Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
CORNELL UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
341 PINE TREE ROAD
Suite
Room/suite
City or town, state or country, and ZIP + 4
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 10,650,597,555
F Name and address of principal officer:
David J Skorton President
341 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
HTTP://WWW.CORNELL.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 64
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 49
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 37,575
6 Total number of volunteers (estimate if necessary) ............. 6 8,658
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 6,428,383
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -3,659,368
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 672,276,000 478,613,388
9 Program service revenue (Part VIII, line 2g) ......... 2,452,693,867 2,621,326,973
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 236,391,000 261,368,298
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 19,230,621 11,011,188
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,380,591,488 3,372,319,847
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 106,350,350 127,471,177
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,938,619,999 2,023,326,452
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 804,055 126,093
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet59,755,310    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,022,974,831 1,060,898,525
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,068,749,235 3,211,822,247
19 Revenue less expenses. Subtract line 18 from line 12....... 311,842,253 160,497,600
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 10,900,413,000 11,506,007,674
21 Total liabilities (Part X, line 26)............. 3,422,743,000 3,411,386,822
22 Net assets or fund balances. Subtract line 21 from line 20..... 7,477,670,000 8,094,620,852
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 962,194,000 including grants of $ 66,667,736 ) (Revenue $ 537,035,000 )
THE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND WEILL-CORNELL MEDICAL COLLEGE LOCATED IN NEW YORK CITY. THE UNIVERSITY ALSO HAS A SIGNIFICANT INTERNATIONAL PRESENCE IN EDUCATION AND IS NOTED FOR ITS MEDICAL COLLEGE IN QATAR. DURING THE FISCAL YEAR, THE UNIVERSITY GRANTED THE FOLLOWING ACADEMIC DEGREES: UNDERGRADUATE (3,577); MASTERS (2,348); PHD (561); JD, MD, DVM (409).
4b (Code:   ) (Expenses $ 815,166,000 including grants of $   ) (Revenue $ 751,957,000 )
MEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND THE UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH, AND CLINICAL SERVICES.
4c (Code:   ) (Expenses $ 539,638,000 including grants of $ 60,803,441 ) (Revenue $ 588,580,000 )
RESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. REVENUES FROM SPONSORED AWARDS INCLUDE $449 MILLION IN DIRECT SUPPORT AND $139 MILLION IN INDIRECT COST RECOVERIES. ALTHOUGH THE REVENUES INCLUDE GRANT AND CONTRACT REVENUE FOR PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RESEARCH RELATED.
4d Other program services (Describe in Schedule O.)
(Expenses $ 519,407,279 including grants of $   ) (Revenue $ 743,408,929 )
4e Total program service expensesMediumBullet2,836,405,279
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
28,237
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
37,575
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletIT , FR , UK , AS , NP , QA
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
Yes
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
64
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
49
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , LA , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletUNIVERSITY CONTROLLER341 Pine Tree RoadITHACANY148502820 (607) 255-3581
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Stephen B Ashley........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(2) Barbara A Baird........................................................................
Trustee
 55.0
.......................0.0 		X           217,179 0 24,799
(3) Jessica M Bibliowicz........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(4) Samuel W Bodman........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(5) Richard Booth........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(6) Alexander Bores........................................................................
Trustee
 15.0
.......................0.0 		X           1,031 0 0
(7) Douglas Braunstein........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(8) Mario Cilento from 313........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(9) Ezra Cornell........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(10) David D Croll........................................................................
VICE CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(11) Andrew Cuomo........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(12) Diana M Daniels........................................................................
VICE CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(13) Gary Davis........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(14) Darrick Evensen........................................................................
Trustee
 1.0
.......................0.0 		X           30,480 0 0
(15) David Fischell........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(16) Gregory Galvin........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(17) Rana Glasgal........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Kenneth Goldman........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(19) Paul Gould........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(20) Nelson Hairston........................................................................
Trustee
 55.0
.......................0.0 		X           188,409 0 31,425
(21) Patricia Harris........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(22) Robert S Harrison........................................................................
Chairman of the Board of Trust
 1.0
.......................0.0 		X           0 0 0
(23) Denis Hughes thru 313........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(24) Robert J Katz........................................................................
VICE CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(25) Ruben King-Shaw........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(26) Peggy Koenig........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(27) Robert Langer........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(28) Linda Macaulay........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(29) Lowell McAdam........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(30) William McAleer........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(31) Ronald McCray........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(32) Howard Milstein........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(33) Alan Mittman........................................................................
Trustee
 1.0
.......................0.0 		X           116,812 0 29,729
(34) Elizabeth Moore........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(35) John Noble........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(36) Peter Nolan........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(37) Barbara G Novick........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(38) Lubna Olayan........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(39) Armando Olivera........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(40) Donald Opatrny........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(41) William Perez........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(42) Leland Pillsbury........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(43) Bruce Raynor........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(44) Philip Reilly........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(45) Gene Resnick........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(46) Meredith Rosenberg........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(47) Irene Rosenfeld........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(48) Robert Ryan........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(49) Paul Salvatore........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(50) Sheldon Silver........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(51) Dean Skelos........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(52) David J Skorton........................................................................
President
 55.0
.......................0.0 		X           718,351 0 169,912
(53) Dalia Stiller........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(54) Chiaki Tanuma........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(55) Ratan Tata........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(56) Lisa Tatum........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(57) Andrew H Tisch........................................................................
Vice Chairman
 1.0
.......................0.0 		X           0 0 0
(58) Sheryl Tucker........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(59) M Eileen Walker........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(60) Barton Winokur........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(61) Sheryl WuDunn........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(62) Craig Yunker........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(63) Michael Zak........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(64) Karen Zimmer........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(65) Jan Rock Zubrow........................................................................
CHAIRMAN OF THE EXEC.COMMITTEE
 1.0
.......................0.0 		X           0 0 0
(66) Joanne DeStefano........................................................................
VP for Finance & CFO
 55.0
.......................1.0 		    X       375,952 0 45,279
(67) W Kent Fuchs........................................................................
Provost
 55.0
.......................0.0 		    X       605,006 0 43,815
(68) Laurie Glimcher........................................................................
DEAN & PROVOST OF MED. AFFAIRS
 55.0
.......................0.0 		    X       1,080,414 0 56,049
(69) James Mingle........................................................................
UNI. COUNSEL & SEC.OF THE CORP
 55.0
.......................0.0 		    X       467,987 0 43,100
(70) Robert A Buhrman........................................................................
SR. VP FOR RESEARCH
 55.0
.......................0.0 		      X     365,186 0 39,900
(71) Stephen M Cohen........................................................................
EXECUTIVE VICE PROVOST
 55.0
.......................0.0 		      X     810,189 0 42,134
(72) Albert Edwards........................................................................
Chief Investment Officer
 55.0
.......................0.0 		      X     1,319,146 0 45,370
(73) Daniel M Knowles MD........................................................................
Chair & Professor of Pathology
 55.0
.......................0.0 		      X     1,760,531 0 67,333
(74) Pak H Chung MD........................................................................
Professor of Obstetrics, Gynec
 55.0
.......................0.0 		        X   2,722,630 0 62,549
(75) Isaac Kligman MD........................................................................
Professor of Obstetrics, Gynec
 55.0
.......................0.0 		        X   2,333,375 0 64,038
(76) Zev Rosenwaks MD........................................................................
Director and physician-in Chie
 55.0
.......................0.0 		        X   4,657,906 0 116,113
(77) Steven D Spandorfer MD........................................................................
Professor of Obstetrics, Gynec
 55.0
.......................0.0 		        X   3,307,188 0 58,549
(78) Philip E Steig Phd MD........................................................................
Professor and Chairman of Depa
 55.0
.......................0.0 		        X   3,289,379 0 71,836
(79) Rosemary J Avery........................................................................
Former Trustee
 55.0
.......................0.0 		          X 226,829 0 41,382
(80) Beth McKinney........................................................................
Former Trustee
 55.0
.......................0.0 		          X 65,875 0 23,669
(81) Anthony Gotto........................................................................
Former Officer
 55.0
.......................0.0 		          X 587,082 0 59,873
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 25,246,937 0 1,136,854
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,124
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
SKIDMORE OWINGS MERRILL LLP, 14 WALL STNEW YORKNY10005 ARCHITECTURE 2,162,100
LECHASE CONSTRUCTION SERVICES LLC, 300 TROLLEY BLVDROCHESTERNY14606 CONSTRUCTION 5,720,829
ARCHI-TECHNOLOGY LLC, 15 METRO PARKROCHESTERNY14623 NETWORK & TELECOM 909,380
FRIED FRANK HARRIS SHRIVER JAC, 1 NEW YORK PLZNEW YORKNY10004 LEGAL 908,249
EDGEROCK TECHNOLOGIES LLC, 260 FRANKLIN ST FL 11BOSTONMA02110 IT CONSULT SERVICES 671,482
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet102
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 1,147,286
c Fundraising events....1c 2,265,986
d Related organizations...1d 6,467,595
e Government grants (contributions)1e 69,683,875
f All other contributions, gifts, grants, and
similar amounts not included above1f 		399,048,646
g Noncash contributions included in lines
1a-1f:$ 		11,880,706
h Total. Add lines 1a-1f.......MediumBullet 478,613,388
Program Service Revenue Business Code
2a EDUCATION: TUITION NET OF DISCOUNT 900099 537,035,084 537,035,084    
b GRANTS & CONTRACTS FOR RESEARCH 900099 588,579,940 588,579,940    
c MEDICAL SERVICES 900099 751,956,806 751,956,806    
d LAND GRANT MISSION GOVT APPROP. 900099 152,189,666 152,189,666    
e AUXILIARY ENT -ROOM AND BOARD 900099 139,828,522 139,828,522    
f All other program service revenue . 451,736,955 450,172,486 1,564,469  
g Total. Add lines 2a–2f........MediumBullet 2,621,326,973
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 64,647,171 0 4,706,217 59,940,954
4 Income from investment of tax-exempt bond proceeds..MediumBullet 563 0 0 563
5 Royalties...........MediumBullet 12,100,304 0 0 12,100,304
(i) Real (ii) Personal
6a Gross rents 4,191,473  
b Less: rental expenses 4,464,560  
c Rental income or (loss) -273,087 0
d Net rental income or (loss).......MediumBullet -273,086 0 0 -273,086
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 7,447,077,000 237,564
b Less: cost or other basis and sales expenses 7,250,356,436 237,564
c Gain or (loss) 196,720,564  
d Net gain or (loss)..........MediumBullet 196,720,564 0 0 196,720,564
8a Gross income from fundraising events (not including
$ 2,265,986
of contributions reported on line 1c). See Part IV, line 18 ..
a 249,631
b Less: direct expenses ...b 1,436,825
c Net income or (loss) from fundraising events..MediumBullet -1,187,194 0 -1,187,194
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0   0 0
10a Gross sales of inventory, less
returns and allowances .
a 22,153,487
b Less: cost of goods sold ..b 21,782,323
c Net income or (loss) from sales of inventory..MediumBullet 371,164 0 157,697 213,467
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 3,372,319,847 2,619,762,504 6,428,383 267,515,572
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 60,803,441 60,803,441
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 65,162,328 65,162,328
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 1,505,408 1,505,408
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 8,620,730 862,073 4,310,365 3,448,292
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 1,552,193,251 1,345,631,660 171,689,538 34,872,053
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 86,779,344 66,452,696 16,895,071 3,431,577
9 Other employee benefits ....... 306,988,379 267,079,890 33,768,721 6,139,768
10 Payroll taxes ........... 68,744,748 59,807,931 7,561,922 1,374,895
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 9,147,326 8,141,120 1,006,206  
c Accounting ........... 1,103,517 1,103,517    
d Lobbying ........... 522,706     522,706
e Professional fundraising services. See Part IV, line 17 126,093 126,093
f Investment management fees ...... 2,169,747 2,169,747    
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 138,897,913 121,045,737 15,331,168 2,521,008
12 Advertising and promotion .... 0      
13 Office expenses ....... 42,780,921 37,219,401 4,705,902 855,618
14 Information technology ...... 34,205,592 29,758,864 3,762,616 684,112
15 Royalties .. 3,046,986 3,046,986    
16 Occupancy ........... 110,662,183 96,276,099 12,172,840 2,213,244
17 Travel ............ 38,151,778 29,376,869 5,722,766 3,052,143
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 10,512,785 9,146,122 1,156,407 210,256
20 Interest ........... 92,465,126 92,465,126    
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 207,630,740 184,791,359 22,839,381  
23 Insurance .............. 47,045,916 45,072,870 1,669,501 303,545
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Other Supplies (Lab, Computer) 51,165,438 45,537,240 5,628,198  
b Sub Contracts 50,037,698 50,037,698    
c Costs Other Than Campus Store 49,251,268 49,251,268    
d Communic, Membersh, Empl Trg 18,746,444 18,558,980 187,464  
e All other expenses 153,354,441 146,100,849 7,253,592  
25 Total functional expenses. Add lines 1 through 24e 3,211,822,247 2,836,405,279 315,661,658 59,755,310
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 52,598,376 1 77,807,281
2 Savings and temporary cash investments ......... 210,055,803 2 178,781,163
3 Pledges and grants receivable, net ........... 950,934,834 3 916,191,504
4 Accounts receivable, net ............. 231,812,987 4 256,359,171
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 69,441,000 7 69,393,124
8 Inventories for sale or use .............. 8,466,000 8 10,254,129
9 Prepaid expenses and deferred charges .......... 32,816,000 9 45,671,903
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,990,692,039
b Less: accumulated depreciation ..... 10b 2,446,227,018 3,321,898,000 10c 3,544,465,021
11 Investments—publicly traded securities .......... 1,068,868,000 11 1,401,035,000
12 Investments—other securities. See Part IV, line 11 ..... 4,847,965,000 12 4,902,758,328
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 105,557,000 15 103,291,050
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 10,900,413,000 16 11,506,007,674
Liabilities 17 Accounts payable and accrued expenses ......... 623,396,000 17 605,906,229
18 Grants payable ................. 48,067,000 18 49,201,426
19 Deferred revenue ................ 205,973,000 19 223,365,826
20 Tax-exempt bond liabilities ............. 1,312,620,000 20 1,277,410,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 583,938,000 23 577,995,000
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 648,749,000 25 677,508,341
26 Total liabilities. Add lines 17 through 25......... 3,422,743,000 26 3,411,386,822
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 2,409,552,000 27 2,750,702,852
28 Temporarily restricted net assets ........... 2,616,355,000 28 2,776,621,000
29 Permanently restricted net assets ........... 2,451,763,000 29 2,567,297,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 7,477,670,000 33 8,094,620,852
34 Total liabilities and net assets/fund balances ........ 10,900,413,000 34 11,506,007,674
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,372,319,847
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
3,211,822,247
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
160,497,600
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
7,477,670,000
5
Net unrealized gains (losses) on investments ...............
5
310,477,105
6
Donated services and use of facilities .................
6
12,622,912
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
133,353,235
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
8,094,620,852
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
566,600
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
 
j
Total. Add lines 1c through 1i ...............................
566,600
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
PART 1-A-LINE 1.   THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE.
PART II-B-LINE 1 I.   IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION.
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 1,551,891
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 74,330,810
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 4,799,314,000 4,928,070,000 4,259,950,000 3,836,289,000 5,248,009,000
b Contributions ........ 142,698,495 107,392,000 112,278,000 109,055,000 249,810,000
c Net investment earnings, gains, and losses 517,725,141 -9,223,000 734,562,000 393,907,000 -1,369,893,000
d Grants or scholarships ..... 77,885,532 -30,500,080 -22,504,820 -26,326,325 -30,545,000
e Other expenditures for facilities
and programs ........ 		201,765,031 -154,846,560 -115,986,380 -129,429,505 -150,170,000
f Administrative expenses .... 39,872,323 -49,269,360 -34,622,800 -39,769,170 -46,142,000
g End of year balance ...... 5,140,214,750 5,260,855,000 5,279,904,000 4,534,776,000 4,354,783,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet25.000 %
b
Permanent endowment SchDMd Bullet68.000 %
c
Temporarily restricted endowment SchDMd Bullet7.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   23,289,241 23,289,241
b Buildings ................   3,596,014,236 1,540,661,729 2,055,352,507
c Leasehold improvements ............   429,944,843 96,878,195 333,066,648
d Equipment ................   757,563,880 495,012,644 262,551,236
e Other .................   1,183,879,839 313,674,450 870,205,389
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 3,544,465,021
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests 61,955,000 F
(3)Other
(A) DOMESTIC EQUITIES 		168,381,000 F

(B) FOREIGN EQUITIES 		214,107,000 F

(C) HEDGED EQUITIES 		543,992,000 F

(D) PRIVATE EQUITIES 		1,114,779,000 F

(E) FIXED INCOME ASSET BACKED SEC 		40,721,000 F

(F) FIXED INCOME CORPORATE BONDS 		347,496,000 F

(G) FIXED INCOME EQUITY PRTSHPS 		247,943,000 F

(H) FIXED INCOME OTHER 		409,136,000 F

(I) MARKETABLE ALT AND RE 		1,754,248,328 F

(J) OTHER 		0 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 4,902,758,328
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
OBLIGATIONS UNDER SPLIT INT AG 116,344,139
DEFERRED BENEFITS 445,650,297
FUNDS HELD IN TRUST FOR OTHERS 115,513,905






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 677,508,341
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,848,954,951
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 310,477,105
b Donated services and use of facilities ......... 2b 12,622,912
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 133,377,561
e Add lines 2a through 2d ..................... 2e 456,477,578
3 Subtract line 2e from line 1..................... 3 3,392,477,373
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b -20,157,526
c Add lines 4a and 4b....................... 4c -20,157,526
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,372,319,847
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 3,232,191,951
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 20,369,704
e Add lines 2a through 2d...................... 2e 20,369,704
3 Subtract line 2e from line 1..................... 3 3,211,822,247
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,211,822,247
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
PART III, LINE 4:   ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Part V, Line 4:   ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH.
PART XI, LINE 2(d)   THIS AMOUNT INCLUDES FAIR MARKET VALUE ADJUSTMENTS INCLUDED IN FINANCIAL STATEMENT REVENUE BUT EXCLUDED ON THE 990 OF $141,682,055, LOSSES FROM UNCOLLECTIBLE PLEDGES FROM PRIOR YEARS OF $8,304,494 AND INCOME FROM DISREGARDED LLC OF $212,178.
Part XI, Line 4(b):   THIS AMOUNT INCLUDES EXPENSES INCLUDED ON THE 990 STATEMENT OF REVENUE BUT EXCLUDED IN FINANCIAL STATEMENT REVENUE AND INCOME FROM DISREGARDED LLC INCLUDED ON 990 STATEMENT OF REVENUE BUT EXCLUDED IN FINANCIAL STATEMENT REVENUE.
Part XII, Line 2(d):   THIS AMOUNT INCLUDES EXPENSES INCLUDED IN THE STATEMENT OF REVENUE BUT NOT IN PART IX, LINE 25.
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION FOR LINE 3   THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
EXPLANATION FOR LINE 6A   CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
East Asia and the Pacific   7 Program Services Education 186,481
Europe (Including Iceland and Greenland) 6 21 Program Services Education 2,915,316
South Asia 3 16 Program Services Education 166,872
Central America and the Caribbean     Program Services Education & Research 181,342
East Asia and the Pacific 1 3 Program Services Education & Research 2,266,781
Europe (Including Iceland and Greenland)     Program Services Education & Research 6,600,655
Middle East and North Africa 1 486 Program Services Education & Research 120,786,801
North America     Program Services Education & Research 557,039
Russia and the Newly Independent States     Program Services Education & Research 166,791
South America   1 Program Services Education & Research 489,522
South Asia     Program Services Education & Research 524,037
Sub-Saharan Africa   4 Program Services Education & Research 1,065,783
Central America and the Caribbean 1 3 Program Services Medical Srvcs & Rsrch 884,174
East Asia and the Pacific     Program Services Research 174,246
Europe (Including Iceland and Greenland)     Program Services Research 699,496
Middle East and North Africa     Program Services Research 516,797
North America     Program Services Research 83,909
South Asia     Program Services Research 22,566
Sub-Saharan Africa     Program Services Research 63,390
Central America and the Caribbean     Program Services Research Sub-Contracts 6,280
East Asia and the Pacific     Program Services Research Sub-Contracts 759,532
Europe (Including Iceland and Greenland)     Program Services Research Sub-Contracts 701,576
Middle East and North Africa     Program Services Research Sub-Contracts 613,442
Middle East and North Africa     Program Services Research Sub-Contracts 3,468,206
South America     Program Services Research Sub-Contracts 1,257,647
South Asia     Program Services Research Sub-Contracts 931,255
Sub-Saharan Africa     Program Services Research Sub-Contracts 3,417,359
South Asia     Program Services Public Srvc & Extnsn 1,515,285
South Asia     Program Services Instruction 12,500
Central America and the Caribbean     Investments N/A 716,119,475
Europe (Including Iceland and Greenland)     Investments N/A 88,224,531
Europe (Including Iceland and Greenland)     Fundraising Foundation 212,178
3a Sub-total ..... 12 541 138,266,042
b Total from continuation sheets to Part I ...     817,325,222
c Totals (add lines 3a and 3b) 12 541 955,591,264
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
STUDENT TRAVEL GRANT/FELLOWSHIP North America 12 69,162 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP Russia and the Newly Independent States 1 29,948 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP South America 23 125,224 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP South Asia 57 186,200 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP Sub-Saharan Africa 14 36,069 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP Europe (Including Iceland and Greenland) 46 310,469 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP Middle East and North Africa 6 138,033 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP Central America and the Caribbean 6 6,600 CHECK/ACH      
STUDENT TRAVEL GRANT/FELLOWSHIP East Asia and the Pacific 92 603,683 CHECK/ACH      
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Part I, Line 2:   THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. ALL ISSUES ARE ADDRESSED IMMEDIATELY AND, IF DEEMED APPROPRIATE, REVIEWED WITH OTHER KEY OFFICES AT THE UNIVERSITY, PRIOR TO MAKING PAYMENT.
PART III, LINE 1:   THESE ARE TRAVEL AWARDS TO GRADUATE STUDENTS WHERE CORNELL HAS DATA ON THE FOREIGN JURISDICTION WHERE THE STUDENT TRAVELLED. THE UNIVERSITY DOES NOT GENERALLY CAPTURE DETAILED INFORMATION ON OTHER GRANTS TO OUR STUDENTS WHERE THEIR RESEARCH ACTIVITY OCCURS OUTSIDE THE US.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Grenzenbach Glier Associates CONSULTING   No 0 126,093 0
JFM Group LLC Event Management   No 2,153,589 120,750 2,032,839
Community Counseling Service Co Fundraising Consulting   No 0 480,000 0
Prasad Consulting Research LLC Donor Rsrch Consulting   No 0 23,000 0
ThomasMartin Events Event Management   No 0 27,500 0
             
             
             
             
             
Total .................right arrow 2,153,589 777,343 2,032,839
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Cabaret Night
(event type) 		(b) Event #2

Greenberg Dinnr
(event type) 		(c) Other events

3
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 2,153,589 236,060 125,968 2,515,617
2 Less: Contributions . . 2,062,121 171,560 32,305 2,265,986
3 Gross income (line 1
minus line 2) . . . 		91,468 64,500 93,663 249,631
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 58,250 157,777 6,250 222,277
7 Food and beverages . 175,058 1,956 98,677 275,691
8 Entertainment . . . 16,000     16,000
9 Other direct expenses . 639,646 46,913 236,298 922,857
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,436,825
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow -1,187,194
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ME DEPT OF AGRICULTURE CONSERVATION ANDFORESTRY
28 STATE HOUSE STATION
AUGUSTA,ME04333 		01-6000001 STATE OF ME 14,331       Public Service/Extension
(2) UNVSTY OF MAINE SYSTEM ACTING THROUGH THE UNVSTY
5717 CORBETT HALL
ORONO,ME044695717 		01-6000769 501(C)(3) 138,602       Research
(3) TRUSTEES OF DARTMOUTH COLLEGE
OFFICE OF SPONSORED PROJECTS 11 ROP
6210
HANOVER,NH037551404 		02-0222111 501(C)(3) 266,713       Research
(4) DARTMOUTH COLLEGE
6028 KIEWIT COMPUTER CENTER
HANOVER,NH037553523 		02-0222111 501(C)(3) 5,288       Research
(5) HUBBARD BROOK RESEARCH FOUNDATION
PO BOX 282 NORTH
WOODSTOCK,NH03262 		02-0474938 501(C)(3) 57,332       Research
(6) UNIVERSITY OF NEW HAMPSHIRE
111 SERVICE BLDG 51 COLLEGE RD 2ND
DURHAM,NH03824 		02-6000937 501(C)(3) 97,720       Research
(7) UNIVERSITY OF VERMONT
340 WATERMAN BLDG
BURLINGTON,VT05405 		03-0179440 501(C)(3) 117,516       Public Service/Extension/Research
(8) NORTHEAST ORGANIC FARMING ASSOCIATION OF NEW YORK
249 HIGHLAND AVE
ROCHESTER,NY14620 		03-0259137 501(C)(3) 79,889       Research
(9) NORTHEASTERN UNIVERSITY (NU)
360 HUNTINGTON AVENUE 960 RENAISSAN
BOSTON,MA021155000 		04-1679980 501(C)(3) 101,851       Research
(10) HARVARD SCHOOL OF PUBLIC HEALTH
677 HUNTINGTON AVENUE LL-23
BOSTON,MA02115 		04-2103580 501(C)(3) 568,968       Research
(11) PRESIDENT AND FELLOWS OF HARVARD COLLEGE (PFHC)
OFFICE FOR SPONSORED RESEARCH 1350
AVE HC600
CAMBRIDGE,MA02138 		04-2103580 501(C)(3) 828,905       Research
(12) TUFTS UNIVERSITY
GRANTS AND CONTRACTS ADMINISTRATION
AVENUE
BOSTON,MA02111 		04-2103634 501(C)(3) 36,576       Research
(13) WELLESLEY COLLEGE
106 CENTRAL STREET GRH139
WELLESLEY,MA02481 		04-2103637 501(C)(3) 51,174       Research
(14) WOODS HOLE OCEANOGRAPHIC INST
GRANT CONTRACT SERVICES BELL HOUS
WOODS HOLE,MA02543 		04-2105850 501(C)(3) 129,895       Research
(15) BRIGHAM & WOMENS HOSPITAL
ONE BRIGHAM CIRCLE SUITE 418 DEPT O
BOSTON,MA02115 		04-2312909 501(C)(3) 82,808       Research
(16) COMMUNITY TEAMWORK INC
155 MERRIMACK STREET
LOWELL,MA01852 		04-2382027 501(C)(3) 14,978       Public Service/Extension
(17) SPAULDING REHABILITATION HOSPITAL C
125 NASHUA STREET
BOSTON,MA02114 		04-2551124 501(C)(3) 51,949       Research
(18) MASSACHUSETTS GENERAL HOSPITAL
50 STANFORD STREET- SUITE 1001
BOSTON,MA02114 		04-2697983 501(C)(3) 45,454       Research
(19) CHILDRENS HOSPITAL BOSTON
PO BOX 414413
BOSTON,MA02241 		04-2774441 501(C)(3) 639,676       Research
(20) UNIVERSITY OF MASSACHUSETTS
RESEARCH ADMINISTRATION BUILDING 70
TERRACE
AMHERST,MA010039242 		04-3167352 501(C)(3) 244,955       Research
(21) BOSTON MEDICAL CENTER
660HARRISON AVENUE
BOSTON,MA021182393 		04-3314093 501(C)(3) 63,496       Research
(22) REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS
PO BOX 989062 WEST
SACRAMENTO,CA95798 		04-7120084 State of CA 697,701       Research
(23) BROWN UNIVERSITY
BOX 1929
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 85,827       Research
(24) THE GRODEN CENTER INC
86 MOUNT HOPE AVENUE
PROVIDENCE,RI02906 		05-0369378 501(C)(3) 183,311       Research
(25) YALE UNIVERSITY
PO BOX 2503A
NEW HAVEN,CT06520 		06-0646973 501(C)(3) 323,807       Research
(26) UNIVERSITY OF CONNECTICUT (UCONN)
438 WHITNEY RD EXT UNIT 1133
STORRS,CT062691133 		06-0772160 501(C)(3) 40,042       Research
(27) WHITEHEAD INSTITUTE
9 CENTER
CAMBRIDGE,MA02142 		06-1043412 501(C)(3) 12,222       Research
(28) THE CONNECTICUT AGRICULTURAL EXPERIMENT STATION
123 HUNTINGTON STREET BOX 1106
NEW HAVEN,CT065041106 		06-6032987 STATE OF CT 41,428       Public Service/Extension/Research
(29) ST MARK'S DAY SCHOOL
1346 PRESIDENT STREET BROOKLYN
NEW YORK,NY112134335 		11-1694941 501(C)(3) 33,750       Public Service/Extension
(30) COLD SPRING HARBOR LABORATORY
P O BOX 100 1 BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724 		11-2013303 501(C)(3) 292,276       Research
(31) ROGER TORY PETERSON INTITUTE OF NATURAL HISTORY
311 CURTIS STREET
JAMESTOWN,NY14701 		11-2724904 501(C)(3) 9,045       Research
(32) RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NY
230 WEST 41ST STREET
NEW YORK,NY10036 		11-3198119 501(C)(3) 10,598       Research
(33) WALDRON EDUCATIONAL CONSULTING
W1840 STEINER ROAD
CHILTON,WI53014 		11-5709435   35,167       Instruction
(34) CORNELL COOPERATIVE EXTENSION SUFFOLK COUNTY
423 GRIFFING AVENUE SUITE 100
RIVERHEAD,NY119013071 		11-6081424 GOVERNMENT 52,441       Research
(35) THE CONFERENCE BOARD INC (CBI)
845 THIRD AVENUE
NEW YORK,NY100226679 		13-1624108 501(C)(3) 54,650       Public Service/Extension
(36) HOSPITAL FOR SPECIAL SURGERY
535 EAST 7OTH STREET
NEW YORK,NY10021 		13-1624135 501(C)(3) 681,880       Research
(37) ROCKEFELLER UNIVERSITY
1230 YORK AVENUE
NEW YORK,NY100216399 		13-1624158 501(C)(3) 226,827       Research
(38) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461 		13-1624225 501(C)(3) 48,000       Research
(39) BARNARD COLLEGE
3009 BROADWAY
NEW YORK,NY100276598 		13-1628149 501(C)(3) 5,985       Research
(40) BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH
100 BOYCE THOMPSON TOWER ROAD
ITHACA,NY14853 		13-1739923 501(C)(3) 769,104       Research
(41) MEMORIAL SLOAN KETTERING
1275 YORK AVENUE
NEW YORK,NY10021 		13-1924236 501(C)(3) 2,095,024       Research
(42) RESEARCH FOUNDATION OF CUNY
230 WEST 41ST STREET 7TH FL
NEW YORK,NY10036 		13-1988190 501(C)(3) 1,080,399       Research
(43) NEW YORK CITY HEALTH & HOSPITALS
160 WATER STREET 7TH FL
NEW YORK,NY10038 		13-2655001 State of NY 300,303       Research
(44) GREENMARKET (GNMK)
CENYC51 CHAMBERS STREET ROOM 228
NEW YORK,NY10007 		13-2765465 501(C)(3) 41,504       Research
(45) GOOD OLD LOWER EAST SIDE INC
169 AVENUE B
NEW YORK,NY10009 		13-2915659 501(C)(3) 161,769       Research
(46) COUNCIL OF SENIOR CENTERS & SERVICES OF NYC
49 WEST 45TH STREET7FL
NEW YORK,NY10036 		13-2967277 501(C)(3) 9,200       Research
(47) ST LUKES ROOSEVELT MEDICAL CENTER
555 WEST 57TH STREET 5TH FLOOR
NEW YORK,NY10019 		13-2997301 501(C)(3) 41,902       Research
(48) AGING IN NEW YORK FUND INC
2 STREET SUITE 2100
NEW YORK,NY10007 		13-3153550 501(C)(3) 72,262       Research
(49) THE ROGOSIN INSTITUTE
506 EASE 70TH STREET
NEW YORK,NY10021 		13-3184198 501(C)(3) 31,711       Research
(50) VISITING NURSE SERVICE OF NY
107 EAST 70TH STREET
NEW YORK,NY10021 		13-3189926 501(C)(3) 56,881       Research
(51) WINIFRED MASTERSON BURKE MEDICAL RESEARCH INSTUTE
785 MAMARONECK AVENUE
WHITE PLAINS,NY10605 		13-3434924 501(C)(3) 298,644       Research
(52) BRAIN TRAUMA FOUNDATION
7 WORLD TRADE CENTER 34TH FLOOR 250
NEW YORK,NY10007 		13-3764444 501(C)(3) 244,384       Research
(53) NEW YORK UNIVERSITY
PO BOX 5166
NEW YORK,NY10087 		13-5562308 501(C)(3) 1,042,135       Research
(54) PACE UNIVERSITY
ONE PACE PLAZA
NEW YORK,NY10038 		13-5562314 501(C)(3) 58,277       Public Service/Extension/Research
(55) TRUSTEES OF COLUMBIA UNIV IN THE CITY OF NEW YORK
SPONSORED PROJECTS ADMINSITRATION 6
STREET MC
NEW YORK,NY10027 		13-5598093 501(C)(3) 951,291       Research
(56) UNITED SPINAL ASSOCIATION
75-20 ASTORIA BLVD
JACKSON HEIGHTS,NY113701177 		13-5612621 501(C)(3) 18,843       Public Service/Extension
(57) MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PLACE BOX 3500
NEW YORK,NY10029 		13-6171197 501(C)(3) 50,847       Research
(58) GENERAL ELECTRIC COMPANY
ONE RESEARCH CIRCLE
NISKAYUNA,NY12309 		14-0689340   26,089       Research
(59) UNION COLLEGE
MCKEAN HOUSE 807 UNION ST
SCHENECTADY,NY12308 		14-1338580 501(C)(3) 20,406       Research
(60) VASSAR COLLEGE (VASCOL)
BOX 4 124 RAYMOND AVE
POUGHKEEPSIE,NY126040004 		14-1338587 501(C)(3) 7,600       Public Service/Extension
(61) RENSSELAER POLYTECHNIC INSTITUTE
110 8TH STREET WEST HALL
TROY,NY12180 		14-1340095 501(C)(3) 104,913       Research
(62) RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NY
PO BOX 9
ALBANY,NY122010009 		14-1368361 501(C)(3) 849,053       Public Service/Extension/Research
(63) HEALTH RESEARCH INC
150 BROADWAY SUITE 560
MENANDS,NY12204 		14-1402155 501(C)(3) 259,736       Research
(64) RESEARCH FOUNDATION FOR MENTAL HYGIENE INC
150 BROADWAY SUITE301
MENANDS,NY12204 		14-1410842 501(C)(3) 537,645       Research
(65) THE WILLIAM H MINER AGRICULTURAL RESEARCH INSTIT
PO BOX 90 1034 MINER FARM ROAD
CHAZY,NY12921 		14-1414736 501(C)(3) 11,370       Research
(66) BAAR-SCIENTIFIC LLC
6374 ROUTE 89 ROMULUS
NEW YORK,NY14541 		14-1878299   26,000       Research
(67) ULSTER COUNTY BOCES
175 ROUTE 32 NORTH AT ULSTER BOCES
NEW PALTZ,NY12561 		14-6003939 501(C)(3) 131,000       Public Service/Extension
(68) CORNELL COOPERATIVE EXTENSION DUTCHESS COUNTY
2715 US ROUTE 44 SUITE 1
MILLBROOK,NY125455566 		14-6036882 GOVERNMENT 19,352       Public Service/Extension
(69) CORNELL COOPERATIVE EXTENSION TIOGA COUNTY
56 MAIN STREET
OWEGO,NY138271588 		14-6036883 GOVERNMENT 6,782       Research
(70) CORNELL COOPERATIVE EXTENSION TIOGA COUNTY
6055 ROUTE 23 ACRA
NEW YORK,NY12405 		14-6036883 GOVERNMENT 20,966       Public Service/Extension
(71) CORNELL CO-OP EXT ASSO OF COL & GREENE COUNTIS
6055 ROUTE 23 ACRA
NEW YORK,NY12405 		14-6036887 GOVERNMENT 22,777       Public Service/Extension/Research
(72) CORNELL COOPERATIVE EXTENSION ORANGE COUNTY
18 SEWARD AVE SUITE 300
MIDDLETOWN,NY109402499 		14-6036889 GOVERNMENT 10,815       Public Service/Extension/Research
(73) CORNELL COOPERATIVE EXTENSION
50 WEST HIGH STREET
BALLSTON SPA,NY120201992 		14-6036892 GOVERNMENT 5,197       Research
(74) SYRACUSE UNIVERSITY
113 BOWNE HALL
SYRACUSE,NY13244 		15-0532081 501(C)(3) 616,086       Instruction/Research
(75) ITHACA COLLEGE
130 ALUMNI HALL COLLEGE
ITHACA,NY148507006 		15-0532204 501(C)(3) 18,351       Research
(76) WELLS COLLEGE
OFFICE OF THE CONTROLLER 170 MAIN S
AURORA,NY13026 		15-0532276 501(C)(3) 47,983       Research
(77) CLARKSON UNIVERSITY
8 CLARKSON AVENUE PO BOX 5630
POTSDAM,NY136995630 		15-0543659 501(C)(3) 31,719       Research
(78) PALEONTOLOGICAL RESEARCH INSTITUTION
1259 TRUMANSBURG ROAD
ITHACA,NY14850 		15-0554849 501(C)(3) 15,492       Research
(79) HOBART AND WILLIAM SMITH COLLEGES
300 PULTENEY STREET
GENEVA,NY14456 		16-0743040 501(C)(3) 40,780       Research
(80) ROCHESTER INSTITUTE OF TECHNOLOGY
141 LOMB BUILDING
ROCHESTER,NY146235608 		16-0743140 501(C)(3) 42,104       Research
(81) UNIVERSITY OF ROCHESTER
515 HYLAN BLDG RC BOX 270140
ROCHESTER,NY146270140 		16-0743209 501(C)(3) 969,320       Public Service/Extension/Research
(82) ATC-NY
33 THORNWOOD DRIVE SUITE 500
ITHACA,NY14850 		16-1549760   304,624       Research
(83) CORNELL COOPERATIVE EXTENSION CAYUGA COUNTY
248 GRANT AVENUE SUITE 1
1300 YORK AVENUE BOX 89
AUBURN,NY130211495 		16-6072873 GOVERNMENT 5,099       Research
(84) CORNELL COOPERATIVE EXTENSION CHENANGO COUNTY
99 NORTH BROAD STREET
NORWICH,NY138151386 		16-6072876 GOVERNMENT 10,095       Public Service/Extension
(85) CORNELL COOPERATIVE EXTENSION ONEIDA COUNTY
121 SECOND STREET
ORISKANY,NY134249799 		16-6072888 GOVERNMENT 18,689       Research
(86) CORNELL COOPERATIVE EXTENSION ORLEANS COUNTY
12690 NYS RT 31
ALBION,NY14411 		16-6072890 GOVERNMENT 18,147       Public Service/Extension
(87) CORNELL COOPERATIVE EXTENSION YATES COUNTY
417 LIBERTY STREET
PENN YAN,NY14527 		16-6072900 GOVERNMENT 10,439       Research
(88) IVCI LLC
601 OLD WILLETS PATH
HUPPAUGE,NY11788 		20-0399584   14,255       Research
(89) INSTITUTE FOR ETHNOMEDICINE
PO BOX 3464
JACKSON,WY83001 		20-1829529 501(C)(3) 104,163       Research
(90) HYBRID SILICA TECHNOLOGIES INC
95 BROWN ROAD
ITHACA,NY14850 		20-1870710   123,019       Research
(91) HEBREW HOME AT RIVERDALE
5901 PALISADE AVENUE
RIVERDALE,NY10471 		20-4352212 501(C)(3) 366,023       Research
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1525 FLEMMING DR
LONGMONT,CO80501 		20-5476699   43,500       Research
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950 DANBY ROAD SUITE 150
ITHACA,NY14850 		20-5582363   60,000       Research
(94) PHILMONT BEAUTIFICATION INC
113 MAIN STREET PO BOX 1072
PHILMONT,NY12565 		20-5877789 501(C)(3) 9,327       Public Service/Extension
(95) THE TRUSTEES OF PRINCETON UNIVERSITY
PO BOX 36
PRINCETON,NJ08544 		21-0634501 501(C)(3) 352,208       Research
(96) STEVENS INSTITUTE OF TECHNOLOGY
ONE CASTLE POINT ON HUDSON
HOBOKEN,NJ070305991 		22-1487354 501(C)(3) 9,911       Research
(97) SCIENCENTER DISCOVERY MUSEUM (SDM)
601 FIRST ST
ITHACA,NY14850 		22-2470652 501(C)(3) 20,657       Research
(98) CUBRC INC
4455 GENESEE STREET
BUFFALO,NY14225 		22-2505934 501(C)(3) 12,346       Research
(99) MONTCLAIR STATE UNIVERSITY
OFFICE OF RESEARCH SPONSORED PROG
HALL 307
MONTCLAIR,NJ07043 		22-2912682 501(C)(3) 125,203       Research
(100) UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE RD
KINGSTON,RI02881 		22-3011455 501(C)(3) 28,221       Research
(101) CARY INSTITUTE OF ECOSYSTEM STUDIES
BOX AB 2801 SHARON TURNPIKE
MILLBROOK,NY125450129 		22-3232968 501(C)(3) 178,138       Research
(102) ARTANN LABORATORIES INC
1459 LOWER FERRY RD
TRENTON,NJ086181414 		22-3503679   48,446       Research
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ADMINISTRATION SERVICES BLDG III 3
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 301,676       Public Service/Extension/Research
(104) CHILDRENS HOSPITAL OF PHILADELPHIA
34TH STREET CIVIC CENTER BLVD
PHILADELPHIA,PA19104 		23-1352166 501(C)(3) 253,283       Research
(105) DREXEL UNIVERSITY (DREXELUNIV)
3201 ARCH STREET SUITE 100
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 71,155       Research
(106) FRANKLIN & MARSHALL COLLEGE
PO BOX 3003
LANCASTER,PA176043003 		23-1352635 501(C)(3) 7,405       Research
(107) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET OFFICE OF RESEAR
P221
PHILADELPHIA,PA191046284 		23-1352685 501(C)(3) 803,870       Research
(108) DICKINSON COLLEGE (DICKINSON)
PO BOX 1773
CARLISE,PA170132896 		23-1365954 501(C)(3) 39,685       Research
(109) ECRI INSTITUTE
5200 BUTLER PIKE PLYMOUTH
MEETING,PA19462 		23-1662091 501(C)(3) 24,475       Research
(110) PARTICLE SCIENCES INC
3894 COUNTNEY STREET STE 180
BETHLEHEM,PA18017 		23-2749752   15,110       Research
(111) UNIVERSITY OF IDAHO
OFFICE OF SPONSORED PROGRAMS PO BOX
MOSCOW ID
MOSCOW ID,ID83844 		23-7098404 State of Id 19,799       Research
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2000 P ST NW SUITE 540
WASHINGTON DC,DC20036 		23-7158061 501(C)(3) 847,414       Public Service/Extension
(113) THE ADVOCACY CENTER (ADVCTR)
590 SOUTH AVENUE
ROCHESTER,NY14620 		23-7298613 501(C)(3) 84,171       Public Service/Extension
(114) LEHIGH UNIVERSITY (LU)
526 BRODHEAD AVENUE
BETHLEHEM,PA180153046 		24-0795445 501(C)(3) 19,267       Research
(115) PENNSYLVANIA STATE UNIVERSITY (PSU)
OFFICE OF SPONSORED PROGRAMS 110 TE
BLDG
UNIVERSITY PARK,PA168027000 		24-6000376 501(C)(3) 1,455,297       Public Service/Extension/Research
(116) UNIVERSITY OF PITTSBURGH
OFFICE OF RESEARCH 123 UNIVERSITY P
PITTSBURGH,PA15213 		25-0965591 501(C)(3) 6,062       Research
(117) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 131,938       Research
(118) PENNSYLVANIA ASSOCIATION FOR SUSTAINABLE AGRICUTLU
PO BOX 419
MILLHEIM,PA16854 		25-1685497 501(C)(3) 10,828       Research
(119) US BUSINESS LEADERSHIP NETWORK
13130 BRADDOCK PLACE SUITE 101
ALEXANDRIA,VA22314 		26-0482057 501(C)(3) 136,358       Public Service/Extension
(120) METADATA MANAGEMENT ASSOCIATES
PO BOX 282
JACKSONVILLE,NY14854 		26-1422818   65,636       Public Service/Extension
(121) INFORMED GREEN SOLUTIONS
PO BOX 60
EAST BURKE,VT05832 		26-4427379 501(C)(3) 8,882       Public Service/Extension
(122) DRS SENSORS & TARGETING SYSTEMS INC
10600 VALLEY VIEW STREET
CYPRESS,CA906304833 		27-0203897   17,684       Research
(123) GRAPHENE DEVICES LTD
1999 LAKE AVE
ROCHESTER,NY14615 		27-1237733   40,888       Research
(124) NOHMS TECHNOLOGIES INC
95 BROWN ROAD BOX 1080
NEW YORK,NY14850 		27-3907632   42,551       Research
(125) CINCINNATI CHILDRENS HOSPITAL
3333 BURNET AVENUE DEPT PULMONARY
CINCINNATI,OH052293039 		31-0833936 501(C)(3) 26,632       Research
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975 NORTH WARSON ROAD
ST LOUIS,MO63132 		31-1584621 501(C)(3) 99,022       Research
(127) CENTER FOR SCIENCE AND INDUSTRY (CSI)
333 WEST BROAD STREET
COLUMBUS,OH43215 		31-4383802 501(C)(3) 33,832       Research
(128) THE OHIO STATE UNIVERSITY (OSU)
OFFICE OF SPONSORED PROGRAMS 1960 K
COLUMBUS,OH432101063 		31-6025986 501(C)(3) 421,152       Public Service/Extension/Research
(129) MIAMI UNIVERSITY
102 ROUDEBUSH HALL
OXFORD,OH450563653 		31-6402089 501(C)(3) 42,202       Research
(130) SCIRE-SOUTHERN CALIFORNIA INSTITUTE
5901 E SEVENTH STREET LONG BEACH
LONG BEACH,CA908225201 		33-0331855 501(C)(3) 287,498       Research
(131) THE SCRIPPS RESEARCH INSTITUTE (SRI)
10550 NORTH TORREY PINES ROAD
LA JOLLA,CA92037 		33-0435954 501(C)(3) 1,083,761       Research
(132) DISABILITY MANAGEMENT EMPLOYER COALITION
PO BOX 395
SAN DIEGO,CA954970395 		33-0647853 501(C)(3) 9,000       Public Service/Extension
(133) COLLEGE OF WOOSTER
1189 BEALL AVENUE
WOOSTER,OH446912393 		34-0714654 501(C)(3) 53,145       Research
(134) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH44106 		34-1018992 501(C)(3) 243,754       Research
(135) PURDUE UNIVERSITY
615 W STATE STREET SPS AGAD WEST
LAFAYETTE,IN479072108 		35-6002041 501(C)(3) 70,052       Research
(136) INTERNATIONAL CITYCOUNTY MANAGEMENT ASSOCIATION
777 N CAPITOL STREET NE SUITE 500
WASHINGTON DC,DC20002 		36-2167755 501(C)(3) 37,807       Research
(137) NATIONAL OPINION RESEARCH CENTER
55 EAST MONROE STREET 20TH FL
CHICAGO,IL60603 		36-2167808 501(C)(3) 19,177       Research
(138) NORTHWESTERN UNIVERSITY
2205 TECH DRIVE HOGAN 2-100
EVANSTON,IL602083500 		36-2167817 501(C)(3) 103,327       Research
(139) ILLINOIS INSTITUTE OF TECHNOLOGY
3300 SOUTH FEDERAL STREET MB/30H
CHICAGO,IL606163793 		36-2170136 501(C)(3) 24,800       Research
(140) RUSH UNIVERSITY MEDICAL CENTER
707 S WOOD STREET 0 ANNEX
CHICAGO,IL60612 		36-2174823 501(C)(3) 167,068       Research
(141) UNIVERSITY OF CHICAGO
UNIV RESEARCH ADMIN 6030 S ELLIS
114
CHICAGO,IL60637 		36-2177139 501(C)(3) 119,304       Research
(142) BRADLEY UNIVERSITY
1501 W BRADLEY AVENUE 215 BRADLEY
PEORIA,IL616250313 		37-0661949 501(C)(3) 25,133       Research
(143) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF IL
1901 S FIRST STREET SUITE A
CHAMPAIGN,IL61820 		37-6000511 501(C)(3) 161,301       Public Service/Extension/Research
(144) MICHIGAN STATE UNIVERSITY
CONTRACT GRANT ADMINISTRATION 301
ADMINISTRATION BLDG E
LANSING,MI488241046 		38-6005984 501(C)(3) 506,951       Research
(145) THE REGENTS OF THE UNIVERSITY OF MICHIGAN
WOLVERINE TOWER ROOM 1056 3003 S S
ANN ARBOR,MI481091274 		38-6006309 501(C)(3) 1,717,989       Research
(146) WESTERN MICHIGAN UNIVERSITY
1903 W MICHIGAN AVE MS 5207
KALAMAZOO,MI090085520 		38-6007327 501(C)(3) 23,224       Research
(147) MARQUETTE UNIVERSITY
PO BOX 1881
MILWAUKEE,WI532011181 		39-0806251 501(C)(3) 41,796       Research
(148) MEDICAL COLLEGE OF WISCONSIN
9200 WEST WISCONSIN AVENUE
MILWAUKEE,WI53226 		39-0806261 501(C)(3) 15,865       Research
(149) MCW RESEARCH FOUNDATION INC
8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226 		39-1454191 501(C)(3) 65,389       Research
(150) UNIVERSITY OF WISCONSIN (UOWMAD)
RESEARCH SPONSORED PROGRAMS 21 NO
SUITE 6401
MADISON,WI53715 		39-6028867 501(C)(3) 829,495       Research
(151) SCIENCE MUSEUM OF MINNESOTA
120 WEST KELLOGG BOULEVARD
ST PAUL,MN55102 		41-0706172 501(C)(3) 57,955       Research
(152) NEW MEXICO BUSINESS LEADERSHIP NETWORK
PO BOX 90803
ALBUQUERQUE,NM87199 		41-2055631 501(C)(3) 7,416       Public Service/Extension
(153) THE REGENTS OF THE UNIVERSITY OF MINNESOTA
NW 5957 PO BOX 1450
MINNEAPOLIS,MN55485 		41-6007513 501(C)(3) 2,723,131       Research
(154) THE REGENTS OF THE UNIVERSITY OF MINNESOTA
200 OAK STREET SE SUITE 450
MINNEAPOLIS,MN554552070 		41-6007513 501(C)(3) 63,166       Public Service/Extension
(155) MGT ENVIROTEC LTD
222 EAST CALL STREET PO BOX 716
ALGONA,IA50511 		42-1501959   25,990       Research
(156) IOWA STATE UNIVERSITY
1138 PEARSON
AMES,IA500112207 		42-6004224 501(C)(3) 468,639       Research
(157) WASHINGTON UNIVERSITY
CAMPUS BOX 1034 700 ROSEDALE
ST LOUIS,MO631121408 		43-0653611 501(C)(3) 1,031,442       Public Service/Extension/Research
(158) THE CURATORS OF THE UNIVERSITY OF MISSOURI
OFFICE OF SPONSORED PROGRAMS ADMINI
JESSEE HALL
COLUMBIA,MO652111230 		43-6003859 501(C)(3) 414,691       Research
(159) TRUMAN STATE UNIVERSITY
CONTROLLERS OFFICE 105 MCCLAIN HALL
KIRKSVILLE,MO635014221 		43-6005833 501(C)(3) 44,973       Research
(160) MISSOURI STATE UNIVERSITY
901 SOUTH NATIONAL AVENUE CARRINGTO
SPRINGFIELD,MO65897 		44-6000308 501(C)(3) 8,000       Research
(161) CCAT OBSERVATORY INC
508 SPACE SCIENCES BUILDING CORNELL
ITHACA,NY148536801 		45-4104640 501(C)(3) 490,000       Research
(162) ORGANIC GROWERS (OGRISN)
1124 COUNTRY RD 38
BRAINBRIDGE,NY13733 		45-4134508 501(C)(3) 57,186       Research
(163) AUDIENCE VIEWPOINTS CONSULTING
13148 ROUNDING RUN CIRCLE
HERNDON,VA20171 		45-5500148   33,600       Research
(164) NORTH DAKOTA STATE UNIVERSITY
DEPT 4000 PO BOX 6050
FARGO,ND581056050 		45-6002439 501(C)(3) 217,499       Research
(165) SOUTH DAKOTA STATE UNIVERSITY
ADMIN 133 BOX 2201
BROOKINGS,SD57007 		46-6000364 501(C)(3) 137,843       Research
(166) UNIVERSITY OF NEBRASKA
312 N 14TH STREET PO BOX 880430
LINCOLN,NE685880430 		47-0049123 501(C)(3) 44,343       Research
(167) KANSAS STATE UNIVERSITY
2 FAIRCHILD HALL
MANHATTAN,KS665061103 		48-0771751 501(C)(3) 159,644       Research
(168) ORGANIC SEED ALLIANCE
PO BOX 772 PORT
TOWNSEND,WA98368 		51-0175667 501(C)(3) 9,490       Research
(169) DELAWARE STATE UNIVERSITY
1200 N DUPONT HIGHWAY
DOVER,DE19901 		51-0305893 501(C)(3) 17,884       Research
(170) VERMONT CENTER FOR ECOSTUDIES VCE
PO BOX 420
NORWICH,VT05055 		51-0639429 501(C)(3) 29,350       Research
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73-4460 QUEEN KAAHUMANU HWY SUITE 1
KAILUAKONA,HI96740 		51-0658850   163,441       Research
(172) UNIVERSITY OF DELAWARE
210 HULLIHEN HALL
NEWARK,DE197161551 		51-6000297 501(C)(3) 69,853       Research
(173) JOHNS HOPKINS UNIVERSITY
733 N BROADWAY SUITE 117
BALTIMORE,MD21205 		52-0595110 501(C)(3) 86,809       Research
(174) INSTITUTE FOR EDUCATIONAL LEADERSHIP
4455 CONNECTICUT AVENUE NW SUITE 31
WASHINGTON DC,DC20008 		52-1198450 501(C)(3) 41,178       Public Service/Extension
(175) THE CONSERVATION FUND
1655 NORTH FORT MYER DRIVE SUITE 13
ARLINGTON,VA222093199 		52-1388917 501(C)(3) 8,288       Research
(176) INSTITUTE FOR LEARNING INNOVATION
3168 BRAVERTON STREET SUITE 280
EDGEWATER,MD21037 		52-1467051 501(C)(3) 31,932       Public Service/Extension/Research
(177) INTL SERVICE FOR THE ACQ OF AGRI-BIOTECH APPLI
105 LELAND LAB
ITHACA,NY14853 		52-1740743 501(C)(3) 120,000       Research
(178) NATIONAL CENTER FOR HEALTHY HOUSING
10320 LITTLE PATUXENT PARKWAY SUITE
COLUMBIA,MD21044 		52-1792579 501(C)(3) 19,933       Public Service/Extension
(179) J CRAIG VENTER INSTITUTE
9704 MEDICAL CENTER DRIVE
ROCKVILLE,MD20850 		52-1842938 501(C)(3) 44,107       Research
(180) SALISBURY UNIVERSITY
UNIVERSITY RESEARCH SERVICES HOLLOW
ROOM 265 1101 CAMDEN AVE
SALISBURY,MD21801 		52-6002033 501(C)(3) 14,346       Research
(181) UNIVERSITY OF MARYLAND EASTERN SHORE
11868 ACADEMIC OVAL
PRINCESS ANNE,MD21853 		52-6002033 501(C)(3) 34,374       Research
(182) UNIVERSITY OF MARYLAND
3112 LEE BUILDING
COLLEGE PARK,MD207425141 		52-6002033 501(C)(3) 286,315       Research
(183) AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 4400 MASSACHUSE
WASHINGTON DC,DC200168066 		53-0196549 501(C)(3) 76,675       Research
(184) GEORGETOWN UNIVERSITY
3800 RESERVOIR ROAD WASHINGON
WASHINGTON DC,DC20057 		53-0196603 501(C)(3) 206,393       Research
(185) US GEOLOGICAL SURVEY US DEPT OF THE INTERIOR
GEOLOGICAL SURVEY 2255 NORTH GEMINI
FLAGSTAFF,AZ86001 		53-0196958 GOVERNMENT 104,112       Research
(186) HOWARD UNIVERSITY (HU)
OFFICE OF SPONSORED PROGRAMS 576 W
WASHINGTON DC,DC20059 		53-0204707 501(C)(3) 889,041       Research
(187) THE NATURE CONSERVANCY
PO BOX 65 8 NATURE WAY
KEENE VALLEY,NY12943 		53-0242652 501(C)(3) 19,991       Research
(188) UNIVERSITY OF MASSACHUSETTS
181 PRESIDENT DRIVE
DRIVEAMHERST,MA01003 		54-2084125 State of MA 179,868       Research
(189) THE COLLEGE OF WILLIAM & MARY
PO BOX 8795
WILLAMSBURG,VA23187 		54-6001718 501(C)(3) 17,678       Research
(190) UNIVERSITY OF VIRGINIA
OFFICE OF SPONSORED PROGRAMS CARRUT
PO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6001796 501(C)(3) 175,008       Research
(191) VIRGINIA POLYTECHNIC INST & STATE UNI(VATECH)
1880 PRATT DRIVE SUITE 2006
BLACKSBURG,VA24060 		54-6001805 501(C)(3) 57,348       Public Service/Extension/Research
(192) WEST VIRGINIA UNI RESEARCH CORP (WVURC)
886 CHESTNUT RIDGE ROAD PO BOX 6845
MORGANTOWN,WV265066845 		55-0665758 501(C)(3) 48,353       Research
(193) WEST VIRGINIA STATE UNIVERSITY
129 HAMBLIN HALL INSTITUTE
INSTITUTE,WV25112 		55-0708567 501(C)(3) 9,004       Research
(194) DUKE UNIVERSITY
OFFICE OF RESEARCH SUPPORT 2200 WES
DURHAM,NC27705 		56-0532129 501(C)(3) 61,056       Research
(195) RESEARCH TRIANGLE INSTITUTE
PO BOX 12194 RESEARCH
TRIANGLE PARK,NC27709 		56-0686338 501(C)(3) 11,351       Research
(196) RHO FEDERAL SYSTEM DIVISION INC
6330 QUADRANGLE DRIVE SUITE 500
CHAPEL HILL,NC27517 		56-1927659   32,478       Research
(197) NORTH CAROLINA AGRICULTURAL AND TECHNOLOGY STATE U
1601 EAST MARKET STREET
GREENSBORO,NC27411 		56-6000007 501(C)(3) 55,539       Research
(198) NORTH CAROLINA STATE UNIVERSITY
2701 SULLIVAN DRIVE SUITE 240
CB,NC276957214 		56-6000756 501(C)(3) 687,733       Research
(199) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
104 AIRPORT DRIVE SUITE 2200 CB1350
CHAPEL HILL,NC275991350 		56-6001393 501(C)(3) 247,952       Research
(200) UNIVERSITY OF SOUTH CAROLINA RESEARCH FOUNDATION
901 SUMTER STREET - 5TH FLOOR BYRNE
COLUMBIA,SC29208 		57-0967350 501(C)(3) 13,866       Research
(201) CLEMSON UNIVERSITY
300 BRACKETT HALL
CLEMSON,SC296345702 		57-6000254 501(C)(3) 19,477       Research
(202) COLLEGE OF CHARLESTON
OFFICE OF RESEARCH GRANTS ADMINIS
GEORGE ST
CHARLESTON,SC29424 		57-6000265 501(C)(3) 53,175       Research
(203) EMORY UNIVERSITY
954 GATEWOOD ROAD NE
ATLANTA,GA303294208 		58-0566256 501(C)(3) 616,976       Research
(204) GEORGIA TECH RESEARCH CORPORATION (GTRC)
505 TENTH STREET N W
ATLANTA,GA30332 		58-0603146 501(C)(3) 1,447,292       Research
(205) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC
617 BOYD GRADUATE STUDIES RESEARCH
ATHENS,GA306025016 		58-1353149 501(C)(3) 41,643       Public Service/Extension/Research
(206) UNIVERSITY OF MIAMI
1501 NORTHWEST 9 AVENUE 2ND FLOOR
MIAMI,FL33136 		59-0624458 501(C)(3) 23,983       Research
(207) H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE
12902 MAGNOLIA DRIVE
TAMPA,FL33612 		59-2451713 501(C)(3) 22,743       Research
(208) UNIVERSITY OF CENTRAL FLORIDA
12201 RESEARCH PARKWAY SUITE 501
ORLANDO,FL32826 		59-2924021 501(C)(3) 257,861       Research
(209) UNIVERSITY OF FLORIDA
DIVISION OF SPONSORED RESEARCH 219
GAINESVILLE,FL32611 		59-6002052 501(C)(3) 85,693       Research
(210) UNIVERSITY OF LOUISVILLE RESEARCH FOUNDATION INC
2301 S THIRD ST STEVENSON HALL 52
LOUISVILLE,KY40202 		61-1014882 501(C)(3) 12,296       Public Service/Extension
(211) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA
2150 SHATTUCK AVE SUITE 313
BERKELEY,CA947045940 		61-3002123 State of CA 84,954       Research
(212) UNIVERSITY OF KENTUCKY
109 KINKEAD HALL
LEXINGTON,KY405060057 		61-6033693 501(C)(3) 148,031       Research
(213) VANDERBILT UNIVERSITY MEDICAL CENTER
3319 WEST END AVE SUITE 800
NASHVILLE,TN37203 		62-0476822 501(C)(3) 352,415       Research
(214) VANDERBILT UNIVERSITY
110 21ST AVENUE SOUTH SUITE937 STAT
NASHVILLE,TN372357749 		62-0476822 501(C)(3) 8,303       Research
(215) UNIVERSITY OF TENNESSEE
2621 MORGAN CIRCLE DRIVE 121 MORGAN
KNOXVILLE,TN379964530 		62-6001636 501(C)(3) 180,917       Public Service/Extension/Research
(216) TUSKEGEE UNIVERSITY
OFFICE OF SPONSORED PROGRAMS CARNEG
4TH FLOOR
TUSKEGEE,AL36088 		63-0288878 501(C)(3) 67,017       Public Service/Extension
(217) MISSISSIPPI STATE UNIVERSITY
133 ETHEREDGE HALL 449 HARDY ROAD P
HARDY ROAD,MS39762 		64-6000819 501(C)(3) 12,596       Research
(218) EDU INC
6900-29 DANIELS PARKWAY
FORT MYERS,FL33912 		65-0434251   20,000       Public Service/Extension
(219) UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
ST THOMAS,VI008029998 		66-0432514 501(C)(3) 11,587       Research
(220) UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES
4301 WEST MARKHAM STREET
LITTLE ROCK,AR72205 		71-0236094 State of AR 89,413       Research
(221) UNIVERSITY OF ARKANSAS
120 OZARK HALL
FAYETTEVILLE,AR72701 		71-6003252 501(C)(3) 167,319       Research
(222) TULANE UNIVERSITY HEALTH
1430 TULANE AVENUE TB-51
NEW ORLEANS,LA70112 		72-0423889 501(C)(3) 378,197       Research
(223) USDA-ARS
600 EAST MERMAID LANE
WYNDMOOR,PA190380598 		72-0564834 GOVERNMENT 462,556       Public Service/Extension/Research
(224) PRIMET PRECISION MATERIALS INC
950 DANBY ROAD SUITE 204
ITHACA,NY14850 		72-1543183   7,987       Research
(225) OKLAHOMA CITY UNIVERSITY
2501 N BLACKWELDER
OKLAHOMA CITY,OK73106 		73-0579265 501(C)(3) 57,679       Research
(226) OKLAHOMA STATE UNIVERSITY
203 WHITEHURST HALL
STILLWATER,OK740781016 		73-6017987 501(C)(3) 23,626       Research
(227) THE UNIVERSITY OF TEXAS
101 E 27TH STREET STOP A9000
AUSTIN,TX087137153 		74-0230239 501(C)(3) 1,115,666       Research
(228) WILLIAM MARSH RICE UNIVERSITY
PO BOX 1892 - MS16
HOUSTON,TX772511892 		74-1109620 501(C)(3) 59,131       Research
(229) TEXAS A&M UNIVERSITY HEALTH SCIENCE
400 HARVEY MITCHELL PKWY SO SUITE 1
VALLEY PARK CENTER,TX77845 		74-1238434 State of TX 295,542       Research
(230) UNIVERSITY OF TEXAS - SAN ANTONIO
ONE UTSA CIRCLE BAUERLE ROAD GARAGE
SAN ANTONIO,TX78249 		74-1977996 State of TX 52,492       Research
(231) THE ARIZONA BOARD OF REGENTS UNIVERSITY OF ARIZONA
PO BOX 210158
TUCSON,AZ857210158 		74-2652689 501(C)(3) 132,506       Research
(232) UNIVERSITY OF TEXAS AT AUSTIN
24 GUADALAUPE PO BOX 7398
AUSTIN,TX78713 		74-6000203 State of TX 428,641       Research
(233) UNIVERSITY OF TEXAS MEDICAL Branch
301 UNIVERSITY BLVD BSB 1106
GALVESTON,TX775550645 		74-6000949 State of TX 45,041       Research
(234) UNIVERSITY OF NORTH TEXAS
1155 UNION CIR 305250
DENTON,TX76203 		75-6002149 501(C)(3) 36,839       Research
(235) TEXAS TECH UNIVERSITY
203 HOLDEN HALL
LUBBOCK,TX794091035 		75-6002622 501(C)(3) 181,758       Research
(236) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
5323 HARRY HINES BOULEVARD
DALLAS,TX753909041 		75-6002868 501(C)(3) 17,876       Research
(237) SATHGURU INC
88 BROAD STREET
BOSTON,MA02110 		80-0664005   755,392       Research
(238) UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
PO BOX 3000
BOULDER,CO80307 		84-0412668 501(C)(3) 577,262       Research
(239) COLORADO STATE UNIVERSITY
601 SOUTH HOWES ST 408 UNIVERSITY
FORT COLLINS,CO805232002 		84-6000545 501(C)(3) 148,502       Research
(240) UNIVERSITY OF COLORADO (UCB)
572 UCB
BOULDER,CO803090574 		84-6000555 501(C)(3) 1,058,860       Research
(241) SOUTHWEST SCIENCES INCORPORATED (SSI)
1570 PACHECO STREET SUITE E-11 SANT
NEW MEXICO,NM87505 		85-0340320   6,722       Research
(242) NATIONAL CENTER FOR GENOME RESOURCES
2935 RODEO PARK DRIVE EAST
SANTE FE,NM87505 		85-0418280 501(C)(3) 72,991       Research
(243) ARIZONA STATE UNIVERSITY (ASU)
PO BOX 876011
TEMPE,AZ852876011 		86-0196696 501(C)(3) 617,520       Research
(244) ENVIRONMENTAL EDUCATION EXCHANGE
738 N 5TH AVENUE SUITE 100
TUCSON,AZ85705 		86-0682018 501(C)(3) 70,229       Public Service/Extension
(245) MAYO CLINIC ARIZONA (MAYOAZ)
13400 EAST SHEA BLVD
SCOTTSDALE,AZ852595499 		86-0800150 501(C)(3) 7,578       Research
(246) BELTON SPACE EXPLORATION INITIATIVES LLC
430 SOUTH RANDOLPH WAY
TUCSON,AZ85716 		86-0987248   59,337       Research
(247) BRIGHAM YOUNG UNIVERSITY
A-285 ASB CAMPUS DRIVE
PROVO,UT846021231 		87-0217280 501(C)(3) 21,056       Research
(248) ISIS Inc
699 ESOUTH TEMPLE SUITE 300
SALT LAKE CITY,UT84102 		87-0501720   118,027       Research
(249) METHODIST HOSPITAL
6670 BERTNER AVEMS R 2-216
HOUSTON,TX77030 		87-0721923 501(C)(3) 187,164       Research
(250) UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLE ROOM 408
SALTLAKECITY,UT84112 		87-6000525 State of UT 46,026       Research
(251) HONEYBEE ROBOTICS INC
460 W 34TH ST 7TH FLOOR
NEW YORK,NY10001 		88-0193033   187,217       Research
(252) WASHINGTON STATE UNIVERSITY
OFFICE OF GRANT RESEARCH DEVELOPM
ROOM 423
PULLMAN,WA991643140 		91-6001108 501(C)(3) 277,841       Research
(253) UNIVERSITY OF WASHINGTON
4333 BROOKLYN AVE NE
SEATTLE,WA981959472 		91-6001537 501(C)(3) 998,212       Research
(254) UNIVERSITY OF ALASKA-ANCHORAGE
OFFICE OF RESEARCH AND GRADUATE STU
3211 DRIVE
ANCHORAGE,AK995084614 		92-6000147 501(C)(3) 19,428       Research
(255) STATE OF OR AG BY & THROUGH THE STATE BOARD
308 KERR ADMINISTRATION BUILDING
CORVALIS,OR973312140 		93-1070707 501(C)(3) 243,026       Research
(256) KAISER FOUNDATION RESEARCH INSTITUTE
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA94612 		94-1105628 501(C)(3) 269,463       Research
(257) THE BOARD OF TRS OF THE LELAND STANFORD JR UNI
340 PANAMA STREET
STANFORD,CA943056025 		94-1156365 501(C)(3) 2,918,172       Research
(258) REGENTS OF UNIVERSITY OF CALIFORNIA
505 PARNASSUS AVENUE RM C-152
SAN FRANCISCO,CA941430622 		94-2951741 State of CA 88,798       Research
(259) LAWRENCE BERKELEY NATIONAL LABORATORY (LBNL)
OFFICE OF SPONSORED PROJECT INDUS
ONE CYCLOTRON ROAD MS 910R1121
BERKELEY,CA94720 		94-2951741 State of CA 21,000       Research
(260) REGENTS OF THE UNIVERSITY OF CALIFORNIA
9500 GILMAN DRIVE
LA JOLLA,CA92093 		94-6002123 501(C)(3) 780,205       Research
(261) REGENTS OF THE UNIVERSITY OF CALIFORNIA-DAVIS
OFFICE OF RESEARCH 1850 RESEARCH PA
SUITE 300
DAVIS,CA95618 		94-6036494 501(C)(3) 507,186       Public Service/Extension/Research
(262) UNIVERSITY OF SOUTHERN CALIFORNIA
FILE NO 52095
LOS ANGELES,CA90074 		95-1642394 501(C)(3) 677,605       Research
(263) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD MAIL CODE
PASADENA,CA91125 		95-1643307 501(C)(3) 220,025       Research
(264) POMONA COLLEGE
BUSINESS OFFICE PENDLETON BUILDING
150 EAST EIGHTH STREET
CLAREMONT,CA91711 		95-1664112 501(C)(3) 21,243       Research
(265) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD MS
97 THE SABAN RESEARCH INSTITUTE
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 97,672       Research
(266) SYMMETRICOM INC
34 TOZER ROAD
BEVERLY,MA019155510 		95-1906306   63,668       Research
(267) REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE
111 ACADEMY WAY SUITE 210
IRVINE,CA926971050 		95-2226406 State of CA 186,327       Research
(268) REGENTS OF THE UNIVERSITY OF CALIFORNIA
OFFICE OF RESEARCH ADMINISTRATION
5171 CALIFORNIA AVE SUITE 150
IRVINE,CA926977600 		95-2226406 501(C)(3) 377,074       Research
(269) SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
1710 SAIC DRIVE M/S T2-4-5
MCLEAN,VA22102 		95-3630868   211,491       Research
(270) CAL STATE LA UNIVERSITY AUXILIARY SERVICES INC
5151 STATE UNIVERSITY DRIVE GOLDEN
SUITE 314
LOS ANGELES,CA900324226 		95-4016653 501(C)(3) 39,099       Research
(271) THE GREENHORNS FILM PROJECT
22231 MULHOLLAND HWY SUITE 209
CALABASAS,CA91302 		95-4116679 501(C)(3) 13,326       Research
(272) REGENTS OF THE UNIVERSITY OF CALIFORNIA
10920 WILSHIRE BLVD 5TH FL
LOS ANGELES,CA900246502 		95-6006143 501(C)(3) 1,640,117       Research
(273) UNIVERSITY OF HAWAII
2440 CAMPUS ROAD BOX 368
HONOLULU,HI968222234 		99-6000354 501(C)(3) 139,319       Research
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
285
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
28
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) FINANCIAL AID 14717 65,162,328      












Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
SCHEDULE I PART II THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED.
SCHEDULE I PART III The financial aid of $65,162,328 represents the University's grant aid for approximately 14,717 students. This consists of aid of approximately $20,299,976 attributable to students attending Weill Medical College's Medical or Graduate Schools with the remaining $44,862,352 of aid being attributable to all other Colleges of Cornell University. The vast majority of financial aid provided by the University to its students is applied to tuition and mandatory fees and is referred to as "scholarship allowance" or "tuition discount". In fiscal year 2013, the scholarship allowance was $349,142,969.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Barbara A BairdTrustee (i)
(ii)		 217,179
0 		0
0 		0
0 		21,950
0 		2,849
0 		241,978
0 		0
0
(2)Nelson HairstonTrustee (i)
(ii)		 169,007
0 		0
0 		19,402
0 		19,198
0 		12,227
0 		219,834
0 		0
0
(3)David J SkortonPresident (i)
(ii)		 710,744
0 		0
0 		7,607
0 		70,822
0 		99,090
0 		888,263
0 		0
0
(4)Joanne DeStefanoVP for Finance & CFO (i)
(ii)		 347,144
0 		8,492
0 		20,316
0 		37,005
0 		8,274
0 		421,231
0 		0
0
(5)W Kent FuchsProvost (i)
(ii)		 518,875
0 		64,315
0 		21,816
0 		25,000
0 		18,815
0 		648,821
0 		0
0
(6)Laurie GlimcherDEAN & PROVOST OF MED. AFFAIRS (i)
(ii)		 1,059,850
0 		0
0 		20,564
0 		36,495
0 		19,554
0 		1,136,463
0 		0
0
(7)James MingleUNI. COUNSEL & SEC.OF THE CORP (i)
(ii)		 406,092
0 		32,906
0 		28,989
0 		25,000
0 		18,100
0 		511,087
0 		0
0
(8)Robert A BuhrmanSR. VP FOR RESEARCH (i)
(ii)		 348,186
0 		0
0 		17,000
0 		25,000
0 		14,900
0 		405,086
0 		0
0
(9)Stephen M CohenEXECUTIVE VICE PROVOST (i)
(ii)		 733,521
0 		0
0 		76,668
0 		0
0 		42,134
0 		852,323
0 		0
0
(10)Albert EdwardsChief Investment Officer (i)
(ii)		 494,146
0 		825,000
0 		0
0 		25,000
0 		20,370
0 		1,364,516
0 		0
0
(11)Daniel M Knowles MDChair & Professor of Pathology (i)
(ii)		 1,737,052
0 		0
0 		23,479
0 		36,495
0 		30,838
0 		1,827,864
0 		0
0
(12)Pak H Chung MDProfessor of Obstetrics, Gynec (i)
(ii)		 47,511
0 		0
0 		2,675,119
0 		31,245
0 		31,304
0 		2,785,179
0 		0
0
(13)Isaac Kligman MDProfessor of Obstetrics, Gynec (i)
(ii)		 2,316,375
0 		0
0 		17,000
0 		36,495
0 		27,543
0 		2,397,413
0 		0
0
(14)Zev Rosenwaks MDDirector and physician-in Chie (i)
(ii)		 252,380
0 		0
0 		4,405,526
0 		36,495
0 		79,618
0 		4,774,019
0 		0
0
(15)Steven D Spandorfer MDProfessor of Obstetrics, Gynec (i)
(ii)		 48,206
0 		0
0 		3,258,982
0 		25,995
0 		32,554
0 		3,365,737
0 		0
0
(16)Philip E Steig Phd MDProfessor and Chairman of Depa (i)
(ii)		 386,425
0 		0
0 		2,902,954
0 		36,495
0 		35,341
0 		3,361,215
0 		0
0
(17)Rosemary J AveryFormer Trustee (i)
(ii)		 177,586
0 		0
0 		49,243
0 		33,652
0 		7,730
0 		268,211
0 		0
0
(18)Anthony GottoFormer Officer (i)
(ii)		 586,892
0 		0
0 		190
0 		36,495
0 		23,378
0 		646,955
0 		0
0
(19)Beth McKinneyFormer Trustee (i)
(ii)		 60,909
0 		4,966
0 		0
0 		7,096
0 		16,573
0 		89,544
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
LINES 1A AND 2   PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION.
LINE 4B   The president participates in a board authorized deferred compensation agreement under IRC Section 457(f). The deferral for the president of $45,822 under IRC Section 457(f) of amounts not substantially vested are disclosed on Schedule J, Part II, Column (c) for the president as a component of overall qualified and non-qualified deferred compensation.
LINE 7   BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEES   THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2012, THE FACULTY MEMBERS WERE ROSEMARY J. AVERY AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ALEXANDER W. BORES AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS ALAN MITTMAN.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DASNY (Series 2009A)
  		14-6000293 649905DC7 04-22-2009 312,100,133 SEE PART VI   X   X   X
B DASNY (Series 2010A)
  		14-6000293 649905r99 06-09-2010 301,560,097 SEE PART VI   X   X   X
C DASNY CP (May 12 2011 Tax Certificate)
  		14-6000293 64983L000 05-12-2011 59,000,000 SEE PART VI   X   X   X
D DASNY (Series 2008B and Series 2008C)
  		14-6000293 649905A97 05-03-2010 139,688,300 Refunded 2008 DASNY bonds   X   X   X
TCIDA (SERIES 2008A) SEE PART VI
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUND 2008 TCIDA BONDS   X   X   X
DASNY (SERIES 1990B)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUNDED 1990 BONDS (12/19/1990)   X   X   X
DASNY (SERIES 2004A & SERIES 2004B)
  		14-6000293 46983TRF2 05-27-2004 92,100,000 SEE PART VI   X   X   X
DASNY (SERIES 2006A)
  		14-6000293 64983QL98 05-11-2006 258,479,025 SEE PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 11,295,000 0 4,610,000 9,530,000
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 312,520,924 301,900,097 59,000,038 139,688,300
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 16,444,611 29,036,727 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 2,307,605 2,113,328 0 770,300
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 141,573,549 218,375,984 17,845,038 0
11 Other spent proceeds . . . . . . . . . . . . . . 152,195,159 52,374,058 41,155,000 138,910,000
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2011 2014 2013 2010
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X     X X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0.00000% 0% 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0.00000% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.00000% 0.00000% 0.00000% 0.00000%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .                
b Exception to rebate? . . . . . . . . X   X       X  
c No rebate due? . . . . . . . . . .
X   X   X     X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
Series 2009 Part I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 Arbitrage rebate calculation completed 4/30/2012
Series 2010 Part I REFUDNED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III OF THE $285 MILLION ISSUED, THERE WAS A REFUNDING OF $50 MILLION USED FOR CAPITAL RENOVATIONS. THERE WAS NO PRIVATE USE NOTED. APPROXIMATELY $235 MILLION OF THE BOND SERIES WAS USED FOR CONSTRUCTION OF A BUILDING THAT HAS NOT BEEN PLACED IN SERVICE AS OF JUNE 30, 2013. Part IV, question 2 Arbitrage rebate calculation completed 7/31/2012
Series 1998 Commercial Paper Part I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 Arbitrage rebate calculation completed 5/12/13
Series 2008 B&C Part I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV QUESTION 2 Series 2008 refunded existing bonds with no new money component. Exempt from arbitrage rebate calculation.
Series 2008A Part I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30, 2008). PART IV QUESTION 2 Arbitrage rebate computation completed 9/12/2012
Series 1990B Part IV Question 2 Series 1990B bonds refinance existing debt with no new money component. Exempt from rebate calculation.
2004 Bonds Part I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV QUESTION 2 Arbitrage rebate calculation completed 7/24/2007
Series 2006 Part I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUS. PART IV QUESTION 2 Arbitrage rebate calculation completed 5/31/2008
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DASNY (Series 2009A)
  		14-6000293 649905DC7 04-22-2009 312,100,133 SEE PART VI   X   X   X
B DASNY (Series 2010A)
  		14-6000293 649905r99 06-09-2010 301,560,097 SEE PART VI   X   X   X
C DASNY CP (May 12 2011 Tax Certificate)
  		14-6000293 64983L000 05-12-2011 59,000,000 SEE PART VI   X   X   X
D DASNY (Series 2008B and Series 2008C)
  		14-6000293 649905A97 05-03-2010 139,688,300 Refunded 2008 DASNY bonds   X   X   X
TCIDA (SERIES 2008A) SEE PART VI
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUND 2008 TCIDA BONDS   X   X   X
DASNY (SERIES 1990B)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUNDED 1990 BONDS (12/19/1990)   X   X   X
DASNY (SERIES 2004A & SERIES 2004B)
  		14-6000293 46983TRF2 05-27-2004 92,100,000 SEE PART VI   X   X   X
DASNY (SERIES 2006A)
  		14-6000293 64983QL98 05-11-2006 258,479,025 SEE PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 11,295,000 0 4,610,000 9,530,000
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 312,520,924 301,900,097 59,000,038 139,688,300
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 16,444,611 29,036,727 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 2,307,605 2,113,328 0 770,300
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 141,573,549 218,375,984 17,845,038 0
11 Other spent proceeds . . . . . . . . . . . . . . 152,195,159 52,374,058 41,155,000 138,910,000
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2011 2014 2013 2010
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X     X X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0.00000% 0% 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0.00000% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.00000% 0.00000% 0.00000% 0.00000%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .                
b Exception to rebate? . . . . . . . . X   X       X  
c No rebate due? . . . . . . . . . .
X   X   X     X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
Series 2009 Part I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 Arbitrage rebate calculation completed 4/30/2012
Series 2010 Part I REFUDNED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III OF THE $285 MILLION ISSUED, THERE WAS A REFUNDING OF $50 MILLION USED FOR CAPITAL RENOVATIONS. THERE WAS NO PRIVATE USE NOTED. APPROXIMATELY $235 MILLION OF THE BOND SERIES WAS USED FOR CONSTRUCTION OF A BUILDING THAT HAS NOT BEEN PLACED IN SERVICE AS OF JUNE 30, 2013. Part IV, question 2 Arbitrage rebate calculation completed 7/31/2012
Series 1998 Commercial Paper Part I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 Arbitrage rebate calculation completed 5/12/13
Series 2008 B&C Part I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV QUESTION 2 Series 2008 refunded existing bonds with no new money component. Exempt from arbitrage rebate calculation.
Series 2008A Part I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30, 2008). PART IV QUESTION 2 Arbitrage rebate computation completed 9/12/2012
Series 1990B Part IV Question 2 Series 1990B bonds refinance existing debt with no new money component. Exempt from rebate calculation.
2004 Bonds Part I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV QUESTION 2 Arbitrage rebate calculation completed 7/24/2007
Series 2006 Part I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUS. PART IV QUESTION 2 Arbitrage rebate calculation completed 5/31/2008
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) SB ASHLEY MANAGEMENT CO TRUSTEE-ASHLEY 334,974 RE MANAGEMENT FEES PAID BY UNV   No
(2) 281 DEVELOPMENT CORP TRUSTEE-CORNELL 36,050 RENT PAID BY UNIVERSITY   No
(3) RHEONIX TRUSTEE-GALVIN 68,019 RESEARCH CONTRACT PAID TO UNIV   No
(4) MERCK OFFICERS-GLIMCHER & GOTTO 62,746 RESEARCH CONTRACT EXPENDITURES   No
(5) MERCK OFFICERS-GLIMCHER & GOTTO 824,309 PURCHASES OF GOODS/SRVS BY UNV   No
(6) PFIZER OFFICERS-GLIMCHER & GOTTO 439,294 RESEARCH CONTRACT EXPENDITURES   No
(7) PFIZER OFFICERS-GLIMCHER & GOTTO 412,882 PURCHASES OF GOODS/SRVS BY UNV   No
(8) WATERS TECHNOLOGIES CORP OFFICER-GLIMCHER 86,604 PURCHASES OF GOODS/SRVS BY UNV   No
(9) VICAM WATERS TECHNOLOGIES CORP OFFICER-GLIMCHER 16,219 PURCHASES OF GOODS/SRVS BY UNV   No
(10) TA INSTRUMENTS WATERS TECHNOLOGIES OFFICER-GLIMCHER 113,010 PURCHASES OF GOODS/SRVS BY UNV   No
(11) VERIZON FOUNDATION TRUSTEE-MCADAM 750,000 DONATION TO THE UNIVERSITY   No
(12) VERIZON TRUSTEE-MCADAM 468,020 PURCHASES OF GOODS/SRVS BY UNV   No
(13) VERIZON WIRELESS SERVICES LLC TRUSTEE-MCADAM 1,582,615 PURCHASES OF GOODS/SRVS BY UNV   No
(14) VERIZON WIRELESS TRUSTEE-MCADAM 339 PURCHASES OF GOODS/SRVS BY UNV   No
(15) VERIZON NETWORK INTEGRATION CORP TRUSTEE-MCADAM 7,272 PURCHASES OF GOODS/SRVS BY UNV   No
(16) VERIZON SELECT SERVICES INC TRUSTEE-MCADAM 3,397 PURCHASES OF GOODS/SRVS BY UNV   No
(17) KIONIX TRUSTEE-GALVIN 972,063 ROYALTIES PAID TO THE UNIV   No
(18) MC VENTURE PARTNERS VARIOUS FUNDS TRUSTEE-CROLL 485,454 DISTRIBUTION TO THE UNIV   No
(19) FIRST RESERVE VARIOUS FUNDS TRUSTEE-MACAULAY 1,899,999 INVESTMENT BY THE UNIV   No
(20) FIRST RESERVE VARIOUS FUNDS TRUSTEE-MACAULAY 77,152 INVESTMENT FEE PAID BY UNIV   No
(21) FIRST RESERVE VARIOUS FUNDS TRUSTEE-MACAULAY 6,540,456 DISTRIBUTION TO THE UNIV   No
(22) CHARLES RIVER VARIOUS FUNDS TRUSTEE-ZAK 26,578 INVESTMENT BY THE UNIV   No
(23) CHARLES RIVER VARIOUS FUNDS TRUSTEE-ZAK 903,299 DISTRIBUTION TO THE UNIV   No
(24) US VENTURE VARIOUS FUNDS TRUSTEE-YOUNG 2,906,543 DISTRIBUTION TO THE UNIV   No
(25) JP MORGAN CHASE TRUSTEE-BRAUNSTEIN 2,032,770 BANKING FEES PAID BY THE UNIV   No
(26) P DESTEFANO OFFICER-SPOUSE 78,930 COMPENSATION   No
(27) R DAVISSON OFFICER-SPOUSE 219,240 COMPENSATION   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 41 1,332,073 FMV APPRAISALS
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,506,457 FMV APPRAISALS
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 1 25,189 FMV APPRAISALS
7 Boats and planes .... X 1 11,000 FMV APPRAISALS
8 Intellectual property ...        
9 Securities—Publicly traded .        
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Computers, Software & Equipment ) X 11 5,048,886 FMV APPRAISALS
26 Other Right pointing arrow large image ( HORSES ) X 4 423,678 UNIVERSITY METHOD
27 Other Right pointing arrow large image ( Non-capital Equipment/Property ) X 197 3,533,423 FMV APPRAISALS
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
27
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule M   THE UNIVERSITY DOES NOT SEEK TO IDENTIFY THE SPECIFIC NUMBER OF DONORS FOR CONTRIBUITONS OF BOOKS AND CERTAIN OTHER GIFTS OF PROPERTY. HORSES: THE UNIVERSITY ESTABLISHED A STANDARD VALUATION METHODOLOGY FOR RECORDING THE VALUE OF HORSES AND OTHER LIVESTOCK IN THE GENERAL LEDGER.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Identifier Return Reference Explanation
SCHEDULE O ATTACHMENT Line 4 INDEPENDENT BOARD MEMBERS: A MEMBER OF THE BOARD, FOR PURPOSES OF FORM 990, IS NOT CONSIDERED INDEPENDENT IF THE INDIVIDUAL IS OTHERWISE EMPLOYED BY THE UNIVERSITY AND COMPENSATION EXCEEDS $10,000 OR HAS A BUSINESS RELATIONSHIP WITH THE UNIVERSITY REPORTED ON SCHEDULE L.
PART III:   LINE 1: THE ORGANIZATION'S MISSION IS TO PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY. LINE 4D: OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
PART VI: SECTION A LINE 7A PURSUANT TO THE UNIVERSITY'S CHARTER, THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNALL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, THE NON-ACADEMIC STAFF APPOINT ONE MEMBER, AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE SELECTED BY THE BOARD OF TRUSTEES.
PART VI: SECTION B LINE 11B In advance of filing, the University presents a draft of form 990 to the audit committee of the board of trustees at their Spring meeting which generally occurs in March of each year. Further, prior to the Spring audit committee meeting, all voting members of the board of trustees are notified of materials being reviewed by the committee and, included in this notification, is the draft form 990. If any changes are made, prior to filing, the final 990 is posted to the board of trustees' password-protected website and an email notification is sent to all voting members of the board of trustees informing them that changes have been made and containing a link to the secure website.
PART VI: LINE 12C INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION.
PART VI: LINE 15 COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES ("VP") DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUBCOMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUBCOMMITTEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A "REBUTTABLE PRESUMPTION OF REASONABLENESS." NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT OR PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE. LINE 16: PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS. LINE 19: GOVERNING DOCUMENTS - THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE, IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES THESE DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE, OR MAIL.
PART XI: RECONCILIATION OF NET ASSETS LINE 9: OTHER CHANGES TO NET ASSETS Gain/Loss Debt Swap $ 116,087,745 SWAP Termination Gain/Loss $ (16,915,036) Change in Value of Split Int Agreemt $ 17,901,812 FAS 158 Adjustment $ 24,607,534 Losses from Uncollectible Pledges $ (8,304,494) Income from Disregarded LLC $ (212,178) Assets from Disregarded LLC $ 187,852 -------------- TOTAL $ 133,353,235 ===============
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) CORNELL CENTER OF NEW YORK

6 EAST 44th ST

NEW YORK,NY10017
16-1301416 		SOCIAL CLUB NY 501(c)(7) N/A CORNELL UNIV
 
Yes
 
(2) MRSI MANAGEMENT INC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821 		MEDICAL SERV NY 501(c)(3) 11b(TYPEII) CORNELL UNIV
 
Yes
 
(3) CORNELL REAL PROPERTY SERVICES INC

15 THORNWOOD

ITHACA,NY14850
16-1450535 		PROPERTY SERV NY 501(c)(3) 11d TYPEIII CORNELL UNIV
 
Yes
 
(4) CORNELL RESEARCH FOUNDATION INC

CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703 		HOLDS IP PROP NY 501(c)(2) N/A CORNELL UNIV
 
Yes
 
(5) SAMUEL CURTIS JOHNSON FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2572815 		SUPPORT ORG NY 501(c)(3) 11C TYPEIII CORNELL UNIV
 
Yes
 
(6) CORNELL UNIVERSITY FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2848738 		SUPPORT ORG NY 501(c)(3) 11a(TYPE I) CORNELL UNIV
 
Yes
 
(7) ROBERT J MIN MD PC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820 		MEDICAL SERV NY 501(C)(3) 9 CORNELL UNIV
 
Yes
 
(8) Cornell University Foundation UK Ltd

19 Norcott Road
London,N16 7EJ  
UK
UK DONATIONS UK 501(c)(3)   CORNELL UNIV
 
Yes
 
(9) THE FRNDS OF THE CORNELL LAB OF ORN INC

1209 Orange St

Wilmington,DE19801
46-1979945 		SUPPORT ORG DE 501(c)(3) 11A TYPE I NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ITHACA LP

35 THORNWOOD
ITHACA,NY14850
 INVESTMENTS PW CORNELL UNIV
  		RELATED 9,246,016 38,625,378   No     No 100.000 %












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) TOWER INNOVATIVE LEARNING SOLUTIONS

950 DANBY RD
ITHACA,NY14850
16-1593492 		DIST. LEARNIN NY NA
  		C Corp 587,588 10,446,959 100.000 % Yes  
(2) LENROC CORPORATION

15 THORNWOOD
ITHACA,NY14850
16-1450466 		REAL ESTATE NY NA
  		C Corp 1,183 0 100.000 %    
(3) UNIVERSITY VETERINARY SPECIALISTS INC

800 CANAL ST
STAMFORD,CT06902
27-2461725 		VET SERVICES CT NA
  		C Corp 962,916 6,082,956 100.000 %    








Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) CORNELL UNIVERSITY FOUNDATION

 c 4,030,423 COST
(2) CORNELL UNIVERSITY FOUNDATION

 n 1,000 COST
(3) CORNELL REAL PROPERTY SERVICES INC

 q 53,681 COST
(4) CORNELL REAL PROPERTY SERVICES INC

 n 1,000 COST
(5) SAMUEL CURTIS JOHNSON FOUNDATION

 c 2,412,172 COST
(6) SAMUEL CURTIS JOHNSON FOUNDATION

 n 1,000 COST
(7) TOWER INNOVATIVE LEARNING SOLUTIONS INC

 a 1,962,992 COST/AGREEMENT
(8) UNIVERSITY VETERINARY SPECIALISTS INC

 a 381,645 COST/AGREEMENT
(9) UNIVERSITY VETERINARY SPECIALISTS INC

 p 5,800 COST
(10) UNIVERSITY VETERINARY SPECIALISTS INC

 b 60,000 COST
(11) UNIVERSITY VETERINARY SPECIALISTS INC

 d 50,000 COST
(12) MRSI MANAGEMENT INC

 q 2,580,894 COST/AGREEMENT
(13) MRSI MANAGEMENT INC

 p 36,233 COST/AGREEMENT
(14) ROBERT J MIN MD PC

 l 286,498 COST/AGREEMENT
(15) CORNELL UNIVERSITY FOUNDATION UK LTD

 c 25,000 COST
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation

Additional Data


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