Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
UNIVERSITY OF CHICAGO
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
5801 S ELLIS AVENUE
 
Room/suite
City or town, state or country, and ZIP + 4
CHICAGO, IL60637
D Employer identification number

36-2177139
E Telephone number

G Gross receipts $ 4,527,982,241
F Name and address of principal officer:
ROBERT J ZIMMER
5801 S ELLIS AVENUE
CHICAGO,IL60637
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.UCHICAGO.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1890
M State of legal domicile: IL
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 53
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 43
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 24,196
6 Total number of volunteers (estimate if necessary) ............. 6 12,354
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -2,126,167
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 717,944,430 1,464,776,423
9 Program service revenue (Part VIII, line 2g) ......... 1,095,101,204 1,200,157,025
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 335,854,342 368,665,198
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 58,812,749 58,299,865
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 2,207,712,725 3,091,898,511
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 346,290,502 347,581,254
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,212,115,872 1,663,310,552
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 451,699
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet64,527,728    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 743,076,639 898,493,783
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,301,483,013 2,909,837,288
19 Revenue less expenses. Subtract line 18 from line 12....... -93,770,288 182,061,223
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 9,619,035,065 9,703,508,112
21 Total liabilities (Part X, line 26)............. 3,814,462,065 3,520,333,112
22 Net assets or fund balances. Subtract line 21 from line 20..... 5,804,573,000 6,183,175,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 863,162,354 including grants of $   ) (Revenue $ 671,779,125 )
INSTRUCTION: IN 2012-2013, THE UNIVERSITY ENROLLED 15,539 STUDENTS, OF THAT TOTAL, 5,607 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE SCHOOL), 3,787 WERE GRADUATE STUDENTS, 5,392 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 753 WERE NON-DEGREE STUDENTS.
4b (Code:   ) (Expenses $ 800,959,771 including grants of $ 37,526,022 ) (Revenue $ 387,251,984 )
UNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY, LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS. IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURING FISCAL YEAR 2012-2013 THE UNIVERSITY WAS AWARDED A TOTAL OF $449.8 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERAL GOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS AND OTHER SOURCES. THIS FISCAL YEAR $330.7 MILLION WAS EXPENDED FROM FEDERAL GOVERNMENT SPONSORS OF RESEARCH, WITH THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATL SCIENCE FDN PROVIDING THE LARGEST AMOUNTS OF FUNDING. FOUNDATION RESEARCH SPONSORSHIP AWARDS TOTALED $54.6 MILLION, FOLLOWED BY CORPORATE RESEARCH SPONSORSHIP OF $48.3 MILLION.THE UNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENT AND OPERATED BY THE UNIVERSITY THROUGH A DISREGARDED ENTITY, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY. ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $769.7 MILLION ANNUAL BUDGET AND APPROXIMATELY 3900 EMPLOYEES. ARGONNE PROGRAM SERVICE RESEARCH EXPENDITURES WERE $538.7 MILLION AND ARE INCLUDED IN THE RESEARCH PROGRAM SERVICE EXPENSE AMOUNT, AS IS REQUIRED FOR A DISREGARDED ENTITY.IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIES RESEARCH ASSOCIATION INC., OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U.S. DEPARTMENT OF ENERGY. FERMILAB IS THE NATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICS AND ASTROPHYSICS. FERMILAB HAS A $420 MILLION ANNUAL BUDGET AND OVER 1700 EMPLOYEES.
4c (Code:   ) (Expenses $ 310,055,232 including grants of $ 310,055,232 ) (Revenue $   )
SCHOLARSHIPS & FELLOWSHIPS:THE UNIVERSITY IS A NEED BLIND INSTITUTION WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLE THE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. FOR THE 2012-2013 ACADEMIC YEAR, APPROXIMATELY 58 PERCENT OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS. UNIVERSITY-WIDE EXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $310.0 MILLION. OF THIS AMOUNT, APPROXIMATELY $232.6 MILLION WAS PROVIDED FROM UNRESTRICTED FUNDS; THE REMAINING $77.4 MILLION CAME FROM RESTRICTED SOURCES. MORE THAN ELEVEN HUNDRED STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS. THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS FOR LOW-INCOME AND MODERATE-INCOME STUDENTS BY ELIMINATING LOANS FOR THOSE WITH FAMILY INCOME BELOW $75,000 AND REDUCING LOAN INDEBTEDNESS FOR MANY OTHERS. THE UNIVERSITY EXPANDED ITS GRADUATE AID INITIATIVE, A PROGRAM THAT INVESTS APPROXIMATELY $310,000 IN THE EDUCATION OF EACH PH.D. STUDENT IN THE HUMANITIES, SOCIAL SCIENCES AND DIVINITY SCHOOL. THESE PROGRAMS ARE IN ADDITION TO THE UNIVERSITY'S LONGSTANDING COMMITMENT TO FINANCIAL ASSISTANCE FOR STUDENTS.
(Code:   ) (Expenses $ 461,099,768 including grants of $   ) (Revenue $ 182,346,343 )
THE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE:AUXILIARY ENTERPRISESLIBRARYOTHER STUDENT SERVICESINFORMATION SERVICESOPERATION AND MAINTENANCE OF PLANT
4d Other program services (Describe in Schedule O.)
(Expenses $ 461,099,768 including grants of $   ) (Revenue $ 182,346,343 )
4e Total program service expensesMediumBullet2,435,277,125
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
24,075
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
24,196
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletBR , BG , CH , FR , EG , HK , IN , RS , SN , SF , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
Yes
 
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
Yes
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
53
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
43
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
OK , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletJOHN R KROLL6054 S DREXEL AVENUECHICAGOIL60637 (773) 702-1941
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) ANDREW M ALPER........................................................................
CHAIR OF THE BOARD
 18.00
.......................   		X           0 0 0
(2) SEKHAR BAHADUR........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(3) DAVID G BOOTH........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(4) DAVID B BROOKS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(5) THOMAS A COLE........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(6) E DAVID COOLIDGE III........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(7) JAMES S CROWN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(8) KATHARINE P DARROW........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(9) DANIEL L DOCTOROFF........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(10) BRADY W DOUGAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(11) CRAIG J DUCHOSSOIS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(12) JOHN A EDWARDSON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(13) JAMES S FRANK........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(14) JACK W FULLER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(15) TIMOTHY M GEORGE........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(16) RODNEY L GOLDSTEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(17) MARY LOUISE GORNO........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) KATHRYN C GOULD........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(19) SANFORD J GROSSMAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(20) KING W HARRIS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(21) KENNETH M JACOBS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(22) KAREN L KATEN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(23) DENNIS J KELLER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(24) STEVEN A KERSTEN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(25) JAMES M KILTS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(26) MICHAEL J KLINGENSMITH........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(27) MICHAEL L KLOWDEN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(28) RACHEL D KOHLER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(29) ROBERT W LANE........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(30) CHARLES ASHBY LEWIS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(31) JOHN LIEW........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(32) PETER W MAY........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(33) JOSEPH NEUBAUER........................................................................
VICE CHAIR OF THE BOARD
 18.00
.......................   		X           0 0 0
(34) EMILY NICKLIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(35) HARVEY B PLOTNICK........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(36) MICHAEL P POLSKY........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(37) MYRTLE S POTTER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(38) THOMAS J PRITZKER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(39) THOMAS A REYNOLDS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(40) JOHN W ROGERS JR........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(41) ANDREW M ROSENFIELD........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(42) DAVID M RUBENSTEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(43) ALVARO J SAIEH........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(44) NASSEF O SAWIRIS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(45) STEVE G STEVANOVICH........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(46) ELIZABETH M THOMPSON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(47) MARY A TOLAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(48) BRYON D TROTT........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(49) MARSHALL I WAIS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(50) GREGORY W WENDT........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(51) DONALD R WILSON JR........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(52) PAULA WOLFF........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(53) PAUL G YOVOVICH........................................................................
VICE CHAIR OF THE BOARD
 18.00
.......................   		X           0 0 0
(54) FRANCIS TF YUEN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(55) ROBERT J ZIMMER........................................................................
PRESIDENT
 40.00
.......................15.00 		X   X       1,192,225 0 702,431
(56) THOMAS F ROSENBAUM........................................................................
PROVOST
 40.00
.......................10.00 		    X       649,144 0 89,693
(57) NIMALAN CHINNIAH........................................................................
EXEC. VP FOR ADMIN & CFO
 40.00
.......................11.00 		    X       623,351 0 48,349
(58) KAREN WARREN COLEMAN........................................................................
VP CAMPUS AND STUD. LIFE
 40.00
.......................   		    X       218,749 0 36,867
(59) DEREK RB DOUGLAS........................................................................
VP CIVIC ENGAGEMENT
 40.00
.......................3.00 		    X       436,139 0 53,960
(60) DAVID B FITHIAN........................................................................
VP & SEC. OF UNIVERSITY
 40.00
.......................4.00 		    X       342,305 0 27,241
(61) DAVID A GREENE........................................................................
EXECUTIVE VICE PRESIDENT
 40.00
.......................1.00 		    X       683,963 0 201,551
(62) BETH A HARRIS........................................................................
VP & GENERAL COUNSEL
 40.00
.......................12.00 		    X       424,573 0 92,398
(63) DONALD H LEVY........................................................................
VP FOR RESEARCH
 40.00
.......................9.00 		    X       381,042 0 32,692
(64) KENNETH MANOTTI........................................................................
VP ALUMNI RELATIONS & DEVL.
 40.00
.......................   		    X       414,830 0 30,907
(65) JAMES G NONDORF........................................................................
VP ENROLL. & STUDENT ADV.
 40.00
.......................   		    X       442,043 0 27,476
(66) JULIE PETERSON........................................................................
VP COMMUNICATIONS
 40.00
.......................   		    X       396,969 0 80,322
(67) KENNETH S POLONSKY........................................................................
EXEC. VP MEDICAL AFFAIRS
 40.00
.......................21.00 		    X       1,850,726 0 410,291
(68) MARK A SCHMID........................................................................
VP AND CHIEF INVEST. OFFICER
 40.00
.......................   		    X       1,989,833 0 596,909
(69) THOMAS FARRELL........................................................................
VP ALUMNI RELATIONS & DEVL.
 40.00
.......................   		    X       668,555 0 20,867
(70) KIM GOFF CREWS........................................................................
DEAN OF STUDENTS
 40.00
.......................   		    X       138,407 0 16,332
(71) MICHAEL EDLESON........................................................................
INVESTMENT CHIEF RISK OFFICER
 40.00
.......................   		        X   1,594,104 0 377,871
(72) PHUONG-QUE NGUYEN........................................................................
MTG. DIRECTOR - STRATEGY
 40.00
.......................   		        X   1,129,960 0 329,557
(73) VALLUVAN JEEVANANDAM........................................................................
CHIEF CARDIAC & THORACIC SURG.
 40.00
.......................   		        X   1,095,720 0 44,207
(74) SANJAY DHAR........................................................................
PROF. OF MARKETING
 40.00
.......................   		        X   1,054,703 0 49,417
(75) CHRISTOPHER LONGEE........................................................................
MGT. DIRECTOR - REAL ESTATE
 40.00
.......................   		        X   1,005,422 0 369,112
(76) EVERETT VOKES........................................................................
CHAIRMAN OF MEDICINE
 40.00
.......................   		          X 821,310 0 60,768
(77) SUNIL P KUMAR........................................................................
DEAN OF BOOTH SCH. OF BUS.
 40.00
.......................   		          X 571,875 0 40,400
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 18,125,948 0 3,739,618
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,367
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
TURNER CONSTRUCTION CO55 E MONROE STCHICAGOIL60603 CONSTRUCTION & RELATED SERVICES 38,941,237
BOVIS LEND LEASE CO1 N WACKER DRCHICAGOIL60606 CONSTRUCTION & RELATED SERVICES 29,196,110
W E O'NEIL CONSTRUCTION1245 W WASHINGTON BLVDCHICAGOIL60607 CONSTRUCTION & RELATED SERVICES 19,430,594
ARAMARK SERVICES1101 MARKET STREETPHILADELPHIAPA19107 FOOD SERVICE MANAGEMENT 14,050,162
BULLEY & ANDREWS LLC1755 W ARMITAGE AVECHICAGOIL60622 CONSTRUCTION & RELATED SERVICES 13,310,495
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet686
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 1,013,200
d Related organizations...1d 71,750,000
e Government grants (contributions)1e 1,033,180,428
f All other contributions, gifts, grants, and
similar amounts not included above1f 		358,832,795
g Noncash contributions included in lines
1a-1f:$ 		74,919,234
h Total. Add lines 1a-1f.......MediumBullet 1,464,776,423
Program Service Revenue Business Code
2a TUITION & FEES 611310 671,779,125 671,779,125    
b SALES & SERVICES EDUC ACTIVITIES 900099 330,244,114 330,244,114    
c SALES & SERVICES AUX ENTERPRISE 611710 141,125,916 141,125,916    
d ARGONNE - OTHER 541900 52,298,407 52,298,407    
e FEES FROM GOVT AGENCIES 900099 4,709,463 4,709,463    
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 1,200,157,025
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 118,502,365   -8,509,502 127,011,867
4 Income from investment of tax-exempt bond proceeds..MediumBullet 8,898     8,898
5 Royalties...........MediumBullet 10,692,278     10,692,278
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,660,163,477  
b Less: cost or other basis and sales expenses 1,397,254,321 12,755,221
c Gain or (loss) 262,909,156 -12,755,221
d Net gain or (loss)..........MediumBullet 250,153,935     250,153,935
8a Gross income from fundraising events (not including
$ 1,013,200
of contributions reported on line 1c). See Part IV, line 18 ..
a 478,950
b Less: direct expenses ...b 475,125
c Net income or (loss) from fundraising events..MediumBullet 3,825   3,825
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a 63,898,694
b Less: cost of goods sold ..b 25,599,063
c Net income or (loss) from sales of inventory..MediumBullet 38,299,631 38,299,631    
Miscellaneous Revenue Business Code
11a CONFERENCES & CATERING 561000 6,247,402   6,247,402  
b ANNUITY ADJUSTMENT 900099 590,202 590,202    
c ADVERTISING 519100 135,933   135,933  
d All other revenue .... 2,330,594 2,330,594    
e Total. Add lines 11a–11d ...... MediumBullet 9,304,131
12 Total revenue. See Instructions......MediumBullet 3,091,898,511 1,241,377,452 -2,126,167 387,870,803
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 34,756,212 34,756,212
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 306,427,650 306,427,650
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 6,397,392 6,397,392
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 10,789,511   10,346,800 442,711
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 1,273,367,175 1,059,048,257 183,128,076 31,190,842
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 73,786,596 57,749,077 13,455,285 2,582,234
9 Other employee benefits ....... 225,061,469 176,919,340 39,178,476 8,963,653
10 Payroll taxes ........... 80,305,801 63,160,032 14,142,775 3,002,994
11 Fees for services (non-employees):        
a Management ...... 25,811,299 20,669,231 4,541,645 600,423
b Legal ......... 6,303,503 23,734 6,279,769  
c Accounting ........... 851,801   851,801  
d Lobbying ........... 296,015   296,015  
e Professional fundraising services. See Part IV, line 17 451,699 451,699
f Investment management fees ...... 4,403,983 4,403,983    
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 99,436,986 82,881,160 16,555,826  
12 Advertising and promotion .... 6,574,942 6,396,548 178,394  
13 Office expenses ....... 200,500,003 148,113,557 46,371,527 6,014,919
14 Information technology ...... 32,182,501 20,923,836 10,649,409 609,256
15 Royalties .. 5,790,782 5,768,782 22,000  
16 Occupancy ........... 85,478,073 77,376,586 7,038,800 1,062,687
17 Travel ............ 48,617,525 39,116,813 7,930,431 1,570,281
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 37,374,860 29,419,873 6,455,479 1,499,508
20 Interest ........... 88,436,980 88,436,980    
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 152,674,269 152,674,269    
23 Insurance .............. 24,056,462 21,131,467 2,883,708 41,287
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EQUIPMENT RENTAL & MAIN 62,294,779 57,248,101 3,906,796 1,139,882
b SUPPORT SERVICES 26,526,125 21,312,996 4,035,651 1,177,478
c SWAP VALUATION -23,207,143 -23,207,143    
d PENSION & BENEFIT ADJ -87,961,708 -87,961,708    
e All other expenses 102,051,746 66,090,100 31,783,772 4,177,874
25 Total functional expenses. Add lines 1 through 24e 2,909,837,288 2,435,277,125 410,032,435 64,527,728
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 71,930,057 1 -20,839,492
2 Savings and temporary cash investments ......... 278,924,667 2 66,009,075
3 Pledges and grants receivable, net ........... 393,076,041 3 449,038,440
4 Accounts receivable, net ............. 91,900,381 4 104,130,733
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
897,445 5 705,367
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 43,059,635 7 46,448,238
8 Inventories for sale or use .............. 6,014,629 8 6,349,042
9 Prepaid expenses and deferred charges .......... 28,229,286 9 32,968,446
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,026,998,874
b Less: accumulated depreciation ..... 10b 1,483,234,057 2,452,134,956 10c 2,543,764,817
11 Investments—publicly traded securities .......... 2,104,557,275 11 1,538,104,374
12 Investments—other securities. See Part IV, line 11 ..... 4,132,964,271 12 4,922,122,091
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 15,346,422 15 14,706,981
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 9,619,035,065 16 9,703,508,112
Liabilities 17 Accounts payable and accrued expenses ......... 873,488,278 17 593,611,490
18 Grants payable .................   18  
19 Deferred revenue ................ 89,520,977 19 89,391,147
20 Tax-exempt bond liabilities ............. 1,780,921,204 20 1,864,295,796
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 658,600,066 24 868,129,739
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 411,931,540 25 104,904,940
26 Total liabilities. Add lines 17 through 25......... 3,814,462,065 26 3,520,333,112
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 1,296,967,000 27 1,478,986,000
28 Temporarily restricted net assets ........... 3,055,179,000 28 3,158,451,000
29 Permanently restricted net assets ........... 1,452,427,000 29 1,545,738,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 5,804,573,000 33 6,183,175,000
34 Total liabilities and net assets/fund balances ........ 9,619,035,065 34 9,703,508,112
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,091,898,511
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,909,837,288
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
182,061,223
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
5,804,573,000
5
Net unrealized gains (losses) on investments ...............
5
37,687,789
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
158,852,988
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
6,183,175,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
UNIVERSITY OF CHICAGO
  		Employer identification number

36-2177139
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
UNIVERSITY OF CHICAGO
  		Employer identification number

36-2177139
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
UNIVERSITY OF CHICAGO
  		Employer identification number

36-2177139
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
296,015
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
 
No
 
j
Total. Add lines 1c through 1i ...............................
296,015
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: THE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH.
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 5,701,419,000 5,691,013,000 4,904,717,000 4,535,634,000 5,933,761,000
b Contributions ........ 117,250,000 82,079,000 128,430,000 126,671,000 110,214,000
c Net investment earnings, gains, and losses 399,315,000 265,909,000 1,009,407,000 695,590,000 -1,206,841,000
d Grants or scholarships ..... 41,748,000 43,210,000 42,632,000 39,774,000 33,303,000
e Other expenditures for facilities
and programs ........ 		272,226,000 277,366,000 294,918,000 402,328,000 258,775,000
f Administrative expenses .... 17,042,000 17,006,000 13,991,000 11,076,000 9,422,000
g End of year balance ...... 5,886,968,000 5,701,419,000 5,691,013,000 4,904,717,000 4,535,634,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet31.000 %
b
Permanent endowment SchDMd Bullet24.000 %
c
Temporarily restricted endowment SchDMd Bullet45.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   94,368,393 94,368,393
b Buildings ................   3,176,359,513 970,550,645 2,205,808,868
c Leasehold improvements ............        
d Equipment ................   447,977,757 281,099,401 166,878,356
e Other .................   308,293,211 231,584,011 76,709,200
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 2,543,764,817
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) VENTURE CAPITAL 		4,642,112,986 F

(B) REAL ESTATE 		280,009,105 F







Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 4,922,122,091
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
FUNDS HELD IN CUSTODY FOR OTHERS 97,313,221
OTHER 7,591,719







Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 104,904,940
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,460,517,292
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 37,687,789
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 12,755,221
e Add lines 2a through 2d ..................... 2e 50,443,010
3 Subtract line 2e from line 1..................... 3 2,410,074,282
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 4,403,983
b Other (Describe in Part XIII.) ........... 4b 677,420,246
c Add lines 4a and 4b....................... 4c 681,824,229
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,091,898,511
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 2,197,591,268
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d -10,737,485
e Add lines 2a through 2d...................... 2e -10,737,485
3 Subtract line 2e from line 1..................... 3 2,208,328,753
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 4,403,983
b Other (Describe in Part XIII.) ............ 4b 697,104,552
c Add lines 4a and 4b....................... 4c 701,508,535
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 2,909,837,288
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 4: THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLDS LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT.
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT TO THE EXTENT THAT THE UNIVERSITY HAS UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2013 AND 2012. THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS, WHICH THE UNIVERSITY CONSIDERS TO BE MATERIAL.
PART XI, LINE 2D - OTHER ADJUSTMENTS:   COST OF DISPOSED EQUIPMENT 12,755,221.
PART XI, LINE 4B - OTHER ADJUSTMENTS:   ARGONNE 735,458,836. LESS COST OF GOODS SOLD -25,599,063. ROUNDING 31,975. EXCLUSION OF RELATED ORGS THAT FILE THEIR OWN 990 -32,471,502.
PART XII, LINE 2D - OTHER ADJUSTMENTS:   EXCLUSION OF RELATED ORGS THAT FILE THEIR OWN 990 -10,737,485.
PART XII, LINE 4B - OTHER ADJUSTMENTS:   ARGONNE 735,458,836. DISPOSAL OF EQUIPMENT -12,755,221. COST OF GOODS SOLD -25,599,063.
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGUES AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID.
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
EUROPE (INCLUDING ICELAND & GREENLAND) 2 29 PROGRAM SERVICES INSTRUCTION 18,795,917
RUSSIA & THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES INSTRUCTION 36,666
EAST ASIA AND THE PACIFIC 1 17 PROGRAM SERVICES INSTRUCTION 13,525,363
SOUTH ASIA     PROGRAM SERVICES INSTRUCTION 168,109
NORTH AMERICA     PROGRAM SERVICES INSTRUCTION 87,490
MIDDLE EAST AND NORTH AFRICA   2 PROGRAM SERVICES INSTRUCTION 138,531
EUROPE (INCLUDING ICELAND & GREENLAND)   2 PROGRAM SERVICES RESEARCH 77,548
EAST ASIA AND THE PACIFIC 1 8 PROGRAM SERVICES RESEARCH 2,417,083
SOUTH ASIA   3 PROGRAM SERVICES RESEARCH 1,479,022
MIDDLE EAST AND NORTH AFRICA 1 10 PROGRAM SERVICES RESEARCH 880,093
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES SUBAWARD 916,873
SUB-SAHARAN AFRICA     PROGRAM SERVICES SUBAWARD 273,836
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES SUBAWARD 270,048
SOUTH ASIA     PROGRAM SERVICES SUBAWARD 395,027
NORTH AMERICA     PROGRAM SERVICES SUBAWARD 415,167
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES SUBAWARD 66,834
SOUTH AMERICA     PROGRAM SERVICES SUBAWARD 81,540
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 2,589,529
RUSSIA & THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 7,000
SUB-SAHARAN AFRICA     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 67,391
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 382,126
SOUTH ASIA     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 365,273
NORTH AMERICA     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 225,203
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 283,142
SOUTH AMERICA     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 53,404
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES SCHOLARSHIP AND STIPENDS 5,000
EAST ASIA AND THE PACIFIC     UNRELATED BUSINESS INCOME   94,787
EUROPE (INCLUDING ICELAND & GREENLAND)     FUNDRAISING   739,164
EAST ASIA AND THE PACIFIC     FUNDRAISING   299,498
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS   2,190,382,502
EAST ASIA AND THE PACIFIC     INVESTMENTS   27,507,858
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS   404,822,954
NORTH AMERICA     INVESTMENTS   62,484,396
SUB-SAHARAN AFRICA     INVESTMENTS   47,356,170
3a Sub-total ..... 4 58 35,246,707
b Total from continuation sheets to Part I ... 1 13 2,742,443,837
c Totals (add lines 3a and 3b) 5 71 2,777,690,544
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
EAST ASIA AND THE PACIFIC SUBAWARD 31,824 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD 238,224 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 129,785 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 80,000 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 16,782 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 7,158 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 3,861 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 42,308 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 45,717 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 30,466 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 1,446 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 1,015 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 41,175 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 166,793 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 119,076 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 49,727 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 49,831 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 80,579 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 2,957 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 832 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 36,967 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 9,037 WIRE      
EUROPE (INCLUDING ICELAND & GREENLAND) SUBAWARD 1,362 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBAWARD 35,680 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBAWARD 31,154 WIRE      
NORTH AMERICA SUBAWARD 8,640 WIRE      
NORTH AMERICA SUBAWARD 303,938 WIRE      
NORTH AMERICA SUBAWARD 81,962 WIRE      
NORTH AMERICA SUBAWARD 20,627 WIRE      
NORTH AMERICA SUBAWARD 46,130 WIRE      
NORTH AMERICA SUBAWARD 35,410 WIRE      
SOUTH ASIA SUBAWARD 35,010 WIRE      
SOUTH ASIA SUBAWARD 222,150 WIRE      
SOUTH ASIA SUBAWARD 137,867 WIRE      
SUB-SAHARAN AFRICA SUBAWARD 39,975 WIRE      
SUB-SAHARAN AFRICA SUBAWARD 41,179 WIRE      
SUB-SAHARAN AFRICA SUBAWARD 74,069 WIRE      
SUB-SAHARAN AFRICA SUBAWARD 30,000 WIRE      
SUB-SAHARAN AFRICA SUBAWARD 55,813 WIRE      
SUB-SAHARAN AFRICA SUBAWARD 32,800 WIRE      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
STUDENT AID EAST ASIA AND THE PACIFIC 24 272,776 CHECK      
STUDENT AID EUROPE (INCLUDING ICELAND & GREENLAND) 215 2,481,884 CHECK      
STUDENT AID MIDDLE EAST AND NORTH AFRICA 26 248,673 CHECK      
STUDENT AID NORTH AMERICA 17 222,203 CHECK      
STUDENT AID SOUTH AMERICA 1 18,054 CHECK      
STUDENT AID SOUTH ASIA 30 343,273 CHECK      
STUDENT AID SUB-SAHARAN AFRICA 4 40,720 CHECK      
SUMMER STUDENT GRANTS CENTRAL AMERICA AND THE CARIBBEAN 2 5,000 CHECK      
SUMMER STUDENT GRANTS EAST ASIA AND THE PACIFIC 31 109,350 CHECK      
SUMMER STUDENT GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) 36 107,645 CHECK      
SUMMER STUDENT GRANTS MIDDLE EAST AND NORTH AFRICA 9 34,469 CHECK      
SUMMER STUDENT GRANTS NORTH AMERICA 1 3,000 CHECK      
SUMMER STUDENT GRANTS RUSSIA & THE NEWLY INDEPENDENT STATES 2 7,000 CHECK      
SUMMER STUDENT GRANTS SOUTH AMERICA 12 35,350 CHECK      
SUMMER STUDENT GRANTS SOUTH ASIA 6 22,000 CHECK      
SUMMER STUDENT GRANTS SUB-SAHARAN AFRICA 7 26,671 CHECK      
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO CODY
65 KIRKWOOD NORTH ROAD SW
 
CEDAR RAPIDS, IA52404 		TELEMARKETING   No 1,237,989 451,699 786,290
             
             
             
             
             
             
             
             
             
Total .................right arrow 1,237,989 451,699 786,290
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
IL, NJ, WA
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

LAB SCHOOL
(event type) 		(b) Event #2

SMART MUSEUM
(event type) 		(c) Other events

2
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 595,891 451,100 445,159 1,492,150
2 Less: Contributions . . 371,130 415,550 226,520 1,013,200
3 Gross income (line 1
minus line 2) . . . 		224,761 35,550 218,639 478,950
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .     28,200 28,200
6 Rent/facility costs . . 18,208   66,008 84,216
7 Food and beverages . 87,041 77,368 49,910 214,319
8 Entertainment . . . 2,278 17,662 25,050 44,990
9 Other direct expenses . 39,252 24,886 39,262 103,400
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 475,125
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow 3,825
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALO CODY PROVIDED PROFESSIONAL FUNDRAISING SERVICES FOR FISCAL YEAR 2013 AND PAYMENTS FOR THESE SERVICES WERE PROCESSED FROM AUGUST 2012 TO JUNE 2013, DETAILS OF ALL PAYMENTS IS AS FOLLOWS: MONTHLY INSTALLMENTS $485,931 MAILING CHARGES 3,793 POSTAGE CHARGES 8,661 CREDITS (46,686) TOTAL PAID $451,699
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number
36-2177139
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ACCESS COMMUNITY HEALTH NETWORK
1501 S CALIFORNIA AVENUE
CHICAGO,IL60608 		36-3317058 501 (C) (3) OR GOV 74,975       SUBAWARD
(2) ADVOCATE HEALTH AND HOSPITAL CORPORATION
2025 WINDSOR DRIVE
OAK BROOK,IL60523 		36-2169147 501 (C) (3) OR GOV 61,260       SUBAWARD
(3) ALLIANCE OF CHICAGO COMMUNITY HEALTH SERVICES L3C
215 W OHIO STREET 4TH FLOOR
CHICAGO,IL60654 		36-4444309 501 (C) (3) OR GOV 46,795       SUBAWARD
(4) ANTI CANCER INC
7917 OSTROW STREET
SAN DIEGO,CA92111 		33-0074191   92,397       SUBAWARD
(5) ASTRONOMICAL SOCIETY OF THE PACIFIC
390 ASHTON AVENUE
SAN FRANCISCO,CA94112 		94-0294860 501 (C) (3) OR GOV 9,576       SUBAWARD
(6) AURORA MEDICAL GROUP
POBOX 341457
MILWAUKEE,WI53234 		39-1678306 501 (C) (3) OR GOV 12,353       SUBAWARD
(7) BAYSTATE MEDICAL CENTER
759 CHESTNUT STREET
SPRINGFIELD,MA01199 		04-2790311 501 (C) (3) OR GOV 20,499       SUBAWARD
(8) BECKMAN RESEARCH INSTITUTE
1450 EAST DUARTE ROAD
DUARTE,CA91010 		95-3432210 501 (C) (3) OR GOV 119,542       SUBAWARD
(9) BELOVED COMMUNITY FAMILY
6430 SOUTH HARVARD
CHICAGO,IL60621 		20-2273383 501 (C) (3) OR GOV 34,692       SUBAWARD
(10) BIOSPHERICAL INSTRUMENTS
5340 RILEY STREET
SAN DIEGO,CA92110 		95-3292603   171,295       SUBAWARD
(11) BOARD OF EDUCATION - CHICAGO
125 S CLARK STREET 14TH FL
CHICAGO,IL60603 		36-6005821 501 (C) (3) OR GOV 97,423       SUBAWARD
(12) BOSTON MEDICAL CENTER
660 HARRISON AVENUE GAMBRO 2
BOSTON,MA02118 		04-3314093 501 (C) (3) OR GOV 31,453       SUBAWARD
(13) BRIGHAM AND WOMEN'S HOSPITAL
150 E BULLDOG BLVD
BOSTON,MA02199 		04-2312909 501 (C) (3) OR GOV 22,420       SUBAWARD
(14) BRIGHAM YOUNG UNIVERSITY
A-261 ASB
PROVO,UT84602 		87-0217280 501 (C) (3) OR GOV 243,722       SUBAWARD
(15) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA15213 		25-0969449 501 (C) (3) OR GOV 62,508       SUBAWARD
(16) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE
CLEVELAND,OH44106 		34-1018992 501 (C) (3) OR GOV 452,041       SUBAWARD
(17) CENTERS FOR NEW HORIZONS
4150 SOTH KING DRIVE
CHICAGO,IL60653 		36-2729721 501 (C) (3) OR GOV 33,280       SUBAWARD
(18) CHICAGO FAMILY HEALTH CENTERFORMERLY CLARETIAN MED CTR
9119 S EXCHANGE AVENUE
CHICAGO,IL60617 		36-2893854 501 (C) (3) OR GOV 44,000       SUBAWARD
(19) CHILDREN'S HOSPITAL BOSTON
300 LONGWOOD AVENUE
BOSTON,MA02115 		04-2774441 501 (C) (3) OR GOV 7,821       SUBAWARD
(20) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD
LOS ANGELES,CA90027 		95-1690977 501 (C) (3) OR GOV 33,467       SUBAWARD
(21) CHILDREN'S HOSPITAL MEDICAL CENTER (CINCINNATI)
3333 BURNETT AVENUE
CINCINNATI,OH46202 		31-0833963 501 (C) (3) OR GOV 458,766       SUBAWARD
(22) CHILDREN'S MEMORIAL HOSPITAL
2300 CHILDRENS PLAZA BOX 268
CHICAGO,IL60614 		36-2170833 501 (C) (3) OR GOV 15,581       SUBAWARD
(23) CLARK UNIVERSITY
20 DOWNING STREET
WORCESTER,MA01610 		04-2111203 501 (C) (3) OR GOV 12,346       SUBAWARD
(24) COLLEGE OF WILLIAM AND MARY
102 RICHMOND ROAD
WILLIAMSBURG,VA23187 		54-6001718 501 (C) (3) OR GOV 40,041       SUBAWARD
(25) COLUMBIA UNIVERSITY
615 W 135TH STREET
NEW YORK,NY10027 		13-5598093 501 (C) (3) OR GOV 290,931       SUBAWARD
(26) COMBLU INC
875 N MICHIGAN AVE SUITE 1340
CHICAGO,IL60611 		36-3037806   25,000       SUBAWARD
(27) COMPLETE GENOMICS
2071 STIERLIN COURT
MOUNTAIN VIEW,CA10027 		20-3226545 501 (C) (3) OR GOV 747,000       SUBAWARD
(28) CORNELL UNIVERSITY
395 PINE TREE ROAD SUITE 302
ITHACA,NY14850 		15-0532082 501 (C) (3) OR GOV 189,096       SUBAWARD
(29) DANA FARBER CANCER INSTITUTE
44 BINNEY STREET MS OS-385
BOSTON,MA02115 		04-2263040 501 (C) (3) OR GOV 42,866       SUBAWARD
(30) DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH03755 		02-0222111 501 (C) (3) OR GOV 63,364       SUBAWARD
(31) DE PAUL UNIVERSITY
1 EAST JACKSON BOULEVARD
CHCIAGO,IL60604 		36-2167048 501 (C) (3) OR GOV 127,049       SUBAWARD
(32) DECATUR MEMORIAL HOSPITAL
2300 NORTH EDWARD STREET
DECATUR,IL62526 		37-0661199 501 (C) (3) OR GOV 52,849       SUBAWARD
(33) DENVER HEALTH AND HOSPITAL AUTHORITY
777 BANCOCK STREET
DENVER,CO80204 		84-1343242 501 (C) (3) OR GOV 87,193       SUBAWARD
(34) DUKE UNIVERSITY
2200 WEST MAIN STREET SUITE 300
DURHAM,NC27705 		56-0532129 501 (C) (3) OR GOV 158,697       SUBAWARD
(35) ENH RESEARCH INSTITUTE
1001 UNIVERSITY PLACE
EVANSTON,IL60201 		36-2167060 501 (C) (3) OR GOV 5,510       SUBAWARD
(36) FELLOWSHIP FOR INTERPRETATION OF GENOMES
15 W 155 81ST STREET
BURR RIDGE,IL60527 		14-1883085 501 (C) (3) OR GOV 857,738       SUBAWARD
(37) FIELD MUSEUM
1400 SOUTH LAKE SHORE DRIVE
CHICAGO,IL60605 		36-2167011 501 (C) (3) OR GOV 67,552       SUBAWARD
(38) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREEET CSC 310
MIAMI,FL33199 		65-0177616 501 (C) (3) OR GOV 164,310       SUBAWARD
(39) FORT WAYNE MEDICAL ONCOLOGY & HEMATOLOGY INC
4402 E STATE BLVD
FORT WAYNE,IN46815 		35-1400631 501 (C) (3) OR GOV 20,300       SUBAWARD
(40) FRANKLIN COUNTY HISTORICAL SOCIETY DBA COSI COLUMBUS
333 WEST BROAD STREET
COLUMBUS,OH43215 		31-4383802 501 (C) (3) OR GOV 20,000       SUBAWARD
(41) FREQUENCY 540 LLC
640 NORTH LASALLE SUITE 490
CHICAGO,IL60654 		61-1652976   410,143       SUBAWARD
(42) FRIEND FAMILY HEALTH CENTER
800 E 55TH STREET
CHICAGO,IL60615 		36-4161801 501 (C) (3) OR GOV 93,054       SUBAWARD
(43) FSG INC
500 BOYLSTON STREET SUITE 600
BOSTON,MA02116 		20-2776974 501 (C) (3) OR GOV 317,559       SUBAWARD
(44) GEORGE WASHINGTON UNIVERSITY
44983 KNOLL SQUARE BLDG II
ASHBURN,VA20147 		53-0196584 501 (C) (3) OR GOV 102,064       SUBAWARD
(45) GEORGIA STATE UNIVERSITY
P O BOX 3999
ATLANTA,GA30302 		58-6002050 501 (C) (3) OR GOV 15,842       SUBAWARD
(46) GFK CUSTOM RESEARCH LLC
1350 WILLOW ROAD DEPT L-1694
MENLO,CA94025 		52-2339690   265,801       SUBAWARD
(47) GREATER AUBURN GRESHAM DEVELOPMENT CORPORATIION
1159 WEST 79TH STREET
CHICAGO,IL60620 		36-4377387 501 (C) (3) OR GOV 32,062       SUBAWARD
(48) HARVARD UNIVERSITY
667 HUNTINGTON AVENUE
BOSTON,MA02115 		04-2103580 501 (C) (3) OR GOV 402,470       SUBAWARD
(49) HEALTH RESEARCH INC- ROSWELL PARK CANCER INSTITUTE
RIVERVIEW CENTER 150 BROADWAY
MENANDS,NY12204 		14-1402155 501 (C) (3) OR GOV 11,362       SUBAWARD
(50) HEKTOEN INSTITUTE
2240 W OGDEN AVENUE 2ND FLOOR
CHICAGO,IL60612 		36-2244897 501 (C) (3) OR GOV 84,393       SUBAWARD
(51) HOLY CROSS HOSPITAL
2701 W 68TH STREET
CHICAGO,IL60629 		36-2170133 501 (C) (3) OR GOV 64,899       SUBAWARD
(52) ILLINOIS CANCER CARE
8940 N WOOD SAGE ROAD
PEORIA,IL61615 		37-1409840 501 (C) (3) OR GOV 29,566       SUBAWARD
(53) ILLINOIS INSTITUTE OF TECHNOLOGY
3300 S FEDERAL STREET MAIN BLDG RM
308
CHICAGO,IL60616 		36-2170136 501 (C) (3) OR GOV 398,840       SUBAWARD
(54) INDIANA UNIVERSITY
POPLARS 426 400 E 7TH ST
BLOOMINGTON,IN47405 		35-6001673 501 (C) (3) OR GOV 1,370,206       SUBAWARD
(55) INGALLS MEMORIAL HOSPITAL
ONE INGALLS DRIVE
HARVEY,IL60426 		36-2170866 501 (C) (3) OR GOV 9,125       SUBAWARD
(56) INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVE
NEW HAVEN,CT06510 		06-1660068 501 (C) (3) OR GOV 275,939       SUBAWARD
(57) JOHNS HOPKINS UNIVERSITY
1101 E 33RD STREET
BALTIMORE,MD21218 		52-0595110 501 (C) (3) OR GOV 714,752       SUBAWARD
(58) KAISER FOUNDATION
1800 HARRISON STREET
MENLO PARK,CA94025 		94-1105628 501 (C) (3) OR GOV 207,866       SUBAWARD
(59) LAWRENCE BERKELEY NATIONAL LAB
ONE CYCLOTRON ROAD
BERKELEY,CA94704 		94-2951741 501 (C) (3) OR GOV 29,233       SUBAWARD
(60) LOUISIANA STATE UNIVERSITY
202 HIMES HALL
BATON ROUGE,LA70803 		72-6000848 501 (C) (3) OR GOV 121,128       SUBAWARD
(61) LOYOLA UNIVERSITY
820 N MICHIGAN AVENUE
CHICAGO,IL60611 		36-1408475 501 (C) (3) OR GOV 100,248       SUBAWARD
(62) LURIE CHILDREN'S HOSPITAL DBA CHILDREN'S MEMORIAL HOSPITAL
2300 CHILDRENS PLAZA BOX 268
CHICAGO,IL60614 		36-2170833 501 (C) (3) OR GOV 9,098       SUBAWARD
(63) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114 		04-2697983 501 (C) (3) OR GOV 131,388       SUBAWARD
(64) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
SUITE NE49-4161
CAMBRIDGE,MA02139 		04-2103594 501 (C) (3) OR GOV 324,406       SUBAWARD
(65) MDRC RESEARCH CORPORATION
16 EAST 34TH STREET
NEW YORK,NY10016 		23-7379473 501 (C) (3) OR GOV 88,310       SUBAWARD
(66) MEDICAL COLLEGE OF WISCONSIN
8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226 		39-0806261 501 (C) (3) OR GOV 615,057       SUBAWARD
(67) MERCY HOSPITAL ST LOUIS
615 SOUTH NEW BALLAS ROAD
ST LOUIS,MO63141 		43-0653493 501 (C) (3) OR GOV 18,025       SUBAWARD
(68) MICHIGAN STATE UNIVERSITY
301 ADMINISTRATION BLDG
EAST LANSING,MI48917 		38-6005984 501 (C) (3) OR GOV 393,678       SUBAWARD
(69) MIDWEST BIOMEDICAL RESEARCH FOUNDATION
4801 LINWOOD BOULEVARD
KANSAS CITY,MO64128 		43-1496422 501 (C) (3) OR GOV 10,600       SUBAWARD
(70) MIDWEST CLINICIANS NETWORK
7215 WESTSHIRE DRIVE
LANSING,MI48917 		38-3189461 501 (C) (3) OR GOV 52,661       SUBAWARD
(71) MISSISSIPPI STATE UNIVERSITY
P O BOX 5227
MS STATE UNIV,MS39762 		64-6000819 501 (C) (3) OR GOV 43,526       SUBAWARD
(72) MONTANA STATE UNIVERSITY
309 MONTANA HALL PO BOX 172470
BOZEMAN,MT59717 		81-0302402 501 (C) (3) OR GOV 22,725       SUBAWARD
(73) MPC CORPORATION
5000 FORBES AVENUE 509 UTDC
PITTSBURGH,PA15213 		25-1128244 501 (C) (3) OR GOV 30,812       SUBAWARD
(74) MS BIOWORKS LLC
3950 VASITY DRIVE
ANN ARBOR,MI48108 		27-2507618   84,500       SUBAWARD
(75) NATIONAL BUREAU OF ECONOMIC RESEARCH
1050 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02138 		13-1641075 501 (C) (3) OR GOV 181,274       SUBAWARD
(76) NATIONAL OPINION RESEARCH CENTER
55 EAST MONROE STREET
CHICAGO,IL60603 		36-2167808 501 (C) (3) OR GOV 271,228       SUBAWARD
(77) NEAR NORTH HEALTH SERVICE
1276 N CLYBOURN AVENUE
CHICAGO,IL60610 		36-3197647 501 (C) (3) OR GOV 82,174       SUBAWARD
(78) NEIMAND COLLABORATIVE
1025 VERMONT AVENUE NW SUITE 830
WASHINGTON,DC20005 		52-1806524   139,999       SUBAWARD
(79) NEUROPSYCHIATRIC RESEARCH INSTITUTE
700 FIRST AVENUE SOUTH
FARGO,ND58107 		45-0274828 501 (C) (3) OR GOV 12,399       SUBAWARD
(80) NEW YORK UNIVERSITY
726 BROADWAY
NEW YORK,NY10003 		13-5562308 501 (C) (3) OR GOV 166,037       SUBAWARD
(81) NORTHSHORE UNIVERSITY HEALTH SYSTEM
2650 RIDGE AVENUE - G221
EVANSTON,IL60201 		36-2167060 501 (C) (3) OR GOV 118,789       SUBAWARD
(82) NORTHWESTERN UNIVERSITY
633 CLARK STREET SUITE G-547
EVANSTON,IL60208 		36-2167817 501 (C) (3) OR GOV 2,649,699       SUBAWARD
(83) OHIO STATE UNIVERSITY
901 WOODY HAYES DRIVE
COLUMBUS,OH43210 		31-6025986 501 (C) (3) OR GOV 348,232       SUBAWARD
(84) ORCID INC
6 WEST 77TH STREET
NEW YORK,NY10024 		27-5142743 501 (C) (3) OR GOV 200,000       SUBAWARD
(85) OUNCE OF PREVENTION FUND
33 W MONROE STREET SUITE 2400
CHICAGO,IL60603 		36-3186328 501 (C) (3) OR GOV 158,874       SUBAWARD
(86) PENN STATE UNIVERSITY
513 JOAB L THOMAS BLDG
UNIVERSITY PARK,PA16802 		24-6000376 501 (C) (3) OR GOV 293,209       SUBAWARD
(87) PLANNED PARENTHOOD OF ILLINOIS
18 S MICHIGAN AVENUE 6TH FLOOR
CHICAGO,IL60603 		36-2710901 501 (C) (3) OR GOV 51,395       SUBAWARD
(88) PMAC LABORATORIES INC
10636 SCRIPPS SUMMIT CT
SAN DIEGO,CA92131 		27-0938257   34,252       SUBAWARD
(89) PRESIDENT AND FELLOW OF HARVARD COLLEGE
1033 MASSACHUSETTS AVENUE 3RD FL
CAMBRIDGE,MA02138 		04-2103580 501 (C) (3) OR GOV 40,784       SUBAWARD
(90) PRINCETON UNIVERSITY
5 NEW SOUTH BUILDING PO BOX 5292
PRINCETON,NJ08544 		21-0634501 501 (C) (3) OR GOV 110,167       SUBAWARD
(91) PROJECT EXPLORATION
950 E 61ST STREET
CHICAGO,IL60637 		36-4305660 501 (C) (3) OR GOV 20,000       SUBAWARD
(92) PROJECT HOPE
255 CARTER HALL LANE
MILLWOOD,VA22646 		53-0242962 501 (C) (3) OR GOV 18,741       SUBAWARD
(93) PURDUE UNIVERSITY
302 WOOD STREET
WEST LAFAYETTE,IN47907 		35-6002041 501 (C) (3) OR GOV 236,624       SUBAWARD
(94) RESEARCH INSTITUTE AT THE NATIONWIDE CHILDREN'S HOSPITAL
700 CHILDRENS DRIVE
COLUMBUS,OH43205 		31-6056230 501 (C) (3) OR GOV 11,250       SUBAWARD
(95) ROCKEFELLER UNIVERSITY
1230 YORK AVENUE
NEW YORK,NY10065 		13-1624158 501 (C) (3) OR GOV 247,519       SUBAWARD
(96) ROI VENTURES LLC
213 W INSTITUTE PLACE SUITE 505
CHCIAGO,IL60610 		20-5385643   199,115       SUBAWARD
(97) RUSH UNIVERSITY MEDICAL CENTER
1700 WEST VAN BUREN STREET ROOM NO
CHICAGO,IL60612 		36-2174823 501 (C) (3) OR GOV 28,924       SUBAWARD
(98) SANTA FE INSTITUTE
1399 HYDE PARK ROAD
SANTA FE,NM87501 		85-0325494 501 (C) (3) OR GOV 35,386       SUBAWARD
(99) SANTEC SYSTEMS
2924 MALMO DRIVE
ARLINGTON HEIGHTS,IL60005 		36-3635977   44,737       SUBAWARD
(100) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES ROAD
LA JOLLA,CA92037 		33-0435954   378,161       SUBAWARD
(101) SEATTLE CHILDREN'S RESEARCH INSTITUTE
1900 NINTH AVENUE MS C95-5
SEATTLE,WA98101 		91-0564748 501 (C) (3) OR GOV 233,001       SUBAWARD
(102) SMITHSONIAN ASTROPHYSICAL OBSERVATORY
60 GARDEN STREET
CAMBRIDGE,MA02138 		53-0206027 501 (C) (3) OR GOV 365,893       SUBAWARD
(103) SOUTHERN ILLINOIS UNIVERSITY EDWARDSVILLE
STATE ROUTE 157
EDWARDSVILLE,IL62026 		37-0986220 501 (C) (3) OR GOV 38,930       SUBAWARD
(104) SOUTHERN RESEARCH INSTITUTE
2000 NINTH AVENUE SOUTH
BIRMINGHAM,AL35205 		63-0288868 501 (C) (3) OR GOV 25,544       SUBAWARD
(105) SOUTHSIDE HELP CENTER
10420 S HALSTED
CHICAGO,IL60628 		36-3532259 501 (C) (3) OR GOV 70,249       SUBAWARD
(106) ST JUDE CHILDREN'S RESEARCH HOSPITAL
332 NORTH LAUDERDALE STREET
MEMPHIS,TN38105 		62-0646012 501 (C) (3) OR GOV 467,321       SUBAWARD
(107) STANFORD UNIVERSITY
340 PANAMA STREET
STANFORD,CA94305 		94-1156365 501 (C) (3) OR GOV 1,391,843       SUBAWARD
(108) SUNY RESEARCH FOUNDATION
1300 ELMWOOD AVE BISHOP HALL B17
BUFFALO,NY14222 		14-1368361 501 (C) (3) OR GOV 66,945       SUBAWARD
(109) TCA HEALTH INC
1029 E 130TH STREET
CHICAGO,IL60628 		36-2743287 501 (C) (3) OR GOV 31,761       SUBAWARD
(110) TEMPLE UNIVERSITY
1805 NORTH BROAD STREET
PHILADELPHIA,PA19122 		23-1365971 501 (C) (3) OR GOV 179,122       SUBAWARD
(111) TRINITY UNIVERSITY
1 TRINITY PLACE
SAN ANTOINIO,TX78212 		74-1109633 501 (C) (3) OR GOV 44,000       SUBAWARD
(112) UNITED SITE NATIONAL SERVICES
200 FRIEBERG PARKWAY
WESTBOROUGH,MA01581 		26-0674933   13,615       SUBAWARD
(113) UNIVERISTY OF CENTRAL FLORIDA
12424 RESEARCH PARKWAY
ORLANDO,FL32826 		59-2924021 501 (C) (3) OR GOV 90,620       SUBAWARD
(114) UNIVERSITY OF ALABAMA
1530 3RD AVENUE S AB 1170
BIRMINGHAM,AL35294 		63-6005996 501 (C) (3) OR GOV 138,775       SUBAWARD
(115) UNIVERSITY OF ALASKA
P O BOX 756540
FAIRBANKS,AK99775 		91-6000147 501 (C) (3) OR GOV 51,215       SUBAWARD
(116) UNIVERSITY OF ARIZONA
888 N EUCLID ROOM 510
TUCSON,AZ85722 		74-2652689 501 (C) (3) OR GOV 34,776       SUBAWARD
(117) UNIVERSITY OF CALIFORNIA -SF
3333 CALIFORNIA STREET SUITE 315
SAN FRANCISCO,CA94118 		94-6036493 501 (C) (3) OR GOV 265,939       SUBAWARD
(118) UNIVERSITY OF CALIFORNIA-BK
2150 SHATTUCK AVENUE SUITE 300
BERKELEY,CA94704 		94-6002123 501 (C) (3) OR GOV 345,861       SUBAWARD
(119) UNIVERSITY OF CALIFORNIA-DV
ONE SHIELDS AVENUE
DAVIS,CA95616 		94-6036494 501 (C) (3) OR GOV 430,152       SUBAWARD
(120) UNIVERSITY OF CALIFORNIA-IR
4255 CAMPUS DRIVE
IRVINE,AZ90024 		95-2226406 501 (C) (3) OR GOV 129,240       SUBAWARD
(121) UNIVERSITY OF CALIFORNIA-LA
10920 WILSHIRE BOULEVARD SUITE 1200
1200
LOS ANGELES,CA90024 		94-3067788 501 (C) (3) OR GOV 106,289       SUBAWARD
(122) UNIVERSITY OF CALIFORNIA-SC
9500 GILMAN DRIVE - RM 3041
LA JOLLA,CA92093 		95-6006144 501 (C) (3) OR GOV 25,438       SUBAWARD
(123) UNIVERSITY OF CALIFORNIA-SD
9500 GILMAN DRIVE - RM 3041
LA JOLLA,CA92093 		95-6006144 501 (C) (3) OR GOV 679,147       SUBAWARD
(124) UNIVERSITY OF CALIFORNIA-SF
3333 CALIFORNIA STREET SUITE 315
SAN FRANCISCO,CA94118 		94-6036493 501 (C) (3) OR GOV 1,319,411       SUBAWARD
(125) UNIVERSITY OF CINCINNATI
2600 CLIFTON AVENUE
CINCINNATI,OH45221 		31-6000989 501 (C) (3) OR GOV 196,250       SUBAWARD
(126) UNIVERSITY OF COLORADO
3100 MARINE STREET
BOULDER,CO80309 		39-1481425 501 (C) (3) OR GOV 262,831       SUBAWARD
(127) UNIVERSITY OF DENVER
2199 S UNIVERSITY BOULEVARD
DENVER,CO80208 		84-0404231 501 (C) (3) OR GOV 247,034       SUBAWARD
(128) UNIVERSITY OF FLORIDA
219 GRINTER HALL PO BOX 1003628
GAINESVILLE,FL32611 		59-0974739 501 (C) (3) OR GOV 11,994       SUBAWARD
(129) UNIVERSITY OF GEORGIA
424 EAST BROAD STREET
ATHENS,GA30602 		58-6001998 501 (C) (3) OR GOV 8,617       SUBAWARD
(130) UNIVERSITY OF HEALTHSYSTEM CONSORTIUM
155 N WACKER DRIVE
CHICAGO,IL60606 		36-3740243   48,333       SUBAWARD
(131) UNIVERSITY OF ILLINOIS-CHICAGO
809 SOUTH MARSHFIELD AVENUE
CHICAGO,IL60612 		37-6000511 501 (C) (3) OR GOV 1,747,087       SUBAWARD
(132) UNIVERSITY OF ILLINOIS-URBANA
1901 S FIRST ST SUITE A MC-685
CHAMPAIGN,IL61820 		37-6000511 501 (C) (3) OR GOV 711,399       SUBAWARD
(133) UNIVERSITY OF IOWA
201 GILMORE HALL
IOWA CITY,IA52242 		42-6004813 501 (C) (3) OR GOV 290,539       SUBAWARD
(134) UNIVERSITY OF KANSAS
2385 IRVING HILL ROAD
LAWRENCE,KS66045 		48-0680117 501 (C) (3) OR GOV 45,909       SUBAWARD
(135) UNIVERSITY OF KENTUCKY
109 KINKEAD HALL
LEXINGTON,KY40506 		61-6001218 501 (C) (3) OR GOV 155,856       SUBAWARD
(136) UNIVERSITY OF MARYLAND
3300 METZEROTT ROAD
ADELPHI,MD20783 		52-6002033 501 (C) (3) OR GOV 263,640       SUBAWARD
(137) UNIVERSITY OF MARYLAND BALTIMORE
220 ARCH STREET OFFICE LEVEL 2
BALTIMORE,MD21201 		52-6002033 501 (C) (3) OR GOV 6,759       SUBAWARD
(138) UNIVERSITY OF MASSACHUSETTS
55 LAKE AVENUE NORTH
WORCESTER,MA01655 		04-3167352 501 (C) (3) OR GOV 55,147       SUBAWARD
(139) UNIVERSITY OF MIAMI
P O BOX 248106
CORAL GABLES,FL33124 		59-0624458 501 (C) (3) OR GOV 17,124       SUBAWARD
(140) UNIVERSITY OF MICHIGAN
3003 S STATE STREET 3089 WOLVERINE
TOWER
ANN ARBOR,MI48109 		38-6006309 501 (C) (3) OR GOV 830,240       SUBAWARD
(141) UNIVERSITY OF MINNESOTA
200 OAK STREET SE
MINNEAPOLIS,MN55455 		41-6007513 501 (C) (3) OR GOV 55,487       SUBAWARD
(142) UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM87131 		85-6000642 501 (C) (3) OR GOV 285,133       SUBAWARD
(143) UNIVERSITY OF NORTH CAROLINA
104 AIRPORT DRIVE CB1350
CHAPEL HILL,NC27599 		56-6001393 501 (C) (3) OR GOV 190,352       SUBAWARD
(144) UNIVERSITY OF NORTH CAROLINA PRESS
116 S BOUNDARY STREET
CHAPEL HILL,NC27514 		56-6001394 501 (C) (3) OR GOV 46,750       SUBAWARD
(145) UNIVERSITY OF NOTRE DAME
402 GRACE HALL
NOTRE DAME,IN46556 		35-0868188 501 (C) (3) OR GOV 172,500       SUBAWARD
(146) UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET P-221 FRANKLIN
BLDG
PHILADELPHIA,PA19104 		23-1352685 501 (C) (3) OR GOV 92,464       SUBAWARD
(147) UNIVERSITY OF PITTSBURGH
3100 CATHEDRAL OF LEARNING
PITTSBURGH,PA15260 		25-0965591 501 (C) (3) OR GOV 762,204       SUBAWARD
(148) UNIVERSITY OF PUERTO RICO
P O BOX 21790
SAN JUAN,PR00931 		66-0362666 501 (C) (3) OR GOV 13,292       SUBAWARD
(149) UNIVERSITY OF ROCHESTER
1325 MT HOPE AVENUE
ROCHESTER,NY14620 		16-1089052 501 (C) (3) OR GOV 30,788       SUBAWARD
(150) UNIVERSITY OF SCIENCES IN PHILIADELPHIA
600 SOUTH 43RD STREET
PHILADELLPHIA,PA19104 		23-1352668 501 (C) (3) OR GOV 18,819       SUBAWARD
(151) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY PARK CAMPUS - STO 330
LOS ANGELES,CA90089 		95-1642394 501 (C) (3) OR GOV 190,484       SUBAWARD
(152) UNIVERSITY OF TENNESSEE
UTHSC 62 S DUNLAP
MEMPHIS,TN38163 		62-6001636 501 (C) (3) OR GOV 327,255       SUBAWARD
(153) UNIVERSITY OF TEXAS MD ANDERSEN CANCER CENTER
PO BOX 7159
AUSTIN,TX78713 		74-6001118 501 (C) (3) OR GOV 15,461       SUBAWARD
(154) UNIVERSITY OF UTAH
201 PRESIDENTS CIRCLE
SALT LAKE CITY,UT84112 		87-6000525 501 (C) (3) OR GOV 6,329       SUBAWARD
(155) UNIVERSITY OF VIRGINIA
P O BOX 400202
CHARLOTTESVILLE,VA22904 		54-6001796 501 (C) (3) OR GOV 389,311       SUBAWARD
(156) UNIVERSITY OF WASHINGTON
1100 NE 45TH STREET SUITE 300
SEATTLE,WA98105 		91-6001537 501 (C) (3) OR GOV 120,951       SUBAWARD
(157) UNIVERSITY OF WISCONSIN-MADISON
21 NORTH PARK STREET - SUITE 6401
MADISON,WI53715 		39-6006492 501 (C) (3) OR GOV 939,788       SUBAWARD
(158) URBAN INSTITUTE
2100 M STREET NW
WASHINGTON,DC20037 		52-0880375 501 (C) (3) OR GOV 84,083       SUBAWARD
(159) USDA- US DEPARTMENT OF AGRICULTURE
1030 BALTIMORE AVE BLD 003
BARC-WEST
BELTSVILLE,MD20705 		72-0564834 501 (C) (3) OR GOV 80,534       SUBAWARD
(160) VA PUGET HEALTH CARE
1660 S COLUMBIA WAY S-152
SEATTLE,WA98105 		91-0656166 501 (C) (3) OR GOV 52,491       SUBAWARD
(161) VANDERBILT UNIVERSITY
3319 WEST END AVENUE SUITE 800
NASHVILLE,TN37203 		62-0476822 501 (C) (3) OR GOV 436,030       SUBAWARD
(162) VIRGINIA COMMONWEALTH UNIVERSITY
800 EAST LEIGH ST SUITE 113 PO BOX
980568
RICHMOND,VA23298 		54-6001758 501 (C) (3) OR GOV 21,197       SUBAWARD
(163) WASHINGTON PARK CONSORTIUM
6357 S COTTAGE GROVE
CHICAGO,IL60637 		26-3873131 501 (C) (3) OR GOV 28,715       SUBAWARD
(164) WASHINGTON UNIVERSITY
700 ROSEDALE AVENUE BOX 1034
ST LOUIS,MO63112 		43-6053611 501 (C) (3) OR GOV 407,721       SUBAWARD
(165) WAUKESHA MEMORIAL HOSPITAL
725 AMERICA AVENUE
WAUKESHA,WI53188 		39-0910727 501 (C) (3) OR GOV 16,529       SUBAWARD
(166) WESTERN MICHIGAN UNIVERSITY
1903 W MICHIGAN AVE
KALAMAZOO,MI49008 		38-6007327 501 (C) (3) OR GOV 27,600       SUBAWARD
(167) YOUTH GUIDANCE
1 NORTH LASALLE ST SUITE 900
CHICAGO,IL60602 		36-2167032 501 (C) (3) OR GOV 154,000       SUBAWARD
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) UNDERGRADUATE STUDENT AID 3173 99,488,098      
(2) GRADUATE STUDENT AID 6080 206,939,552      










Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UNIVERSITY OF CHICAGO FOLLOWS THESE PROCEDURES TO MONITOR THE USE OF GRANT FUNDS INSIDE THE UNITED STATES. THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATORS WILL REVIEW INVOICES AND CERTIFY AS TO THE ALLOWABILITY AND APPROPRIATENESS OF THE CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.
PART II, LINE 1   TWO SUBAWARDS IN THE AMOUNT OF $227,073 AND $26,401 ARE NOT LISTED ABOVE AS THE RECIPIENTS OPERATE AS SOLE PROPRIETORS.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)ROBERT J ZIMMERPRESIDENT (i)
(ii)		 916,620
0 		170,000
0 		105,605
0 		524,800
0 		177,631
0 		1,894,656
0 		0
0
(2)THOMAS F ROSENBAUMPROVOST (i)
(ii)		 617,469
0 		22,800
0 		8,875
0 		20,000
0 		69,693
0 		738,837
0 		0
0
(3)NIMALAN CHINNIAHEXEC. VP FOR ADMIN & CFO (i)
(ii)		 576,788
0 		30,690
0 		15,873
0 		20,000
0 		28,349
0 		671,700
0 		0
0
(4)KAREN WARREN COLEMANVP CAMPUS AND STUD. LIFE (i)
(ii)		 218,351
0 		0
0 		398
0 		18,000
0 		18,867
0 		255,616
0 		0
0
(5)DEREK RB DOUGLASVP CIVIC ENGAGEMENT (i)
(ii)		 359,875
0 		39,200
0 		37,064
0 		20,000
0 		33,960
0 		490,099
0 		0
0
(6)DAVID B FITHIANVP & SEC. OF UNIVERSITY (i)
(ii)		 304,974
0 		20,983
0 		16,348
0 		20,000
0 		7,241
0 		369,546
0 		0
0
(7)DAVID A GREENEEXECUTIVE VICE PRESIDENT (i)
(ii)		 583,091
0 		28,750
0 		72,122
0 		145,000
0 		56,551
0 		885,514
0 		0
0
(8)BETH A HARRISVP & GENERAL COUNSEL (i)
(ii)		 399,120
0 		18,320
0 		7,133
0 		20,000
0 		72,398
0 		516,971
0 		0
0
(9)DONALD H LEVYVP FOR RESEARCH (i)
(ii)		 365,988
0 		15,054
0 		0
0 		20,000
0 		12,692
0 		413,734
0 		0
0
(10)KENNETH MANOTTIVP ALUMNI RELATIONS & DEVL. (i)
(ii)		 406,069
0 		0
0 		8,761
0 		20,000
0 		10,907
0 		445,737
0 		0
0
(11)JAMES G NONDORFVP ENROLL. & STUDENT ADV. (i)
(ii)		 392,232
0 		47,000
0 		2,811
0 		20,000
0 		7,476
0 		469,519
0 		0
0
(12)JULIE PETERSONVP COMMUNICATIONS (i)
(ii)		 366,188
0 		15,412
0 		15,369
0 		20,000
0 		60,322
0 		477,291
0 		0
0
(13)KENNETH S POLONSKYEXEC. VP MEDICAL AFFAIRS (i)
(ii)		 1,407,051
0 		418,000
0 		25,675
0 		20,000
368,862 		21,429
0 		1,892,155
368,862 		0
0
(14)MARK A SCHMIDVP AND CHIEF INVEST. OFFICER (i)
(ii)		 559,418
0 		1,359,000
0 		71,415
0 		570,000
0 		26,909
0 		2,586,742
0 		500,000
0
(15)THOMAS FARRELLVP ALUMNI RELATIONS & DEVL. (i)
(ii)		 154,417
0 		348
0 		513,790
0 		12,600
0 		8,267
0 		689,422
0 		0
0
(16)KIM GOFF CREWSDEAN OF STUDENTS (i)
(ii)		 136,365
0 		30
0 		2,012
0 		11,090
0 		5,242
0 		154,739
0 		0
0
(17)MICHAEL EDLESONINVESTMENT CHIEF RISK OFFICER (i)
(ii)		 454,101
0 		1,140,003
0 		0
0 		356,960
0 		20,911
0 		1,971,975
0 		324,000
0
(18)PHUONG-QUE NGUYENMTG. DIRECTOR - STRATEGY (i)
(ii)		 421,516
0 		708,444
0 		0
0 		328,880
0 		677
0 		1,459,517
0 		0
0
(19)VALLUVAN JEEVANANDAMCHIEF CARDIAC & THORACIC SURG. (i)
(ii)		 838,002
0 		257,718
0 		0
0 		20,000
0 		24,207
0 		1,139,927
0 		0
0
(20)SANJAY DHARPROF. OF MARKETING (i)
(ii)		 289,493
0 		765,210
0 		0
0 		20,000
0 		29,417
0 		1,104,120
0 		0
0
(21)CHRISTOPHER LONGEEMGT. DIRECTOR - REAL ESTATE (i)
(ii)		 374,224
0 		631,198
0 		0
0 		297,546
0 		71,566
0 		1,374,534
0 		261,835
0
(22)EVERETT VOKESCHAIRMAN OF MEDICINE (i)
(ii)		 721,310
0 		100,000
0 		0
0 		20,000
0 		40,768
0 		882,078
0 		0
0
(23)SUNIL P KUMARDEAN OF BOOTH SCH. OF BUS. (i)
(ii)		 516,819
0 		52,900
0 		2,156
0 		20,000
0 		20,400
0 		612,275
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
SUPPLEMENTAL INFORMATION PART III PART I, LINE 1A: FIRST CLASS TRAVEL: UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE PRESIDENT OR THE PROVOST. TWO OFFICERS OF THE UNIVERSITY WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THESE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. PART I, LINE 1A: TRAVEL FOR COMPANION: UNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE EXECUTIVE VICE PRESIDENT FOR ADMINISTRATION AND CHIEF FINANCIAL OFFICER, AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. ONE OFFICER HAD COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. PART I, LINE 1A & 1B: TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTTS OR OFFICERS OF THE UNIVERSITY. ONE LISTED PERSON HAD A GROSS-UP PAYMENT WHICH WAS INCLUDED IN THE INDIVIDUAL'S TAXABLE INCOME. PART I, LINE 1A & 1B AND PART II, COLUMN D FOR ROBERT J. ZIMMER. HOUSING ALLOWANCES AND RESIDENCE FOR PERSONAL USE: HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. FIVE OFFICERS RECEIVED HOUSING ALLOWANCES, WHICH WERE INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $106,580 REPRESENTS THE VALUE OF UNIVERSITY-OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT. PART I, LINE 1A. SOCIAL AND HEALTH CLUB DUES: UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION, AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN,VICE-PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICERS OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY, FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES, AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION, THREE OFFICERS AND ONE FORMER KEY EMPLOYEE HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES, AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. PART I, LINE 1A. PERSONAL SERVICES: THE UNIVERSITY CONTRACTS WITH AN INDEPENDENT CONTRACTOR TO PROVIDE THE PRESIDENT OF THE UNIVERSITY WITH A CAR AND DRIVER FOR USE ON UNIVERSITY BUSINESS. IN ADDITION, THE UNIVERSITY PROVIDES FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY-OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT. PART I, LINE 4A:THOMAS FARRELL $511,875 PART I, LINE 4B: ROBERT ZIMMER $504,800, DAVID GREENE $125,000, KENNETH POLONSKY $368,862. PART I, LINE 7: INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number
36-2177139
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A IFA 100000000 REVENUE BONDS SERIES 2004B
  		86-1091967 45200BHH4 11-10-2004 100,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
B IFA 80000000 ADJ RAT REV REFUNDING BONDS 2004C
  		86-1091967 45200BJG4 11-30-2004 80,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
C IFA 244030000 REVENUE BONDS SERIES 2007
  		86-1091967 45200B6F0 06-28-2007 249,996,429 SEE SUPPLEMENTAL INFORMATION   X   X   X
D IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
  		86-1091967 45200FEG0 04-03-2008 123,604,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
IEFA 200000000 REVENUE BONDS SERIES 2003A
  		52-1297563 4520016W5 08-28-2003 202,182,031 SEE SUPPLEMENTAL INFORMATION   X   X   X
IEFA 50000000 ADJ RATE REV BONDSSERIES 2003B
  		52-1297563 4520017E4 08-28-2003 50,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 500000000 REVENUE BONDS SERIES 2008B
  		86-1091967 45200FSX8 01-07-2009 502,370,736 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 369570000 REVENUE BONDS SERIES 2012A
  		86-1091967 45203HFF4 02-02-2012 421,065,981 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 149090000 REVENUE BONDS SERIES 2013A
  		86-1091967 45203HRE4 05-15-2013 159,766,350 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 13,193,000 2,131,000 4,530,000 11,724,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 102,437,189 80,000,000 256,001,810 123,604,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 469,999 463,838 1,630,377 752,575
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 101,967,190 49,867,740 254,371,433 150,009,360
11 Other spent proceeds . . . . . . . . . . . . . . 79,536,162 79,536,162   122,851,425
12 Other unspent proceeds . . . . . . . . . . . . . . 2,013     2,013
13 Year of substantial completion . . . . . . . . . . . . 2010 2006 2010 2004
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X X  
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0%   %   % 0%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X           X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X     X
c No rebate due? . . . . . . . . . .
X   X   X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X X  
b Name of provider . . . . . . . . . MORGAN STANLEY CAP
  		MORGAN STANLEY CAP
  		 
  		 
 
c Term of hedge . . . . . . . . . . 35.000000000000 35.000000000000   33.000000000000
d Was the hedge superintegrated? . . . . . .   X   X       X
e Was a hedge terminated? . . . . . . .   X   X       X
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K PART IV, ARBITRAGE, LINE 2C DATE REBATE COMPUTATION PERFORMED ISSUER NAME: IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2009 ISSUER NAME: IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2011 ISSUER NAME: IFA 244,030,000 REVENUE BONDS, SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED: 07/12/2012 ISSUER NAME: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/26/2013 ISSUER NAME: IEFA 200,000,000 REVENUE BONDS, SERIES 2003A DATE THE REBATE COMPUTATION WAS PERFORMED: 04/28/2009 ISSUER NAME: IEFA 50,000,000 ADJ RATE REV BONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/02/2009
PART I COLUMN F DESCRIPTION OF PURPOSE   100,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION, STEAM AND CHILLED WATER UTILITY PLANT EXPANSION, THE CENTER FOR BIOMEDICAL DISCOVERY, AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $200,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003A (F) DESCRIPTION OF PURPOSE TO REFUND, FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR THE COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER AND TO PAY CERTAIN COSTS OF ISSUANCE. $50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $500,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, A LIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE.
PART II COLUMN C, LINE 3:   SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2007: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $6,005,381. SERIES 2003A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $1,543,963. SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2008B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $646,698. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,069. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $466.
PART IV, LINE 2C - DATE OF REBATE COMPUTATION    
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number
36-2177139
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A IFA 100000000 REVENUE BONDS SERIES 2004B
  		86-1091967 45200BHH4 11-10-2004 100,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
B IFA 80000000 ADJ RAT REV REFUNDING BONDS 2004C
  		86-1091967 45200BJG4 11-30-2004 80,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
C IFA 244030000 REVENUE BONDS SERIES 2007
  		86-1091967 45200B6F0 06-28-2007 249,996,429 SEE SUPPLEMENTAL INFORMATION   X   X   X
D IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
  		86-1091967 45200FEG0 04-03-2008 123,604,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
IEFA 200000000 REVENUE BONDS SERIES 2003A
  		52-1297563 4520016W5 08-28-2003 202,182,031 SEE SUPPLEMENTAL INFORMATION   X   X   X
IEFA 50000000 ADJ RATE REV BONDSSERIES 2003B
  		52-1297563 4520017E4 08-28-2003 50,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 500000000 REVENUE BONDS SERIES 2008B
  		86-1091967 45200FSX8 01-07-2009 502,370,736 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 369570000 REVENUE BONDS SERIES 2012A
  		86-1091967 45203HFF4 02-02-2012 421,065,981 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 149090000 REVENUE BONDS SERIES 2013A
  		86-1091967 45203HRE4 05-15-2013 159,766,350 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 13,193,000 2,131,000 4,530,000 11,724,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 102,437,189 80,000,000 256,001,810 123,604,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 469,999 463,838 1,630,377 752,575
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 101,967,190 49,867,740 254,371,433 150,009,360
11 Other spent proceeds . . . . . . . . . . . . . . 79,536,162 79,536,162   122,851,425
12 Other unspent proceeds . . . . . . . . . . . . . . 2,013     2,013
13 Year of substantial completion . . . . . . . . . . . . 2010 2006 2010 2004
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X X  
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0%   %   % 0%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X           X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X     X
c No rebate due? . . . . . . . . . .
X   X   X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X X  
b Name of provider . . . . . . . . . MORGAN STANLEY CAP
  		MORGAN STANLEY CAP
  		 
  		 
 
c Term of hedge . . . . . . . . . . 35.000000000000 35.000000000000   33.000000000000
d Was the hedge superintegrated? . . . . . .   X   X       X
e Was a hedge terminated? . . . . . . .   X   X       X
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K PART IV, ARBITRAGE, LINE 2C DATE REBATE COMPUTATION PERFORMED ISSUER NAME: IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2009 ISSUER NAME: IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2011 ISSUER NAME: IFA 244,030,000 REVENUE BONDS, SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED: 07/12/2012 ISSUER NAME: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/26/2013 ISSUER NAME: IEFA 200,000,000 REVENUE BONDS, SERIES 2003A DATE THE REBATE COMPUTATION WAS PERFORMED: 04/28/2009 ISSUER NAME: IEFA 50,000,000 ADJ RATE REV BONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/02/2009
PART I COLUMN F DESCRIPTION OF PURPOSE   100,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION, STEAM AND CHILLED WATER UTILITY PLANT EXPANSION, THE CENTER FOR BIOMEDICAL DISCOVERY, AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $200,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003A (F) DESCRIPTION OF PURPOSE TO REFUND, FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR THE COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER AND TO PAY CERTAIN COSTS OF ISSUANCE. $50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $500,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, A LIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE.
PART II COLUMN C, LINE 3:   SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2007: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $6,005,381. SERIES 2003A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $1,543,963. SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2008B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $646,698. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,069. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $466.
PART IV, LINE 2C - DATE OF REBATE COMPUTATION    
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number
36-2177139
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A IFA 100000000 REVENUE BONDS SERIES 2004B
  		86-1091967 45200BHH4 11-10-2004 100,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
B IFA 80000000 ADJ RAT REV REFUNDING BONDS 2004C
  		86-1091967 45200BJG4 11-30-2004 80,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
C IFA 244030000 REVENUE BONDS SERIES 2007
  		86-1091967 45200B6F0 06-28-2007 249,996,429 SEE SUPPLEMENTAL INFORMATION   X   X   X
D IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
  		86-1091967 45200FEG0 04-03-2008 123,604,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
IEFA 200000000 REVENUE BONDS SERIES 2003A
  		52-1297563 4520016W5 08-28-2003 202,182,031 SEE SUPPLEMENTAL INFORMATION   X   X   X
IEFA 50000000 ADJ RATE REV BONDSSERIES 2003B
  		52-1297563 4520017E4 08-28-2003 50,000,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 500000000 REVENUE BONDS SERIES 2008B
  		86-1091967 45200FSX8 01-07-2009 502,370,736 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 369570000 REVENUE BONDS SERIES 2012A
  		86-1091967 45203HFF4 02-02-2012 421,065,981 SEE SUPPLEMENTAL INFORMATION   X   X   X
IFA 149090000 REVENUE BONDS SERIES 2013A
  		86-1091967 45203HRE4 05-15-2013 159,766,350 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 13,193,000 2,131,000 4,530,000 11,724,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 102,437,189 80,000,000 256,001,810 123,604,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 469,999 463,838 1,630,377 752,575
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 101,967,190 49,867,740 254,371,433 150,009,360
11 Other spent proceeds . . . . . . . . . . . . . . 79,536,162 79,536,162   122,851,425
12 Other unspent proceeds . . . . . . . . . . . . . . 2,013     2,013
13 Year of substantial completion . . . . . . . . . . . . 2010 2006 2010 2004
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X X  
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0%   %   % 0%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X           X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X     X
c No rebate due? . . . . . . . . . .
X   X   X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X X  
b Name of provider . . . . . . . . . MORGAN STANLEY CAP
  		MORGAN STANLEY CAP
  		 
  		 
 
c Term of hedge . . . . . . . . . . 35.000000000000 35.000000000000   33.000000000000
d Was the hedge superintegrated? . . . . . .   X   X       X
e Was a hedge terminated? . . . . . . .   X   X       X
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K PART IV, ARBITRAGE, LINE 2C DATE REBATE COMPUTATION PERFORMED ISSUER NAME: IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2009 ISSUER NAME: IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2011 ISSUER NAME: IFA 244,030,000 REVENUE BONDS, SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED: 07/12/2012 ISSUER NAME: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/26/2013 ISSUER NAME: IEFA 200,000,000 REVENUE BONDS, SERIES 2003A DATE THE REBATE COMPUTATION WAS PERFORMED: 04/28/2009 ISSUER NAME: IEFA 50,000,000 ADJ RATE REV BONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/02/2009
PART I COLUMN F DESCRIPTION OF PURPOSE   100,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION, STEAM AND CHILLED WATER UTILITY PLANT EXPANSION, THE CENTER FOR BIOMEDICAL DISCOVERY, AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $200,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003A (F) DESCRIPTION OF PURPOSE TO REFUND, FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR THE COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER AND TO PAY CERTAIN COSTS OF ISSUANCE. $50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $500,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, A LIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE.
PART II COLUMN C, LINE 3:   SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2007: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $6,005,381. SERIES 2003A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $1,543,963. SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2008B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $646,698. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,069. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $466.
PART IV, LINE 2C - DATE OF REBATE COMPUTATION    
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) SUNIL KUMAR       X 450,000 432,383   No Yes   Yes  
(2) NIM CHINNIAH       X 167,000 101,977   No Yes   Yes  
(3) DAVID GREENE       X 60,000 60,000   No Yes   Yes  
(4) DAVID FITHIAN       X 136,000 111,007   No Yes   Yes  
Total ......Small Bullet $ 705,367
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1) NOT REQUIRED
  		NOT REQUIRED 2,924 STUDENT AID  
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) TISHMAN SPEYER CROWN EQUITY
  		SEE PART V 1,196,159 SEE PART V   No
(2) BLOOMBERG LP
  		SEE PART V 510,000 SEE PART V   No
(3) QFS ASSET MANAGEMENT LP
  		SEE PART V 2,500,000 SEE PART V   No
(4) TRIAN PARTNERS
  		SEE PART V 897,252 SEE PART V   No
(5) ARAMARK CORPORATION
  		SEE PART V 20,866,522 SEE PART V   No
(6) HYATT HOTELS CORPORATION
  		SEE PART V 1,700,000 SEE PART V   No
(7) CDW LLC
  		SEE PART V 945,925 SEE PART V   No
(8) SHADI BARTSCH-ZIMMER
  		SEE PART V 233,625 SEE PART V   No
(9) SUMATI MURLI
  		SEE PART V 88,544 SEE PART V   No
(10) DANIEL ROSENBAUM
  		SEE PART V 13,706 SEE PART V   No
(11) FRANCES J SCHMID
  		SEE PART V 33,448 SEE PART V   No
(12) TAMARA VOKES
  		SEE PART V 218,050 SEE PART V   No
(13) TAMAR POLONSKY
  		SEE PART V 160,100 SEE PART V   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
FORM 990, SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS JAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $756,787 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2013. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $439,372 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2013.DANIEL L. DOCTOROFF, A TRUSTEE OF THE UNIVERSITY, IS CHIEF EXECUTIVE OFFICER OF BLOOMBERG LP, FROM WHICH THE UNIVERSITY PURCHASED VARIOUS INVESTMENT DATA PRODUCTS ON STANDARD, ARMS' LENGTH TERMS. THE UNIVERSITY PAID BLOOMBERG LP AND ITS AFFILIATES APPROXIMATELY $510,000 FOR THESE PRODUCTS DURING THE TAX YEAR ENDED JUNE 30, 2013. JOHN A. EDWARDSON, A TRUSTEE OF THE UNIVERSITY, DURING A PORTION OF THE TAX YEAR WAS CHAIRMAN OF CDW LLC, FROM WHICH THE UNIVERSITY FROM TIME TO TIME PURCHASES CERTAIN COMPUTER HARDWARE AND SOFTWARE PRODUCTS, AND RELATED SERVICES. DURING THE TAX YEAR ENDED JUNE 30, 2013, THE UNIVERSITY PAID CDW LLC APPROXIMATELY $945,925 IN CONNECTION WITH SUCH PURCHASES.SANFORD GROSSMAN, A TRUSTEE OF THE UNIVERSITY, WAS DURING A PORTION OF THE YEAR, CHAIRMAN, CEO AND SOLE SHAREHOLDER OF QFS ASSET MANAGEMENT, INC., THE GENERAL PARTNER OF QFS ASSET MANAGEMENT, L.P., A LIMITED PARTNERSHIP IN WHICH THE UNIVERSITY, THROUGH AN AFFILIATE, OWNS A LIMITED PARTNERSHIP INTEREST AS A RESULT OF A CHARITABLE GIFT FROM MR. GROSSMAN. THE UNIVERSITY RECEIVED APPROXIMATELY $2.5 MILLION IN DISTRIBUTIONS FROM QFS ASSET MANAGEMENT, L.P. IN THE TAX YEAR ENDED JUNE 30, 2013.PETER MAY, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT AND FOUNDING PARTNER OF TRIAN PARTNERS, AN INVESTMENT MANAGEMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. TRIAN PARTNERS RECEIVED APPROXIMATELY $897,000 IN MANAGEMENT AND INCENTIVE FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2013. JOSEPH NEUBAUER, A TRUSTEE OF THE UNIVERSITY, IS CHAIRMAN AND DIRECTOR OF ARAMARK HOLDINGS CORPORATION, WHICH OWNS A MAJORITY OF ARAMARK CORPORATION, A DIVERSIFIED MANAGEMENT COMPANY. THE UNIVERSITY HAS RETAINED ARAMARK CORPORATION TO PROVIDE FOOD SERVICE IN VARIOUS UNIVERSITY RESIDENCE HALLS AND FACILITIES, AND TO PROVIDE CERTAIN UNIFORM AND VENDING SERVICES TO THE UNIVERSITY. DURING THE TAX YEAR ENDED JUNE 30, 2013, THE UNIVERSITY PAID ARAMARK CORPORATION APPROXIMATELY $14,000,000 FOR THESE SERVICES, AND ARAMARK CORPORATION PAID THE UNIVERSITY APPROXIMATELY $2,247,000 IN CONNECTION WITH THESE SERVICES. THE CONTRACTS FOR THESE SERVICES WERE NEGOTIATED AT ARMS' LENGTH AND WERE CONCLUDED ON MARKET TERMS.THOMAS J. PRITZKER, A TRUSTEE OF THE UNIVERSITY, IS EXECUTIVE CHAIRMAN OF THE HYATT HOTELS CORPORATION, AND RACHEL D. KOHLER, A TRUSTEE OF THE UNIVERSITY, IS MARRIED TO THE CEO OF HYATT HOTELS CORPORATION. DURING THE TAX YEAR ENDED JUNE 30, 2013,THE UNIVERSITY SPENT APPROXIMATELY $1.7 MILLION ON FOOD, LODGING AND EVENTS AT VARIOUS HYATT HOTELS. THESE TRANSACTIONS WERE ALL DONE IN THE ORDINARY COURSE OF BUSINESS.SHADI BARTSCH-ZIMMER, THE WIFE OF THE UNIVERSITY OF CHICAGO PRESIDENT ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. MS. BARTSCH-ZIMMER WAS PAID A GROSS SALARY OF $233,625 FOR THE CALENDAR YEAR 2012 IN CONNECTION WITH HER EMPLOYMENT.SUMATI MURLI, THE WIFE OF SUNIL KUMAR, DEAN OF THE BOOTH SCHOOL OF BUSINESS, IS EMPLOYED BY THE UNIVERSITY AS A DIRECTOR FOR CLINICAL RESEARCH OPERATIONS. MS. MURLI WAS PAID $88,544 FOR THE CALENDAR YEAR 2012 IN CONNECTION WITH HER EMPLOYMENT.DANIEL ROSENBAUM, THE SON OF THOMAS ROSENBAUM, THE PROVOST OF THE UNIVERSITY, IS EMPLOYED AS A STUDENT WORKER. MR. ROSENBAUM WAS PAID $13,706 FOR THE CALENDAR YEAR 2012 IN CONNECTION WITH HIS EMPLOYMENT.FRANCES J. SCHMID, THE DAUGHTER OF MARK SCHMID, VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT IN THE OFFICE OF DEVELOPMENT. MS. SCHMID WAS PAID $33,448 FOR THE CALENDAR YEAR 2012 IN CONNECTION WITH HER EMPLOYMENT.TAMARA VOKES, THE WIFE OF EVERETT VOKES, THE FORMER DEAN AND VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR IN CLINICAL MEDICINE. DR. VOKES WAS PAID $218,050 FOR THE CALENDAR YEAR 2012 IN CONNECTION WITH HER EMPLOYMENT.TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR IN THE DEPARTMENT OF MEDICINE. DR. POLONSKY WAS PAID $160,100 FOR THE CALENDAR YEAR 2012 IN CONNECTION WITH HER EMPLOYMENT.
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 12 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 323 26,720,594 COST/SELLING PRICE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 2 538,530 MARKET VALUE
26 Other Right pointing arrow large image ( AIRLINE TICKETS ) X 2 44,000 MARKET VALUE
27 Other Right pointing arrow large image ( SOFTWARE ) X 1 203,995 MARKET VALUE
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
14
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
THIRD PARTY USE: PART I, LINE 32B: RELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES.
NON REPORTING OF REVENUE: PART I, LINE 33: THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Identifier Return Reference Explanation
  FORM 990, PART VI, SECTION A, LINE 2 RODNEY L. GOLDSTEIN AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. ROBERT W. LANE AND JOSEPH NEUBAUER, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. THOMAS J. PRITZKER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. JOHN W. ROGERS AND PAULA WOLFF, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP.
  FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE AND AUDIT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE AREAS OF OVERSIGHT OF THOSE COMMITTEES. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY - MARCH 2014, AT WHICH TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2014, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS.
  FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE AND PREPARES FOR EACH TRUSTEE AND OFFICER A WRITTEN ACKNOWLEDGEMENT OF THE DISCLOSURE THAT IDENTIFIES ANY PENDING UNIVERSITY TRANSACTIONS THAT MAY BE AFFECTED BY THE DISCLOSURE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE DEPUTY PROVOST SEEKS ASSESSMENTS OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5) THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE.
  FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE COMPENSATION COMMITTEE REVIEWS THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS. THE COMPENSATION COMMITTEE THEN MAKES A RECOMMENDATION REGARDING COMPENSATION TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHICH ALSO REVIEWS THE COMPARABILITY DATA AND MAKES ALL FINAL COMPENSATION DECISIONS. THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE AND THE DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY.
  FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICTS OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBISTE, WWW.UCHICAGO.EDU .
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: EXCLUSION OF RELATED ORGS THAT FILE THEIR OWN 990 158,852,988.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
UNIVERSITY OF CHICAGO
 
Employer identification number

36-2177139
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) UCHICAGO ARGONNE LLC
5801 S ELLIS AVENUE
CHICAGO,IL60637
68-0628477 		MANAGE LAB IL 3,736,500 0 UNIV OF CHICAGO
 
(2) UNIV OF CHICAGO FOUNDATION LTD
5T FL ALDER CASTER10 NOBLE
  LONDON  
UK
98-0525557 		FUNDRAISING UK 650,413 18,215 UNIV OF CHICAGO
 
(3) THEORY AND COMPUTING SCIENCES
5801 S ELLIS AVENUE
CHICAGO,IL60637
51-6596577 		RESEARCH BUILDING IL 9,277,671 72,070,726 SEE PART VII
 
(4) UCHICAGO TRADING
5801 S ELLIS AVENUE
CHICAGO,IL60637
30-0517735 		INVESTING IL 0 11,572,644 UNIV OF CHICAGO
 
(5) MAROON INVESTMENTS LLC
5801 S ELLIS AVENUE
CHICAGO,IL60637
 HOLDING COMPANY IL 2,509,752 40,000,000 UNIV OF CHICAGO
 
(6) UCHICAGO IMPACT LLC
1307 E 60TH STREET
CHICAGO,IL60637
61-1682394 		EDUCATION IL 4,821,603 2,687,080 UNIV OF CHICAGO
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) UNIVERSITY OF CHICAGO MEDICAL CTR

5841 S MARYLAND AVENUE

CHICAGO,IL60637
36-3488183 		HOSPITAL IL 501 (C) (3) LINE 3 UNIV OF CHICAGO
 
 
No
(2) UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-6108743 		PROPERTY HOLDING IL 501 (C) (2)   UNIV OF CHICAGO
 
 
No
(3) LAKE PARK ASSOCIATES

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-6111317 		PROPERTY HOLDING IL 501 (C) (2)   UNIV OF CHICAGO
 
 
No
(4) ARCH DEVELOPMENT CORPORATION

5555 S WOODLAWN AVENUE

CHICAGO,IL60637
36-3485244 		TECH TRANSFER IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(5) UNIV OF CHICAGO CHARTER SCHOOL CORP

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-4225812 		EDUCATION IL 501 (C) (3) LINE 2 UNIV OF CHICAGO
 
 
No
(6) COURT THEATRE FUND

5535 S ELLIS AVENUE

CHICAGO,IL60637
36-3203660 		SUPP THE ARTS IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(7) UNIVERSITY OF CHICAGO CANCER RESEARCH FUND

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-6056201 		SUPP RESEARCH IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(8) UNIVERSITY OF CHICAGO SELF INSURANCE TRUST

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-3020034 		MALPRACTICE TRUST IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(9) UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-3999692 		MEDICAL TRUST IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(10) CHICAGO TUMOR INSTITUTE

5801 S ELLIS AVENUE

CHICAGO,IL60637
23-7136019 		SUPP RESEARCH IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(11) NATIONAL OPINION RESEARCH CENTER

55 E MONROE AVENUE

CHICAGO,IL60603
36-2167808 		SO SCI SURVEYS IL 501 (C) (3) LINE 7 N/A
 
No
(12) THE QUADRANGLE CLUB

5801 S ELLIS AVENUE

CHICAGO,IL60637
36-1655190 		SOCIAL CLUB IL 501 (C) (7)   UNIV OF CHICAGO
 
 
No
(13) FERMI RESEARCH ALLIANCE LLC

PO BOX 500

BATAVIA,IL60510
57-1239010 		MANAGE LAB IL 501 (C) (3) LINE 7 N/A
 
No
(14) UNIVERSITY OF CHICAGO CENTER IN PARIS

6 RUE THOMAS MANN 75013
PARIS    
FR
EDUCATION FR     UNIV OF CHICAGO
 
 
No
(15) UNIV OF CHGO BOOTH SCHL OF BUSINESS

WOOLGATE EXCHANGE 25 BASINGHAL
LONGON    
UK
EDUCATION UK     UNIV OF CHICAGO
 
 
No
(16) UNIV OF CHGO BOOTH SCHL OF BUSINESS

101PENANG RD 238466
SINGAPORE    
SN
EDUCATION SN     UNIV OF CHICAGO
 
 
No
(17) UNIVERSITY OF CHICAGO TRUST

GB10-12 CLAIRMONT APTS RST HSE
BANGALORE    
IN
FUNDRAISING IN     UNIV OF CHICAGO
 
 
No
(18) UNIV OF CHGO FOUNDATION IN HONG KONG

RM100 FAR EAST CTR C/O WM FAN CO
HONG KONG    
HK
FUNDRAISING HK     UNIV OF CHICAGO
 
 
No
(19) UCHICAGO RESEARCH INTERNATIONAL LTD

5801 S ELLIS AVENUE

CHICAGO,IL60637
26-2741573 		RESEARCH IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(20) UCHICAGO RESEARCH BANGLADESH LTD

HSE 388 ROAD 24 NEW DOH
DHAKA    
BG
RESEARCH BG     UCHGO RSCH INTL
 
 
No
(21) UNIVERSITY OF CHICAGO CLOISTERS CLUB

1212 E 59TH STREET

CHICAGO,IL60637
 SOCIAL CLUB IL     UNIV OF CHICAGO
 
 
No
(22) PHOENIX OVERLAY FUND LTD

401 N MICHIGAN AVE C/O INVST OFFICE

CHICAGO,IL60611
 INVESTING CJ     UNIV OF CHICAGO
 
 
No
(23) SOUTHEAST CHICAGO COMMISSION

1511 EAST 53RD STREET

CHICAGO,IL60615
36-2226282 		COMMUNITY SERVICES IL 501 (C) (3) LINE 7 UNIV OF CHICAGO
 
 
No
(24) UCMC COMMUNITY PHYSICIANS LLC

5841 S MARYLAND AVENUE

CHICAGO,IL60637
38-3865637 		PHYSICIAN SERVICES IL     UNIV OF CHGO MEDICAL CTR
 
 
No
(25) THE JOHN CRERAR FOUNDATION

5730 S ELLIS AVENUE

CHICAGO,IL60637
36-3155157 		SUPPORT THE LIBRARY IL 501 (C) (3) LINE 11A, I UNIV OF CHICAGO
 
 
No
(26) HYMEN MILGROM SUPPORTING ORGANIZATION

33 N LASALLE ST SUITE 2131

CHICAGO,IL60602
46-6789522 		SUPP EDUCATION RESEARCH VA      
 
No
(27) CHAPIN HALL CENTER FOR CHILDREN

1313 E 60TH STREET

CHICAGO,IL60637
36-2167012 		POLICY RESEARCH CENTER IL 501(C)(3) LINE 7  
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA

UNIT 1-10 CULTURE PL OF REMMIN UNI
BEIJING    
CH
CONSULTING CH UCHICAGO RESEARCH INTL
  		          No
(2) CHARITABLE REMAINDER TRUSTS (90)

5801 S ELLIS AVENUE
CHICAGO,IL60637
 CHARITABLE RMDR TR IL  
T         No
(3) CHARITABLE LEAD TRUST (1)

5801 S ELLIS AVENUE
CHICAGO,IL60637
 CHARITABLE LEAD TR IL  
T         No
(4) POOLED INCOME FUND (1)

5801 S ELLIS AVENUE
CHICAGO,IL60637
 POOLED INCOME FUND IL  
T         No
(5) UCHICAGO CENTER IN INDIA PRIVATE LIMITED

2/11 B JANGPURA A
NEW DEHLI    
IN
CONSULTING IN  
    466,471 51.000 %   No




Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) UNIVERSITY OF CHICAGO MEDICAL CENTER

 A 7,399 CASH VALUE
(2) UNIVERSITY OF CHICAGO MEDICAL CENTER

 B 5,046,809 CASH VALUE
(3) UNIVERSITY OF CHICAGO MEDICAL CENTER

 C 71,750,000 CASH VALUE
(4) UNIVERSITY OF CHICAGO MEDICAL CENTER

 N 1,591,415 CASH VALUE
(5) UNIVERSITY OF CHICAGO MEDICAL CENTER

 O 91,784,563 CASH VALUE
(6) UNIVERSITY OF CHICAGO MEDICAL CENTER

 P 45,068,195 CASH VALUE
(7) UNIVERSITY OF CHICAGO MEDICAL CENTER

 Q 88,734,064 CASH VALUE
(8) UNIVERSITY OF CHICAGO MEDICAL CENTER

 R 34,808,196 CASH VALUE
(9) UNIVERSITY OF CHICAGO MEDICAL CENTER

 S 79,306,752 CASH VALUE
(10) PROPERTY HOLDING CORP

 O 55,923 CASH VALUE
(11) PROPERTY HOLDING CORP

 S 100,393 CASH VALUE
(12) LAKE PARK ASSOCIATES

 B 25,561,810 CASH VALUE
(13) UNIVERSITY OF CHICAGO CHARTER SCHOOL

 P 5,328,728 CASH VALUE
(14) UNIVERSITY OF CHICAGO CANCER RESEARCH FDN

 C 1,300,921 CASH VALUE
(15) UNIVERSITY OF CHICAGO CANCER RESEARCH FDN

 O 364,464 CASH VALUE
(16) UNIVERSITY OF CHICAGO SELF INSURANCE TRUST

 B 22,466,290 CASH VALUE
(17) UNIVERSITY OF CHICAGO SELF INSURANCE TRUST

 Q 38,500,000 CASH VALUE
(18) UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST

 B 5,000,000 CASH VALUE
(19) NATIONAL OPINION RESEARCH CENTER

 A 843,218 CASH VALUE
(20) NATIONAL OPINION RESEARCH CENTER

 Q 60,338 CASH VALUE
(21) QUADRANGLE CLUB

 B 200,000 CASH VALUE
(22) QUADRANGLE CLUB

 S 72,422 CASH VALUE
(23) FERMI RESEARCH ALLIANCE

 R 972,963 CASH VALUE
(24) UNIVERSITY OF CHICAGO CENTER IN PARIS

 R 1,240,204 CASH VALUE
(25) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)

 N 1,312,111 CASH VALUE
(26) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)

 O 2,834,984 CASH VALUE
(27) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)

 Q 683,127 CASH VALUE
(28) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)

 R 5,353 CASH VALUE
(29) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK)

 S 3,598,196 CASH VALUE
(30) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING)

 N 1,764,877 CASH VALUE
(31) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING)

 O 2,619,096 CASH VALUE
(32) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING)

 Q 788,701 CASH VALUE
(33) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING)

 R 428,868 CASH VALUE
(34) UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING)

 S 5,292,394 CASH VALUE
(35) UNIVERSITY OF CHICAGO TRUST

 C 50,000 CASH VALUE
(36) UCHICAGO RESEARCH INTERNATIONAL LTD

 R 2,333,510 CASH VALUE
(37) UNIVERSITY RESEARCH BANGLADESH

 R 600,000 CASH VALUE
(38) UNIVERSITY OF CHICAGO FOUNDATION HONG KONG

 C 796,537 CASH VALUE
(39) SOUTH EAST CHICAGO COMMISSION

 O 166,724 CASH VALUE
(40) SOUTH EAST CHICAGO COMMISSION

 R 251,968 CASH VALUE
(41) CHAPIN HALL CENTER FOR CHILDREN

 R 350,000 CASH VALUE
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
PART I IDENTIFICATION OF DISREGARDED ENTITIES   THEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $$72,070,726 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2012 IS $9,277,671. UCHICAGO ARGONNE LLC MANAGES ARGONNE NATIONAL LABORATORY. UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $3,736,500 FOR THE TAX YEAR. THE TOTAL EXPENDITURES AT ARGONNE NATIONAL LABORATORY WERE OVER $735 MILLION FOR THE TAX YEAR. THE FUNDING AND THE EXPENDITURES AT ARGONNE HAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990.

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