TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
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Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
ROSENSTEIN FAMILY CHARITABLE FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)C/O ROBERT ROSENSTEIN 343 WALLERAVENUERoom/suite

City or town, state or province, country, and ZIP or foreign postal code
LEXINGTON, KY40504

A Employer identification number

61-1316211

B Telephone number (see instructions)

(859) 225-8800

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,687,404J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	67,840
2	Check
3	Interest on savings and temporary cash investments	13,023		13,023
4	Dividends and interest from securities......	20,772		20,772
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		93,439
b	Gross sales price for all assets on line 6a 2,002,629
7	Capital gain net income (from Part IV, line 2)...			93,439
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		9,767	9,767
12	Total. Add lines 1 through 11........	204,841		137,001
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)		3,573	353	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		15,799	10,774	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	19,372		11,127	0
25	Contributions, gifts, grants paid........	63,703			63,703
26	Total expenses and disbursements. Add lines 24 and 25	83,075		11,127	63,703
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	121,766
b	Net investment income (if negative, enter -0-)			125,874
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........		181,064	106,641	106,641
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........		1,268,436	1,464,625	1,580,763
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		1,449,500	1,571,266	1,687,404
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........		0	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		0	0
	28	Paid-in or capital surplus, or land, bldg., and equipment fund		0	0
	29	Retained earnings, accumulated income, endowment, or other funds		1,449,500	1,571,266
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		1,449,500	1,571,266
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		1,449,500	1,571,266

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	1,449,500
2	Enter amount from Part I, line 27a.....................	2	121,766
3	Other increases not included in line 2 (itemize)	3	0
4	Add lines 1, 2, and 3..........................	4	1,571,266
5	Decreases not included in line 2 (itemize)	5	0
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	1,571,266

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	BEAR STEARNS COS INC SR NT 6.400% 10/02 /17 B/E DTD 10/02/07 FIRST IN - 3,00	P	2012-09-18	2013-04-25
b	BEAR STEARNS COS INC SR NT 6.400% 10/02 /17 B/E DTD 10/02/07 FIRST IN FIRST	P	2012-09-18	2013-07-17
c	CITIGROUP INC GLOBAL SR NT 5.500% 04/11 /13 B/E DTD 04/11/08 FIRST IN FIRST	P	2012-03-16	2013-01-11
d	CITIGROUP INC FIXED RT NT 4.450% 01/10/17 B/E DTD 01/10/12 12 FIRST IN FIRST	P	2013-01-11	2013-04-25
e	CITIGROUP INC FIXED RT NT 4.450% 01/10/17 B/E DTD 01/10/12 12 FIRST IN FIRST	P	2013-01-11	2013-04-26
	ORIGINAL COST BASIS: 6,631.65 FIRST IN FIRST OUT - 5,000 SHS	P	2013-01-11	2013-07-17
	COUNTRYWIDE FINL COR P SUB NT 6.250% 05/15/16 B/E DTD 05/16/ FIRST IN - 8,00	P	2013-01-11	2013-07-17
	DELL INC NT 5.650% 04/15/18 B/E DTD 04/17/08 FIRST IN FIRST OUT - 8,000 SHS	P	2012-11-02	2013-01-15
	FORD MTR CR CO FIXED RT GLOBAL NT 8.125 01/15/20 B/E DTD 1 FIRST IN FIRST OU	P	2013-04-29	2013-07-17
	FORD MTR CR CO FIXED RT NTS 6.625% 08/1 5/17 B/E DTD 08/04/1 FIRST IN FIRST	P	2012-09-18	2013-07-17
	GENWORTH FINL INC SR NT 6.515% 05/22/18 B/E DTD 05/22/08 CL FIRST IN FIRST O	P	2013-01-18	2013-04-25
	GENWORTH FINL INC SR NT 6.515% 05/22/18 B/E DTD 05/22/08 CL FIRST IN FIRST O	P	2013-01-18	2013-06-20
	GOLDMAN SACHS GROUP INC SR GLOBAL NT 5. 950% 01/18/18 B/E FIRST IN - 3,000 S	P	2013-01-18	2013-04-25
	GOLDMAN SACHS GROUP INC SR GLOBAL NT 5. 950% 01/18/18 B/E FIRST IN FIRST OUT	P	2013-01-18	2013-07-17
	GOLDMAN SACHS GROUP INC FIXED RT NT 3.6 25% 02/07/16 B/E DTD FIRST IN FIRST	P	2012-04-04	2013-01-18
	HUSKY ENERGY INC NTS ISIN#US448055AF08 7.250% 12/15/19 B/E FIRST IN FIRST OU	P	2012-09-14	2013-04-26
	HUSKY ENERGY INC NTS ISIN#US448055AF08 7.250% 12/15/19 B/E FIRST IN FIRST OU	P	2012-09-14	2013-07-17
	INGRAM MICRO INC NT 5.000% 08/10/22 B/E DTD 08/10/12 CLB I FIRST IN - 3,000	P	2012-10-19	2013-04-25
	INGRAM MICRO INC NT 5.000% 08/10/22 B/E DTD 08/10/12 CLB I FIRST IN - 3,000	P	2012-10-19	2013-06-26
	JEFFERIES GROUP INC NEW FIXED RT SENIOR NOTES 8.500% 07/15/ FIRST IN FIRST O	P	2013-04-26	2013-07-17
	KLA-TENCOR CORP SR N T 6.900% 05/01/18 B /E DTD 05/02/08 FIRST IN FIRST OUT	P	2013-03-01	2013-04-25
	KLA-TENCOR CORP SR N T 6.900% 05/01/18 B /E DTD 05/02/08 FIRST IN FIRST OUT	P	2013-03-01	2013-07-17
	MERRILL LYNCH CO I NC MEDIUM TERM NTS M ED TERM NT SER C FIRST IN FIRST OUT	P	2012-03-30	2013-01-11
	MORGAN STANLEY FIXED RT GLOBAL NTS SR F 5.450% 01/09/17 B/E FIRST IN - 3,000	P	2013-01-31	2013-04-25
	MORGAN STANLEY FIXED RT GLOBAL NTS SR F 5.450% 01/09/17 B/E FIRST IN - 3,000	P	2013-01-31	2013-07-17
	MORGAN STANLEY GLOBA L MED TERM NTS SER F 6.000% 04/28/15 FIRST IN FIRST OUT	P	2012-08-29	2013-04-25
	MORGAN STANLEY GLOBA L MED TERM NTS SER F 6.000% 04/28/15 FIRST IN FIRST OUT	P	2012-08-29	2013-07-17
	PRUDENTIAL FINL INC MEDIUM TERM NTS FIXE D RATE 4.750% 09/17 FIRST IN FIRST	P	2012-08-23	2013-04-26
	PRUDENTIAL FINL INC MEDIUM TERM NTS FIXE D RATE 4.750% 09/17 FIRST IN FIRST	P	2012-08-23	2013-07-17
	TRANSOCEAN INC GTD S R NT 4.950% 11/15/1 5 B/E DTD 09/21/10 C FIRST IN - 3,0	P	2012-10-22	2013-04-26
	TRANSOCEAN INC GTD S R NT 4.950% 11/15/1 5 B/E DTD 09/21/10 C FIRST IN - 3,0	P	2012-10-22	2013-07-17
	UNITED STATES TREAS BDS 7.500% 11/15/16 B/E DTD 11/15/86 FIRST IN FIRST OUT	P	2012-03-20	2013-03-20
	UNITED STATES TREAS BDS 7.500% 11/15/16 B/E DTD 11/15/86 FIRST IN FIRST OUT	P	2012-11-27	2013-07-17
	UNITED STATES TREAS BDS 7.500% 11/15/16 B/E DTD 11/15/86 FIRST IN FIRST OUT	P	2012-11-29	2013-07-17
	UNITED STATES TREAS BDS 7.500% 11/15/16 B/E DTD 11/15/86 FIRST IN FIRST OUT	P	2013-06-26	2013-07-17
	UNITED STATES TREAS BDS 9.125% 05/15/18 B/E DTD 05/15/88 FIRST IN - 4,000 SH	P	2013-04-16	2013-04-25
	UNITED STATES TREAS BDS 9.125% 05/15/18 B/E DTD 05/15/88 FIRST IN - 4,000 SH	P	2013-04-16	2013-07-17
	UNITED STATES TREAS BDS 9.000% 11/15/18 B/E DTD 11/15/88 FIRST IN FIRST OUT	P	2012-12-28	2013-03-01
	UNITED STATES TREAS BDS 9.000% 11/15/18 B/E DTD 11/15/88 FIRST IN FIRST OUT	P	2012-12-28	2013-04-25
	UNITED STATES TREAS BDS 9.000% 11/15/18 B/E DTD 11/15/88 FIRST IN FIRST OUT	P	2012-12-28	2013-04-30
	UNITED STATES TREAS NTS 3.625% 02/15/21 B/E DTD 02/15/11 FIRST IN FIRST OUT	P	2013-03-20	2013-04-16
	UNITED STATES TREAS NTS 1.375% 09/30/18 B/E DTD 09/30/11 FIRST IN FIRST OUT	P	2012-04-09	2013-01-31
	UNITED STATES TREAS NTS 1.625% 08/15/22 B/E DTD 08/15/12 FIRST IN - 6,000 SH	P	2012-10-16	2013-04-25
	UNITED STATES TREAS NTS 1.625% 08/15/22 B/E DTD 08/15/12 FIRST IN - 6,000 SH	P	2012-10-16	2013-06-26
	UNITED STATES TREAS NTS 1.625% 08/15/22 B/E DTD 08/15/12 FIRST IN FIRST OUT	P	2013-04-30	2013-07-17
	UNITED STATES TREAS NTS 1.750% 05/15/23 B/E DTD 05/15/13 FIRST IN FIRST OUT	P	2013-06-20	2013-07-17
	VERIZON COMMUNICATIO NS INC NT 8.750% 11 /01/18 B/E DTD 11/04 FIRST IN FIRST	P	2013-01-15	2013-07-17
	AT&T INC GLOBAL NOTE S FIXED RT 2.500% 0 8/15/15 B/E DTD 07/3 FIRST IN - 3,0	P	2012-03-26	2013-04-25
	AT&T INC GLOBAL NOTE S FIXED RT 2.500% 0 8/15/15 B/E DTD 07/3 FIRST IN FIRST	P	2012-03-26	2013-07-17
	AMERICAN EXPRESS CR CORP MEDIUM TERM NTS MEDIUM TRM SR FIRST IN FIRST OUT -	P	2012-03-29	2013-04-25
	AMERICAN EXPRESS CR CORP MEDIUM TERM NTS MEDIUM TRM SR FIRST IN FIRST OUT -	P	2012-03-29	2013-04-29
	ANHEUSER BUSCH INBEV WORLDWIDE INC GTD N T 5.375% 01/15/20 FIRST IN FIRST OU	P	2012-03-15	2013-04-25
	ANHEUSER BUSCH INBEV WORLDWIDE INC GTD N T 5.375% 01/15/20 FIRST IN FIRST OU	P	2012-03-15	2013-07-17
	COUNTRYWIDE FINE COR P SUB NT 6.250% 05/15/16 B/E DTD 05/16/ FIRST IN - 6,00	P	2012-04-12	2013-04-25
	COUNTRYWIDE FINL COR P SUB NT 6.250% 05/ 15/16 B/E DTD 05/16/ FIRST IN FIRST	P	2012-04-12	2013-07-17
	GENERAL ELEC CAP COR P MEDIUM TERM NTS MT N 5.625% 05/01/18 FIRST IN FIRST O	P	2012-03-22	2013-04-25
	GENERAL ELEC CAP COR P MEDIUM TERM NTS MT N 5.625% 05/01/18 FIRST IN FIRST O	P	2012-03-22	2013-07-17
	INTERNATIONAL BUSINE SS MACHS CORP NT 5. 700% 09/14/17 B/E FIRST IN FIRST OU	P	2012-04-10	2013-04-25
	INTERNATIONAL BUSINE SS MACHS CORP NT 5. 700% 09/14/17 B/E FIRST IN FIRST OU	P	2012-04-10	2013-07-17
	OMNICOM GROUP INC GT D SR NTS 5.900% 04/15/16 B/E DTD 03/29/ FIRST IN - 5,00	P	2012-04-17	2013-04-25
	OMNICOM GROUP INC GT D SR NTS 5.900% 04/15/16 B/E DTD 03/29/ FIRST IN FIRST	P	2012-04-17	2013-07-17
	OMNICOM GROUP INC GT D SR NTS 5.900% 04/15/16 B/E DTD 03/29/ FIRST IN FIRST	P	2012-04-20	2013-07-17
	TELEFONICA EMISIONES S A U GTD SR NT 4. 949% 01/15/15 B/E EDT DT FIRST IN FI	P	2012-04-20	2013-04-25
	TELEFONICA EMISIONES S A U GTD SR NT 4. 949% 01/15/15 B/E EDT DT FIRST IN FI	P	2012-04-20	2013-07-17
	UNITED STATES TREAS BDS 7.500% 11/15/16 B/E DTD 11/15/86 FIRST IN - 16,000 S	P	2012-03-20	2013-04-25
	UNITED STATES TREAS BDS 7.500% 11/15/16 B/E DTD 11/15/86 FIRST IN - 16,000 S	P	2012-03-20	2013-07-17
	UNITED STATES TREAS NTS 3.375% 11/15/19 B/E DTD 11/15/09 FIRST IN FIRST OUT	P	2012-03-30	2013-04-25
	UNITED STATES TREAS NTS 3.375% 11/15/19 B/E DTD 11/15/09 FIRST IN FIRST OUT	P	2012-03-30	2013-07-17
	VERIZON COMMUNICATIO NS INC NT 8.750% 11 /01/18 B/E DTD 11/04 FIRST IN FIRST	P	2012-04-17	2013-04-25
	VERIZON COMMUNICATIO NS INC NT 8.750% 11 /01/18 B/E DTD 11/04 FIRST IN FIRST	P	2012-04-17	2013-07-17
	WAL MART STORES INC NTS 5.800% 02/15/18 B/E DTD 08/24/07 FIRST IN FIRST OUT	P	2012-04-12	2013-04-25
	WAL MART STORES INC NTS 5.800% 02/15/18 B/E DTD 08/24/07 FIRST IN FIRST OUT	P	2012-04-12	2013-07-17
	ROWAN COMPANIES PLC SHS CLASS A ISIN#GB0 0B6SLMV12 FIRST IN FIRST OUT - 20 S	P	2012-08-29	2013-01-16
	ADT CORP COM VERSUS PURCHASE - 17 SHS	P	2012-11-09	2013-01-16
	ACTIVISION BLIZZARD INC COM FIRST IN FIRST OUT - 65 SHS	P	2012-10-24	2013-01-16
	APACHE CORP COM FIRST IN FIRST OUT	P	2012-02-03	2013-01-16
	AUTOMATIC DATA PROCE SSING INC COM FIRST IN FIRST OUT - 13 SHS	P	2012-03-07	2013-01-16
	BARCLAYS BK PLC IPAT H INDEX LKD TO DOW J ONES UBS COMMODITY FIRST IN - 33 S	P	2013-02-20	2013-04-17
	BARCLAYS BK PLC IPAT H INDEX LKD TO DOW J ONES UBS COMMODITY FIRST IN - 40 S	P	2013-02-20	2013-06-04
	BARCLAYS BK PLC IPAT H INDEX LKD TO DOW J ONES UBS COMMODITY FIRST IN - 27 S	P	2013-02-20	2013-07-17
	BARCLAYS BK PLC IPAT H CAP US TR EAS FLATTENER ETN	P	2012-11-08	2013-01-03
	CIGNA CORP COM	P	2012-08-30	2013-01-16
	CITIGROUP IN COM	P	2012-02-27	2013-01-16
	EATON VANCE TAX MANA GE BUY WRITE	P	2013-01-16	2013-02-19
	HARTFORD FINL SVCS GROUP INC COM	P	2012-10-24	2013-01-08
	ILLUMINA INC	P	2012-06-22	2013-01-16
	ISHARES GOLD TR	P	2013-02-20	2013-04-17
	ISHARES GOLD TR	P	2013-02-20	2013-07-17
	ISHARES INC MSCI EMU INDEX FD FIRST IN FIRST OUT - 2 SHS	P	2012-08-14	2013-02-20
	ISHARES INC MSCI EMU INDEX FD FIRST IN FIRST OUT - 17 SHS	P	2012-08-14	2013-06-04
	ISHARES INC MSCI EMU INDEX FD FIRST IN FIRST OUT - 89 SHS	P	2012-08-14	2013-07-17
	ISHARES INC MSCI SOU TH KOREA CAPPED ETF FIRST IN FIRST OUT - 4 SHS	P	2013-04-17	2013-07-17
	ISHARES INC MSCI SOU TH KOREA CAPPED ETF FIRST IN FIRST OUT - 16 SHS	P	2013-06-04	2013-07-17
	ISHARES TR IBOXX USD INVT GRADE CORP BD ETF FIRST IN FIRST OUT - 2 SHS	P	2013-01-16	2013-07-17
	ISHARES TR IBOXX USD INVT GRADE CORP BD ETF FIRST IN FIRST OUT - 16 SHS	P	2013-06-04	2013-07-17
	ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF FIRST IN FIRST OUT - 2 SHS	P	2013-01-16	2013-07-17
	ISHARES TR IBOXX H IGH YIELD CORP BD FD FIRST IN - 27 SHS	P	2013-01-03	2013-02-20
	ISHARES TR MBS ETF FIRST IN FIRST OUT - 7 SHS	P	2013-01-16	2013-07-17
	ISHARES TR MBS ETF FIRST IN FIRST OUT - 7 SHS	P	2013-03-15	2013-07-17
	ISHARES TR MBS ETF FIRST IN FIRST OUT - 4 SHS	P	2013-06-04	2013-07-17
	ISHARES TR 3-7 YR TR EAS BD ETF FIRST IN FIRST OUT - 2 SHS	P	2013-01-16	2013-07-17
	ISHARES TR 3-7 YR TR EAS BD ETF FIRST IN FIRST OUT - 38 SHS	P	2013-02-20	2013-07-17
	ISHARES TR HIGH DIVI D ETF FIRST IN FIRST OUT - 4 SHS	P	2013-01-16	2013-07-17
	ISHARES TR HIGH DIVI D ETF FIRST IN FIRST OUT - 7 SHS	P	2013-06-04	2013-07-17
	JPMORGAN CHASE CO ALERIAN MLP INDEX ET N BASED ON WAP FIRST IN - 4 SHS	P	2012-06-06	2013-04-17
	JPMORGAN CHASE CO ALERIAN MLP INDEX ET N BASED ON WAP FIRST IN - 68 SHS	P	2012-06-06	2013-05-10
	KANSAS CITY SOUTHN C OM NEW FIRST IN FIRST OUT	P	2012-10-24	2013-01-16
	MARKET VECTORS RUSSIA ETF TR SHS BEN INT FIRST IN FIRST OUT - 86 SHS	P	2013-02-20	2013-07-17
	MARKET VECTORS RUSSIA ETF TR SHS BEN INT FIRST IN FIRST OUT - 14 SHS	P	2013-04-17	2013-07-17
	MERCK CO INC NEW C OM FIRST IN FIRST OUT - 17 SHS	P	2012-06-22	2013-01-16
	PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD I NDEX EXCHANGE-TRADED FIRST IN FIRST	P	2013-04-17	2013-07-17
	POWERSHARES GLOBAL E XCHANGE TRADED FD TR PFD PORTFOLIO FIRST IN FIRST OUT -	P	2013-06-04	2013-07-17
	POWERSHARES GLOBAL E XCHANGE TRADED FD TR EMERGING MARKETS FIRST IN FIRST OU	P	2012-05-30	2013-02-20
	POWERSHARES EXCHANGE -TRADED FD TR II BUI LD AMERICA BOND FIRST IN - 10 SHS	P	2013-01-16	2013-07-17
	SPDR INDEX SHS FDS S &P CHINA ETF FIRST IN FIRST OUT - 28 SHS	P	2013-02-20	2013-07-17
	SPDR INDEX SHS FDS S &P CHINA ETF FIRST IN FIRST OUT - 9 SHS	P	2013-06-05	2013-07-17
	SELECT SECTOR SPDR T R MATLS FIRST IN FIRST OUT - 17 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R HEALTH CARE FIRST IN FIRST OUT - 69 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R HEALTH CARE FIRST IN FIRST OUT - 7 SHS	P	2013-04-17	2013-07-17
	SELECT SECTOR SPDR T R HEALTH CARE FIRST IN FIRST OUT - 11 SHS	P	2013-06-04	2013-07-17
	SELECT SECTOR SPDR T R CONSUMER STAPLES FIRST IN - 49 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R CONSUMER STAPLES FIRST IN - 18 SHS	P	2013-04-17	2013-07-17
	SELECT SECTOR SPDR T R CONSUMER STAPLES FIRST IN - 11 SHS	P	2013-06-04	2013-07-17
	SELECT SECTOR SPDR T R CONSUMER DISCRETIO NARY TRANSN TO FIRST IN FIRST OUT	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R ENERGY FIRST IN FIRST OUT - 37 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R ENERGY FIRST IN FIRST OUT - 5 SHS	P	2013-06-04	2013-07-17
	SELECT SECTOR SPDR T R FINANCIAL FIRST IN FIRST OUT - 228 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R FINANCIAL FIRST IN FIRST OUT - 50 SHS	P	2013-04-17	2013-07-17
	SELECT SECTOR SPDR T R FINANCIAL FIRST IN FIRST OUT - 14 SHS	P	2013-06-04	2013-07-17
	SELECT SECTOR SPDR T R INDL FIRST IN - 69 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R INDL FIRST IN - 6 SHS	P	2013-04-17	2013-07-17
	SELECT SECTOR SPDR T R INDL FIRST IN - 6 SHS	P	2013-06-04	2013-07-17
	SELECT SECTOR SPDR T R TECHNOLOGY FIRST IN FIRST OUT - 21 SHS	P	2013-01-16	2013-04-17
	SELECT SECTOR SPDR T R TECHNOLOGY FIRST IN FIRST OUT - 140 SHS	P	2013-01-16	2013-07-17
	SELECT SECTOR SPDR T R TECHNOLOGY FIRST IN FIRST OUT - 12 SHS	P	2013-06-04	2013-07-17
	SELECT SECTOR SPDR TRUTILS FIRST IN FIRST OUT - 11 SHS	P	2013-04-17	2013-07-17
	STARBUCKS CORP COM FIRST IN FIRST OUT - 15 SHS	P	2012-08-15	2013-01-16
	TRIUMPH GROUP INC NE W COM FIRST IN FIRST OUT - 12 SHS	P	2012-09-14	2013-01-16
	VANGUARD INTL EQUITY INDEX FDS TOTAL WOR LD STK INDEX FD ETF FIRST IN FIRST	P	2013-03-15	2013-04-17
	VMWARE INC CL A COM FIRST IN	P	2012-07-17	2013-01-16
	WISDOMTREE TR EMERGI NG MKTS LOC DEBT FD FIRST IN FIRST OUT - 3 SHS	P	2013-01-16	2013-07-17
	EMC CORP COM FIRST IN FIRST OUT - 26 SHS	P	2012-01-04	2013-01-16
	ISHARES INC MSCIAUS TRALIA ETF FIRST IN FIRST OUT - 62 SHS	P	2012-03-12	2013-07-17
	ISHARES INC MSCI CDA INDEX FD FIRST IN FIRST OUT - 48 SHS	P	2012-01-03	2013-02-20
	ISHARES INC MSCI CDA INDEX FD FIRST IN FIRST OUT - 36 SHS	P	2012-01-03	2013-07-17
	ISHARES TR MBS ETF FIRST IN FIRST OUT - 1 SHS	P	2012-01-13	2013-07-17
	ISHARES TR 3-7 YR TR EAS BD ETF FIRST IN - 18 SHS	P	2012-01-13	2013-07-17
	PENN NATL GAMING INC FIRST IN FIRST OUT - 17 SHS	P	2012-01-09	2013-01-16
	PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD 1 NDEX EXCHANGE-TRADED FIRST IN FIRST	P	2012-02-13	2013-02-20
	PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD 1 NDEX EXCHANGE-TRADED FIRST IN FIRST	P	2012-02-13	2013-07-17
	POWERSHARES GLOBAL E XCHANGE TRADED FD TR PFD PORTFOLIO FIRST IN FIRST OUT -	P	2012-02-13	2013-07-17
	SPDR INDEX SHS FDS D OW JONES GLOBAL REAL ESTATE ETF FIRST IN FIRST OUT - 5	P	2012-01-03	2013-04-17
	SPDR INDEX SHS FDS D OW JONES GLOBAL REAL ESTATE ETF FIRST IN FIRST OUT - 45	P	2012-01-03	2013-07-17
	WISDOMTREE TR EMERGI NG MKTS LOC DEBT FD FIRST IN FIRST OUT - 15 SHS	P	2012-02-13	2013-02-20
	WISDOMTREE TR EMERGI NG MKTS LOC DEBT FD FIRST IN FIRST OUT - 22 SHS	P	2012-03-01	2013-02-20
	WISDOMTREE TR EMERGI NG MKTS LOC DEBT FD FIRST IN FIRST OUT - 26 SHS	P	2012-03-01	2013-07-17
	CVS CAREMARK CORP FIRST IN FIRST OUT - 16 SHS	P	2011-02-16	2013-01-16
	CYTEC INDS INC COM FIRST IN FIRST OUT - 12 SHS	P	2011-07-22	2013-01-16
	EATON VANCE TAX MANA GEO BUY WRITE OPPORT UNITIES FD COM VERSUS PURCHASE - 7	P	2011-07-22	2013-02-15
	EATON VANCE TAX MANA GEO BUY WRITE OPPORT UNITIES FD COM VERSUS PURCHASE - 1	P	2011-07-22	2013-02-19
	EDISON INTERNATIONAL FIRST IN FIRST OUT - 16 SHS	P	2011-10-11	2013-01-16
	ISHARES INC MSCI EMU INDEX FD FIRST IN FIRST OUT - 11 SHS	P	2011-07-22	2013-01-16
	ISHARES INC MSCI EMU INDEX FD FIRST IN FIRST OUT - 25 SHS	P	2011-07-22	2013-02-20
	ISHARES INC MSCI EMU INDEX FD FIRST IN FIRST OUT - 16 SHS	P	2011-07-22	2013-02-20
	ISHARES INC MSCI UNI TED KINGDOM INDEX FD FIRST IN FIRST OUT - 108 SHS	P	2011-11-30	2013-02-20
	ISHARES INC MSCI UNI TED KINGDOM INDEX FD FIRST IN FIRST OUT - 169 SHS	P	2011-11-30	2013-07-17
	ISHARES INC MSCI SOU TH KOREA CAPPED ETF FIRST IN - 33 SHS	P	2011-07-22	2013-07-17
	ISHARES INC MSCI GER MANY INDEX FD FIRST IN FIRST OUT - 7 SHS	P	2011-07-22	2013-01-16
	ISHARES INC MSCI GER MANY INDEX FD FIRST IN FIRST OUT - 122 SHS	P	2011-07-22	2013-07-17
	ISHARES TR IBOXX USD INVT GRADE CORP BD ETF FIRST IN FIRST OUT - 44 SHS	P	2011-07-22	2013-07-17
	ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF FIRST IN FIRST OUT - 22 SHS	P	2011-09-07	2013-07-17
	ISHARES TR S&P GSSI SOFTWARE INDEX FD FIRST IN FIRST OUT - 68 SHS	P	2011-11-09	2013-01-16
	ISHARES TR BARCLAYS MBS BD FD FIRST IN FIRST OUT - 2 SHS	P	2011-07-22	2013-04-17
	ISHARES TR BARCLAYS MBS BD FD FIRST IN FIRST OUT - 84 SHS	P	2011-07-22	2013-07-17
	ISHARES TR 3-7 YR TR EAS BD ETF FIRST IN	P	2011-07-22	2013-07-17
	ISHARES TR HIGH DIVI D EQUITY FD FIRST IN FIRST OUT - 4 SHS	P	2011-08-24	2013-04-17
	ISHARES TR HIGH DIVI D EQUITY FD FIRST IN FIRST OUT - 46 SHS	P	2011-08-24	2013-07-17
	JPMORGAN CHASE CO ALERIAN MLP INDEX ET N BASED ON WAP FIRST IN FIRST OUT - 1	P	2011-07-21	2013-01-16
	JPMORGAN CHASE CO ALERIAN MLP INDEX ET N BASED ON WAP FIRST IN FIRST OUT - 1	P	2011-07-21	2013-04-17
	ORACLE CORP COM FIRST IN FIRST OUT - 24 SHS	P	2011-07-22	2013-01-16
	PALL CORP FIRST IN FIRST OUT - 12 SHS	P	2011-10-21	2013-01-16
	POWERSHARES EXCHANGE -TRADED FD TR II BUI LD AMERICA BOND FIRST IN FIRST OUT	P	2011-11-09	2013-07-17
	UNIVERSAL HEALTH SVC S INC CL B FIRST IN - 16 SHS	P	2011-07-22	2013-01-16
	VANGUARD WORLD FDS V ANGUARD HEALTH CARE ETF FIRST IN FIRST OUT - 29 SHS	P	2011-07-22	2013-01-16
	WISDOMTREE TR JAPAN HEDGED EQUITY FD FIRST IN FIRST OUT - 59 SHS	P	2011-07-22	2013-02-20
	WISDOMTREE TR JAPAN HEDGED EQUITY FD FIRST IN FIRST OUT - 8 SHS	P	2011-07-22	2013-04-17
	WISDOMTREE TR JAPAN HEDGED EQUITY FD FIRST IN FIRST OUT - 67 SHS	P	2011-07-22	2013-07-17
	ACCENTURE PLC IRELAN D CLASS SHS ISIN#IE0 0B4BNMY34 FIRST IN FIRST OUT - 300	P	2012-01-25	2013-01-18
	ABB LTD SPONSORED AD R FIRST IN FIRST OUT - 1,200 SHS	P	2013-01-31	2013-09-20
	ACTIVISION BLIZZARD INC COM FIRST IN FIRST OUT - 1,300 SHS	P	2012-12-06	2013-03-15
	ACTIVISION BLIZZARD INC COM FIRST IN FIRST OUT - 800 SHS	P	2013-01-31	2013-08-16
	AGILENT TECHNOLOGIES INC COM FIRST IN FIRST OUT - 600 SHS	P	2012-01-25	2013-01-18
	APACHE CORP COM FIRST IN FIRST OUT - 300 SHS	P	2013-01-31	2013-03-25
	AUTOMATIC DATA PROCE SSING INC COM FIRST IN - 400 SHS	P	2013-01-31	2013-08-16
	CIGNA CORP COM FIRST IN FIRST OUT - 400 SHS	P	2013-01-31	2013-07-19
	CHEVRON CORP NEW COM FIRST IN FIRST OUT - 200 SHS	P	2012-01-25	2013-01-18
	CITIGROUP INC COM NE W ISIN#US1729674242 FIRST IN FIRST OUT - 600 SHS	P	2013-01-31	2013-09-20
	COLGATE PALMOLIVE CO COM FIRST IN FIRST OUT - 400 SHS	P	2013-01-31	2013-08-16
	CONCUR TECHNOLOGIES INC COM FIRST IN FIRST OUT - 200 SHS	P	2013-03-25	2013-11-15
	CYTEC INDS INC COM FIRST IN FIRST OUT - 300 SHS	P	2013-01-31	2013-08-27
	DARDEN RESTAURANTS I NC COM FIRST IN FIRST OUT - 400 SHS	P	2012-02-10	2013-01-31
	DISCOVER FINL SVCS C OM INC FIRST IN - 300 SHS	P	2013-03-25	2013-10-18
	EDISON INTERNATIONAL FIRST IN FIRST OUT - 500 SHS	P	2013-01-31	2013-08-12
	EMERSON ELEC CO COM FIRST IN FIRST OUT - 300 SHS	P	2012-02-23	2013-01-18
	HARTFORD FINL SVCS G ROUP INC COM FIRST IN FIRST OUT - 800 SHS	P	2012-12-06	2013-05-29
	ILLUMINA INC COM ISI N#US4523271090 FIRST IN FIRST OUT - 500 SHS	P	2013-01-31	2013-09-20
	JPMORGAN CHASE CO ALERIAN MLP INDEX ET N BASED ON WAP FIRST IN FIRST OUT - 1	P	2012-09-07	2013-08-12
	KANSAS CITY SOUTHN C OM NEW FIRST IN FIRST OUT - 200 SHS	P	2012-12-06	2013-06-05
	LILLY ELI CO COM FIRST IN - 500 SHS	P	2013-01-31	2013-08-12
	MERCK CO INC NEW C OM FIRST IN FIRST OUT - 200 SHS	P	2012-12-06	2013-07-15
	MERCK CO INC NEW C OM FIRST IN FIRST OUT - 200 SHS	P	2012-12-06	2013-08-12
	MERCK CO INC NEW C OM FIRST IN FIRST OUT - 200 SHS	P	2013-01-31	2013-08-12
	METLIFE INC COM FIRST IN FIRST OUT - 600 SHS	P	2013-01-31	2013-08-06
	NORTHROP GRUMMAN COR P COM FIRST IN FIRST OUT - 500 SHS	P	2012-01-25	2013-01-18
	PALL CORP FIRST IN FIRST OUT - 300 SHS	P	2013-01-31	2013-09-20
	PEPSICO INC COM FIRST IN FIRST OUT - 400 SHS	P	2012-01-25	2013-01-18
	ROCKWOOD HLDGS INC C OM VERSUS PURCHASE - 500 SHS	P	2013-01-31	2013-08-16
	SSGA ACTIVE ETF TR B LACKSTONE GSO SR L N ETF FIRST IN FIRST OUT - 475 SHS	P	2013-04-25	2013-10-31
	STARBUCKS CORP COM FIRST IN FIRST OUT - 400 SHS	P	2013-01-31	2013-07-19
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 122.830 SHS	P	2012-12-28	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 25.709 SHS	P	2012-12-28	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 26.257 SHS	P	2013-01-31	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 26.582 SHS	P	2013-02-28	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 26.972 SHS	P	2013-03-28	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 26.726 SHS	P	2013-04-30	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 27.747 SHS	P	2013-05-31	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 29.380 SHS	P	2013-06-28	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 29.777 SHS	P	2013-07-31	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 24.162 SHS	P	2013-08-30	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 23.800 SHS	P	2013-09-30	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 23.452 SHS	P	2013-11-01	2013-12-27
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 1,187.926 SHS	P	2012-10-04	2013-04-26
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 5.789 SHS	P	2012-11-01	2013-04-26
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 5.221 SHS	P	2012-11-30	2013-04-26
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 5.243 SHS	P	2012-12-28	2013-04-26
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 4.969 SHS	P	2013-01-31	2013-04-26
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 4.994 SHS	P	2013-02-28	2013-04-26
	TCW TOTAL RETURN BON D FUND CLASS I VERSUS PURCHASE - 4.725 SHS	P	2013-03-28	2013-04-26
	TOTAL S A SPONSORED ADR FIRST IN FIRST OUT - 500 SHS	P	2012-01-25	2013-01-18
	TRIUMPH GROUP INC NEW COM FIRST IN FIRST OUT - 300 SHS	P	2012-10-25	2013-06-21
	UNITEDHEALTH GROUP 1 NC COM FIRST IN FIRST OUT - 300 SHS	P	2012-02-23	2013-01-31
	UNIVERSAL HEALTH SVC S INC CL B FIRST IN - 400 SHS	P	2013-01-31	2013-07-19
	VMWARE INC CL A COM FIRST IN FIRST OUT - 200 SHS	P	2012-07-24	2013-01-18
	VMWARE INC CL A COM FIRST IN FIRST OUT - 300 SHS	P	2013-01-31	2013-08-12
	VODAFONE GROUP PLC S PON ADR NEW ISIN#US9 2857W2098 FIRST IN FIRST OUT - 800	P	2012-02-10	2013-01-31
	YUM BRANDS INC COM FIRST IN FIRST OUT - 400 SHS	P	2012-01-25	2013-01-18
	ENSCO PLC SHS CL AI SIN#GB00B4VLR192 FIRST IN FIRST OUT - 300 SHS	P	2011-07-15	2013-01-18
	ENSCO PLC SHS CL AI SIN#GB00B4VLR192 FIRST IN FIRST OUT - 200 SHS	P	2011-07-21	2013-01-18
	ASTRAZENECA PLC SPON SORED ADR FIRST IN - 600 SHS	P	2012-01-25	2013-07-19
	INTEL CORP COM FIRST IN FIRST OUT - 1,000 SHS	P	2012-02-14	2013-10-18
	SMITHFIELD FOODS INC COM FIRST IN FIRST OUT - 600 SHS	P	2012-06-29	2013-07-02
	SMITHFIELD FOODS INC COM FIRST IN FIRST OUT - 100 SHS	P	2012-06-29	2013-07-09
	SMITHFIELD FOODS INC COM FIRST IN FIRST OUT - 500 SHS	P	2012-06-29	2013-09-30
	SYSCO CORP FIRST IN FIRST OUT - 700 SHS	P	2012-02-10	2013-08-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 5,096.263 SHS	P	2012-03-08	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 23.165 SHS	P	2012-03-30	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 23.191 SHS	P	2012-04-30	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 24.172 SHS	P	2012-05-31	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 23.728 SHS	P	2012-06-29	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 25.895 SHS	P	2012-07-31	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 25.824 SHS	P	2012-08-31	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL 1 VERSUS PURCHASE - 25.725 SHS	P	2012-09-28	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL I VERSUS PURCHASE - 25.490 SHS	P	2012-11-01	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL I VERSUS PURCHASE - 25.396 SHS	P	2012-11-30	2013-12-27
	TCW EMERGING MARKETS INCOME FD CL I VERSUS PURCHASE - 23.885 SHS	P	2013-11-29	2013-12-27
	CHINA MOBILE LTD SPO N ADR S A ISIN#US169 41M099 FIRST IN FIRST OUT - 300 SH	P	2011-12-19	2013-01-17
	HESS CORP COM FIRST IN FIRST OUT - 200 SHS	P	2011-07-15	2013-01-31
	HESS CORP COM FIRST IN FIRST OUT - 200 SHS	P	2011-07-21	2013-01-31
	MORGAN STANLEY COM N EW FIRST IN - 1,500 SHS	P	2011-07-15	2013-01-18
	ORACLE CORP COM FIRST IN FIRST OUT - 900 SHS	P	2011-07-15	2013-01-18
	ORACLE CORP COM FIRST IN FIRST OUT - 200 SHS	P	2011-07-21	2013-01-18
	PROCTER GAMBLE CO COM FIRST IN FIRST OUT - 400 SHS	P	2011-07-15	2013-01-31
	PRUDENTIAL FINL INC COM FIRST IN FIRST OUT - 500 SHS	P	2011-07-15	2013-01-31
	SIEMENS A G SPONSORE D ADR ISIN#US8261975 010 FIRST IN FIRST OUT - 200 SHS	P	2011-12-19	2013-01-18
	UNIVERSAL HEALTH SVC S INC CL B FIRST IN FIRST OUT - 300 SHS	P	2011-07-15	2013-01-18
	UNIVERSAL HEALTH SVC S INC CL B FIRST IN FIRST OUT - 200 SHS	P	2011-07-21	2013-01-18

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	3,597	3,554	43
b	5,786	5,877	-91
c	18,212	18,156	56
d	6,632	6,587	45
e	6,640	6,587	53
	5,387	5,460	-73
	8,767	8,810	-43
	8,600	9,272	-672
	6,115	6,410	-295
	9,084	9,117	-33
	3,473	3,451	22
	5,514	5,730	-216
	3,505	3,467	38
	5,644	5,743	-99
	9,525	9,003	522
	2,575	2,499	76
	6,191	6,209	-18
	3,166	3,067	99
	5,941	6,133	-192
	6,092	6,380	-288
	3,610	3,592	18
	5,858	5,945	-87
	9,538	9,307	231
	3,375	3,309	66
	5,456	5,485	-29
	3,268	3,145	123
	6,441	6,258	183
	3,264	3,230	34
	5,403	5,346	57
	3,254	3,243	11
	6,461	6,443	18
	17,515	17,202	313
	13,435	13,530	-95
	6,107	6,156	-49
	18,321	18,320	1
	5,674	5,674	0
	12,315	12,599	-284
	10,173	10,184	-11
	7,231	7,216	15
	11,593	11,540	53
	19,958	19,685	273
	9,163	9,040	123
	5,998	5,953	45
	12,101	12,900	-799
	12,010	12,010	0
	6,544	6,611	-67
	3,929	4,055	-126
	3,111	3,084	27
	6,197	6,152	45
	3,060	3,056	4
	6,125	6,110	15
	3,646	3,456	190
	5,800	5,736	64
	6,679	6,216	463
	3,288	3,105	183
	7,130	6,790	340
	11,509	11,261	248
	3,585	3,512	73
	5,819	5,811	8
	5,660	5,605	55
	3,369	3,336	33
	8,985	8,880	105
	3,150	3,011	139
	6,243	6,019	224
	19,971	19,562	409
	17,100	16,920	180
	5,752	5,513	239
	12,120	12,092	28
	2,698	2,633	65
	2,619	2,609	10
	3,648	3,562	86
	5,887	5,894	-7
	672	707	-35
	810	729	81
	743	723	20
	565	708	-143
	766	703	63
	1,262	1,350	-88
	1,555	1,636	-81
	1,018	1,105	-87
	2,351	2,423	-72
	888	729	159
	938	719	219
	233	232	1
	783	733	50
	866	684	182
	1,598	1,826	-228
	1,412	1,735	-323
	67	57	10
	596	483	113
	3,026	2,527	499
	222	222	0
	886	930	-44
	230	242	-12
	1,838	1,869	-31
	205	214	-9
	2,523	2,545	-22
	735	757	-22
	735	754	-19
	420	424	-4
	242	247	-5
	4,605	4,667	-62
	276	242	34
	483	474	9
	180	145	35
	3,255	2,471	784
	779	715	64
	2,367	2,543	-176
	385	357	28
	725	678	47
	1,467	1,474	-7
	270	277	-7
	1,966	1,800	166
	281	302	-21
	1,859	2,043	-184
	597	629	-32
	681	660	21
	3,442	2,879	563
	349	333	16
	549	530	19
	2,031	1,770	261
	746	729	17
	456	446	10
	3,797	3,153	644
	3,026	2,746	280
	409	403	6
	4,667	3,912	755
	1,024	902	122
	287	277	10
	3,069	2,704	365
	267	242	25
	267	261	6
	622	617	5
	4,498	4,114	384
	386	381	5
	429	440	-11
	815	717	98
	802	755	47
	2,005	2,052	-47
	765	660	105
	145	161	-16
	627	564	63
	1,471	1,423	48
	1,362	1,317	45
	989	987	2
	105	108	-3
	2,181	2,203	-22
	843	662	181
	939	894	45
	1,048	994	54
	2,783	2,807	-24
	229	177	52
	1,967	1,593	374
	797	786	11
	1,170	1,172	-2
	1,254	1,385	-131
	829	522	307
	882	672	210
	828	817	11
	1,974	1,966	8
	738	618	120
	373	437	-64
	843	993	-150
	539	600	-61
	1,951	1,773	178
	3,157	2,774	383
	1,828	2,201	-373
	174	185	-11
	3,155	3,217	-62
	5,056	4,894	162
	2,259	2,293	-34
	4,454	3,975	479
	216	214	2
	8,825	8,982	-157
	606	591	15
	266	202	64
	3,176	2,322	854
	703	635	68
	45	37	8
	833	773	60
	778	592	186
	4,473	4,568	-95
	853	842	11
	2,177	1,868	309
	2,412	2,157	255
	369	292	77
	3,273	2,450	823
	18,726	16,971	1,755
	28,140	25,702	2,438
	16,315	14,819	1,496
	10,032	9,158	874
	28,680	25,638	3,042
	22,370	25,253	-2,883
	26,120	23,823	2,297
	25,096	23,451	1,645
	22,822	21,102	1,720
	28,176	25,283	2,893
	23,000	21,570	1,430
	15,660	13,390	2,270
	22,579	22,120	459
	18,533	19,780	-1,247
	14,760	13,466	1,294
	24,191	23,979	212
	16,920	15,306	1,614
	19,008	17,287	1,721
	28,250	25,267	2,983
	50,001	42,644	7,357
	17,120	15,626	1,494
	27,016	26,969	47
	9,336	8,898	438
	9,706	8,898	808
	9,706	8,708	998
	24,582	22,313	2,269
	32,735	29,550	3,185
	23,010	20,563	2,447
	28,720	26,576	2,144
	30,975	27,051	3,924
	23,803	23,817	-14
	24,684	22,320	2,364
	1,035	1,134	-99
	217	237	-20
	221	244	-23
	224	246	-22
	227	247	-20
	225	248	-23
	234	250	-16
	248	251	-3
	251	253	-2
	204	198	6
	201	199	2
	198	200	-2
	12,354	12,145	209
	60	59	1
	54	53	1
	55	54	1
	52	51	1
	52	51	1
	49	49	0
	28,300	26,199	2,101
	21,465	18,582	2,883
	16,680	16,479	201
	24,700	22,667	2,033
	19,880	17,624	2,256
	25,791	23,165	2,626
	21,874	21,888	-14
	27,700	24,884	2,816
	17,463	15,599	1,864
	11,642	10,455	1,187
	30,270	28,380	1,890
	23,620	26,600	-2,980
	15,180	12,822	2,358
	2,530	2,137	393
	17,000	10,685	6,315
	22,268	20,482	1,786
	42,962	44,618	-1,656
	195	202	-7
	196	203	-7
	204	204	0
	200	205	-5
	218	232	-14
	218	233	-15
	217	234	-17
	215	235	-20
	214	236	-22
	201	208	-7
	15,315	13,907	1,408
	13,400	14,541	-1,141
	13,400	14,813	-1,413
	33,420	31,421	1,999
	29,187	28,734	453
	6,486	6,487	-1
	29,957	25,879	4,078
	29,011	30,179	-1,168
	20,674	18,376	2,298
	13,695	15,701	-2,006
	9,132	10,604	-1,472

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			43
b			-91
c			56
d			45
e			53
			-73
			-43
			-672
			-295
			-33
			22
			-216
			38
			-99
			522
			76
			-18
			99
			-192
			-288
			18
			-87
			231
			66
			-29
			123
			183
			34
			57
			11
			18
			313
			-95
			-49
			1
			0
			-284
			-11
			15
			53
			273
			123
			45
			-799
			0
			-67
			-126
			27
			45
			4
			15
			190
			64
			463
			183
			340
			248
			73
			8
			55
			33
			105
			139
			224
			409
			180
			239
			28
			65
			10
			86
			-7
			-35
			81
			20
			-143
			63
			-88
			-81
			-87
			-72
			159
			219
			1
			50
			182
			-228
			-323
			10
			113
			499
			0
			-44
			-12
			-31
			-9
			-22
			-22
			-19
			-4
			-5
			-62
			34
			9
			35
			784
			64
			-176
			28
			47
			-7
			-7
			166
			-21
			-184
			-32
			21
			563
			16
			19
			261
			17
			10
			644
			280
			6
			755
			122
			10
			365
			25
			6
			5
			384
			5
			-11
			98
			47
			-47
			105
			-16
			63
			48
			45
			2
			-3
			-22
			181
			45
			54
			-24
			52
			374
			11
			-2
			-131
			307
			210
			11
			8
			120
			-64
			-150
			-61
			178
			383
			-373
			-11
			-62
			162
			-34
			479
			2
			-157
			15
			64
			854
			68
			8
			60
			186
			-95
			11
			309
			255
			77
			823
			1,755
			2,438
			1,496
			874
			3,042
			-2,883
			2,297
			1,645
			1,720
			2,893
			1,430
			2,270
			459
			-1,247
			1,294
			212
			1,614
			1,721
			2,983
			7,357
			1,494
			47
			438
			808
			998
			2,269
			3,185
			2,447
			2,144
			3,924
			-14
			2,364
			-99
			-20
			-23
			-22
			-20
			-23
			-16
			-3
			-2
			6
			2
			-2
			209
			1
			1
			1
			1
			1
			0
			2,101
			2,883
			201
			2,033
			2,256
			2,626
			-14
			2,816
			1,864
			1,187
			1,890
			-2,980
			2,358
			393
			6,315
			1,786
			-1,656
			-7
			-7
			0
			-5
			-14
			-15
			-17
			-20
			-22
			-7
			1,408
			-1,141
			-1,413
			1,999
			453
			-1
			4,078
			-1,168
			2,298
			-2,006
			-1,472

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	93,439
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	50,541	1,413,586	0.035754
2011	65,374	1,257,879	0.051972
2010	68,086	1,333,717	0.051050
2009	64,818	1,209,537	0.053589
2008	55,797	1,334,215	0.041820

2	Total of line 1, column (d) ......................	2	0.234185
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.046837
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	1,516,213
5	Multiply line 4 by line 3.......................	5	71,015
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	1,259
7	Add lines 5 and 6.........................	7	72,274
8	Enter qualifying distributions from Part XII, line 4..............	8	63,703
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	2,517
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	2,517
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,517
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	1,760
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,760
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	757
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses. Click to see attachment

Yes

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

ROBERT ROSENSTEIN Telephone no. bullet

(859) 225-8800

Located at bullet

343 WALLER AVENUELEXINGTONKY ZIP+4 bullet

40504

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
IRMA ROSENSTEIN	DIRECTOR 0.25	0	0	0
343 WALLER AVENUE LEXINGTON,KY40504	DIRECTOR 0.25	0	0	0
ROBERT ROSENSTEIN	DIRECTOR 2.25	0	0	0
343 WALLER AVENUE LEXINGTON,KY40504	DIRECTOR 2.25	0	0	0
ANN ROSENSTEIN	DIRECTOR 2.25	0	0	0
343 WALLER AVENUE LEXINGTON,KY40504	DIRECTOR 2.25	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

75,811

Tax on investment income for 2013 from Part VI, line 5......

2,517

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

2,517

Distributable amount before adjustments. Subtract line 2c from line 1............

73,294

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

73,294

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

73,294

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					73,294
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......
b From 2009.......	4,868
c From 2010.......	1,807
d From 2011.......	3,907
e From 2012.......
fTotal of lines 3a through e.........		10,582
4Qualifying distributions for 2013 from Part
XII, line 4: $ 63,703
a Applied to 2012, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					63,703
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2013.		9,591			9,591
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		991
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		991
10 Analysis of line 9:
a Excess from 2009....
b Excess from 2010....
c Excess from 2011....	991
d Excess from 2012....
e Excess from 2013....

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

IRMA ROSENSTEIN

ROBERT ROSENSTEIN

ANN ROSENSTEIN

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ALPHA BETA LAMBDA CHAP EDUCATION FOUND ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
AMERICAN DIABETES ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	100
AMERICAN DIABETES ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	3,200
AMERICAN HEART ASSOCIATION ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	1,000
ASHLAND THE HENRY CLAY ESTATE ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,000
ASHLAND THE HENRY CLAY ESTATE ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	3,000
BABY HEALTH SERVICES ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	75
BABY HEALTH SERVICES ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	100
BCTC ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	150
B'NAI BRETH ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
BOY SCOUTS ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	300
BOY SCOUTS ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
CARDINAL HILL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	250
CARNEGIE CENTER ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
CENTRAL KENTUCKY JEWISH FEDERATION ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
CHILD DEVELOPMENT ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	750
FRIEDELL COMMITTEE ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	300
GOD'S PANTRY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
GRAND LODGE OF KY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	50
HADASSAH ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	150
HADASSAH ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	300
HENRY CLAY CENTER FOR STATESMANSHIP ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,500
HOPE CENTER ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
HOSPICE OF WESTERN KY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	100
JEWISH FEDERATION OF THE BLUEGRASS ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	750
JR ACHIEVEMENT ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	320
KENESETH ISRAEL CONGREGATION ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	108
KET ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	500
KY BLOOD BANK ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	150
KY HORSE PARK ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,500
LEUKEMIA & LYMPHOMA SOCIETY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	100
LEXARTS ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	660
LEXINGTON HEARING & SPEECH ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	100
LEXINGTON OPERA SOCIETY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	2,000
LEXINGTON OPERA SOCIETY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,000
MARKEY CANCER CENTER ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	500
MIDWAY FOUNDATION ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	500
MUSEUM OF AMERICAN HISTORY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,000
NARAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
NATIONAL MARROW DONOR PROGRAM ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	50
PLANNED PARENTHOOD ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	400
SANDERS BROWN CENTER ON AGING ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	2,500
SOUTHERN POVERTY LAW CENTER ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
TEMPLE ADATH ISREAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	800
TEMPLE ADATH ISREAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	3,025
TEMPLE ADATH ISREAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,775
TEMPLE ADATH ISREAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,000
TEMPLE ADATH ISREAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	50
THE PINK CONNECTION ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	190
TRANSYLVANIA UNIVERSITY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	3,500
TRANSYLVANIA UNIVERSITY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	4,000
TRANSYLVANIA UNIVERSITY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,000
UK ART MUSEUM ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,000
UK CHILDRENS HOPSITAL ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	100
UK HEALTH CARE ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	MEDICAL PROGRAMS	300
UK SCHOOL OF SOCIAL WORK ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	20,000
US HOLOCAUST MUSEUM ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	100
VANDERBILT UNIVERSITY ADDRESS ON FILE LEXINGTON,KY40504		501 C (3)	VARIOUS PROGRAMS	1,500
Total ................................. 3a				63,703

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	13,023
4 Dividends and interest from securities....			14	20,772
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....					9,767
8 Gain or (loss) from sales of assets other than inventory .............					93,439
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		33,795	103,206

13Total. Add line 12, columns (b), (d), and (e)..................

13137,001

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
8	N/A

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Description	Revenue and Expenses per Books	Net Investment Income
INVESTMENT FEES	10,774	10,774
WIRE TRANSFER FEES	10	0
ACCOUNTING FEES	4,950	0
BANK FEES	65	0

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OTHER INCOME 430	7,893	7,893	7,893
OTHER INCOME 824	37	37	37
NONDIVIDEND DISTRIBUTIONS 430	1,798	1,798	1,798
NONDIVIDEND DISTRIBUTIONS 834	39	39	39

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES	353	353		0
FEDERAL TAX	3,220	0		0