Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
RALPH C SHELDON FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)217 NORTH MAIN STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
JAMESTOWN, NY147020417
A Employer identification number

16-6030502
B Telephone number (see instructions)

(716) 664-9890
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,618,138J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,742,006
2 Check bullet
3 Interest on savings and temporary cash investments 1,745 1,745  
4 Dividends and interest from securities...... 269,194 269,194  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 453,740
b Gross sales price for all assets on line 6a 2,136,931
7 Capital gain net income (from Part IV, line 2)... 453,740
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,201 2,201  
12 Total. Add lines 1 through 11........ 2,468,886 726,880  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 96,500 48,250   48,250
14 Other employee salaries and wages...... 41,250 20,625   20,625
15 Pension plans, employee benefits....... 31,341 15,671   15,670
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 8,500 4,250   4,250
c Other professional fees (attach schedule).... Click to see attachment 25,832 25,832    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 26,688 20,799   5,114
19 Depreciation (attach schedule) and depletion... Click to see attachment 11,914    
20 Occupancy.............. 17,430 8,715   8,715
21 Travel, conferences, and meetings....... 1,832 916   916
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 13,186 8,094   8,092
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 274,473 153,152   111,632
25 Contributions, gifts, grants paid........ 2,045,441 2,045,441
26 Total expenses and disbursements. Add lines 24 and 25 2,319,914 153,152   2,157,073
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 148,972
b Net investment income (if negative, enter -0-) 573,728
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 235,369 211,751 211,751
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 267,180 Click to see attachment318,859 312,002
b Investments—corporate stock (attach schedule)........ 7,242,658 Click to see attachment7,292,792 10,576,930
c Investments—corporate bonds (attach schedule)........ 2,318,979 Click to see attachment2,401,011 2,441,110
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet109,664
Less: accumulated depreciation (attach schedule) bullet33,319 88,259 Click to see attachment76,345 76,345
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,152,445 10,300,758 13,618,138
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment4,309 Click to see attachment3,650
23 Total liabilities (add lines 17 through 22).......... 4,309 3,650
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 10,148,136 10,297,108
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 10,148,136 10,297,108
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 10,152,445 10,300,758
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 10,148,136
2 Enter amount from Part I, line 27a..................... 2 148,972
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 10,297,108
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 10,297,108
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAIN DISTRIBUTIONS P 2012-12-31 2013-12-31
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,970,337 0 1,683,191 287,146
b 166,594 0 0 166,594
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a 0 0 0 287,146
b 0 0 0 166,594
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 453,740
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 2,169,031 12,188,266 0.177961
2011 2,362,586 12,107,544 0.195133
2010 2,466,062 11,770,665 0.209509
2009 1,984,373 10,485,400 0.189251
2008 1,969,966 11,648,640 0.169116
2 Total of line 1, column (d) ...................... 2 0.940970
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.188194
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 12,962,663
5 Multiply line 4 by line 3....................... 5 2,439,495
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,737
7 Add lines 5 and 6......................... 7 2,445,232
8 Enter qualifying distributions from Part XII, line 4.............. 8 2,157,073
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 11,475
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 11,475
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,475
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 9,600
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Part VI Line 7 - Tax Paid Original Return: 9600 7 9,600
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,875
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RCSHELDONFOUNDATION.ORG
    14
    The books are in care ofbulletLINDA SWANSON EXECUTIVE DIRECTOR Telephone no.bullet (716) 664-9890
    Located atbullet217 NORTH MAIN STREETJAMESTOWNNY ZIP+4bullet14701
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    MARK I HAMPTON SECRETARY & DIRECTOR
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    MILES L LASSER DIRECTOR EMERITUS
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    BARCLAY O WELLMAN PRESIDENT & DIRECTOR
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    PETER B SULLIVAN DIRECTOR
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    ALEXIS SINGLETON ASSISTANT TREASURER
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    BETSY SHULTS VP & DIRECTOR
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    KELLY A DAWSON TREASURER & DIRECTOR
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    RAYMOND FASHANO DIRECTOR
    1.00     		0 0 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    LINDA SWANSON EXECUTIVE DIRECTOR
    40.00     		96,500 7,773 0
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    648,133
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    11,475
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,475
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    636,658
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    636,658
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    636,658
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 636,658
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 492,154
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 2,157,073
    a Applied to 2012, but not more than line 2a 492,154
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		Click to see attachment1,554,095
    d Applied to 2013 distributable amount..... 110,824
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,554,095
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		525,834
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		1,554,095
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    LINDA SWANSON
    217 NORTH MAIN STREET
    JAMESTOWN,NY14701
    (716) 664-9890
    bThe form in which applications should be submitted and information and materials they should include:
    SEE THE FOLLOWING WEB ADDRESS HTTP://WWW.CHAUTAUQUAGRANTS.ORG/
    cAny submission deadlines:
    SEE THE FOLLOWING WEB ADDRESS HTTP://WWW.CHAUTAUQUAGRANTS.ORG/
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GEOGRAPHICAL, SOUTHERN CHAUTAUQUA COUNTY, NEW YORK
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLEGHENY HIGHLANDS COUNCIL INC
    50 HOUGH HILL RD
    FALCONER,NY14733     		  501(C)(3) CAMP MERZ KITCHENSTORAGE 41,000
    ALLEGHENY HIGHLANDS COUNCIL INC
    50 HOUGH HILL RD
    FALCONER,NY14733     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,000
    AMERICA'S JR MISS SCHOLARSHIP FOUNDATION
    150 ARLINGTON AVE
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 750
    AMERICAN RED CROSS OF SOUTHWESTERN NY
    325 E FOURTH ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,500
    ARTS COUNCIL FOR CHAUTAUQUA CO
    116 E THIRD STREET
    JAMESTOWN,NY14701     		  501(C)(3) REG LENNA CENTERFOR THE ARTS 100,000
    ARTS COUNCIL FOR CHAUTAUQUA CO
    116 E THIRD STREET
    JAMESTOWN,NY14701     		  501(c)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,400
    BEMUS BAY POPS INC
    PO BOX 9250
    BEMUS POINT,NY14712     		  501(c)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,000
    CAMP GROSS FOUNDATION INC
    8175 ROUTE 60 NORTH
    CASSADAGA,NY14718     		  501(c)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 250
    CHAUTAUQUA ALCOHOLISM & SUBSTANCE ABUSE COUNCIL
    501 W THIRD ST
    JAMESTOWN,NY14701     		  501(c)(3) GRANT FOR PROGRAMEX. DIRECTOR DISCRETIONARYEVALUATION CERT. PROG 650
    CHAUTAUQUA BLIND ASSOCIATION INC
    358 E FIFTH ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTOR'SUNRESTRICTED GRANT 250
    CHAUTAUQUA COUNTY HEALTH NETWORK
    200 HARRISON ST
    JAMESTOWN,NY14701     		  501(C)(3) GRANT FOR PROEX. DIRECTOR DISCRETIONARYSTUDENT HOUSING 2,500
    CHAUTAUQUA CO HUMANE SOCIETY
    2825 STRUNK ROAD
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    CHAUTAUQUA INSTITUTION
    PO BOX 28
    CHAUTAUQUA,NY14722     		  501(C)(3) ANNUAL FUND DRIVE 40,000
    CHAUTAUQUA INSTITUTION
    PO BOX 28
    CHAUTAUQUA,NY14722     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 3,200
    CHAUTAUQUA LAKE ASSOCIATION INC
    429 EAST TERRACE AVE
    LAKEWOOD,NY14750     		  501(C)(3) 2012 LAKE MAINTENANCE 50,000
    CHAUTAUQUA LAKE ASSOCIATION INC
    429 EAST TERRACE AVE
    LAKEWOOD,NY14750     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 4,500
    CHAUTAUQUA LAKE ROWING ASSOCIATION
    46 PLEASANTVIEW DR
    JAMESTOWN,NY14701     		  501(C)(3) 2013 EQUIPMENT 34,042
    CHAUTAUQUA LAKE ROWING ASSOCIATION
    46 PLEASANTVIEW DR
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    CHAUTAUQUA REGION COMMUNITY FOUNDATION
    418 SPRING ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,150
    CHAUTAUQUA REGIONAL YOUTH BALLET
    9 1/2 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) 2013 PROGRAMSUPPORT 12,000
    CHAUTAUQUA REGIONAL YOUTH BALLET
    9 1/2 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,150
    CHAUTAUQUA REGIONAL YOUTH SYMPHONY
    PO BOX 3454
    JAMESTOWN,NY14702     		  501(c)(3) 2013/2014 DIRECTORHONORARIUM 3,000
    CHAUTAUQUA REGIONAL YOUTH SYMPHONY
    PO BOX 3454
    JAMESTOWN,NY14702     		  501(c)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,150
    CHAUTAUQUA SPORTS HALL OF FAME INC
    15 W THIRD ST
    JAMESTOWN,NY14701     		  501(c)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    CHAUTAUQUA STRIDERS
    101 E FOURTH ST
    JAMESTOWN,NY14701     		  501(C)(3) PROGRAM SUPPORT 80,000
    CHAUTAUQUA STRIDERS
    101 E FOURTH ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,000
    CHAUTAUQUA STRIDERS
    101 E FOURTH ST
    JAMESTOWN,NY14701     		  501(C)(3) AFTER-SCHOOLPROGRAM 15,000
    CHAUTAUQUA WATERSHED CONSERVANCY
    413 NORTH MAIN ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,200
    CITY OF JAMESTOWN
    MUNICIPAL BLDG
    JAMESTOWN,NY14701     		  501(C)(3) 2013 SUMMERPLAYGROUND PROGRAM 5,000
    COMMUNITY HELPING HANDS INC
    31 WATER STREET
    JAMESTOWN,NY14701     		  501(C)(3) EX. DIRECTOR DISCRETIONARYGRANT FOR CLN PROGRAM 250
    COMMUNITY MUSIC PROJECT
    715 FALCONER ST BLDG D
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,450
    CORNELL COOPERATIVE EXTENSION - CHAUT CO
    3542 TURNER ROAD
    JAMESTOWN,NY14701     		  501(C)(3) CHAUTAUQUA 4-HCLUB PROGRAMS 50,000
    CRECHE INC
    2334 FISHER HILL RD
    KENNEDY,NY14747     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 600
    DREAM IT DO IT WNY
    MTI 512 FALCONER STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,700
    FALCONER PUBLIC LIBRARY
    101 W MAIN ST
    FALCONER,NY14733     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 400
    FAMILY SERVICE OF THE CHAUT REGION
    332 E FOURTH ST
    JAMESTOWN,NY14701     		  501(C)(3) FURNANCE & A/CREPLACEMENT/UPGRADE 5,664
    FENTON HISTORY CENTER
    67 WASHINGTON ST
    JAMESTOWN,NY14701     		  501(C)(3) IMPROVEMENTFENTON CAMPUSPROJECT 26,155
    FENTON HISTORY CENTER
    67 WASHINGTON ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,200
    FIRST PRESBYTERIAN CHURCH- MINISTER'S FUND
    209 PRENDERGAST AVE
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    FRIENDS OF CHILD ADVOCACY PROGRAM
    405 W THIRD ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    GRANTMAKERS FORUM OF NEW YORK
    75 College Avenue
    ROCHESTER,NY14607     		  501(C)(3) 2013 MEMBERSHIPDUES 4,600
    GRANTMAKERS FORUM OF NEW YORK
    75 College Avenue
    ROCHESTER,NY14607     		  501(C)(3) E.D. DISC. GRANTFOR CONFERENCE 2,500
    HAZELTINE PUBLIC LIBRARY
    RD 3 BUSTI-SUGAR GROVE RD
    JAMESTOWN,NY14701     		  501(C)(3) GRANT FOR MATCHEX. DIRECTOR DISCRETIONARYFOR A BOOK GRANT 350
    HOSPICE CHAUTAUQUA COUNTY
    20 W FAIRMOUNT AVE
    LAKEWOOD,NY14750     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,300
    INFINITY PERFORMING ARTS PROGRAM INC
    115 E THIRD ST
    JAMESTOWN,NY14701     		  501(C)(3) CO-SER REGRANTPROGRAM 15,000
    INFINITY PERFORMING ARTS PROGRAM INC
    115 E THIRD ST
    JAMESTOWN,NY14701     		  501(C)(3) OPERATING &PROGRAM EXPENSES 40,000
    INFINITY PERFORMING ARTS PROGRAM INC
    115 E THIRD ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,500
    ROBERT H JACKSON CENTER
    305 E FOURTH ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 3,400
    JAMESTOWN AUDUBON SOCIETY
    RD5 RIVERSIDE RD
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,400
    JAMESTOWN BOYS & GIRLS CLUB
    62 ALLEN STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 800
    JAMESTOWN COMMUNITY COLLEGE FOUNDATION
    525 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) E.D. DISC. GRANT FORWARHOL EXHIBIT 2,500
    JAMESTOWN COMMUNITY COLLEGE FOUNDATION
    525 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,550
    JAMESTOWN COMMUNITY COLLEGE
    525 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) 3RD, FL. RENOVATIONS-NURSING PROGRAM 140,000
    JAMESTOWN COMMUNITY COLLEGE
    525 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) MULTI-YEARRTPI BLDG.MAINTENANCE 55,000
    JAMESTOWN COMMUNITY LEARNING COUNCIL
    C/O LINCOLN SCHOOL 301 FRONT ST
    JAMESTOWN,NY14701     		  501(C)(3) SUSTAIN JCLC 55,000
    JAMESTOWN CONCERT ASSOCIATION
    315 N MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) 2013/2014 CONCERT SERIES 8,000
    JAMESTOWN CONCERT ASSOCIATION
    315 N MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 650
    JAMESTOWN PUBLIC SCHOOLS
    197 MARTIN ROAD
    JAMESTOWN,NY14701     		  501(C)(3) PROJECT SAFARI 20,000
    JAMESTOWN RENAISSANCE CORPORATION
    119-21 W THIRD STREET
    JAMESTOWN,NY14701     		  501(C)(3) OPERATINGSUPPORT 20,000
    JAMESTOWN RENAISSANCE CORPORATION
    119-21 W THIRD STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    JUNIOR ACHIEVEMENT OF WNY INC
    181 FRANKLIN ST
    BUFFALO,NY14202     		  501(C)(3) JA PROGRAMS INSOUTHERN CHAUTAUQUA COUNTY 18,000
    KIDNEY CONNECTION INC
    57 WESTMINSTER DR WE
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 250
    LAKE CHAUTAUQUA LUTHERAN CENTER
    385 S MAIN ST
    JAMESTOWN,NY14701     		  501(C)(3) PROTECTIONWATERSHEDINITIATIVE 15,000
    LAKEWOOD MEMORIAL LIBRARY
    12 W SUMIT ST
    LAKEWOOD,NY14750     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    LAWSON BOATING HERITAGE CENTER
    73 LAKESIDE DR
    BEMUS POINT,NY14712     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    LOVE INC
    GATEWAY CENTER 31 WATER ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 250
    LUCILLE BALL LITTLE THEATRE OF JAMESTOWN
    18-24 E SECOND ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    LUTHERAN SOCIAL SERVICES FOUNDATION
    715 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 200
    LUTHERAN SOCIAL SERVICES OF UPSTATE NY
    715 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) INTERGENERATIONALSUZUKI PROGRAM 12,050
    LUTHERAN SOCIAL SERVICES FOUNDATION
    715 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    MEALS ON WHEELS OF THE JAMESTOWN AREA
    PO BOX 56
    JAMESTOWN,NY147020056     		  501(C)(3) VEHICLE REPLACEMENTPROJECT 22,500
    MEALS ON WHEELS OF THE JAMESTOWN AREA
    PO BOX 56
    JAMESTOWN,NY14701     		  501(C)(3) OPERATINGSUPPORT 18,000
    MEALS ON WHEELS OF THE JAMESTOWN AREA
    PO BOX 56
    JAMESTOWN,NY147020056     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 900
    ONE HUNDRED MEMBER CLUB INC
    PO BOX 704
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    JAMES PRENDERGAST LIBRARY ASSOCIATION
    509 CHERRY ST
    JAMESTOWN,NY14701     		  501(C)(3) BOOKS & LIBRARYMATERIALS GRANT 90,000
    JAMES PRENDERGAST LIBRARY ASSOCIATION
    509 CHERRY ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 6,050
    REG LENNA CIVIC CENTER
    116 EAST THIRD STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 4,250
    ROGER TORY PETERSON INSTITUTE
    311 CURTIS STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 3,500
    ROGER TORY PETERSON INSTITUTE
    311 CURTIS STREET
    JAMESTOWN,NY14701     		  501(C)(3) RESTRUCTURING.INST.ADVANCEMENT 40,000
    SAINT SUSAN CENTER
    PO BOX 1276
    JAMESTOWN,NY147021276     		  501(C)(3) 2013 OPERATING EXPENSES 25,000
    SAINT SUSAN CENTER
    PO BOX 1276
    JAMESTOWN,NY147021276     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 4,900
    SHERMAN HISTORICAL SOCIETY
    PO BOX 132
    SHERMAN,NY14781     		  501(C)(3) RESTORATION OFYORKER MUSEUM 10,125
    SINCLAIRVILLE 76ERS
    PO BOX 426
    SINCLAIRVILLE,NY14782     		  501(C)(3) GRANT FOREX. DIRECTOR DISCRETIONARYDELIVERY VAN 2,000
    ST PAUL'S OUTREACH CENTER
    99 S ERIE ST
    MAYVILLE,NY14757     		  501(C)(3) WEATHERIZATIONPROJECT 5,300
    THE RELIEF ZONE INC
    5 FREW RUN ROAD
    FREWSBURG,NY14738     		  501(C)(3) OPERATING &PROGRAM EXPENSES 22,000
    THE RELIEF ZONE INC
    5 FREW RUN ROAD
    FREWSBURG,NY14738     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    THE SALVATION ARMY
    83 SOUTH MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 6,850
    UNION GOSPEL MISSION INC
    PO BOX 297
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    UNITED WAY OF SOUTHERN CHAUTAUQUA CO
    413 NORTH MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 8,200
    UNITED WAY OF SOUTHERN CHAUTAUQUA CO
    413 NORTH MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) ANNUAL FUNDDRIVE - 2013 150,000
    UNITED WAY OF SOUTHERN CHAUTAUQUA CO
    413 NORTH MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) LEADERSHIPE.D. DISC. GRANT-FORUM 2,500
    WNED
    HORIZONS PLAZA 140 LOWER TERRACE
    BUFFALO,NY14202     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 2,000
    WCA HOSPITAL FOUNDATION
    207 FOOTE AVENUE
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    WCA HOSPITAL
    207 FOOTE AVENUE
    JAMESTOWN,NY14701     		  501(C)(3) FUTURE OF SURGERYAT WCA 250,000
    WCA HOSPITAL
    207 FOOTE AVENUE
    JAMESTOWN,NY14701     		  501(C)(3) FUTURE OF SURGERYAT WCA-CHALLENGE 132,780
    WCA HOSPITAL
    207 FOOTE AVENUE
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 4,200
    WCA HOSPITAL
    207 FOOTE AVENUE
    JAMESTOWN,NY14701     		  501(C)(3) E.D. PROJECTCHALLENGE GRANT 33,850
    WORKFORCE INVESTMENT BOARD
    23 EAST THIRD STREET
    JAMESTOWN,NY14701     		  501(C)(3) HEALTHCARE TALENTPIPELINE INITIATIVE 26,625
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 3,500
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) CAMP ONYAHSASCHOLARSHIPS 25,000
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) CAMP ONYAHSASHELDON HALL 8,000
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) AFTER-SCHOOLEASTSIDE Y OPERATIONS/TEEN CENTER 156,000
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) TEEN CENTER 25,000
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) E.D. DISC. GRANT FORYCAMP-JNP 2,500
    YWCA OF JAMESTOWN
    401 NORTH MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) TEAM CHILDCARE PROGRAM 25,000
    YWCA OF JAMESTOWN
    401 NORTH MAIN STREET
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 1,000
    YWCA OF WESTFIELD
    58 PORTGAGE ST
    WESTFIELD,NY14787     		  501(C)(3) DIRECTORS/STAFFUNRESTRICTED GRANT 500
    Total .................................bullet 3a 2,045,441
    bApproved for future payment
    CHAUTAUQUA REGIONAL YOUTH BALLET
    9 1/2 FALCONER ST
    JAMESTOWN,NY14701     		  501(C)(3) DIRECTORHONORARIUM 3,000
    CORNELL COOPERATIVE EXTENSION CHAUT CO
    3542 TURNER ROAD
    JAMESTOWN,NY14701     		  501(C)(3) CHAUT. CO. 4-4CLUB PROGRAMMING 50,000
    JAMESTOWN CONCERT ASSOCIATION
    315 N MAIN ST
    JAMESTOWN,NY14701     		  501(C)(3) 2014-2015CONCERT SERIES 8,000
    JAMESTOWN COMMUNITY COLLEGE
    525 FALCONER STREET
    JAMESTOWN,NY14701     		  501(C)(3) 3RD FLOORRENOVATIONS FOR THENURSING PROGRAM 160,000
    JAMESTOWN PUBLIC SCHOOLS
    197 MARTIN ROAD
    JAMESTOWN,NY14701     		  501(C)(3) PROJECT SAFARI 20,000
    YMCA OF JAMESTOWN
    101 EAST FOURTH STREET
    JAMESTOWN,NY14701     		  501(C)(3) TEEN CENTERPROGRAM 25,000
    Total .................................bullet 3b 266,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 1,745  
    4 Dividends and interest from securities....     14 269,194  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 453,740  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aMISCELLANEOUS INCOME         2,201
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   724,679 2,201
    13Total. Add line 12, columns (b), (d), and (e)..................
    13726,880
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11A CLASS ACTION LAWSUIT REVENUE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  
    Part VI Line 7 - Tax Paid Original Return: 9600


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    RALPH C SHELDON FOUNDATION INC
     
    Employer identification number

    16-6030502
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    RALPH C SHELDON FOUNDATION INC
          		Employer identification number

    16-6030502
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ISABELLA M SHELDON TRUST UA 6848
     

       
    C/O JP MORGAN SERVICES 1 CHASE SQUA
     
    ROCHESTER, NY14623

    		$1,742,006


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    RALPH C SHELDON FOUNDATION INC
          		Employer identification number

    16-6030502
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    RALPH C SHELDON FOUNDATION INC
          		Employer identification number

    16-6030502
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BAHGAT & LAURITO-BAHGAT, CPAS ACCOUNTING 8,500 4,250   4,250

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    TYPEWRITER 1986-11-25 940 940 SL 5.00        
    FILE 1995-06-01 202 202 SL 5.00        
    ALARM SYSTEM 1998-06-01 660 660 SL 5.00        
    PAPER SHREDDER 2000-06-01 296 296 SL 5.00        
    OKIFAX MODEL 4580 FAX MACHINE 2003-10-03 699 699 SL 7.00        
    FIREPROOF CABINET 2005-06-23 1,035 1,035 SL 5.00        
    SPARTAN SMY15WL NOTEBOOK COMPUTER 2007-03-06 1,879 1,879 SL 5.00        
    FURNITURE & FIXTURES 2011-04-01 36,179 7,752 SL 7.00 5,169      
    NEW OFFICE RENOVATIONS 2011-04-01 19,449 2,917 SL 10.00 1,945      
    LEASEHOLD IMPROVEMENTS 2011-04-01 50,500 7,200 SL 10.00 4,800      
    ADDING MACHINE 1996-06-01 66 66 SL 5.00        
    FRAMING 1996-06-01 103 103 SL 5.00        

    TY 2013 DistributionFromCorpusElection
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Election:
    PURSUANT TO CODE SEC. 4942(H)(2) AND REG. 3.4942(A)-3(D)(2), RALPH C. SHELDON FOUNDATION INC. ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS COMING FROM CORPUS. BARCLAY O. WELLMAN, PRESIDENT

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    357.7850 SHS VANGUARD EXPLORER FUND         27,852 21,082     6,770  
    186.6190 SHS VANGUARD MID-CAP INDEX FUND         20,000 10,404     9,596  
    267.0960 SHS VANGUARD EQUITY INCOME FUND         14,100 11,327     2,773  
    195.0870 SHS VANGUARD 500 INDEX FUND         26,725 18,878     7,847  
    1,216.4790 SHS VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND         31,300 19,737     11,563  
    279.8140 SHS VANGUARD GROWTH AND INCOME FUND         14,430 11,627     2,803  
    678.7400 SHS VANGUARD INTERNATIONAL GROWTH FUND         43,100 33,106     9,994  
    HUNTINGTON SHORT-TERM SECURITIES         883,905 853,895     30,010  
    HUNTINGTON LONG-TERM SECURITIES         908,925 703,135     205,790  
    HUNTINGTON SHORT-TERM CAPITAL GAINS DIVIDENDS         10,189       10,189  
    HUNTINGTON LONG-TERM CAPITAL GAINS DIVIDENDS         55,146       55,146  
    VANGUARD SHORT-TERM CAPITAL GAINS DIVIDENDS         10,624       10,624  
    VANGUARD LONG-TERM CAPITAL GAINS DIVIDENDS         90,635       90,635  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Name of Bond End of Year Book Value End of Year Fair Market Value
    142,406.120 SHS INTERMEDIATE-TERM BOND INDEX FUND VANGUARD 1,535,032 1,583,429
    35,000 SHS AMERICAN EXPRESS CREDIT CO SERIES 36,756 36,571
    55,134.944 SHS MANNING & NAPIER CORE PLUS BOND SERIES 597,601 587,187
    11,535.209 SHS MANNING & NAPIER GLOBAL FIXED INCOME SERIES - CLASS S 115,214 114,429
    11,230.647 SHS MANNING & NAPIER HIGH YIELD BOND SERIES - CLASS S 116,408 119,494

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Name of Stock End of Year Book Value End of Year Fair Market Value
    16,367.984 SHS EQUITY INCOME FUND VANGUARD 701,973 1,021,035
    5,986.598 SHS EXPLORER FUND VANGUARD 372,369 575,611
    16,309.028 SHS GROWTH AND INCOME FUND VANGUARD 677,654 1,052,748
    30,126.043 SHS INFLATION-PROTECT SEC ADM VANGUARD 762,555 767,310
    12,280.769 SHS 500 INDEX FUND VANGUARD 1,195,964 2,092,152
    9,237.248 SHS INTERNATIONAL GROWTH FUND VANGUARD 455,297 685,589
    3,926.406 SHS MID-CAP INDEX FUND VANGUARD 218,897 534,737
    10,436.342 SHS PRECIOUS METALS & MINING VANGUARD 220,983 107,912
    3,489.699 SHS REIT INDEX FUND VANGUARD 162,464 319,587
    22,797.469 SHS TOTAL INTERNATIONAL STOCK INDEX FUND VANGUARD 369,879 638,557
    120 SHS ALEXANDRIA REAL ESTATE EQUITIES 7,741 7,634
    390 SHS BIOMED REALTY TRUST INC 6,944 7,067
    310 SHS CORPORATE OFFICE PROPERTIES 7,705 7,344
    120 SHS DIGITAL REALTY 6,682 5,894
    350 SHS DUPONT FABROS TECHNOLOGY 7,921 8,649
    360 SHS MCGRAW-HILL FINANCIAL, INC 19,437 28,152
    300 SHS BECTON DICKINSON 21,927 33,147
    1000 SHS CERNER CORP 28,548 55,740
    460 SHS JOHNSON & JOHNSON 31,732 42,131
    160 SHS TELEFLEX INC 12,367 15,018
    820 SHS QIAGEN NV 13,304 19,524
    2800 SHS AMBEV SA-ADR 19,013 20,580
    323 SHS KRAFT FOODS GROUP INC 10,063 17,413
    1560 SHS UNILEVER PLC SPONSORED ADR 51,632 64,272
    570 SHS ACCOR SA 16,888 26,694
    860 SHS NESTLE SA CHAN ET VEVEY/CHF/ 57,060 63,355
    900 SHS IMPERIAL TOBACCO GROUP PLC 31,460 34,774
    230 SHS D.R. HORTON 4,707 5,134
    370 SHS WALT DISNEY CO 11,542 28,268
    950 SHS DIRECTV 44,505 65,607
    480 SHS LULULEMON ATHLETICA INC 31,130 28,334
    170 SHS NEXSTAR BROADCASTING GROUP 6,667 9,474
    580 SHS REALOGY HOLDINGS CORPORATION 25,279 28,693
    440 SHS SINCLAIR BROADCAST GROUP 13,129 15,721
    1080 SHS STARZ SERIES A 24,207 31,579
    860 SHS TIME WARNER INC 26,427 59,959
    210 SHS TRIBUNE CO/NEW 12,942 16,254
    1640 SHS TWENTY-FIRST CENTURY FOX INC 34,773 57,679
    810 SHS VIACOM INC CLASS B 45,687 70,745
    290 SHS YUM BRANDS INC 19,582 21,927
    410 ANHEUSER-BUSCH INBEV NV 35,986 43,499
    90 SHS APPLE INC 37,761 50,492
    3,860 SHS EMC CORP/MASS 80,664 97,079
    710 SHS EBAY INC 35,929 38,954
    3,040 SHS ELECTRONIC ARTS INC 52,867 69,738
    40 SHS GOOGLE INC - CL A 18,315 44,828
    3,580 JUNIPER NETWORKS INC 68,616 80,801
    870 SHS QUALCOMM INC W 1 RT P/S EXP 53,872 64,598
    750 SHS VERIFONE SYSTEMS INC 18,599 20,115
    650 SHS C.H. ROBINSON WORLDWIDE INC NEW COMMON 35,375 37,928
    360 SHS CATERPILLAR INC 30,014 32,692
    1560 SHS GENERAL ELECTRIC CO 37,238 43,727
    350 SHS JOY GLOBAL INC 18,920 20,472
    60 SHS SYNGENTA AG-REG 18,219 24,043
    120 SHS APACHE CORP 11,094 10,313
    640 SHS BAKER HUGHES INC 26,899 35,366
    770 SHS CAMERON INTERNATIONAL CORP W/1 RT P/S EXP 10/31/2017 43,862 45,838
    110 SHS EOG RESOURCES INC 11,592 18,462
    1,860 SHS HESS CORP 95,713 154,380
    1210 SHS PEABODY ENERGY CORP W/1 RT/SH 23,304 23,631
    290 SHS RANGE RESOURCES CORP 17,661 24,450
    450 SHS SCHLUMBERGER LTD 29,732 40,550
    2,110 SHS WEATHERFORD INTL LTD 39,796 32,684
    7010 SHS ALCOA INC 61,703 74,516
    370 SHS MONSANTO CO 23,447 43,124
    9,430.616 SHS MANNING AND NAPIER SMALL CAP SERIES 72,515 114,582
    6,794.904 SHS MANNING & NAPIER TECHNOLOGY SERIES 67,532 97,031
    15,739.507 SHS MANNING & NAPIER INTERNATIONAL SERIES - CLASS S 137,350 155,979
    7,895.674 SHS MANNING & NAPIER WORLD OPPORTUNITIES SERIES - CLASS A 64,513 71,456
    6,814.357 SHS MANNING & NAPIER LIFE SCIENCES SERIES 75,450 87,769
    4,068.535 MANNING & NAPIER EMERGING MARKET SERIES 41,357 46,381
    3,693.023 SHS MANNING & NAPIER INFLATION FOCUS EQUITY FUND 37,380 44,242
    7,147.908 SHS MANNING & NAPIER REAL ESTATE SERIES - CLASS S 80,481 95,210

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    US Government Securities - End of Year Book Value:

    318,859
    US Government Securities - End of Year Fair Market Value:

    312,002
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 LandEtcSchedule2
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    TYPEWRITER 940 940    
    FILE 202 202    
    ALARM SYSTEM 660 660    
    OKIFAX MODEL 4580 FAX MACHINE 699 699    
    FIREPROOF CABINET 1,035 1,035    
    FURNITURE & FIXTURES 36,179 12,921 23,258  
    ARTWORK 2,500   2,500  
    NEW OFFICE RENOVATIONS 19,449 4,862 14,587  
    LEASEHOLD IMPROVEMENTS 48,000 12,000 36,000  


    TY 2013 OtherExpensesSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES & SUBSCRIPTIONS 1,624 812   812
    INSURANCE 4,100 2,050   2,050
    MISCELLANEOUS 600 300   300
    POSTAGE & SUPPLIES 660 330   330
    REPAIRS & MAINTENANCE 1,345 673   672
    PUBLIC RELATIONS 3,261 3,131   3,130
    OFFICE EXPENSE 1,596 798   798


    TY 2013 OtherIncomeSchedule2
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SETTLEMENT INCOME 2,201 2,201  


    TY 2013 OtherLiabilitiesSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Description Beginning of Year - Book Value End of Year - Book Value
    TAXES WITHHELD/PAYABLE 4,309  
    TAXES WITHHELD/PAYABLE 4,309  


    TY 2013 OtherLiabilitiesSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Description Beginning of Year - Book Value End of Year - Book Value
    TAXES WITHHELD/PAYABLE 4,309  
    TAXES WITHHELD/PAYABLE 4,309  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES INVESTMENT MANAGEMENT FEES 25,832 25,832    


    TY 2013 TaxesSchedule
    Name:
    RALPH C SHELDON FOUNDATION INC
    EIN: 16-6030502
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS ANNUAL FEE 775      
    PAYROLL TAXES 10,228 5,114   5,114
    FOREIGN TAX ON INVESTMENTS 1,068 1,068    
    FEDERAL EXCISE TAX 14,617 14,617