Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 01-01-2012 , 2012, and ending 12-31-2012
BCheck if applicable:
CName of organization
Rockefeller Philanthropy Advisors Inc
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
6 WEST 48TH STREET 10TH FLOOR
Suite
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY10036
D Employer identification number

13-3615533
E Telephone number

G Gross receipts $ 68,820,752
F Name and address of principal officer:
MELISSA A BERMAN
6 WEST 48 STREET 10TH FLOOR
NEW YORK,NY10036
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.ROCKPA.ORG
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1992
M State of legal domicile: DE
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSIsTS INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 14
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 13
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 148
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 79,019,333 41,754,138
9 Program service revenue (Part VIII, line 2g) ......... 5,240,607 7,329,503
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 718,809 772,758
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 450,833 475,502
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 85,429,582 50,331,901
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 54,257,536 26,725,640
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 10,972,892 13,668,169
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 22,000 254,726
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet29,987    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 13,547,516 15,760,172
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 78,799,944 56,408,707
19 Revenue less expenses. Subtract line 18 from line 12....... 6,629,638 -6,076,806
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 60,696,686 58,493,827
21 Total liabilities (Part X, line 26)............. 8,034,157 9,355,901
22 Net assets or fund balances. Subtract line 21 from line 20..... 52,662,529 49,137,926
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: ROCKEFELLER PHILANTHROPY ADVISORS("RPA") MISSION IS TO HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSISTS INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS BY OFFERING ADMINISTRATIVE, FINANCIAL, GRANT-MAKING AND PROGRAM DEVELOPMENT SUPPORT. ROCKEFELLER PHILANTHROPY ADVISORS HELPS DONORS CREATE AND DIRECT THOUGHTFUL, EFFECTIVE CHARITABLE GIVING PROGRAMS THROUGHOUT THE WORLD. WE REPRESENT THE CUMULATIVE KNOWLEDGE AND EXPERIENCE OF MORE THAN A CENTURY OF HIGH QUALITY PROFESSIONAL SERVICE TO AMERICA'S MOST PHILANTHROPIC FAMILY AND HAVE SUPPORTED OVER $3 BILLION OF GRANTMAKING. TODAY, ROCKEFELLER PHILANTHROPY ADVISORS WORKS WITH MORE THAN 450 DONORS, FACILITATING $200 MILLION IN GRANTS AND SOCIAL INVESTMENTS TO MORE THAN 20 COUNTRIES IN AFRICA, ASIA, THE CARIBBEAN, EUROPE, LATIN AMERICA AND NORTH AMERICA. RPA'S BROAD RANGE OF SERVICES INCLUDES: 1.ESTABLISHING A FOUNDATION, CHARITABLE GIVING FUND OR OTHER GIV
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 14,280,313 including grants of $ 13,173,159 ) (Revenue $ 0 )
Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. RPA's staff can administer all aspects of grantmaking, including: 1. Conducting due diligence on prospective recipients 2. Issuing grant letters and awarding payment via check or wire 3. Providing electronic record-keeping for all grantmaking 4. Generating quarterly reports on fund investments
4b (Code:   ) (Expenses $ 31,777,446 including grants of $ 13,495,244 ) (Revenue $ 2,858,508 )
Sponsored Projects - Designed to enable individuals or groups to pursue a variety of specialized charitable grant-making projects and activities consistent with the general mission of RPA. RPA provides administrative and programmatic platforms that enable individuals to develop launch and promote high-impact projects around the globe. RPA's fiscal sponsorship services make it possible for private foundations and unincorporated groups to conduct targeted charitable activities, create grantmaking programs or receive U.S. tax-deductible donations. Establishing a fiscal sponsorship under RPA's 501(c)(3) public charity designation substantially reduces the costs typically associated with developing nonprofit governance, management and operational infrastructure. RPA has extensive experience managing start-up, innovative and complex projects in the U.S and overseas. RPA can: 1. Provide strong accounting, HR, finance & IT infrastructure 2. Develop and monitor sophisticated project budget and grant reporting 3. Offer research, analysis, grantmaking and evaluation services 4. Adopt project governance structures that engage external advisors, funders and other principals.
4c (Code:   ) (Expenses $ 7,184,565 including grants of $ 57,237 ) (Revenue $ 4,470,995 )
General Fund/RPA Consulting - To facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet53,242,324
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III
Click to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
.......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
..................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2...
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
136
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
148
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletEI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
14
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
13
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , NH , NJ , NM , NY , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletKATHY EASON6 WEST 48 STREET 10TH FLOORNEW YORKNY10036 (212) 812-4330
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Kevin P A Broderick........................................................................
Chairman
1.0
.......................  
X   X       0 0 0
(2) Melissa A Berman........................................................................
President and CEO
35.0
.......................  
X   X       339,973   50,701
(3) Stuart P Davidson........................................................................
Treasurer
1.0
.......................  
X   X       0   0
(4) Rien Van Gendt........................................................................
Board Member
1.0
.......................  
X           0   0
(5) Cathy Frank Halstead........................................................................
Board Member
1.0
.......................  
X           0   0
(6) Jesse D Johnson........................................................................
Board Member
1.0
.......................  
X           0   0
(7) Wendy O'Neill........................................................................
Board Member
1.0
.......................  
X           0   0
(8) DR Robert K Ross........................................................................
Board Member
1.0
.......................  
X           0   0
(9) Marnie S Pillsbury........................................................................
Board Member
1.0
.......................  
X           0   0
(10) Valerie R Wayne........................................................................
Board Member
1.0
.......................  
X           0   0
(11) David Kaiser........................................................................
Board Member
1.0
.......................  
X           0   0
(12) Sharon P Rockefeller........................................................................
Board Member (thru 12/12)
1.0
.......................  
X           0   0
(13) Abby M O'Neill........................................................................
Board Member (Thru 12/12)
1.0
.......................  
X           0   0
(14) Michael Rockefeller........................................................................
Board Member
1.0
.......................  
X           0   0
(15) Judy Belk-Peeks........................................................................
Senior Vice President
35.0
.......................  
    X       264,750   46,438
(16) Chris B Page........................................................................
Senior Vice President
35.0
.......................  
    X       265,623   39,035
(17) Walter Sweet........................................................................
Vice President&corp secretary
35.0
.......................  
    X       180,240   38,586
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Kathy Jean Eason........................................................................
Vice President and CFO
35.0
.......................  
    X       184,226   24,164
(19) Yolanda A Arias-Brownell........................................................................
assistant corporate secretary
35.0
.......................  
    X       130,961   30,200
(20) Luther M Ragin Jr........................................................................
CEO-Sponsored Project
35.0
.......................  
        X   248,988   19,770
(21) Yolie Flores........................................................................
Director, Sponsored Projects
35.0
.......................  
        X   206,220   19,412
(22) Jeffrey Nesbit........................................................................
Exec. Director, Sponsored Proj
35.0
.......................  
        X   222,012   14,214
(23) Robert M Shireman........................................................................
Director, Sponsored Projects
35.0
.......................  
        X   173,244   16,335
(24) Jonathan Charles Fox........................................................................
Director, Sponsored Projects
35.0
.......................  
        X   211,440   38,151












1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,427,677 0 337,006
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet30
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
Bankable Frontier Associates LLC, 48 Grove street suite 205SOMERVILLEMA02144 consulting 1,083,181
Capitol Impact LLC, 1107 9th st Suite 500SACRAMENTOCA95814 consulting 777,604
Hattaway Communications, 1717 Rhode Island NW STE 600WASHINGTONDC20036 communication 602,466
B Lab Company, 8 Walnut AvenueBERWYNPA19312 Consulting 444,627
Enviropraxis PTY LTD, 20 THE RIDGEHELENSBURGNEW SOUTH WALESAU Consulting 416,295
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet15
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 3,778,796
f All other contributions, gifts, grants, and
similar amounts not included above
1f
37,975,342
g Noncash contributions included in lines
1a-1f:$
1,809,883
h Total. Add lines 1a-1f.......MediumBullet 41,754,138
 Program Service Revenue Business Code
2a ADVISORY FEES 523930 4,470,995 4,470,995    
b ASSESSMENT FEES 523920 829,034 829,034    
c MEMBERSHIP DUES 525990 979,721 979,721    
d ASSESSMENT FEES/CONTRACTS (SPONSORED PROJECTS) 900099 1,049,753 1,049,753    
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 7,329,503
 Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 782,481     782,481
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 162,400     162,400
(i) Real (ii) Personal
6a Gross rents 209,591  
b Less: rental expenses    
c Rental income or (loss) 209,591 0
d Net rental income or (loss).......MediumBullet 209,591     209,591
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 18,479,128  
b Less: cost or other basis and sales expenses 18,488,851  
c Gain or (loss) -9,723  
d Net gain or (loss)..........MediumBullet -9,723     -9,723
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a MISCELLANEOUS 900099 103,511     103,511
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 103,511
12 Total revenue. See Instructions......MediumBullet 50,331,901 7,329,503   1,248,260
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 19,643,090 19,643,090
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 7,082,550 7,082,550
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,372,860 1,179,945 191,088 1,827
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 9,434,756 8,108,982 1,313,219 12,555
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 694,281 596,720 96,637 924
9 Other employee benefits ....... 1,140,835 980,525 158,792 1,518
10 Payroll taxes ........... 1,025,437 881,342 142,730 1,365
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 157,134 135,054 21,871 209
c Accounting ........... 194,605 167,259 27,087 259
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 254,726 254,726
f Investment management fees ...... 67,131 57,698 9,344 89
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 2,281,702 2,205,928 327,370 -251,596
12 Advertising and promotion .... 39,429 33,889 5,488 52
13 Office expenses ....... 1,389,899 1,194,590 193,459 1,850
14 Information technology ...... 0      
15 Royalties .. 0      
16 Occupancy ........... 2,912,084 2,502,878 405,331 3,875
17 Travel ............ 851,999 732,276 118,589 1,134
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 0      
20 Interest ........... 167,972 144,368 23,380 224
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 320,991 275,026 45,539 426
23 Insurance .............. 67,306 57,848 9,368 90
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PROGRAM RELATED FEES 4,254,842 4,254,842    
b RESEARCH FEES 2,167,346 2,167,346    
c GRANTS ASSESSMENT 543,131 543,131    
d BAD DEBT EXPENSE 237,994 204,551 33,126 317
e All other expenses 106,607 92,486 13,978 143
25 Total functional expenses. Add lines 1 through 24e 56,408,707 53,242,324 3,136,396 29,987
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 6,538,570 1 3,011,944
2 Savings and temporary cash investments ......... 25,503,254 2 23,012,009
3 Pledges and grants receivable, net ........... 1,212,927 3 1,174,017
4 Accounts receivable, net ............. 854,953 4 1,229,533
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 1,000,000 7 1,000,000
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges .......... 159,349 9 169,386
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,538,742
b Less: accumulated depreciation ..... 10b 942,120 1,603,643 10c 1,596,622
11 Investments—publicly traded securities .......... 20,286,446 11 23,147,380
12 Investments—other securities. See Part IV, line 11 ..... 3,537,544 12 4,152,936
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 0 15 0
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 60,696,686 16 58,493,827
Liabilities 17 Accounts payable and accrued expenses ......... 1,223,421 17 2,016,627
18 Grants payable ................. 400,952 18 103,364
19 Deferred revenue ................ 3,938,510 19 4,865,558
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 1,485,000 23 1,275,000
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 986,274 25 1,095,352
26 Total liabilities. Add lines 17 through 25......... 8,034,157 26 9,355,901
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 33,218,874 27 36,459,843
28 Temporarily restricted net assets ........... 19,443,655 28 12,678,083
29 Permanently restricted net assets ........... 0 29 0
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 52,662,529 33 49,137,926
34 Total liabilities and net assets/fund balances ........ 60,696,686 34 58,493,827
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
50,331,901
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
56,408,707
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-6,076,806
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
52,662,529
5
Net unrealized gains (losses) on investments ...............
5
2,722,182
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-169,979
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
49,137,926
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 41,887,115 29,507,357 35,218,801 79,019,333 41,754,138 227,386,744
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 41,887,115 29,507,357 35,218,801 79,019,333 41,754,138 227,386,744
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..           68,924,355
6 Public support. Subtract line 5 from line 4.           158,462,389
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4.. 41,887,115 29,507,357 35,218,801 79,019,333 41,754,138 227,386,744
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 1,482,989 815,528 729,346 1,053,546 1,154,472 5,235,881
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 294,546 532,294 546,659 110,252 103,511 1,587,262
11 Total support (Add lines 7 through 10).           234,209,887
12
12
28,226,127
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
67.658 %
15
15
65.278 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 0  
c Total lobbying expenditures (add lines 1a and 1b) ................... 0  
d Other exempt purpose expenditures ........................ 56,408,707  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 56,408,707  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
1,000,000  
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in)
(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e))
        6,000,000
             
c Total lobbying expenditures 0 0 0 0 0
             
d Grassroots nontaxable amount 250,000 250,000 25,000 250,000 775,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))
        1,162,500
             
f Grassroots lobbying expenditures 93,000 13,000 0 0 106,000
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 71  
2 Aggregate contributions to (during year) ... 9,232,328  
3 Aggregate grants from (during year) ..... 13,173,159  
4 Aggregate value at end of year ........ 20,621,273  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........
         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   1,543,167 491,195 1,051,972
d Equipment ................   995,575 450,925 544,650
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,596,622
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 0
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
DEFERRED RENT 1,095,352








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,095,352
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 53,054,083
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 2,722,182
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 2,722,182
3 Subtract line 2e from line 1..................... 3 50,331,901
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 50,331,901
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 56,408,707
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3 56,408,707
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 56,408,707
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Liability for uncertain tax position (ASC 740) Schedule D, Part X, Line 2 RPA recognizes the tax effects form an uncertain tax position in the financial statements only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. RPA is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal revenue Code. Nevertheless, RPA may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ending December 31, 2009, 2010, 2011 and 2012 are still open for audit for both federal and state purposes. As of December 31, 2012, management determined that there are no uncertain tax positions within its financial statements.
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
East Asia and the Pacific     Grantmaking   2,684,903
Europe (Including Iceland and Greenland)     Grantmaking   2,224,744
Middle East and North Africa     Grantmaking   160,000
North America     Grantmaking   305,000
South America     Grantmaking   222,521
South Asia     Grantmaking   984,386
Sub-Saharan Africa     Grantmaking   500,996
Central America and the Caribbean     Grantmaking   4,152,936
           
           
           
           
           
           
           
           
           
3a Sub-total .....     11,235,486
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b)     11,235,486
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia and the Pacific   170,418        
South America   131,521        
East Asia and the Pacific   45,771        
Europe   313,210        
East Asia and the Pacific   216,878        
East Asia and the Pacific   561,564        
South Asia   30,800        
East Asia and the Pacific   34,000        
Sub-Saharan Africa   38,179        
South Asia   22,727        
South Asia   50,500        
South Asia   688,990        
South Asia   20,000        
East Asia and the Pacific   10,000        
East Asia and the Pacific   47,022        
Sub-Saharan Africa   462,817        
Europe (Including Iceland and Greenland)   324,237        
South Asia   45,000        
Middle East and North Africa   10,000        
Europe (Including Iceland and Greenland)   250,000        
South America   41,000        
South Asia   26,369        
East Asia and the Pacific   46,250        
East Asia and the Pacific   150,000        
Middle East and North Africa   150,000        
South Asia   52,500        
East Asia and the Pacific   6,000        
Europe   20,000        
Europe   17,500        
Europe   10,000        
Europe   8,000        
Europe   10,000        
Europe   10,000        
Europe   30,000        
Europe   10,000        
Europe   8,021        
Europe   30,000        
Europe   100,000        
Europe   10,000        
Europe   10,000        
Europe   12,500        
Europe   16,041        
Europe   17,500        
Europe   10,000        
Europe   10,000        
Europe   10,000        
Europe   8,309        
Europe   21,575        
Europe   41,000        
Europe   8,352        
South America   50,000        
Europe   12,500        
Europe   50,000        
Europe   10,000        
East Asia and the Pacific   25,000        
East Asia and the Pacific   33,000        
Europe   15,000        
East Asia and the Pacific   15,000        
Europe (Including Iceland and Greenland)   10,000        
Europe   25,000        
East Asia and the Pacific   25,000        
Europe   100,000        
Europe   20,000        
Europe   106,000        
Europe   12,500        
North America   35,000        
East Asia and the Pacific   20,000        
East Asia and the Pacific   20,000        
East Asia and the Pacific   75,000        
East Asia and the Pacific   20,000        
East Asia and the Pacific   15,000        
East Asia and the Pacific   15,000        
East Asia and the Pacific   23,000        
East Asia and the Pacific   50,000        
East Asia and the Pacific   60,000        
East Asia and the Pacific   75,000        
East Asia and the Pacific   25,000        
East Asia and the Pacific   75,000        
East Asia and the Pacific   75,000        
East Asia and the Pacific   45,000        
East Asia and the Pacific   20,000        
East Asia and the Pacific   30,000        
East Asia and the Pacific   20,000        
East Asia and the Pacific   47,000        
East Asia and the Pacific   30,000        
East Asia and the Pacific   75,000        
East Asia and the Pacific   40,000        
East Asia and the Pacific   30,000        
East Asia and the Pacific   75,000        
East Asia and the Pacific   20,000        
East Asia and the Pacific   54,000        
Europe   135,000        
Europe (Including Iceland and Greenland)   63,000        
Europe   87,000        
Europe (Including Iceland and Greenland)   50,000        
East Asia and the Pacific   50,000        
Europe   50,000        
Europe   10,500        
Europe   8,052        
Europe   8,148        
North America   15,000        
North America   50,000        
Europe   17,604        
Europe   6,245        
North America   15,000        
North America   20,000        
North America   10,000        
North America   10,000        
North America   10,000        
North America   10,000        
North America   15,000        
Europe   59,140        
East Asia and the Pacific   75,000        
East Asia and the Pacific   35,000        
East Asia and the Pacific   25,000        
East Asia and the Pacific   50,000        
North America   30,000        
North America   10,000        
North America   25,000        
North America   10,000        
Europe   7,500        
Europe   10,000        
Europe   10,000        
Europe   8,052        
East Asia and the Pacific   25,000        
South Asia   37,500        
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
126
3
Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Procedure for monitoring the use of grants outside the United States Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds ( The Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Pre-ward screening criteria 2.Anti-terrorism research - List checking 3.Information gathering FROM both grantee and independent sources- extent based on internal criteria for pre-ward screening 4.Internal document review and approval against RPA standards 5.Risk assessment and if necessary more detailed review 6.Written agreements 7.Post ward monitoring for compliance based on individual circumstances for both program and financial reporting.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
Jump Start Growth Sponsored Projects   No 9,500 70,270  
Project Education LLC
84 Autumn Drive
 
Tolland, CT06084
Fundraising Consultant   No 0 38,265  
Third Plateau Social Impact Strate
1950 7th Avenue
 
Sacramento, CA95818
Fundraising Consultant   No 0 12,700  
Garwood Events
225 West 106th Street
Suite 15M
New York, NY10025
fundraising consultant   No 0 89,429  
The McElwee Group
214 South Griffith Park Drive
 
Burbank, CA91506
Fundraising Consultant   No 0 11,250  
Raymond Laszczych
77 Green Street
 
Brooklyn, NY11222
Strategic Planning   No 50,000 32,812 17,188
             
             
             
             
Total .................right arrow 59,500 254,726 17,188
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, ME, MD, MA, MI, MN, MS, NH, NJ, NM, NY, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other events

 
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Contributions . .        
3 Gross income (line 1
minus line 2) . . .
       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number
13-3615533
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) The University of Texas Medical Branch at Galvesto
PO Box 4786-750
Houston,TX772104786
76-0682238 501(c)(3) 34,898        
(2) Indigenous Education Network of Turtle Island
PO Box 485
Bemidji,MN56619
38-3653476 501(c)(3) 18,000        
(3) North Carolina Community College System
5016 Mail Service Center
Raleigh,NC276995016
56-1288079 section 115 200,000        
(4) Kentucky Council on Postsecondary Education
1024 Capital Center Drive suite 320
Frankfort,KY40601
61-0600439 section 115 1,343,815        
(5) Natural Resources Council of Maine
3 Wade Street
Augusta,ME043306351
01-0270690 501(c)(3) 8,000        
(6) Swan's Island Educational Society
451 Atlantic Road
Swans Island,ME04685
01-0317540 501(c)(3) 10,000        
(7) Wendell Gilley Museum of Bird Carving
PO Box 254
Southwest Harbor,ME04679
01-0368574 501(c)(3) 25,500        
(8) Hour Exchange Portland
516 Congress Street
Portland,ME04101
01-0496955 501(c)(3) 25,000        
(9) Maine Huts & Trails
375 NMain Street
Kingfield,ME04947
01-0537084 501(c)(3) 50,000        
(10) Center for Civic Policy in New Mexico
323 Atlantic Avenue SW
Albuquerque,NM87102
01-0869701 501(c)(3) 35,000        
(11) Behold the Lion of God Ministries
2719 East David Dr
Gulfport,MS39503
01-0889008 501(c)(3) 11,000        
(12) Community Ventures
436 14th Street Suite 1120
Oakland,CA94612
01-0919727 501(c)(3) 20,000        
(13) Restaurant Opportunities Centers United
350 Seventh Avenue Suite 1504
New York,NY10001
01-0939141 501(c)(3) 30,000        
(14) The Hitchcock Foundation
One Medical Center Drive
Lebanon,NH03756
02-0222139 501(c)(3) 30,000        
(15) Riverbend Community Mental Health Inc
5 Market Lane
Concord,NH03301
02-0264383 501(c)(3) 20,000        
(16) DC Preparatory Academy-GE-11G-125772-2-2011G1257
707 Edgewood Street NE
Washington,DC20017
02-0550253 501(c)(3) 12,000        
(17) Shelburne Farms
1611 Harbor Road
Shelburne,VT05482
03-0229347 501(c)(3) 20,000        
(18) New Economics Institute
1 Broadway 14th Floor
Cambridge,MA02142
03-0278626 501(c)(3) 11,500        
(19) Friends of the Morrill Homestead Inc
PO Box 98
Strafford,VT05072
03-0356732 501(c)(3) 10,000        
(20) Women's Voices Women-GE-12G-129654-1-2012G129654
1640 Rhode Island avenue NW STE 825
Washington,DC20036
03-0554750 501(c)(4) 70,000        
(21) Brennan Center Strat-GE-12G-132602-1-2012G132602
161 Avenue of the Americaas 12th Fl
New York,NY10013
03-0593698 501(c)(4) 10,000        
(22) Harvard Business School
Soldiers Field Road
Boston,MA02163
04-2103580 501(c)(3) 5,925        
(23) Boston Foundation
75 Arlington Street
Boston,MA02116
04-2104021 501(c)(3) 100,000        
(24) WGBH Educational Foundation
One Guest Street
Boston,MA02135
04-2104397 501(c)(3) 5,500        
(25) South Boston Neighborhood House Inc
136 H Street
South Boston,MA02127
04-2104807 501(c)(3) 12,500        
(26) Commonwealth School Inc
151 Commonwealth Avenue
Boston,MA02116
04-2228167 501(c)(3) 5,500        
(27) The Center for Independent Documentary
680 South Main Street
Sharon,MA02067
04-2738458 501(c)(3) 20,500        
(28) Baystate Medical Center
PO Box 414168
Springfield,MA022414168
04-2888373 501(c)(3) 34,898        
(29) United for a Fair Economy Inc
29 Winter Street
Boston,MA02108
04-3286118 501(c)(3) 6,000        
(30) Red Tomato
1033 Turnpike Street
Canton,MA02021
04-3375151 501(c)(3) 15,000        
(31) Tufts Medical Center
800 Washington Street
Boston,MA02111
04-3400617 501(c)(3) 30,000        
(32) The Cantata Singers Inc
729 Boylston Street
Boston,MA02116
04-6138594 501(c)(3) 30,000        
(33) Cornerstone Campaign
660 Pennsylvania Avenue SE Suite 30
Washington,DC20003
05-0528669 501(c)(3) 500,000        
(34) Fairfield University
1073 North Benson Rd
Fairfield,CT068245171
06-0646623 501(c)(3) 10,000        
(35) Yale University Alumni Fund Office
PO Box 2038
New Haven,CT065212038
06-0646973 501(c)(3) 12,000        
(36) Greenwich Academy
200 North Maple Avenue
Greenwich,CT06830
06-0653118 501(c)(3) 6,500        
(37) Shore Line Trolley Museum
17 River Street
East Haven,CT06512
06-6088826 501(c)(3) 30,000        
(38) The Parrish Art Museum
279 Montauk Highway
Watermill,NY11976
11-1782495 501(c)(3) 30,000        
(39) National Association of Mothers' Centers Inc
1740 Old Jericho Turnpike
Jericho,NY11753
11-3242529 501(c)(3) 250,000        
(40) North Shore-Long Island Jewish Health System Found
300 Community Drive
Manhasset,NY11030
11-3418133 501(c)(3) 34,898        
(41) Sustainable Long Island Inc
399 Conklin Street Suite 202
Farmingdale,NY11735
11-3464049 501(c)(3) 50,000        
(42) Earth Charter US Inc
607 W Bay St
Tampa,FL336062703
11-3736650 501(c)(3) 15,000        
(43) Variety Boys and Girls Club of Queens Inc
21-12 30th Road
Long Island City,NY11102
11-6014770 501(c)(3) 30,000        
(44) The East Hampton Historical Society
101 Main Street
East Hampton,NY11937
11-6035631 501(c)(3) 15,000        
(45) St Bernard's School
4 East 98th Street
New York,NY10029
13-1255270 501(c)(3) 10,000        
(46) The Brearley School
610 East 83rd Street
New York,NY100287988
13-1623915 501(c)(3) 25,000        
(47) The Juilliard School
60 Lincoln Center Plaza
New York,NY10023
13-1624067 501(c)(3) 21,000        
(48) Lenox Hill Hospital
130 East 77th Street
New York,NY10075
13-1624070 501(c)(3) 34,898        
(49) Metropolitan Museum of Art
1000 Fifth Avenue
New York,NY100280198
13-1624086 501(c)(3) 8,500        
(50) The Metropolitan Opera
30 Lincoln Center
New York,NY10023
13-1624087 501(c)(3) 20,000        
(51) Museum of Modern Art
11 West 53 Street
New York,NY10019
13-1624100 501(c)(3) 62,500        
(52) National Audubon Society
225 Varick Street
New York,NY10014
13-1624102 501(c)(3) 5,400        
(53) Rockefeller University
1230 York Avenue Box 164
New York,NY10021
13-1624158 501(c)(3) 22,500        
(54) Teachers College
Columbia University 525 West 120th
New York,NY10027
13-1624202 501(c)(3) 6,000        
(55) Council on Foreign Relations
58 East 68th Street
New York,NY10065
13-1628168 501(c)(3) 7,500        
(56) Historic Hudson Valley
639 Bedford Road
Pocantico Hills,NY10591
13-1692606 501(c)(3) 26,000        
(57) Wildlife Conservation Society
2300 Southern Boulevard
Bronx,NY10460
13-1740011 501(c)(3) 821,000        
(58) Society for the Prevention of Cruelty to Animals o
590 North State Road
Briarcliff Manor,NY10510
13-1740069 501(c)(3) 14,000        
(59) Hackley School
293 Benedict Avenue
Tarrytown,NY10591
13-1740452 501(c)(3) 10,000        
(60) Rockefeller Brothers Fund Inc
475 Riverside Drive Suite 900
New York,NY10115
13-1760106 501(c)(3) 6,500        
(61) Unitarian Church of All Souls
1157 Lexington Avenue
New York,NY10075
13-1782493 501(c)(3) 15,000        
(62) The Buckley School
113 East 73rd Street
New York,NY10021
13-1837409 501(c)(3) 7,500        
(63) The Public Theater
425 Lafayette St
New York,NY10003
13-1844852 501(c)(3) 10,000        
(64) Memorial Sloan-Kettering Cancer Center
1275 York Avenue Box 303
New York,NY10021
13-1924236 501(c)(3) 11,000        
(65) Young Concert Artists Inc
250 West 57 Street Suite 1222
New York,NY10107
13-1951681 501(c)(3) 25,000        
(66) Fund for the City of New York
121 Avenue of the Americas 6th Floo
New York,NY100131505
13-2612524 501(c)(3) 25,750        
(67) Natural Resources Defense Council Inc
40 West 20th Street
New York,NY10011
13-2654926 501(c)(3) 35,500        
(68) Bronx Museum of the Arts Inc
1040 Grand Concourse
Bronx,NY10456
13-2709368 501(c)(3) 25,000        
(69) Creative Time Inc
59 East 4th Street 6th Floor
New York,NY10003
13-2835847 501(c)(3) 40,000        
(70) Child Trends
4301 Connnecticut Avenue Suite 350
Washington,DC20008
13-2982969 501(c)(3) 20,000        
(71) New Museum of Contemporary Art
235 Bowery Street
New York,NY10002
13-2986881 501(c)(3) 7,500        
(72) Funding Exchange Inc
666 Broadway Suite 500
New York,NY10012
13-3002025 501(c)(3) 15,000        
(73) New York Public Radio
PO Box 1550
New York,NY101161550
13-3015230 501(c)(3) 10,000        
(74) Asian Cultural Council Inc
6 West 48th Street 12th Floor
New York,NY10036
13-3018822 501(c)(3) 130,000        
(75) The New York Community Trust
909 3rd Avenue
New York,NY10002
13-3062214 501(c)(3) 32,204        
(76) New York-Presbyterian Fund Inc
245 Fort Washington Avenue Sutie 1A
New York,NY10032
13-3160356 501(c)(3) 10,000        
(77) American Friends of Blerancourt Inc
20 West 44th Street Room 506
New York,NY10036
13-3290365 501(c)(3) 15,000        
(78) Trinity Lutheran Church
2668 Berkley Ave
New York,NY10025
13-3342240 501(c)(3) 25,000        
(79) The Bhutan Foundation
2100 Pennsylvania Avenue Suite 525
Washington,DC20037
13-3376290 501(c)(3) 6,000        
(80) The Synergos Institute Inc
3 East 54th Street 14th Floor
New York,NY10022
13-3392006 501(c)(3) 265,500        
(81) Doctors Without Borders
333 Seventh Avenue 2nd Floor
New York,NY100015004
13-3433452 501(c)(3) 50,000        
(82) Urban Justice Center-GE-12G-132953-1-2012G132953
123 William Street 18th Floor
New York,NY10038
13-3442022 501(c)(3) 40,000        
(83) Harlem United Community AIDS Center Inc
306 Lennox Avenue 3rd Floor
New York,NY10027
13-3461695 501(c)(3) 25,000        
(84) New York City Coalit-GE-12G-132943-1-2012G132943
16 Beaver Street Third Floor
New York,NY10004
13-3471350 501(c)(3) 15,000        
(85) Art In General Inc
79 Walker Street
New York,NY100133523
13-3472869 501(c)(3) 25,000        
(86) Food Bank for Westchester Inc
200 Clearbrook Road Suite 160
Elmsford,NY105231314
13-3507988 501(c)(3) 8,000        
(87) Habitat for Humanity of Westchester
524 Main Street
New Rochelle,NY10801
13-3522732 501(c)(3) 7,000        
(88) Covenant House Washington
2001 Mississippi Avenue
Washington,DC20020
13-3537709 501(c)(3) 75,000        
(89) Planned Parenthood Action fund-GE-12G-128020-1-201
434 West 33rd Street
New York,NY10001
13-3539048 501(c)(3) 127,400        
(90) The Center for Reproductive Rights
120 Wall Street
New York,NY10005
13-3669731 501(c)(3) 151,300        
(91) The Partnership for the Homeless
305 Seventh Avenue 13th Floor
New York,NY100016008
13-3732698 501(c)(3) 25,000        
(92) Shared Interest Inc
121 West 27th Street Suite 805
New York,NY10001
13-3836581 501(c)(3) 8,000        
(93) Council for a Strong America
1212 New York Avenue NW Suite 300
Washington,DC20005
13-3840271 501(c)(3) 125,000        
(94) Natural Resources Defense Council Action Fund
40 West 20th Street
New York,NY10011
13-3976062 501(c)(4) 85,000        
(95) Demos A Network for Ideas and Action
220 Fifth Avenue Fifth Floor
New York,NY10001
13-4105066 501(c)(3) 5,500        
(96) Center for Educational Innovation - Public Educati
28 West 44th Street Suite 300
New York,NY10036
13-4113613 501(c)(3) 100,000        
(97) Legal Aid Society
199 Water Street
New York,NY10038
13-5562265 501(c)(3) 20,000        
(98) New York University
726 Broadway 2nd Floor
New York,NY100039580
13-5562308 501(c)(3) 15,500        
(99) Trinity Wall Street
74 Trinity Place 25th Floor
New York,NY10006
13-5562393 501(c)(3) 24,000        
(100) The Trustees of Columbia University in the City of
617 West 168th Street
New York,NY10032
13-5598093 501(c)(3) 10,000        
(101) American Heart Association Western States Affilia
One Almaden Blvd Suite 500
San Jose,CA95113
13-5613797 501(c)(3) 20,000        
(102) Mount Sinai School of Medicine
One Gustave L Levy Place Box 1030
New York,NY100296574
13-6171197 501(c)(3) 34,898        
(103) International Institute of Rural Reconstruction
40 Exchange Place Suite 1205
New York,NY10005
13-6175722 501(c)(3) 136,669        
(104) Rockefeller Family Fund Inc
475 Riverside Drive Suite 900
New York,NY10115
13-6257658 501(c)(3) 80,000        
(105) The Research Foundation of the State University of
402 Crofts Hall
Buffalo,NY142607016
14-1368361 501(c)(3) 10,000        
(106) North Country School Inc
PO Box 187
Lake Placid,NY12946
14-1430542 501(c)(3) 100,000        
(107) The Olana Partnership
PO Box 199
Hudson,NY12534
14-1828430 501(c)(3) 8,000        
(108) University of Rochester
601 Elmwood Ave Box SURG
Rochester,NY14642
16-0743209 501(c)(3) 34,898        
(109) Conservation Voters of New Mexico-GE-12G-131616-1-
507 Webber Street Unit A
Santa Fe,NM87505
20-0016255 501(c)(4) 45,000        
(110) Campaign for College Opportunity
714 W Olympic Blvd Suite 745
Los Angeles,CA90015
20-0427622 501(c)(3) 110,000        
(111) State Voices
500 Griswold Street Suite 2850
Detroit,MI48226
20-1115618 501(c)(3) 95,000        
(112) Calcutta Kids Inc
PO Box 465
Marlboro,VT05344
20-1726303 501(c)(3) 12,500        
(113) Working America Education Fund
815 16th Street NW
Washington,DC20006
20-2035052 501(c)(3) 20,000        
(114) Los Angeles Parents Union
315 W 9th Street
Los Angeles,CA90015
20-2207418 501(c)(3) 100,000        
(115) Mentoring Today
2309 Martin Luther King
Washington,DC20020
20-2325866 501(c)(3) 90,000        
(116) University of Pittsburgh Physicians
3600 Forbes Avenue at Meyran Ave
Pittsburgh,PA15213
20-2919472 501(c)(3) 34,898        
(117) Faith in Public Life
1111 14th Street NW 9th Floor
Washington,DC20005
20-3798596 501(c)(3) 95,000        
(118) Hole in the Wall Foundation
265 Church Street Suite 503
New Haven,CT06510
20-3865042 501(c)(3) 10,000        
(119) Washington Progress Alliance
1402 3rd Avenue 515
seattle,WA98101
20-4258530 501(c)(4) 9,000        
(120) Operation HomeCare Inc
300 Kentucky Avenue
York,AL36925
20-4477032 501(c)(3) 15,500        
(121) Ochsner Medical Center
1514 Jefferson Highway
New Orleans,LA70121
20-5296918 501(c)(3) 34,898        
(122) EdVoice Institute for Research and Education
1107 9th Street Suite 680
Sacramento,CA95814
20-5320422 501(c)(3) 125,000        
(123) First Peoples Worldwide
857 Leeland Road
Fredericksburg,VA22405
20-5656119 501(c)(3) 6,000        
(124) New Venture Fund
734 15th Street NW Suite 600
Washington,DC20036
20-5806345 501(c)(3) 35,000        
(125) Youth Represent Inc
342 Broadway
New York,NY10013
20-8034010 501(c)(3) 40,000        
(126) Carr Educational Foundation
DEPT 34546 PO Box 39000
San Francisco,CA94139
20-8283551 501(c)(3) 25,000        
(127) ProgressNow
1600 University Avenue Suite 309B
St Paul,MN55104
20-8720291 501(c)(3) 65,000        
(128) The Cooper Health System
Three Executive Campus Suite 310
Cherry Hill,NJ08002
21-0634462 501(c)(3) 34,898        
(129) Princeton University
PO Box 46
Princeton,NJ08544
21-0634501 501(c)(3) 185,786        
(130) Lawrenceville School
PO Box 6125
Lawrenceville,NJ08648
21-0634503 501(c)(3) 21,000        
(131) Vermont Studio Center Inc
PO Box 613
Johnson,VT05656
22-2478074 501(c)(3) 20,000        
(132) Island Housing Trust
PO Box 851
Southeast Harbor,ME04679
22-2993615 501(c)(3) 10,000        
(133) Episcopal Community Development Inc
620 Clinton Avenue
Newark,NJ07108
22-3072251 501(c)(3) 25,000        
(134) Miracle House
80 Eighth Avenue - 315
New York,NY10011
22-3081068 501(c)(3) 30,000        
(135) Women's Fund of New Jersey
145 West Hanover Street
Trenton,NJ08618
22-3378734 501(c)(3) 10,000        
(136) Public Conversations Project Inc
46 Kondazian Street
Watertown,MA024722832
22-3432160 501(c)(3) 16,000        
(137) The Northern Forest Center Inc
PO Box 210
Concord,NH033020210
22-3458955 501(c)(3) 10,000        
(138) Wake Forest University Health Sciences
Medical Center Boulevard
WinstonSalem,NC27157
22-3849199 501(c)(3) 34,898        
(139) Center for Constitutional Rights Inc
666 Broadway 7th floor
New York,NY10012
22-6082880 501(c)(3) 7,000        
(140) American Friends Service committee -GE-12G-132944-
1501 Cherry Street
Philadelphia,PA19102
23-1352010 501(c)(3) 20,000        
(141) University of Pennsylvania
3451 Walnut Street
Philadelphia,PA19104
23-1352685 501(c)(3) 25,000        
(142) First Presbyterian Church of Bayou Blue
3200 Highway 316
Gray,LA70359
23-6393377 501(c)(3) 9,000        
(143) College of the Atlantic
105 Eden Street
Bar Harbor,ME04609
23-7032625 501(c)(3) 17,500        
(144) Oxfam America Inc
226 Causeway St 5th Floor
Boston,MA02114
23-7069110 501(c)(3) 41,000        
(145) University of Louisville Foundation Inc
2323 S Brook Street
louisville,KY40292
23-7078461 501(c)(3) 30,000        
(146) Oregon Health and Science University Foundation
1121 SW Salmon Street Suite 100
Portland,OR97239
23-7083114 501(c)(3) 10,000        
(147) New York Preparatory School Foundation
40 West 68th Street
New YOrk,NY10023
23-7088898 501(c)(3) 20,000        
(148) Colorado State University Foundation
300 W Drake Road
Fort Collins,CO805231620
23-7098397 501(c)(3) 95,000        
(149) Maine Coast Heritage Trust
1 Bowdoin Mill Island
Topsham,ME04086
23-7099105 501(c)(3) 102,000        
(150) Sarah Lawrence College
1 Mead way
Bronxville,NY10708
23-7223216 501(c)(3) 30,000        
(151) Ms Foundationfor W-GE-20013400
12 Metrotech Center 26th Floor
Brooklyn,NY11201
23-7252609 501(c)(3) 200,000        
(152) Mexican Museum
Fort Marina and Laguna Boulevard
San Francisco,CA94123
23-7317504 501(c)(3) 50,000        
(153) Community Foundation for the National Capital Regi
1201 15th Street NW Suite 420
Washington,DC20005
23-7343119 501(c)(3) 40,000        
(154) United Way of Forsyth County
301 North Main Street Suite 1700
WinstonSalem,NC27101
23-7357234 501(c)(3) 10,000        
(155) International Women's Health Coalition Inc
333 Seventh Avenue 6th floor
New York,NY10001
23-7378153 501(c)(3) 7,000        
(156) Arab Community Center For Economic & Social Servic
2651 Saulino Court
Dearborn,MI48120
23-7444497 501(c)(3) 10,000        
(157) American Institutes for Research and Behavioral Sc
1000 Thomas Jefferson St NW
Washington,DC20007
25-0965219 501(c)(3) 150,000        
(158) Poise Foundation
Two Gateway Center Suite 1700 603 S
Pittsburgh,PA15222
25-1393426 501(c)(3) 10,000        
(159) Gotham Early Music Scene
340 Riverside Drive Suite 1A
New York,NY10025
26-0142449 501(c)(3) 10,000        
(160) Luke's House Clinic
3900 St Charles Avenue
New Orleans,LA70115
26-0332262 501(c)(3) 12,500        
(161) 350org
155 Water Street 6th Floor
Brooklyn,NY11201
26-1150699 501(c)(3) 10,000        
(162) The Partnership for Palliative Care
6 West 48th Street 12th Floor
New York,NY10036
26-1184336 501(c)(3) 6,500        
(163) Mount Desert Island Community Sailing and Maritime
PO Box 116168 Clark Point Road
Southwest Harbor,ME04679
26-1225678 501(c)(3) 20,000        
(164) Bayou History Center
1206 Cardinal Drive
Thibodaux,LA70301
26-1921371 501(c)(3) 15,000        
(165) Invest in Muslim Women
874 Chestnut Street
San Francisco,CA94133
26-2220304 501(c)(3) 22,636        
(166) Liberty's Kitchen Inc
422 1/2 South Broad Street
New Orleans,LA70119
26-2254285 501(c)(3) 7,500        
(167) Washington Progress Fund
1402 Third Avenue Suite 515
Seattle,WA98101
26-2868934 501(c)(3) 6,000        
(168) Jane Place Neighborhood Sustainability Initiative
223 Jane Place
New Orleans,LA70119
26-3909820 501(c)(3) 12,000        
(169) The English Concert in America Inc
207 Depew Street
Dumont,NJ07628
26-4409640 501(c)(3) 16,000        
(170) America Votes Educat-GE-12G-128017-1-2012G128017
1155 connecticut Ave NW Ste 600
Washington,DC20036
26-4568341 501(c)(4) 490,000        
(171) Campaign for Communi-GE-12G-128018-1-2012G128018
1536 U Street NW
Washington,DC20009
27-0061100 501(c)(4) 70,000        
(172) The American Ideas Institute
4040 Fairfax Drive Suite 140
Arlington,VA22203
27-0311492 501(c)(3) 15,000        
(173) Serenity Manor Step 2 Inc
4213 Walter Street
Moss Point,MS39563
27-1574769 501(c)(3) 11,500        
(174) Konbit for Haiti
521 NE 81st Street
Miami,FL33138
27-1720097 501(c)(3) 70,710        
(175) Rethink Haiti
13900 Jog Road Suite 203 237
Delray Beach,FL33446
27-2238418 501(c)(3) 25,000        
(176) San Francisco America's Cup Operating Committee
Pier 1 The embarcadero
San Francisco,CA94111
27-3755222 501(c)(3) 15,000        
(177) Free for All Concert Fund
168 Brattle Street
Cambridge,MA02138
27-5457803 501(c)(3) 20,000        
(178) Petey Greene Prisoner Assistance Program Inc
57 N Tulane Street
Princeton,NJ08542
30-0499760 501(c)(3) 90,000        
(179) University of San Diego
5998 Alcala Park
San Diego,CA92110
95-2544535 501(c)(3) 10,000        
(180) University of Cincinnati
231 Albert Sabin Way MLC 0542
Cincinnati,OH45267
31-0896517 501(c)(3) 34,898        
(181) The Ohio State Unive-GE-11G-125078-2-2011G125078
333 W 10th
Columbus,OH43210
31-1145986 501(c)(3) 199,459        
(182) University of Maryland Baltimore Foundation Inc
620 W Lexinigton Street
Baltimore,MD21201
31-1678679 501(c)(3) 10,000        
(183) Center for Environmental and Economic Justice
336 Rodenburg Avenue
Biloxi,MS395313444
31-1786683 501(c)(3) 20,500        
(184) WOONASQUATUCKET VALLEY COMMUNITY BUILD INC
27 Sims Avenue
Providence,RI02909
32-0015513 501(c)(3) 8,000        
(185) Friends of Hurricane Creek
5600 Holt Peterson Rd
Tuscaloosa,AL35404
32-0077772 501(c)(3) 15,000        
(186) Countywide Family Development Center Inc
PO Box 6486
Laurel,MS39441
32-0172373 501(c)(3) 11,500        
(187) Hero's Journey Foundation
5655 Bryant Street
Pittsburgh,PA15206
32-0289909 501(c)(3) 7,500        
(188) Ekhaya Youth Project Inc
PO Box 56835
New Orleans,LA70156
33-1161887 501(c)(3) 15,000        
(189) Cleveland Clinic Foundation
9500 Euclid Avenue H32
Cleveland,OH44195
34-0714585 501(c)(3) 69,796        
(190) University of Toledo Foundation
1111 Research Drive
Toledo,OH43614
34-6555110 501(c)(3) 34,898        
(191) Neighborhood Partnership Network
4902 Canal St Ste 301
New Orleans,LA70119
35-2281054 501(c)(3) 10,000        
(192) Indiana Commission for Higher Education-GE-12PE-12
101 West Ohio Suite 550
Indianapolis,IN46204
35-6000158 section 115 232,800        
(193) Indiana University
PO Box 66057
Indianapolis,IN46266
35-6001673 501(c)(3) 34,898        
(194) St Vincent Hospital Foundation
8333 Naab Road Suite 400
Indianapolis,IN46260
35-6088862 501(c)(3) 34,898        
(195) Chicago Community Trust
111 E Wacker Drive 1400
Chicago,IL60601
36-2167000 501(c)(3) 10,000        
(196) Northwestern University
750 N Lake Shore Drive 7th Floor
Chicago,IL60611
36-2167817 501(c)(3) 69,796        
(197) Hairy Cell Leukemia Research Foundation Inc
790 Estate Drive Suite 180
Deerfield,IL60015
36-3327001 501(c)(3) 25,000        
(198) Loyola University Medical Center
2160 S First Avenue
Maywood,IL60153
36-4015560 501(c)(3) 34,898        
(199) Interfaith Worker Justice
1020 West Bryn Mawr 4th Floor
Chicago,IL606604627
36-4063982 501(c)(3) 11,500        
(200) Detroit Historical Society
5401 Woodward Avenue
Detroit,MI48202
38-1381144 501(c)(3) 25,000        
(201) Beaumont Foundation
3601 West 13 Mile Road
Royal Oak,MI48073
38-1459362 501(c)(3) 35,398        
(202) Trout Unlimited
1300 N 17th St Suite 500
Arlington,VA222092404
38-1612715 501(c)(3) 10,000        
(203) University of Michigan
5000 Wolverine Tower
Ann Arbor,MI48109
38-6006309 501(c)(3) 10,000        
(204) Wayne State College of Nursing
5057 Woodward Avenue Suite 13001
Detroit,MI48202
38-6028429 501(c)(3) 10,000        
(205) Marquette University
175B Marquette University PO Box
Milwaukee,WI532011881
39-0806251 501(c)(3) 10,000        
(206) Wisconsin University System
600 Highland Avenue H4/510
Madison,WI537929248
39-1835630 501(c)(3) 34,898        
(207) Compatible Technology International
800 Transfer Road Suite 6
St Paul,MN55082
41-1400421 501(c)(3) 35,000        
(208) White Earth Land Recovery Project
607 Main Avenue
Callaway,MN56521
41-1673625 501(c)(3) 10,000        
(209) Mayo Clinic

 
 
41-1937751 501(c)(3) 34,898        
(210) International Village Clinic
PO Box 386243
Minneapolis,MN55438
41-1951636 501(c)(3) 25,000        
(211) Louisiana Justice Institute
1631 Elysian Fields Avenue
New Orleans,LA70117
41-2237661 501(c)(3) 18,000        
(212) Regents of the University of Minnesota
NW 5957 PO Box 1450
Minneapolis,MN55485
41-6007513 501(c)(3) 59,898        
(213) Self Help International
703 Second Avenue NW
Waverly,IA50677
42-0844679 501(c)(3) 20,000        
(214) NonProfit Innovations
601 Kappock St Suite 5G
Riverdale,NY10463
42-1587468 501(c)(3) 30,000        
(215) DC Alliance of Youth Advocates
1012 14th Street
Washington,DC20005
42-1709378 501(c)(3) 90,000        
(216) Washington University School of Medicine
660 South Euclid Avenue
St Louis,MO63110
43-0653611 501(c)(3) 34,898        
(217) Greater Kansas City Community Foundation
1055 Broadway Suite 130
Kansas City,MO64105
43-1152398 501(c)(3) 10,000        
(218) Free Minds Book Club & Writing Workshop
2201 P Street NW
Washington,DC20037
43-2066514 501(c)(3) 100,000        
(219) St Lukes Hospital Foundation
4401 Wornall Road
Kansas City,MO64111
44-6014699 501(c)(3) 34,898        
(220) Village Health Works
12 E 33rd Street 4th Floor
New York,NY10016
45-0545435 501(c)(3) 25,000        
(221) Women in the World Foundation Inc
555 W 18th Street 2nd Floor
New York,NY100112805
45-2652749 501(c)(3) 554,000        
(222) Oceana
1350 Connecticut Avenue NW
Washington,DC20036
51-0401308 501(c)(3) 25,000        
(223) FASNY Firefighter Museum
117 Harry Howard Avenue
Hudson,NY12534
51-0419332 501(c)(3) 10,000        
(224) Sailors for the Sea
449 Thames Street 300D
Newport,RI02840
51-0506943 501(c)(3) 53,500        
(225) Atchafalaya Basinkeeper
162 Croydon Avenue
Baton Rouge,LA70764
51-0526541 501(c)(3) 15,000        
(226) Hijra House
PO Box 927
Biloxi,MS39533
51-0650863 501(c)(3) 12,500        
(227) Johns Hopkins University
3400 North Charles Street Baltimore
Baltimore,MD21218
52-0595110 501(c)(3) 42,398        
(228) Latin American Youth Center
1419 Columbia Road
Washington,DC20009
52-1023074 501(c)(3) 110,000        
(229) National Park Foundation
1201 I Street NW Suite 550B
Washington,DC20005
52-1086761 501(c)(3) 25,000        
(230) Center on Budget and Policy Priorities
820 First Street NE Suite 510
Washington,DC20002
52-1234565 501(c)(3) 7,500        
(231) Washington Office on Latin America Inc
1666 Connecticut Avenue NW
Washington,DC20009
52-1249353 501(c)(3) 30,000        
(232) League of Conservation Voters Inc-GE-12G-132081-1
1920 L Street
Washington,DC20036
52-1379661 501(c)(3) 41,000        
(233) National Fish and Wildlife Foundation
1133 Fifteenth Street NW Suite 110
Washington,DC20005
52-1384139 501(c)(3) 26,000        
(234) Conservation Interna-GE-12G-135888-1-2012G135888
2011 Crystal Drive Suite 500
Arlington,VA22202
52-1497470 501(c)(3) 650,000        
(235) League of Conservation Voters Inc-GE-12G-132081-1
1920 L Street
Washington,DC20036
52-1733698 501(c)(4) 25,000        
(236) Women for Women International
4455 Connecticut Avenue NW Suite 20
Washington,DC20008
52-1838756 501(c)(3) 16,000        
(237) Campaign for America-GE-12G-129944-1-2012G129944
1825 K Street NW Ste 400
Washington,DC20006
52-1861766 501(c)(4) 10,000        
(238) Urban Alliance Foundation
1327 14th Street NW Suite 200
Washington,DC20005
52-1938443 501(c)(3) 80,000        
(239) See Forever Foundation
1436 U Street NW
Washington,DC20009
52-1942257 501(c)(3) 100,000        
(240) Stand for Children
516 SE Morrison Street Suite 410
Portland,OR97214
52-1957214 501(c)(3) 18,500        
(241) Education Trust West
1814 Franklin Street Suite 220
Oakland,CA94612
52-1982223 501(c)(3) 170,000        
(242) Conservancy for Tibetan Art and Culture
155 Water St
Brooklyn,NY11201
52-2026434 501(c)(3) 10,000        
(243) MedStar Research Institute Inc
PO Box 418223
Boston,MA02241
52-6056274 501(c)(3) 34,898        
(244) Georgetown University
3300 Whitehaven Street
Washington,DC20007
53-0196603 501(c)(3) 25,000        
(245) American National Red Cross
PO Box 37295
Washington,DC20037
53-0196605 501(c)(3) 20,500        
(246) United States Conference of Catholic Bishops
3211 4th street NE
Washington,DC20017
53-0196617 501(c)(3) 8,800        
(247) Smithsonian Institute
1500 Remount Road
Front Royal,VA22630
53-0206027 501(c)(3) 40,000        
(248) Nature Conservancy of West Virginia
723 Kanawha Blvd East Suite 410
Charleston,WV25301
53-0242652 501(c)(3) 7,000        
(249) Colonial Williamsburg Foundation
PO Box 1776
Williamsburg,VA231871776
54-0505888 501(c)(3) 15,000        
(250) Virginia Organizing Project
703 Concord Avenue
Charlottesville,VA22903
54-1674992 501(c)(3) 20,000        
(251) International Fund for China's Environment
2421 Pennsylvania Ave NW
Washington,DC20037
54-1814885 501(c)(3) 50,000        
(252) The Rectors and Visitors of the University of Virg
1001 North Emmet St
Charlottesville,VA22904
54-6001796 501(c)(3) 34,898        
(253) West Virginia University Medical Corporation
600 Suncrest Towne Center
Morgantown,WV26505
55-0492006 501(c)(3) 34,898        
(254) Duke University
2301 Erwin Road Box 3845
Durham,NC27710
56-0532129 501(c)(3) 44,898        
(255) The Pew Charitable Trusts
2005 Market Street Suite 1700
Philadelphia,PA191037077
56-2307147 501(c)(3) 334,000        
(256) University of North Carolina at Chapel Hill
PO Box 402420
Atlanta,GA303842420
56-6001393 501(c)(3) 34,898        
(257) Trident United Way
PO Box 63305
North Charleston,SC29419
57-0314378 501(c)(3) 10,000        
(258) South Carolina Coastal Conservation League
PO Box 1765
Charleston,SC290429940
57-0887278 501(c)(3) 15,000        
(259) Immaculate Heart Community Development Corporation
226 Gyther Fairley Road
Lucedale,MS39452
57-1197487 501(c)(3) 30,000        
(260) Spelman College
350 Spelman Lane SW Box 616
Atlanta,GA303144399
58-0566243 501(c)(3) 9,000        
(261) Federation of Southern Cooperatives Land Assistanc
PO Box 95
Epes,GA30303
58-1026695 501(c)(3) 37,000        
(262) Institute for Southern Studies Inc
PO Box 531
Durham,NC27702
58-1090440 501(c)(3) 10,000        
(263) Friends of the Rockefeller State Park Preserve
PO Box 8444
Sleepy Hollow,NY10591
58-2295320 501(c)(3) 24,746        
(264) University of Miami
1551 Brescia Avenue
Coral Gables,FL33146
59-0624458 501(c)(3) 44,898        
(265) University of Florida
1600 SW Archer Road
Gainesvill,FL32610
59-0974739 501(c)(3) 69,796        
(266) The Cornerstone School Inc
2313 S E Lake Weir Road
Ocala,FL34471
59-2217451 501(c)(3) 10,000        
(267) Multidisciplinary Association for Psychedelic Stud
309 Cedar Street 2323
Santa Cruz,CA95060
59-2751953 501(c)(3) 12,500        
(268) University of South Florida
3750 Spectrum Blvd UTA 135
Tampa,FL33612
59-3102112 501(c)(3) 15,000        
(269) Citizens Against Toxic Exposure
1120 North G Street
Pensacola,FL32501
59-3176118 501(c)(3) 15,000        
(270) All Saints Academy
5001 State Road 540 West
Winter Haven,FL33880
59-3246571 501(c)(3) 30,000        
(271) Mother Wit Institute Inc
2737 North E Street
Pensacola,FL32501
59-3651376 501(c)(3) 10,000        
(272) University of Kentucky Research Foundation
900 S Limestone
Lexington,OH44193
61-6033693 501(c)(3) 34,898        
(273) Vanderbilt University Medical Center
2220 Pierce Avenue
Nashville,TN372326300
62-0476822 501(c)(3) 54,898        
(274) University of Tennessee
920 Madison Avenue Suite 823
Memphis,TN38163
62-6001636 501(c)(3) 10,000        
(275) Southwest Alabama Association of Rural & Minority
607 A 41st Street
Tuscaloosa,AL35405
63-1216242 501(c)(3) 15,000        
(276) Southern Echo Inc
1350 Livingston Lane Suite C
Jackson,MS39213
64-0819311 501(c)(3) 7,500        
(277) University of Mississippi Medical Center
2500 N State Street
Jackson,MS39216
64-6008520 501(c)(3) 34,898        
(278) Florida College System Foundation
325 West Gaines Street Suite 1524
Tallahassee,FL323990400
65-0530384 501(c)(3) 214,000        
(279) Family Independence Initiative
1203 Preservation Park Way Suite 10
Oakland,CA94612
65-1187733 501(c)(3) 20,000        
(280) Foundation for California Community Colleges
1102 Q Street Suite 3500
Sacramento,CA95811
68-0412350 501(c)(3) 225,000        
(281) BlueVoiceorg
10 Sunfish Drive
St Augustine,FL32080
68-0458549 501(c)(3) 30,000        
(282) Lighthouse Community Development Corporation
9890 Tom Walter Road
Grand Bay,AL36541
69-0001157 501(c)(3) 8,000        
(283) Loyola University New Orleans
7214 St Charles Avenue
New Orleans,LA70118
72-0408946 501(c)(3) 10,000        
(284) United Houma Nation Inc
4400 Highway 1
Raceland,LA70394
72-0742264 501(c)(3) 8,000        
(285) Louisiana Environmental Action Network
PO Box 66323
Baton Rough,LA70896
72-1051343 501(c)(3) 72,500        
(286) Pyramid Community Parent Resource Center
3132 Napoleon Avenue
New Orleans,LA70125
72-1058157 501(c)(3) 20,000        
(287) Mossville Environmental Action Now
4407 Fisher Street
Westlake,LA70669
72-1425917 501(c)(3) 20,000        
(288) Potlatch Fund
801 Second Avenue
Seattle,WA98104
73-1712905 501(c)(3) 10,000        
(289) St Luke's Episcopal Hospital
6720 Bertner MC 1-133
Houston,TX77030
74-1161938 501(c)(3) 34,898        
(290) Mexican-American Legal Defense and Educational Fun
634 South Spring Street
Los Angeles,CA90014
74-1563270 501(c)(3) 125,000        
(291) National Jewish Health
1400 Jackson St
Denver,CO80206
74-2044647 501(c)(3) 10,500        
(292) Calhoun County Resource Watch
PO Box 241
Port OConnor,TX77982
74-2585960 501(c)(3) 15,000        
(293) Fair Chance
2001 S Street
Washington,DC20017
74-3091832 501(c)(3) 70,000        
(294) University of Texas Health Science Center at Houst
PO Box 2003382
Houston,TX772163382
74-6000203 501(c)(3) 49,898        
(295) Chester County Fund for Women and Girls
1025 Andrew Drive Suite 200
West Chester,PA19380
76-0724241 501(c)(3) 10,000        
(296) Media Matters Action Fund-GE-12G-128023-1-2012G128
455 Massachusetts Ave
Washington,DC20036
77-0646754 501(c)(4) 55,000        
(297) Greater Yellowstone Coalition Inc
13 South Wilson Suite 2
Bozeman,MT59771
81-0414042 501(c)(3) 7,500        
(298) Latino Community Foundation
225 Bush Street
San Francisco,CA94104
81-0564400 501(c)(3) 10,000        
(299) American Humane Association
1400 16th St NW Suite 360
Washington,DC20036
84-0432950 501(c)(3) 20,000        
(300) Western Organization of Resource Councils Educatio
220 S 27th Street Suite B
Billings,MT59101
84-1123481 501(c)(3) 80,000        
(301) Mountain Film
109 E Colorado Suite 1 PO Box 10
Telluride,CO81435
84-1271056 501(c)(3) 25,000        
(302) Colorado Progressive Coalition
1029 Santa Fe Drive
Denver,CO80204
84-1338008 501(c)(3) 25,000        
(303) Great Plains Restoration Council
PO Box 131291
Houston,TX77219
84-1512096 501(c)(3) 15,000        
(304) Educate-GE-12G-133783-1-2012G133783
PO Box 4847
Boulder,CO80306
84-1648607 501(c)(3) 25,000        
(305) The Regents of the University of New Mexico HSC
1 University Drive of New Mexico
Alburquerque,NM87131
85-6000642 501(c)(3) 10,000        
(306) The Children's Board of Hillsborough County
1002 E Palm Ave
Tampa,FL33605
85-8012707 section 115 10,000        
(307) University of Utah
30 N 1900 E Rm 4A100
Salt Lake City,UT84132
87-6000525 501(c)(3) 79,796        
(308) Training Resources for the Environmental Community
600 Agua Fria Street
Santa Fe,NM87501
91-1919141 501(c)(3) 430,650        
(309) The Bridge Fund
1730 Rhode Island Ave NW
Washington,DC20036
91-2144422 501(c)(3) 831,600        
(310) united States Conference of Catholic Bishops
441 West 5th Avenue Suite 402
Anchorage,AK995012340
92-0061466 501(c)(3) 10,000        
(311) Stanford University
326 Galvez Street
Stanford,CA94305
94-1156365 501(c)(3) 500,500        
(312) University Enterprises Inc
6000 J Street
Sacramento,CA958196111
94-1337638 501(c)(3) 150,000        
(313) Volunteers in Asia
1663 Mission Street Suite 504
San Francisco,CA94103
94-1622372 501(c)(3) 25,000        
(314) Pacific News Service
275 9th Street
San Francisco,CA94103
94-1709509 501(c)(3) 100,000        
(315) EdSource Inc
436 14th Street Suite 723
Oakland,CA94612
94-2434900 501(c)(3) 125,000        
(316) Island Institute
386 Main Street PO Box 648
Rockland,ME048410648
94-3057411 501(c)(3) 15,500        
(317) Children Now
1212 Broadway 5th Floor
Oakland,CA94612
94-3059243 501(c)(3) 150,000        
(318) Teton Regional Land Trust Inc
PO Box 247
Driggs,ID83422
94-3146525 501(c)(3) 10,000        
(319) The Sapling Foundation
250 Hudson Street
New York,NY10013
94-3235545 501(c)(3) 12,500        
(320) Californians for Justice Education Fund
520 Third Street Suite 209
Oakland,CA94607
94-3256009 501(c)(3) 150,000        
(321) Conservacion Patagonica
1062 Fort Cronkhite
Sausalito,CA949659902
94-3363675 501(c)(3) 50,000        
(322) West Hills Community College District
990 Cody Street
Conalinga,CA93210
94-6002210 501(c)(3) 200,000        
(323) University of California San Francisco
533 Parnassus Avenue Ste 350
San Francisco,CA941430897
94-6036493 501(c)(3) 34,898        
(324) The Regents of the University of California
PO Box 989062
West Sacramento,CA946123550
94-6036494 501(c)(3) 69,796        
(325) Cabrillo College Foundation
6500 Soquel Drive
Aptos,CA95003
94-6121953 501(c)(3) 79,395        
(326) University of Southern California
3500 S Figueroa Street 102
Los Angeles,CA900898001
95-1642394 501(c)(3) 34,898        
(327) Scripps Health
11025 N Torrey Pines Rd
La Jolla,CA92037
95-1684089 501(c)(3) 34,898        
(328) Los Angeles Area Chamber of Commerce Foundation
350 S Bixel Street
Los Angeles,CA90017
95-2597392 501(c)(3) 110,000        
(329) Asian Pacific Community Trust
1145 Wilshire Blvd 1st Floor
Los Angeles,CA90017
95-4257997 501(c)(3) 10,000        
(330) University of California Los Angeles
11000 Kinross Avenue Suite 211
Los Angeles,CA90095
95-6006143 501(c)(3) 34,898        
(331) University of California San Diego
9434 Medical Center Drive 7784
La Jolla,CA92037
95-6006144 501(c)(3) 34,898        
(332) Pro Mujer
253 West 35th Street 11th Floor
New York,NY10001
98-0115409 501(c)(3) 10,000        
(333) University of Hawaii Foundation
2444 Dole Street
Honolulu,HI96822
99-0085260 501(c)(3) 210,000        
(334) The Regents of the University of California
PO Box 989062
West Sacremento,CA95798
95-2544535 501(c)(3) 10,000        
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
324
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
10
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance












Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
Procedure for monitoring the use of grants in the United States Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds (The Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Charitable determination 2.Risk Assessment 3.Verification of exempt status 4.Internal document review and approval against RPA standards
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Melissa A BermanPresident and CEO (i)
(ii)
309,973
 
30,000
 
0
 
29,050
 
21,651
 
390,674
 
 
 
(2)Luther M Ragin JrCEO-Sponsored Project (i)
(ii)
248,988
 
0
 
0
 
16,875
 
2,895
 
268,758
 
 
 
(3)Judy Belk-PeeksSenior Vice President (i)
(ii)
229,681
 
35,069
 
0
 
23,997
 
22,441
 
311,188
 
 
 
(4)Chris B PageSenior Vice President (i)
(ii)
232,331
 
33,292
 
0
 
23,771
 
15,264
 
304,658
 
 
 
(5)Walter SweetVice President&corp secretary (i)
(ii)
157,893
 
22,347
 
0
 
16,681
 
21,905
 
218,826
 
 
 
(6)Kathy Jean EasonVice President and CFO (i)
(ii)
165,543
 
18,683
 
0
 
16,585
 
7,579
 
208,390
 
 
 
(7)Yolanda A Arias-Brownellassistant corporate secretary (i)
(ii)
116,282
 
14,679
 
0
 
11,923
 
18,277
 
161,161
 
 
 
(8)Yolie FloresDirector, Sponsored Projects (i)
(ii)
206,220
 
0
 
0
 
12,375
 
7,037
 
225,632
 
 
 
(9)Jeffrey NesbitExec. Director, Sponsored Proj (i)
(ii)
222,012
 
0
 
0
 
13,200
 
1,014
 
236,226
 
 
 
(10)Robert M ShiremanDirector, Sponsored Projects (i)
(ii)
173,244
 
0
 
0
 
15,521
 
814
 
189,579
 
 
 
(11)Jonathan Charles FoxDirector, Sponsored Projects (i)
(ii)
211,440
 
0
 
0
 
18,650
 
19,501
 
249,591
 
 
 
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
Non-fixed payment Part I, Line7 RPA has a performance based incentive compensation Plan. Employees of RPA can earn incentive compensation if they meet the criteria outlined in their work plans. These work plans are reviewed and approved by each employee's respective superiors and RPA's CEO.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Chris Page Senior Vice President 1,000,000 Manage Funds   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
business transactions involving interested person Part IV During June 2008, RPA entered into a loan agreement at the recommendation of a charitable-giving fund for $1 million to another not-for-profit organization. The purpose of the loan was to develop low income housing in distressed geographies. The agreement is a 7-year unsecured loan, which bears interest at a fixed rate of 1% per annum. The principal amount of the note is payable in two equal installments of $500,000 each due on the sixth and seventh anniversaries. At December 31, 2012, the balance outstanding was $1 million. Chris Page is a Board member of the other not-for-profit organization.
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


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SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 8 1,809,883 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Gift acceptance policy Part I, Line 31 Contributions must be acceptable to Rockefeller Philanthropy Advisors, which reserves the right to decline any contributions, verify the source of any funds, and in the case of nonmarketable assets require an independent appraisal of value.
Third parties used to process noncash contributions Part I, line 32b The organization uses JP Morgan Chase to receive and sell donated securities.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Identifier Return Reference Explanation
Disclosure of family & business relationships Form 990, Part VI, Section A, Line 2 Kevin P.A. Broderick has a family relationship with: Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Michael Rockefeller, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director David Kaiser has a family relationship with: Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Kevin P.A. Broderick, Director Michael Rockefeller, Director Valerie R, Wayne, Director Wendy O'Neill, Director Abby M. O'Neill has a family relationship with: Kevin P.A. Broderick, Director Sharon Percy Rockefeller, Director Michael Rockefeller, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director Michael Rockefeller has a family relationship with: Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Kevin P.A. Broderick, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director Sharon Percy Rockefeller has a family relationship with: Valerie R. Wayne, Director Abby M. O'Neill, Director Kevin P.A. Broderick, Director Michael Rockefeller, Director David Kaiser, Director Wendy O'Neill, Director Valerie R. Wayne has a family relationship with: Sharon Percy Rockefeller, director Abby M. O'Neill, director Kevin P.A. Broderick, director Michael Rockefeller, director David Kaiser, director Wendy O'Neill, Director Wendy O'Neill has a family relationship with: Kevin P.A. Broderick, director David Kaiser, director Abby M. O'Neill, director Michael Rockefeller, director Sharon Percy Rockefeller, director Valerie R. Wayne, director Process used to review form 990 Part VI, Section B - Question 11B RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of the FORM 990 IS DISTRIBUTED TO THE organization's AUDIT AND FINANCE COMMITTEE FOR REVIEW prior TO FILING with the IRS.
CONFLICT OF INTEREST policy monitoring & enforcement PART VI, SECTION B - QUESTION 12C THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH EITHER THE DIRECTOR, STAFF OR EITHER OF THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER.
PROCESS FOR DETERMINING COMPENSATION PART VI, SECTION B - QUESTIONS 15A & 15B RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDs AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA.
AVAILABILITY OF DOCUMENTS TO THE PUBLIC PART VI, SECTION C - QUESTION 19 The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion.
Other changes in net assets or fund balance Form 990, Part XI, line 5 Pension related costs other than net periodic pension expense $(169,979)
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
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