Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
HAROLD P DUGDALE CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 387   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ST LOUIS, MO63166
A Employer identification number

43-6071666
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,554,089J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 48,784 47,912 872
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 220,132
b Gross sales price for all assets on line 6a 1,316,430
7 Capital gain net income (from Part IV, line 2)... 220,132
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 1 1  
12 Total. Add lines 1 through 11........ 268,917 268,045 872
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 33,944 25,458   8,486
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,250 1,250 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 6,781 1,427   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 41,975 28,135 0 8,486
25 Contributions, gifts, grants paid........ 165,500 165,500
26 Total expenses and disbursements. Add lines 24 and 25 207,475 28,135 0 173,986
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 61,442
b Net investment income (if negative, enter -0-) 239,910
c Adjusted net income (if negative, enter -0-)... 872
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 3,674 2,156 2,156
2 Savings and temporary cash investments.......... 43,776 42,170 42,170
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,864,011 Click to see attachment1,497,815 1,792,197
c Investments—corporate bonds (attach schedule)........ 299,149 Click to see attachment729,326 717,566
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,210,610 2,271,467 2,554,089
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,210,610 2,271,467
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,210,610 2,271,467
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,210,610 2,271,467
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,210,610
2 Enter amount from Part I, line 27a..................... 2 61,442
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 2,272,052
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 585
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,271,467
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 50. ALLERGAN INC   2011-08-04 2013-02-07
b 50. AMAZON COM INC   2011-08-04 2013-02-07
c 70. AMERICAN TOWER CORP   2011-08-04 2013-02-07
d 325. CBS CORP CLASS B NON VOTING   2011-08-09 2013-02-07
e 85. C H ROBINSON WORLDWIDE INC   2011-08-04 2013-02-07
700. CSX CORP   2011-10-25 2013-02-07
80. CAMERON INTERNATIONAL CORP   2011-08-04 2013-02-07
90. CAPITAL ONE FINANCIAL CORP   2011-08-04 2013-02-07
150. CONCHO RES INC   2011-08-29 2013-02-07
109. CUMMINS INC   2011-08-29 2013-02-07
155. DEERE & CO   2011-10-25 2013-02-07
130. DOLLAR TREE INC   2011-08-04 2013-02-07
200. E M C CORPORATION   2011-08-04 2013-02-07
70. ECOLAB INC   2011-08-04 2013-02-07
162. EXPRESS SCRIPTS HLDGS C   2011-10-25 2013-02-07
380. FREEPORT MCMORAN COPPER GOLD   2012-12-12 2013-02-07
120. GENERAL MILLS INC   2011-08-19 2013-02-07
47. GOLDMAN SACHS GROUP INC   2009-02-19 2013-02-07
8. GOOGLE INC CL A   2011-08-04 2013-02-07
125. HALLIBURTON CO   2010-06-29 2013-02-07
293. J P MORGAN CHASE CO   2010-12-02 2013-02-07
80. LAUDER ESTEE COS INC CL A   2011-08-04 2013-02-07
80. LIFE TECHNOLOGIES CORP   2011-08-19 2013-02-07
360. LINCOLN NATL CORP IND   2011-08-04 2013-02-07
105. LULULEMON ATHLETICA INC   2011-08-04 2013-02-07
10. MASTERCARD INC   2011-08-04 2013-02-07
50. MCKESSON CORPORATION   2011-12-15 2013-02-07
180. MICROSOFT CORP   2011-10-25 2013-02-07
1974.058 NUVEEN INFLATION PRO SEC CL I   2011-08-09 2013-02-07
75. OCCIDENTAL PETROLEUM CORPORATION   2011-08-04 2013-02-07
8798.758 OPPENHEIMER COM STR TR FD Y   2011-08-09 2013-02-07
145. ORACLE CORPORATION   2011-08-04 2013-02-07
120. P G E CORP   2011-08-09 2013-02-07
8. PRICELINE COM INC   2011-08-04 2013-02-07
85. QUALCOMM INC   2011-08-04 2013-02-07
45. SALESFORCE COM INC   2011-08-04 2013-02-07
109. SCHLUMBERGER LTD   2011-08-04 2013-02-07
90. STARBUCKS CORP   2011-08-04 2013-02-07
70. THERMO FISHER SCIENTIFIC INC   2011-08-19 2013-02-07
60. UNITED TECHNOLOGIES CORP   2011-08-04 2013-02-07
90. UNITED HEALTH GROUP INC   2011-08-09 2013-02-07
35. VISA INC   2011-08-04 2013-02-07
125. WALGREEN CO   2011-08-19 2013-02-07
145. WELLS FARGO CO   2004-08-18 2013-02-07
45. WYNN RESORTS LTD   2011-08-04 2013-02-07
145. ACCENTURE PLC CL A   2011-08-04 2013-02-07
50000. RBC 3YR GSCI COMMODITY 3/07/13   2010-03-03 2013-03-07
275. ISHARES DOW JONES US REAL ESTATE ETF   2011-07-11 2013-03-11
7145.714 OPPENHEIMER COM STR TR FD Y   2011-08-09 2013-03-11
550. ATT INC   2011-10-25 2013-04-11
100. APACHE CORP   2011-08-29 2013-04-11
121. CBS CORP CLASS B NON VOTING   2011-08-09 2013-04-11
115. C H ROBINSON WORLDWIDE INC   2011-12-15 2013-04-11
600. CENTERPOINT ENERGY INC   2011-08-19 2013-04-11
115. CITIGROUP INC   2011-08-04 2013-04-11
46. CUMMINS INC   2011-10-25 2013-04-11
70. DEERE & CO   2011-12-15 2013-04-11
105. DISNEY WALT CO   2009-02-19 2013-04-11
300. DU PONT E I DE NEMOURS & CO   2011-12-15 2013-04-11
60. EXXON MOBIL CORP   2011-08-04 2013-04-11
900. FRANCE TELECOM SPSD ADR   2011-12-15 2013-04-11
170. FREEPORT MCMORAN COPPER GOLD   2012-12-12 2013-04-11
210. GENERAL ELECTRIC CO   2011-08-09 2013-04-11
1716.227 HIGHLAND LONG SHORT EQUITY Z   2011-08-09 2013-04-11
105. J P MORGAN CHASE CO   2011-10-25 2013-04-11
275. JOHNSON JOHNSON   2011-12-15 2013-04-11
115. LAUDER ESTEE COS INC CL A   2011-08-04 2013-04-11
245. LIFE TECHNOLOGIES CORP   2011-08-19 2013-04-11
140. LINCOLN NATL CORP IND   2011-08-29 2013-04-11
25. LINCOLN NATL CORP IND   2011-12-15 2013-04-11
75. MCKESSON CORPORATION   2011-12-15 2013-04-11
445. MICROSOFT CORP   2011-12-15 2013-04-11
455. ORACLE CORPORATION   2011-12-15 2013-04-11
45. P P G INDS INC   2011-08-04 2013-04-11
225. PEPSICO INC   2011-12-15 2013-04-11
225. ROCKWELL COLLINS INC   2011-08-29 2013-04-11
2445.985 T ROWE PRICE MID CAP VALUE FD INC   2011-08-09 2013-04-11
55. SALESFORCE COM INC   2011-12-15 2013-04-11
129. SCHLUMBERGER LTD   2011-08-09 2013-04-11
180. THERMO FISHER SCIENTIFIC INC   2011-08-19 2013-04-11
90. ACCENTURE PLC CL A   2011-12-15 2013-04-11
355. ISHARES DOW JONES US REAL ESTATE ETF   2013-04-11 2013-06-13
225. ISHARES DOW JONES US REAL ESTATE ETF   2011-07-11 2013-06-13
.625 MALLINCKRODT PLC W I   2013-02-07 2013-07-18
90. ALLERGAN INC   2011-08-04 2013-08-02
32. AMAZON COM INC   2011-12-15 2013-08-02
130. AMERICAN TOWER CORP   2011-08-19 2013-08-02
30. APPLE INC   2011-08-04 2013-08-02
120. CAMERON INTERNATIONAL CORP   2011-08-29 2013-08-02
158. DOLLAR TREE INC   2011-08-04 2013-08-02
5097.115 DRIEHAUS ACTIVE INCOME FUND   2011-08-04 2013-08-02
210. E M C CORPORATION   2011-08-04 2013-08-02
65. ECOLAB INC   2011-08-04 2013-08-02
53. GOLDMAN SACHS GROUP INC   2011-12-15 2013-08-02
6. GOOGLE INC CL A   2011-08-04 2013-08-02
1475.549 HIGHLAND LONG SHORT EQUITY Z   2011-08-09 2013-08-02
15. INTUITIVE SURGICAL INC   2013-04-11 2013-08-02
95. LULULEMON ATHLETICA INC   2011-12-15 2013-08-02
18. MASTERCARD INC   2011-08-04 2013-08-02
291.985 NEUBERGER BERMAN GENESIS INSTL FD   2010-10-07 2013-08-02
1632.885 NUVEEN HIGH INCOME BOND FD CL I   2013-04-11 2013-08-02
7784.297 NUVEEN HIGH INCOME BOND FD CL I   2011-08-09 2013-08-02
26. OCCIDENTAL PETROLEUM CORPORATION   2011-08-04 2013-08-02
30. OCCIDENTAL PETROLEUM CORPORATION   2011-08-29 2013-08-02
90. PHILIP MORRIS INTL   2011-08-04 2013-08-02
10. PRICELINE COM INC   2011-08-04 2013-08-02
80. QUALCOMM INC   2011-08-04 2013-08-02
45. RALPH LAUREN CORP   2011-08-04 2013-08-02
835.56 SCOUT INTERNATIONAL FUND   2009-11-10 2013-08-02
260. SPIRIT AEROSYSTEMS HOLDINGS INC   2013-04-11 2013-08-02
140. STARBUCKS CORP   2011-08-04 2013-08-02
40. VISA INC   2011-08-04 2013-08-02
10. MALLINCKRODT PLC W I   2013-02-07 2013-10-28
300. ISHARES DOW JONES US REAL ESTATE ETF   2011-07-11 2013-10-29
20. PIONEER NAT RES CO   2013-04-11 2013-10-29
210. MOLEX INC CL A   2013-04-11 2013-12-09
55. PERRIGO CO   2013-04-11 2013-12-19
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,299   3,863 1,436
b 12,990   10,286 2,704
c 5,302   3,623 1,679
d 13,630   7,608 6,022
e 5,066   5,976 -910
15,043   15,612 -569
5,194   4,044 1,150
5,142   3,980 1,162
13,732   13,235 497
12,904   10,506 2,398
14,234   11,529 2,705
5,080   4,229 851
4,924   4,908 16
5,110   3,430 1,680
8,886   9,105 -219
13,547   15,085 -1,538
5,080   4,356 724
7,067   3,707 3,360
6,163   4,714 1,449
5,057   3,150 1,907
14,124   11,503 2,621
5,013   3,905 1,108
5,002   2,892 2,110
10,415   8,944 1,471
7,082   6,111 971
5,184   3,267 1,917
5,147   3,872 1,275
4,892   4,878 14
23,491   22,860 631
6,611   6,832 -221
30,092   30,180 -88
5,026   4,302 724
5,118   4,696 422
5,495   3,997 1,498
5,635   4,461 1,174
7,647   6,257 1,390
8,504   9,151 -647
5,000   3,452 1,548
5,128   3,583 1,545
5,340   4,630 710
5,137   3,929 1,208
5,516   2,987 2,529
5,150   4,378 772
5,018   3,871 1,147
5,508   6,282 -774
10,449   8,548 1,901
53,684   50,000 3,684
18,881   17,047 1,834
23,366   24,510 -1,144
21,213   15,588 5,625
7,645   10,155 -2,510
5,604   2,833 2,771
6,945   7,888 -943
14,479   10,726 3,753
5,202   4,135 1,067
5,450   4,316 1,134
6,119   5,175 944
6,345   1,858 4,487
15,090   13,074 2,016
5,336   4,594 742
9,297   14,130 -4,833
5,609   5,493 116
4,962   3,247 1,715
19,754   18,278 1,476
5,191   3,605 1,586
22,676   17,517 5,159
7,761   5,613 2,148
16,375   8,855 7,520
4,672   2,901 1,771
834   469 365
8,203   5,809 2,394
12,798   11,785 1,013
15,329   13,416 1,913
6,203   3,617 2,586
18,052   14,638 3,414
14,294   10,716 3,578
66,213   52,564 13,649
9,151   6,512 2,639
9,939   9,796 143
14,430   9,214 5,216
6,995   4,596 2,399
23,359   25,323 -1,964
14,805   13,947 858
26   27 -1
8,260   6,954 1,306
9,745   5,826 3,919
9,251   6,670 2,581
13,723   11,574 2,149
7,112   6,046 1,066
8,576   5,140 3,436
54,794   55,355 -561
5,512   5,154 358
6,058   3,185 2,873
8,877   4,770 4,107
5,410   3,536 1,874
18,267   15,715 2,552
5,860   7,665 -1,805
6,811   4,974 1,837
11,581   5,880 5,701
17,452   11,822 5,630
14,925   15,103 -178
71,148   67,023 4,125
2,309   2,368 -59
2,664   2,477 187
8,030   6,219 1,811
9,092   4,997 4,095
5,266   4,199 1,067
8,379   5,657 2,722
29,704   24,156 5,548
6,737   5,174 1,563
10,340   5,369 4,971
7,349   3,413 3,936
431   438 -7
20,069   18,596 1,473
4,210   2,477 1,733
8,123   5,101 3,022
8,372   6,584 1,788
      13,532
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,436
b       2,704
c       1,679
d       6,022
e       -910
      -569
      1,150
      1,162
      497
      2,398
      2,705
      851
      16
      1,680
      -219
      -1,538
      724
      3,360
      1,449
      1,907
      2,621
      1,108
      2,110
      1,471
      971
      1,917
      1,275
      14
      631
      -221
      -88
      724
      422
      1,498
      1,174
      1,390
      -647
      1,548
      1,545
      710
      1,208
      2,529
      772
      1,147
      -774
      1,901
      3,684
      1,834
      -1,144
      5,625
      -2,510
      2,771
      -943
      3,753
      1,067
      1,134
      944
      4,487
      2,016
      742
      -4,833
      116
      1,715
      1,476
      1,586
      5,159
      2,148
      7,520
      1,771
      365
      2,394
      1,013
      1,913
      2,586
      3,414
      3,578
      13,649
      2,639
      143
      5,216
      2,399
      -1,964
      858
      -1
      1,306
      3,919
      2,581
      2,149
      1,066
      3,436
      -561
      358
      2,873
      4,107
      1,874
      2,552
      -1,805
      1,837
      5,701
      5,630
      -178
      4,125
      -59
      187
      1,811
      4,095
      1,067
      2,722
      5,548
      1,563
      4,971
      3,936
      -7
      1,473
      1,733
      3,022
      1,788
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 220,132
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 157,738 2,364,104 0.066722
2011 144,830 2,431,949 0.059553
2010 109,249 2,389,850 0.045714
2009 111,896 2,252,341 0.04968
2008 230,586 2,483,257 0.092856
2 Total of line 1, column (d) ...................... 2 0.314525
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.062905
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,450,223
5 Multiply line 4 by line 3....................... 5 154,131
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,399
7 Add lines 5 and 6......................... 7 156,530
8 Enter qualifying distributions from Part XII, line 4.............. 8 173,986
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,399
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,399
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,399
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 5,974
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,974
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,575
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet2,400 RefundedBullet 11 1,175
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643
    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    0     		33,944    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    122,511
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    2,399
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,399
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    120,112
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    120,112
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    120,112
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 120,112
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 107,885
    b From 2009....... 581
    c From 2010....... 0
    d From 2011....... 28,974
    e From 2012....... 40,789
    fTotal of lines 3a through e......... 178,229
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 173,986
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 120,112
    e Remaining amount distributed out of corpus 53,874
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 232,103
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		107,885
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		124,218
    10 Analysis of line 9:
    a Excess from 2009.... 581
    b Excess from 2010.... 0
    c Excess from 2011.... 28,974
    d Excess from 2012.... 40,789
    e Excess from 2013.... 53,874
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED WAY OF GREATER
    ST JOSEPH
    118 S 5TH
    ST JOSPEH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 15,000
    NWMSU
    4525 DOWNS DRIVE
    ST JOSEPH,MO64507     		NONE PUBLIC EXEMPT PURPOSE 2,000
    NORTHWEST MISSOURI ENTERPRISE
    FACILITATION
    4858 450 STREET
    KING CITY,MO64463     		NONE PUBLIC EXEMPT PURPOSE 4,500
    COTILLION FOR ACHEIVEMENT
    PO BOX 8323
    ST JOSEPH,MO64508     		NONE PUBLIC EXEMPT PURPOSE 1,400
    CHRIST EPISCOPAL CHURCH
    207 N 7TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 15,500
    AMERICAN CANCER SOCIETY
    13125 COUNTY ROAD 348
    ST JOSEPH,MO64505     		NONE PUBLIC EXEMPT PURPOSE 1,000
    AMERICAN HEART ASSOCIATION
    PO BOX 4002902
    DES MOINES,IA503402902     		NONE PUBLIC EXEMPT PURPOSE 5,000
    YMCA
    315 S 6TH
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 15,000
    COMMUNITY FOUNDATION OF NWMO
    2732 FELIX ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 500
    BENTON HIGH SCHOOL SOARING
    ON TO GLORY
    925 FELEX STREET
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 1,000
    AGRI BUSINESS EXPO CENTER
    4810 S LAKEWOOD DRIVE
    SAINT JOSEPH,MO64508     		NONE PUBLIC EXEMPT PURPOSE 25,250
    NODAWAY COUNTY EXTENSION CTR
    ATTN ANNETTE DEERING
    305 NORTH MARKET STREET
    MARYVILLE,MO644681645     		NONE PUBLIC EXEMPT PURPOSE 1,500
    RINGOLD COUNTY AGRI EXTENSION DIST
    ATTN DAWN
    101 NORTH POLK STREET
    MOUNT AYR,IA508541734     		NONE PUBLIC EXEMPT PURPOSE 1,000
    ST JOSEPH HABITAT FOR HUMANITY
    1823 JULES ST
    ST JOSEPH,MO645012456     		NONE PUBLIC EXEMPT PURPOSE 2,500
    BIG BROTHERS BIG SISTERS OF
    NODAWAY COUNTY
    114 EAST SOUTH HILLS DRIVE
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 5,000
    HIGH LAKES OUTDOOR ALLIANCE
    318 NORTH PINE ST
    CRESTON,IA508012430     		NONE PUBLIC EXEMPT PURPOSE 500
    PONY EXPRESS MUSEUM
    914 PENN
    ST JOSEPH,MO64503     		NONE PUBLIC EXEMPT PURPOSE 1,750
    YWCA
    304 N 8TH ST
    SAINT JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 2,000
    HILLCREST TRANSITIONAL HOUSING
    BUCHANAN COUNTY
    PO BOX 901924
    KANSAS CITY,MO64190     		NONE PUBLIC EXEMPT PURPOSE 5,000
    GIRL SCOUTS NE KS & MW MO
    8383 BLUE PARKWAY
    KANSAS CITY,MO64133     		NONE PUBLIC EXEMPT PURPOSE 5,000
    ST JOSEPH SCHOOL DISTRICT
    PO BOX 8096
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 2,000
    AMERICAN RED CROSS
    401 N 12TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 7,000
    JUNIOR ACHEIVEMENT
    3303 FREDERICK AVE
    ST JOSEPH,MO645062985     		NONE PUBLIC EXEMPT PURPOSE 3,500
    MSF FOUNDATION
    3801 S LEONARD RD
    ST JOSEPH,MO645031788     		NONE PUBLIC EXEMPT PURPOSE 100
    SECOND HARVEST OF GREATER
    ST JOSEPH
    915 DOUGLAS
    ST JOSEPH,MO64505     		NONE PUBLIC EXEMPT PURPOSE 10,000
    AGRICULTURE FUTURE OF AMERICA
    4721 S 169 HIGHWAY
    ST JOSEPH,MO64507     		NONE PUBLIC EXEMPT PURPOSE 4,000
    LIVING COMMUNITY OF ST JOSEPH
    ATTN ED GORSKY
    1212 HEARTLAND ROAD
    ST JOSEPH,MO64506     		NONE PUBLIC EXEMPT PURPOSE 5,000
    SOCIAL WELFARE BOARD
    PATEE MARKET HEALTH CENTER
    904 S 10TH ST SUITE A
    SAINT JOSEPH,MO64506     		NONE PUBLIC EXEMPT PURPOSE 2,000
    NORTHWEST FOUNDATION INC
    800 UNIVERSITY DR
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PUROSE 3,000
    MUSCULAR DYSTROPHY ASSOCIATION
    425 SOUTH UNION AVE
    SPRINGFIELD,MO65802     		NONE PUBLIC EXEMPT PURPOSE 500
    PONY EXPRESS COUNCIIL - BOY SCOUTS
    PO BOX 54
    ST JOSEPH,MO64502     		NONE PUBLIC EXEMPT PURPOSE 10,000
    BIG BROTHER BIG SISTER - ST JOSEPH
    BOX 1022
    ST JOSPEH,MO64502     		NONE PUBLIC EXEMPT PURPOSE 3,000
    ST JOSEPH YOUTH ALLIANCE
    5223 MITCHELL AVENUE
    ST JOSEPH,MO64507     		NONE PUBLIC EXEMPT PURPOSE 5,000
    Total .................................bullet 3a 165,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 48,784  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 220,132  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aOTHER REVENUE     14 1  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   268,917  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13268,917
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,250 1,250    

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BARC 4YR 10TY BR MTN MEDIUM 50,000 49,875
    MORGAN STANLEY 2.875% 1/24/14 49,797 50,065
    GOLDMAN SACHS 5.50% 11/15/14 50,964 52,113
    ROYAL BANK OF CANADA 3/7/13    
    MORGAN STANLEY 3.450% 11/2/15 49,513 52,046
    GENL ELEC 4.375% 9/16/20 48,875 54,190
    STATOIL ASA 1.800% 11/23/16 51,738 51,115
    INV BALANCE RISK COMM STR Y 53,893 48,229
    LOOMIS SAYLES STRATEGIC ALPHA 56,917 56,349
    NUVEEN INFLATION PRO SEC CL I 82,369 76,678
    OPPENHEIMER SR FLOAT RATE Y 83,680 84,080
    PIMCO TOTAL RETURN FD INST #35 34,355 33,153
    T ROWE PRICE INTL BOND FD #76 117,225 109,673

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CO 12,733 22,144
    JOHNSON & JOHNSON    
    CITIGROUP INC 9,527 14,851
    WELLS FARGO & CO 7,676 13,121
    FREEPORT MCMORAN COPPER GOLD    
    MICROSOFT CORP    
    APACHE CORP    
    ATT INC    
    JP MORGAN CHASE & CO 4,880 8,889
    CHEVRON CORP 9,774 13,240
    DISNEY WALT CO 3,451 14,898
    EXPRESS SCRIPTS HLDGS C    
    GOLDMAN SACHS GROUP    
    PYXIS LONG SHORT EQUITY Z    
    SCOUT INTERNATIONAL FUND 271,072 315,127
    PIMCO TOTAL RETURN FUND    
    HALLIBURTON CO 5,603 8,881
    MCKESSON CORP 3,872 8,070
    IPATH DOW JONES UBS COMMODITY 78,202 70,560
    ISHARES MSCI EMERGING MKTS ETF 228,189 222,140
    NEUBERGER BERMAN GENESIS 108,200 136,557
    DRIEHAUS ACTIVE INCOME FUND    
    NUVEEN HIGH INCOME BOND FD    
    NUVEEN INFLATION PRO SEC    
    OPPENHEIMER COM STR TR FD    
    T ROWE PRICE INTL BOND FUND    
    ALLERGAN INC    
    AMAZON COM INC 3,561 7,178
    AMERICAN TOWER CORP    
    ANADARKO PETROLEUM CORP 9,025 9,439
    APPLE INC 5,787 8,415
    BANK OF AMERICA CORP 5,001 6,539
    C H ROBINSON WORLDWIDE INC    
    CAMERON INTL CORP    
    CAPITAL ONE FINANCIAL CORP 5,174 8,963
    CBS CORP CLASS B NON VOTING    
    CENTERPOINT ENERGY INC    
    CA INC 5,072 6,898
    CONCHO RES INC    
    CSX CORP    
    CUMMINS INC 3,977 6,344
    DEERE & CO    
    DIRECTV 8,880 13,329
    DOLLAR TREE INC    
    DU PONT E I DE NEMOURS & CO    
    E M C CORPORATION 4,286 4,779
    ECOLAB INC 2,793 5,943
    EXXON MOBIL CORP 6,796 9,108
    GENERAL MILLS INC 8,396 11,479
    GOOGLE INC 5,742 12,328
    LAUDER ESTEE COS INC 4,334 6,703
    LIFE TECHNOLOGIES CORP    
    LINCOLN NATL CORP IND 3,286 9,034
    LULULEMON ATHLETICA INC 3,301 4,427
    MASTERCARD INC 2,613 6,684
    OCCIDENTAL PETROLEUM CORP 5,697 6,562
    ORACLE CORPORATION    
    P G E CORP 7,181 7,250
    P P G INDS INC 5,627 13,276
    PEPSICO INC    
    PFIZER INC 11,230 21,441
    PHILIP MORRIS INTL 7,642 9,584
    PRICELINE COM INC 3,498 8,137
    QUALCOMM INC 4,409 6,237
    RALPH LAUREN CORP 3,646 5,121
    ROCKWELL COLLINS INC    
    SALESFORCE COM INC    
    STARBUCKS CORP 2,685 5,487
    THERMO FISHER SCIENTIFIC INC    
    UNITED HEALTH GROUP INC 9,177 15,813
    UNITED TECHNOLOGIES CORP 10,631 15,932
    VISA INC 2,901 7,571
    WALGREEN CO 10,450 17,232
    WYNN RESORTS LTD 6,108 10,682
    ACCENTURE PLC 3,671 5,344
    ACE LTD 9,930 16,772
    FRANCE TELECOM SPSD ADR    
    SCHLUMBERGER LTD    
    CENTURYLINK INC 7,091 5,892
    ISHARES DJ US REAL ESTATE ETF 85,375 88,312
    ROWE T PRICE MID CAP VALUE FD    
    SPDR DJ WILSHIRE INTERNATIONAL    
    AGILENT TECHNOOLOGIES INC 5,113 6,291
    AMERICAN EXPRESS CO 5,261 7,258
    ALEXION PHARMACEUTICALS INC 5,013 6,644
    AMERIPRISE FINAL INF 5,295 9,204
    AMPHENOL CORP CL A 5,221 6,243
    C M S ENERGY CORP 6,155 5,889
    CALPINE CORP 5,097 4,682
    CERNER CORPORATION 5,256 6,131
    COCA COLA COMPANY 5,243 5,577
    COSTCO WHSL CORP 5,305 5,951
    DICK'S SPORTING GOODS INC 5,339 6,391
    DOW CHEM CO 7,838 10,878
    EMERSON ELECTRIC CO 5,152 6,316
    FIFTH THIRD BANCORP 5,294 6,624
    GILEAD SCIENCES INC 5,233 6,384
    GRAINGER W W INC 5,752 6,386
    HASBRO INC 5,171 7,426
    HOME DEPOT INC 5,167 5,352
    HUNT J B TRANS SVCS INC 5,214 5,411
    INTEL CORP 4,883 5,840
    MACY INC 5,176 5,607
    MERCK AND CO INC 10,356 11,762
    MOSAIC CO 5,155 4,018
    MOTOROLA SOLUTIONS INC 6,050 6,413
    NATIONAL OILWELL VARCO INC 5,268 5,965
    NIKE INC 5,206 6,684
    P N C FINANCIAL SVCS GRP INC 11,755 13,964
    PIONEER NAT RES CO 9,287 13,805
    PRAXAIR INC 5,378 5,851
    PRECISION CASTPARTS CORP 5,636 8,079
    PROCTER & GAMBLE CO 5,246 5,292
    PRUDENTIAL FINANCIAL INC 5,217 8,300
    REPUBLIC SVCS INC 5,041 4,980
    SOUTHWESTERN ENEGY CO 5,209 5,900
    STAPLES OMC 5,092 5,800
    STATE STR CORP 10,215 12,843
    UNUM GROUP 5,053 5,437
    VERIZON COMMUNICATIONS 14,403 14,988
    WHOLE FOODS MKT INC 5,266 6,940
    WILLIAM COS INC 6,953 7,135
    3M CO 5,098 7,013
    ALLEGION PLC 1,011 1,399
    ARM HLDGS PLC A D R 5,202 6,841
    CARNIVAL CORP 5,037 5,222
    COVIDIEN PLC 4,861 5,789
    EATON CORP PLC 5,262 6,470
    INGERSOIL RAND PLC 3,933 5,852
    PERRIGO CO LTD 8,371 8,440
    ROBECO BOSTON PRTNRS L S RSRCH 120,655 130,541
    SPDR DJ WILSHIRE INTERNATIONAL 65,269 71,276

    TY 2013 OtherDecreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Amount
    COST ADJ 585


    TY 2013 TaxesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 5,354 1,127   0
    FOREIGN TAXES ON QUALIFIED FOR 1,165 245   0
    FOREIGN TAXES ON NONQUALIFIED 262 55   0