Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 06-01-2012 , and ending 05-31-2013
Name of foundation
HYMAN M SCHWARTZ CHARITABLE FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 75000   Room/suite
City or town, state, and ZIP code
DETROIT, MI482757874
A Employer identification number

26-6438653
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$684,286J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 3 3  
4 Dividends and interest from securities...... 12,029 12,029  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 21,942
b Gross sales price for all assets on line 6a 338,691
7 Capital gain net income (from Part IV, line 2)... 21,942
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 33,974 33,974  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 4,215 3,794   422
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 900 450   450
c Other professional fees (attach schedule).... 10,080 10,080   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) 435     0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 60 60    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 15,690 14,384 0 872
25 Contributions, gifts, grants paid........ 33,570 33,570
26 Total expenses and disbursements. Add lines 24 and 25 49,260 14,384 0 34,442
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -15,286
b Net investment income (if negative, enter -0-) 19,590
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 18,067 36,409 36,409
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 429,575 Click to see attachment441,099 530,599
c Investments—corporate bonds (attach schedule)........ 161,147 Click to see attachment116,045 117,278
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 608,789 593,553 684,286
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 608,789 593,553
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 608,789 593,553
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 608,789 593,553
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 608,789
2 Enter amount from Part I, line 27a..................... 2 -15,286
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 50
4 Add lines 1, 2, and 3.......................... 4 593,553
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 593,553
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 78.961 CBRE CAMBIAR CONQUISTADOR FUND INV CL   2011-08-30 2013-01-04
b 967.149 CBRE CAMBIAR CONQUISTADOR FUND INV CL   2011-08-30 2013-05-17
c 321.847 CBRE CAMBIAR CONQUISTADOR FUND INV CL   2013-03-08 2013-05-17
d 2. ALLERGAN INC   2012-11-02 2013-05-21
e 3. ALLERGAN INC   2012-11-02 2013-05-22
5. ALLERGAN INC   2012-11-09 2013-05-23
6. ALTERA CORP   2012-05-18 2012-10-25
6. ALTERA CORP   2012-05-18 2012-10-25
1. ALTERA CORP   2012-05-18 2012-11-02
9. ALTERA CORP   2011-10-24 2012-11-02
13. ALTERA CORP   2011-10-14 2012-11-07
4. AMERICAN INTL GROUP INC   2012-05-08 2012-08-24
2. AMERICAN INTL GROUP INC   2013-01-14 2013-03-08
5. AMERICAN TOWER REIT   2011-08-30 2012-07-10
2. AMERICAN TOWER REIT   2011-08-30 2012-10-17
3. AMERICAN TOWER REIT   2011-08-30 2013-01-03
1. AMERICAN TOWER REIT   2011-08-30 2013-03-08
16. ANGLOGOLD LTD ADR   2012-04-13 2012-08-24
1. APPLE COMPUTER INC   2011-08-30 2012-11-08
1. APPLE COMPUTER INC   2012-06-19 2012-11-08
1. APPLE COMPUTER INC   2012-05-18 2012-12-14
1. APPLE COMPUTER INC   2012-11-15 2013-01-04
1. APPLE COMPUTER INC   2011-08-30 2013-02-19
22. APPLIED MATLS INC   2012-12-31 2013-03-08
3. BAIDU COM INC SPONSORED ADR   2011-08-30 2012-08-23
3. BAIDU COM INC SPONSORED ADR   2012-07-24 2012-09-06
5. BAIDU COM INC SPONSORED ADR   2011-08-30 2012-09-10
1. BAIDU COM INC SPONSORED ADR   2012-07-24 2012-09-10
2. BAIDU COM INC SPONSORED ADR   2013-01-11 2013-04-16
9. BAIDU COM INC SPONSORED ADR   2013-02-04 2013-04-26
23. BARRICK GOLD CORP   2012-04-13 2012-08-24
31. BARRICK GOLD CORP   2012-04-13 2013-04-10
18. BEST BUY INC   2012-04-20 2012-08-24
69. BEST BUY INC   2012-04-20 2013-01-15
2. BIOGEN IDEC INC   2012-01-12 2012-09-27
1. BIOGEN IDEC INC   2012-01-11 2013-04-24
1. BIOGEN IDEC INC   2012-01-11 2013-05-02
2. BIOGEN IDEC INC   2012-01-11 2013-05-10
506.025 BLACKROCK INFLATION PROTECTED BOND PORT   2012-08-24 2013-03-08
1. BLACKROCK INC   2012-05-23 2013-03-01
1. BORG-WARNER AUTOMOTIVE INC   2011-08-30 2013-03-08
2. CBS CORP NEW CL B   2012-04-27 2013-03-08
.333 CST BRANDS INC   2013-04-10 2013-05-08
3. CST BRANDS INC   2013-04-30 2013-05-15
5. CVS CORPORATION (DEL)   2010-11-02 2012-07-19
4. CVS CORPORATION (DEL)   2011-10-26 2013-01-22
7. CVS CORPORATION (DEL)   2011-10-26 2013-01-22
3. CVS CORPORATION (DEL)   2010-11-02 2013-01-24
1. CA INC   2012-04-13 2013-03-08
21. CA INC   2012-04-13 2013-05-06
7. CABOT OIL & GAS CORP CL A   2012-06-28 2012-11-28
1. CABOT OIL & GAS CORP CL A   2012-06-28 2013-03-08
7. CAMERON INTL CORP   2012-02-08 2012-06-21
3. CAMERON INTL CORP   2012-02-08 2012-10-24
7. CAMERON INTL CORP   2012-04-26 2012-10-26
13. CAMERON INTL CORP   2012-07-27 2012-10-31
14. CANADIAN NATURAL RESOURCES LTD ADR   2012-04-13 2013-01-04
3. CATERPILLAR INC   2012-02-03 2012-09-27
8. CATERPILLAR INC   2012-04-13 2012-10-10
7. CATERPILLAR INC   2012-08-24 2012-10-15
1. CELGENE CORP   2011-10-27 2013-03-08
1. CELGENE CORP   2011-10-27 2013-04-24
1. CERNER CORP   2011-08-30 2013-03-08
4. CERNER CORP   2011-08-30 2013-03-13
2. CERNER CORP   2011-08-30 2013-05-10
13. CISCO SYS INC   2012-04-13 2013-01-04
7. CISCO SYS INC   2012-04-13 2013-03-08
5. CITIGROUP INC   2012-03-22 2012-08-24
30. CITIGROUP INC   2011-10-26 2013-01-04
1. CITIGROUP INC   2013-03-11 2013-04-03
5. CITIGROUP INC   2013-03-11 2013-04-03
11. CITRIX SYS INC   2012-08-14 2012-10-11
6. COACH INC   2012-04-24 2013-01-03
4. COACH INC   2012-04-24 2013-01-10
6. COACH INC   2012-01-17 2013-01-23
6. COACH INC   2012-08-28 2013-01-23
4. CONCHO RES INC   2011-08-30 2012-06-19
3. CONCHO RES INC   2011-08-30 2012-06-21
1. CONCHO RES INC   2012-09-06 2012-11-08
1. CONCHO RES INC   2012-09-06 2012-11-28
2. CONCHO RES INC   2011-08-30 2012-11-28
7. CONCHO RES INC   2011-08-30 2012-12-21
6. CONCHO RES INC   2011-10-06 2012-12-28
1. COSTCO WHOLESALE CORP   2011-08-30 2012-07-30
1. COSTCO WHOLESALE CORP   2011-08-30 2013-03-08
6. DANAHER CORP   2011-09-20 2013-03-08
5. DELTA AIR LINES INC DEL   2013-01-23 2013-03-08
7. E M C CORP   2012-04-13 2012-06-14
10. E M C CORP   2012-04-13 2012-06-21
4. E M C CORP   2012-04-13 2012-07-16
5. E M C CORP   2012-04-13 2012-08-24
7. E M C CORP   2012-04-13 2012-10-24
26. E M C CORP   2011-08-30 2012-10-24
4. E M C CORP   2011-08-30 2013-03-08
9. E M C CORP   2011-08-30 2013-04-04
7. E M C CORP   2011-08-30 2013-04-09
1. E M C CORP   2011-08-30 2013-04-10
27. E M C CORP   2011-08-30 2013-04-10
217.881 INCOME FD BOSTON CL I   2012-08-24 2013-01-04
5227.227 INCOME FD BOSTON CL I   2012-08-24 2013-03-08
1. EBAY INC   2012-04-19 2012-08-24
3. EBAY INC   2012-10-15 2013-03-13
6. ECOLAB INC   2011-08-30 2013-02-04
2. ECOLAB INC   2011-08-30 2013-03-08
1. ECOLAB INC   2011-08-30 2013-05-02
3. ECOLAB INC   2011-08-30 2013-05-17
3. EDWARDS LIFESCIENCES CORP   2011-08-30 2012-11-20
1. EDWARDS LIFESCIENCES CORP   2011-08-30 2013-01-29
4. EDWARDS LIFESCIENCES CORP   2011-08-30 2013-01-30
8. EDWARDS LIFESCIENCES CORP   2011-09-29 2013-02-06
8. EXPRESS SCRIPTS HLDG CO   2011-08-30 2012-11-06
6. EXPRESS SCRIPTS HLDG CO   2012-05-11 2012-11-06
3. EXPRESS SCRIPTS HLDG CO   2011-08-30 2012-12-12
7. EXPRESS SCRIPTS HLDG CO   2011-08-30 2013-03-06
6. FMC TECHNOLOGIES INC   2011-08-30 2012-06-21
8. FMC TECHNOLOGIES INC   2011-08-30 2012-10-25
9. FMC TECHNOLOGIES INC   2011-08-30 2012-10-26
6. FACEBOOK INC   2012-05-23 2012-06-05
23. FACEBOOK INC   2012-05-23 2012-08-02
7. FACEBOOK INC   2012-12-17 2013-03-08
11. FACEBOOK INC   2012-10-25 2013-05-15
9. FACEBOOK INC   2012-10-25 2013-05-20
16. FACEBOOK INC   2012-11-15 2013-05-22
7. FACEBOOK INC   2012-11-15 2013-05-24
11. FACEBOOK INC   2012-11-15 2013-05-24
18. FACEBOOK INC   2012-11-15 2013-05-28
5. FEDEX CORP   2013-03-05 2013-05-28
3. FEDEX CORP   2013-02-07 2013-05-30
5. FEDEX CORP   2013-02-05 2013-05-31
1. FLUOR CORP   2008-11-20 2012-08-24
27. FLUOR CORP   2008-11-20 2013-04-15
1. FRANKLIN RES INC   2011-08-30 2013-03-08
2. FRANKLIN RES INC   2011-08-30 2013-05-23
16. GAP INC   2012-09-18 2012-12-04
22. GAP INC   2012-09-28 2012-12-05
31. GENERAL MTRS CO   2012-04-13 2013-01-04
6. GILEAD SCIENCES INC   2013-03-08 2013-05-17
1. GLAXO WELLCOME PLC ADR   2012-12-12 2013-03-08
5. GOLDMAN SACHS GROUP INC   2009-03-13 2013-01-04
3. HCA HLDGS INC COM   2012-11-07 2013-03-08
8. HCA HLDGS INC COM   2012-11-07 2013-03-15
8. HCA HLDGS INC COM   2012-11-07 2013-03-27
5. HCA HLDGS INC COM   2012-11-09 2013-04-03
17. HCA HLDGS INC COM   2012-12-21 2013-04-05
8. HALLIBURTON CO HLDG   2012-04-13 2012-08-24
23. HALLIBURTON CO HLDG   2012-04-13 2013-01-25
3. HALLIBURTON CO HLDG   2013-02-14 2013-03-14
11. HALLIBURTON CO HLDG   2013-02-14 2013-03-14
1. HALLIBURTON CO HLDG   2013-02-14 2013-03-19
5. HALLIBURTON CO HLDG   2013-02-15 2013-03-19
19. HARTFORD FINL SERVICES GROUP INC   2012-04-13 2012-08-24
27. HARTFORD FINL SERVICES GROUP INC   2012-04-13 2013-01-04
15. HARTFORD FINL SERVICES GROUP INC   2012-04-13 2013-05-06
175. HEWLETT PACKARD CO   2012-08-24 2012-11-20
3. ILLINOIS TOOL WKS INC   2011-08-30 2012-11-15
8. ILLINOIS TOOL WKS INC   2011-08-30 2012-11-20
4. ILLINOIS TOOL WKS INC   2011-08-30 2012-11-27
7. ILLINOIS TOOL WKS INC   2011-08-30 2012-12-07
12. INFORMATICA CORP   2012-06-15 2012-07-06
1. INTERCONTINENTALEXCHANGE INC   2011-08-30 2012-09-06
3. INTERCONTINENTALEXCHANGE INC   2011-08-30 2012-10-17
2. INTERCONTINENTALEXCHANGE INC   2011-08-30 2012-11-13
3. INTERCONTINENTALEXCHANGE INC   2011-08-30 2012-12-11
2. IBM CORP   2012-05-16 2013-04-19
4. IBM CORP   2012-09-07 2013-04-19
2. IBM CORP   2012-05-18 2013-04-22
5. INTUIT INC   2011-08-30 2013-01-24
4. INTUIT INC   2011-08-30 2013-01-31
3. INTUIT INC   2011-08-30 2013-02-04
11. INTUIT INC   2011-08-30 2013-02-08
100.958 IVY FDS INC MID CAP GROWTH FD CL I   2011-08-30 2013-01-04
8. J P MORGAN CHASE & CO   2012-01-25 2012-06-04
22. J P MORGAN CHASE & CO   2008-07-15 2012-06-04
7. J P MORGAN CHASE & CO   2008-07-15 2012-08-24
3. J P MORGAN CHASE & CO   2008-07-15 2013-01-04
8. J P MORGAN CHASE & CO   2011-12-01 2013-01-04
5. J P MORGAN CHASE & CO   2009-03-13 2013-03-08
13. JPMORGAN DYNAMIC SMALL CAP GROWTH FUND   2011-08-30 2013-01-04
3. LAS VEGAS SANDS CORP   2011-08-30 2012-07-26
7. LAS VEGAS SANDS CORP   2011-08-30 2012-07-26
5. LAS VEGAS SANDS CORP   2011-08-30 2012-08-23
5. LAS VEGAS SANDS CORP   2011-08-30 2013-01-11
1. LAS VEGAS SANDS CORP   2011-08-30 2013-03-08
1. LAUDER ESTEE COS INC   2011-08-30 2013-03-08
363.258 LEGG MASON WESTERN ASSET EMERGING MKTS DEBT   2012-04-13 2012-08-24
169.983 LEGG MASON WESTERN ASSET EMERGING MKTS DEBT   2012-04-13 2013-01-04
5350.856 LEGG MASON WESTERN ASSET EMERGING MKTS DEBT   2012-04-13 2013-03-08
2. LINCOLN NATL CORP IND   2012-04-13 2013-03-08
24. LINCOLN NATL CORP IND   2012-04-13 2013-03-08
10. LINCOLN NATL CORP IND   2012-04-13 2013-03-11
16. LINCOLN NATL CORP IND   2012-08-24 2013-03-15
2. LINKEDIN CORP - A   2012-03-09 2012-08-02
6. LINKEDIN CORP - A   2011-11-23 2012-08-03
19. LOEWS CORP   2012-04-13 2012-07-18
2. LOEWS CORP   2012-08-24 2013-03-08
36.268 MANAGERS AMG FDS SYSTEMATIC MID CAP VALU   2011-08-30 2012-08-24
4.492 MANAGERS AMG FDS SYSTEMATIC MID CAP VALU   2012-04-13 2012-08-24
117.992 MANAGERS AMG FDS SYSTEMATIC MID CAP VALU   2011-08-30 2013-01-04
9. MCGRAW-HILL COMPANIES INC   2012-12-10 2013-02-05
14. MCGRAW-HILL COMPANIES INC   2012-12-17 2013-02-06
6. MERCK & CO INC NEW   2010-07-30 2012-08-24
31. MERCK & CO INC NEW   2010-07-30 2013-01-24
13. MERCK & CO INC NEW   2012-03-22 2013-01-24
4. METLIFE INC   2010-06-21 2013-03-08
822.663 METROPOLITAN WEST FDS TOTAL RETURN BD FD   2012-04-13 2012-08-24
6042.961 METROPOLITAN WEST FDS TOTAL RETURN BD FD   2011-08-30 2012-08-24
2. MONSANTO CO   2010-02-05 2013-03-08
2. MOSAIC CO NEW   2012-04-13 2012-08-24
7. MOSAIC CO NEW   2013-03-08 2013-03-20
32. NRG ENERGY INC   2012-04-13 2012-08-24
9. NRG ENERGY INC   2012-04-13 2013-03-08
5. NOBLE ENERGY INC   2012-04-13 2012-08-07
8. NOBLE ENERGY INC   2012-04-13 2012-11-06
13. NOBLE ENERGY INC   2012-04-13 2013-02-27
2. O REILLY AUTOMOTIVE INC NEW   2011-08-30 2012-10-05
4. O REILLY AUTOMOTIVE INC NEW   2011-08-30 2012-10-16
4. O REILLY AUTOMOTIVE INC NEW   2011-08-30 2012-10-18
5. OCCIDENTAL PETROLEUM CORP   2011-08-30 2012-06-15
9. OCCIDENTAL PETROLEUM CORP   2011-08-30 2012-06-21
1. OCCIDENTAL PETROLEUM CORP   2011-08-30 2012-08-24
34. ORACLE CORPORATION   2013-03-18 2013-03-22
6. PACCAR INC   2012-02-23 2013-01-04
1. PACCAR INC   2012-02-23 2013-03-08
6. PERRIGO CO   2011-08-30 2012-09-13
42. PFIZER INC   2008-07-15 2012-07-18
5. PFIZER INC   2011-08-30 2012-12-11
27. PFIZER INC   2008-07-15 2012-12-11
16. PFIZER INC   2008-07-15 2013-03-08
6. PHILIP MORRIS INTL INC   2012-04-13 2012-09-11
1. PHILIP MORRIS INTL INC   2012-04-13 2013-03-08
1944.117 PIMCO FDS SHORT TERM CL P   2012-08-24 2013-03-08
1223.243 PIMCO FDS FOREIGN BOND FUND   2012-04-13 2012-08-24
72. PITNEY BOWES INC   2012-04-13 2013-04-03
1. PRECISION CASTPARTS   2013-03-08 2013-04-16
1. PRICELINE.COM   2011-08-30 2012-08-08
1. PRICELINE.COM   2011-08-30 2012-08-24
2. QUALCOMM INC   2011-08-30 2012-09-26
2. QUALCOMM INC   2011-08-30 2012-09-26
13. QUALCOMM INC   2011-08-30 2012-12-14
13. QUALCOMM INC   2011-08-30 2013-01-25
8. QUALCOMM INC   2011-08-30 2013-03-06
3. RALPH LAUREN CORP   2011-09-22 2012-06-29
2. RALPH LAUREN CORP   2011-08-30 2013-03-08
1. RALPH LAUREN CORP   2011-08-30 2013-05-21
4. RANGE RESOURCES CORP   2012-05-09 2013-01-03
4. RANGE RESOURCES CORP   2012-06-28 2013-01-11
2. RANGE RESOURCES CORP   2013-02-06 2013-04-17
5. RANGE RESOURCES CORP   2013-02-06 2013-04-17
10. RANGE RESOURCES CORP   2012-06-25 2013-04-29
1. RAYTHEON COMPANY   2012-04-13 2012-08-24
1. SBA COMMUNICATIONS CORP   2012-11-27 2013-03-08
1. SALESFORCE.COM INC   2012-05-18 2012-10-25
1. SALESFORCE.COM INC   2011-08-30 2013-01-04
1. SALESFORCE.COM INC   2011-08-30 2013-03-08
1. SALESFORCE.COM INC   2011-08-30 2013-03-14
18. SANOFI-SYNTHELABO ADR   2012-08-24 2013-01-04
6. SANOFI-SYNTHELABO ADR   2012-04-13 2013-01-15
13. SANOFI-SYNTHELABO ADR   2012-04-13 2013-03-08
8. SANOFI-SYNTHELABO ADR   2012-04-13 2013-04-30
3. SCHLUMBERGER LTD   2012-08-13 2012-09-18
4. SCHLUMBERGER LTD   2012-08-13 2012-11-08
15. SCHLUMBERGER LTD   2012-08-24 2012-12-14
1. SHIRE PHARMACEUTICALS GR ADR   2012-04-12 2012-09-20
2. SHIRE PHARMACEUTICALS GR ADR   2008-07-15 2012-09-20
1. SHIRE PHARMACEUTICALS GR ADR   2008-07-15 2012-09-21
3. SHIRE PHARMACEUTICALS GR ADR   2008-07-15 2012-09-27
7. SHIRE PHARMACEUTICALS GR ADR   2008-07-15 2012-10-03
37. SIRIUS XM RADIO INC   2012-10-19 2013-03-08
5. STARBUCKS CORP   2011-08-30 2013-01-24
5. STARBUCKS CORP   2011-08-30 2013-05-21
21. TD AMERITRADE HLDG CORP   2011-08-30 2012-07-02
2. TD AMERITRADE HLDG CORP   2011-08-30 2012-08-24
17. TD AMERITRADE HLDG CORP   2011-08-30 2012-09-21
18. TD AMERITRADE HLDG CORP   2011-08-30 2012-09-27
17. TALISMAN ENERGY INC   2012-04-13 2012-08-24
2. TERADATA CORP DEL   2012-05-03 2012-09-07
7. TERADATA CORP DEL   2012-02-28 2013-04-04
13. TERADATA CORP DEL   2012-11-29 2013-04-04
262.008 THORNBURG INTL VALUE FD-I   2011-08-30 2013-01-04
10. TIME WARNER INC   2012-04-13 2012-08-24
9. TIME WARNER INC   2011-10-26 2013-01-04
5. TIME WARNER INC   2011-10-26 2013-03-08
1. ULTA SALON COSMETICS & FRAGRANCE   2012-11-07 2013-03-08
2. UNION PACIFIC CORP   2011-08-30 2012-08-24
3. UNION PACIFIC CORP   2011-08-30 2013-01-04
3. UNION PACIFIC CORP   2011-08-30 2013-05-09
2. UNITED TECHNOLOGIES CORP   2011-08-30 2013-03-08
4. UNITEDHEALTH GROUP INC   2008-07-15 2012-06-18
16. UNITEDHEALTH GROUP INC   2008-07-15 2012-07-19
10. UNITEDHEALTH GROUP INC   2008-07-15 2012-07-25
2. UNITEDHEALTH GROUP INC   2008-07-15 2012-08-24
4. UNITEDHEALTH GROUP INC   2011-09-14 2012-10-11
2. UNITEDHEALTH GROUP INC   2012-10-25 2013-03-08
20. UNUMPROVIDENT CORP   2012-04-13 2013-01-04
7. UNUMPROVIDENT CORP   2012-04-13 2013-03-08
4. VERISIGN INC   2011-08-30 2012-07-10
14. VERISIGN INC   2011-08-30 2012-11-16
14. VERISIGN INC   2011-10-24 2012-11-27
19. VIACOM INC NEW CL B   2012-04-13 2012-08-24
9. VIACOM INC NEW CL B   2012-04-13 2013-01-04
2. VIACOM INC NEW CL B   2012-04-13 2013-03-08
6. VIACOM INC NEW CL B   2012-04-13 2013-05-28
3. VISA INC CL A   2010-12-01 2012-11-28
1. VISA INC CL A   2010-12-01 2013-01-04
2. VISA INC CL A   2010-12-01 2013-01-11
1. VISA INC CL A   2010-12-01 2013-03-08
1. VISA INC CL A   2010-12-01 2013-03-12
385.948 VIRTUS EMERGING MARKETS OPP FUND   2011-08-30 2013-01-04
3. VMWARE INC CL A   2012-11-06 2013-01-29
5. VMWARE INC CL A   2012-11-07 2013-01-30
6. VMWARE INC CL A   2012-11-07 2013-01-31
5. VODAFONE GROUP PLC ADR   2013-01-29 2013-03-08
1. WELLS FARGO & CO NEW   2011-04-15 2012-08-24
2. WELLS FARGO & CO NEW   2011-04-15 2013-03-08
5. WELLS FARGO & CO NEW   2011-04-15 2013-03-08
7. WILLIAMS COS INC   2012-12-14 2013-02-14
7. WILLIAMS COS INC   2012-12-14 2013-02-15
25. WILLIAMS COS INC   2012-12-13 2013-03-01
6. YUM! BRANDS INC   2011-08-30 2012-12-21
3. YUM! BRANDS INC   2011-08-30 2013-04-03
6. YUM! BRANDS INC   2011-08-30 2013-04-23
16. AON PLC   2012-04-13 2012-08-24
5. AON PLC   2012-04-13 2013-01-04
1. AON PLC   2012-04-13 2013-03-08
1. COVIDIEN PLC   2012-05-11 2013-03-08
6. COVIDIEN PLC   2012-05-15 2013-03-22
6. COVIDIEN PLC   2012-05-16 2013-04-26
6. COVIDIEN PLC   2012-07-26 2013-04-26
9. COVIDIEN PLC   2012-07-26 2013-04-29
6. INGERSOLL-RAND PLC   2012-04-13 2012-08-24
5. INGERSOLL-RAND PLC   2012-04-13 2013-03-08
8. MICHAEL KORS HOLDINGS LTD   2012-08-24 2012-12-27
6. MICHAEL KORS HOLDINGS LTD   2012-03-23 2013-01-11
7. MICHAEL KORS HOLDINGS LTD   2012-06-26 2013-02-04
5. MICHAEL KORS HOLDINGS LTD   2012-06-12 2013-02-05
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,519   1,291 228
b 20,291   15,813 4,478
c 6,752   6,474 278
d 196   185 11
e 295   277 18
487   457 30
180   210 -30
183   202 -19
31   34 -3
279   340 -61
399   483 -84
134   126 8
78   70 8
350   266 84
149   106 43
231   159 72
77   53 24
538   539 -1
546   390 156
546   586 -40
509   533 -24
530   531 -1
455   390 65
300   248 52
332   446 -114
336   367 -31
541   743 -202
108   119 -11
180   226 -46
762   999 -237
869   955 -86
778   1,287 -509
317   388 -71
987   1,488 -501
301   232 69
207   116 91
218   116 102
423   232 191
6,032   6,128 -96
237   163 74
79   70 9
90   69 21
10   11 -1
98   93 5
231   153 78
208   144 64
364   252 112
157   92 65
25   27 -2
581   563 18
329   286 43
64   41 23
297   397 -100
154   169 -15
355   379 -24
631   670 -39
427   459 -32
261   339 -78
668   871 -203
579   693 -114
111   66 45
117   66 51
92   67 25
371   270 101
188   135 53
266   259 7
153   140 13
147   186 -39
1,270   949 321
42   48 -6
212   239 -27
737   832 -95
333   452 -119
230   260 -30
312   375 -63
312   339 -27
356   346 10
247   259 -12
81   94 -13
78   94 -16
155   173 -18
556   605 -49
462   498 -36
97   78 19
103   78 25
371   276 95
80   69 11
167   203 -36
242   290 -48
94   116 -22
130   145 -15
167   203 -36
620   573 47
96   88 8
211   198 13
161   154 7
23   22 1
629   595 34
1,316   1,281 35
31,677   30,736 941
47   41 6
154   142 12
440   317 123
156   106 50
84   53 31
264   158 106
255   224 31
91   75 16
362   298 64
678   569 109
438   375 63
329   337 -8
163   141 22
407   328 79
232   266 -34
318   354 -36
360   398 -38
161   191 -30
460   733 -273
198   186 12
291   250 41
232   205 27
402   359 43
171   154 17
265   242 23
438   396 42
486   541 -55
290   318 -28
487   525 -38
53   30 23
1,505   823 682
146   119 27
323   239 84
509   578 -69
693   788 -95
923   747 176
333   272 61
45   44 1
670   683 -13
111   100 11
305   266 39
323   266 57
190   159 31
635   529 106
272   264 8
907   759 148
125   131 -6
460   479 -19
39   44 -5
195   214 -19
342   388 -46
663   551 112
435   306 129
2,084   4,084 -2,000
177   140 37
477   373 104
242   186 56
428   326 102
364   526 -162
137   116 21
392   349 43
260   233 27
391   349 42
385   400 -15
766   797 -31
376   395 -19
319   244 75
250   195 55
186   146 40
665   537 128
2,012   1,720 292
251   302 -51
689   711 -22
259   226 33
136   97 39
362   242 120
253   119 134
275   237 38
106   142 -36
248   332 -84
217   237 -20
261   237 24
52   47 5
66   49 17
2,096   2,016 80
1,006   943 63
31,142   29,697 1,445
65   49 16
771   584 187
332   243 89
532   388 144
191   166 25
635   427 208
780   744 36
87   79 8
413   379 34
51   50 1
1,425   1,232 193
423   508 -85
624   774 -150
257   206 51
1,333   1,064 269
559   489 70
150   168 -18
8,942   8,712 230
65,687   63,391 2,296
206   153 53
115   101 14
430   417 13
677   471 206
222   132 90
448   473 -25
775   757 18
1,436   1,230 206
172   130 42
326   261 65
320   261 59
424   429 -5
735   773 -38
87   86 1
1,083   1,233 -150
281   276 5
50   46 4
662   579 83
993   747 246
128   94 34
692   480 212
453   284 169
533   526 7
92   88 4
19,208   19,169 39
13,590   13,223 367
1,036   1,221 -185
187   190 -3
568   537 31
591   537 54
124   102 22
125   102 23
780   666 114
830   666 164
533   410 123
420   416 4
353   272 81
188   136 52
252   269 -17
255   256 -1
144   143 1
360   339 21
739   573 166
55   53 2
73   68 5
144   146 -2
170   123 47
185   123 62
179   123 56
867   661 206
289   217 72
638   471 167
435   290 145
227   225 2
272   300 -28
1,027   1,114 -87
89   93 -4
178   92 86
89   46 43
262   138 124
616   322 294
120   109 11
272   192 80
321   192 129
357   320 37
33   30 3
272   259 13
280   274 6
226   216 10
160   156 4
356   411 -55
662   849 -187
7,517   6,815 702
419   361 58
444   310 134
284   172 112
90   94 -4
247   185 62
393   278 115
462   278 184
184   148 36
234   89 145
867   357 510
518   223 295
108   45 63
231   197 34
108   113 -5
438   470 -32
184   164 20
173   125 48
573   438 135
544   421 123
951   892 59
517   422 95
122   94 28
418   282 136
440   225 215
157   75 82
321   150 171
161   75 86
160   75 85
4,002   3,562 440
234   276 -42
389   459 -70
462   542 -80
138   136 2
34   30 4
73   61 12
182   152 30
249   221 28
245   220 25
844   786 58
381   325 56
202   162 40
381   325 56
837   778 59
286   243 43
60   49 11
65   56 9
400   332 68
371   327 44
372   324 48
568   475 93
278   239 39
269   200 69
385   381 4
316   283 33
386   297 89
272   201 71
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       228
b       4,478
c       278
d       11
e       18
      30
      -30
      -19
      -3
      -61
      -84
      8
      8
      84
      43
      72
      24
      -1
      156
      -40
      -24
      -1
      65
      52
      -114
      -31
      -202
      -11
      -46
      -237
      -86
      -509
      -71
      -501
      69
      91
      102
      191
      -96
      74
      9
      21
      -1
      5
      78
      64
      112
      65
      -2
      18
      43
      23
      -100
      -15
      -24
      -39
      -32
      -78
      -203
      -114
      45
      51
      25
      101
      53
      7
      13
      -39
      321
      -6
      -27
      -95
      -119
      -30
      -63
      -27
      10
      -12
      -13
      -16
      -18
      -49
      -36
      19
      25
      95
      11
      -36
      -48
      -22
      -15
      -36
      47
      8
      13
      7
      1
      34
      35
      941
      6
      12
      123
      50
      31
      106
      31
      16
      64
      109
      63
      -8
      22
      79
      -34
      -36
      -38
      -30
      -273
      12
      41
      27
      43
      17
      23
      42
      -55
      -28
      -38
      23
      682
      27
      84
      -69
      -95
      176
      61
      1
      -13
      11
      39
      57
      31
      106
      8
      148
      -6
      -19
      -5
      -19
      -46
      112
      129
      -2,000
      37
      104
      56
      102
      -162
      21
      43
      27
      42
      -15
      -31
      -19
      75
      55
      40
      128
      292
      -51
      -22
      33
      39
      120
      134
      38
      -36
      -84
      -20
      24
      5
      17
      80
      63
      1,445
      16
      187
      89
      144
      25
      208
      36
      8
      34
      1
      193
      -85
      -150
      51
      269
      70
      -18
      230
      2,296
      53
      14
      13
      206
      90
      -25
      18
      206
      42
      65
      59
      -5
      -38
      1
      -150
      5
      4
      83
      246
      34
      212
      169
      7
      4
      39
      367
      -185
      -3
      31
      54
      22
      23
      114
      164
      123
      4
      81
      52
      -17
      -1
      1
      21
      166
      2
      5
      -2
      47
      62
      56
      206
      72
      167
      145
      2
      -28
      -87
      -4
      86
      43
      124
      294
      11
      80
      129
      37
      3
      13
      6
      10
      4
      -55
      -187
      702
      58
      134
      112
      -4
      62
      115
      184
      36
      145
      510
      295
      63
      34
      -5
      -32
      20
      48
      135
      123
      59
      95
      28
      136
      215
      82
      171
      86
      85
      440
      -42
      -70
      -80
      2
      4
      12
      30
      28
      25
      58
      56
      40
      56
      59
      43
      11
      9
      68
      44
      48
      93
      39
      69
      4
      33
      89
      71
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 21,942
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 32,290 640,490 0.050415
2010 36,770 671,793 0.054734
2009 35,085 609,701 0.057545
2008 68,613 619,041 0.110838
2007      
2 Total of line 1, column (d) ...................... 2 0.273532
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.068383
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 649,845
5 Multiply line 4 by line 3....................... 5 44,438
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 196
7 Add lines 5 and 6......................... 7 44,634
8 Enter qualifying distributions from Part XII, line 4.............. 8 34,442
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 392
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 392
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 392
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 360
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 360
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 32
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet0 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletCOMERICA TRUST TAX DEPARTMENT Telephone no.bullet (313) 222-3302
    Located atbullet500 WOODWARD AVEDETROITMI ZIP+4bullet482263302
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    COMERICA BANK TRUSTEE
    2     		4,215    
    350 TENTH AVE STE 700
    SAN DIEGO,CA921018706
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    639,024
    b
    Average of monthly cash balances.......................
    1b
    20,717
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    659,741
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    659,741
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    9,896
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    649,845
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    32,492
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    32,492
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    392
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    392
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    32,100
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    32,100
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    32,100
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    34,442
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    34,442
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    34,442
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 32,100
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 39,358
    c From 2009....... 4,600
    d From 2010....... 3,456
    e From 2011....... 622
    fTotal of lines 3a through e......... 48,036
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 34,442
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 32,100
    e Remaining amount distributed out of corpus 2,342
    5 Excess distributions carryover applied to 2012. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 50,378
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		50,378
    10 Analysis of line 9:
    a Excess from 2008.... 39,358
    b Excess from 2009.... 4,600
    c Excess from 2010.... 3,456
    d Excess from 2011.... 622
    e Excess from 2012.... 2,342
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    DISABLED AMERICAN VETERANS
    PO BOX 14301
    CINCINNATI,OH45250     		NONE EXEMPT SUPPORT 6,714
    ST JUDE CHILDREN'S RESEARCH
    HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE SUPPORT EXEMPT 6,714
    UNITED JEWISH FED OF SD COUNTY
    4950 MURPHY CANYON RD
    SAN DIEGO,CA92123     		NONE EXEMPT SUPPORT 6,714
    JEWISH FAMILY SERVICES OF SD CO
    8804 BALBOA AVENUE
    SAN DIEGO,CA92123     		NONE EXEMPT SUPPORT 6,714
    SAN DIEGO RESCUE MISSION
    PO BOX 80427
    SAN DIEGO,CA92138     		NONE EXEMPT SUPPORT 6,714
    Total .................................bullet 3a 33,570
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 3  
    4 Dividends and interest from securities....     14 12,029  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 21,942  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   33,974  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1333,974
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    HYMAN M SCHWARTZ CHARITABLE FOUNDATION
    EIN: 26-6438653
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 116,045 117,278

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    HYMAN M SCHWARTZ CHARITABLE FOUNDATION
    EIN: 26-6438653
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCK 441,099 530,599

    TY 2012 OtherIncreasesSchedule
    Name:
    HYMAN M SCHWARTZ CHARITABLE FOUNDATION
    EIN: 26-6438653
    Description Amount
    DIFFERENCE BETWEEN CASH RECEIPTS AND TAXABLE INCOME 50