Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE SMITH FOUNDATION
AKA THE HOXIE HARRISON SMITH FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 665   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DOWNINGTOWN, PA19335
A Employer identification number

23-6238148
B Telephone number (see instructions)

(610) 269-0115
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$9,133,140J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 202,930 202,930  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 576,158
b Gross sales price for all assets on line 6a 1,274,316
7 Capital gain net income (from Part IV, line 2)... 576,158
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 119 0  
12 Total. Add lines 1 through 11........ 779,207 779,088  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 19,500 13,200   6,300
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,000 3,000   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,135 1,507   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,753 0   1,753
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 538 0   538
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 29,926 17,707   8,591
25 Contributions, gifts, grants paid........ 440,100 440,100
26 Total expenses and disbursements. Add lines 24 and 25 470,026 17,707   448,691
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 309,181
b Net investment income (if negative, enter -0-) 761,381
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 82,007 112,410 112,410
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 6,342,669 Click to see attachment6,621,447 9,020,730
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,424,676 6,733,857 9,133,140
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 6,424,676 6,733,857
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,424,676 6,733,857
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,424,676 6,733,857
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,424,676
2 Enter amount from Part I, line 27a..................... 2 309,181
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 6,733,857
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 6,733,857
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a VANGUARD 500 INDEX FUND, 511.378 SH P 2002-05-23 2013-07-22
b VANGUARD 500 INDEX FUND, 2337.583 SH P 2002-05-23 2013-11-13
c VANGUARD HEALTH CARE FUND, 398.671 SH P 2005-07-20 2013-07-22
d VANGUARD PRIMECAP FUND, 561.672 SH P 2004-02-04 2013-07-22
e VANGUARD INTER-TERM INVEST-GR, 20366.599 SH P 2002-05-23 2013-11-13
ENGILITY HOLDINGS INC, 66.666 SH P 2012-05-14 2013-04-18
AMERICA MOVIL SAB ADR, 2000 SH P 2006-03-09 2013-11-13
EXXON MOBIL CORP, 900 SH P 2002-05-16 2013-04-23
GENERAL ELECTRIC COMPANY, 1800 SH P 2002-05-16 2013-05-30
JOHNSON & JOHNSON, 400 SH P 2002-05-16 2013-04-19
JOHNSON CONTROLS INC, 1200 SH P 2002-06-19 2013-04-24
JOHNSON CONTROLS INC, 1500 SH P 2002-06-19 2013-11-13
NESTLE SA SONSORED ADR, 200 SH P 2006-03-13 2013-08-09
PEPSICO INC, 200 SH P 2002-05-20 2013-04-18
PROCTER & GAMBLE COMPANY, 200 SH P 2002-05-16 2013-04-18
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 80,000   48,191 31,809
b 385,000   220,286 164,714
c 30,000   23,044 6,956
d 50,000   32,989 17,011
e 200,000   197,682 2,318
1,460   1,113 347
41,674   33,200 8,474
80,091   18,507 61,584
40,636   41,040 -404
33,492   21,729 11,763
40,792   16,138 24,654
72,463   20,173 52,290
14,158   5,992 8,166
16,431   9,572 6,859
15,993   8,502 7,491
172,126     172,126
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       31,809
b       164,714
c       6,956
d       17,011
e       2,318
      347
      8,474
      61,584
      -404
      11,763
      24,654
      52,290
      8,166
      6,859
      7,491
      172,126
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 576,158
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 401,127 7,625,029 0.052607
2011 397,932 7,579,892 0.052498
2010 349,873 7,087,028 0.049368
2009 330,339 6,252,559 0.052833
2008 337,052 7,640,629 0.044113
2 Total of line 1, column (d) ...................... 2 0.251419
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050284
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 8,519,802
5 Multiply line 4 by line 3....................... 5 428,410
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,614
7 Add lines 5 and 6......................... 7 436,024
8 Enter qualifying distributions from Part XII, line 4.............. 8 448,691
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,614
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,614
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,614
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 3,400
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,400
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 4,214
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCHARLES P BARBER Telephone no.bullet (610) 269-0115
    Located atbulletPO BOX 665DOWNINGTOWNPA ZIP+4bullet193350415
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    CHARLES P BARBER SEE STATEMENT 8 PRESIDENT
    1.00     		13,900 0 863
    PO BOX 415
    DOWNINGTOWN,PA19335
    WILLIAM W HEILIG FIRST VP
    1.00     		700 0 0
    924 WINDING LANE
    MEDIA,PA19063
    MARK T LEDGER SECOND VP
    1.00     		700 0 0
    61 BARR ROAD
    MALVERN,PA19355
    LEE E DANEY ASSISTANT SECRETARY
    1.00     		700 0 0
    911 CLOVER HILL ROAD
    WYNNEWOOD,PA19096
    BRUCE M BROWN BOARD MEMBER
    1.00     		700 0 0
    709 GREAT SPRINGS ROAD
    BRYN MAWR,PA19010
    JOSEPH H BARBER BOARD MEMBER
    1.00     		700 0 0
    F305 OCEAN PARKK 300 N AIA
    JUPITER,FL33477
    JAMES A BENNETT BOARD MEMBER
    1.00     		700 0 0
    941 MERION SQUARE ROAD
    GLADWYNE,PA19035
    HOWARD W BUSCH BOARD MEMBER
    1.00     		700 0 0
    627 GLENWOOD LANE
    WEST CHESTER,PA19380
    JACK T TOMARCHIO BOARD MEMBER
    1.00     		700 0 0
    4103 MEADOW LANE
    NEWTOWN SQUARE,PA19073
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NONE 0
    2 NONE 0
    3 NONE 0
    4 NONE 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE 0
    2 NONE 0
    All other program-related investments. See page 24 of the instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    425,990
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,614
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,614
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    418,376
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    418,376
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    418,376
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 418,376
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009....... 21,159
    c From 2010....... 1,538
    d From 2011....... 25,251
    e From 2012....... 26,652
    fTotal of lines 3a through e......... 74,600
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 448,691
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 418,376
    e Remaining amount distributed out of corpus 30,315
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 104,915
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		104,915
    10 Analysis of line 9:
    a Excess from 2009.... 21,159
    b Excess from 2010.... 1,538
    c Excess from 2011.... 25,251
    d Excess from 2012.... 26,652
    e Excess from 2013.... 30,315
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    CHARLES P BARBER
    PO BOX 665
    DOWNINGTOWN,PA19335
    (610) 269-0115
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER
    cAny submission deadlines:
    BEFORE SEPTEMBER 1ST OF EACH YEAR
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SOUTHEASTERN PENNSYLVANIA ONLY
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACADEMY OF NATURAL SCIENCES
    1900 BENJAMIN FRANKLIN PARKWAY
    PHILADELPHIA,PA191031101     		NONE PUBLIC SUPPORT WINS 5,000
    ACHIEVEABILITY
    21 SOUTH 61ST STREET
    PHILADELPHIA,PA191393018     		NONE PUBLIC COMPREHENSIVE FAMILY SELF-SUFFICIENCY PROGRAM 5,000
    ALLIANCE OF GUARDIAN ANGELS
    982 EAST 89TH STREET
    BROOKLYN,NY11236     		NONE PUBLIC OPERATING EXPENSES 4,000
    AMERIKIDS
    PO BOX 2104
    WEST CHESTER,PA19380     		NONE PUBLIC SCHOLARSHIPS 1,250
    ARC OF CHESTER COUNTY
    900 LAWRENCE DRIVE
    WEST CHESTER,PA19380     		NONE PUBLIC ADVOCACY PROGRAM 5,000
    BAKER INDUSTRIES
    184 PENNSYLVANIA AVENUE
    MALVERN,PA193552864     		NONE PUBLIC OPERATING EXPENSES 10,000
    BETHESDA PROJECT
    1630 SOUTH STREET
    PHILADELPHIA,PA19146     		NONE PUBLIC OPERATING EXPENSES 10,000
    BOY SCOUTS OF AMERICA
    504 SOUTH CONCORD ROAD
    WEST CHESTER,PA193825261     		NONE PUBLIC SCOUTREACH PROGRAM 10,000
    BOYS AND GIRLS CLUBS OF PHILADELPHIA
    1518 WALNUT STREET SUITE 605
    PHILADELPHIA,PA19102     		NONE PUBLIC PURCHASE KURZWEIL & ISATION SOFTWARE 3,500
    CAMPHILL SPECIAL SCHOOL-BEAVER RUN
    1784 FAIRVIEW ROAD
    GLENMOORE,PA19343     		NONE PUBLIC FINANCIAL ASSISTANCE 9,000
    CAMPHILL VILLAGE KIMBERTON HILLS
    PO BOX 1045
    KIMBERTON,PA19442     		NONE PUBLIC GUTTER GUARD INSTALLATION ON VARIOUS HOUSES 6,000
    CARE CENTER FOUNDATION
    127-129 S MATLACK STREET
    WEST CHESTER,PA193823103     		NONE PUBLIC OPERATING EXPENSES 10,000
    CHESTER COUNTY FUTURES
    704 HAYWOOD DRIVE
    EXTON,PA19341     		NONE PUBLIC PASSPORT TO COLLEGE PROGRAM 2,500
    CHILD ABUSE PREVENTION EFFORT
    499 N FIFTH STREET SUITE A
    PHILADELPHIA,PA19123     		NONE PUBLIC EMERGENCY FAMILY FUND 7,500
    CITYTEAM MINISTRIES
    634 SPROUL ROAD
    CHESTER,PA191031195     		NONE PUBLIC GENERAL MISSION SUPPORT 11,500
    COMMUNITY OUTREACH PARTNERSHIP
    2212 SPRUCE STREET
    PHILADELPHIA,PA19103     		NONE PUBLIC WINTERSHELTER & COMMUNICARE PROGRAM 3,000
    DARLINGTON ARTS CENTER
    977 SHAVERTOWN ROAD
    GARNET VALLEY,PA190611104     		NONE PUBLIC OUTREACH PROGRAM 5,000
    DOWNINGTOWN LIBRARY
    330 E LANCASTER AVENUE
    DOWNINGTOWN,PA19335     		NONE PUBLIC OPERATING EXPENSES 2,500
    DREXEL UNIVERSITY ARMY ROTC
    3205 LANCASTER AVENUE
    PHILADELPHIA,PA19104     		NONE PUBLIC CADET SCHOLARSHIP AWARDS 6,650
    ENDOW-A-HOME
    3721 MIDVALE AVENUE
    PHILADELPHIA,PA191291743     		NONE PUBLIC AID FOR HOMELESS WOMEN 6,000
    ENTREPRENEUR WORKS
    1111 S INDEPENDENCE MALL EAST SUITE
    810
    PHILADELPHIA,PA19106     		NONE PUBLIC OPERATING EXPENSES 7,500
    ESPERANZA IMMIGRATION LEGAL SERVICES
    4261 NORTH FIFTH STREET
    PHILADELPHIA,PA19140     		NONE PUBLIC OPERATING EXPENSES 3,500
    FAMILY SERVICE OF CHESTER COUNTY
    310 N MATLACK STREET
    WEST CHESTER,PA193802620     		NONE PUBLIC CHILD ABUSE PREVENTION 5,000
    FREEDOMS FOUNDATION AT VALLEY FORGE
    PO BOX 67
    VALLEY FORGE,PA194810067     		NONE PUBLIC OPERATING EXPENSES 2,500
    FRIENDS HOME IN KENNETT SQUARE
    147 WEST STATE STREET
    KENNETT SQUARE,PA19348     		NONE PUBLIC FACILITY MAINTENANCE 10,000
    GOOD WORKS INC
    PO BOX 1441
    COATESVILLE,PA19320     		NONE PUBLIC OPERATING EXPENSES 5,000
    HANDI-CRAFTERS INC
    PO BOX 72646
    THORNDALE,PA19372     		NONE PUBLIC PATHWAY TO INDEPENDENCE PROGRAM 6,000
    HOME OF THE SPARROW
    969 E SWEDESFORD ROAD
    EXTON,PA19341     		NONE PUBLIC OPERATING EXPENSES 7,000
    LIBERTY USO
    TERMINAL A-EAST PHL 8500 ESSINGTON
    AVENUE
    PHILADELPHIA,PA19153     		NONE PUBLIC OPERATING EXPENSES 10,000
    MELMARK
    2600 WAYLAND ROAD
    BERWYN,PA193122307     		NONE PUBLIC PURCHASE NETLEARNING (ONLINE TRAINING LIBRARY) 10,000
    MERCY VOCATIONAL HIGH SCHOOL
    2900 WEST HUNTING PARK AVENUE
    PHILADELPHIA,PA191291803     		NONE PUBLIC TUITION ASSISTANCE PROGRAM 10,000
    MILITARY ORDER OF WORLD WARS
    149 WEST NORTHWESTERN AVENUE
    PHILADELPHIA,PA19118     		NONE PUBLIC SCHOLARSHIP AWARDS 19,000
    MUSICOPIA INC
    2001 MARKET STREET SUITE 3100
    PHILADELPHIA,PA191037080     		NONE PUBLIC OPERATING EXPENSES 5,000
    NEW HORIZONS SENIOR CENTER
    206 PRICE AVENUE PO BOX 85
    NARBERTH,PA19072     		NONE PUBLIC OPERATING EXPENSES 5,000
    PAOLI 1 BOY SCOUTS OF AMERICA
    1038 RADNOR ROAD
    WAYNE,PA19087     		NONE PUBLIC MAIN ENTRANCE DRIVEWAY 5,000
    PENN STATE ABINGTON
    1600 WOODLAND AVENUE
    ABINGTON,PA190013990     		NONE PUBLIC ROTC SCHOLARHIP 2,000
    PENNSYLVANIA COLLEGE OF OPTOMETRY
    8360 OLD YORK ROAD
    ELKINS PARK,PA190271516     		NONE PUBLIC OPERATING EXPENSES 7,500
    PENNSYLVANIA SCHOOL FOR THE DEAF
    100 W SCHOOL HOUSE LANE
    PHILADELPHIA,PA19144     		NONE PUBLIC OPERATING EXPENSES 7,500
    PHILABUNDANCE
    3616 SOUTH GALLOWAY STREET
    PHILADELPHIA,PA191488402     		NONE PUBLIC OPERATING EXPENSES 8,000
    PHILADELPHIA FUTURES
    230 S BROAD STREET 7TH FLOOR
    PHILADELPHIA,PA19102     		NONE PUBLIC SPONSOR-A-SCHOLAR PROGRAM 6,000
    PHILADELPHIA MENNONITE HIGH SCHOOL
    860 NORTH 24TH STREET
    PHILADELPHIA,PA19130     		NONE PUBLIC OPERATING EXPENSES 4,000
    PHILADELPHIA MONTESSORI CHARTER SCHOOL
    1601 MARKET STREET 16TH FLOOR
    PHILADELPHIA,PA19103     		NONE PUBLIC CLASSROOM RENOVATION 4,500
    PHILADELPHIA ZOO
    3400 W GIRARD AVENUE
    PHILADELPHIA,PA191041196     		NONE PUBLIC ZOO CREW PROGRAM 7,500
    POLICE ATHLETIC LEAGUE
    2524 EAST CLEARFIELD STREET
    PHILADELPHIA,PA191345098     		NONE PUBLIC PAL VAN FOR AUDENREID CENTER - GREY'S FERRY 10,000
    PRESBYTERIAN CHILDREN'S VILLAGE
    452 SOUTH ROBERTS ROAD
    ROSEMONT,PA19010     		NONE PUBLIC SPECIAL EDUCATION PROGRAM 12,500
    ROYER-GREAVES SCHOOL FOR THE BLIND
    118 SOUTH VALLEY ROAD
    PAOLI,PA19301     		NONE PUBLIC CREATIVE ARTS THERAPY PROGRAM 9,500
    SALVATION ARMY
    533 SWEDE STREET BOX 308
    NORRISTOWN,PA194040308     		NONE PUBLIC OPERATING EXPENSES 10,000
    SAUNDERS HOUSE
    100 LANCASTER AVENUE
    WYNNEWOOD,PA190963494     		NONE PUBLIC OPERATING EXPENSES 7,000
    SENIOR COMMUNITY SERVICES
    600 SWARTHMORE AVENUE
    FOLSOM,PA19033     		NONE PUBLIC COGNITIVE STIMULATION PROGRAM 5,000
    SPECIAL OLYMPICS PENNSYLVANIA
    2570 BLVD OF THE GENERALS 124
    WASHINGTON SQUARE
    NORRISTOWN,PA194033697     		NONE PUBLIC PURCHASE YOUNG ATHLETE KITS 4,500
    STARFINDER FOUNDATION
    4015 MAIN STREET URBAN PROMISE
    CENTER
    PHILADELPHIA,PA19127     		NONE PUBLIC SOCCER GIRLS RULE PROGRAM 3,000
    STARTUP CORPS
    PO BOX 409
    AMBLER,PA19002     		NONE PUBLIC OPERATING EXPENSES 2,500
    SUPPORT CENTER FOR CHILD ADVOCATES
    1900 CHERRY STREET
    PHILADELPHIA,PA191031195     		NONE PUBLIC RESTRICTED TO OPERATING EXPENSES 3,000
    SURREY SERVICES FOR SENIORS
    28 BRIDGE AVENUE
    BERWYN,PA193121716     		NONE PUBLIC OPERATING EXPENSES 5,000
    TABOR CHILDREN'S SERVICES INC
    601 NEW BRITAIN ROAD
    DOYLESTOWN,PA18901     		NONE PUBLIC SUPERVISED INDEPENDENT LIVING PROGRAM 3,000
    THE CENTER FOR AUTISM
    3905 FORD ROAD SUITE 6
    PHILADELPHIA,PA191312824     		NONE PUBLIC OPERATING EXPENSES 7,500
    THE CHESTER FUND
    PO BOX 22
    CHESTER,PA19016     		NONE PUBLIC OPERATING EXPENSES 5,000
    THE CLINIC MEDICAL CENTER FOR THE UNINSURED
    143 CHURCH STREET
    PHOENIXVILLE,PA19460     		NONE PUBLIC OPERATING EXPENSES 10,000
    THE FOOD TRUST
    ONE PENN CENTER 1617 JFK BLVD SUITE
    900
    PHILADELPHIA,PA191031195     		NONE PUBLIC EDUCATION OF YOUTH IN FARM TO SCHOOL ACTIVITIES 6,000
    TRAVIS MANION FOUNDATION
    PO BOX 1485
    DOYLESTOWN,PA18901     		NONE PUBLIC SUPPORT SERGEANT ADAM KEYS 11,200
    TRISKELES
    707 EAGLEVIEW BLVD SUITE 105
    EXTON,PA19341     		NONE PUBLIC GREEN PROGRAM 4,000
    VETERANS MULTI-SERVICE CENTER
    213-217 N 4TH STREET
    PHILADELPHIA,PA191061801     		NONE PUBLIC ESSENTIALS FOR VETERANS IN HOUSING PROGRAM 5,000
    VISITING NURSE ASSOCIATION COMMUNITY SERVICES
    1421 HIGHLAND AVENUE
    ABINGTON,PA190012685     		NONE PUBLIC SCREENING FOR PRESCHOOL CHILDREN 6,000
    WAGNER FREE INSTITUTE OF SCIENCE
    1700 W MONTGOMERY AVENUE
    PHILADELPHIA,PA191213227     		NONE PUBLIC FREE EDUCATION PROGRAM 7,000
    WEST CHESTER AREA SENIOR CENTER
    530 EAST UNION STREET
    WEST CHESTER,PA19380     		NONE PUBLIC OPERATING EXPENSES 5,000
    WILLIAMSON FREE SCHOOL OF MECHANICAL TRADES
    106 S NEW MIDDLETOWN ROAD
    MEDIA,PA190635299     		NONE PUBLIC OPERATING EXPENSES 7,500
    WORLD IMPACT FREDERICK DOUGLAS CHRISTIAN SCHOOL
    700 CENTRAL AVENUE
    CHESTER,PA190133059     		NONE PUBLIC OPERATING EXPENSES 10,000
    Total .................................bullet 3a 440,100
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 202,930  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    14 576,158  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aQWEST CLASS ACTION SUIT     14 12  
    bCARDINAL HEALTH CLASS ACTION     14 14  
    cTYCO CLASS ACTION     14 93  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 779,207 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13779,207
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 3,000 3,000   0

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Category Amount
    NONE 0

    TY 2013 GeneralExplanationAttachment
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Identifier Return Reference Explanation
    PAYMENTS MADE TO CHARLES BARBER: FORM 990-PF, PART VIII: DURING 2013, $700 WAS PAID TO CHARLES BARBER AS AN HONORARIUM. CHARLES WAS ALSO PAID $263 AS REIMBURSEMENT FOR OFFICE SUPPLIES AND POSTAGE PURCHASED ON BEHALF OF THE FOUNDATION.AN ADDITIONAL $13,200 WAS PAID TO A COMPANY OWNED BY CHARLES BARBER AS REIMBURSEMENT FOR SERVICES PROVIDED BY HIS EMPLOYEE FOR FOUNDATION WORK. THIS COMPANY WAS ALSO PAID $600 AS AN ALLOWANCE FOR TRAVEL EXPENSES INCURRED BY THE COMPANY ON BEHALF OF THE FOUNDATION.

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    VANGUARD BROKERAGE SERVICES AT COST 1,883,211 2,828,113
    VANGUARD IT IG FD ADM AT COST 772,532 768,174
    VANGUARD 500 INDEX FUND AT COST 759,444 1,372,912
    VANGUARD PRIMECAP FUND AT COST 1,059,462 1,683,627
    VANGUARD HEALTH CARE FUND AT COST 605,074 809,713
    VANGUARD ST IG FD ADM AT COST 945,724 939,012
    VANGUARD HIGH-YIELD CORP FD ADM AT COST 596,000 619,179

    TY 2013 OtherExpensesSchedule
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EXPENSES 538 0   538


    TY 2013 OtherIncomeSchedule2
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    QWEST CLASS ACTION SUIT 12   12
    CARDINAL HEALTH CLASS ACTION 14   14
    TYCO CLASS ACTION 93   93


    TY 2013 TaxesSchedule
    Name:
    THE SMITH FOUNDATION
    AKA THE HOXIE HARRISON SMITH FOUNDATION
    EIN: 23-6238148
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES AND FEES 1,507 1,507   0
    EXCISE TAXES 3,628 0   0