Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE CURTIS W MCGRAW FOUNDATION
 
% ROCKEFELLER & CO
Number and street (or P.O. box number if mail is not delivered to street address)C/O ROCKEFELLER CO30 ROCKEFELLER PLAZA Suite 5600Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10112
A Employer identification number

22-1761678
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$26,226,894J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 102,214 102,214  
4 Dividends and interest from securities...... 341,290 341,290  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,783,648
b Gross sales price for all assets on line 6a 10,508,570
7 Capital gain net income (from Part IV, line 2)... 1,783,648
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,227,152 2,227,152  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 9,635 6,423 0 3,212
b Accounting fees (attach schedule)....... Click to see attachment 12,300 8,200 0 4,100
c Other professional fees (attach schedule).... Click to see attachment 129,084 129,084    
17 Interest............... 91     91
18 Taxes (attach schedule) (see instructions) Click to see attachment 57,470 22,577    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 44,684 40,737   3,684
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 253,264 207,021 0 11,087
25 Contributions, gifts, grants paid........ 1,121,730 1,121,730
26 Total expenses and disbursements. Add lines 24 and 25 1,374,994 207,021 0 1,132,817
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 852,158
b Net investment income (if negative, enter -0-) 2,020,131
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 209,346 717,357 717,357
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet11,800
Less: allowance for doubtful accounts bullet   0 11,800 11,800
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,473,847 Click to see attachment2,006,349 1,993,691
b Investments—corporate stock (attach schedule)........ 10,407,977 Click to see attachment10,566,942 16,413,036
c Investments—corporate bonds (attach schedule)........ 3,139,042 Click to see attachment3,216,265 3,225,626
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,176,868 Click to see attachment1,596,732 3,865,384
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 17,407,080 18,115,445 26,226,894
Liabilities 17 Accounts payable and accrued expenses.......... 38,881 0
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 38,881 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 17,368,199 18,115,445
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 17,368,199 18,115,445
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 17,407,080 18,115,445
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 17,368,199
2 Enter amount from Part I, line 27a..................... 2 852,158
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 18,220,357
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 104,912
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 18,115,445
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 250 SH. ADVANCE AUTO PARTS, INC. P 2012-08-29 2013-04-16
b 120 SH. ADVANCE AUTO PARTS, INC. P 2012-08-29 2013-04-19
c 80 SH. AFLAC, INC. P 2012-04-26 2013-01-15
d 400 SH. AFLAC, INC. P 2012-04-27 2013-01-15
e 380 SH. AFLAC, INC. P 2012-08-21 2013-01-15
280 SH. AFLAC, INC. P 2012-04-27 2013-01-16
2000 SH. AMADA CO. LTD. P 2013-01-07 2013-09-26
1000 SH. AMADA CO. LTD. P 2013-01-07 2013-11-29
88000 SH. ANHEUSER-BUSCH 7.75% 01/15/19 P 2013-08-06 2013-08-28
40 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-07 2013-08-28
460 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-07 2013-09-26
120 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-07 2013-11-27
212 SH. ARCOS DORADOS HOLDINGS, INC. P 2013-01-09 2013-11-27
30 SH. BAKER HUGHES INCORPORATED P 2013-07-11 2013-08-28
170 SH. BAKER HUGHES INCORPORATED P 2013-07-11 2013-11-27
97 SH. BAKER HUGHES INCORPORATED P 2013-07-12 2013-11-27
20 SH. CAPITAL ONE FINANCIAL CORP. P 2013-03-13 2013-08-28
181 SH. CAPITAL ONE FINANCIAL CORP. P 2013-03-13 2013-11-27
30 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-17 2013-08-28
190 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-14 2013-09-26
470 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-17 2013-09-26
471 SH. CHINA MOBILE (HONG KONG) LTD P 2013-06-14 2013-11-27
30 SH. COACH, INC. P 2013-08-08 2013-08-28
303 SH. COACH, INC. P 2013-08-08 2013-11-27
97000 SH. COMCAST CORP. 5.70% 05/15/2018 P 2013-02-14 2013-08-28
10 SH. COPA HOLDINGS SA CL A P 2013-07-22 2013-08-28
100 SH. COPA HOLDINGS SA CL A P 2013-07-22 2013-09-26
20 SH. COPA HOLDINGS SA CL A P 2013-07-22 2013-11-27
52 SH. COPA HOLDINGS SA CL A P 2013-07-23 2013-11-27
40 SH. DELPHI AUTOMOTIVE PLC P 2012-11-02 2013-08-28
70 SH. DNB HOLDING ASA P 2013-05-08 2013-08-29
800 SH. DNB HOLDING ASA P 2013-05-08 2013-09-26
829 SH. DNB HOLDING ASA P 2013-10-30 2013-11-29
40000 SH. DOMINION RES 8.875% 01/15/19 P 2013-01-22 2013-08-28
85000 SH. DOMINION RES 8.875% 01/15/19 P 2013-07-25 2013-08-28
20 SH. DOVER CORP. P 2012-11-19 2013-08-28
30 SH. EXPEDIA, INC. P 2013-07-18 2013-08-28
228 SH. EXPEDIA, INC. P 2013-07-18 2013-11-27
24000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2013-01-23 2013-12-13
40000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2013-01-29 2013-12-13
20 SH. FEDEX CORPORATION P 2012-09-21 2013-08-28
100000 SH. GE CAP CORP 5.625% 05/01/18 P 2012-08-22 2013-03-15
100000 SH. GOLDMAN SACHS 6.15% 4/1/18 P 2012-08-29 2013-08-28
10 SH. GOLDMAN SACHS GROUP P 2012-10-16 2013-08-28
70 SH. GOOGLE INC - CLASS A P 2013-10-10 2013-10-28
22 SH. GOOGLE INC - CLASS A P 2013-10-10 2013-10-29
50 SH. HYUNDAI MOTOR COMPANY LTD PFD P 2012-12-13 2013-09-26
177 SH. INCYTE CORPORATION P 2013-11-04 2013-11-27
220 SH. ING GROEP P 2013-08-26 2013-08-28
70 SH. ING GROEP P 2013-08-22 2013-09-26
2370 SH. ING GROEP P 2013-08-26 2013-09-26
1182 SH. ING GROEP P 2013-08-22 2013-11-29
560 SH. ING GROEP P 2013-08-22 2013-11-29
4000 SH. KALBE FARMA TBK PT P 2013-05-21 2013-08-29
42500 SH. KALBE FARMA TBK PT P 2013-05-21 2013-09-26
30500 SH. KALBE FARMA TBK PT P 2013-05-21 2013-11-29
480 SH. LIBERTY GLOBAL PLC - A P 2012-12-13 2013-06-14
0.252 SH. LIBERTY GLOBAL PLC - A P 2012-12-13 2013-07-03
358 SH. LIBERTY GLOBAL, PLC. - SER C P 2012-12-13 2013-06-14
0.608 SH. LIBERTY GLOBAL, PLC. - SER C P 2012-12-13 2013-07-05
0.75 SH. MALLINCKRODT PLC P 2013-06-17 2013-07-29
20 SH. MALLINCKRODT PLC P 2013-06-17 2013-08-28
169.25 SH. MALLINCKRODT PLC P 2013-06-17 2013-11-27
39.75 SH. MALLINCKRODT PLC P 2013-06-28 2013-11-27
409 SH. MERCK & CO. INC. P 2013-10-03 2013-11-27
150 SH. MSCI INC. P 2012-10-02 2013-07-12
50 SH. MSCI INC. P 2012-10-03 2013-07-12
650 SH. MSCI INC. P 2012-10-02 2013-07-15
570 SH. MSCI INC. P 2012-10-02 2013-07-16
520 SH. MSCI INC. P 2012-10-02 2013-07-17
520 SH. MSCI INC. P 2012-10-02 2013-07-18
290 SH. MSCI INC. P 2012-10-02 2013-07-19
20 SH. MSCI INC. P 2012-10-15 2013-07-19
400 SH. MURATA MANUFACTURING COMPANY, P 2013-02-06 2013-09-26
200 SH. MURATA MANUFACTURING COMPANY, P 2013-02-05 2013-11-29
100 SH. MURATA MANUFACTURING COMPANY, P 2013-02-06 2013-11-29
1000 SH. NGK SPARK PLUG CO., LTD. P 2013-06-19 2013-09-26
512 SH. OPHIR ENERGY PLC - NIL PAID RT P 2012-05-03 2013-03-15
408 SH. OPHIR ENERGY PLC - NIL PAID RT P 2012-05-04 2013-03-15
370 SH. PHARMACYCLICS INC. P 2012-06-18 2013-03-12
330 SH. PHARMACYCLICS INC. P 2012-06-19 2013-03-12
888.8 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-05 2013-06-11
1166 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-06 2013-06-11
1768.8 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-12 2013-06-11
1029.6 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-15 2013-06-11
894.3 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-16 2013-06-11
1372.8 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-19 2013-06-11
1496 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-27 2013-06-11
1980 SH. PICC PROP & CAS RT EXP 6/13/13 P 2013-02-04 2013-06-11
1320 SH. PICC PROP & CAS RT EXP 6/13/13 P 2013-02-05 2013-06-11
1320 SH. PICC PROP & CAS RT EXP 6/13/13 P 2013-02-06 2013-06-11
2060.7 SH. PICC PROP & CAS RT EXP 6/13/13 P 2012-11-13 2013-06-11
2000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-04 2013-08-29
14000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-04 2013-09-26
2000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-04 2013-11-29
8000 SH. PICC PROP & CASUALTY CO. LTD. P 2013-02-06 2013-11-29
300 SH. QUALCOMM INC. P 2013-04-25 2013-08-15
590 SH. QUALCOMM INC. P 2013-04-25 2013-08-19
20 SH. REINSURANCE GROUP OF AMERICA, P 2013-06-11 2013-08-28
249 SH. REINSURANCE GROUP OF AMERICA, P 2013-10-29 2013-11-27
70 SH. ROYAL CARIBBEAN CRUISES LTD. P 2013-04-18 2013-08-28
596 SH. ROYAL CARIBBEAN CRUISES LTD. P 2013-04-18 2013-11-27
0.1088 SH. ROYAL DUTCH SHELL PLC-ADR A P 2013-09-26 2013-10-08
47 SH. ROYAL DUTCH SHELL PLC-ADR A P 2013-09-26 2013-11-27
30 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-19 2013-09-26
10 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-26 2013-09-26
10 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-19 2013-11-13
11 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-23 2013-11-13
19 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-23 2013-11-15
23 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-20 2013-11-18
17 SH. SAMSUNG ELECTRONICS CO., PFD P 2013-08-20 2013-11-29
110 SH. SBERBANK - SPONSORED ADR P 2013-03-12 2013-08-29
1240 SH. SBERBANK - SPONSORED ADR P 2013-03-12 2013-09-26
480 SH. SBERBANK - SPONSORED ADR P 2013-03-12 2013-11-29
401 SH. SBERBANK - SPONSORED ADR P 2013-04-10 2013-11-29
20 SH. SEATTLE GENETICS, INC. P 2013-01-22 2013-08-28
174 SH. SEATTLE GENETICS, INC. P 2013-01-22 2013-11-27
100 SH. SMC CORPORATION P 2012-12-21 2013-09-26
261 SH. ST. JUDE MEDICAL P 2013-10-04 2013-11-27
70 SH. SUBSEA 7 SA P 2013-07-17 2013-08-29
770 SH. SUBSEA 7 SA P 2013-07-17 2013-09-26
546 SH. SUBSEA 7 SA P 2013-07-17 2013-11-29
7 SH. TORONTO-DOMINION BANK P 2013-10-29 2013-11-27
220 SH. TORONTO-DOMINION BANK P 2013-10-31 2013-11-27
339 SH. UNITED CONTINENTAL HLD. INC. P 2013-11-11 2013-11-27
301 SH. UNITEDHEALTH GROUP INC. P 2013-11-04 2013-11-27
182000 SH. US TREAS INF IX 1.625% 1/15/15 P 2013-02-13 2013-11-05
97000 SH. US TREAS INF IX 1.625% 1/15/15 P 2013-01-16 2013-11-05
370000 SH. US TREAS INF IX 1.875% 7/15/13 P 2012-08-09 2013-07-15
85000 SH. US TREAS INFL 2.125% 01/15/19 P 2012-09-17 2013-06-12
130000 SH. US TREAS INFL 2.625% 7/15/17 P 2012-09-17 2013-06-12
5000 SH. US TREAS N/B 2.625% 11/15/20 P 2013-09-04 2013-10-01
125000 SH. US TREASURY 1.75% 05/15/23 P 2013-07-11 2013-10-24
94000 SH. US TREASURY TIPS 1.25% 4/15/14 P 2012-12-06 2013-11-05
14000 SH. US TRES INFL 2.5% 07/15/2016 P 2012-12-11 2013-02-14
32000 SH. US TRES INFL 2.5% 07/15/2016 P 2013-01-16 2013-02-14
45000 SH. US TRES INFL 2.5% 07/15/2016 P 2012-08-09 2013-07-11
127000 SH. US TRES INFL 2.5% 07/15/2016 P 2012-12-11 2013-07-11
960 SH. VIRGIN MEDIA INC. P 2012-12-13 2013-02-12
100 SH. VODAFONE GROUP PLC - SP ADR P 2013-03-12 2013-08-28
720 SH. VODAFONE GROUP PLC - SP ADR P 2013-03-12 2013-09-26
1030 SH. VODAFONE GROUP PLC - SP ADR P 2013-03-12 2013-10-03
63000 SH. WACHOVIA 6% 11/15/2017 P 2012-12-20 2013-07-16
20 SH. YUM! BRANDS, INC. P 2013-04-22 2013-08-28
185 SH. YUM! BRANDS, INC. P 2013-04-22 2013-11-27
FOREGIN EXCHANGE LOSS P    
MERGER GAIN - VIRGIN MEDIA INC. P    
90 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-19
210 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-19
200 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-22
1010 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-23
540 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2013-04-25
10 SH. ADVANCE AUTO PARTS, INC. P 2009-11-03 2013-04-26
290 SH. AFLAC, INC. P 2009-11-04 2013-04-26
960 SH. AFLAC, INC. P 2011-12-06 2013-01-16
210 SH. AFLAC, INC. P 2011-12-06 2013-01-17
280 SH. AFLAC, INC. P 2011-10-12 2013-06-11
710 SH. AFLAC, INC. P 2011-12-06 2013-06-11
30 SH. AFLAC, INC. P 2011-10-12 2013-06-12
274 SH. AFLAC, INC. P 2011-10-12 2013-08-28
10 SH. ALEXION PHARMACEUTICALS, INC. P 2011-10-12 2013-11-27
310 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2013-08-28
70 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2013-11-04
58 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2013-11-05
20 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-15 2013-11-27
202 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-15 2013-08-28
20 SH. APACHE CORPORATION P 2009-10-15 2013-11-27
149 SH. APACHE CORPORATION P 2010-06-23 2013-08-28
60 SH. APACHE CORPORATION P 2010-06-04 2013-11-27
20 SH. BIOMARIN PHARMACEUTICAL INC. P 2010-06-23 2013-11-27
137 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-10-08 2013-08-28
20 SH. BOSKALIS WESTMINSTER - CVA P 2008-10-08 2013-11-27
250 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-16 2013-08-28
61 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-16 2013-09-26
120 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-15 2013-11-29
60 SH. CAREFUSION CORPORATION P 2007-05-21 2013-11-29
270 SH. CAREFUSION CORPORATION P 2010-11-04 2013-08-28
220 SH. CAREFUSION CORPORATION P 2010-11-03 2013-11-27
50000 SH. CATERPILLAR INC. 5.7% 8/15/16 P 2010-11-04 2013-11-27
430 SH. CENTRICA PLC P 2011-07-08 2013-02-22
1850 SH. CENTRICA PLC P 2011-05-10 2013-08-28
3632 SH. CENTRICA PLC P 2011-05-10 2013-09-26
20 SH. CHEVRON CORPORATION P 2011-05-10 2013-11-29
152 SH. CHEVRON CORPORATION P 2003-03-28 2013-08-28
5000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2003-03-28 2013-11-27
6880 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-04 2013-04-02
120 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-05 2013-04-02
5790 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-05 2013-04-03
3000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-13 2013-04-03
3000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-14 2013-04-03
210 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-12 2013-04-11
6830 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-13 2013-04-11
4700 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-24 2013-04-11
5000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-06 2013-04-12
2170 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-17 2013-04-12
5930 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-24 2013-04-12
1370 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-06 2013-04-15
1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-06 2013-04-17
4570 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-18 2013-04-17
2000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-26 2013-04-17
8430 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-29 2013-04-17
1000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-26 2013-04-18
30 SH. CHINA MOBILE (HONG KONG) LTD P 2011-07-05 2013-04-18
50000 SH. COMCAST CORP NOTES, 5.300% P 2012-08-21 2013-08-28
30 SH. COMCAST CORPORATION - CL A P 2011-06-24 2013-02-14
240 SH. COMCAST CORPORATION - CL A P 2009-03-16 2013-08-28
20 SH. COMERICA INCORPORATED P 2009-03-16 2013-11-27
195 SH. COMERICA INCORPORATED P 2010-03-16 2013-08-28
20 SH. CONTINENTAL RESOURCES, INC. P 2010-03-16 2013-11-27
156 SH. CONTINENTAL RESOURCES, INC. P 2009-07-08 2013-08-28
20 SH. COVIDIEN PLC P 2009-07-08 2013-11-27
820 SH. COVIDIEN PLC P 2008-11-25 2013-08-28
570 SH. COVIDIEN PLC P 2008-11-25 2013-10-03
500 SH. COVIDIEN PLC P 2008-11-25 2013-10-04
540 SH. COVIDIEN PLC P 2008-11-26 2013-10-04
110 SH. COVIDIEN PLC P 2008-11-28 2013-10-04
670 SH. COVIDIEN PLC P 2009-03-13 2013-10-04
341 SH. DELPHI AUTOMOTIVE PLC P 2009-03-13 2013-10-07
141 SH. DOVER CORP. P 2012-11-02 2013-11-27
50000 SH. E.I. DU PONT, 6% 07/15/18 P 2012-11-19 2013-11-27
200000 SH. FED HOME LOAN BANK 5% 11/17/17 P 2008-10-27 2013-02-22
40000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2011-06-22 2013-02-13
35000 SH. FEDEX CORP NTS, 8.0% 01/15/19 P 2011-12-05 2013-12-13
740 SH. FEDEX CORPORATION P 2012-01-26 2013-12-13
381 SH. FEDEX CORPORATION P 2012-09-21 2013-10-31
310 SH. FEDEX CORPORATION P 2010-02-09 2013-11-08
270 SH. FEDEX CORPORATION P 2012-09-21 2013-11-08
880 SH. FEDEX CORPORATION P 2009-04-22 2013-11-11
449 SH. FEDEX CORPORATION P 2009-04-23 2013-11-11
150000 SH. FNMA 5.375 % 06/12/17 P 2010-02-09 2013-11-11
10000 SH. FREDDIE MAC 1.375% 02/25/14 P 2011-11-16 2013-04-17
100000 SH. GENERAL MILLS 5.7% 02/15/17 P 2011-08-02 2013-05-09
69 SH. GOLDMAN SACHS GROUP P 2011-07-08 2013-01-16
10 SH. GOOGLE INC - CLASS A P 2012-10-16 2013-11-27
78 SH. GOOGLE INC - CLASS A P 2007-11-05 2013-08-28
17 SH. GOOGLE INC - CLASS A P 2007-11-05 2013-10-29
23 SH. GOOGLE INC - CLASS A P 2007-11-05 2013-11-27
710 SH. HEWLETT-PACKARD COMPANY P 2012-10-18 2013-11-27
540 SH. HEWLETT-PACKARD COMPANY P 2010-09-27 2013-08-08
3660 SH. HEWLETT-PACKARD COMPANY P 2011-02-24 2013-08-08
180 SH. HEWLETT-PACKARD COMPANY P 2010-09-27 2013-08-09
1770 SH. HEWLETT-PACKARD COMPANY P 2011-07-01 2013-08-09
910 SH. HEWLETT-PACKARD COMPANY P 2011-08-19 2013-08-09
50000 SH. HONEYWELL 5.0% DUE 2/15/19 P 2011-08-22 2013-08-09
30 SH. HONEYWELL INC. P 2011-07-18 2013-01-23
274 SH. HONEYWELL INC. P 2005-12-20 2013-08-28
10 SH. HONEYWELL INC. P 2005-12-19 2013-11-27
20 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2005-12-20 2013-11-27
170 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-29 2013-08-29
20 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-29 2013-09-26
130 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-28 2013-11-29
60 SH. J.P. MORGAN CHASE & CO. P 2011-04-29 2013-11-29
513 SH. J.P. MORGAN CHASE & CO. P 2012-08-21 2013-08-28
30 SH. JOHNSON MATTHEY PLC P 2012-08-21 2013-11-27
91.3634 SH. JOHNSON MATTHEY PLC P 2006-10-30 2013-08-28
208.6366 SH. JOHNSON MATTHEY PLC P 2006-10-30 2013-09-26
210 SH. JOHNSON MATTHEY PLC P 2008-09-25 2013-09-26
125000 SH. KEYCORP 5.1% DUE 3/24/21 P 2008-09-25 2013-11-29
90 SH. KOREA ELECTRIC POWER CORP. P 2012-03-21 2013-11-20
990 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2013-08-29
390 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2013-09-26
40 SH. KOREA ELECTRIC POWER CORP. P 2010-09-09 2013-11-29
280 SH. KOREA ELECTRIC POWER CORP. P 2010-11-24 2013-11-29
60 SH. LG ELECTRONICS INC. - PFD P 2011-06-24 2013-11-29
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-23
70 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-26
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-29
80 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-08-30
100 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-04
60 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-05
100 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-06
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-09
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-10
120 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-11
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-12
30 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-13
60 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2013-09-16
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-15 2013-09-16
150 SH. LG ELECTRONICS INC. - PFD P 2011-03-15 2013-09-17
50 SH. LG ELECTRONICS INC. - PFD P 2011-03-15 2013-09-23
26 SH. MASTERCARD INC - CLASS A P 2011-03-15 2013-09-24
189 SH. MASTERCARD INC - CLASS A P 2008-09-30 2013-11-27
170 SH. MASTERCARD INC - CLASS A P 2008-09-30 2013-12-24
425 SH. MCGRAW HILL FINANCIAL INC. P 2008-10-13 2013-12-24
30 SH. MERCK & CO. INC. P 2001-01-01 2013-11-27
100 SH. MICROSOFT CORP. P 2012-01-05 2013-08-28
790 SH. MICROSOFT CORP. P 2007-08-07 2013-08-28
92 SH. MICROSOFT CORP. P 2007-08-07 2013-11-27
290 SH. MSCI INC. P 2012-11-08 2013-11-27
80 SH. MSCI INC. P 2010-12-07 2013-07-08
340 SH. MSCI INC. P 2010-12-08 2013-07-08
30 SH. MSCI INC. P 2010-12-07 2013-07-09
490 SH. MSCI INC. P 2010-12-07 2013-07-10
140 SH. MSCI INC. P 2010-12-09 2013-07-10
210 SH. MSCI INC. P 2010-12-09 2013-07-11
170 SH. MSCI INC. P 2010-12-10 2013-07-11
320 SH. MSCI INC. P 2010-12-13 2013-07-11
30 SH. NETAPP, INC. P 2010-12-10 2013-07-12
268 SH. NETAPP, INC. P 2011-09-08 2013-08-28
40 SH. NOVARTIS AG - ADR P 2011-09-08 2013-11-27
210 SH. NOVARTIS AG - ADR P 2011-07-01 2013-08-28
327 SH. NOVARTIS AG - ADR P 2011-07-01 2013-09-26
75000 SH. NY NASSAU CNTY 1.976% 11/15/19 P 2011-07-01 2013-11-27
50000 SH. NY TAXABLE 3.397% 10/01/15 P 2012-10-25 2013-12-16
10 SH. OCEANEERING INTERNATIONAL, INC P 2011-11-10 2013-05-09
119 SH. OCEANEERING INTERNATIONAL, INC P 2010-05-18 2013-08-28
660 SH. OPHIR ENERGY PLC P 2010-05-18 2013-11-27
620 SH. OPHIR ENERGY PLC P 2012-05-03 2013-05-24
1020 SH. OPHIR ENERGY PLC P 2012-05-03 2013-05-28
40 SH. ORACLE CORPORATION P 2012-05-04 2013-05-28
342 SH. ORACLE CORPORATION P 2012-01-24 2013-08-28
150000 SH. PA BUILD AMERICA 4.75% 7/15/22 P 2012-01-24 2013-11-27
2040 SH. PEPSICO, INC P 2011-10-20 2013-02-27
1030 SH. PEPSICO, INC P 2008-12-17 2013-03-12
570 SH. PEPSICO, INC P 2009-02-02 2013-03-12
90 SH. PRUDENTIAL PLC P 2009-02-02 2013-03-13
970 SH. PRUDENTIAL PLC P 2011-11-08 2013-08-28
693 SH. PRUDENTIAL PLC P 2011-11-08 2013-09-26
210 SH. QUALCOMM INC. P 2011-11-08 2013-11-29
30 SH. QUALCOMM INC. P 2010-02-09 2013-08-19
244 SH. QUALCOMM INC. P 2010-02-09 2013-08-28
590 SH. QUEST DIAGNOSTICS INCORPORATED P 2010-02-09 2013-11-27
370 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-03-08 2013-01-31
1100 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-07-21 2013-01-31
10 SH. REGENERON PHARMACEUTICALS P 2011-03-08 2013-02-01
260 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2013-08-28
90 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2013-11-04
25 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2013-11-05
10 SH. ROCHE HOLDINGS AG P 2010-12-02 2013-11-27
90 SH. ROCHE HOLDINGS AG P 2012-04-12 2013-08-28
66 SH. ROCHE HOLDINGS AG P 2012-04-12 2013-09-26
30 SH. ROYAL DUTCH SHELL PLC-ADR A P 2012-04-12 2013-11-29
158 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-07-01 2013-08-28
89.7267 SH. ROYAL DUTCH SHELL PLC-ADR A P 2009-01-05 2013-09-26
42.2733 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-07-01 2013-09-26
161 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-09-19 2013-09-26
40 SH. SAFRAN SA P 2009-01-05 2013-11-27
260 SH. SAFRAN SA P 2011-11-30 2013-08-28
358 SH. SAFRAN SA P 2011-11-30 2013-09-26
4 SH. SAMSUNG ELECTRONICS CO., PFD P 2011-11-30 2013-11-29
1910 SH. SANTOS LIMITED P 2012-06-15 2013-11-29
1540 SH. SANTOS LIMITED P 2011-03-09 2013-08-22
1390 SH. SANTOS LIMITED P 2011-03-09 2013-08-23
250 SH. SANTOS LIMITED P 2011-03-10 2013-08-23
3270 SH. SANTOS LIMITED P 2011-07-01 2013-08-23
500 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-10 2013-08-26
5000 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-24 2013-08-29
3500 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-24 2013-09-26
8000 SH. SINGAPORE TELECOM LTD P 2011-03-24 2013-11-29
5000 SH. SINGAPORE TELECOM LTD P 2012-05-10 2013-07-15
230 SH. SINGAPORE TELECOM LTD P 2012-05-14 2013-07-15
11000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-15
11000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-16
11000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-17
8000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-18
4000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-19
6230 SH. SINGAPORE TELECOM LTD P 2012-05-04 2013-07-22
770 SH. SINGAPORE TELECOM LTD P 2012-05-09 2013-07-22
4000 SH. SINGAPORE TELECOM LTD P 2012-05-15 2013-07-22
3000 SH. SINGAPORE TELECOM LTD P 2012-05-07 2013-07-23
1770 SH. SINGAPORE TELECOM LTD P 2012-05-08 2013-07-23
70 SH. SMITHS GROUP PLC P 2012-05-09 2013-07-23
310 SH. SMITHS GROUP PLC P 2004-08-18 2013-08-28
557 SH. SMITHS GROUP PLC P 2004-08-18 2013-09-26
520 SH. SVENSKA HANDELSBANKEN AB - A S P 2004-08-18 2013-11-29
520 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2013-05-03
10 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2013-05-06
1290 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-07 2013-05-07
710 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2013-05-07
570 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-07 2013-05-10
1110 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-07 2013-05-13
380 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-06 2013-05-14
60 SH. SWEDBANK AB P 2011-12-07 2013-05-14
690 SH. SWEDBANK AB P 2009-12-03 2013-08-28
493 SH. SWEDBANK AB P 2009-12-03 2013-09-26
130 SH. THERMO FISHER SCIENTIFIC INC. P 2009-12-03 2013-11-29
200 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-06-19
920 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-06-20
190 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-07-12
1380 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2013-07-15
10 SH. TIFFANY & CO. P 2010-08-27 2013-07-15
76 SH. TIFFANY & CO. P 2012-07-26 2013-08-28
600 SH. TIFFANY & CO. P 2012-07-26 2013-11-27
100 SH. TIFFANY & CO. P 2012-07-17 2013-12-20
344 SH. TIFFANY & CO. P 2012-07-17 2013-12-20
20 SH. TORONTO-DOMINION BANK P 2012-07-26 2013-12-20
40 SH. TULLOW OIL PLC P 2009-12-02 2013-08-28
410 SH. TULLOW OIL PLC P 2009-10-16 2013-08-28
296 SH. TULLOW OIL PLC P 2009-10-16 2013-09-26
20 SH. UNITEDHEALTH GROUP INC. P 2009-10-16 2013-11-29
100000 SH. UPS 5.125% DUE 4/1/19 P 2012-07-18 2013-08-28
125000 SH. US BANCORP 2.2% 11/15/16 P 2011-08-19 2013-12-13
85000 SH. US TREAS INF IX 1.625% 1/15/15 P 2012-03-21 2013-07-16
155000 SH. US TREAS N/B 2.625% 11/15/20 P 2012-09-17 2013-11-05
160 SH. VEDANTA RESOURCES PLC P 2011-08-25 2013-10-01
230 SH. VEDANTA RESOURCES PLC P 2011-03-30 2013-07-10
320 SH. VEDANTA RESOURCES PLC P 2011-03-31 2013-07-10
460 SH. VEDANTA RESOURCES PLC P 2011-03-24 2013-07-10
470 SH. VEDANTA RESOURCES PLC P 2011-03-29 2013-07-11
320 SH. VEDANTA RESOURCES PLC P 2011-03-24 2013-07-11
900 SH. VEDANTA RESOURCES PLC P 2011-03-25 2013-07-11
960 SH. VEDANTA RESOURCES PLC P 2011-03-25 2013-07-15
120 SH. VEDANTA RESOURCES PLC P 2011-03-28 2013-07-15
340 SH. VEDANTA RESOURCES PLC P 2011-07-01 2013-07-16
800 SH. VEDANTA RESOURCES PLC P 2011-03-28 2013-07-16
50000 SH. VERIZON COMM 6.35% 04/01/19 P 2011-11-14 2013-07-16
760 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-12 2013-01-16
413 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-01 2013-10-03
310 SH. VODAFONE GROUP PLC - SP ADR P 2010-05-10 2013-11-27
4700 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-01 2013-11-27
828 SH. VODAFONE GROUP PLC - SP ADR P 2009-04-29 2013-12-16
380 SH. VODAFONE GROUP PLC - SP ADR P 2009-04-30 2013-12-16
2567 SH. VODAFONE GROUP PLC - SP ADR P 2010-05-07 2013-12-16
1482 SH. VODAFONE GROUP PLC - SP ADR P 2010-05-10 2013-12-16
100000 SH. WAL-MART STORES 5.8% 2/15/18 P 2009-04-30 2013-12-17
30 SH. WAL-MART STORES, INC. P 2011-07-19 2013-01-16
20 SH. WAL-MART STORES, INC. P 2005-04-21 2013-08-28
248 SH. WAL-MART STORES, INC. P 2005-04-21 2013-11-27
60 SH. WELLS FARGO COMPANY P 2005-08-24 2013-11-27
180 SH. WELLS FARGO COMPANY P 2011-08-09 2013-08-28
326 SH. WELLS FARGO COMPANY P 2011-08-09 2013-11-27
400 SH. WYNN MACAU, LIMITED P 2011-08-10 2013-11-27
2400 SH. WYNN MACAU, LIMITED P 2010-10-11 2013-08-29
1600 SH. WYNN MACAU, LIMITED P 2010-10-11 2013-09-26
78000 SH. YUM! BRANDS 6.25% 3/15/18 P 2010-10-11 2013-11-29
22000 SH. YUM! BRANDS 6.25% 3/15/18 P 2012-03-07 2013-11-20
SECURITIES LIT - JUNIPER NETWORKS P 2012-03-07 2013-12-02
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 20,052   18,001 2,051
b 9,383   8,641 742
c 4,172   3,594 578
d 20,858   17,969 2,889
e 19,815   17,750 2,065
14,606   12,578 2,028
17,554   13,428 4,126
8,817   6,714 2,103
109,985   111,664 -1,679
420   559 -139
5,410   6,423 -1,013
1,428   1,676 -248
2,523   2,917 -394
1,415   1,483 -68
9,569   8,403 1,166
5,460   4,761 699
1,283   1,098 185
12,943   9,938 3,005
1,605   1,504 101
10,775   9,365 1,410
26,653   23,563 3,090
25,532   23,214 2,318
1,562   1,621 -59
17,219   16,373 846
112,491   114,511 -2,020
1,266   1,419 -153
13,973   14,186 -213
3,034   2,837 197
7,889   7,349 540
2,177   1,339 838
1,102   1,178 -76
12,592   13,463 -871
14,895   15,113 -218
51,550   53,681 -2,131
109,544   111,194 -1,650
1,702   1,253 449
1,413   1,963 -550
14,396   14,916 -520
30,090   30,809 -719
50,150   51,180 -1,030
2,168   1,690 478
118,342   116,577 1,765
113,062   111,461 1,601
1,532   1,234 298
71,077   60,441 10,636
22,383   18,996 3,387
5,095   3,433 1,662
8,253   7,182 1,071
2,441   2,544 -103
797   807 -10
26,968   27,410 -442
15,336   13,422 1,914
7,266   6,460 806
448   637 -189
4,827   6,765 -1,938
3,094   4,855 -1,761
35,118   36,169 -1,051
18   19 -1
24,606   25,264 -658
41   43 -2
33   34 -1
880   903 -23
8,721   7,644 1,077
2,048   1,791 257
20,368   19,867 501
5,178   3,938 1,240
1,726   1,366 360
22,479   17,064 5,415
19,622   14,964 4,658
17,960   13,651 4,309
18,068   13,651 4,417
10,063   7,613 2,450
694   515 179
30,053   25,605 4,448
17,068   12,332 4,736
8,534   6,401 2,133
21,895   19,720 2,175
1,359     1,359
1,083     1,083
33,788   15,316 18,472
30,135   14,077 16,058
378     378
496     496
753     753
438     438
381     381
584     584
637     637
843     843
562     562
562     562
877     877
2,765   3,088 -323
19,814   21,619 -1,805
3,268   3,088 180
13,072   12,148 924
19,991   18,727 1,264
39,649   36,830 2,819
1,287   1,336 -49
18,581   18,004 577
2,526   2,336 190
26,527   19,891 6,636
7   7  
3,131   3,001 130
24,128   23,352 776
8,043   7,846 197
9,162   7,784 1,378
10,078   8,558 1,520
17,843   14,782 3,061
22,274   17,829 4,445
16,016   13,178 2,838
1,187   1,532 -345
15,519   17,269 -1,750
5,878   6,685 -807
4,910   5,255 -345
831   591 240
7,067   5,141 1,926
24,070   18,379 5,691
15,307   14,745 562
1,457   1,310 147
16,233   14,407 1,826
10,657   10,216 441
642   638 4
20,174   20,322 -148
13,322   11,957 1,365
22,373   20,765 1,608
229,680   228,212 1,468
122,412   121,555 857
468,820   462,774 6,046
106,554   109,317 -2,763
168,064   170,076 -2,012
5,199   5,080 119
117,163   116,009 1,154
104,391   103,696 695
18,448   18,354 94
42,167   42,031 136
57,631   57,069 562
162,647   163,730 -1,083
44,323   34,125 10,198
2,932   2,766 166
25,187   19,912 5,275
36,566   28,486 8,080
72,601   74,306 -1,705
1,417   1,307 110
14,299   12,090 2,209
    99 -99
27,927     27,927
7,037   3,449 3,588
16,616   8,048 8,568
16,039   7,665 8,374
83,942   38,709 45,233
44,750   20,681 24,069
829   383 446
15,128   12,951 2,177
49,334   42,872 6,462
11,873   8,659 3,214
15,831   12,504 3,327
39,914   29,274 10,640
1,744   1,237 507
18,202   11,297 6,905
1,065   229 836
38,192   7,091 31,101
8,454   1,601 6,853
6,990   1,327 5,663
1,847   1,326 521
17,818   13,388 4,430
1,596   1,842 -246
13,654   13,415 239
5,498   5,525 -27
1,283   487 796
9,606   3,335 6,271
796   707 89
11,013   8,840 2,173
3,059   2,131 928
6,017   4,237 1,780
2,110   1,463 647
10,721   6,376 4,345
8,736   5,363 3,373
58,105   55,911 2,194
2,602   2,177 425
10,886   9,364 1,522
20,142   18,385 1,757
2,432   654 1,778
18,507   4,971 13,536
2,525   6,668 -4,143
3,475   8,990 -5,515
59   157 -98
2,851   7,444 -4,593
1,477   3,879 -2,402
1,488   3,803 -2,315
104   270 -166
3,388   8,598 -5,210
2,254   5,904 -3,650
2,398   6,282 -3,884
1,041   2,732 -1,691
2,788   7,449 -4,661
632   1,721 -1,089
462   1,246 -784
2,110   5,556 -3,446
923   2,449 -1,526
3,823   10,248 -6,425
454   1,090 -636
1,606   1,599 7
52,142   51,878 264
1,261   392 869
11,889   3,135 8,754
823   759 64
8,892   7,396 1,496
1,891   472 1,419
16,834   3,678 13,156
1,196   674 522
49,766   27,630 22,136
34,397   19,206 15,191
30,173   16,729 13,444
32,586   17,984 14,602
6,638   3,158 3,480
40,173   19,235 20,938
19,741   11,419 8,322
12,824   8,831 3,993
61,649   48,154 13,495
237,875   225,004 12,871
50,150   49,006 1,144
43,881   43,426 455
96,802   62,530 34,272
50,281   29,805 20,476
40,911   26,195 14,716
35,801   14,850 20,951
116,684   46,587 70,097
59,535   35,125 24,410
178,997   173,587 5,410
10,098   10,059 39
117,500   111,814 5,686
11,558   8,512 3,046
8,519   7,173 1,346
79,358   55,953 23,405
18,063   12,195 5,868
24,438   15,845 8,593
18,969   29,485 -10,516
14,427   23,244 -8,817
98,827   151,992 -53,165
4,860   6,577 -1,717
47,793   41,895 5,898
24,572   22,743 1,829
59,517   55,128 4,389
2,372   1,148 1,224
24,364   10,385 13,979
889   383 506
1,938   1,592 346
18,448   13,531 4,917
2,383   1,540 843
15,492   10,347 5,145
3,046   2,317 729
29,564   19,807 9,757
1,302   852 450
4,131   2,595 1,536
9,434   5,901 3,533
10,904   5,939 4,965
138,006   135,318 2,688
2,407   2,387 20
27,252   26,256 996
11,747   9,879 1,868
1,205   1,007 198
8,434   7,426 1,008
1,562   2,253 -691
2,870   4,130 -1,260
1,786   2,628 -842
2,823   4,130 -1,307
2,080   3,004 -924
2,561   3,754 -1,193
1,533   2,253 -720
2,534   3,754 -1,220
2,760   4,130 -1,370
2,738   4,130 -1,392
2,943   4,505 -1,562
2,658   4,130 -1,472
737   1,126 -389
1,473   2,043 -570
2,644   3,745 -1,101
3,601   5,107 -1,506
1,200   1,702 -502
19,703   4,653 15,050
153,493   33,822 119,671
138,062   27,377 110,685
31,497     31,497
1,415   1,162 253
3,323   2,947 376
29,688   23,284 6,404
3,457   2,691 766
10,019   10,711 -692
2,764   2,966 -202
11,594   12,558 -964
1,018   1,108 -90
16,631   18,020 -1,389
4,818   5,149 -331
7,226   7,691 -465
5,850   6,229 -379
11,046   11,720 -674
1,239   1,093 146
10,980   9,765 1,215
2,932   2,429 503
16,073   12,755 3,318
25,672   19,861 5,811
72,225   75,822 -3,597
52,825   52,497 328
798   284 514
9,100   3,384 5,716
3,970   6,131 -2,161
3,797   5,759 -1,962
6,246   9,143 -2,897
1,268   1,143 125
12,042   9,774 2,268
174,759   164,103 10,656
156,644   111,194 45,450
79,090   51,125 27,965
43,746   28,293 15,453
1,524   936 588
18,172   10,084 8,088
14,673   7,204 7,469
14,112   7,965 6,147
1,992   1,138 854
17,912   9,255 8,657
34,243   33,727 516
21,474   21,203 271
63,576   62,880 696
2,400   296 2,104
73,768   7,706 66,062
26,465   2,667 23,798
7,293   741 6,552
2,537   1,722 815
23,751   15,496 8,255
18,317   11,364 6,953
1,985   2,127 -142
10,371   8,680 1,691
5,890   6,362 -472
2,775   2,780 -5
10,726   8,845 1,881
2,247   1,164 1,083
15,738   7,563 8,175
23,668   10,414 13,254
3,768   2,544 1,224
24,551   28,613 -4,062
20,237   23,070 -2,833
18,266   20,374 -2,108
3,285   3,688 -403
43,454   47,931 -4,477
544   530 14
6,004   5,296 708
3,711   3,707 4
24,202   20,572 3,630
15,126   12,945 2,181
696   585 111
33,200   27,994 5,206
33,047   27,994 5,053
32,859   27,994 4,865
23,889   20,360 3,529
12,151   10,097 2,054
18,925   15,716 3,209
2,339   1,960 379
12,308   10,077 2,231
9,231   7,559 1,672
5,446   4,465 981
1,399   1,345 54
6,900   5,955 945
12,335   10,700 1,635
23,610   14,244 9,366
23,274   14,244 9,030
453   273 180
58,460   35,336 23,124
31,564   19,384 12,180
25,388   15,562 9,826
48,671   29,797 18,874
16,662   10,375 6,287
1,390   635 755
16,022   7,307 8,715
12,702   5,221 7,481
11,024   5,652 5,372
16,252   8,695 7,557
80,991   39,997 40,994
16,732   8,260 8,472
121,527   59,474 62,053
780   558 222
6,715   4,238 2,477
54,492   31,813 22,679
9,082   5,302 3,780
31,242   19,184 12,058
1,670   1,290 380
637   818 -181
6,914   8,389 -1,475
4,168   6,056 -1,888
1,439   1,125 314
115,003   115,024 -21
128,401   126,692 1,709
107,268   105,914 1,354
161,164   159,594 1,570
2,535   5,900 -3,365
3,644   8,756 -5,112
5,070   11,435 -6,365
7,717   16,407 -8,690
7,885   16,796 -8,911
5,368   11,405 -6,037
14,980   32,077 -17,097
15,979   33,740 -17,761
1,984   4,063 -2,079
5,621   11,950 -6,329
13,227   15,040 -1,813
62,987   57,869 5,118
26,981   20,125 6,856
15,314   8,650 6,664
11,495   8,209 3,286
173,529   87,440 86,089
30,571   15,398 15,173
14,030   7,602 6,428
94,776   53,764 41,012
54,904   27,561 27,343
122,313   114,129 8,184
2,174   1,431 743
1,617   954 663
20,050   11,461 8,589
2,482   1,450 1,032
7,968   4,348 3,620
14,432   7,599 6,833
1,179   823 356
8,137   4,938 3,199
6,133   3,292 2,841
88,603   89,852 -1,249
25,718   25,320 398
48     48
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       2,051
b       742
c       578
d       2,889
e       2,065
      2,028
      4,126
      2,103
      -1,679
      -139
      -1,013
      -248
      -394
      -68
      1,166
      699
      185
      3,005
      101
      1,410
      3,090
      2,318
      -59
      846
      -2,020
      -153
      -213
      197
      540
      838
      -76
      -871
      -218
      -2,131
      -1,650
      449
      -550
      -520
      -719
      -1,030
      478
      1,765
      1,601
      298
      10,636
      3,387
      1,662
      1,071
      -103
      -10
      -442
      1,914
      806
      -189
      -1,938
      -1,761
      -1,051
      -1
      -658
      -2
      -1
      -23
      1,077
      257
      501
      1,240
      360
      5,415
      4,658
      4,309
      4,417
      2,450
      179
      4,448
      4,736
      2,133
      2,175
      1,359
      1,083
      18,472
      16,058
      378
      496
      753
      438
      381
      584
      637
      843
      562
      562
      877
      -323
      -1,805
      180
      924
      1,264
      2,819
      -49
      577
      190
      6,636
       
      130
      776
      197
      1,378
      1,520
      3,061
      4,445
      2,838
      -345
      -1,750
      -807
      -345
      240
      1,926
      5,691
      562
      147
      1,826
      441
      4
      -148
      1,365
      1,608
      1,468
      857
      6,046
      -2,763
      -2,012
      119
      1,154
      695
      94
      136
      562
      -1,083
      10,198
      166
      5,275
      8,080
      -1,705
      110
      2,209
      -99
      27,927
      3,588
      8,568
      8,374
      45,233
      24,069
      446
      2,177
      6,462
      3,214
      3,327
      10,640
      507
      6,905
      836
      31,101
      6,853
      5,663
      521
      4,430
      -246
      239
      -27
      796
      6,271
      89
      2,173
      928
      1,780
      647
      4,345
      3,373
      2,194
      425
      1,522
      1,757
      1,778
      13,536
      -4,143
      -5,515
      -98
      -4,593
      -2,402
      -2,315
      -166
      -5,210
      -3,650
      -3,884
      -1,691
      -4,661
      -1,089
      -784
      -3,446
      -1,526
      -6,425
      -636
      7
      264
      869
      8,754
      64
      1,496
      1,419
      13,156
      522
      22,136
      15,191
      13,444
      14,602
      3,480
      20,938
      8,322
      3,993
      13,495
      12,871
      1,144
      455
      34,272
      20,476
      14,716
      20,951
      70,097
      24,410
      5,410
      39
      5,686
      3,046
      1,346
      23,405
      5,868
      8,593
      -10,516
      -8,817
      -53,165
      -1,717
      5,898
      1,829
      4,389
      1,224
      13,979
      506
      346
      4,917
      843
      5,145
      729
      9,757
      450
      1,536
      3,533
      4,965
      2,688
      20
      996
      1,868
      198
      1,008
      -691
      -1,260
      -842
      -1,307
      -924
      -1,193
      -720
      -1,220
      -1,370
      -1,392
      -1,562
      -1,472
      -389
      -570
      -1,101
      -1,506
      -502
      15,050
      119,671
      110,685
      31,497
      253
      376
      6,404
      766
      -692
      -202
      -964
      -90
      -1,389
      -331
      -465
      -379
      -674
      146
      1,215
      503
      3,318
      5,811
      -3,597
      328
      514
      5,716
      -2,161
      -1,962
      -2,897
      125
      2,268
      10,656
      45,450
      27,965
      15,453
      588
      8,088
      7,469
      6,147
      854
      8,657
      516
      271
      696
      2,104
      66,062
      23,798
      6,552
      815
      8,255
      6,953
      -142
      1,691
      -472
      -5
      1,881
      1,083
      8,175
      13,254
      1,224
      -4,062
      -2,833
      -2,108
      -403
      -4,477
      14
      708
      4
      3,630
      2,181
      111
      5,206
      5,053
      4,865
      3,529
      2,054
      3,209
      379
      2,231
      1,672
      981
      54
      945
      1,635
      9,366
      9,030
      180
      23,124
      12,180
      9,826
      18,874
      6,287
      755
      8,715
      7,481
      5,372
      7,557
      40,994
      8,472
      62,053
      222
      2,477
      22,679
      3,780
      12,058
      380
      -181
      -1,475
      -1,888
      314
      -21
      1,709
      1,354
      1,570
      -3,365
      -5,112
      -6,365
      -8,690
      -8,911
      -6,037
      -17,097
      -17,761
      -2,079
      -6,329
      -1,813
      5,118
      6,856
      6,664
      3,286
      86,089
      15,173
      6,428
      41,012
      27,343
      8,184
      743
      663
      8,589
      1,032
      3,620
      6,833
      356
      3,199
      2,841
      -1,249
      398
      48
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,783,648
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,139,970 21,545,323 0.05291
2011 1,133,241 21,394,416 0.052969
2010 1,110,999 20,284,506 0.054771
2009 1,030,564 18,092,944 0.056959
2008 1,137,556 22,197,166 0.051248
2 Total of line 1, column (d) ...................... 2 0.268857
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053771
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 24,115,601
5 Multiply line 4 by line 3....................... 5 1,296,720
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 20,201
7 Add lines 5 and 6......................... 7 1,316,921
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,132,817
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 40,403
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 40,403
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 40,403
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 23,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 23,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 153
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 17,556
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNA
    14
    The books are in care ofbulletROCKEFELLER & CO Telephone no.bullet (212) 549-5100
    Located atbullet30 ROCKEFELLER PLAZA ROOM 5600NEW YORKNY ZIP+4bullet10112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ELIZABETH McGRAW WEBSTER TRUSTEE & CHAIRMAN
    0     		0 0 0
    C/O ROCKEFELLER CO
    NEW YORK,NY10112
    CURTIS M WEBSTER TRUSTEE & PRESIDENT
    0     		0 0 0
    2 CORNELIA STREET
    NEW YORK,NY10014
    LISETTE M EDM0ND TRUSTEE & VP
    0     		0 0 0
    5784 VIA LAS NOBES
    RIVERSIDE,CA92507
    MARIANNA PAEN TRUSTEE & VP
    0     		0 0 0
    117 N HIAWATHA
    HAILEY,ID83333
    SAMUEL W LAMBERT III SECRETARY-TREASURER & TRUSTEE
    0     		0 0 0
    115 NORTH ROAD
    PRINCETON,NJ08540
    THEO M WEBSTER VICE PRESIDENT & TRUSTEE
    0     		0 0 0
    62 STONE STREET
    NEW BRUNSWICK,NJ08901
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    ROCKEFELLER & CO INVESTMENT MGMT/ACTG 0
    30 ROCKEFELLER PLAZA ROOM 5600
    NEW YORK,NY10112
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,205,780
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    40,403
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    40,403
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,165,377
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,165,377
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,165,377
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,165,377
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 2010, 2009 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 37,310
    b From 2009....... 129,821
    c From 2010....... 118,436
    d From 2011....... 84,866
    e From 2012....... 93,221
    fTotal of lines 3a through e......... 463,654
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,132,817
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 1,132,817
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 32,560 32,560
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 431,094
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		4,750
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		426,344
    10 Analysis of line 9:
    a Excess from 2009.... 129,821
    b Excess from 2010.... 118,436
    c Excess from 2011.... 84,866
    d Excess from 2012.... 93,221
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELIZABETH M WEBSTER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    101
    151 Moore Street
    Princeton,NJ08540     		    General Fund 5,000
    A Better Chance
    240 West 35th Street 9th floor
    New York,NY10001     		    General Fund 5,000
    Aids Resource Foundation for Children
    182 Roseville Avenue
    Newark,NJ07107     		    General Fund 5,000
    Alzheimer's Association
    225 North Michigan Avenue
    Chicago,IL60601     		    General Fund 3,000
    American Cancer Society
    POB 22718
    Oklahoma City,OK73123     		    General Fund 10,000
    American Red Cross
    2025 E Street NW
    Washington,DC20006     		    General Fund 2,500
    American Repertory Ballet
    80 Albany Street
    New Brunswick,NJ08901     		    General Fund 10,000
    Amnesty International of the USA Inc
    5 Penn Plaza
    New York,NY10001     		    General Fund 5,000
    Assisting Children in Need
    2 Cornelia Street Apt 402
    New York,NY10014     		    General Fund 40,000
    Blaine County Community Drug Coalition
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 8,000
    Blaine County Education Foundation
    P O Box 253
    Hailey,ID83333     		    General Fund 20,000
    Blue Curtain
    115 Harris Road
    Princeton,NJ08540     		    General Fund 20,000
    Brooklyn Ballet
    145 Hicks Street Suite A-45
    Brooklyn,NY11201     		    General Fund 7,500
    Cal Poly Pomona Foundation
    3801 W Temple Ave
    Pomona,CA91768     		    General Fund 7,000
    Calpulli Mexican Dance Company
    9110 34th Avenue Apt 5B
    Jackson Heights,NY11372     		    General Fund 2,500
    Cancer Hope Network
    Two North Road Suite A
    Chester,NJ07930     		    General Fund 5,000
    CARE
    151 Ellis Street NE
    Atlanta,GA30303     		    General Fund 2,500
    Carolyn E Wylie Center for Children Youth and Fa
    7177 Potomac Street
    Riverside,CA92504     		    General Fund 5,000
    Cause Effective
    505 Eighth Avenue Suite 1212
    New York,NY10018     		    General Fund 2,500
    Centurion Ministries
    221 Witherspoon Street
    Princeton,NJ08542     		    General Fund 5,000
    City Parks Foundation
    830 Fifth Avenue Room 280
    New York,NY10021     		    General Fund 5,000
    Citymeals-on-Wheels
    355 Lexington Avenue
    New York,NY10017     		    General Fund 2,500
    Company of Fools
    P O Box 329
    Hailey,ID83333     		    General Fund 1,000
    Corner House
    369 Witherspoon Street
    Princeton,NJ08540     		    General Fund 10,000
    Council of NJ Grantmakers
    101 West State Street
    Trenton,NJ08608     		    General Fund 0
    Council on Foundations
    PO Box 0021
    Washington,DC20055     		    General Fund 1,730
    Crawford House Inc
    362 Sunset Road
    Skillman,NJ08558     		    General Fund 10,000
    Creative Heartwork Inc
    5 Drake Court
    Boonton Township,NJ07005     		    General Fund 10,000
    Drug Policy Alliance
    925 Ninth Avenue
    New York,NY10019     		    General Fund 5,000
    El Puente de Williamsburg Inc
    211 South 4th Street
    Brooklyn,NY11211     		    General Fund 2,500
    Environmental Defense Fund Inc
    257 Park Avenue South
    New York,NY10010     		    General Fund 2,500
    First Baptist Church of Princeton
    PO Box 501
    Princeton,NJ08540     		    General Fund 5,000
    Foxcroft School
    PO Box 5555
    Middleburg,VA20118     		    General Fund 25,000
    Friends of NYC Lab School
    333 West 17th Street
    New York,NY10011     		    General Fund 2,500
    MOTHERS2MOTHERS INTERNATIONAL
    1622 N Curson Avenue
    Los Angeles,CA90046     		    General Fund 10,000
    Green Faith
    46 Bayard Street Suite 401
    New Brunswick,NJ08901     		    General Fund 1,000
    Hailey Rotary Foundation Inc
    P O Box 2190
    Hailey,ID83333     		    General Fund 5,000
    Hip-Hop Theater Festival Inc
    57 Thames Street Suite 4B
    Brooklyn,NY11237     		    General Fund 2,500
    Historic Morven
    55 Stockton Street
    Princeton,NJ08540     		    General Fund 10,000
    Hitops
    21 Wiggins Street
    Princeton,NJ08540     		    General Fund 10,000
    Home Front
    1880 Princeton Avenue
    Lawrenceville,NJ08648     		    General Fund 10,000
    Housing Initiatives of Princeton
    11 Mercer Street
    Princeton,NJ08540     		    General Fund 2,500
    Interfaith Caregivers TrentonFaith In Action
    229 Lawrence Road
    Lawrenceville,NJ08648     		    General Fund 5,000
    ISLES
    10 Wood Street
    Trenton,NJ08618     		    General Fund 10,000
    Jewish Renaissance Foundation
    PO Box 2506 149 Kearny Avenue
    Perth Amboy,NJ08862     		    General Fund 1,000
    La Mama
    74A East 4th Street
    New York,NY10003     		    General Fund 2,500
    Lebanese American University
    475 Riverside Drive
    New York,NY10115     		    General Fund 25,000
    Lighthouse International
    111 East 59th Street
    New York,NY10022     		    General Fund 2,500
    Mariachi Academy of New York
    1775 Third Avenue
    New York,NY10014     		    General Fund 2,500
    Mary Jacobs Memorial Library
    64 Washington Street
    Rocky Hill,NJ08553     		    General Fund 1,000
    McCarter Theater
    91 University Place
    Princeton,NJ08540     		    General Fund 25,000
    Mercer Street Friends
    151 Mercer Street
    Trenton,NJ08611     		    General Fund 10,000
    Metropolitan Opera
    Lincoln Center
    New York,NY10023     		    General Fund 10,000
    Montgomery Township Emergency Medical Services In
    P O Box 105
    Belle Mead,NJ08502     		    General Fund 2,500
    Montgomery Township Fire Department #2
    P O Box 267
    Blawenberg,NJ08504     		    General Fund 2,500
    NAMI Mercer NJ
    88 Lakedale Drive
    Lawrenceville,NJ08648     		    General Fund 5,000
    Nassau Presbyterian Church
    61 Nassau Street
    Princeton,NJ08542     		    General Fund 15,000
    National Sports Academy
    12 Lake Placid Club Drive
    Lake Placid,NY12946     		    General Fund 7,500
    New Jersey Aids Partnership
    15 Princess Road
    Lawrenceville,NJ08648     		    General Fund 2,500
    New Jersey Conservation Foundation
    Bamboo Brook
    Far Hills,NJ07931     		    General Fund 5,000
    New Jersey SEEDS Center
    303-309 Washington Street 4th floo
    Newark,NJ07102     		    General Fund 1,000
    New Yorkers for Parks
    355 Lexington Avenue
    New York,NY10017     		    General Fund 2,500
    North Country SPCA
    23 Lakeshore Road
    Westport,NY12993     		    General Fund 5,000
    North High School
    1550 3rd Street
    Riverside,CA92503     		    General Fund 17,000
    Opera New Jersey
    P O Box 3151
    Princeton,NJ08543     		    General Fund 10,000
    Partnership for the Delaware Estuary Inc
    1009 Philadelphia Pike
    Wilmington,DE19809     		    General Fund 2,500
    Passage Theatre Company
    P O Box 967
    Trenton,NJ08605     		    General Fund 1,000
    Pepperdine University
    24255 Pacific Coast Highway
    Malibu,CA90263     		    General Fund 50,000
    Perris High School
    175 East Nuevo Road
    Perris,CA92571     		    General Fund 4,000
    Philabundance
    P O Box 37555
    Philadelphia,PA19148     		    General Fund 2,500
    Planned Parenthood of Mercer County
    437 East State Street
    Trenton,NJ08608     		    General Fund 20,000
    Playgroup Cooperative
    32 Carmine Street
    New York,NY10014     		    General Fund 2,500
    Presbyterian Church of the Big Wood
    P O Box 660
    Ketchum,ID83340     		    General Fund 5,000
    Princeton Adult School
    P O Box 701
    Princeton,NJ08542     		    General Fund 1,000
    Princeton Chamber Symphony
    P O Box 250
    Princeton,NJ08540     		    General Fund 5,000
    Princeton Child Development Institute
    300 Cold Soil Road
    Princeton,NJ08540     		    General Fund 3,000
    Princeton Day School
    P O Box 75
    Princeton,NJ08542     		    General Fund 25,000
    Princeton Friends School
    470 Quaker Road
    Princeton,NJ08540     		    General Fund 10,000
    Princeton Public Library
    65 Witherspoon Street
    Princeton,NJ08542     		    General Fund 5,000
    Princeton Senior Resource Center
    Spruce Circle
    Princeton,NJ08540     		    General Fund 10,000
    Princeton University
    P O Box 46
    Princeton,NJ08544     		    General Fund 5,000
    Princeton YMCA
    Paul Robeson Place
    Princeton,NJ08540     		    General Fund 5,000
    Princeton-Blairstown Center
    158 Millbrook Road
    Blairstown,NJ07825     		    General Fund 5,000
    Princeton-YWCA
    Paul Robeson Place
    Princeton,NJ08540     		    General Fund 5,000
    Ramona High School
    7675 Magnolia Avenue
    Riverside,CA92504     		    General Fund 2,000
    Riverside Art Museum
    3425 Mission Inn Avenue
    Riverside,CA92501     		    General Fund 3,000
    Rutgers University Foundation
    7 College Avenue
    New Brunswick,NJ08901     		    General Fund 10,000
    Sarah Lawrence College
    1 Mead Way
    Bronxville,NY10708     		    General Fund 2,500
    Second Wind
    759 State Road
    Princeton,NJ08540     		    General Fund 7,500
    Sheenway School and Culture
    10101-25 South Broadway
    Los Angeles,CA90003     		    General Fund 20,000
    Sheridan College Foundation
    P O Box 6328
    Sheridan,WY82801     		    General Fund 5,000
    Small Animal Rescue League
    900 Herrontown Road
    Princeton,NJ08540     		    General Fund 20,000
    Somerset Home for Temporarily Displaced Children
    49 Brahma Avenue
    Bridgewater,NJ08807     		    General Fund 2,500
    South Brunswick Board of Education
    PO Box 181 4 Executive Drive
    Monmouth Junction,NJ08852     		    General Fund 5,000
    Special Operations Warrior Foundation
    P O Box 14385
    Tampa,FL33690     		    General Fund 15,000
    St Luke's WOOD RIVER FOUNDATION
    P O Box 7005
    KETCHUM,ID83340     		    General Fund 35,000
    Stony Brook-Millstone Watersheds Assoc
    31 Titus Mill Road
    Pennington,NJ08534     		    General Fund 5,000
    Synergos Institue Inc
    51 Madison Avenue 21st Floor
    New York,NY10110     		    General Fund 5,000
    TASIS Foundation Inc
    1640 Wisconsin Avenue NW
    Washington,DC20007     		    General Fund 25,000
    The Blaine County Police Activities League
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 3,000
    The Builders Association
    453 Broome Street 4C
    New York,NY10013     		    General Fund 7,500
    The Career Wardrobe
    1211 Chesnut Street- Suite 205
    Philadelphia,PA19107     		    General Fund 2,000
    The Community Library Association Inc
    P O Box 2168
    Boise,ID83340     		    General Fund 1,000
    The Crisis Ministry of Princeton and Trenton
    61 Nassau Street
    Princeton,NJ08542     		    General Fund 10,000
    The Drumthwacket Foundation Inc
    354 Stockton Street
    Princeton,NJ08540     		    General Fund 5,000
    The Foundation Fighting Blindness
    14 Nassau Street
    Princeton,NJ08542     		    General Fund 1,000
    The Frick Collection
    1 East 70th Street
    New York,NY10021     		    General Fund 10,000
    The Joy of Athletics Foundation
    P O Box 216
    Richmond,MA01254     		    General Fund 5,000
    The Lawrenceville School
    P O Box 6125
    Lawrenceville,NJ08648     		    General Fund 20,000
    The New Grange School
    526 South Olden Avenue
    Hamilton,NJ08629     		    General Fund 2,000
    The Patriots Theater Foundation Inc
    P O Box 232
    Trenton,NJ08625     		    General Fund 5,000
    The Princeton Hub Inc
    70 Jefferson Road
    Princeton,NJ08540     		    General Fund 1,000
    The Smile Train
    245 Fifth Avenue Suite 2201
    New York,NY10016     		    General Fund 5,000
    The Trenton Area Soup Kitchen
    P O Box 872
    Trenton,NJ08605     		    General Fund 10,000
    TIGHAR
    2812 Fawkes Drive
    Wilmington,DE19808     		    General Fund 30,000
    Trinity Counseling Service
    22 Stockton Street
    Princeton,NJ08540     		    General Fund 15,000
    VOLUNTEERCONNECT INC
    120 JOHN STREET SUITE 7
    PRINCETON,NJ08542     		    General Fund 2,500
    VOICES
    P O Box 404
    Princeton,NJ08534     		    General Fund 1,000
    Womanspace Inc
    1212 Stuyvesant Avenue
    Trenton,NJ08618     		    General Fund 5,000
    Women Helping Women
    224 Main Street
    Metuchen,NJ08840     		    General Fund 2,500
    Women's Entrepreneurial Foundation
    127 US Highway 206 Suite 28
    Hamilton,NJ08610     		    General Fund 2,500
    Women's Health and Counseling Center
    95 Veterans Memorial Drive East
    Somerville,NJ08876     		    General Fund 2,500
    SOMEONE CARES SOUP KITCHEN & TUTORING
    720 WEST 19 STREET
    COSTA MESA,CA92627     		    GENERAL FUND 3,000
    ST FRANCIS FOOD PANTIRES & SHELTERS
    450 SEVENTH AVENUE
    NEW YORK,NY10123     		    GENERAL FUND 5,000
    THE CHALLIS JOINT SCHOOL DISTRICT 181
    POB 304
    CHALLIS,ID83226     		    GENERAL FUND 10,000
    UIH FAMILY PARTNERS
    764 BELLEVUE AVENUE
    TRENTON,NJ08618     		    GENERAL FUND 2,500
    LEARNING ALLY
    20 ROSZEL ROAD
    PRINCETON,NJ08540     		    GENERAL FUND 2,500
    PRINCETON HEALTHCARE SYSTEM FOUNDATION
    253 WITHERSPOON STREET
    PRINCETON,NJ08540     		    GENERAL FUND 100,000
    Special Operations Survivor Foundation
    POB 181097
    CORONADO,CA92178     		    GENERAL FUND 15,000
    THE AMANDA FOUNDATION
    351 NORTH FOOTHILL ROAD
    BEVERLY HILLS,CA90210     		    GENERAL FUND 5,000
    HIGHER GROUND
    POB 6791
    120 SECOND AVENUE
    KETCHUM,ID83340     		    GENERAL FUND 5,000
    POWDERMILL NATURE RESERVE
    HC 64 BOX 453
    RECTOR,PA15677     		    GENERAL FUND 10,000
    THE INDEPENDENCE FUND INC
    32379 COLLECTION CENTER DRIVE
    CHICAGO,IL60693     		    GENERAL FUND 12,000
    Total .................................bullet 3a 1,121,730
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 102,214  
    4 Dividends and interest from securities....     14 341,290  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,783,648  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,227,152  
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,227,152
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROCKEFELLER&CO ACCOUNTING FEES 12,300 8,200   4,100

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Name of Bond End of Year Book Value End of Year Fair Market Value
    64000 BANK OF AMERICA CORP 114,433 116,754
    106000 ANHEUSER-BUSCH ABIBB 109,897 109,985
    100000 BB&T CORPORATION 3.95% 103,763 106,457
    50000 CATERPILLAR INC 5.7% 0 0
    100000 CSX CORP DEBENTURES 6.2 99,985 106,884
    50000 COMCAST CORP NOTES 5.3% 0 0
    104000 CITIGROUP INC. 4.45% 113,091 112,715
    100000 GENERAL ELECTRIC CAP 113,647 111,124
    100000 GOLDMAN SACHS GROUP 118,143 121,044
    125000 KEYCORP 5.1% DUE 2021 0 0
    100000 GENERAL MILLS INC 5.70% 0 0
    103000 DOMINION RESOURCES INC. 109,853 109,596
    84000 LUBRIZOL CORP SR NOTES 112,579 108,984
    170000 FEDERAL FARM CREDIT BK 170,000 166,999
    125000 MORGAN STANLEY 6% 2015 127,892 133,129
    100000 UNITED PARCEL SERVICE 5 114,228 113,285
    125000 NBC UNIVERSAL MEDIA LLC 117,900 115,722
    100000 WAL-MART STORES INC. 5. 0 0
    125000 NVR INC CORP. 3.95% 128,693 118,141
    120000 TORONTO DOMINION BANK 2 121,059 124,587
    100000 PNC FUNDING CORP. 5.125 110,028 112,316
    105000 SIMON PROPERTY GROUP LP 112,829 111,021
    125000 US BANCORP 2.2% 2016 120,037 120,091
    63000 WACHOVIA BANK NA 6% 0 0
    100000 YUM! BRANDS INC. 6.25% 103,839 102,533
    150000 FANNIE MAE FNMA 5.375% 0 0
    200000 FHLB 5% DUE 11/17/2017 0 0
    75000 FEDEX CORP NOTES, 8% 169,650 167,236
    150000 FEDERAL FARM CREDIT BAN 162,414 168,155
    300000 FREDDIE MAC FHLMC 1.375 300,313 300,550
    50000 E.I. DU PONT DE NEMOURS, 0 0
    50000 HONEYWELL INTERNATIONAL 0 0
    50000 JP MORGAN CHASE 6% 133,471 137,294
    50000 VERIZON COMMUNICATIONS 6 111,634 115,959
    60000 DUKE ENERGY INDIANA INC. 116,887 115,065

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADVANCE AUTO PARTS, INC. 0 0
    ARCOS DORADOS HOLDINGS, INC. 56,451 55,364
    AFLAC, INC. 155,277 251,569
    ALEXION PHARMACEUTICALS, INC. 17,732 105,244
    AMADA CO. LTD 204,597 246,965
    DELPHI AUTOMOTIVE PLC 152,248 282,551
    ANADARKO PETROLEUM CORPORATION 158,443 221,144
    DOVER CORP. 118,607 187,191
    APACHE CORPORATION 230,864 247,593
    CAPITAL ONE FINANCIAL CORP. 136,904 191,448
    ING GROEP NV 227,935 333,762
    BAKER HUGHES INCORPORATED 157,622 202,970
    J.P. MORGAN CHASE & CO. 236,428 412,693
    BIOMARIN PHARMACEUTICAL INC. 42,704 133,172
    MERCK & CO., INC. 230,129 281,832
    BOSKALIS WESTMINSTER - CVA 77,481 132,110
    CAREFUSION CORPORATION 134,007 268,785
    CENTRICA PLC 190,595 287,867
    CHEVRON CORPORATION 68,614 262,061
    CHINA AGRI-INDUSTRIES HOLDINGS 0 0
    PHARMACYCLICS INC. 0 0
    CHINA MOBILE (HONG KONG) LIMIT 291,879 339,310
    COACH INC. 225,170 233,894
    COPA HOLDINS SA CLASS A 137,251 158,189
    MURATA MANUFACTURING CO LTD 228,127 346,584
    COMCAST CORPORATION - CL A 42,989 172,004
    COMERICA INCORPORATED 100,526 127,645
    OPHIR ENERGY PLC 0 0
    CONTINENTAL RESOURCES, INC. 50,787 242,368
    COVIDIEN PLC 0 0
    ORACLE CORPORATION 134,553 180,128
    CTRIP.COM INTERNATIONAL-ADR 120,948 124,348
    FEDEX CORPORATION 0 0
    DNB HOLDING ASA 193,177 204,048
    GOLDMAN SACHS GROUP, INC. 98,588 168,574
    GOOGLE INC - CLASS A 307,423 618,632
    EXPEDIA, INC. 189,856 218,872
    HEWLETT-PACKARD COMPANY 0 0
    HONEYWELL INC. 148,040 356,891
    HYUNDAI MOTOR CO., LTD. - PFD 30,016 59,425
    HYUNDAI MOTOR CO., LTD. - 2ND 123,203 202,251
    PICC PROPERTY & CASUALTY CO 181,261 209,214
    INCYTE CORPORATION 98,896 123,689
    KALBE FARMA TBK PT 62,778 43,002
    MALLINCKRODT PLC 118,230 150,195
    JOHNSON MATTHEY PLC 80,992 157,184
    KOREA ELECTRIC POWER CORPORATI 238,746 321,154
    LG ELECTRONICS INC. - PFD 0 0
    MASTERCARD INC - CLASS A 0 0
    MICROSOFT CORP. 305,693 454,083
    RIO TINTO PLC - SPON ADR 241,551 258,054
    SEATTLE GENETICS, INC. 69,208 95,576
    MSCI INC. - A 0 0
    NETAPP, INC. 124,232 151,889
    REINSURANCE GROUP OF AMERICA 217,720 264,820
    NGK SPARK PLUG CO., LTD. 84,324 142,150
    NOVARTIS AG - ADR 252,379 361,951
    ST. JUDE MEDICAL 200,815 222,338
    OCEANEERING INTERNATIONAL, INC 46,669 129,442
    SUBSEA 7 SA 138,208 143,774
    PEPSICO, INC 0 0
    UNITED CONTINENTAL HOLDINGS 164,276 176,704
    VISA INC. - CLASS A 248,509 253,410
    PRUDENTIAL PLC 94,961 211,617
    QUALCOMM INC. 126,620 249,183
    QUEST DIAGNOSTICS INCORPORATED 0 0
    REGENERON PHARMACEUTICALS 10,225 94,958
    ROCHE HOLDINGS AG 156,700 256,156
    ROYAL DUTCH SHELL PLC-ADR A 156,520 206,852
    SAFRAN SA 140,393 343,323
    SAMSUNG ELECTRONICS CO., LTD P 174,476 283,171
    SANTOS LIMITED 0 0
    ROYAL CARIBBEAN CRUISES LTD 248,889 389,034
    SEMEN GRESIK (PERSERO) TBK 49,920 56,414
    SBERBANK-SPONSORED ADR 146,736 152,583
    SMITHS GROUP PLC 130,198 187,800
    SINGAPORE TELECOMMUNICATIONS 0 0
    SMC CORPORATION 127,755 176,499
    SVENSKA HANDELSBANKEN AB - A S 0 0
    SWEDBANK AB 70,513 191,286
    THE MCGRAW-HILL COMPANIES, INC 0 457,079
    TIFFANY & CO. 0 0
    THERMO FISHER SCIENTIFIC INC. 0 0
    TORONTO-DOMINION BANK 230,798 294,312
    TULLOW OIL PLC 138,934 124,279
    VEDANTA RESOURCES PLC 0 0
    VODAFONE GROUP PLC - SP ADR 0 0
    WAL-MART STORES, INC. 169,271 290,523
    WELLS FARGO COMPANY 107,305 316,166
    WYNN MACAU, LIMITED 49,483 111,972
    YUM! BRANDS, INC. 98,780 192,049
    UNITEDHEALTH GROUP INC. 244,807 311,667
    VIRGIN MEDIA INC. 0 0

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    US Government Securities - End of Year Book Value:

    1,157,343
    US Government Securities - End of Year Fair Market Value:

    1,141,299
    State & Local Government Securities - End of Year Book Value:


    849,006
    State & Local Government Securities - End of Year Fair Market Value:


    852,392


    TY 2013 InvestmentsLandSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    5500 FUND LP AT COST 1,596,732 3,865,384

    TY 2013 LandEtcSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 LegalFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DRINKER BIDDLE & REATH LLP 9,635 6,423   3,212


    TY 2013 OtherDecreasesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description Amount
    PRIOR YEAR DECREASE FOR 5500 FUND 104,912


    TY 2013 OtherExpensesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MEMBERSHIP DUES 3,000     3,000
    FEES 30     30
    PORTFOLIO DEDUCTIONS THRU K-1 40,737 40,737    
    BANK CHARGES 654     654
    MISCELLANEOUS EXPENSE 263      


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROCKEFELLER & CO - INVESTMENT 118,584 118,584    
    MERRILL LYNCH - CONSULTING FEE 10,500 10,500    


    TY 2013 TaxesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US EXCISE TAX-EST PYMTS 34,893      
    FOREIGN TAX ON DIVIDENDS RECD 22,577 22,577