Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
John C Bock Foundation
 

Number and street (or P.O. box number if mail is not delivered to street address)411 E Wisconsin Avenue Ste 1000   Room/suite
City or town, state, and ZIP code
Milwaukee, WI53202
A Employer identification number

26-6014448
B Telephone number (see instructions)

(414) 287-1235
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,158,809J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 170,500 170,500  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 159,912
b Gross sales price for all assets on line 6a 3,169,129
7 Capital gain net income (from Part IV, line 2)... 159,912
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 6,687    
12 Total. Add lines 1 through 11........ 337,099 330,412  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 65,000 6,500   58,500
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 15,647 1,565   14,082
b Accounting fees (attach schedule)....... Click to see attachment 8,182 818   7,364
c Other professional fees (attach schedule).... Click to see attachment 39,727 39,727    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 7,486 1,379    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,533 354   3,179
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 139,575 50,343   83,125
25 Contributions, gifts, grants paid........ 145,360 145,360
26 Total expenses and disbursements. Add lines 24 and 25 284,935 50,343   228,485
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 52,164
b Net investment income (if negative, enter -0-) 280,069
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 91,100 304,325 304,325
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 4,374 3,533 2,516
b Investments—corporate stock (attach schedule)........ 3,271,209 Click to see attachment2,986,254 3,529,295
c Investments—corporate bonds (attach schedule)........ 535,005 Click to see attachment439,073 460,763
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,545,012 Click to see attachment1,765,724 1,857,581
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment4,383 Click to see attachment4,329 Click to see attachment4,329
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,451,083 5,503,238 6,158,809
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 5,451,083 5,503,238
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,451,083 5,503,238
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 5,451,083 5,503,238
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,451,083
2 Enter amount from Part I, line 27a..................... 2 52,164
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 5,503,247
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 9
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 5,503,238
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publically traded securities      
b Wash sales disallowed      
c Capital gain distributions      
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,157,518   3,009,217 148,301
b 3,131     3,131
c 8,480     8,480
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       148,301
b       3,131
c       8,480
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 159,912
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 238,326 6,122,934 000.038923
2010 267,809 5,462,494 000.049027
2009 235,669 4,835,930 000.048733
2008 358,125 5,488,124 000.065255
2007 199,000 6,155,585 000.032328
2 Total of line 1, column (d) ...................... 2 000.234266
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.046853
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 6,132,040
5 Multiply line 4 by line 3....................... 5 287,304
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,801
7 Add lines 5 and 6......................... 7 290,105
8 Enter qualifying distributions from Part XII, line 4.............. 8 228,485
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,601
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 5,601
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,601
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 6,100
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 6100 7 6,100
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 499
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet499 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWI
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.bockfoundation.org
    14
    The books are in care ofbulletvon Briesen & Roper sc Telephone no.bullet (414) 287-1278
    Located atbullet411 E Wisconsin Avenue Ste 1000MilwaukeeWI ZIP+4bullet53202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Luke Seggelink Trustee
    002.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    Jeremy C Shea Trustee
    001.00     		13,000    
    One S Pinckney St Ste 600
    Madison,WI53703
    Albert Goldstein Trustee
    001.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    Sharon L Bock Trustee
    001.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    Carl J Bock Trustee
    001.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 N/A 0
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,976,863
    b
    Average of monthly cash balances.......................
    1b
    248,558
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,225,421
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    6,225,421
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) Click to see attachment.............................
    4
    93,381
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,132,040
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    306,602
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    306,602
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    5,601
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,601
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    301,001
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    301,001
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    301,001
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    228,485
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    228,485
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    228,485
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 301,001
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010....... 100,823
    e From 2011.......  
    fTotal of lines 3a through e......... 100,823
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 228,485
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 228,485
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012. 72,516 72,516
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 28,307
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		28,307
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010.... 28,307
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    Sally C Merrell Esq
    411 E Wisconsin Ave Ste 1000
    Milwaukee,WI53202
    (414) 276-1122
    bThe form in which applications should be submitted and information and materials they should include:
    See website located at www.bockfoundation.org
    cAny submission deadlines:
    May 31st
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    See mission statement at the website
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Aldo Leopold Nature Center
    300 Fermite Drive
    Monona,WI53716     		None Public Charitable 5,000
    Community GroundWorks
    3601 Memorial Dr Ste 4
    Madison,WI53704     		None Public Charitable 2,000
    Bayfield Regional Conservancy
    PO Box 410
    Bayfield,WI54814     		None Public Charitable 8,000
    Environmental Law & Policy Center
    35 E Wacker Dr Suite 1300
    Chicago,IL60601     		None Public Charitable 15,000
    Friends of Boerner Botanical Gardens
    9400 Boerner Drive Ste 1
    Hales Corners,WI53130     		None Public Charitable 5,000
    Friends of Pheasant Branch Cons
    PO Box 628242
    Middleton,WI53562     		None Public Charitable 15,000
    Gathering Waters Conservancy
    211 South Paterson Street Ste 2
    Madison,WI53703     		None Public Charitable 10,000
    Northeast WIsconsin Land Trust
    14 Tri-Park Way
    Appleton,WI54914     		None Public Charitable 10,000
    Northland College
    1411 Ellis Avenue
    Ashland,WI54806     		None Public Charitable 15,000
    Northwoods Land Trust
    PO Box 321
    Eagle River,WI54521     		None Public Charitable 21,860
    Audubon's Corkscrew Swamp Sanctuary
    375 Sanctuary Road W
    Naples,FL34120     		None Public Charitable 5,000
    Driftless Area Land Conservancy
    338 North Iowa Street
    Dodgeville,WI53533     		None Public Charitable 10,000
    Jefferson County Parks Dept
    320 S Main St Rm 204
    Jefferson,WI53549     		None Public Charitable 5,000
    Ozaukee Washington Land Trust
    PO Box 917
    West Bend,WI53095     		None Public Charitable 1,000
    River Revitalization Foundation
    1845 N Farwell Ave Ste 100
    Milwaukee,WI53202     		None Public Charitable 2,500
    Urban Ecology Center
    1500 E Park Place
    Milwaukee,WI53211     		None Public Charitable 5,000
    West Wisconsin Land Trust
    500 E Main Street Ste 307
    Menomonie,WI54751     		None Public Charitable 5,000
    Wisconsin League of Conservation Voters Institute
    133 S Butler St Ste 320
    Madison,WI53703     		None Public Charitable 5,000
    Total .................................bullet 3a 145,360
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14    
    4 Dividends and interest from securities....     14 170,500  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 159,912  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aBaird non-dividend distributions     14 6,687  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   337,099  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13337,099
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    N/A N/A
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID: 12000057
    Software Version: 12.13.328.3
    Part VI Line 7 - Tax Paid Original Return: 6100


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    von Briesen Roper, s.c.--tax preparation 8,182 818   7,364

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Publically traded securities         3,157,518 3,009,217     148,301  
    Wash sales disallowed         3,131       3,131  
    Capital gain distributions         8,480       8,480  

    TY 2012 GeneralExplanationAttachment
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Identifier Return Reference Explanation
        The Foundation paid the sum of 65,000 in Trustees fees to the Trustees. These fees relate to the management of the investments and grants paid to qualifying charitable organizations. It is believed that the fees were necessary for the exempt purpose of the Foundation and were reasonable in amount for the services rendered. Accordingly, the payment of the fees is an excepted transaction within the meaning of IRC Sec. 4941D2E and Treas. Reg. Sec. 53.4941D-3C.

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Amer Internatl Grp Glbl Sr Nt 4.25 2013-05-15 4,847 5,061
    Duke Realty Ltd Pship Sr 6.25 2013-05-15 19,893 20,398
    United Dom Rlty Tr Med Term 6.05 2013-06-01 9,904 10,210
    Alcoa Nt 6.00 2013-07-15 19,975 20,530
    Genworth Fin Nt 5.75 2014-06-15 14,873 15,766
    Citigrp Sub Nt 5.00 2014-09-15 9,748 10,521
    Bank America Nt 4.75 2015-08-01 14,743 16,187
    Bank America Nt 5.35 2015-09-15 10,000 10,706
    Prologis Nt 5.63 2015-11-15 9,627 11,034
    Home Depot Sr Nt 5.40 2016-03-01 14,867 17,136
    Horace Mann Educators Corp Sr Nt 6.85 2016-04-15 14,973 16,368
    Goldman Sachs Grp Med Term 6.00 2016-05-15 10,000 11,178
    Brandywine Op Pship LP Guar Nt 5.70 2017-05-01 9,878 11,325
    Unitrin Inc Sr Nt 6.00 2017-05-15 14,910 16,433
    AMB Prop Gtd Nt 4.00 2018-01-15 12,587 13,813
    Amerenen Gen Co Sr Nt 7.00 2018-04-15 28,037 21,750
    Dow Chem Sr Nt 5.70 2018-05-15 9,852 11,894
    Genworth Fin Sr Nt 6.52 2018-05-22 9,983 10,717
    Alcoa Inc Nt 6.75 2018-07-15 9,647 11,425
    Hartford Fin Serv Sr Nt 6.00 2019-01-15 9,281 11,668
    Gen El Cap Internts 5.50 2019-07-15 16,000 16,005
    Bk of America Internts 5.30 2020-05-15 10,016 10,582
    Gen El Cap Internts 5.00 2021-10-15 9,977 9,949
    Tenneco Packaging Deb 7.95 2025-12-15 16,276 16,400
    Countrywide Financial 6.25 2016-05-15 9,235 10,978
    Bank of America 5.75 2016-08-15 9,513 10,935
    Compass Bk Birmingham 5.50 2020-04-01 25,029 24,834
    Partner RE Finance 5.50 2020-06-01 10,099 11,253
    Goldman Sachs Grp Med Term Note 4.00 2025-01-29 10,080 9,888
    Citigrp Funding Inc Med Term Sr Nt 4.25 2025-11-16 10,085 10,173
    Bank of Amer Internts 5.25 1930-06-15 9,910 9,908
    Jefferies Group Sr Note 5.13 2018-04-13 9,800 10,525
    Citigroup Funding Inc 4.25 2025-09-15 10,181 10,176
    Goldman Sachs Grp Med Term 4.00 2027-09-21 10,090 9,999
    US West Communications Deb 6.88 1933-09-15 15,157 15,038

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1000 shares of Duke Realty Corp Repstg 1/10th Pfd 17,136 25,010
    1600 shares of Arrow Elec 1288 40,314 60,928
    3000 shares of Cisco Sys 1288 65,502 58,948
    3350 shares of General Elec Co 1288 65,186 70,317
    1400 shares of Hanesbrands Inc 1288 38,857 55,521
    1375 shares of Intel Corp 1288 23,910 28,353
    4650 shares of Interpublic Grp 1288 26,825 51,243
    3050 shares of Johnson Controls 1288 94,369 93,544
    900 shares of Alleghency Technologies 1288 26,799 27,324
    1850 shares of Baker Hughes 1288 82,764 75,568
    1225 shares of Finish Line Cl A 1288 24,642 23,189
    1875 shares of MetLife Inc 1288 59,021 61,763
    3075 shares of Owens Ill Inc 1288 80,610 65,405
    1175 shares of Sysco 1288 33,588 37,201
    450 shares of Range Resources 1288 16,830 28,274
    4650 shares of Sealed Air Corp 90,842 81,422
    1141 shares of Time Warner 1288 36,515 54,574
    1125 shares of Wells Fargo Co 1288 29,367 38,453
    1125 shares of Willis Group Hldgs Pub Ltd Co 1288 39,658 37,721
    615 shares of Abaxis 1294 15,622 22,817
    1050 shares of Beacon Roofing Supply 1294 16,670 34,944
    967 shares of Bio Reference Labs 1294 15,642 27,685
    483 shares of Cabot Microelectronics 1294 15,276 17,151
    451 shares of Cass Info Sys 1294 13,347 19,032
    1048 shares of Cepheid Inc 1294 9,686 35,485
    810 shares of Cheesecake Factory 1294 19,171 26,495
    575 shares of Chemed 1294 25,599 39,439
    373 shares of Concur Tech 1294 11,466 25,185
    382 shares of Constant Contact 1294 8,895 5,428
    365 shares of Costar Group 1294 22,204 32,620
    990 shares of Dealertrack Holdings 1294 20,826 28,433
    1588 shares of Digi Internatl 1294 19,256 15,038
    402 shares of Echo Global Logistics 1294 11,222 15,885
    380 shares of Faro Tech 1294 13,365 13,558
    265 shares of Forrester Research 1294 6,666 7,102
    390 shares of Forward Air 1294 11,805 13,654
    951 shares of Gentex 1294 14,170 17,926
    767 shares of Grand Canyon Education 1294 29,530 35,111
    800 shares of Greenway Med 1294 15,045 12,288
    1565 shares of Innerworkings 1294 15,452 21,566
    545 shares of IPC The Hospitalist Co 1294 13,149 21,642
    2260 shares of LKQ Corp 1294 12,541 47,686
    505 shares of Luminex 1294 12,023 8,483
    659 shares of Maximus 1294 9,347 41,662
    425 shares of Mednax 1294 14,243 33,796
    1080 shares of Mobile Mini 1294 19,131 22,517
    1375 shares of National Instru 1294 23,867 35,489
    649 shares of Neogen Corp 1294 5,311 29,413
    358 shares of Portfolio Recovery Assoc 1294 14,440 38,256
    565 shares of Power Integrations 1294 10,202 18,990
    1214 shares of Ritchie Brothers Auctioneers 1294 26,571 25,360
    2028 shares of Rollins 1294 19,184 44,697
    1255 shares of Semtech Corp 1294 20,316 36,332
    397 shares of Stratasys 1294 28,985 31,820
    370 shares of Techne Corp 1294 16,289 25,286
    870 shares of Maxwell Tech 1294 14,875 7,221
    610 shares of Ultimate Software Grp 1294 12,484 57,590
    710 shares of United Natural Foods 1294 17,596 38,049
    395 shares of 3d Systems Corp 1294 11,379 21,073
    600 shares of Verint Systems 1294 19,237 17,616
    6950 shares of Bank of America 1288 74,460 80,690
    5500 shares of Modine Manufacturing 1288 53,937 44,715
    2500 shares of Patterson Uti En 1288 48,136 46,575
    388 shares of Athenahealth 1294 20,197 28,437
    869 shares of Ebix Inc 1294 17,975 14,008
    683 shares of Financial Engines 1294 16,033 18,946
    431 shares of Fresh Market 1294 16,568 20,727
    452 shares of Pegasystems 1294 21,010 10,251
    657 shares of SPS Commerce 1294 11,494 24,486
    1011 shares of Sciquest 1294 15,487 16,034
    775 shares of Agilent Tech 1291 30,271 31,729
    422 shares of Accenture PLC 1291 28,799 28,063
    715 shares of Adobe Systems 1291 26,440 26,941
    334 shares of Allergan 1291 31,310 30,638
    413 shares of American Tower 1291 29,602 31,913
    65 shares of Apple Inc 1291 25,799 34,591
    903 shares of BBT 1291 30,100 26,286
    479 shares of Bed Bath Beyond 1291 30,149 26,781
    508 shares of Capital One Finan 1291 29,535 29,428
    333 shares of Canadian National Railway Co 1291 29,803 30,306
    389 shares of Citrix Sys 1291 24,676 25,526
    535 shares of Coach 1291 29,568 29,698
    777 shares of Coca-Cola 1291 29,878 28,166
    276 shares of Colgate-Palmolive 1291 29,824 28,853
    826 shares of Comcast Corp 1291 30,120 30,859
    282 shares of Cummins 1291 27,848 30,555
    634 shares of Dollar Tree 1291 30,527 25,715
    1151 shares of EMC Corp 1291 31,256 29,120
    652 shares of EBay 1291 24,846 33,251
    473 shares of Estee Lauder 1291 29,673 28,314
    337 shares of Exxon Mobil 1291 31,167 29,167
    41 shares of Google Inc Cl A 1291 20,964 29,003
    143 shares of International Business Machines 1291 29,907 27,392
    59 shares of Intuitive Surgical 1291 29,751 28,932
    436 shares of Johnson Johnson 1291 29,799 30,564
    268 shares of Kraft Foods Grp 1291 9,661 12,186
    842 shares of Microsoft 1291 24,786 22,490
    680 shares of Mondelez International 1291 14,176 17,308
    341 shares of Monsanto Co 1291 24,655 32,276
    373 shares of National Oilwell 1291 30,163 25,495
    271 shares of Perrigo Co 1291 27,981 28,192
    296 shares of Praxair 1291 31,365 32,397
    183 shares of Precision Castparts 1291 29,927 34,664
    509 shares of Qualcomm 1291 31,664 31,487
    270 shares of Roper Industries 1291 29,774 30,100
    404 shares of Schlumberger 1291 23,285 27,997
    662 shares of TJX Co 1291 29,930 28,102
    449 shares of Travelers Co 1291 31,051 32,247
    423 shares of United Parcel Serv 1291 23,705 31,188
    398 shares of United Tech 1291 31,337 32,640
    194 shares of VF Corp 1291 31,065 29,288

    TY 2012 InvestmentsOtherSchedule2
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Col Fds Series Master Internal Eq   104,055 102,548
    Franklin Global Tr Glbl Real Est Fd   10,300 16,453
    Mut Ser Fd Glbl Disc Fd   120,697 126,467
    Templeton Glbl Smaller Cos Fd   51,001 60,630
    Putnam Div Inc SBI A   145,942 137,039
    Franklin Inc Fd A   380,589 432,767
    DWS Port Fltg Rate Plus   135,246 134,201
    Franklin Strategic Inc Fd A   75,505 81,013
    Loomis Sayles Fds II Strategic Inc Fd   165,583 168,681
    Natixis Fds Tr II Loomis Sayles Abs Strat   15,790 15,411
    Oppenheimer Intl Div Cl A   192,567 208,388
    AIM Invesco Bal Risk Allocation C   69,154 68,325
    Nuveen Pfd Incm Oppty   41,897 48,550
    Pimco All Asset Cl A   161,000 161,045
    Pimco Income Cl A   51,398 51,764
    Victory Fund for Income Cl C   45,000 44,299

    TY 2012 LegalFeesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    von Briesen Roper, s.c. 15,647 1,565   14,082


    TY 2012 OtherAssetsSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Receivable--dividends reportable current year received next year 4,390 4,329 4,329
    Rounding -7    


    TY 2012 OtherDecreasesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Description Amount
    Rounding 9


    TY 2012 OtherExpensesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Association of Small Foundations--membership 695 70   625
    it Interactive LLC--web hosting 495 50   445
    Miscellaneous expenses 2,343 234   2,109


    TY 2012 OtherIncomeSchedule2
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Baird--non-dividend distributions 6,687    


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Robert W. Baird--Investment management 39,727 39,727    


    TY 2012 TaxesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:12000057
    Software Version:12.13.328.3
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Form 990, 2011 tax due 7      
    Form 990, 2012 estimated tax payment 6,100      
    Foreign taxes on dividends 1,379 1,379