Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE RHOADES FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)233 S WACKER DR NO 8000   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60606
A Employer identification number

36-2994856
B Telephone number (see instructions)

(312) 876-8000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,125,748J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 1 1  
4 Dividends and interest from securities...... 324,753 324,753  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,464,983
b Gross sales price for all assets on line 6a 5,165,969
7 Capital gain net income (from Part IV, line 2)... 1,464,983
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 202 202 0
12 Total. Add lines 1 through 11........ 1,789,939 1,789,939 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 65,000 65,000 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 543 543 0 0
b Accounting fees (attach schedule)....... Click to see attachment 6,200 6,200 0 0
c Other professional fees (attach schedule).... Click to see attachment 85,986 85,986 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 28,788 28,788 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 18,635 18,635 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 205,152 205,152 0 0
25 Contributions, gifts, grants paid........ 1,172,520 1,172,520
26 Total expenses and disbursements. Add lines 24 and 25 1,377,672 205,152 0 1,172,520
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 412,267
b Net investment income (if negative, enter -0-) 1,584,787
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 22,592 50,176 50,176
2 Savings and temporary cash investments.......... 883,033 1,273,010 1,271,145
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,726,591 Click to see attachment3,830,827 3,757,941
b Investments—corporate stock (attach schedule)........ 5,077,921 Click to see attachment4,582,813 8,199,414
c Investments—corporate bonds (attach schedule)........ 1,442,198 Click to see attachment827,776 847,072
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,152,335 10,564,602 14,125,748
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 10,152,335 10,564,602
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 10,152,335 10,564,602
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 10,152,335 10,564,602
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 10,152,335
2 Enter amount from Part I, line 27a..................... 2 412,267
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 10,564,602
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 10,564,602
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 500 SHS AMERICAN INTERNATIONAL GROUP P 2012-12-05 2013-11-11
b 1100 SHS AMERICAN INTERNATIONAL GROUP P 2012-12-05 2013-11-26
c 300000 FNMA 1.350% P 2012-06-07 2013-05-24
d 500 SHS FOREST LABORATORIES INC COMMON STOCK P 2013-04-17 2013-11-12
e 500 SHS FOREST LABORATORIES INC COMMON STOCK P 2013-04-17 2013-12-05
200 SHS NATIONAL OILWELL INC COMMON STOCK P 2013-03-11 2013-11-27
400 SHS NATIONAL OILWELL INC COMMON STOCK P 2013-03-11 2013-12-05
700 SHS TEXAS INSTRUMENTS INC COMMON STOCK P 2012-08-16 2013-08-02
2000 SHS APACHE CORPORATION COMMON STOCK P 2010-01-01 2013-03-12
7000 SHS BRISTOL-MYERS SQUIBB COMPANY COMMON STOCK P 2010-01-01 2013-04-17
1000 SHS CARNIVAL CORP P 2012-02-01 2013-04-29
7000 SHS CARNIVAL CORP P 2010-01-01 2013-04-29
500 SHS COMCAST CORP-CL A P 2009-08-27 2012-01-30
500 SHS COMCAST CORP-CL A P 2009-08-27 2013-02-22
2000 SHS COMCAST CORP-CL A P 2009-08-27 2013-08-02
500 SHS DISCOVERY COMMUNICATIONS CL C P 2005-10-05 2013-03-12
900 SHS DISCOVERY COMMUNICATIONS CL C P 2005-10-05 2013-04-17
2300 SHS DISCOVERY COMMUNICATIONS CL C P 2005-10-05 2013-04-24
300 SHS DISCOVERY COMMUNICATIONS CL C P 2005-10-05 2013-04-24
500000 FHLB 4.500% P 2007-12-13 2013-09-16
500000 FHLB 5.125% P 2010-01-01 2013-08-14
200000 GEN ELEC CAP CRP MTN 5.400% P 2008-04-30 2013-09-20
2044.9900 HARRIS ASSOCIATES INVT TR OAKMARK INTERNATIONAL FUND P 2010-01-01 2013-05-17
1914.9750 OAKMARK INTERNATIONAL FUND P 1997-11-18 2013-12-05
400 SHS ILLINOIS TOOL WORKS INC COMMON STOCK P 2009-03-19 2013-05-17
300 SHS ILLINOIS TOOL WORKS INC COMMON STOCK P 2009-03-19 2013-06-12
500 SHS ILLINOIS TOOL WORKS INC COMMON STOCK P 2009-03-19 2013-10-24
500 SHS ILLINOIS TOOL WORKS INC COMMON STOCK P 2009-09-19 2013-11-20
500 SHS JP MORGAN CHASE & CO COMMON STOCK P 2005-02-01 2013-03-11
1000 SHS JP MORGAN CHASE & CO COMMON STOCK P 2005-02-01 2013-06-12
200000 KRAFT FOOD INC 6.000% P 2010-01-01 2013-02-11
500 SHS LIBERTY INTERACTIVE CORP P 2008-11-13 2013-05-17
1000 SHS LIBERTY INTERACTIVE CORP P 2008-11-13 2013-08-02
1000 SHS LIBERTY INTERACTIVE CORP P 2008-11-13 2013-11-11
2000 SHS LIBERTY INTERACTIVE CORP P 2008-11-13 2013-11-26
.1250 SHS MALLINCKRODT PCL P 2005-08-16 2013-07-12
453 SHS MALLINCKRODT PCL P 2010-01-01 2013-08-08
500 SHS MEDTRONIC INC COMMON STOCK P 2008-10-30 2013-06-12
1000 SHS MEDTRONIC INC COMMON STOCK P 2008-10-30 2013-08-02
500 SHS MEDTRONIC INC COMMON STOCK P 2008-11-07 2013-10-24
500 SHS MEDTRONIC INC COMMON STOCK P 2010-08-27 2013-11-11
300 SHS MEDTRONIC INC COMMON STOCK P 2010-08-27 2013-11-26
500 SHS NESTLE S A SPONSORED ADR REPST REG SHARES P 2003-06-27 2013-03-12
1000 SHS OMNICARE INC COMMON STOCK P 2008-04-04 2013-05-16
500 SHS OMNICARE INC COMMON STOCK P 2008-04-04 2013-06-12
800 SHS OMICARE INC COMMON STOCK P 2008-04-04 2013-08-08
700 SHS OMNICARE INC COMMON STOCK P 2008-04-04 2013-11-11
100 SHS OMNICARE INC COMMON STOCK P 2008-04-04 2013-11-22
200 SHS OMNICARE INC COMMON STOCK P 2008-04-04 2013-11-22
400 SHS OMNICARE INC COMMON STOCK P 2008-04-04 2013-12-05
500 SHS TE CONNECTIVITY LIMITED P 2008-10-30 2013-11-11
500 SHS TE CONNECTIVITY LIMITED P 2008-10-30 2013-11-27
500 SHS TE CONNECTIVITY LIMITED P 2008-10-30 2013-12-05
1500 SHS TENET HEALTHCARE CORP P 2007-04-12 2013-01-16
1200 SHS TENET HEALTHCARE CORP P 2007-04-12 2013-01-25
800 SHS TENET HEALTHCARE CORP P 2007-04-12 2013-02-22
500 SHS TENET HEALTHCARE CORP P 2007-04-12 2013-03-11
500 SHS TENET HEALTHCARE CORP P 2007-04-12 2013-05-17
1000 SHS TEXAS INSTRUMENTS INC COMMON STOCK P 2012-08-16 2013-11-26
700 SHS THE HOWARD HUGHES CO P 2012-04-05 2013-05-16
500 SHS THE HOWARD HUGHES CO P 2012-04-05 2013-05-16
400 SHS THE HOWARD HUGHES CO P 2010-01-01 2013-10-24
300 SHS THE HOWARD HUGHES CO P 2010-01-01 2013-11-26
1000 SHS UNILEVER PLC SPONSORED ADR P 2010-04-06 2013-01-30
500 SHS UNILEVER PLC SPONSORED ADR P 2010-04-06 2013-03-11
500 SHS UNILEVER PLC SPONSORED ADR P 2010-04-06 2013-05-17
500 SHS VIACOM INC-B W/I P 2006-11-22 2013-02-22
2000 SHS VIACOM INC-B W/I P 2010-01-01 2013-03-11
500 SHS VIACOM INC-B W/I P 2008-09-12 2013-03-12
1500 SHS VIACOM INC-B W/I P 2008-09-12 2013-05-02
400 SHS VISA INC P 2011-01-27 2013-01-30
200 SHS VISA INC P 2011-01-27 2013-10-24
200 SHS VISA INC P 2011-01-27 2013-11-27
900 SHS WELLS FARGO & COMPANY NEW COMMON STOCK P 2011-06-06 2013-06-12
1000 SHS WELLS FARGO & COMPANY NEW COMMON STOCK P 2011-06-06 2013-11-26
200000 XTO ENERGY INC 5.750% P 2008-12-18 2013-12-15
BMO CAPITAL GAIN DISTRIBUTIONS P 2010-01-01 2013-12-30
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 24,389   16,957 7,432
b 54,468   37,306 17,162
c 300,000   300,609 -609
d 25,614   17,832 7,782
e 28,103   17,832 10,271
16,361   13,487 2,874
32,592   26,975 5,617
27,635   21,220 6,415
150,892   129,586 21,306
285,051   171,034 114,017
34,732   31,029 3,703
243,115   216,721 26,394
19,486   7,732 11,754
19,961   7,732 12,229
91,397   30,928 60,469
34,901   6,044 28,857
63,108   10,880 52,228
163,155   27,804 135,351
21,286   3,627 17,659
500,000   507,016 -7,016
500,000   504,552 -4,552
200,000   204,778 -4,778
50,000   26,769 23,231
50,000   25,067 24,933
28,118   11,600 16,518
20,841   8,700 12,141
39,235   14,500 24,735
39,361   14,500 24,861
25,313   18,730 6,583
53,017   37,460 15,557
200,000   213,443 -13,443
11,624   1,401 10,223
24,740   2,806 21,934
27,830   2,803 25,027
55,128   5,605 49,523
5   3 2
20,529   11,776 8,753
25,785   20,169 5,616
54,389   40,338 14,051
28,633   19,910 8,723
29,024   16,227 12,797
17,081   9,736 7,345
35,744   10,413 25,331
45,684   18,683 27,001
23,285   9,341 13,944
43,924   14,946 28,978
39,933   13,078 26,855
5,732   1,868 3,864
11,471   3,737 7,734
23,549   7,473 16,076
25,900   9,131 16,769
26,385   9,131 17,254
26,510   9,131 17,379
53,114   41,634 11,480
46,579   33,307 13,272
31,279   22,205 9,074
21,566   13,878 7,688
23,401   13,878 9,523
42,689   30,315 12,374
73,889   45,253 28,636
52,779   32,323 20,456
47,670   25,869 21,801
33,196   19,393 13,803
40,489   29,930 10,559
20,445   14,965 5,480
21,560   14,965 6,595
29,380   19,464 9,916
123,621   63,231 60,390
30,750   13,371 17,379
99,888   40,112 59,776
62,139   28,306 33,833
40,395   14,153 26,242
40,797   14,153 26,644
36,167   23,744 12,423
44,556   26,381 18,175
200,000   200,000 0
4,604     4,604
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       7,432
b       17,162
c       -609
d       7,782
e       10,271
      2,874
      5,617
      6,415
      21,306
      114,017
      3,703
      26,394
      11,754
      12,229
      60,469
      28,857
      52,228
      135,351
      17,659
      -7,016
      -4,552
      -4,778
      23,231
      24,933
      16,518
      12,141
      24,735
      24,861
      6,583
      15,557
      -13,443
      10,223
      21,934
      25,027
      49,523
      2
      8,753
      5,616
      14,051
      8,723
      12,797
      7,345
      25,331
      27,001
      13,944
      28,978
      26,855
      3,864
      7,734
      16,076
      16,769
      17,254
      17,379
      11,480
      13,272
      9,074
      7,688
      9,523
      12,374
      28,636
      20,456
      21,801
      13,803
      10,559
      5,480
      6,595
      9,916
      60,390
      17,379
      59,776
      33,833
      26,242
      26,644
      12,423
      18,175
      0
      4,604
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,464,983
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 756,580 12,708,088 0.059535
2011 741,117 12,671,373 0.058488
2010 693,213 12,258,307 0.056550
2009 682,741 11,302,538 0.060406
2008 818,919 12,946,981 0.063252
2 Total of line 1, column (d) ...................... 2 0.298231
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.059646
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 13,628,395
5 Multiply line 4 by line 3....................... 5 812,879
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 15,848
7 Add lines 5 and 6......................... 7 828,727
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,172,520
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 15,848
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 15,848
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,848
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 15,720
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,720
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 128
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJULIUS LEWIS Telephone no.bullet (312) 876-8000
    Located atbullet233 S WACKER DR STE 8000CHICAGOIL ZIP+4bullet60606
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JULIUS LEWIS DIR/PRES
    15.00     		60,000 0 0
    233 S WACKER DR STE 8000
    CHICAGO,IL60606
    H ALLAN STARK DIR/VP/SEC
    5.00     		2,500 0 0
    218 BEAUMONT LN
    BARRINGTON,IL60010
    JAMES F OATES DIR/TREAS
    5.00     		2,500 0 0
    1212 N LAKE SHORE DR
    CHICAGO,IL60610
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NONE 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE 0
    2  
    All other program-related investments. See page 24 of the instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    681,420
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    15,848
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,848
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    665,572
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    665,572
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    665,572
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 665,572
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 110,215
    b From 2009....... 122,634
    c From 2010....... 85,722
    d From 2011....... 115,664
    e From 2012....... 136,881
    fTotal of lines 3a through e......... 571,116
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,172,520
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 665,572
    e Remaining amount distributed out of corpus 506,948
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,078,064
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		110,215
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		967,849
    10 Analysis of line 9:
    a Excess from 2009.... 122,634
    b Excess from 2010.... 85,722
    c Excess from 2011.... 115,664
    d Excess from 2012.... 136,881
    e Excess from 2013.... 506,948
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABOUT FACE THEATRE
    1222 W WILSON 2ND FLOOR WEST
    CHICAGO,IL60640     		NONE 501C CIVIC & SOCIAL 1,500
    AIDS FOUDATION OF CHICAGO
    200 W JACKSON BLVD SUITE 2200
    CHICAGO,IL60606     		NONE 501C CIVIC & SOCIAL 500
    ALLIANCE FRANCAISE DE CHICAGO
    810 N DEARBORN ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 450
    ALLIANCE FRANCAISE DE CHICAGO
    810 N DEARBORN ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 2,500
    ALLIANCE FRANCAISE DE CHICAGO
    810 N DEARBORN ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 5,000
    ALLIANCE FRANCAISE DE CHICAGO
    810 N DEARBORN ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 25,000
    AMERICAN ACADEMY IN ROME
    7 E 60TH ST
    NEW YORK,NY10022     		NONE 501C CIVIC & SOCIAL 2,500
    AMERICAN CANCER SOCIETY - RELAY FOR LIFE
    1114 N ARLINGTON HTS RD
    ARLINGTON HEIGHTS,IL60004     		NONE 501C CIVIC & SOCIAL 2,500
    BARRINGTON COUNCIL ON AGING INC
    6000 GARLANDS LAND SUITE 100
    BARRINGTON,IL60010     		NONE 501C CIVIC & SOCIAL 5,000
    BEAR NECESSITIES PEDIATRIC CANCER FOUNDATION
    55 W WACKER DR SUITE 1100
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 3,500
    BONAVENTURE HOUSE
    825 W WELLINGTON AVE
    CHICAGO,IL60657     		NONE 501C CIVIC & SOCIAL 2,000
    CARING CONNECTIONS FOR SENIORS
    1545 W MORSE AVE
    CHICAGO,IL60626     		NONE 501C CIVIC & SOCIAL 7,500
    CARING FOR COLUMBIA
    1051 RIVERSIDE DR UNIT 74
    NEW YORK,NY10032     		NONE 501C CIVIC & SOCIAL 1,000
    CENTER ON HALSTED
    3656 N HALSTED ST
    CHICAGO,IL60657     		NONE 501C CIVIC & SOCIALCIVIC & SOCIAL 2,500
    CHICAGO ACADEMY FOR THE ARTS
    1010 W CHICAGO AVE
    CHICAGO,IL60642     		NONE 501C CIVIC & SOCIAL 6,000
    CHICAGO ARCHITECTURE FOUNDATION
    224 S MICHIGAN
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 2,500
    CHICAGO ASSOCIATES OF THE STRATFORD SHAKESPEARE FESTIVAL (JFO MATCH)
    180 N STETSON AVE SUITE 2400
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 1,350
    CHICAGO CHILD CARE SOCIETY
    5467 S UNIVERSITY AVE
    CHICAGO,IL60615     		NONE 501C CIVIC & SOCIAL 2,500
    CHICAGO COALITION FOR THE HOMELESS
    70 E LAKE ST SUITE 700
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 7,500
    CHICAGO COMMONS
    700 N SACRAMENTO BLVD SUITE 141
    CHICAGO,IL60612     		NONE 501C CIVIC & SOCIAL 1,000
    CHICAGO HIGH SCHOOL FOR THE ARTS
    521 E 35TH ST
    CHICAGO,IL60616     		NONE 501C CIVIC & SOCIAL 5,000
    CHICAGO HISTORY MUSEUM (JL MATCH)
    1601 N CLARK ST
    CHICAGO,IL60614     		NONE 501C CIVIC & SOCIAL 500
    CHICAGO HOUSE
    1925 N CLYBOURN 401
    CHICAGO,IL60614     		NONE 501C CIVIC & SOCIAL 2,500
    CHICAGO HUMANITIES FESTIVAL
    500 N DEARBORN ST SUITE 825
    CHICAGO,IL60654     		NONE 501C CIVIC & SOCIAL 2,500
    AMERICAN ACADEMY IN ROME
    7 E 60TH ST
    NEW YORK,NY10022     		NONE 501C CIVIC & SOCIAL 3,000
    CHICAGO OPERA THEATER
    70 E LAKE ST SUITE 815
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 7,500
    CHICAGO PUBLIC LIBRARY FOUNDATION
    20 N MICHIGAN AVE
    CHICAGO,IL60602     		NONE 501C CIVIC & SOCIAL 1,000
    CHICAGO PUBLIC RADIO
    848 E GRAND AVE
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 2,000
    CHICAGO SHAKESPEARE THEATER
    800 E GRAND AVE
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 10,000
    CHICAGO SHAKESPEARE THEATER (JFO MATCH)
    800 E GRAND AVE
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 500
    CHICAGO SYMPHONY ORCHESTRA
    220 S MICHIGAN AVE
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 5,000
    CHICAGO SYMPHONY ORCHESTRA (JFO MATCH)
    220 S MICHIGAN AVE
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 350
    CITIZENS FOR CONSERVATION
    459 W HIGHWAY 22
    BARRINGTON,IL60010     		NONE 501C CIVIC & SOCIAL 10,000
    CIVIC ORCHESTRA OF CHICAGO
    220 S MICHIGAN AVE
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 5,000
    CLEARBROOK CENTER
    1835 W CENTRAL ROAD
    ARLINGTON HEIGHTS,IL60005     		NONE 501C CIVIC & SOCIAL 5,000
    COURT THEATER
    5535 S ELLIS AVE
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 3,000
    CWS CROP
    28606 PHILLIPS ST
    ELKHART,IN46515     		NONE 501C CIVIC & SOCIAL 3,500
    DOCTORS WITHOUT BOARDERS (PHILIPPINES RELIEF)
    333 SEVENTH AVE 2ND FLOOR
    NEW YORK,NY10001     		NONE 501C CIVIC & SOCIAL 10,000
    DOCTORS WITHOUT BOARDERS
    333 SEVENTH AVE 2ND FLOOR
    NEW YORK,NY10001     		NONE 501C CIVIC & SOCIAL 10,000
    ELGIN SYMPHONY ORCHASTRA
    20 DUPAGE COURT
    ELGIN,IL60120     		NONE 501C CIVIC & SOCIAL 10,000
    GEORGE WASHINGTON FREDERICKSBURG FOUNDATION
    1201 WASHINGTON AVE
    FREDERICKSBURG,VA22401     		NONE 501C CIVIC & SOCIAL 1,000
    GILDA'S CLUB OF CHICAGO
    537 N WELLS ST
    CHICAGO,IL60654     		NONE 501C CIVIC & SOCIAL 2,500
    GLESSNER HOUSE MUSEUM (JL MATCH)
    1800 S PRAIRIE AVE
    CHICAGO,IL60616     		NONE 501C CIVIC & SOCIAL 100
    GREATER CHICAGO FOOD DIPOSITORY
    4100 W 42ND ST
    CHICAGO,IL60632     		NONE 501C CIVIC & SOCIAL 30,000
    HARRIS THEATER FOR MUSIC AND DANCE
    205 E RANDOLPH DR
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 10,000
    HEARTLAND ALLIANCE FOR HUMAN NEEDS AND HUMAN RIGHTS
    208 S LASALLE ST SUITE 1818
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 50,000
    HOLY FAMILY MINISTRIES
    790 FRONTAGE RD
    NORTHFIELD,IL60093     		NONE 501C CIVIC & SOCIAL 30,000
    HOME OF THE SPARROW
    6213 A FACTORY ROAD
    CRYSTAL LAKE,IL60014     		NONE 501C CIVIC & SOCIAL 6,000
    HORIZON HOSPICE INC
    833 W CHICAGO AVE
    CHICAGO,IL62642     		NONE 501C CIVIC & SOCIAL 5,000
    HOWARD BROWN HEALTH CENTER
    4025 N SHERIDAN
    CHICAGO,IL60613     		NONE 501C CIVIC & SOCIAL 2,500
    HUBBARD STREET DANCE CHICAGO
    1147 W JACKSON BLVD
    CHICAGO,IL60607     		NONE 501C CIVIC & SOCIAL 25,000
    HUBBARD STREET DANCE CHICAGO (JFO MATCH)
    1147 W JACKSON BLVD
    CHICAGO,IL60607     		NONE 501C CIVIC & SOCIAL 3,700
    THE GOODMAN THEATRE
    170 N DEARBORN
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 20,000
    INTERFAITH HOUSE
    3456 W FRANKLIN BLVD
    CHICAGO,IL60624     		NONE 501C CIVIC & SOCIAL 3,500
    JEWISH CHILD & FAMILY SERVICES (JL MATCH)
    216 W JACKSON BLVD SUITE 800
    CHICAGO,IL60606     		NONE 501C CIVIC & SOCIAL 1,000
    JUVENILE PROTECTION ASSOCIATION
    1707 N HALSTED
    CHICAGO,IL60614     		NONE 501C CIVIC & SOCIAL 2,500
    LAMBDA LEGAL DEFENDSE FUND (JFO MATCH)
    120 WALL ST SUITE 1500
    NEW YORK,NY10005     		NONE 501C CIVIC & SOCIAL 750
    LAMBDA LEGAL DEFENDSE FUND (JL MATCH)
    120 WALL ST SUITE 1500
    NEW YORK,NY10005     		NONE 501C CIVIC & SOCIAL 100
    LANDMARKS PRESERVATION COUNCIL OF ILLINOIS
    53 W JACKSON BLVD SUITE 1315
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 2,500
    LEGACY CHARTER SCHOOL
    4217 W 18TH ST NORTH BLDG
    CHICAGO,IL60623     		NONE 501C CIVIC & SOCIAL 1,000
    LINCOLN PARK CONSERVATORY
    2000 N RACINE
    CHICAGO,IL60614     		NONE 501C CIVIC & SOCIAL 1,000
    KBAQ (JFO MATCH)
    2323 W 14TH STREET
    TEMPE,AZ85281     		NONE 501C CIVIC & SOCIAL 150
    LITTLE BROTHERS FRIENDS OF THE ELDERLY
    355 N ASHLAND AVE
    CHICAGO,IL60607     		NONE 501C CIVIC & SOCIAL 2,500
    LOOKINGGLASS THEATRE
    821 N MICHIGAN AVE
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 2,500
    LOOKINGGLASS THEATRE (JFO MATCH)
    821 N MICHIGAN AVE
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 500
    LYRIC OPERA OF CHICAGO
    20 N WACKER DR
    CHICAGO,IL60606     		NONE 501C CIVIC & SOCIAL 10,000
    LYRIC OPERA OF CHICAGO (JL MATCH)
    20 DUPAGE COURT
    CHICAGO,IL60606     		NONE 501C CIVIC & SOCIAL 3,750
    PLAYWRIGHTS HORIZONS (JFO MATCH)
    416 W 42ND ST
    NEW YORK,NY10036     		NONE 501C CIVIC & SOCIAL 20,000
    MARTHA BOWERS DANCE THEATRE ELCETERA (JL MATCH)
    480 VAN BRUNT ST RM 3
    BROOKLYN,NY11231     		NONE 501C CIVIC & SOCIAL 100
    MARYVILLE ACADEMY
    951 W BARTLETT ROAD
    BARTLETT,IL60103     		NONE 501C CIVIC & SOCIAL 1,000
    MASSACHUSSETTS GENERAL HOSPITALTHORACIC SURGERY DEVELOPEMENT FUND
    165 CAMBRIDGE ST SUITE 600
    BOSTON,MA02114     		NONE 501C CIVIC & SOCIAL 1,000
    MENTAL HEALTH ASSOCIATION IN ILLINOIS
    70 E LAKE ST SUITE 900
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 7,500
    METROPOLITAN FAMILY SERVICES
    ONE NORTH DEARBORN SUITE 1000
    CHICAGO,IL60602     		NONE 501C CIVIC & SOCIAL 2,500
    MERCY HOUSING LAKEFRONT
    120 S LASALLE ST SUITE 1850
    CHICAGO,IL60603     		NONE 501C CIVIC & SOCIAL 40,000
    METROPOLITAN OPERA GUILD (JFO MATCH)
    70 LINCOLN CENTER PLAZA 6TH FLOOR
    NEW YORK,NY10023     		NONE 501C CIVIC & SOCIAL 400
    MUSIC INSTITUTE OF CHICAGO
    517 GREEN BAY ROAD
    WILMETTE,IL60091     		NONE 501C CIVIC & SOCIAL 1,000
    NATIONAL TROPICAL BOTANICAL GARDEN
    3530 PAPALINA ROAD
    KALAHEO,HI96741     		NONE 501C CIVIC & SOCIAL 7,500
    NORTHERN ILLINOIS FOOD BANK
    600 INDUSTRIAL DR
    ST CHARLES,IL60174     		NONE 501C CIVIC & SOCIAL 20,000
    PACIFIC GARDEN MISSION
    1458 S CANAL ST
    CHICAGO,IL60607     		NONE 501C CIVIC & SOCIAL 3,000
    PLANNED PARENTHOOD ASSOCIATIONCHICAGO
    18 S MICHIGAN AVEE 6TH FLOOR
    CHICAGO,IL60603     		NONE 501C CIVIC & SOCIAL 10,000
    PLAYWRIGHTS HORIZONS (JFO MATCH)
    416 W 42ND ST
    NEW YORK,NY10036     		NONE 501C CIVIC & SOCIAL 250
    POINT FOUNDATION
    5757 WILSHIRE BLVD SUITE 370
    LOS ANGELES,CA90036     		NONE 501C CIVIC & SOCIAL 1,000
    RAVINIA FESTIVAL
    418 SHERIDAN ROAD
    HIGHLAND PARK,IL60035     		NONE 501C CIVIC & SOCIAL 2,500
    REHABILITATION INSTITUTE OF CHICAGO
    345 W SUPERIOR ST 1507
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 5,000
    REMY BUMPPO THEATRE COMPANY
    3717 N RAVENSWOOD AVE
    CHICAGO,IL60613     		NONE 501C CIVIC & SOCIAL 6,000
    REMY BUMPPO THEATRE COMPANY (JFO MATCH)
    3717 N RAVENSWOOD AVE
    CHICAGO,IL60613     		NONE 501C CIVIC & SOCIAL 500
    RESURRECTION DEVELOPMENT FOUNDATION
    7447 W TALCOTT AVE SUITE 233
    CHICAGO,IL60631     		NONE 501C CIVIC & SOCIAL 5,000
    RIVER NORTH CHICAGO DANCE COMPANY
    1016 N DEARBORN ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 6,000
    ROYAL OAK SOCIETY (JL MATCH)
    35 E 35TH ST SUITE 1200
    NEW YORK,NY10001     		NONE 501C CIVIC & SOCIAL 120
    SARAH SIDDONS SOCIETY
    500 N MICHIGAN AVE SUITE 300
    CHICAGO,IL60611     		NONE 501C CIVIC & SOCIAL 10,000
    THE SALVATION ARMY
    5040 N PULASKI RD
    CHICAGO,IL60630     		NONE 501C CIVIC & SOCIAL 12,500
    SAVE VENICE
    1104 LEXINGTON AVE 4C
    NEW YORK,NY10075     		NONE 501C CIVIC & SOCIAL 1,000
    SCHEPENS EYE RESEARCH INSTITUTE
    20 STANIFORD ST
    BOSTON,MA02114     		NONE 501C CIVIC & SOCIAL 1,500
    SCOTTSDALE CENTER FOR THE ARTS (JFO MATCH)
    7380 E SECOND ST
    SCOTTSDALE,AZ85251     		NONE 501C CIVIC & SOCIAL 150
    SMILE TRAIN
    41 MADISON AVE 28TH FLOOR
    NEW YORK,NY10010     		NONE 501C CIVIC & SOCIAL 5,000
    SMILE TRAIN (JL MATCH)
    41 MADISON AVE 28TH FLOOR
    NEW YORK,NY10010     		NONE 501C CIVIC & SOCIAL 500
    ST IGNATIUS COLLEGE PREP
    1076 W ROOSEVELT RD
    CHICAGO,IL60608     		NONE 501C CIVIC & SOCIAL 3,000
    SIR JOHN SOANE'S MUSEUM FOUNDATION
    1040 FIRST AVENUE NO 311
    NEW YORK,NY10022     		NONE 501C CIVIC & SOCIAL 2,500
    STEPPENWOLF THEATRE (JFO MATCH)
    758 W NORTH AVE 4TH FLOOR
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 750
    STILLMAN NATURE CENTER
    33 W PENNY RD
    SOUTH BARRINGTON,IL60010     		NONE 501C CIVIC & SOCIAL 5,000
    THE ART INSTITUTE OF CHICAGO
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE 501C CIVIC & SOCIAL 25,000
    THE ART INSTITUTE OF CHICAGO (JL MATCH)
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE 501C CIVIC & SOCIAL 10,000
    THE ART INSTITUTE OF CHICAGO
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE 501C CIVIC & SOCIAL 90,000
    THE ART INSTITUTE OF CHICAGO - OLD MASTERS SOCIETY (JL MATCH)
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE 501C CIVIC & SOCIAL 250
    THE BETTER BOYS FOUNDATION
    1512 S PULASKI RD
    CHICAGO,IL60623     		NONE 501C CIVIC & SOCIAL 500
    THE CRADLE
    2049 RIDGE AVE
    EVANSTON,IL60201     		NONE 501C CIVIC & SOCIAL 3,500
    THE GOODMAN THEATRE
    170 N DEARBORN
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 50,000
    THE GOODMAN THEATRE (JFO MATCH)
    170 N DEARBORN
    CHICAGO,IL60601     		NONE 501C CIVIC & SOCIAL 6,750
    THE LAMBS FARM
    PO BOX 520
    LIBERTYVILLE,IL60048     		NONE 501C CIVIC & SOCIAL 5,000
    THE NEW COLONY
    4740 N WESTERN AVE 2ND FLOOR
    CHICAGO,IL60625     		NONE 501C CIVIC & SOCIAL 1,000
    THE NEWBERRY LIBRARY
    60 W WALTON ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 100,000
    THE NEWBERRY LIBRARY
    60 W WALTON ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 2,500
    THE NEWBERRY LIBRARY (JL MATCH)
    60 W WALTON ST
    CHICAGO,IL60610     		NONE 501C CIVIC & SOCIAL 500
    THE OLIVE BRANCH
    2636 W MARQUETTE RD
    CHICAGO,IL60629     		NONE 501C CIVIC & SOCIAL 5,000
    THE SALVATION ARMY (OKLAHOMA TORNADO VICTIMS)
    5040 N PULASKI RD
    CHICAGO,IL60630     		NONE 501C CIVIC & SOCIAL 2,500
    THE SUSAN G KOMEN BREAST CANCER FOUNDATION
    PO BOX 650309
    DALLAS,TX75265     		NONE 501C CIVIC & SOCIAL 5,000
    THE TIME IS NOW
    PO BOX 70
    PELL LAKE,WI53157     		NONE 501C CIVIC & SOCIAL 10,000
    THE UNIVERSITY OF CHICAGO (BOOTH)(JFO MATCH)
    5801 S ELLIS AVE SUITE 007
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 150
    UNION LEAGUE BOYS & GIRLS CLUB
    65 W JACKSON BLVD
    CHICAGO,IL60604     		NONE 501C CIVIC & SOCIAL 1,000
    UNITY TEMPLE RESTORATION FOUNDATION
    875 LAKE ST
    OAK PARK,IL60301     		NONE 501C CIVIC & SOCIAL 1,000
    UNIVERSITY OF CHICAGO (COLLEGE) (JFO MATCH)
    5801 S ELLIS AVE SUITE 007
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 150
    UNIVERSITY OF CHICAGO - HUMANITIES VISITING COMMITTEE
    1115 E 58TH ST
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 2,000
    UNIVERSITY OF CHICAGO - HUMANITIESDEAN'S DISCRETIONARY FUND
    1115 E 58TH ST
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 5,000
    UNIVERSITY OF CHICAGO - LIBRARY VISITING COMMITTEE (JL MATCH)
    5801 S ELLIS AVE SUITE 007
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 1,000
    UNIVERSITY OF CHICAGO - LIBRARY (IVY LEAGUE PROJECT)
    5801 S ELLIS AVE SUITE 007
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 200,000
    UNIVERSITY OF CHICAGO - MEDICAL CENTER
    5841 S MARYLAND AVE
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 10,000
    UNIVERSITY OF CHICAGO - RENAISSANCE SOCIETY
    5811 S ELLIS AVE
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 1,000
    VITAL BRIDGES
    151 W 75TH STREET
    CHICAGO,IL60620     		NONE 501C CIVIC & SOCIAL 2,500
    UNIVERSITY OF CHICAGOORIENTAL INSTITUTE
    1155 E 58TH ST
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 2,500
    UNIVERSITY OF CHICAGO - MACLEAN CENTER
    5841 S MARYLAND AVE MC 6098
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 5,000
    UNIVERSITY OF CHICAGOSMART MUSEUM OF ART
    5550 S GREENWOOD AVE
    CHICAGO,IL60637     		NONE 501C CIVIC & SOCIAL 5,000
    URBAN GATEWAYS
    205 W RANDOLPH ST
    CHICAGO,IL60606     		NONE 501C CIVIC & SOCIAL 2,500
    WEST SUBURBAN PADS
    1851 S 9TH AVE
    MAYWOOD,IL60153     		NONE 501C CIVIC & SOCIAL 2,500
    WFMT
    5400 N ST LOUIS AVE
    CHICAGO,IL60625     		NONE 501C CIVIC & SOCIAL 5,000
    WINGS
    PO BOX 95615
    PALATINE,IL60095     		NONE 501C CIVIC & SOCIAL 10,000
    WORLD HUNGER RELIEF
    PO BOX 639
    ELM MOTT,TX60153     		NONE 501C CIVIC & SOCIAL 5,000
    WORLD MONUMENTS FUND (JL MATCH)
    95 MADISON AVE 9TH FLOOR
    NEW YORK,NY10016     		NONE 501C CIVIC & SOCIAL 250
    WTTW11
    5400 N ST LOUIS AVE
    CHICAGO,IL60625     		NONE 501C CIVIC & SOCIAL 7,500
    VITAL BRIDGES
    151 W 75TH STREET
    CHICAGO,IL60620     		NONE 501C CIVIC & SOCIAL 2,500
    A SAFE HAVEN FOUDATION
    2750 W ROOSEVELT ROAD
    CHICAGO,IL60608     		NONE 501C CIVIC & SOCIAL 5,000
    Total .................................bullet 3a 1,172,520
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 1  
    4 Dividends and interest from securities....     14 324,753  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 202  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,464,983  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,789,939 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,789,939
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 6,200 6,200 0 0

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Category Amount
    NONE 0

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORP. BONDS - ACCT# 2952 827,776 847,072

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORP. STOCKS - ACCT# 2952 4,582,813 8,199,414

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    US Government Securities - End of Year Book Value:

    3,830,827
    US Government Securities - End of Year Fair Market Value:

    3,757,941
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 LegalFeesSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 543 543 0 0


    TY 2013 OtherExpensesSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK AGENCY FEES 17,650 17,650 0 0
    SECRETARIAL FEES 800 800 0 0
    OFFICE SUPPLIES 185 185 0 0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    STOCK SETTLEMENTS 202 202  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 85,986 85,986 0 0


    TY 2013 TaxesSchedule
    Name:
    THE RHOADES FOUNDATION
    EIN: 36-2994856
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 27,345 27,345 0 0
    IL CHARITY BUREAU 15 15 0 0
    IL ANNUAL REPORT 10 10 0 0
    FOREIGN TAX 1,418 1,418 0 0