Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 10-01-2012 , 2012, and ending 09-30-2013
BCheck if applicable:
CName of organization
THE FOUNDATION FOR AIDS RESEARCH
 
Doing Business As
AMFAR
 
Number and street (or P.O. box if mail is not delivered to street address)
120 wall street 13TH FLOOR
Suite
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY100053908
D Employer identification number

13-3163817
E Telephone number

G Gross receipts $ 50,139,259
F Name and address of principal officer:
KEVIN FROST
120 WALL STREET 13TH FLOOR
new york,NY10005
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.AMFAR.ORG
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1983
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: amfar is dedicated to ending the global aids epidemic through innovative research.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 20
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 20
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 91
6 Total number of volunteers (estimate if necessary) ............. 6 168
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 33,247,849 38,582,579
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,178,972 980,398
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) -7,234,513 -9,648,345
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 27,192,308 29,914,632
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 8,086,344 7,997,283
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 8,864,151 9,333,804
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 491,117 470,337
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet4,996,086    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 11,261,191 11,457,241
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 28,702,803 29,258,665
19 Revenue less expenses. Subtract line 18 from line 12....... -1,510,495 655,967
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 40,388,195 50,024,337
21 Total liabilities (Part X, line 26)............. 9,636,091 18,892,314
22 Net assets or fund balances. Subtract line 21 from line 20..... 30,752,104 31,132,023
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: THE FOUNDATION FOR AIDS RESEARCH IS AN INTERNATIONAL NOT-FOR-PROFIT ORGANIZATION INCORPORATED IN NEW YORK IN 1989. AMFAR WAS FORMED THROUGH THE UNIFICATION IN 1985 OF TWO NOT-FOR-PROFIT ORGANIZATIONS, THE AIDS MEDICAL FOUNDATION ("AMF"), INCORPORATED IN NEW YORK IN APRIL 1983, AND THE NATIONAL AIDS RESEARCH FOUNDATION, INCORPORATED IN CALIFORNIA IN AUGUST 1985. FIRST BASED IN CALIFORNIA, AMFAR TRANSFERRED ITS LEGAL DOMICILE TO NEW YORK IN 1989, USING THE INITIAL INCORPORATION DOCUMENTS OF AMF, MAKING IT AMF'S LEGAL SUCCESSOR. AMFAR HAS OFFICES IN NEW YORK, NY, WASHINGTON, D.C., AND BANGKOK, THAILAND. ON MARCH 7, 2005, THE BOARD OF TRUSTEES OF THE AMERICAN FOUNDATION FOR AIDS RESEARCH APPROVED A CHANGE IN LEGAL NAME TO "THE FOUNDATION FOR AIDS RESEARCH." ON OCTOBER 18, 2005, THE NEW YORK STATE DEPARTMENT OF STATE APPROVED THIS CHANGE. IN ADDITION, THE FOUNDATION HAS SECURED APPROVAL FOR DOING BUSINESS AS (DBA) THE FOLLOWING: - AMERICAN FOUNDATION FOR AIDS RESEARCH - AMFAR - AIDS RESEARC
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 8,102,469 including grants of $ 4,075,650 ) (Revenue $ 0 )
RESEARCH: amfAR supports research projects that explore novel approaches to scientifically sound but untested hypotheses in all areas of research on HIV/AIDS, funding goal-oriented studies that often lack the preliminary data required for support from traditional grant-makers. The Foundation plays a vital role in HIV/AIDS research, identifying critical gaps in knowledge and providing essential seed money that enables grantees and fellows to test the merits of new concepts or technologies that subsequently can be validated through large-scale studies, such as those funded by the National Institutes of Health. For further details, see Schedule o.
4b (Code:   ) (Expenses $ 6,010,188 including grants of $ 2,581,709 ) (Revenue $ 0 )
TREAT ASIA: amfAR's TREAT Asia program (Therapeutics Research, Education, and AIDS Training in Asia) involves a network of hospitals, clinics, and research institutions working with civil society to ensure the safe and effective delivery of HIV/AIDS treatments across Asia and the Pacific. The TREAT Asia Network encompasses 22 adult and 20 pediatric sites throughout the region, which collaborate on a variety of projects. For further details, see Schedule o.
4c (Code:   ) (Expenses $ 3,426,418 including grants of $ 0 ) (Revenue $ 0 )
EDUCATION AND INFORMATION: amfAR seeks to translate and disseminate information on important AIDS-related research, treatment, prevention, and policy issues for diverse audiences and to stimulate broad awareness of the need for better treatment and prevention methods. amfAR also publishes a wide range of educational materials, maintains an informative website, and engages respected public figures, HIV/AIDS scientists, and policy makers in communicating the need for continued research on HIV/AIDS. For further details, see Schedule O.
(Code:   ) (Expenses $ 2,363,749 including grants of $ 1,132,282 ) (Revenue $ 0 )
GMT Initiative
(Code:   ) (Expenses $ 2,039,872 including grants of $ 207,642 ) (Revenue $ 0 )
public policy
4d Other program services (Describe in Schedule O.)
(Expenses $ 4,403,621 including grants of $ 1,339,924 ) (Revenue $ 0 )
4e Total program service expensesMediumBullet21,942,696
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III
Click to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I...................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
..........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
113
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
91
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletTH
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
20
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
20
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CT , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , NH , NJ , NM , NY , NC , OH , OK , OR , PA , RI , SC , TN , UT , VA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletBRADLEY JENSEN120 WALL STREET 13TH FLOORnew yorkNY100053908 (212) 806-1703
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Mathilde Krim PhD........................................................................
Founding Chairman
1.0
.......................  
X   X            
(2) Kenneth Cole........................................................................
Chairman of the Board
1.0
.......................  
X   X            
(3) Patricia J Matson........................................................................
Vice Chairman
1.0
.......................  
X   X            
(4) John C Simons........................................................................
Vice Chairman
1.0
.......................  
X   X            
(5) Wallace Sheft CPA........................................................................
Treasurer
1.0
.......................  
X   X            
(6) Mervyn F Silverman MDMPH........................................................................
Secretary
1.0
.......................  
X   X            
(7) Arlen H Andelson........................................................................
Trustee
1.0
.......................  
X                
(8) Harry Belafonte........................................................................
Trustee (NON-voting)
1.0
.......................  
X                
(9) David Bohnett........................................................................
Trustee
1.0
.......................  
X                
(10) Zev Braun........................................................................
Trustee (non-voting)
1.0
.......................  
X                
(11) Jonathan S Canno........................................................................
Trustee
1.0
.......................  
X                
(12) Donald Capoccia........................................................................
Trustee
1.0
.......................  
X                
(13) R Martin Chavez PhD........................................................................
Trustee
1.0
.......................  
X                
(14) Jane B Eisner........................................................................
Trustee (NON-voting)
1.0
.......................  
X                
(15) T Ryan Greenawalt........................................................................
Trustee
1.0
.......................  
X                
(16) Regan Hofmann........................................................................
Trustee
1.0
.......................  
X                
(17) Michael J Klingensmith........................................................................
Trustee
1.0
.......................  
X                
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Michele V McNeill PharmD........................................................................
Trustee (NON-Voting)
1.0
.......................  
X                
(19) Edward Milstein........................................................................
Trustee
1.0
.......................  
X                
(20) Cindy Rachofsky........................................................................
Trustee
1.0
.......................  
X                
(21) Vincent A Roberti........................................................................
Trustee
1.0
.......................  
X                
(22) Bill Roedy........................................................................
Trustee
1.0
.......................  
X                
(23) Alan D Schwartz........................................................................
Trustee (NON-VOTING)
1.0
.......................  
X                
(24) Diana L Taylor........................................................................
Trustee (NON-VOTING)
1.0
.......................  
X                
(25) Kevin Wendle........................................................................
Trustee (NON-VOTING)
1.0
.......................  
X                
(26) Kevin McClatchy........................................................................
Trustee
1.0
.......................  
X                
(27) Raymond F Schinazi PhD........................................................................
Trustee
1.0
.......................  
X                
(28) Kevin Frost........................................................................
Chief Executive Officer
40.0
.......................  
    X       385,700 0 98,183
(29) Bradley Jensen........................................................................
ASST Treasurer, CFO
40.0
.......................  
    X       217,845 0 46,789
(30) John F Logan JD PhD........................................................................
ASST Secretary, VP & GC
40.0
.......................  
    X       203,482 0 24,532
(31) Rowena Johnston........................................................................
ASST Secretary, VP OF RESEARCH
40.0
.......................  
    X       166,901 0 21,937
(32) Edward Donnelly........................................................................
ASST Treasurer, ControlleR
40.0
.......................  
    X       133,796 0 18,839
(33) Gregory L Boroff........................................................................
Vice President of Development
40.0
.......................  
      X     228,217 0 26,419
(34) Christopher Collins........................................................................
Vice President, Public Policy
40.0
.......................  
      X     192,518 0 32,356
(35) Annette Sohn........................................................................
Vice President, TREAT Asia
40.0
.......................  
      X     200,613 0 19,635
(36) AnnMarie Shannahan........................................................................
Vice President, Public Info
40.0
.......................  
      X     194,344 0 23,872
(37) Eric Muscatell........................................................................
Director, Philanthropy
40.0
.......................  
        X   157,089 0 21,477
(38) Andrew McInnes........................................................................
Director, Publications
40.0
.......................  
        X   134,850 0 41,195
(39) Anthony Ancona........................................................................
Vice President, Human Resource
40.0
.......................  
        X   155,133 0 14,211
(40) Susan Doster........................................................................
Chief Technology Officer
40.0
.......................  
        X   132,775 0 19,478
(41) Bennah Serfaty........................................................................
Senior Dir. of Communications
40.0
.......................  
        X   120,255 0 39,311
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,623,518 0 448,234
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet19
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
JOSH WOODS PRODUCTION, 39 WEST 14TH STREET SUITE 504NEW YORKNY10011 events production 448,921
AAB PRODUCTIONS, 64 ALLEN ROAD 5TH FLOORNEW YORKNY10002 EVENTS PRODUCTION 252,500
GRANT THORNTON LLP, 1901 W MEYERS ROAD SUITE 455OAKBROOK TERRACEIL60181 ACCOUNTING & AUDIT 151,260
THE MORRIS KING COMPANY LLC, 101 FIFTH AVENUE 8TH FLOORNEW YORKNY10003 PUBLIC RELATIONS 148,000
GLOBAL HEALTH INSTITUTE LLC, 5530 WISCONSIN AVENUE SUITE 1255CHEVY CHASEMD20815 PROGRAM DEVELOPMENT 110,368
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet6
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a 461,323
b Membership dues....1b  
c Fundraising events....1c 26,085,758
d Related organizations...1d  
e Government grants (contributions)1e 4,641,815
f All other contributions, gifts, grants, and
similar amounts not included above
1f
7,393,683
g Noncash contributions included in lines
1a-1f:$
104,103
h Total. Add lines 1a-1f.......MediumBullet 38,582,579
 Program Service Revenue Business Code
2a
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 0
 Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 708,016     708,016
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 47,277     47,277
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss) 0 0
d Net rental income or (loss).......MediumBullet 0      
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 9,227,075  
b Less: cost or other basis and sales expenses 8,954,693  
c Gain or (loss) 272,382  
d Net gain or (loss)..........MediumBullet 272,382     272,382
8a Gross income from fundraising events (not including
$ 26,085,758
of contributions reported on line 1c). See Part IV, line 18 ..
a 1,357,200
b Less: direct expenses ...b 11,216,365
c Net income or (loss) from fundraising events..MediumBullet -9,859,165   -9,859,165
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a 103,590
b Less: cost of goods sold ..b 53,569
c Net income or (loss) from sales of inventory..MediumBullet 157,159     157,159
Miscellaneous Revenue Business Code
11a LIST RENTALS 900099 5,477     5,477
b MISCELLANEOUS INCOME 900099 907     907
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 6,384
12 Total revenue. See Instructions......MediumBullet 29,914,632     -8,667,947
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 3,633,934 3,633,934
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 4,363,349 4,363,349
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 2,291,708 1,514,295 441,710 335,703
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 5,216,798 3,553,662 392,009 1,271,127
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 296,141 199,278 23,426 73,437
9 Other employee benefits ....... 1,048,235 668,360 133,335 246,540
10 Payroll taxes ........... 480,922 309,774 56,428 114,720
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 185,935 147,812 19,932 18,191
c Accounting ........... 167,426   167,426  
d Lobbying ........... 62,807 62,807    
e Professional fundraising services. See Part IV, line 17 470,337 470,337
f Investment management fees ...... 164,418   164,418  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 1,298,183 924,659 49,164 324,360
12 Advertising and promotion .... 476,903 473,959 1,184 1,760
13 Office expenses ....... 109,631 55,430 7,621 46,580
14 Information technology ...... 174,371 128,295 23,985 22,091
15 Royalties .. 0      
16 Occupancy ........... 1,231,775 869,859 159,658 202,258
17 Travel ............ 836,636 394,275 881 441,480
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 858,596 746,815 8,077 103,704
20 Interest ........... 8   8  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 415,252 293,370 53,847 68,035
23 Insurance .............. 197,026 139,196 25,549 32,281
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PROGRAM MATERIALS 1,425,070 1,425,070 0 0
b POSTAGE & SHIPPING 761,994 345,771 5,618 410,605
c PRINTING 745,975 275,663 745 469,567
d PROGRAM TECHNICAL SUPPORT 598,873 598,873 0 0
e All other expenses 1,746,362 818,190 584,862 343,310
25 Total functional expenses. Add lines 1 through 24e 29,258,665 21,942,696 2,319,883 4,996,086
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 999,371 377,734   621,637
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 6,129,973 1 8,001,602
2 Savings and temporary cash investments ......... 216,445 2 539,347
3 Pledges and grants receivable, net ........... 203,639 3 205,706
4 Accounts receivable, net ............. 3,725,105 4 10,267,012
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 75,665 8 133,906
9 Prepaid expenses and deferred charges .......... 705,507 9 1,401,620
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,156,241
b Less: accumulated depreciation ..... 10b 3,180,930 1,888,607 10c 1,975,311
11 Investments—publicly traded securities .......... 23,016,384 11 23,656,458
12 Investments—other securities. See Part IV, line 11 ..... 4,233,643 12 3,169,232
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 193,227 15 674,143
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 40,388,195 16 50,024,337
Liabilities 17 Accounts payable and accrued expenses ......... 1,732,740 17 1,688,090
18 Grants payable ................. 1,713,122 18 2,200,512
19 Deferred revenue ................ 5,428,345 19 13,321,993
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 761,884 25 1,681,719
26 Total liabilities. Add lines 17 through 25......... 9,636,091 26 18,892,314
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 21,921,458 27 23,555,115
28 Temporarily restricted net assets ........... 8,493,158 28 7,236,209
29 Permanently restricted net assets ........... 337,488 29 340,699
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 30,752,104 33 31,132,023
34 Total liabilities and net assets/fund balances ........ 40,388,195 34 50,024,337
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
29,914,632
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
29,258,665
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
655,967
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
30,752,104
5
Net unrealized gains (losses) on investments ...............
5
-246,161
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-29,887
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
31,132,023
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 20,760,601 22,553,697 22,876,129 33,247,849 38,582,579 138,020,855
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 20,760,601 22,553,697 22,876,129 33,247,849 38,582,579 138,020,855
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..           5,256,686
6 Public support. Subtract line 5 from line 4.           132,764,169
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4.. 20,760,601 22,553,697 22,876,129 33,247,849 38,582,579 138,020,855
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 643,473 668,573 951,963 897,974 755,293 3,917,276
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 155,966 2,756,152 1,735,330 1,624,966 1,467,174 7,739,588
11 Total support (Add lines 7 through 10).           149,677,719
12
12
0
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
88.700 %
15
15
90.865 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in)
(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e))
         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))
         
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
No
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
187,171
j
Total. Add lines 1c through 1i ...............................
187,171
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
No
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
Lobbying Expenses Part II-B The Foundation for AIDS Research developed an Action Agenda to End AIDS that identified critical decisions that need to be made to advance evidence based AIDS policies. We created a variety of issue briefs on topics such as the potential impact of various budget scenarios on global health services, and policy priorities to address the HIV epidemic among gay men in the US. These issue briefs were shared with Capitol Hill staff and members of the Administration. amfAR met regularly with staff to members of Congress and with Administration staff, and we provided input to the Administration on development of the PEPFAR Blueprint for an AIDS Free Generation. amfAR sponsored several briefings on Capitol Hill on AIDS policy and research issues. amfAR uses these briefings as an educational tool.
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 149,840
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
Donated Items, Inventory etc.
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 520,804 464,356 561,083 516,826 470,065
b Contributions ........ 3,211 4,341 5,978 8,258 9,378
c Net investment earnings, gains, and losses 20,742 52,107 -2,705 35,999 37,383
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........
100,871   100,000    
f Administrative expenses ....          
g End of year balance ...... 443,886 520,804 464,356 561,083 516,826
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet76.754 %
c
Temporarily restricted endowment SchDMd Bullet23.246 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   2,101,499 648,256 1,453,243
d Equipment ................   305,895 249,847 56,048
e Other .................   2,748,847 2,282,827 466,020
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,975,311
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) BENEFICIAL INTEREST IN TRUST
3,169,232 F








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 3,169,232
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
LONG TERM LEASE LIABILITY 1,535,854
SECTION 457 RETIREMENT LIABILITIES 145,865







Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,681,719
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 29,942,921
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -246,161
b Donated services and use of facilities ......... 2b 304,337
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -29,887
e Add lines 2a through 2d ..................... 2e 28,289
3 Subtract line 2e from line 1..................... 3 29,914,632
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 29,914,632
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 29,563,002
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 304,337
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 304,337
3 Subtract line 2e from line 1..................... 3 29,258,665
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 29,258,665
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Endowments Part V, Line 4 AMFAR's endowment fund is intended to fund the various general research programs the organization sponsors.
FIN 48 Income taxes Amfar follows guidance that clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and guidance on measurement, classification, interest and penalties, and disclosure. As of September 30, 2013, amfar does not believe that there are any uncertain tax positions within its financial statements. Amfar has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and to identify and evaluate other matters that may be considered tax positions. The tax years ended 2010, 2011, 2012, and 2013 are still open to audit for both federal and state purposes.
Collections of Art, Histocial Treasures, or other similar assets Part III, Line 4 AMFAR holds various items of jewelry, photographs and other items of artistic value that have been donated to the organization for sale at special events. The organization has maintained these items in inventory for a few years and is in the process of selling them.
RECONCILIATION OF REVENUE PART XI, LINE 2D CHANGE IN VALUE OF THIRD PARTY TRUST ($29,887)
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
Central America and the Caribbean     Grantmaking N/A 177,540
East Asia and the Pacific 1 19 Grantmaking N/A 2,604,045
Europe (Including Iceland and Greenland)     Grantmaking N/A 656,607
Middle East and North Africa     Grantmaking N/A 20,000
North America     Grantmaking N/A 150,000
Russia and the Newly Independent States     Grantmaking N/A 97,179
South America     Grantmaking N/A 249,759
South Asia     Grantmaking N/A 56,965
Sub-Saharan Africa     Grantmaking N/A 351,253
East Asia and the Pacific     Program Services therapeutics research 2,889,590
Europe (Including Iceland and Greenland)     Fundraising   5,474,457
North America     Fundraising   435,325
South America     Fundraising   900,829
           
           
           
           
3a Sub-total ..... 1 19 14,063,549
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 1 19 14,063,549
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America and the Caribbean GMT INITIATIVE 12,000 wire transfe      
Central America and the Caribbean GMT INITIATIVE 17,500 wire transfe      
Central America and the Caribbean GMT INITIATIVE 17,500 wire transfe      
Central America and the Caribbean GMT INITIATIVE 17,500 wire transfe      
Central America and the Caribbean GMT INITIATIVE 14,700 wire transfe      
Central America and the Caribbean GMT INITIATIVE 19,250 wire transfe      
Central America and the Caribbean GMT INITIATIVE 17,500 wire transfe      
Central America and the Caribbean GMT INITIATIVE 17,496 wire transfe      
Central America and the Caribbean GMT INITIATIVE 26,594 wire transfe      
Central America and the Caribbean GMT INITIATIVE 17,500 wire transfe      
East Asia and the Pacific BASIC RESEARCH 15,626 wire transfe      
East Asia and the Pacific BASIC RESEARCH 26,043 wire transfe      
East Asia and the Pacific BASIC RESEARCH 10,000 wire transfe      
East Asia and the Pacific TREAT ASIA 6,330 wire transfe      
East Asia and the Pacific TREAT ASIA 7,690 wire transfe      
East Asia and the Pacific TREAT ASIA 25,637 wire transfe      
East Asia and the Pacific TREAT ASIA 12,250 wire transfe      
East Asia and the Pacific TREAT ASIA 14,250 wire transfe      
East Asia and the Pacific TREAT ASIA 19,110 wire transfe      
East Asia and the Pacific TREAT ASIA 19,050 wire transfe      
East Asia and the Pacific TREAT ASIA 18,180 wire transfe      
East Asia and the Pacific TREAT ASIA 8,170 wire transfe      
East Asia and the Pacific TREAT ASIA 9,150 wire transfe      
East Asia and the Pacific TREAT ASIA 14,250 wire transfe      
East Asia and the Pacific TREAT ASIA 132,059 wire transfe      
East Asia and the Pacific TREAT ASIA 24,042 wire transfe      
East Asia and the Pacific TREAT ASIA 11,494 wire transfe      
East Asia and the Pacific TREAT ASIA 16,177 wire transfe      
East Asia and the Pacific TREAT ASIA 20,529 wire transfe      
East Asia and the Pacific TREAT ASIA 17,576 wire transfe      
East Asia and the Pacific TREAT ASIA 21,445 wire transfe      
East Asia and the Pacific TREAT ASIA 23,404 wire transfe      
East Asia and the Pacific TREAT ASIA 14,459 wire transfe      
East Asia and the Pacific TREAT ASIA 7,695 wire transfe      
East Asia and the Pacific TREAT ASIA 7,087 wire transfe      
East Asia and the Pacific TREAT ASIA 14,009 wire transfe      
East Asia and the Pacific TREAT ASIA 15,843 wire transfe      
East Asia and the Pacific TREAT ASIA 165,747 wire transfe      
East Asia and the Pacific TREAT ASIA 207,232 wire transfe      
East Asia and the Pacific TREAT ASIA 243,438 wire transfe      
East Asia and the Pacific TREAT ASIA 35,051 wire transfe      
East Asia and the Pacific TREAT ASIA 7,125 wire transfe      
East Asia and the Pacific TREAT ASIA 5,550 wire transfe      
East Asia and the Pacific TREAT ASIA 6,525 wire transfe      
East Asia and the Pacific TREAT ASIA 5,175 wire transfe      
East Asia and the Pacific TREAT ASIA 7,500 wire transfe      
East Asia and the Pacific TREAT ASIA 6,450 wire transfe      
East Asia and the Pacific TREAT ASIA 6,900 wire transfe      
East Asia and the Pacific TREAT ASIA 7,350 wire transfe      
East Asia and the Pacific TREAT ASIA 6,300 wire transfe      
East Asia and the Pacific TREAT ASIA 6,225 wire transfe      
East Asia and the Pacific TREAT ASIA 19,586 wire transfe      
East Asia and the Pacific TREAT ASIA 10,499 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 15,150 wire transfe      
East Asia and the Pacific TREAT ASIA 17,524 wire transfe      
East Asia and the Pacific TREAT ASIA 18,900 wire transfe      
East Asia and the Pacific TREAT ASIA 15,800 wire transfe      
East Asia and the Pacific TREAT ASIA 17,850 wire transfe      
East Asia and the Pacific TREAT ASIA 12,900 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 14,775 wire transfe      
East Asia and the Pacific TREAT ASIA 15,050 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 20,000 wire transfe      
East Asia and the Pacific TREAT ASIA 100,000 wire transfe      
East Asia and the Pacific TREAT ASIA 6,747 wire transfe      
East Asia and the Pacific TREAT ASIA 9,433 wire transfe      
East Asia and the Pacific BASIC RESEARCH 286,064 wire transfe      
East Asia and the Pacific TREAT ASIA 34,622 wire transfe      
East Asia and the Pacific TREAT ASIA 41,667 wire transfe      
East Asia and the Pacific TREAT ASIA 36,098 wire transfe      
East Asia and the Pacific TREAT ASIA 150,000 wire transfe      
East Asia and the Pacific TREAT ASIA 19,833 wire transfe      
East Asia and the Pacific TREAT ASIA 6,000 wire transfe      
East Asia and the Pacific TREAT ASIA 6,150 wire transfe      
East Asia and the Pacific TREAT ASIA 9,453 wire transfe      
East Asia and the Pacific TREAT ASIA 26,775 wire transfe      
East Asia and the Pacific TREAT ASIA 19,042 wire transfe      
East Asia and the Pacific TREAT ASIA 11,315 wire transfe      
East Asia and the Pacific GMT INITIATIVE 18,000 wire transfe      
East Asia and the Pacific GMT INITIATIVE 17,000 wire transfe      
East Asia and the Pacific GMT INITIATIVE 18,135 wire transfe      
East Asia and the Pacific TREAT ASIA 15,167 wire transfe      
East Asia and the Pacific TREAT ASIA 40,000 wire transfe      
East Asia and the Pacific TREAT ASIA 15,964 wire transfe      
East Asia and the Pacific TREAT ASIA 15,000 wire transfe      
East Asia and the Pacific TREAT ASIA 5,625 wire transfe      
East Asia and the Pacific TREAT ASIA 5,625 wire transfe      
East Asia and the Pacific TREAT ASIA 5,625 wire transfe      
East Asia and the Pacific TREAT ASIA 11,250 wire transfe      
East Asia and the Pacific TREAT ASIA 11,250 wire transfe      
East Asia and the Pacific TREAT ASIA 15,000 wire transfe      
East Asia and the Pacific TREAT ASIA 11,250 wire transfe      
East Asia and the Pacific TREAT ASIA 15,000 wire transfe      
East Asia and the Pacific TREAT ASIA 79,118 wire transfe      
East Asia and the Pacific TREAT ASIA 15,000 wire transfe      
East Asia and the Pacific TREAT ASIA 9,820 wire transfe      
East Asia and the Pacific TREAT ASIA 5,650 wire transfe      
East Asia and the Pacific TREAT ASIA 14,702 wire transfe      
East Asia and the Pacific TREAT ASIA 39,029 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 26,043 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 39,062 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 10,000 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 90,765 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 159,732 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 120,000 wire transfe      
Europe (Including Iceland and Greenland) BASIC RESEARCH 120,000 wire transfe      
Europe (Including Iceland and Greenland) PUBLIC POLICY 20,000 wire transfe      
Europe (Including Iceland and Greenland) GMT INITIATIVE 14,280 wire transfe      
Europe (Including Iceland and Greenland) GMT INITIATIVE 12,000 wire transfe      
Europe (Including Iceland and Greenland) GMT INITIATIVE 14,920 wire transfe      
Europe (Including Iceland and Greenland) GMT INITIATIVE 15,000 wire transfe      
Europe (Including Iceland and Greenland) GMT INITIATIVE 20,000 wire transfe      
Middle East and North Africa GMT INITIATIVE 20,000 wire transfe      
North America GMT INITIATIVE 20,000 wire transfe      
North America PREVENTION SCIENCE OUTREACH 130,000 wire transfe      
Russia and the Newly Independent States GMT INITIATIVE 12,000 wire transfe      
Russia and the Newly Independent States GMT INITIATIVE 14,982 wire transfe      
Russia and the Newly Independent States GMT INITIATIVE 15,050 wire transfe      
Russia and the Newly Independent States GMT INITIATIVE 14,995 wire transfe      
Russia and the Newly Independent States GMT INITIATIVE 19,952 wire transfe      
Russia and the Newly Independent States GMT INITIATIVE 20,200 wire transfe      
South America GMT INITIATIVE 20,000 wire transfe      
South America GMT INITIATIVE 20,000 wire transfe      
South America GMT INITIATIVE 20,000 wire transfe      
South America GMT INITIATIVE 20,000 wire transfe      
South America GMT INITIATIVE 19,900 wire transfe      
South America GMT INITIATIVE 19,859 wire transfe      
South America GMT INITIATIVE 20,000 wire transfe      
South America GMT INITIATIVE 14,440 wire transfe      
South America GMT INITIATIVE 15,000 wire transfe      
South America GMT INITIATIVE 17,494 wire transfe      
South America GMT INITIATIVE 24,066 wire transfe      
South America PREVENTION SCIENCE OUTREACH 35,000 wire transfe      
South Asia GMT INITIATIVE 11,959 wire transfe      
South Asia TREAT ASIA 13,931 wire transfe      
South Asia TREAT ASIA 18,750 wire transfe      
South Asia TREAT ASIA 18,750 wire transfe      
South Asia TREAT ASIA 5,625 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 15,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 18,500 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 22,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 19,789 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 19,980 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 19,984 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 20,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 10,000 wire transfe      
Sub-Saharan Africa GMT INITIATIVE 26,000 wire transfe      
Sub-Saharan Africa PUBLIC POLICY 60,000 wire transfe      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
159
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Foreign Activities Part I, Line 2 International organizations are recommended for funding based upon the results of community-based peer review and/or program staff assessment of proposal merit and organization capacity to undertake proposed projects that are CHARITABLE in purpose. Pre-award due-diligence for new international grantees includes review of organization documents and registrations to verify that the organization operates for a CHARITABLE purpose and that basic capacity for project oversight and governance has been established. All international grantees are required to report semi-annually on project progress and expenditures; continued reporting is required until such time as grant funds are expended in full. Reports are reviewed by administrative and program staff. Additional oversight is provided as necessary by means of ongoing, informal contact with sites regarding progress and technical issues and site visits where feasible. International research grant recipients submit an interim and a final progress reporting addition to expenditures reports due following the ends of the 2nd, 3rd and final quarters of the performance period.
foreign activities Part I, Line 3, Column D The Foundation for AIDS Research conducts many of its grant-making program services (see Part III of Form 990) in U.S. and foreign jurisdictions. In column D, the organization has reported the basic program these grants support; please refer to Part III for more information about these programs/initiatives.
Foreign Activities - Status of Grantees   The Foundation for Aids Research supports many non-U.S. organizations in the fight against AIDS and HIV-related diseases. For purposes of Schedule F, Part II, Line 2 - all 159 charities supported are presumed to be the equivalent of U.S. charities.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
aab productions
387 Grant Street
Suite K705
New York, NY10002
Fundraising Event/Prod   No 17,864,320 245,067 17,619,253
john mini consulting inc
707 Savannah Road
 
Lewes, DE199581521
direct mail   No 1,731,016 95,150 1,635,866
public interest communications
7700 Leesburg Pike
 
Falls Church, VA22043
tele marketing   No 54,024 70,572 -16,548
Eidolon Communications INc
15 Maiden Lane Suite 1401
 
New York, NY10038
DIRECT MAIL   No 199,443 47,700 151,743
telefund inc
PO Box 120557
 
Boston, MA02111
tele marketing   No 18,868 16,231 2,637
sanky communications inc
589 Eight Avenue 10th Floor
 
New York, NY10018
counseling   No 417,841 102,434 315,407
             
             
             
             
Total .................right arrow 20,285,512 577,154 19,708,358
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Cannes
(event type)
(b) Event #2

Dallas
(event type)
(c) Other events

14
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 12,526,496 4,507,778 10,408,684 27,442,958
2 Less: Contributions . . 12,085,496 4,407,378 9,592,884 26,085,758
3 Gross income (line 1
minus line 2) . . .
441,000 100,400 815,800 1,357,200
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0 0
5 Noncash prizes . . 0 0 0 0
6 Rent/facility costs . . 746,885 46,894 744,868 1,538,647
7 Food and beverages . 543,201 156,114 228,413 927,728
8 Entertainment . . .        
9 Other direct expenses . 3,422,020 2,273,065 3,054,905 8,749,990
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 11,216,365
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow -9,859,165
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G, Part I   The Foundation for AIDS Research actually paid out $470,337 in fundraising expenses for the year ending September 30, 2013. This amount is reported on Part IX, Line 11(e). For purposes of Schedule G, the Foundation is reporting all amounts paid to the consultants listed on Part I, regardless of whether such amounts were pure fundraising expenses or event production costs. On Schedule G, the total amount paid to the organizations listed is $577,154. Of that $577,154, only $470,337 was paid for fundraising services, the remaining $106,817 was paid for event production services. In the interests of clarity, the foundation would also like to make clear that the compensation reported as having been paid to the professional fundraisers reported on Schedule G is reported on a fiscal year basis. Some of those same fundraisers are reported on the foundation's top 5 highest paid independent contractors list (in Schedule O). In compliance with the instructions to the Form 990, compensation reported for Part VII (and listed in Schedule O) is reported on a calendar year basis. Accordingly, amounts on Part VII and Schedule G will not reconcile.
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number
13-3163817
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) The Aaron Diamond AIDS Research Center
455 First Avenue 7th Floor
New York,NY10016
13-3540234 501(c)(3) 15,626       BASIC RESEARCH
(2) University of California Los Angeles
11000 Kinross Avenue Suite 102
Los Angeles,CA900951406
95-6006143 501(c)(3) 7,143       BASIC RESEARCH
(3) University of California San Francisco
333 California Street Suite 315
San Francisco,CA94118
94-6036493 501(c)(3) 72,000       BASIC RESEARCH
(4) Case Western Reserve University School of Medicin
10900 Euclid Avenue
Cleveland,OH44106
34-1018992 501(c)(3) 62,479       BASIC RESEARCH
(5) Aaron Diamond AIDS Research Center
455 First Avenue 7th Floor
New York,NY10016
13-3540234 501(c)(3) 62,502       BASIC RESEARCH
(6) New England Primate Research Center Harvard Medic
Harvard Medical School 25 Shattuck
Southborough,MA01772
04-2103580 501(c)(3) 62,502       BASIC RESEARCH
(7) University of California San Francisco
533 Parnassus Avenue U442
San Francisco,CA94110
94-6036493 501(c)(3) 10,000       BASIC RESEARCH
(8) University of California San Francisco
3333 California Street Suite 315
San Francisco,CA94110
94-6036493 501(c)(3) 10,000       BASIC RESEARCH
(9) University of California San Francisco
3333 California Street Suite 315
San Francisco,CA94110
94-6036493 501(c)(3) 10,000       BASIC RESEARCH
(10) Johns Hopkins University School of Medicine
733 North Boradway Suite 117
Baltimore,MD21287
52-0595110 501(c)(3) 10,000       BASIC RESEARCH
(11) Case Western Reserve University
10900 Euclid Avenue
Cleveland,OH44106
34-1018992 501(c)(3) 10,000       BASIC RESEARCH
(12) The Salk Institute for Biological Studies
10010 North Torrey Pines Road
La Jolla,CA92037
95-2160097 501(c)(3) 10,000       BASIC RESEARCH
(13) Vaccine and Gene Therapy Institute of Florida
11350 SW Village Parkway
Port St Lucie,FL34987
36-4631835 501(c)(3) 62,502       BASIC RESEARCH
(14) University of Washington
4333 Brooklyn Avenue NE Box 35947
Seattle,WA981959472
91-6001537 501(c)(3) 62,502       BASIC RESEARCH
(15) Vaccine and Gene Therapy Institute of Florida
11350 SW Village Parkway 3rd Floor
Port St Lucie,FL34987
36-4631835 501(c)(3) 62,502       BASIC RESEARCH
(16) Case Western Reserve University
10900 Euclid Avenue LC 4930
Cleveland,OH44106
34-1018992 501(c)(3) 62,502       BASIC RESEARCH
(17) Beth Israel Medical Center
Dazian Building First Avenue at 16
New York,NY10003
13-5564934 501(c)(3) 37,646       PUBLIC POLICY
(18) California Institute of Technology
1200 E California Blvd
Pasadena,CA91125
95-1643307 501(c)(3) 124,800       BASIC RESEARCH
(19) Case Western Reserve University
10900 Euclid Avenue
Cleveland,OH44106
34-1018992 501(c)(3) 124,998       BASIC RESEARCH
(20) Massachusetts General Hospital
55 Fruit Street
Boston,MA02114
04-2697983 501(c)(3) 124,998       BASIC RESEARCH
(21) Beth Israel Medical Center - Edmond de Rothschild
First Avenue at 16th Street
New York,NY10003
13-5564934 501(c)(3) 22,500       PUBLIC POLICY
(22) Tulane University
1430 Tulane Avenue EP-15
New Orleans,LA70112
72-0423889 501(c)(3) 33,333       BASIC RESEARCH
(23) John Hopkins University
Office of Research Administration
Baltimore,MD21205
52-0595110 501(c)(3) 80,000       BASIC RESEARCH
(24) John Hopkins University
Office of Research Administration
Baltimore,MD21205
52-0595110 501(c)(3) 80,000       BASIC RESEARCH
(25) The Brigham and Women's Hospital Inc
75 Francis Street
Boston,MA02115
04-2312909 501(c)(3) 96,397       BASIC RESEARCH
(26) University of North Carolina at Chapel Hill
104 Airport Drive Suite 2200 CB
Chapel Hill,NC27599
56-6001393 501(c)(3) 166,748       BASIC RESEARCH
(27) Johns Hopkins University
733 North Broadway Suite 117
Baltimore,MD21205
52-0595110 501(c)(3) 351,225       BASIC RESEARCH
(28) Global Health Committee Inc
200 Longwood Avenue
Boston,MA02115
04-3481920 501(c)(3) 297,749       TREAT ASIA
(29) Johns Hopkins University School of Medicine
733 N Broadway Street Broadway Res
Baltimore,MD21201
52-0595110 501(c)(3) 46,872       BASIC RESEARCH
(30) Fred Hutchinson Cancer Research Center
1100 Fairview Ave N C2-187
Seattle,WA98109
23-7156071 501(c)(3) 46,872       BASIC RESEARCH
(31) Dana-Farber Cancer Institute Inc
450 Brookline Avenue CLS 1017
Boston,MA02215
04-2263040 501(c)(3) 46,872       BASIC RESEARCH
(32) The Scripps Research Institute
10550 North Torrey Pines Road
La Jolla,CA92037
33-0435954 501(c)(3) 46,872       BASIC RESEARCH
(33) Veterans Medical Research Foundation
3350 La Jolla Village Drive MC 151
San Diego,CA92161
33-0189397 501(c)(3) 120,000       BASIC RESEARCH
(34) Universiy of Washington
4333 Brooklyn Ave NE Box 359472
Seattle,WA981959472
91-6001537 501(c)(3) 120,000       BASIC RESEARCH
(35) University of California San Francisco
3333 California Street Suite 315
San Francisco,CA94110
94-6036493 501(c)(3) 114,162       BASIC RESEARCH
(36) Harvard Medical School
25 Shattuck Street
Southborough,MA01772
04-2103580 501(c)(3) 119,200       BASIC RESEARCH
(37) Oregon Health and Science University
3181 SW Sam Jackson Park Rd
Portland,OR97239
93-1176109 501(c)(3) 120,000       BASIC RESEARCH
(38) Vaccine & Gene Therapy Institute Florida
9801 SW Discovery Way
Port St Lucie,FL34987
36-4631835 501(c)(3) 119,990       BASIC RESEARCH
(39) Baron Edmond de Rothschild Chemical Dep
First Avenue at 16th Street
New York,NY10003
13-5564934 501(c)(3) 67,500       PUBLIC POLICY
(40) AIDS Foundation of Chicago as sponsor of Internati
200 West Jackson Ste 2200
Chicago,IL60606
36-3412054 501(c)(3) 7,500       GMT INITIATIVE
(41) Northwestern University
750 N Lake Shore Drive
Chicago,IL60611
36-2167817 501(c)(3) 5,850       BASIC RESEARCH
(42) Johns Hopkins University Bloomberg School of Publi
615 N Wolfe St
Baltimore,MD21205
52-0595110 501(c)(3) 48,500       GMT INITIATIVE
(43) Johns Hopkins University Bloomberg School of Publi
615 N Wolfe St
Baltimore,MD21205
52-0595110 501(c)(3) 15,107       GMT INITIATIVE
(44) Case Western Reserve University
10900 Euclid Ave
Cleveland,OH44106
34-1018992 501(c)(3) 116,655       BASIC RESEARCH
(45) Vaccine and Gene Therapy Institute Florida
9801 SW Discovery Way
Port St Lucie,FL34987
36-4631835 501(c)(3) 196,761       BASIC RESEARCH
(46) University of California Los Angeles
11000 Kinross Avenue Suite 211 MC
Los Angeles,CA90095
95-6006143 501(c)(3) 100,000       BASIC RESEARCH
(47) Johns Hopkins University
733 N Broadway Office of Research
Baltimore,MD21205
52-0595110 501(c)(3) 60,000       BASIC RESEARCH
(48) Johns Hopkins University School of Medicine
733 North Broadway Street
Baltimore,MD21205
52-0595110 501(c)(3) 20,001       BASIC RESEARCH
(49) Worldwide Orphans Foundation
515 Valley Street Suite 201
Maplewood,NJ07040
13-3968225 501(c)(3) 14,927       TREAT ASIA
(50) Blood Systems Inc dba Blood Systems Research Ins
270 Masonic Avenue
San Francisco,CA941184417
86-0098929 501(c)(3) 42,193       BASIC RESEARCH
(51) University of Pittsburgh
123 University Place
Pittsburgh,PA152132303
25-0965591 501(c)(3) 102,000       GMT INITIATIVE
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
51
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance












Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
Grants and Assistance Part I, Line 2 amfAR provides grants and fellowships to independent not-for-profit organizations through a peer-review process. Grant applications are first reviewed by the Foundation's volunteer scientific advisory committee, which comprises recognized experts in the medical, scientific, and social sciences disciplines relevant to HIV and AIDS. The scientific advisory committee then sends its evaluations to one of the three committees (research, global initiatives or public policy) of the Foundation's program board, which serves in an advisory capacity to the Board of Trustees. After a program committee has completed its review of the applications, it presents its funding recommendations to amfAR's executive committee and/or the full Board of Trustees for final approval and funding authorization. Grants and fellowships are payable over a one-to-three-year period, and are revocable at amfAR's option if the recipient's performance or use of funds is not consistent with the terms of the grant or fellowships. In certain cases, the actual amounts paid under grants and fellowship awards may be less than the original award if the recipient does not use the full amount awarded. Therefore, a reserve for unexpended grants and fellowships has been recorded. Subawards are grants awarded to not-for-profit organizations to support the costs of collaboration and participation in HIV/AIDS-related research projects for which amfAR has secured restricted funds. Subawards are payable over a one-year period, although advance payments, in full or in part, may be issued following execution of the subaward agreement. Subawards are contingent upon the availability of funds and are revocable if the recipients' performance or use of funds is not consistent with the subaward terms.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Kevin FrostChief Executive Officer (i)
(ii)
385,700
0
0
0
0
0
69,500
0
28,683
0
483,883
0
 
 
(2)Bradley JensenASST Treasurer, CFO (i)
(ii)
217,845
0
0
0
0
0
15,470
0
31,319
0
264,634
0
 
 
(3)John F Logan JD PhDASST Secretary, VP & GC (i)
(ii)
203,482
0
0
0
0
0
14,331
0
10,201
0
228,014
0
 
 
(4)Rowena JohnstonASST Secretary, VP OF RESEARCH (i)
(ii)
166,901
0
0
0
0
0
11,736
0
10,201
0
188,838
0
 
 
(5)Edward DonnellyASST Treasurer, ControlleR (i)
(ii)
133,796
0
0
0
0
0
9,796
0
9,043
0
152,635
0
 
 
(6)Gregory L BoroffVice President of Development (i)
(ii)
228,217
0
0
0
0
0
16,218
0
10,201
0
254,636
0
 
 
(7)Christopher CollinsVice President, Public Policy (i)
(ii)
192,518
0
0
0
0
0
12,720
0
19,636
0
224,874
0
 
 
(8)Annette SohnVice President, TREAT Asia (i)
(ii)
200,613
0
0
0
0
0
14,082
0
5,553
0
220,248
0
 
 
(9)Eric MuscatellDirector, Philanthropy (i)
(ii)
157,089
0
0
0
0
0
11,276
0
10,201
0
178,566
0
 
 
(10)Andrew McInnesDirector, Publications (i)
(ii)
134,850
0
0
0
0
0
9,876
0
31,319
0
176,045
0
 
 
(11)Anthony AnconaVice President, Human Resource (i)
(ii)
155,133
0
0
0
0
0
10,935
0
3,276
0
169,344
0
 
 
(12)Susan DosterChief Technology Officer (i)
(ii)
132,775
0
0
0
0
0
9,277
0
10,201
0
152,253
0
 
 
(13)AnnMarie ShannahanVice President, Public Info (i)
(ii)
194,344
0
0
0
0
0
13,671
0
10,201
0
218,216
0
 
 
(14)Bennah SerfatySenior Dir. of Communications (i)
(ii)
120,255
0
0
0
0
0
7,992
0
31,319
0
159,566
0
 
 
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
Compensation Part I, Line 4 Chief Executive Officer, Kevin Frost, participated in a supplemental nonqualified retirement plan; however, he did not receive a distribution in 2013.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 1 56,250 appraisal
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 14 47,853 sales price
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Form 990, Schedule M   Line 31: To the extent that amFAR receives non-standard contributions, the organization's policy is to liquidate those items into cash for eventual use in support of the organization's mission. Line 32A: When the organization receives contributions of securities, it uses its investment broker to liquidate those holdings to fund amFAR's various research program activities.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
THE FOUNDATION FOR AIDS RESEARCH
 
Employer identification number

13-3163817
Identifier Return Reference Explanation
Program Service Accomplishments(1) Part III, Line 4a-4d(1) Line 4a: Research: amfAR supports research projects that explore novel approaches to scientifically sound but untested hypotheses in all areas of research on HIV/AIDS, funding goal-oriented studies that often lack the preliminary data required for support from traditional grant-makers. The Foundation plays a vital role in HIV/AIDS research, identifying critical gaps in knowledge and providing essential seed money that enables grantees and fellows to test the merits of new concepts or technologies that subsequently can be validated through large-scale studies, such as those funded by the National Institutes of Health. amfAR fellowships allow talented young investigators to conduct original investigations under the guidance of experienced scientists, helping to ensure the long-term vitality of AIDS research. Grants and fellowships are awarded through a rigorous process of peer review by a team of independent HIV/AIDS experts drawn largely from the volunteer scientists on amfAR's Scientific Advisory Committee. Guided by its scientific advisors and with the approval of its board of trustees, amfAR pursues a strategic research plan that focuses on the treatment, prevention, and cure of HIV/AIDS. In 2013, amFAR awarded nearly $4 million in grants and fellowships to support 20 research projects. Cure-Focused Studies The Search for a cure for HIV/AIDS is at the center of amFAR's research efforts. In 2013, through the amFAR Research Consortium on HIV Eradication (ARCHE) program-now in its fourth year of funding-and other targeted grants, the Foundation awarded nearly $3 million for cure-focused research. First Child Cured of HIV At the Conference on Retroviruses and Opportunistic Infections in March 2013, Dr. Deborah Persaud of John Hopkins Children's Center detailed the case of a two-year-old child in Mississippi who had been cured of HIV. Confirmation of the cure was made possible by a grant amFAR awarded to Dr. Persaud and her colleague Dr. Katherine Luzuriaga of the University of Massachusetts Medical School in September 2012. The grant allowed them to establish a research collaboratory to explore and document possible pediatric HIV cure cases. amFAR Research Consortium on HIV Eradication The Foundation launched the ARCHE program in 2010 as a way to leverage the expertise and innovation of distinguished scientists from across the globe to advance cure-focused research. In July, more than $1.4 million in funding went to four collaborative teams of researchers working in the United States, the United Kingdom, France, Thailand, and Australia on studies exploring potential strategies for eliminating HIV infection from the body and characterizing viral reservoirs-which present a major obstacle to a cure. One study, led by Dr. Eric Arts of Case Western Reserve University in Cleveland, Ohio, aims to develop and test a vaccine-like HIV treatment specific to each patient's virus. Unlike other approaches toward an HIV cure that focus on inducing cell changes in all cells that are vulnerable to HIV infection, this treatment specifically targets the infected cells lying dormant in teh viral reservoir. Dr. Arts and Dr. Yong Gao from Case Western is working wiht Drs. Robin Shattock, Sarah Fidler, and Caroline Foster of Imperial College London to study the treatment's effectiveness. In another study, a team led by Dr. Nicolas Chomont of the Vaccine and Gene Therapy Institute in Port St. Lucie, Florida, is studying HIV persistence in T cell subsets during antiretroviral therapy (ART). Specifically, they are investigating the subsets of CD4+ T memory cells-the cells where the HIV reservoir mainly resides-and the roles they may play as a potential target for a cure. Dr. Chomont is working in collaboration with three-time ARCHE grantees Dr. Darah Palmer of University of Sydney, Australia, and Dr. Steven Deeks of the University of California, San Francisco (UCSF); Dr. Jintanat Ananworanich from the Red Cross AIDS Research Centre in Bangkok, Thailand; and Dr. Asier Saez-Cirion of Institut Pasteur in Paris, France. Targeted Grants for HIV Cure Research In February 2013, amfAR awarded eight targeted grants totaling more than $1.4 million to leading researchers from around the world who are working on a variety of cutting-edge, cure-focused studies. These projects include research aimed at therapeutic vaccine development, expanding our understanding of latent viral reservoirs, and examining pharmacological and gene therapy approaches to curing HIV. Dr. Jonah Sacha of the Oregon Health and Science University, in Portland, is examining the macrophage-an immune cell that is closely related to the T cell-for its potential role in maintaining hidden reservoirs of HIV. Dr. Sacha and colleagues propose to directly assess the function of macrophages in viral persistence in a non-human primate model of AIDS. Understanding the macrophage's contribution will guide future approaches to eliminating residual viral reservoirs.
Program Service Accomplishments(2) Part III, Line 4a-4d (2) Line 4a, Continued: Although the immune system can greatly reduce levels of virus after infection, it cannot maintain this control indefinitely. Therapeutic vaccines, which are currently being designed and tested, may enable patients to stop taking ART without progressing to disease. Dr. Christian Brander at Irsicaixa AIDS Research Institute, Badalona, Spain, and his colleagues plan to closely monitor changes in immune function after patients-who are currently enrolled in a therapeutic vaccine clinical trial-stop taking their anti-HIV medication. Their findings will help guide the design of more effective therapeutic vaccines and may also enable researchers to predict which individuals will respond best in future trials. Therapeutic vaccines may one day play an important role in achieving sustained remission of HIV. Another study, led by Dr. Satish Pillai at UCSF is examining how an unusual genetic mutation-CCR5-delta32-may enhance the curability of HIV. He will measure the amount of virus that persists in patients with or without this mutation. Applying cutting-edge laboratory techniques, Dr. Pillai's team will compare the size, composition, and decay of the HIV-1 latent reservoir in individuals with and without the mutation. Gene therapy approaches are being investigated as a means of curing HIV. One strategy that has shown promising results uses a gene therapy method to modify a patient's own cells in the laboratory to make them resistant to virus infection. Dr. Rafick-Pierre Skaly, at the Vaccine and Gene Therapy Institute in Port St. Lucie, Florida, will build on the current work being done using this approach to determine if virus becomes undetectable in the blood after stopping ART. He will monitor immune responses, inflammation, and viral reservoirs in a group of patients to ascertain the long-term benefit of this therapy and factors that can improve outcomes of gene therapy and other strategies to cure HIV. Mathilde Krim Fellowships Four researchers received Mathilde Krim Fellowships in Basic Biomedical Research, an initiative that provides funding for exceptional young researchers who are new to the field of HIV/AIDS research. The initiative has already achieved spectacular results, including numerous published studies in major scientific journals. The 2013 Krim Fellows-each of whom received $125,000-are working on projects focused on HIV/AIDS cure and epidemiological research and vaccine and treatment development. Among the 2013 fellows is Dr. Leopold Kong, Ph.D., of the Scripps Research Institute in California, who will attempt to develop a vaccine using the protective coating of sugar-like molecules that surround the virus. This coating is traditionally thought to hamper the development of antibodies that might form the basis of a vaccine. Dr. Kong will determine whether this protective coat can instead be turned against the virus to render it vulnerable to destruction by the body's immune system. His research will determine if antibodies generated against these sugars can be used to develop a vaccine that can prevent infection. Published Research Research studies make the greatest impact on the AIDS field and on the broader scientific community when they are published in scientific journals. In the past year, at least 48 scientific publications resulted from amfAR-funded research. Perfecting Tools to Monitor HIV Viral Loads In the March issue of Current Opinion in HIV and AIDS, ARCHE-funded scientist Dr. Sarah Palmer of the University of Sydney, Australia, reviewed the state of knowledge in the detection and monitoring of HIV levels in the blood of infected people. She emphasizes the importance of early ART initiation and the value of monitoring blood HIV RNA levels to ensure the virus is suppressed to below the detection capacity of standard tests. Dr. Palmer goes on to discuss the demand for ultrasensitive virus detection methods and notes that such assays, which can find a single copy of the virus in a milliliter (about a fifth of a teaspoon) of blood, can also be used to document viral "blips," or transient, low-level bursts of virus. She believes these methods will enable researchers to define the source of persistent virus in people on long-term ART, and recently started using the techniques to assess the efficacy of treatment strategies by which latent HIV is chemically coaxed out of a person's infected cells, rendering them vulnerable to attack by ART. Controlling HIV after Stopping Antiretroviral Therapy People with HIV who are successfully treated with ART still have infected cells in which the virus remains silent and invulnerable to attack by the immune system or standard anti-HIV drugs. This is a critical barrier to curing HIV. Several studies show that virus growth quickly returns, in most individuals, within weeks of stopping treatment. In the January issue of the Journal of Infectious Diseases, Dr. Steven Deeks of UCSF, Dr. Una O'Doherty of the University of Pennsylvania, and colleagues described a clinical trial that used a special form of interferon, known as pegylated interferon (PEG-IFN) alpha-2a to suppress the typical rebound in viral growth that occurs after halting ART. They found that 45% of their patients maintained viral loads of less than 400 copies-an amount significantly less than what was expected based on prior treatment interruption studies-when given PEG-IFN in addition to ART before having the ART withdrawn. Four of the subjects had "undetectable" viral loads-less than 48 copies-and stayed off all therapy except the PEG-IFN for a full six months. The authors conclude that they have established "a proof of concept" that HIV growth can be markedly suppressed in people in whom the "detrimental effects of uncontrolled HIV replication on immune function have been partially reversed by ART." Perfecting Gene-Based Therapies Targeting HIV Gene therapy-the use of genetically altered immune cells-is a promising approach to curing HIV/AIDS. However, the cost and potential side effects, which include death, of such an invasive procedure render it inappropriate for most individuals living with HIV. In the April issue of Molecular Therapy, amfAR grantees Dr. Matthew Porteus of Stanford University and Dr. Sara Sawyer of the University of Texas at Austin suggested a safer and potentially more accessible approach-using a person's own genetically modified immune cells. They used an enzyme known as a zinc finger nuclease to insert a cocktail of anti-HIV factors into T cells. The technique mimics the cocktail of anti-HIV drugs used with ART. When all of the factors were present, it provided "virtually complete protection" against infection by the two major strains of HIV-1, R5 and X4. The next step is to perform the same procedure not just in laboratory grown T cells, but in a patient's own immune cells-either T cells or, ultimately, stem cells.
Program Service Accomplishments (3) Part III, Line 4a-4d (3) Line 4b: TREAT ASIA: amfAR's TREAT Asia program (Therapeutics Research, Education, and AIDS Training in Asia) involves a network of hospitals, clinics, and research institutions working with civil society to ensure the safe and effective delivery of HIV/AIDS treatments across Asia and the Pacific. The TREAT Asia Network encompasses 23 adult and 20 pediatric sites throughout the region, which collaborate on a variety of projects. TREAT Asia HIV Observational Database (TAHOD) TREAT Asia pioneered the region's first adult observational database for HIV/AIDS, which now includes anonymous data collected from more than 8,526 patients at 23 clinical sites in 12 countries. The information gathered and analyzed through the database informs the development of more effective research and treatment programs, and helps define treatment standards specific to HIV/AIDS in Asia. In 2013, the TAHOD network began recruiting participants for a regional study of hepatitis C co-infection among those living with HIV in four countries: Indonesia, Malaysia, Thailand, and Vietnam. The study began with a screening study to assess how many HIV-positive patients in TREAT Asia participating clinics in these countries need to start treatment for hepatitis C. TREAT Asia will then offer up to 200 of these patients hepatitis C treatment for free. The study aims to develop a pilot model of care for treating hepatitis C in resource-limited settings that can be replicated throughout the region, where treatment for the disease is costly and often inaccessible. TREAT Asia Pediatric Network TREAT Asia's Pediatric Network includes 20 sites in seven countries; these sites share information and best practices in an effort to improve the quality of pediatric care in the region. The TREAT Asia Pediatric HIV Observational Database (TApHOD) was modeled on the adult database, and includes data from approximately 5,030 pediatric patients at 18 clinical sites in Cambodia, India, Indonesia, Malaysia, Thailand, and Vietnam. International AIDS Database TREAT Asia manages the Asia-Pacific section of the International Epidemiologic Databases to Evaluate AIDS (IeDEA), a global collaboration established by the U.S. National Institute of Allergy and Infectious Diseases. Adolescent Research In 2013, TREAT Asia conducted several studies on how HIV affects adolescents physically, socially, and emotionally. TREAT Asia's pediatric sites conducted local studies among their adolescent HIV patients to investigate HIV's impact on their health. Among other issues, they assessed cardiovascular function, bone mineral density, incidence of human papillomavirus, models for reproductive healthcare, and optimizing drug adherence. In addition, TREAT Asia is conducting an ongoing study using an audio-computer-assisted survey instrument (ACASI) to better understand how adolescents experience living with HIV by allowing them to anonymously respond to questions using a computer interface about whether they are taking their medicines; if they have tried alcohol, tobacco, or other drugs; their sexual behavior; and stigma they may have experienced at school or at home. Exploring Links Between HIV and Cancer Among HIV-positive MSM, the risk of anal cancer is twice as high compared to those who are HIV-negative, but little research has been done on this issue in Asia. In 2009, using funding from IeDEA, TREAT Asia began supporting an innovative research study exploring the links between HIV and anal cancer and looking at cancer biomarkers in an attempt to better identify MSM with pre-cancerous anal lesions. Research on HPV and anal cancer risk among MSM is ongoing in the three original sites in Bangkok, Bali, and Jakarta. Building Research Capacity TREAT Asia has implemented a research education program to help network members strengthen their skills in conducting clinical research and to boost the overall quality of care in the region. TREAT Asia organized five workshops and training sessions in 2013, including sessions on managing HIV and hepatitis C co-infection, good clinical practices and research ethics, and clinical management of pediatric HIV. Building Community Treatment Literacy and Promoting Advocacy for Treatment Access Communicating treatment information about a disease as complex as HIV/AIDS can be daunting, but patients' lives depend on it. TREAT Asia works closely with regional organizations to support treatment literacy activities, including the production of "community-friendly" educational brochures on HIV treatment standards in local languages. In 2013, TREAT Asia developed a series of educational materials about hepatitis C infection and treatment titled Life Loves the Liver that includes animated video segments, booklets, and flip charts. All materials have been developed in Bahasa Indonesia, Chinese, English, Malay, Thai, and Vietnamese and will be distributed to TREAT Asia's local, national, regional, and global partners. They will also be made available on TREAT Asia's internal webpage and its public YouTube channel. TREAT Asia also continued to publish lay-language articles about new research in the fields of prevention, treatment, and basic science. The goal of these articles is to explain HIV/AIDS research advances for people living with HIV/AIDS and their families, communities, and caregivers across Asia. The articles appear in the TREAT Asia Report and on TREAT Asia's website, www.treatasia.org. 7th IAS Conference on HIV Pathogenesis, Treatment and Prevention TREAT Asia was well represented at the conference in June 2013 in Kuala Lumpur, Malaysia. In addition to activities during the main conference, TREAT Asia staff and network investigators participated in pre-conference workshops on HIV pediatric and cure research. At the pediatric workshop, a TREAT Asia study was presented on the correlation between HIV drug levels in hair samples and virus control outcomes, and Dr. Annette Sohn, amfAR vice president and director of the TREAT Asia program, participated in a debate on the need for pre-exposure prophylaxis for youths at risk of HIV. At the main conference, TREAT Asia studies were presented on the long-term impact of perinatally acquired HIV infection and antiretroviral therapy in adolescents, the prevalence of hepatitis B and C co-infections among adults in TREAT Asia's regional HIV research network, and the risk of anal cancer among men who have sex with men in Thailand and Indonesia. 16th Bangkok Symposium on HIV Medicine amfAR continued its sponsorship of this annual regional symposium, which was held in January 2013 in Bangkok. Dr. Sohn spoke about human papillomavirus infection among HIV-infected youths. TREAT Asia also supported a special workshop during the symposium on the challenges faced while transitioning perinatally infected children to adult HIV care.
Program Service Accomplishments (4) Part III, Line 4a-4d (4) Line 4c: EDUCATION AND INFORMATION: amfAR seeks to translate and disseminate information on important AIDS-related research, treatment, prevention, and policy issues for diverse audiences and to stimulate broad awareness of the need for better treatment and prevention methods. amfAR also publishes a wide range of educational materials, maintains an informative website, and engages respected public figures, HIV/AIDS scientists, and policy makers in communicating the need for continued research on HIV/AIDS. Educational Materials amfAR produces a range of periodicals in both print and electronic formats, including its newsletter Innovations, published twice a year and distributed to more than 40,000 people; the TREAT Asia Report, published and distributed three times a year to more than 5,000 readers in the international health community; and a monthly e-mail newsletter distributed to more than100,000 people. The Foundation's newly redesigned website features news, interviews, and original articles covering science, policy, the global epidemic, and amfAR programs and activities. amfAR also creates and distributes program reports, press releases, and updates on major HIV/AIDS issues, and conducts public service advertising campaigns that have been instrumental in educating policymakers, healthcare professionals, people living with HIV/AIDS, and the general public. The Battle of amfAR amfAR helped promote and organize screenings of The Battle of amfAR, a documentary film telling the story of how Swiss scientist Dr. Mathilde Krim and Hollywood movie star Elizabeth Taylor joined forces to create amfAR in 1985. The film played at prominent film festivals throughout 2013 and was an Official Selection at the Sundance and Tribeca Film Festivals. It premiered on HBO in December 2013. Social Media amfAR vigorously expanded its presence in the social media arena, reaching large numbers of people, including a younger demographic that is often less educated about HIV/AIDS. The Foundation regularly added content to its Facebook page, created an Instagram account, and live tweeted and posted images on Instagram from fundraising and program events. amfAR passed 45,000 likes on Facebook in 2013 and now has nearly 20,000 Twitter followers and nearly 6,000 Instagram followers. Media Outreach amfAR continued to work closely with the media to raise the profile of HIV/AIDS, both domestically and internationally, and to help ensure the accuracy of AIDS press coverage. Articles and reports involving amfAR-many of which included interviews with amfAR spokespeople-were carried in numerous media outlets, including The New York Times, The Wall Street Journal, The Washington Post, the Associated Press, Reuters, Bloomberg News, CNN, and The Huffington Post. amfAR's public awareness efforts are greatly enhanced by the committed support of public figures who lend their voices and donate their time, talents, and resources to help sustain the Foundation's mission. Support of amfAR by prominent public figures began with the late Dame Elizabeth Taylor, and others have followed in her footsteps. amfAR is profoundly grateful for the continuing steadfast support of Global Fundraising Chairman Sharon Stone. In 2013, celebrity supporters included amfAR ambassadors Cheyenne Jackson, Janet Jackson, Milla Jovovich, Liza Minnelli, and Michelle Yeoh, as well as Leonardo DiCaprio, Heidi Klum, Alan Cumming, Aishwarya Rai, Abhishek Bachchan, Ke$ha, Gladys Knight, Jessica Chastain, Dame Shirley Bassey, Hilary Swank, Kylie Minogue, Duran Duran, Rosario Dawson, Rosie Perez, Zachary Quinto, Adrien Brody, Dita Von Teese, Preta Gil, Chelsea Handler, and Carly Rae Jepsen, among many others.
Program Service Accomplishments (5) Part III, Line 4a-4d (5) Line 4d: THE GMT INITIATIVE: Since 2007, amfAR has been serving the HIV-related needs of gay men, other men who have sex with men (MSM), and transgender individuals (collectively, GMT) throughout the developing world through its GMT Initiative. Through small, targeted grants to grassroots groups, amfAR helps expand access to HIV education and prevention services; supports advocacy aimed at increasing funding for prevention and treatment services; and works to end the stigma, discrimination, and violence that threaten the lives of GMT and fuel the spread of HIV/AIDS. Community Awards In 2013, amfAR awarded more than $710,000 to 39 groups in Africa, the Caribbean, Eastern Europe and Central Asia, and Latin America for a wide range of projects addressing HIV prevention, outreach, education, advocacy, testing, research, and capacity building. Sample funded projects include: Africa Men Against AIDS Youth Group (MAAYGO) (Kisumu, Kenya) MAAYGO is conducting a needs assessment among GMT community members, health and social service providers, micro-credit institutions, and employers in order to better understand barriers to economic empowerment and improved health outcomes for GMT. The results of the assessment will be used to increase access to health services by helping health and social service providers to create GMT-friendly environments. In addition, MAAYGO will promote economic independence for GMT through job skills trainings and a GMT-focused micro-credit program. Caribbean Kouraj (Port-au-Prince, Haiti) Kouraj will organize a training program to educate key GMT leaders on human rights. These same leaders will also receive training in basic research techniques so they can conduct a series of interviews with GMT to document and better understand the level of human rights abuses and violence GMT experience. The information collected from these interviews will be analyzed and used to develop a human rights brief that will serve as a tool to advocate for greater inclusion of GMT in national discussions on HIV and health, as well as to advocate for reduced stigma and discrimination against GMT. Eastern Europe and Central Asia Safe Pulse of Youth (SPY) (Belgrade, Serbia) SPY is increasing the number of GMT individuals tested for HIV and other sexually transmitted infections through the use of a mobile testing van and at its drop-in center "BGD Checkpoint." SPY will also strengthen linkages to mental health and social support services for GMT living with HIV in Belgrade and document and disseminate cases of stigma and discrimination experienced by GMT in public and private healthcare institutions. Latin America Asociacin Solidaria Para Impulsar el Desarrollo Humano (ASPI-DH) (San Salvador, El Salvador) In its second year as an amfAR grantee, ASPI-DH will expand its "Open Road 2011" project to additional regions in El Salvador and will continue training healthcare providers at 24 public health centers across the country on the needs of GMT people. ASPI-DH will focus on reducing stigma and discrimination within health centers in an effort to encourage uptake of HIV prevention, treatment, and care for GMT. This will be accomplished by organizing "Open Door" days at the centers that have participated in the trainings. ASPI-DH will also deploy patients as undercover evaluators or mystery clients who will visit the centers in order to evaluate the quality of care. "In Action" Awards The GMT Initiative also made three awards as part of its Advocacy in Action program, which supports GMT-led community-based organizations that wish to influence the policies of governments and external donors. Four awards were made under its Evidence in Action program, which documents and evaluates the impact of community-based programs with the ultimate goal of implementing the most workable strategies for stopping the spread of HIV/AIDS. Evidence in Action was developed with support from ViiV Healthcare's Positive Action Program and the Elton John AIDS Foundation. Awards for these two programs in 2013 totaled approximately $150,000. Publications As part of its efforts to raise awareness among governments, donors, and international nongovernmental organizations of the spread of HIV among GMT and to advocate for effective strategies to address it, amfAR publishes a range of reports. In May 2013, amfAR published Achieving an AIDS-Free Generation for Gay Men and Other MSM in Southern Africa with the Johns Hopkins Bloomberg School of Public Health. This report details how underfinancing, discrimination, and stigma undermine efforts to address HIV among GMT in the region and makes recommendations about how policymakers can better address the needs of GMT. Individual country profiles on Botswana, Malawi, Namibia, Swaziland, Zambia, and Zimbabwe were also produced to supplement the report. The GMT Initiative Blog, Grassroots, posted articles throughout the year that discuss various HIV-related issues the GMT Initiative's grantee partners are facing and how these issues impact their lives and organizations. Technical Consultation on Innovative Uses of Communication Technology for HIV Programming for MSM and Transgender Populations amfAR co-hosted this meeting in Washington, D.C., May 2-3, 2013, in partnership with the President's Emergency Plan for AIDS Relief (PEPFAR) and USAID. During the meeting, attending activists from around the world were linked with technical leaders and program planners from the U.S. who are working to combat the HIV epidemic among GMT internationally. Prior to the meeting, amfAR hosted a skills-building session for five GMT Initiative grantees that offered them strategies to increase their programs' effectiveness.
Program Service Accomplishments (6) Part III, Line 4a-4d (6) Line 4d: Public Policy: Informed by thorough research and analysis, amfAR is a highly respected advocate of rational and compassionate AIDS-related public policy. The Foundation is engaged in efforts to secure necessary increases in funding for HIV/AIDS research; implement the National HIV/AIDS Strategy; expand access to care and treatment; and protect the civil rights of all people affected by HIV/AIDS. Capitol Hill Briefings Where Are We in Ending the AIDS Epidemic? An Update on the Science, July 18, 2013 amfAR, along with IDSA Center for Global Health Policy and the Elizabeth Glaser Pediatric AIDS Foundation, co-sponsored two briefings that featured leading researchers discussing the latest research on core evidence-based interventions for achieving an AIDS-free generation. Speakers were Dr. Myron Cohen of the University of North Carolina at Chapel Hill, Dr. Laura Guay from the Elizabeth Glaser Pediatric AIDS Foundation, Dr. Renee Ridzon of Akeso Associates, and Dr. Chris Beyrer of the Johns Hopkins Bloomberg School of Public Health. Prescription Opioids, Heroin and Disease Prevention: Law Enforcement, Research, and Community Perspectives, July 23, 2013 The briefing highlighted the need to overturn the ban on federal funding for syringe services programs (SSPs) in the face of an alarming increase in injection drug use in the United States. SSPs are essential for combating the spread of HIV through the sharing of contaminated needles. A short film produced by amfAR, titled The Exchange (see below), was screened and followed by a discussion of program and policy issues critical to advancing public safety and health. Speakers included Seattle Police Chief Jim Pugel, Dr. Jennifer Havens of the University of Kentucky, and Kristin Dubay Horton of the Bridgeport (CT) Health Department. Harm Reduction As one of the earliest supporters of comprehensive harm reduction programs for people who inject drugs (PWID), including syringe exchange, amfAR has played a leading role in advocating the implementation of these lifesaving HIV prevention programs. Addressing the need to overturn the ban on federal funding for syringe services programs, amfAR produced four short films on the wide-ranging public health and economic benefits of SSPs and launched a new website designed to educate policymakers and the public on the urgent need for these programs. Additionally, amfAR's policy office produced a number of issue briefs and fact sheets addressing HIV among PWID and the value of SSPs to this high-risk population, including a map of SSP coverage in the United States. In July, amfAR hosted a two-day think tank on implementation science for PWID. There are highly effective interventions for preventing HIV transmission and acquisition among PWID, but coverage levels remain low, stymied by counterproductive policy and legal frameworks, as well as by a lack of access to individuals in need of services. Some key points of discussion during the event included using implementation science to increase our understanding of how to reach and retain PWID with currently available programs and technology, efforts to distribute low dead space syringes (which have been shown to reduce HIV and hepatitis C transmission among PWID), and addressing mental illness and social issues surrounding drug use (e.g., homelessness). Shaping the Domestic Response to HIV/AIDS amfAR has long advocated the implementation of a comprehensive national HIV/AIDS strategy to address the epidemic in the U.S., where more than one million people are living with the virus. In August, the Public Policy Office contributed an opinion piece to the Huffington Post by amfAR Chairman Kenneth Cole and Rep. Barbara Lee (CA) observing the third anniversary of the National HIV/AIDS Strategy. The editorial summarized progress over the last three years on tackling the AIDS epidemic domestically and called for a renewed commitment by providers, advocates, and policymakers to realize the vision of an AIDS-free generation. Additionally, amfAR produced a number of issue briefs, fact sheets, and infographics showing how cuts to domestic HIV/AIDS programming and research funding through federal sequestration undermine the domestic response to the epidemic. Global Health At the International AIDS Conference in 2012, amfAR released "An Action Agenda to End AIDS," developed with AVAC, to identify major short-term priorities for global AIDS programs together with realistic, annual targets through 2016, in an effort to establish a strong, sustainable foundation for ending AIDS. In 2013, one year after the conference, amfAR produced a follow-up report assessing the world's progress to date. The report describes progress being made in certain key areas, including increases in the total number of people on ART, the amount of pregnant women living with HIV who received antiretroviral medication, the number of men circumcised, and the estimated number of people eligible for ART under new therapy guidelines. The report also identifies areas where the global AIDS response is falling short, including persistent coverage gaps in scaling up core interventions, widespread stigma and discrimination, and inadequate access to key diagnostic tools. Additionally, in 2013, amfAR reported extensively on the impact of budget sequestration on global health, with specific attention to how funding cuts to the President's Emergency Plan for AIDS Relief (PEPFAR)-would undermine the decade's worth of progress made by the largest international response program to the global AIDS epidemic. GMT Gay men, other men who have sex with men, and transgender individuals-collectively referred to as GMT-remain one of the hardest hit and most underserved populations in the global HIV/AIDS epidemic. amfAR's policy office works closely with the Foundation's GMT Initiative to advocate for expanded access to HIV prevention and treatment services for GMT worldwide, and to fight the stigma and discrimination that make GMT more vulnerable to HIV infection and inhibit equal access to care. In May, amfAR released a new report-Achieving an AIDS-Free Generation for Gay Men and Other MSM in Southern Africa-on funding and policy related to tackling the HIV epidemic among gay men and other MSM in Southern Africa (see GMT Initiative). An issue brief released by amfAR in August, titled Tackling HIV/AIDS Among Key Populations: Essential to Achieving an AIDS-Free Generation, argues that ending the AIDS pandemic will not be possible without greatly increased efforts to reduce new infections and prevent AIDS-related deaths among key populations at highest risk of HIV. The brief reports that key populations (including GMT) are severely and disproportionately affected by HIV on a global level-with epidemics among these individuals continuing to grow despite an overall decline in new infection rates-and that they are largely neglected by HIV treatment and prevention efforts as a result (directly and indirectly) of discriminatory laws and policies. The issue brief highlights a few of the evidence-based strategies that are available to substantially reduce the number of new infections and AIDS-related deaths among key populations.
Policies Form 990, Part VI, Section B Line 11 - The Form 990 was prepared by a nationally renowned accounting firm in conjunction with the organization's financial department. A copy of the draft Form 990 was circulated to the full Board of Trustees for discussion and comment. Each Board Member was provided ample opportunity to comment on the information contained in the 990 prior to its filing with the Internal Revenue Service. Line 12 - Each officer, director, trustee and key employee of amFar ("foundation") is required to annually disclose any conflicts of interest that arise by virtue of employment, board service, or position with the foundation. The foundation monitors compliance with its conflict of interest policy through an annual questionnaire/disclosure statement that is distributed to these individuals. Potential conflicts are investigated immediately. LINE 15 -AMFAR ("FOUNDATION FOR AIDS RESEARCH") UNDERTAKES A THOROUGH PROCESS TO ENSURE THAT THE COMPENSATION IT PAYS TO ITS TOP MANAGEMENT OFFICIAL AND ALL OF ITS OFFICERS AND KEY EMPLOYEES IS REASONABLE GIVEN THE MARKET IN WHICH THE FOUNDATION OPERATES. AN INDEPENDENT CONSULTING FIRM QUALIFIED IN THE AREA OF NONPROFIT COMPENSATION PREPARES AN ANALYSIS OF MARKET COMPENSATION RANGES BY JOB FUNCTION AND PRESENTS IT TO THE COMPENSATION COMMITTEE OF THE BOARD. ON THE BASIS OF THIS INFORMATION, STAFF COMPENSATION IS DETERMINED ACCORDING TO SALARY RANGES APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD, IN CONSULTATION WITH THE CEO AND CFO. CEO COMPENSATION IS REVIEWED AND DETERMINED BY THE COMPENSATION COMMITTEE OF THE BOARD UTILIZING THE INDEPENDENT CONSULTANT ANALYSIS.
Disclosure Form 990, Part VI, Section C LIne 19 - amfar makes its Form 990 available to the public by retaining a copy at its place of business and on its website, www.amfar.org. The Form 990 is likewise published on the internet at www.guidestar.org. The Foundation's financial statements are made available in its annual report and on its website. The Foundation's governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion.
Functional Expenses Part IX, Lines 1 & 3 The Foundation for AIDS Research reports its grants net of grant returns or recoveries. Periodically, grants remitted to charitable organizations are returned to AMFAR for a variety of reason. On Schedules F & I, grants are reported irrespective of whether they were ultimately returned to AMFAR since categorizing the "returned" amounts would be time consuming. Therefore, amounts reported on Part IX, Line 1 will not tie to total grants on Schedule I; amounts reported on Part IX, Line 3 will not tie to total grants on Schedule F.
Other Changes in Net Assets FORM 990, SECTION XI, LINE 9 CHANGE IN VALUE OF THIRD PARTY TRUST................ ($29,887) ---------- TOTAL LINE 9 ($29,887) ==========
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

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