Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
DAVID D & MARY F GRUMHAUS FUND
 

Number and street (or P.O. box number if mail is not delivered to street address)222 E WISCONSIN STE 209   Room/suite
City or town, state, and ZIP code
LAKE FOREST, IL60045
A Employer identification number

36-3225807
B Telephone number (see instructions)

(847) 234-4475
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,661,166J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 66 66  
4 Dividends and interest from securities...... 38,301 38,301  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 25,456
b Gross sales price for all assets on line 6a 363,428
7 Capital gain net income (from Part IV, line 2)... 25,456
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 150    
12 Total. Add lines 1 through 11........ 63,973 63,823  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,920      
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,907      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 6,113 6,113    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,940 6,113   0
25 Contributions, gifts, grants paid........ 76,125 76,125
26 Total expenses and disbursements. Add lines 24 and 25 86,065 6,113   76,125
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -22,092
b Net investment income (if negative, enter -0-) 57,710
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 257,112 218,082 218,082
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,051,059 Click to see attachment1,064,791 1,443,084
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,308,171 1,282,873 1,661,166
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment8,628 Click to see attachment5,422
23 Total liabilities (add lines 17 through 22).......... 8,628 5,422
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 1,299,543 1,277,451
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,299,543 1,277,451
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,308,171 1,282,873
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,299,543
2 Enter amount from Part I, line 27a..................... 2 -22,092
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,277,451
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,277,451
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 500 CHESAPEAKE ENERGY CORP P 2011-06-28 2001-05-12
b 200 ABBOTT LABORATORIES P 2009-08-24 2012-02-17
c 250 PHILLIPS 66 P 2010-02-03 2012-05-23
d 200 DOW CHEMICAL CO P 2011-09-07 2012-01-20
e 200 ABBOTT LABORATORIES P 2009-08-24 2012-05-18
500 VERIZON COMMUNICATIONS P 2010-01-08 2012-07-05
800 MICRON TECH INC P 2011-01-27 2012-01-20
500 AT&T INC P 2010-01-15 2012-09-21
VARIOUS OPTION TRANSACTIONS P 2012-12-31 2012-12-31
700 NYSE EURONEXT P 2012-03-26 2012-12-21
500 AT&T INC P 2010-01-15 2012-10-04
200 TARGET CORPORATION P 2012-01-05 2012-07-20
300 BANK OF AMERICA INC P 2007-02-21 2012-12-21
100 TARGET CORPORATION P 2012-01-05 2012-08-10
500 CONOCOPHILLIPS P 2010-02-03 2012-08-17
500 GENERAL ELECTRIC CO P 2011-07-27 2012-09-19
500 GENERAL ELECTRIC CO P 2005-02-09 2012-08-17
400 HERCULES OFFSHORE CORP P 2011-04-01 2012-09-21
200GENERAL ELECTRIC CO P 2005-02-09 2012-09-19
1,000 HERCULES OFFSHORE CORP P 2011-04-01 2012-12-21
300 GENERAL ELECTRIC CO P 2007-02-21 2012-09-19
700 HOSPITALITY PPTYS TR P 2011-02-25 2012-03-16
500 HITTITE MICROWAVE CORP P 2009-08-10 2012-12-21
200 MASCO CORP P 2011-02-01 2012-10-19
600 INTEL CORP P 2010-04-19 2012-02-02
400 MASCO CORP P 2011-02-01 2012-12-21
300 MANITEX INTL INC P 2007-02-21 2012-04-16
400 MASCO CORP P 2011-02-01 2012-12-21
300 MERCK & CO P 2010-01-26 2012-09-12
0.210 SOUTHERN COPPER CORP P 2011-02-24 2012-02-28
100 MERCK & CO P 2010-01-26 2012-10-19
100 SOUTHERN COPPER CORP P 2011-02-24 2012-11-05
500 NEW YORK COMMUNITY BANCORP P 2009-11-13 2012-10-19
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 8,552   14,213 -5,661
b 11,276   9,216 2,060
c 7,762   5,723 2,039
d 5,912   5,396 516
e 11,690   9,216 2,474
20,655   14,803 5,852
6,160   8,474 -2,314
18,730   12,900 5,830
37,836   30,581 7,255
19,293   21,204 -1,911
18,420   12,900 5,520
11,620   9,716 1,904
3,075   16,125 -13,050
6,094   4,858 1,236
27,914   19,259 8,655
10,640   18,003 -7,363
10,610   18,045 -7,435
1,660   2,750 -1,090
4,256   3,615 641
5,350   6,876 -1,526
6,384   5,423 961
17,695   16,319 1,376
30,649   16,808 13,841
2,880   2,766 114
15,432   14,364 1,068
6,384   5,532 852
2,754   1,995 759
6,580   5,532 1,048
12,222   11,577 645
7   9 -2
4,576   3,859 717
3,785   4,159 -374
6,575   5,756 819
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -5,661
b       2,060
c       2,039
d       516
e       2,474
      5,852
      -2,314
      5,830
      7,255
      -1,911
      5,520
      1,904
      -13,050
      1,236
      8,655
      -7,363
      -7,435
      -1,090
      641
      -1,526
      961
      1,376
      13,841
      114
      1,068
      852
      759
      1,048
      645
      -2
      717
      -374
      819
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 25,456
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 1,025
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 74,075 1,454,074 0.050943
2010 94,375 1,337,149 0.070579
2009 94,258 1,410,212 0.066840
2008 113,774 1,487,740 0.076474
2007 132,586 2,071,698 0.063999
2 Total of line 1, column (d) ...................... 2 0.328835
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.065767
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 1,503,503
5 Multiply line 4 by line 3....................... 5 98,881
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 577
7 Add lines 5 and 6......................... 7 99,458
8 Enter qualifying distributions from Part XII, line 4.............. 8 76,125
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,154
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,154
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,154
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 900
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 900
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 254
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDAVID D GRUMHAUS Telephone no.bullet (847) 234-4475
    Located atbullet222 EAST WISCONSIN SUITE 209LAKE FORESTIL ZIP+4bullet60045
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    MARY F GRUMHAUSClick to see attachment PRESIDENT
    0.00     		0 0 0
    197 N GREEN BAY ROAD
    LAKE FOREST,IL60045
    DAVID D GRUMHAUSClick to see attachment TREASURER
    0.25     		0 0 0
    197 NORTH GREEN BAY ROAD
    LAKE FOREST,IL60045
    AUDREY G YOUNGClick to see attachment SECRETARY
    0.00     		0 0 0
    1303 SUNVIEW LANE
    WINNETKA,IL60093
    WHITNEY GRUMHAUSClick to see attachment DIRECTOR
    0.00     		0 0 0
    105 STONEYBROOK ROAD
    CHAPEL HILL,NC27516
    LISA G HAASClick to see attachment DIRECTOR
    0.00     		0 0 0
    21 SUNSET ROAD
    DARIEN,CT06820
    DAVID D GRUMHAUS JRClick to see attachment DIRECTOR
    0.00     		0 0 0
    487 WALNUT ROAD
    LAKE FOREST,IL60045
    JENNIFER G DALYClick to see attachment DIRECTOR
    0.00     		0 0 0
    23 LOEW CIRCLE
    MILTON,MA02186
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,317,057
    b
    Average of monthly cash balances.......................
    1b
    209,342
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,526,399
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    1,526,399
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    22,896
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,503,503
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    75,175
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    75,175
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,154
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,154
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    74,021
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    74,021
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    74,021
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    76,125
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    76,125
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    76,125
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 74,021
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 31,829
    b From 2008....... 40,739
    c From 2009....... 24,331
    d From 2010....... 28,548
    e From 2011....... 2,752
    fTotal of lines 3a through e......... 128,199
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 76,125
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 74,021
    e Remaining amount distributed out of corpus 2,104
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 130,303
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		31,829
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		98,474
    10 Analysis of line 9:
    a Excess from 2008.... 40,739
    b Excess from 2009.... 24,331
    c Excess from 2010.... 28,548
    d Excess from 2011.... 2,752
    e Excess from 2012.... 2,104
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    DAVID D GRUMHAUS
    222 E WISCONSIN AVE
    LAKE FOREST,IL60045
    (847) 234-4475
    bThe form in which applications should be submitted and information and materials they should include:
    NO REQUIRED APPLICATION FORMAT.
    cAny submission deadlines:
    NO SUBMISSION DEADLINES.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    ONLY CHARITABLE ORGANIZATIONS.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A & R LURIE CHILDRENS HOSPITAL
    225 E CHICAGO AVENUE
    CHICAGO,IL60611     		NONE 509(A)(1) CHARITABLE PURPOSES 7,000
    A SAFE PLACE
    PO BOX 1067
    WAUKEGAN,IL60079     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    ALLENDALE SHELTER
    OFFIELD DRIVE
    LAKE VILLA,IL60046     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    AMERICAN CANCER SOCIETY
    271 W 125TH STREET
    NEW YORK,NY10027     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    AMERICAN RED CROSS
    111 E WACKER DR
    CHICAGO,IL60601     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    ART INSTITUTE OF CHICAGO
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE 509(A)(1) CHARITABLE PURPOSES 400
    BEYOND SPORTS FOUNDATION
    PO BOX 976
    NORTHBROOK,IL60065     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    BIG SHOULDERS
    309 W WASHINGTON ST
    CHICAGO,IL60606     		NONE 509(A)(1) CHARITABLE PURPOSES 2,000
    BRIDGE BOSTON CHARTER SCHOOL
    633 CENTRE STREET
    JAMAICA PLAINS,MA02130     		NONE 509(A)(1) EDUCATIONAL PURPOSES 12,000
    CHICAGO BOTANICAL GARDENS
    LAKE COOK ROAD
    HIGHLAND PARK,IL60035     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    CHICAGO COMMUNITY TRUST
    225 N MICHIGAN AVE 2200
    CHICAGO,IL60601     		NONE 509(A)(1) CHARITABLE PURPOSES 600
    CHICAGO TRIBUNE HOLIDAY FUND
    TRIBUNE TOWER
    CHICAGO,IL60611     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    CHILDRENS MEMORIAL
    HOSPITAL FOUNDATION
    2300 CHILDRENS PLAZA
    CHICAGO,IL606143394     		NONE 509(A)(1) CHARITABLE PURPOSES 3,000
    CHURCH OF THE HOLY SPIRIT
    400 E WESTMINSTER ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) RELIGIOUS PURPOSES 1,000
    COLORADO COLLEGE
    14 E CACHA LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE 509(A)(1) EDUCATIONAL PURPOSES 300
    COVE SCHOOL
    350 LEE ROAD
    NORTHBROOK,IL60062     		NONE 509(A)(1) EDUCATIONAL PURPOSES 200
    DANIEL MURPHY SCHL FUND
    330 S WELLS
    CHICAGO,IL60606     		NONE 509(A)(1) CHARITABLE PURPOSES 9,000
    DOCTORS WITHOUT BORDERS
    333 7TH AVENUE
    NEW YORK,NY10001     		NONE 509(A)(1) CHARITABLE PURPOSES 2,000
    DOMUS
    83 LOCKWOOD AVENUE
    STAMFORD,CT06902     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    DUKE UNIVERSITY
    PO BOX 90581
    DURHAM,NC27708     		NONE 509(A)(1) EDUCATIONAL PURPOSES 500
    EARLY CHILDHOON INITIATIVE FDTN
    10800 BISCAYNE BLVD
    MIAMI,FL33161     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    ELAWA FARM FOUNDATION
    PO BOX 181
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    EPIPHANY SCHOOL
    154 CENTRE ST
    DORCHESTER,MA02108     		NONE 509(A)(1) EDUCATIONAL PURPOSES 500
    ETHEL WALKER SCHOOL
    230 BUSHY HILL ROAD
    SIMSBURY,CT06070     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    GLOBAL EDUCATION FUND
    PO BOX 548
    BOULDER,CO80306     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    GRTR CHICAGO FOOD DEPSTY
    4501 S TRIPP
    CHICAGO,IL60632     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    HOMAN SQ COMMUNITY CTR
    3517 W ARTHINGTON ST
    CHICAGO,IL60624     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    HORIZON HOSPICE
    833 W CHICAGO AVENUE
    CHICAGO,IL60622     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    HOTCHKISS SCHOOL
    HOTCHKISS SCHOOL
    LAKEVILLE,CT06039     		NONE 509(A)(1) EDUCATIONAL PURPOSES 500
    ILLINOIS SPECIAL OLYMPICS
    605 E WILLOW STREET
    NORMAL,IL61761     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    JOHN G SHEDD AQUARIUM
    1200 S LAKE SHORE DRIVE
    CHICAGO,IL60605     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    KEVIN GORTER FOUNDATION
    1644 CHURCHILL COURT
    GREEN OAKS,IL60048     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    L FOREST COUNTY DAY SCHL
    GREEN BAY ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) EDUCATIONAL PURPOSES 1,000
    LAKE FOREST COLLEGE
    555 N SHERIDAN ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) EDUCATIONAL PURPOSES 200
    LAKE FOREST GARDEN CLUB
    PO BOX 497
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    LAKE FOREST HOSPITAL
    600 N WESTMORELAND RD
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    LAKE FOREST LIBRARY
    360 E DEERPATH RD
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    LAKE FOREST OPEN LANDS ASSN
    350 N WAUKEGAN ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    LAWNDALE COMMUNITY CHURCH
    3827 W OGDEN AVE
    CHICAGO,IL60623     		NONE 509(A)(1) RELIGIOUS PURPOSES 200
    LEUKEMIA & LYMPHOMA SOCIETY
    1311 MAMARONECK AVE 310
    WHITE PLAINS,NY10605     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    LINCOLN PARK ZOO
    2001 N CLARK ST
    CHICAGO,IL60614     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    MERCY SHIPS
    PO BOX 2020
    LINDALE,TX75771     		NONE 509(A)(1) CHARITABLE PURPOSES 300
    MUSEUM OF SCIENCE & INDUSTRY
    5700 S LAKE SHORE DRIVE
    CHICAGO,IL60637     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    NAPLES ITALIAN AMERICAN CLUB FDTN
    7035 AIRPORT ROAD N
    NAPLES,FL34109     		NONE 509(A)(1) CHARITABLE PURPOSES 125
    NATL DOWN SYNDROME SOC
    666 BROADWAY
    NEW YORK,NY10012     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    NATL MULTIPLE SCLEROSIS ASSN
    773 THIRD AVENUE 3RD FL
    NEW YORK,NY10017     		NONE 509(A)(1) CHARITABLE PURPOSES 300
    NATURE CONSERVANCY
    8 S MICHIGAN AVENUE
    CHICAGO,IL60603     		NONE 509(A)(1) CHARITABLE PURPOSES 1,100
    NO CHICAGO COMMUNITY PARTNERS
    855 SKOKIE HIGHWAY
    LAKE BLUFF,IL60044     		NONE 509(A)(1) CHARITABLE PURPOSES 5,250
    NORTH SHORE CNTRY DAY SCH
    310 GREEN BAY ROAD
    WINNETKA,IL60093     		NONE 509(A)(1) EDUCATIONAL PURPOSES 300
    NW MEMORIAL HOSPITAL
    300 E SUPERIOR ST
    CHICAGO,IL60611     		NONE 509(A)(1) CHARITABLE PURPOSES 300
    OLD ELM SCHOLARSHIP FDTN
    800 OLD ELM ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    OXFAM AMERICA
    26 WEST STREET
    BOSTON,MA02111     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    PADS CRISIS CENTER
    3001 GREEN BAY ROAD
    NORTH CHICAGO,IL60064     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    PARK SCHOOL
    171 GODDARD
    BROOKLINE,MA02111     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    PARTNERS IN HEALTH
    88 COMMONWEALTH AVENUE
    BOSTON,MA02215     		NONE 509(A)(1) CHARITABLE PURPOSES 1,500
    PEDIATRIC AIDS
    2950 31ST STREET
    SANTA MONICA,CA90405     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    PRINCETON UNIVERSITY
    BOX 46
    PRINCETON,NJ08544     		NONE 509(A)(1) EDUCATIONAL PURPOSES 1,250
    RAGDALE FOUNDATION
    1260 N GREEN BAY ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    RAVINIA FESTIVAL
    418 SHERIDAN ROAD
    HIGHLAND PARK,IL60035     		NONE 509(A)(1) CHARITABLE PURPOSES 200
    READING IS FUNDAMENTAL
    PO BOX 33728
    WASHINGTON,DC20033     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    REHABILITATION INSTITUTE
    345 E SUPERIOR STREET
    CHICAGO,IL60611     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    RESILIENCY FOR LIFE
    115 A STREET
    FRAMINGHAM,MA01701     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    SALVATION ARMY
    5040 N PULASKI
    CHICAGO,IL60630     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    SAVE THE CHILDREN
    54 WILTON ROAD
    WESTPORT,CT06880     		NONE 509(A)(1) CHARITABLE PURPOSES 500
    TEACH FOR AMERICA
    820 N ORLEANS
    CHICAGO,IL60610     		NONE 509(A)(1) EDUCATIONAL PURPOSES 5,000
    THAYER SCHOOL
    745 WASHINGTON STREET
    BRAINTREE,MA02184     		NONE 509(A)(1) EDUCATIONAL PURPOSES 200
    THE CRADLE
    2049 RIDGE ROAD
    EVANSTON,IL60201     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    U OF CHICAGO GRAD BUS SCH
    5807 S WOODLAWN AVE
    CHICAGO,IL60637     		NONE 509(A)(1) EDUCATIONAL PURPOSES 200
    UNITED WAY OF LFLB
    400 E ILLINOIS ROAD
    LAKE FOREST,IL60045     		NONE 509(A)(1) CHARITABLE PURPOSES 300
    WBEZ NPR
    848 E GRAND
    CHICAGO,IL60603     		NONE 509(A)(1) CHARITABLE PURPOSES 100
    WOMEN FOR WOMEN
    2000 M STREET NW STE 200
    WASHINGTON,DC20036     		NONE 509(A)(1) CHARITABLE PURPOSES 1,000
    WORKING IN THE SCHOOLS
    27 EAST MONROE ST 1400
    CHICAGO,IL60603     		NONE 509(A)(1) CHARITABLE PURPOSES 600
    WTTW CHANNEL 11
    5400 N ST LOUIS
    CHICAGO,IL60625     		NONE 509(A)(1) CHARITABLE PURPOSES 300
    Total .................................bullet 3a 76,125
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 66  
    4 Dividends and interest from securities....     14 38,301  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory         25,456
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aBLACKSTONE GROUP LP     14 150  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   38,517 25,456
    13Total. Add line 12, columns (b), (d), and (e)..................
    1363,973
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX RETURN PREP/ACCOUNTING FEES 1,920      

    TY 2012 CompensationExplanation
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Person Name Explanation
    MARY F GRUMHAUS  
    DAVID D GRUMHAUS  
    AUDREY G YOUNG  
    WHITNEY GRUMHAUS  
    LISA G HAAS  
    DAVID D GRUMHAUS JR  
    JENNIFER G DALY  

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ALLSTATE CORP 4,078 1 163,813
    ASSOCIATED BANC CORP 975 25,300 12,792
    BANK OF AMERICA 1,000 47,495 11,610
    BLACKSTONE GROUP 200 6,189 3,118
    CISCO SYSTEMS 1,200 24,257 23,579
    CONSOLIDATED TOMOKA 1,119 15,386 34,700
    DEAN FOODS NEW 3,153 31,564 52,056
    DEAN FOODS NEW 9,909 99,199 163,598
    DOMINION RESOURCES 1,400 51,651 72,520
    DOW CHEMICAL 750 25,327 24,247
    EXELON CORP 800 25,963 23,792
    FURIEX PHARMACEUTICALS 166 855 3,197
    GENERAL ELECTRIC 1,650 49,713 34,634
    MICROSOFT 1,000 25,935 26,710
    MORGAN STANLEY 3,588 1 68,603
    PROCTER & GAMBLE 500 23,585 33,945
    RAYTHEON 900 25,493 51,804
    STARBUCKS 1,000 14,764 53,630
    WHIRLPOOL 300 15,900 30,525
    WHIRLPOOL 500 23,313 50,875
    WISDOM TREE INTL LARGE CAP 45,125 44,930
    ABBOTT LABS 400    
    ALLSCRIPTS HEALTHCARE 1,200 15,388 11,304
    ARCELORMITTAL 200 6,751 3,494
    ARCELORMITTAL 400 13,306 6,988
    AT&T 700 23,646 23,597
    BAKER HUGHES INC 500 20,492 20,424
    BANK OF AMERICA 400 21,500 4,644
    BANK OF AMERICA 300 3,635 3,483
    BP PLC ADS 400 17,939 16,656
    BROADCOM CORP CL A 500 16,184 16,605
    BRISTOL MYERS SQUIBB 600 19,770 19,554
    CENTURYLINK INC 300 12,118 11,736
    CHESAPEAKE ENERGY 500    
    CLIFFS NATURAL RESOURCES 400 15,762 15,428
    CONOCOPHILLIPS    
    CUMMINS INC 100 9,966 10,835
    DEERE & CO 200 17,197 17,284
    DOW CHEMICAL 300 8,094 9,699
    DOW CHEMICAL 200 4,734 6,466
    EXELON CORP 200 7,681 5,948
    EXELON CORP 300 11,481 8,922
    GENERAL ELECTRIC 700    
    GENERAL ELECTRIC 300    
    GENERAL ELECTRIC 500    
    HERCULES OFFSHORE CORP 1,400    
    HITTIE MICROWAVE 700    
    HOSPITALITY PPTYS TR 700 16,620 16,394
    INTEL CORP 1,000 24,118 20,620
    ISHARES FTSE/CHINA 400 14,767 16,180
    JOHNSON CONTROLS 600 16,923 18,402
    JPMORGAN CHASE & CO 500 21,949 21,984
    MANITEX INTL INC 1,700 11,305 12,138
    MASCO CORP 1,000    
    MERCK & CO    
    MICROSOFT CORP 500 14,360 13,355
    MICRON TECHNOLOGY 800    
    NEW YORK COMMUNITY BANCORP 1,000 11,894 13,100
    NUCOR CORPORATION 23,609 25,896
    SOUTHERN COPPER CORP 203 8,442 7,686
    SOUTHERN COPPER CORP 197 6,084 7,458
    TRANSOCEAN LTD 300 15,964 13,398
    VERIZON COMMUNICATION 500    
    VODAFONE GROUP PLC 23,522 20,152
    WALGREEN CO 600 18,871 22,206
    WILLIAMS CO INC 500 13,703 16,370

    TY 2012 OtherExpensesSchedule
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    INVESTMENT FEES 6,113 6,113    


    TY 2012 OtherIncomeSchedule2
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    BLACKSTONE GROUP LP 150    


    TY 2012 OtherLiabilitiesSchedule
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Description Beginning of Year - Book Value End of Year - Book Value
    OPEN CALL OPTIONS 8,628 5,422


    TY 2012 TaxesSchedule
    Name:
    DAVID D & MARY F GRUMHAUS FUND
    EIN: 36-3225807
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ILLINOIS CHARITABLE ORG. FEES 15      
    FOREIGN TAXES 72      
    ILLINOIS CORPORATION FEE 10      
    FEDERAL EXCISE TAX 1,810