Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
LykesKnapp Family Fund
 
% CHRISTOPHER L KNAPP
Number and street (or P.O. box number if mail is not delivered to street address)1177 West Loop SouthSuite 1310Room/suite
City or town, state, and ZIP code
Houston, TX77027
A Employer identification number

76-0411686
B Telephone number (see instructions)

(713) 650-1995
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$857,985J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 805 805  
4 Dividends and interest from securities...... 13,143 13,143  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 108,707
b Gross sales price for all assets on line 6a 433,309
7 Capital gain net income (from Part IV, line 2)... 108,707
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 285 285  
12 Total. Add lines 1 through 11........ 122,940 122,940  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 12,250 12,250 0 0
c Other professional fees (attach schedule).... Click to see attachment 6,365 6,365    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 18 18    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 65 65    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 18,698 18,698 0 0
25 Contributions, gifts, grants paid........ 168,426 168,426
26 Total expenses and disbursements. Add lines 24 and 25 187,124 18,698 0 168,426
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -64,184
b Net investment income (if negative, enter -0-) 104,242
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 125,571 95,871 95,871
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 585,480 Click to see attachment575,764 762,114
c Investments—corporate bonds (attach schedule)........ 24,768    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 735,819 671,635 857,985
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 735,819 671,635
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 735,819 671,635
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 735,819 671,635
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 735,819
2 Enter amount from Part I, line 27a..................... 2 -64,184
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 671,635
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 671,635
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CHARLES SCHWAB 4015 SHORT-TERM: DETAILS AVAILABLE UPON REQUEST P   2012-12-31
b CHARLES SCHWAB 8610 SHORT-TERM: DETAILS AVAILABLE UPON REQUEST P   2012-12-31
c PERSHING SHORT-TERM: DETAILS AVAILABLE UPON REQUEST P   2012-12-31
d OTHER COST BASIS ADJUSTMENTS P   2012-12-31
e CHARLES SCHWAB 4015 LONG-TERM: DETAILS AVAILABLE UPON REQUEST P   2012-12-31
CHARLES SCHWAB 8610 LONG-TERM: DETAILS AVAILABLE UPON REQUEST P   2012-12-31
PERSHING LONG-TERM: DETAILS AVAILABLE UPON REQUEST P   2012-12-31
LONG-TERM CAPITAL GAIN DISTRIBUTIONS P   2012-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 46,624   53,429 -6,805
b 14,496   14,375 121
c 33,132   30,390 2,742
d     656 -656
e 159,823   118,528 41,295
109,906   58,562 51,344
69,238   48,662 20,576
90     90
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -6,805
b       121
c       2,742
d       -656
e       41,295
      51,344
      20,576
      90
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 108,707
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 131,450 969,528 0.135581
2010 100,275 994,640 0.100815
2009 262,977 849,691 0.309497
2008 235,629 1,038,027 0.226997
2007 121,857 910,751 0.133798
2 Total of line 1, column (d) ...................... 2 0.906688
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.181338
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 907,000
5 Multiply line 4 by line 3....................... 5 164,474
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,042
7 Add lines 5 and 6......................... 7 165,516
8 Enter qualifying distributions from Part XII, line 4.............. 8 168,426
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,042
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,042
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,042
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 701
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 701
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 342
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCHRISTOPHER L KNAPP Telephone no.bullet (713) 650-1995
    Located atbullet1300 POST OAK BLVD 1220HOUSTONTX ZIP+4bullet77056
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    CHRISTOPHER L KNAPP PRESIDENT
    1.0     		0 0 0
    1300 Post Oak Blvd Suite 1220
    Houston,TX77056
    BRECKENRIDGE L KNAPP DIRECTOR
    1.0     		0 0 0
    1300 POST OAK BLVD SUITE 1220
    Houston,TX77056
    GENEVIEVE K O'SULLIVAN DIRECTOR
    1.0     		0 0 0
    1300 Post Oak Blvd Suite 1220
    Houston,TX77056
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NO PROGRAM RELATED INVESTMENTS  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    792,365
    b
    Average of monthly cash balances.......................
    1b
    128,447
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    920,812
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    920,812
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    13,812
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    907,000
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    45,350
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    45,350
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,042
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,042
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    44,308
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    44,308
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    44,308
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    168,426
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    168,426
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,042
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    167,384
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 44,308
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 2009, 2008 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 80,355
    b From 2008....... 184,170
    c From 2009....... 220,492
    d From 2010....... 50,724
    e From 2011....... 83,804
    fTotal of lines 3a through e......... 619,545
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 168,426
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 44,308
    e Remaining amount distributed out of corpus 124,118
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 743,663
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		80,355
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		663,308
    10 Analysis of line 9:
    a Excess from 2008.... 184,170
    b Excess from 2009.... 220,492
    c Excess from 2010.... 50,724
    d Excess from 2011.... 83,804
    e Excess from 2012.... 124,118
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    CHRISTOPHER L KNAPP
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    STAR OF HOPE MISSION
    6897 ARDMORE ST
    HOUSTON,TX77054     		NONE 501(C)(3) CHARITABLE 762
    CHRIST CHURCH CATHEDRAL
    1117 TEXAS AVE
    HOUSTON,TX77002     		NONE 501(C)(3) CHARITABLE 3,250
    CONTEMPORARY ARTS MUSEUM
    5216 MONTROSE BOULEVARD
    HOUSTON,TX770066598     		NONE 501(C)(3) CHARITABLE 1,000
    WORKSHOP HOUSTON
    3615 SAUER ST
    HOUSTON,TX77004     		NONE 501(C)(3) CHARITABLE 15,000
    EPISCOPAL HIGH SCHOOL
    4650 BISSONET ST
    BELLAIRE,TX77401     		NONE 501(C)(3) CHARITABLE 24,500
    CHRISTIAN COMMUNITY SERVICE CENTER
    PO BOX 27924
    HOUSTON,TX77227     		NONE 501(C)(3) CHARITABLE 1,062
    MEMORIAL PARK CONSERVANCY
    PO BOX 131024
    HOUSTON,TX77219     		NONE 501(C)(3) CHARITABLE 1,500
    HOUSTON PARKS BOARD
    300 NORTH POST OAK LANE
    HOUSTON,TX77024     		NONE 501(C)(3) CHARITABLE 15,000
    AMAZING PLACE
    3735 DREXEL
    HOUSTON,TX77027     		NONE 501(C)(3) CHARITABLE 2,500
    CAMP CHIPPEWA FOUNDATION
    15 E 5TH STREET
    SUITE 4022
    TULSA,OK74103     		NONE 501(C)(3) CHARITABLE 15,000
    SOUTHWESTERN UNIVERSITY
    PO BOX 770
    GEORGETOWN,TX78627     		NONE 501(C)(3) CHARITABLE 1,000
    NATURE CONSERVANCY FLORIDA CHAPTER
    222 S WESTMORE DRIVE
    SUITE 300
    ALTAMONTE SPRINGS,FL32714     		NONE 501(C)(3) CHARITABLE 250
    SEMINARY OF THE SOUTHWEST
    PO BOX 2247
    AUSTIN,TX78768     		NONE 501(C)(3) CHARITABLE 250
    ST JUDE'S HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE 501(C)(3) CHARITABLE 925
    ECHOES
    9600 SOUTH GESSNER DRIVE
    HOUSTON,TX770711002     		NONE 501(C)(3) CHARITABLE 1,350
    WOUNDED WARRIOR PROJECT
    4899 Belfort Road
    Suite 300
    JACKSONVILLE,FL32256     		NONE 501(C)(3) CHARITABLE 262
    AZALEA TRAIL ROGC
    2503 WESTHEIMER
    HOUSTON,TX77098     		NONE 501(C)(3) CHARITABLE 500
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET ST
    HOUSTON,TX77005     		NONE 501(C)(3) CHARITABLE 1,500
    PECKERWOOD GARDEN FOUNDATION
    20571 FM 359
    HEMPSTEAD,TX77445     		NONE 501(C)(3) CHARITABLE 44,615
    BATTERY CONSERVANCY
    ONE WHITEHALL STREET 17TH FLOOR
    NEW YORK,NY10004     		NONE 501(C)(3) CHARITABLE 7,500
    OPEN SPACE INSTITUTE
    1350 BROADWAY STE 201
    NEW YORK,NY10018     		NONE 501(C)(3) CHARITABLE 5,000
    THINK NEW MEXICO
    1227 PASEO DE PERALTA
    SANTA FE,NM87501     		NONE 501(C)(3) CHARITABLE 2,500
    SANTA FE BOTANICAL GARDEN
    PO BOX 23343
    SANTA FE,NM87502     		NONE 501(C)(3) CHARITABLE 5,000
    UNITED WAY OF SANTA FE COUNTY
    440 CERRILLOS RD
    SANTA FE,NM87501     		NONE 501(C)(3) CHARITABLE 2,500
    THE HIGH LINE
    529 WEST 20TH STREET
    SUITE 8W
    NEW YORK,NY10011     		NONE 501(C)(3) CHARITABLE 2,500
    CREATIVE SANTA FE
    314 READ STREET
    SANTA FE,NM87501     		NONE 501(C)(3) CHARITABLE 2,500
    HOUSTON HOSPICE
    1905 HOLCOMBE BLVD
    HOUSTON,TX770304123     		NONE 501(C)(3) CHARITABLE 7,500
    BOY SCOUTS OF AMERICA TROOP 55
    2323 OLD HICKORY BLVD
    NASHVILLE,TN37215     		NONE 501(C)(3) CHARITABLE 500
    MENNINGERS CLINIC
    12301 S MAIN ST
    HOUSTON,TX770356207     		NONE 501(C)(3) CHARITABLE 1,000
    ANNUNCIATION ORTHODOX SCHOOL
    3600 YOAKUM BOULEVARD
    HOUSTON,TX77006     		NONE 501(C)(3) CHARITABLE 600
    THE BEACON
    1117 TEXAS AVENUE
    HOUSTON,TX77002     		NONE 501(C)(3) CHARITABLE 1,100
    Total .................................bullet 3a 168,426
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 805  
    4 Dividends and interest from securities....     14 13,143  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 108,707  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aLITIGATION SETTLEMENT INCOME     01 285  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   122,940  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13122,940
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 12,250 12,250    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 DepreciationSchedule
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1,160 SHS BRUKER BIOSCIENCES 8,000 17,676
    250 SHS BORG WARNER INC 11,547 17,905
    65 SHS EXXON MOBIL CORP 2,730 5,626
    147 SHS GOLDMAN SACHS GROUP 17,368 18,751
    240 SHS JOHNSON & JOHNSON 13,965 16,824
    180 SHS LIFE TECHNOLOGIES CORP 3,926 8,825
    630 SHS MICROSOFT 17,275 16,827
    240 SHS PROCTER & GAMBLE CO 13,083 16,294
    160 SHS SCHLUMBERGER, LTD 7,453 11,088
    150 SHS TRACTOR SUPPLY COMPANY 2,739 13,254
    180 SHS WATERS CORP 11,014 15,682
    11 SHS GOOGLE INC 5,185 7,781
    360 SHS HALLIBURTON CO 8,457 12,488
    300 SHS QUALCOMM INC 10,765 18,558
    20,588 SHS WHAMCARD 62,500 62,500
    480 SHS ALTERA CORP 14,170 16,507
    430 SHS B E AEROSPACE 11,025 21,242
    260 SHS FMC TECHNOLOGIES 6,574 15,215
    210 SHS HAIN CELESTIAL GROUP 3,371 11,386
    140 SHS MONSANTO 10,124 13,251
    120 SHS VARIAN MEDICAL SYSTEMS 4,309 8,429
    35 SHS BOSTON PROPERTIES 2,165 3,703
    85 SHS BRE PROPERTIES 2,381 4,321
    100 SHS CAMDEN PROPERTY TRUST 2,705 6,821
    215 SHS DOUGLAS EMMETT INC COM 1,960 5,010
    125 SHS EASTGROUP PROPERTIES 4,082 6,726
    210 SHS PARKWAY PROPERTIES 2,865 2,938
    70 SHS SIMON PPTY GROUP INC NE 3,435 11,066
    135 SHS SOVRAN SELF STORAGE 4,033 8,384
    70 SHS VORNADO REALTY TRUST 3,053 5,606
    175 SHS WEINGARTEN REALTY INV 2,533 4,685
    600 SHS HERSHA HOSPITALITY TRU 2,916 3,000
    140 SHS MACERICH CO COM 5,461 8,162
    200 SHS UDR INC COM 4,091 4,756
    400 SHS GLIMCHER REALTY 3,493 4,436
    57 SHS APPLE 23,386 30,334
    120 SHS COSTCO 6,910 11,848
    90 SHS CUMMINS 5,063 9,752
    550 SHS ALERE INC 14,648 10,175
    1440 SHS CORNING INC 17,335 18,173
    100 SHS EOG RESOURCES INC 8,831 12,079
    220 SHS NATIONAL OILWELL VARCO 13,343 15,037
    280 SHS NESTLE S A REG 15,954 18,248
    310 SHS STARWOOD HOTELS 14,030 17,782
    50 SHS DIGITAL REALTY TRUST 2,847 3,395
    85 SHS VENTAS INC 4,484 5,501
    20 SHS AVALONBAY CMNTYS 2,739 2,712
    100 SHS EXTRA SPACE STORAGE 2,160 3,639
    175 SHS AMERICAN ASSETS TR INC 3,652 4,888
    310 SHS AGILENT TECHNOLOGIES 12,025 12,691
    450 SHS CHICAGO BRIDGE & IRON 17,934 20,858
    220 SHS COACH INC 12,704 12,212
    250 SHS CREE INC 5,645 8,495
    380 SHS DU PONT E I DE NEMOUR 19,133 17,092
    340 SHS E M C CORP MASS 8,965 8,602
    240 SHS FACEBOOK INC CLASS A 5,640 6,389
    380 SHS ROCHE HLDG LTD SPON AD 16,496 19,190
    170 SHS STARBUCKS CORP 8,810 9,117
    350 SHS XILINX INC 11,054 12,551
    125 SHS CORESITE RLTY CORP COM 2,175 3,458
    175 SHS HUDSON PAC PPTYS INC 2,694 3,686
    60 SHS STARWOOD HOTELS 2,986 3,442
    40 SHS AMERICAN TOWER REIT COM 2,803 3,091
    250 SHS AMREIT INC NEW CL B 3,536 4,288
    300 SHS ASSOCIATED ESTATES RLT 4,779 4,836
    275 SHS EDUCATION RLTY TR INC 2,812 2,926
    60 SHS HEALTH CARE REIT INC CO 3,220 3,677
    210 SHS AMERICAN TOWER CORP 6,218 16,227

    TY 2012 LandEtcSchedule2
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2012 OtherExpensesSchedule
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER FEES 65 65    


    TY 2012 OtherIncomeSchedule2
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LITIGATION SETTLEMENT INCOME 285 285  


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BROKER/MANAGEMENT FEES #4015 5,788 5,788    
    PERSHING 552 552    
    BROKER/MANAGEMENT FEES #8016 25 25    


    TY 2012 TaxesSchedule
    Name:
    LykesKnapp Family Fund
    EIN: 76-0411686
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 18 18