Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
The Esperance Family Foundation Inc
 

Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd   Room/suite
City or town, state, and ZIP code
Wilmington, DE198091377
A Employer identification number

20-0494459
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,697,315J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 402,011
2 Check bullet
3 Interest on savings and temporary cash investments 4 4  
4 Dividends and interest from securities...... 30,091 29,743  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment -422,166
b Gross sales price for all assets on line 6a 2,769,855
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 100,358 33,495  
12 Total. Add lines 1 through 11........ 110,298 63,242  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 10,434 10,434    
17 Interest............... 1,200 1,120    
18 Taxes (attach schedule) (see instructions) Click to see attachment 9,484 2,055    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 60,693 36,820   21,690
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 81,811 50,429   21,690
25 Contributions, gifts, grants paid........ 1,119,008 1,119,008
26 Total expenses and disbursements. Add lines 24 and 25 1,200,819 50,429   1,140,698
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,090,521
b Net investment income (if negative, enter -0-) 12,813
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... -60,369 46,973 46,973
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 3,782,322 Click to see attachment2,736,212 1,592,538
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,296,577 Click to see attachment1,144,824 1,057,804
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,018,530 3,928,009 2,697,315
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 5,018,530 3,928,009
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,018,530 3,928,009
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 5,018,530 3,928,009
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,018,530
2 Enter amount from Part I, line 27a..................... 2 -1,090,521
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 3,928,009
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,928,009
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b Passthrough K1 Capital Gain      
c Section 751 Gain on Sale of Partnership - Reclass      
d Allocated to UBTI due to acquisition indebtedness      
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 2,769,855   3,141,131 -371,276
b       88,291
c       -91,236
d       -18,654
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -371,276
b       88,291
c       -91,236
d       -18,654
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -392,875
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 1,068,397 3,484,745 000.306593
2010 925,478 3,893,147 000.237720
2009 753,237 4,139,357 000.181970
2008 3,307,034 8,004,302 000.413157
2007 1,383,851 10,492,608 000.131888
2 Total of line 1, column (d) ...................... 2 001.271328
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.254266
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 2,791,075
5 Multiply line 4 by line 3....................... 5 709,675
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 128
7 Add lines 5 and 6......................... 7 709,803
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,140,698
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 128
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 128
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 128
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 8,464
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 8464 7 8,464
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,336
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet1,000 Refunded Bullet 11 7,336
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
Yes
 
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Alex Newton VP / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Coco Newton VP / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Keri Newton VP / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Roger S Newton Pres / Dir / Sec
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Russell Newton VP / Dir
    001.00     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,986,517
    b
    Average of monthly cash balances.......................
    1b
    54,289
    c
    Fair market value of all other assets (see instructions)................
    1c
    895,304
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,936,110
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    102,531
    3
    Subtract line 2 from line 1d.........................
    3
    2,833,579
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) Click to see attachment.............................
    4
    42,504
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,791,075
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    139,554
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    139,554
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    128
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
    14,520
    c
    Add lines 2a and 2b............................
    2c
    14,648
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    124,906
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    124,906
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    124,906
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    1,140,698
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,140,698
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    128
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,140,570
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 124,906
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 885,875
    b From 2008....... 2,911,475
    c From 2009....... 546,931
    d From 2010....... 747,965
    e From 2011....... 898,918
    fTotal of lines 3a through e......... 5,991,164
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 1,140,698
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 124,906
    e Remaining amount distributed out of corpus 1,015,792
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 7,006,956
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		885,875
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		6,121,081
    10 Analysis of line 9:
    a Excess from 2008.... 2,911,475
    b Excess from 2009.... 546,931
    c Excess from 2010.... 747,965
    d Excess from 2011.... 898,918
    e Excess from 2012.... 1,015,792
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Coco Newton
    Roger S Newton
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AIM HIGH SCHOOL
    11648 N MAIN ST
    WHITMORE LAKE,MI48189     		N/A 509a1 General Unrestricted 75,000
    AMER SOC FOR BIOCHEM & MOLECULAR BIO
    11200 ROCKVILLE PIKE STE 302
    ROCKVILLE,MD20852     		N/A 509a2 Charitable Event 10,000
    CENTRO EDUCATIVO LA MINGA INC
    PO BOX 1877
    GRANBY,CO80446     		N/A 509a1 General Unrestricted 15,000
    COLORADO OPEN GOLF FOUNDATION
    4908 TOWER RD
    DENVER,CO80249     		N/A 509a1 General Unrestricted 5,500
    ECOLOGY CENTER INC
    339 E LIBERTY STE 300
    ANN ARBOR,MI48104     		N/A 509a2 General Unrestricted 10,000
    ELS FOR AUTISM FOUNDATION
    387 PARK AVE S FL 8
    NEW YORK,NY10016     		N/A 509a1 Charitable Event 10,000
    FIRST TEE OF BENTON HARBOR INC
    201 GRAHAM AVE
    BENTON HARBOR,MI49022     		N/A 509a1 General Unrestricted 500
    FOOD GATHERERS
    PO BOX 131037
    ANN ARBOR,MI48113     		N/A 509a1 General Unrestricted 5,000
    GLOBAL FUND FOR WOMEN INC
    222 SUTTER ST STE 500
    SAN FRANCISCO,CA94108     		N/A 509a1 General Unrestricted 5,000
    GOLDEN COURAGE INTERNATIONAL
    268 INDIAN RIVER PL
    ANN ARBOR,MI48104     		N/A 509a2 General Unrestricted 300,000
    HUMANE SOCIETY OF HURON VALLEY
    3100 CHERRY HILL RD
    ANN ARBOR,MI48105     		N/A 509a2 Capital Campaign 25,000
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    PO BOX 928
    LAWRENCE,KS66044     		N/A 509a1 Esperance Fund for Integrative and Functional Nutrition 193,008
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    PO BOX 928
    LAWRENCE,KS66044     		N/A 509a1 The Dietetic and Integrative Nutrition Fellowship Fund 96,000
    KERN ASPEN LIPID CONFERENCE
    UNIVERSITY OF COLORADO DENVER 1270
    AURORA,CO80045     		N/A 509a1 Unrestricted Support For Educational Grant Program 34,000
    LAND INSTITUTE
    2440 E WATER WELL RD
    SALINA,KS67401     		N/A 509a1 General Unrestricted 25,000
    LEELANAU CONSERVANCY
    PO BOX 1007
    LELAND,MI49654     		N/A 509a2 General Unrestricted 25,000
    LTSC COMMUNITY DEVELOPMENT CORPORATION - ASIANS FOR MIRACLE MARROW MATCHES
    231 E 3RD ST STE G106
    LOS ANGELES,CA90013     		N/A 509a1 Team Janet Project 2,500
    MAKE-A-WISH FOUNDATION OF MICHIGAN
    2300 GENOA BUSINESS PARK DR NO
    BRIGHTON,MI48114     		N/A 509a1 Charitable Event 2,500
    MALIBU PET COMPANIONS
    1723 MESA RIDGE AVE
    WESTLAKE VLG,CA91362     		N/A 509a1 General Unrestricted 2,500
    MICHIGAN LAND USE INSTITUTE
    148 E FRONT ST STE 301
    TRAVERSE CITY,MI49684     		N/A 509a1 General Unrestricted 25,000
    MICHIGAN THEATER FOUNDATION INC
    603 E LIBERTY ST
    ANN ARBOR,MI48104     		N/A 509a2 General Unrestricted 20,000
    PAULA L TUTMAN CHILDRENS TOOTHFAIRY FOUNDATION
    6177 ORCHARD LAKE
    WEST BLOOMFIELD,MI48322     		N/A 509a1 General Unrestricted 2,500
    ROB THE DRUMMER EDUCATIONAL PROGRAMS INC
    115 MONTCLAIR DR
    West Hartford,CT06107     		N/A 509a1 Rob the Drummer 2012 Michigan Tour 165,000
    SOUTHERN POVERTY LAW CENTER INC
    400 WASHINGTON AVE
    MONTGOMERY,AL36104     		N/A 509a1 Teaching Tolerance 20,000
    TIBETAN NYINGMA RELIEF FOUNDATION
    2210 HAROLD WAY
    BERKELEY,CA94704     		N/A 509a1 General Unrestricted 20,000
    UNIVERSITY MUSICAL SOCIETY
    881 N UNIVERSITY AVE
    ANN ARBOR,MI48109     		N/A 509a2 Youth Program 25,000
    Total .................................bullet 3a 1,119,008
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 4  
    4 Dividends and interest from securities.... 525990 348 14 29,743  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory 525990 45,153 18 -467,319  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 Passthrough Income 525990 -30,492 14 39,587  
    bSection 751 Gain on Sale of Partnerships 525990 91,236      
    cForeign Tax Refund     01 27  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 106,245 -397,958  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13-291,713
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID: 12000057
    Software Version: 12.19.1011.1
    Part VI Line 7 - Tax Paid Original Return: 8464


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2012
    Name of the organization
    The Esperance Family Foundation Inc
     
    Employer identification number

    20-0494459
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 2
    Name of organization
    The Esperance Family Foundation Inc
          		Employer identification number

    20-0494459
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    Newton Roger S    
    3672 Prospect Road
       
    Ann Arbor, MI   48105

    		$402,011


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 3
    Name of organization
    The Esperance Family Foundation Inc
          		Employer identification number

    20-0494459
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 COMCAST CORP CMCSK, 1800 sh.   $64,431 2012-12-17
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 INTERNATIONAL BUSINESS MACHINES IBM, 250 sh.   $48,209 2012-12-17
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 COMCAST CORP CMCSK, 1200 sh.   $42,954 2012-12-17
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 INTERNATIONAL BUSINESS MACHINES IBM, 500 sh.   $96,418 2012-12-17
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 4
    Name of organization
    The Esperance Family Foundation Inc
          		Employer identification number

    20-0494459
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Additional Data


    Software ID: 12000057
    Software Version: 12.19.1011.1

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Publicly-traded Securities         2,769,855 3,141,131     -371,276  
    Passthrough K1 Capital Gain                 88,291  
    Section 751 Gain on Sale of Partnership - Reclass                 -91,236  
    Passthrough UBI K1 Capital Gain                 26,499  
    Publicly-traded Securities Book vs. Tax basis adjustment                 -74,444  
    Allocated to UBTI due to acquisition indebtedness                 18,654  
    Allocated to UBTI due to acquisition indebtedness                 -18,654  

    TY 2012 GeneralExplanationAttachment
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Identifier Return Reference Explanation

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Name of Stock End of Year Book Value End of Year Fair Market Value
    7500 shares of 21VIANET GROUP INC 112,500 72,075
    69 shares of AAC TEC HOLDINGS ADR 2,094 2,413
    775 shares of ACTIVISION BLIZZARD INC 8,581 8,231
    664 shares of ADVANCED SEMICONDUCT 2,833 2,842
    40 shares of AGILE PROPERTY HOLDINGS UNSP ADR 2,431 2,813
    72 shares of AKBANK T/A/S S/ADR 666 710
    463 shares of ALLIANZ SE ADR 4,913 6,399
    163 shares of AMERICA MOVIL SA 4,153 3,772
    116 shares of ANHUI CONCH CEM ADR 2,051 2,110
    55 shares of ANTOFAGASTA PLC S/ADR 2,315 2,367
    42 shares of APACHE CORPORATION 4,339 3,297
    321 shares of ASTRAZENECA 15,143 15,174
    70 shares of ATT CORP COM 2,028 2,360
    446 shares of AXA ADS 6,385 8,126
    492 shares of BAE SYSTEMS PLC SP/AR 8,684 10,962
    36 shares of BAIDU.COM - ADR 4,289 3,610
    148 shares of BANCO BRADESCO S.A. SPONS ADR 2,649 2,571
    273 shares of BANCO ITAU HOLDING FINANCIERA 5,681 4,494
    100 shares of BANK OF MONTREAL 5,895 6,130
    61 shares of BCE INC 2,630 2,619
    100 shares of BERKSHIRE HATHAWAY INC. CLASS B 6,621 8,970
    11 shares of BHP BILLITON SP ADR 637 774
    151 shares of BP PLC SPONSORED ADR 6,438 6,288
    26 shares of BRISTOL-MYERS SQUIBB CO 922 847
    71 shares of CALRSBERG AS SP ADR REP B 1,196 1,390
    636 shares of CANADIAN OIL SANDS LTD. 13,108 12,936
    124 shares of CHINA COMMUN ADR 2,274 2,393
    254 shares of CHINA CONSTRUCT UNSPON ADR 4,635 4,077
    143 shares of CHINA MINSHENG BANKING CORP LTD 1,354 1,653
    27 shares of CHINA OVERSEAS LI UN ADR 1,842 2,414
    85 shares of CHINA PETRO CHEM 7,696 9,768
    95 shares of CLIFFS NATURAL RESOURCES INC. 4,173 3,664
    17 shares of CNOOC LTD ADS 3,004 3,740
    3000 shares of COMCAST CORP 107,385 107,759
    245 shares of COMPANHIA SIDER ADS 2,016 1,446
    20 shares of COMPANIA MIN BUEN 714 719
    63 shares of CONOCOPHILLIPS 3,556 3,653
    600 shares of COVANTA HOLDING CORP 10,202 11,052
    16 shares of CREDICORP LTD 1,917 2,345
    117 shares of CRH PLC - AMERICAN DEPOSITARY SHARES 2,107 2,380
    100000 shares of CRIMSON EXPLORATION INC 500,000 273,999
    1343 shares of DEUTSCHE TELE AG ADS 15,839 15,256
    150 shares of DEVON ENERGY CORPORATION 10,108 7,806
    10 shares of DONGFENG MOTOR GRP-H-UNS ADR 721 772
    46 shares of DR. REDDYS LAB LTD 1,357 1,531
    183 shares of ELI LILLY CO 7,203 9,026
    48 shares of EMG GLBL SHS INDXX INDIA INF 702 699
    217 shares of ENI S.P.A. 9,216 10,663
    1000 shares of FACEBOOK INC 19,671 26,620
    2500 shares of FORD MOTOR COMPANY 29,930 32,375
    1105 shares of FRANCE TELECOM ADS 16,232 12,210
    73 shares of GEELY AUTOMBL HL UNSP ADR 704 704
    74 shares of HDFC BANK LTD ADR 2,352 3,013
    71 shares of HSBC HLDGS PLC ADS 3,390 3,768
    236 shares of HUSKY ENERGY INC CAD 5,777 6,997
    98 shares of ICICI BK LTD ADS 3,513 4,274
    235 shares of INDUSTRIAL COM UNSP/ADR 3,313 3,335
    17 shares of INFOSYS TECH LTD SPD ADR 823 719
    1050 shares of INTERNATIONAL BUSINESS MACHINES 182,783 201,127
    90 shares of ISHARES MSCI-SOUTH KOREA 5,076 5,702
    10000 shares of ISIS PHARMACEUTICALS, INC. 117,240 104,399
    15 shares of JIANGXI COPPER ADR 1,586 1,579
    83 shares of JSC MMC NRLSK NICKL S/ADR 1,327 1,522
    110 shares of KEPPEL CORP LTD ADR 1,921 1,981
    42 shares of KONINKLIJKE PHILIPS ELECTRONICS 846 1,115
    92 shares of KOOKMIN BK ADS 3,627 3,303
    646 shares of KT CORP ADS 8,975 10,814
    30 shares of LAS VEGAS SANDS CORP 1,158 1,385
    1060 shares of LEHMAN BROTHERS HOLDINGS WARRANTS 280,909  
    121 shares of LG. PHILIPS 1,802 1,752
    93 shares of LOCKHEED MARTIN CORP 7,202 8,583
    150 shares of LOEWS CORP 6,481 6,113
    67 shares of LUKOIL HOLDING CO SP/ADR 4,040 4,387
    397 shares of MANULIFE FIN CORP 4,406 5,395
    225 shares of METLIFE INC. 9,731 7,412
    7 shares of MITSUI COMPANY, LTD. - ADR 1,969 2,104
    126 shares of MKT VECT INDIA SMALL-CAP IND 1,356 1,401
    221 shares of MOBILE TELSYS OJSC 3,935 4,122
    45 shares of NASPERS LTD N SPONS ADR 2,416 2,881
    44 shares of NTT DOCOMO ADS 640 634
    351 shares of OAO GAZPROM SPONS GDR 3,376 3,416
    264 shares of OCCIDENTAL PETROLEUM CORP 18,896 20,225
    10000 shares of OCEAN POWER TECHNOLOGIES, INC. 167,169 21,400
    1025 shares of OGX PETROLEO E GAS PARTICIPACOES 11,196 2,153
    1000 shares of ONYX PHARMACEUTICALS, INC. 38,895 75,529
    475 shares of ORACLE CORP 12,263 15,827
    2000 shares of PACIFIC COAST OIL TRUST 40,000 34,680
    118 shares of PACIFIC RUBIALES ENERGY 2,718 2,742
    56 shares of PERUSAHAAN GAS NE - UNSPON ADR 1,081 1,336
    7 shares of PETRO CHINA 875 1,006
    105 shares of PETROLEO BRASILEIRO 3,112 2,044
    107 shares of PETROLEO BRASILEIRO SA- PETRO 2,562 2,066
    121 shares of PFIZER INC. 2,493 3,035
    20 shares of POSCO 1,787 1,643
    190 shares of PT BK MANDIR PRS UNSP/ADR 1,489 1,597
    240 shares of PT TELEKOM. IND. TBK ADR 8,132 8,868
    10000 shares of RESVERLOGIX CORP COM NPV 100,184 15,900
    103 shares of ROGERS COMM CL B 3,727 4,689
    400 shares of ROWAN CO PLC 15,110 12,508
    48 shares of ROYAL BANK OF CANADA 2,336 2,894
    63 shares of ROYAL DUTCH SHELL PLC 4,537 4,344
    25 shares of SASOL LTD 1,077 1,082
    300 shares of SBERBANK SPONSORED ADR 3,530 3,651
    120 shares of SEAGATE TECHNOLOGY 1,947 3,650
    67 shares of SHAW COMMUNICATIONS INC 1,303 1,540
    86 shares of SHINHAN FINL GROUP CO LTD 3,152 3,151
    484 shares of SILICONWARE PRECISION INDUSTRIES COMPANY, LTD. - A 2,798 2,585
    172 shares of SILVER STANDARD RES. INC. 3,288 2,561
    631 shares of SK TELECOM ADS ADS 9,813 9,989
    63 shares of SOUTHERN COPPER CORP 2,053 2,385
    411 shares of STMICROELECTRONICS 2,093 2,976
    190 shares of SUN LIFE FINANCIAL INC 3,433 5,041
    100 shares of SWISS RE LTD-SPN ADR 5,662 7,230
    575 shares of SYMANTEC CORP 9,724 10,822
    245 shares of TAIWAN SEMICONDUCTOR MFG CO LTD 2,663 4,204
    108 shares of TATA MOTORS LTD ADS 2,503 3,102
    1139 shares of TELECOM ITALIA ADR 11,352 10,308
    394 shares of TELEFONICA BRASIL, S.A. 10,125 9,480
    55 shares of TELENOR ASA S/ADR 2,731 3,341
    714 shares of TELSTRA CORPORATION 12,939 16,244
    39 shares of TENCENT HOLDINGS LIMITED 1,014 1,253
    74 shares of TIM PARTICIPACOES S A SPONSORED ADR REPSTG PFD 1,592 1,467
    225 shares of TOTAL FINA ELF S.A. 11,094 11,702
    624 shares of TURKIYE GARANTI BANK 2,533 3,238
    771 shares of UMC ELECTRONICS CO COM 1,639 1,534
    225 shares of UNUM CORP 4,899 4,685
    192 shares of VALE SA 5,325 4,024
    228 shares of VERIZON COMMUNICATIONS 9,026 9,866
    2500 shares of VIVUS, INC. 26,530 33,550
    346 shares of VODAFONE GROUP PLC 8,715 8,716
    100 shares of WASTE MANAGEMENT INC. 3,175 3,374
    2015 shares of WTS LEHMAN BROTHERS HOLDINGS INC 6/30/12 445,000  
    134 shares of XILINX INC. 3,791 4,805
    138 shares of YAMANA GOLD INC 2,194 2,375
    58 shares of YANDEX N V 1,091 1,249
    404 shares of YANZHOU COAL MINING ADR 6,905 6,900
    100 shares of YUM BRANDS INC 2,589 6,640
    105 shares of ZIJIN MNG GRP UNSP ADR H 739 826
    154 shares of ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY LTD 1,903 2,269

    TY 2012 InvestmentsOtherSchedule2
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BOARDWALK PIPELINE PARTNERS LP   128,064 124,500
    CLEARWATER CAPITAL PARTNERS III, LP   479,002 463,826
    NB CROSSROADS FUND XVII - ASSET ALLOCATION LP   289,930 337,546
    OCH-ZIFF CAPITAL MGMT GROUP LLC   76,080 38,000
    SILVERPEAK LEGACY FUND III, LP   171,748 93,932

    TY 2012 LiquidationExplanationStmt
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Statement:
    This statement is submitted to report the distribution of certain assets during the above-referenced year. The distributions resulted in a substantial contraction of assets. The following information is submitted in accordance with Treasury Regulation Section 1.6043-3a1 and the Form 990-PF instructions During the taxable year ending December 31, 2012, The Esperance Family Foundation Inc. the Foundation made distributions from assets from sources other than current income. Collectively, the distributions in excess of current income totaled 1,119,008. This amount represents over 25 of the Foundations net assets of 2,945,541 as measured by fair market value at the beginning of the Foundations taxable year ending December 31, 2012. Although the Foundation technically experienced a substantial contraction, it will continue in existence and has no plans for dissolution. The Foundation made distributions of cash to the grantees listed in the attachment to Part XV, Line 3a each such grant was made solely for the charitable purpose specified therein.


    TY 2012 OtherExpensesSchedule
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 21,665     21,665
    Bank Charges 572 564    
    K-1 Expenses BOARDWALK PIPELINE PARTNERS LP 18 6    
    K-1 Expenses CALUMET SPECIALTY PRODUCTS PARTNERS, LP 48 9    
    K-1 Expenses CLEARWATER CAPITAL PARTNERS III, LP 25,331 23,400    
    K-1 Expenses CVR PARTNERS, LP COMMON UNITS R 1      
    K-1 Expenses ENERGY TRANSFER PARTNERS LP 353 321    
    K-1 Expenses ENTERPRISE PRODUCTS PARTNERS LP 2      
    K-1 Expenses GLOBAL PARTNERS LP 154 43    
    K-1 Expenses NB CROSSROADS FUND XVII - ASSET ALLOCATION LP 11,547 11,530    
    K-1 Expenses OCH-ZIFF CAPITAL MGMT GROUP LLC 181 181    
    K-1 Expenses ONEOK PARTNERS LP 5      
    K-1 Expenses PENN VIRGINIA RESOURCE PARTNERS LP 15 13    
    K-1 Expenses PLAINS ALL AMERICAN PIPELINE LP 36 28    
    K-1 Expenses SILVERPEAK LEGACY FUND III, LP 740 725    
    State or Local Filing Fees 25     25


    TY 2012 OtherIncomeSchedule2
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Passthrough K-1 Loss BOARDWALK PIPELINE PARTNERS LP -4,206 4  
    Passthrough K-1 Income CALUMET SPECIALTY PRODUCTS PARTNERS, LP 602 -125  
    Passthrough K-1 Income CLEARWATER CAPITAL PARTNERS III, LP 30,487 23,482  
    Passthrough K-1 Loss CVR PARTNERS, LP COMMON UNITS R -9    
    Passthrough K-1 Loss ENERGY TRANSFER PARTNERS LP -4,977 708  
    Passthrough K-1 Loss ENTERPRISE PRODUCTS PARTNERS LP -4,284 -194  
    Passthrough K-1 Loss GLOBAL PARTNERS LP -3,242 112  
    Passthrough K-1 Income NB CROSSROADS FUND XVII - ASSET ALLOCATION LP 7,813 7,813  
    Passthrough K-1 Loss OCH-ZIFF CAPITAL MGMT GROUP LLC -397 -411  
    Passthrough K-1 Loss ONEOK PARTNERS LP -5,991 -42  
    Passthrough K-1 Loss PENN VIRGINIA RESOURCE PARTNERS LP -1,713 -1,273  
    Passthrough K-1 Loss PLAINS ALL AMERICAN PIPELINE LP -301 4  
    Passthrough K-1 Loss SILVERPEAK LEGACY FUND III, LP -4,687 3,390  
    Sec 751 Gain on Sale BOARDWALK PIPELINE PARTNERS LP 5,434    
    Sec 751 Gain on Sale CVR PARTNERS, LP COMMON UNITS R 222    
    Sec 751 Gain on Sale ENERGY TRANSFER PARTNERS LP 6,687    
    Sec 751 Gain on Sale ENTERPRISE PRODUCTS PARTNERS LP 4,373    
    Sec 751 Gain on Sale GLOBAL PARTNERS LP 54,810    
    Sec 751 Gain on Sale ONEOK PARTNERS LP 10,369    
    Sec 751 Gain on Sale PENN VIRGINIA RESOURCE PARTNERS LP 2,406    
    Sec 751 Gain on Sale PLAINS ALL AMERICAN PIPELINE LP 759    
    Sec 751 Gain on Sale CALUMET SPECIALTY PRODUCTS PARTNERS, LP 6,176    
    Foreign Tax Refund 27 27  


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 10,434 10,434    


    TY 2012 TaxesSchedule
    Name:
    The Esperance Family Foundation Inc
    EIN: 20-0494459
    Software ID:12000057
    Software Version:12.19.1011.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Estimated Tax for 2012 5,900      
    Foreign Tax Paid 2,055 2,055    
    Excise Tax for 2011 1,529