMSUNG ELECTRONICS CO., LTD P	43,706	58,096
SANTOS LIMITED	27,526	21,435
SBERBANK-SPONSORED ADR	22,220	23,124
SEMEN GRESIK (PERSERO) TBK	14,054	22,202
SMC CORPORATION	36,533	35,991
SMITHS GROUP PLC	30,373	34,383
TIFFANY & CO.	13,503	14,335
UNITEDHEALTH GROUP INC.	39,928	38,510
SVENSKA HANDELSBANKEN AB - A S	32,974	43,226
SWEDBANK AB	19,657	36,506
THE MCGRAW-HILL COMPANIES, INC	21	78,178
THERMO FISHER SCIENTIFIC INC.	27,284	40,181
TORONTO-DOMINION BANK	30,012	38,792
TULLOW OIL PLC	11,148	11,274
VEDANTA RESOURCES PLC	38,240	21,440
VODAFONE GROUP PLC - SP ADR	52,254	64,235
WAL-MART STORES, INC.	42,149	60,725
WELLPOINT INC.	0	0
WELLS FARGO COMPANY	28,000	57,422
WYNN MACAU, LIMITED	13,081	17,542
YUM! BRANDS, INC.	8,765	23,904
ROYAL CARIBBEAN CRUISES LTD.	46,248	52,700
VIRGIN MEDIA INC.	21,684	22,417

Description	Revenue and Expenses per Books	Net Investment Income
BANK CHARGES	89	89
PORTFOLIO DEDUCTIONS THRU K-1	7,472	7,472
FEES & LICENSES	30	30