Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 09-01-2012 , 2012, and ending 08-31-2013
BCheck if applicable:
CName of organization
EMORY UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1599 CLIFTON ROAD 3RD FLOOR
Suite 3105
Room/suite
City or town, state or country, and ZIP + 4
ATLANTA, GA30322
D Employer identification number

58-0566256
E Telephone number

G Gross receipts $ 3,276,071,690
F Name and address of principal officer:
JAMES W WAGNER PRESIDENT
1599 CLIFTON ROAD 3RD FLOOR
ATLANTA,GA30322
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
http://www.emory.edu
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1836
M State of legal domicile: GA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EMORY UNIVERSITY'S MISSION IS TO CREATE, PRESERVE, TEACH, AND APPLY KNOWLEDGE IN THE SERVICE OF HUMANITY AND TO PROVIDE EXCELLENCE IN PATIENT CARE, ENHANCED BY EDUCATION AND RESEARCH.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 49
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 35
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 21,375
6 Total number of volunteers (estimate if necessary) ............. 6 6,523
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -2,824,024
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -13,406,050
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 650,230,364 709,869,256
9 Program service revenue (Part VIII, line 2g) ......... 2,088,486,874 2,206,358,349
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 387,336,580 342,023,614
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 19,446,538 17,451,629
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,145,500,356 3,275,702,848
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 246,139,512 256,365,299
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,503,387,508 1,516,218,944
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet19,536,173    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,105,140,432 1,195,077,746
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,854,667,452 2,967,661,989
19 Revenue less expenses. Subtract line 18 from line 12....... 290,832,904 308,040,859
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 10,376,925,738 11,036,367,740
21 Total liabilities (Part X, line 26)............. 3,531,693,818 3,562,111,508
22 Net assets or fund balances. Subtract line 21 from line 20..... 6,845,231,920 7,474,256,232
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,500,525,337 including grants of $ 256,365,299 ) (Revenue $ 762,005,548 )
SEE SCHEDULE O
4b (Code:   ) (Expenses $ 718,309,991 including grants of $   ) (Revenue $ 816,763,779 )
SEE SCHEDULE O
4c (Code:   ) (Expenses $ 550,293,850 including grants of $   ) (Revenue $ 615,333,208 )
SEE SCHEDULE O
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet2,769,129,178
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H.... Click to see attachment
20a
Yes
 
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see attachment
20b
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
24,245
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
21,375
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
49
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
35
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
GA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletEDITH C MURPHREE1599 CLIFTON RD 3RD FLOORATLANTAGA30322 (404) 727-2827
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) J David Allen........................................................................
Trustee
 3.0
.......................2.0 		X           0 0 0
(2) Kathelen Amos........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(3) Facundo L Bacardi........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(4) Ellen A Bailey........................................................................
Trustee
 3.0
.......................3.0 		X           0 0 0
(5) Thomas D Bell Jr........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(6) Arthur M Blank........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(7) Henry L Bowden Jr........................................................................
Trustee
 6.0
.......................0.0 		X           0 0 0
(8) Susan A Cahoon........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(9) G Lindsey Davis........................................................................
Trustee
 5.0
.......................0.0 		X           0 0 0
(10) Walter M Deriso Jr........................................................................
Trustee
 7.0
.......................0.0 		X           0 0 0
(11) James L Ferman Jr........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(12) Russell R French........................................................................
Trustee
 2.0
.......................6.0 		X           0 0 0
(13) James R Gavin III........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(14) John T Glover........................................................................
Trustee
 3.0
.......................1.0 		X           0 0 0
(15) Robert C Goddard III........................................................................
Trustee
 4.0
.......................3.0 		X           0 0 0
(16) Javier Goizueta........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(17) Laura J Hardman........................................................................
Trustee
 5.0
.......................0.0 		X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) C Rob Henrikson........................................................................
Trustee
 6.0
.......................0.0 		X           0 0 0
(19) M Douglas Ivester........................................................................
Trustee
 6.0
.......................0.0 		X           0 0 0
(20) Charles H Jenkins Jr........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(21) Ben F Johnson III........................................................................
Trustee
 8.0
.......................0.0 		X           0 0 0
(22) Ruth J Katz........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(23) Muhtar Kent........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(24) Jonathan K Layne........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(25) Steven Lipstein........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(26) Deborah Marlowe........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(27) William T McAlilly........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(28) Teri Plummer McClure........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(29) John F Morgan........................................................................
Trustee
 7.0
.......................0.0 		X           0 0 0
(30) George D Overend........................................................................
Trustee
 2.0
.......................4.0 		X           0 0 0
(31) J Neal Purcell........................................................................
Trustee
 6.0
.......................3.0 		X           0 0 0
(32) Wendell S Reilly........................................................................
Trustee
 6.0
.......................1.0 		X           0 0 0
(33) John G Rice........................................................................
Trustee
 2.0
.......................1.0 		X           0 0 0
(34) Rick M Rieder........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(35) Teresa M Rivero........................................................................
Trustee
 5.0
.......................0.0 		X           0 0 0
(36) Adam Rogers........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(37) Katherine T Rohrer........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(38) Gary W Rollins........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(39) Diane W Savage........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(40) Jeffrey H Schwartz........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(41) Leah Ward Sears........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(42) Lynn H Stahl........................................................................
Trustee
 4.0
.......................0.0 		X           0 0 0
(43) James E Swanson Sr........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(44) Mitchell Tanzman........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(45) Mary Virginia Taylor........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(46) Chilton D Varner........................................................................
Trustee
 6.0
.......................0.0 		X           0 0 0
(47) William C Warren IV........................................................................
Trustee
 3.0
.......................0.0 		X           0 0 0
(48) B Michael Watson........................................................................
Trustee
 1.0
.......................0.0 		X           0 0 0
(49) William H Willimon........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(50) Wright Caughman MD........................................................................
EVP-Health Affairs
 36.0
.......................34.0 		    X       708,084 660,161 242,989
(51) Susan Cruse........................................................................
SVP-Dev/Alum Relations
 65.0
.......................0.0 		    X       510,876 0 38,368
(52) John L Ford........................................................................
SVP-Campus Life
 65.0
.......................0.0 		    X       221,415 0 26,634
(53) Michael ME Johns MD........................................................................
Chancellor
 65.0
.......................1.0 		    X       467,557 0 37,491
(54) Earl Lewis........................................................................
EVP-Academic Affairs
 65.0
.......................1.0 		    X       627,970 0 42,851
(55) Rosemary M Magee........................................................................
VP-University Secretary
 65.0
.......................0.0 		    X       299,285 0 44,723
(56) Michael J Mandl........................................................................
EVP-Business/Admin
 65.0
.......................4.0 		    X       934,242 0 116,126
(57) Ajay Nair........................................................................
SVP-Campus Life
 65.0
.......................0.0 		    X       235,935 0 21,218
(58) Stephen D Sencer........................................................................
SVP-General Counsel
 65.0
.......................0.0 		    X       433,242 0 46,245
(59) Claire E Sterk........................................................................
EVP-Academic Affairs
 65.0
.......................1.0 		    X       383,003 0 28,550
(60) James W Wagner........................................................................
President
 80.0
.......................0.0 		    X       948,989 0 271,720
(61) Robert J Bachman........................................................................
CEO-Emory University Hospital
 60.0
.......................0.0 		      X     337,355 79,753 83,951
(62) Mary L Cahill........................................................................
VP-Investments and CIO
 60.0
.......................0.0 		      X     930,158 0 184,230
(63) Robin Forman........................................................................
Dean
 60.0
.......................0.0 		      X     373,578 0 40,398
(64) John T Fox........................................................................
CEO-Emory Healthcare
 25.0
.......................44.0 		      X     614,283 984,052 565,556
(65) Susan M Grant........................................................................
Chief Nursing Officer
 47.0
.......................14.0 		      X     352,899 93,563 89,316
(66) Christian P Larsen MD........................................................................
Dean
 44.0
.......................20.0 		      X     669,593 282,241 37,084
(67) Thomas J Lawley MD........................................................................
Dean
 44.0
.......................20.0 		      X     768,528 143,063 53,901
(68) Dane Peterson........................................................................
CEO-Emory Hospital Midtown
 60.0
.......................0.0 		      X     329,220 79,783 83,930
(69) John M Rhee MD........................................................................
Physician
 0.0
.......................60.0 		        X   0 1,837,857 32,404
(70) Shervin Oskouei MD........................................................................
Physician
 0.0
.......................60.0 		        X   0 1,344,624 33,295
(71) John Xerogeanes MD........................................................................
Physician
 0.0
.......................60.0 		        X   0 1,330,949 33,169
(72) James Ray Roberson MD........................................................................
Physician
 12.0
.......................49.0 		        X   223,688 999,424 31,668
(73) Robert W Bruce MD........................................................................
Physician
 5.0
.......................55.0 		        X   68,418 1,201,107 34,583
(74) Gary S Hauk........................................................................
VP/Deputy to President
 60.0
.......................0.0 		          X 234,720 0 33,468
(75) Robert A Paul........................................................................
Former Dean
 40.0
.......................0.0 		          X 395,168 0 38,211
(76) Fred Sanfillipo MD........................................................................
Former EVP-Health Affairs
 40.0
.......................0.0 		          X 316,767 0 42,939
(77) Ron Sauder........................................................................
VP-Communications
 60.0
.......................0.0 		          X 267,392 0 36,945
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 11,652,365 9,036,577 2,371,963
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet1,172
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
BRASFIELD GORRIE LLC, 1990 VAUGHN RD SUITE 100KENNESAWGA30144 CONSTRUCTION 49,770,031
MCCARTHY BUILDING COMPANIES INC, 2859 PACES FERRY ROADATLANTAGA30339 CONSTRUCTION 14,871,094
DPR CONSTRUCTION INC, 3301 WINDY RIDGE PARKWAYSMYRNAGA30339 CONSTRUCTION 13,570,640
GAY CONSTRUCTION COMPANY, 2907 LOG CABIN DRIVESMYRNAGA30080 CONSTRUCTION 9,949,383
SURGICAL OPERATIONAL SERVICES INC, 505 COMMERCE PARK DRIVEMARIETTAGA30060 MEDICAL SERVICES 6,970,297
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet266
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 1,015,232
d Related organizations...1d  
e Government grants (contributions)1e 497,853,535
f All other contributions, gifts, grants, and
similar amounts not included above1f 		211,000,489
g Noncash contributions included in lines
1a-1f:$ 		85,152,199
h Total. Add lines 1a-1f.......MediumBullet 709,869,256
Program Service Revenue Business Code
2a TUITION AND FEES 611600 544,182,877 544,182,877    
b HOSPITAL AND MEDICAL SERVICES 624100 1,534,831,577 1,534,831,577    
c AUXILIARY OPERATIONS 611600 66,375,312 66,375,312    
d INDEPENDENT OPERATIONS 721110 22,136,380 9,880,566 12,255,814  
e OTHER EDUCATIONAL/CLINICAL/RESEARCH 611600 38,832,203 38,832,203    
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 2,206,358,349
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 72,885,303   -15,079,838 87,965,141
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 2,609,551     2,609,551
(i) Real (ii) Personal
6a Gross rents 2,363,409  
b Less: rental expenses    
c Rental income or (loss) 2,363,409 0
d Net rental income or (loss).......MediumBullet 2,363,409     2,363,409
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 273,813,430 -4,675,119
b Less: cost or other basis and sales expenses    
c Gain or (loss) 273,813,430 -4,675,119
d Net gain or (loss)..........MediumBullet 269,138,311     269,138,311
8a Gross income from fundraising events (not including
$ 1,015,232
of contributions reported on line 1c). See Part IV, line 18 ..
a 381,629
b Less: direct expenses ...b 368,842
c Net income or (loss) from fundraising events..MediumBullet 12,787   12,787
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a FINANCIAL ADMINISTRATION 611710 1,042,284     1,042,284
b CONCESSIONS/SERVICES 611710 11,231,450     11,231,450
c NETWORK AND COMMUNICATIONS 611710 192,148     192,148
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 12,465,882
12 Total revenue. See Instructions......MediumBullet 3,275,702,848 2,194,102,535 -2,824,024 374,555,081
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 52,065,412 52,065,412
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 198,854,155 198,854,155
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 5,445,732 5,445,732
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 10,995,049 6,607,165 3,682,143 705,741
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 1,061,130 976,240 84,890  
7 Other salaries and wages 1,009,215,242 931,986,303 67,721,965 9,506,974
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 105,866,381 97,397,071 7,410,647 1,058,663
9 Other employee benefits ....... 296,469,885 272,752,294 20,752,892 2,964,699
10 Payroll taxes ........... 92,611,257 85,202,356 6,482,788 926,113
11 Fees for services (non-employees):        
a Management ...... 15,672,931 15,672,931    
b Legal ......... 6,514,386 5,472,084 977,158 65,144
c Accounting ........... 813,287   813,287  
d Lobbying ........... 162,126   162,126  
e Professional fundraising services. See Part IV, line 17 0  
f Investment management fees ...... 23,296,674   23,296,674  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 68,111,799 38,142,607 29,288,074 681,118
12 Advertising and promotion .... 2,868,573 2,725,144 143,429  
13 Office expenses ....... 135,089,261 132,387,477 1,350,892 1,350,892
14 Information technology ...... 3,824,657 3,097,972 688,438 38,247
15 Royalties .. 184 184    
16 Occupancy ........... 68,391,433 60,184,461 7,523,058 683,914
17 Travel ............ 25,911,127 21,765,346 2,591,113 1,554,668
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 17,255,167 17,255,167    
20 Interest ........... 59,119,309 56,163,344 2,955,965  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 188,535,532 186,289,807 2,245,725  
23 Insurance .............. 0      
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EDUCATIONAL 35,230,652 35,230,652    
b MEDICAL 470,516,335 470,516,335    
c PROVISION FOR BAD DEBTS 72,938,939 72,938,939    
d ADMINISTRATIVE 825,374   825,374  
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 2,967,661,989 2,769,129,178 178,996,638 19,536,173
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 0 1 0
2 Savings and temporary cash investments ......... 622,549,732 2 660,329,985
3 Pledges and grants receivable, net ........... 156,646,640 3 190,992,142
4 Accounts receivable, net ............. 608,568,453 4 636,207,480
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 13,951,232 8 14,224,933
9 Prepaid expenses and deferred charges .......... 163,742,310 9 132,594,327
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,302,398,674
b Less: accumulated depreciation ..... 10b 1,935,899,658 2,272,475,814 10c 2,366,499,016
11 Investments—publicly traded securities .......... 973,679,009 11 2,380,321,842
12 Investments—other securities. See Part IV, line 11 ..... 5,532,685,995 12 4,620,763,029
13 Investments—program-related. See Part IV, line 11 ..... 26,777,098 13 26,868,795
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 5,849,455 15 7,566,191
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 10,376,925,738 16 11,036,367,740
Liabilities 17 Accounts payable and accrued expenses ......... 267,567,060 17 373,525,439
18 Grants payable ................. 0 18 0
19 Deferred revenue ................ 385,984,571 19 403,412,802
20 Tax-exempt bond liabilities ............. 1,417,953,311 20 1,567,553,511
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 582,376,237 24 415,570,153
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 877,812,639 25 802,049,603
26 Total liabilities. Add lines 17 through 25......... 3,531,693,818 26 3,562,111,508
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 2,753,882,476 27 3,128,432,881
28 Temporarily restricted net assets ........... 2,519,284,539 28 2,568,100,819
29 Permanently restricted net assets ........... 1,572,064,905 29 1,777,722,532
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 6,845,231,920 33 7,474,256,232
34 Total liabilities and net assets/fund balances ........ 10,376,925,738 34 11,036,367,740
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,275,702,848
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,967,661,989
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
308,040,859
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
6,845,231,920
5
Net unrealized gains (losses) on investments ...............
5
128,692,032
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
192,291,421
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
7,474,256,232
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
EMORY UNIVERSITY
  		Employer identification number

58-0566256
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
EMORY UNIVERSITY
  		Employer identification number

58-0566256
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
EMORY UNIVERSITY
  		Employer identification number

58-0566256
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
Yes
 
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
181,138
j
Total. Add lines 1c through 1i ...............................
181,138
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
OTHER ACTIVITIES FORM 990, SCHEDULE C, PART II-B, QUESTION 1i Emory University did not participate or intervene in any political campaigns. A de minimis portion of Emory University's total activities involve legislative and regulatory matters of direct concern to higher education and health care or of compelling importance to Emory University in particular. Under the Honest Leadership and Open Government Act of 2007, an amendment to the Lobbying Disclosure Act of 1995, Emory University reports detailed lobbying activities at the national level on a quarterly and semi-annual basis to the Secretary of the Senate and the Clerk of the House of Representatives. Emory University also reports detailed lobbying activities at the state level to the Georgia Government Transparency and Campaign Finance Commission. Efforts to influence legislation and regulation are directed by the Emory University Office of Governmental and Community Affairs. The office consists of seven employees who act as Emory University's liaisons and monitor proposed and enacted legislation and other governmental developments. Activities of the staff include contact by letters, phone calls, emails, and meetings with legislators and members of their legislative staffs or other government officials. Meetings with local citizens are also conducted regarding issues with local government. Emory University lobbies both the federal and state government on issues of major concern: higher education, economic development, human resources, cultural resources, community relations, youth issues, environmental concerns, university regulation, research issues, transportation, appropriations/budget, tax issues, and healthcare. Estimated expenses are as follows: Salaries: 129,527 Travel: 10,500 Miscellaneous: 16,538 Membership dues: 24,573 Total 181,138
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 5,195,757
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 76,743,410
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
EDUCATIONAL PROGRAMS
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 4,985,984,504 4,850,177,182 4,343,712,644 4,472,220,954 5,347,608,546
b Contributions ........ 90,867,213 -17,668,741 29,110,565 55,375,363 85,688,691
c Net investment earnings, gains, and losses 410,748,746 383,145,581 709,113,678 434,756,550 -692,602,383
d Grants or scholarships ..... 17,667,597 15,546,783 14,292,388 14,224,317 15,568,994
e Other expenditures for facilities
and programs ........ 		204,196,096 199,226,108 198,090,359 583,583,912 240,641,295
f Administrative expenses .... 18,434,885 14,896,627 19,376,958 20,831,994 12,263,611
g End of year balance ...... 5,247,301,885 4,985,984,504 4,850,177,182 4,343,712,644 4,472,220,954
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet24.460 %
b
Permanent endowment SchDMd Bullet31.010 %
c
Temporarily restricted endowment SchDMd Bullet44.530 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ................. 1,539,769 80,034,194 81,573,963
b Buildings ................   2,586,982,510 912,270,650 1,674,711,860
c Leasehold improvements ............        
d Equipment ................   1,633,842,201 1,023,629,008 610,213,193
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 2,366,499,016
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives 236,948 F
(2)Closely-held equity interests    
(3)Other
(A) SHORT-TERM INVESTMENTS 		383,582,712 F

(B) HEDGED STRATEGIES 		1,308,995,003 F

(C) PRIVATE MARKET INVESTMENTS 		1,242,916,967 F

(D) REAL ESTATE INVESTMENTS 		151,513,929 F

(E) NATURAL RESOURCES/OIL/GAS 		491,436,569 F

(F) INTEREST IN PERPETUAL FUNDS 		1,040,527,966 F

(G) MISCELLANEOUS INVESTMENTS 		1,552,935 F


Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 4,620,763,029
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
INTEREST PAYABLE 26,342,772
PROFESSIONAL LIABILITY RESERVE 62,110,725
FUNDS HELD IN TRUST FOR OTHERS 578,848,607
GOV ADVANCE-FEDERAL LOAN PROG 17,764,000
ANNUITIES PAYABLE 17,701,237
LIABILITY FOR DERIVATIVES 99,282,262



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 802,049,603
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
COLLECTIONS OF ART & SIMILAR ASSETS FORM 990, SCHEDULE D, PART III, LINE 4 THE MICHAEL C. CARLOS MUSEUM COLLECTS, PRESERVES, EXHIBITS, AND INTERPRETS ART AND ARTIFACTS FROM ANTIQUITY TO THE PRESENT IN ORDER TO PROVIDE UNIQUE OPPORTUNITIES FOR EDUCATION AND ENRICHMENT IN THE COMMUNITY AND TO PROMOTE INTERDISCIPLINARY TEACHING AND RESEARCH AT EMORY UNIVERSITY. THE COLLECTIONS EMPHASIZE: A) WORKS OF ART ON PAPER; B) THE ART OF THE ANCIENT CULTURES OF THE MEDITERRANEAN BASIN INCLUDING GREECE AND ROME; C) THE ART OF ANCIENT EGYPT, NUBIA AND THE NEAR EAST; D) THE ART OF THE INDIGENOUS AMERICAS; E) THE ART OF SUB-SAHARAN AFRICA; F) THE ART OF ASIA. THE MUSEUM IS FORTUNATE TO HAVE RECEIVED ASSISTANCE FROM 135 VOLUNTEERS DURING THE REPORTING YEAR WHO COLLECTIVELY PROVIDED APPROXIMATELY 8,300 HOURS LEADING TOURS, CONDUCTING WORKSHOPS, ASSISTING WITH THE CONSERVATION TREATMENT OF ARTWORK, FACILITATING SPECIAL EVENTS, AND PROVIDING OTHER ADMINISTRATIVE SUPPORT. The Manuscript, Archives and Rare Book Library (MARBL) develops, preserves and makes accessible focused areas to support the research and teaching mission of the university. MARBL's collections of rare books, distinctive collections in unpublished personal and organizational records, works of art, and research collections emphasize: a) Literature; b) African American history and culture; c) Early printed works from the Low Countries; d) Southern history; e) Religion; f) The Civil Rights and Post-Civil Rights periods; g) Frontiers of medicine; h) Conflict resolution; AND I) HISTORY OF EMORY UNIVERSITY, ITS PREDECESSOR SCHOOLS, AND ITS AFFILIATE ORGANIZATIONS.
INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS FORM 990, SCHEDULE D, PART V, LINE 4 THE INTENDED USES OF EMORY UNIVERSITY'S ENDOWMENT FUNDS INCLUDE A VARIETY OF AREAS INCLUDING FUNDING OF SCHOLARSHIPS AND FELLOWSHIPS, ENDOWED CHAIRS, LECTURESHIPS, PROFESSORSHIPS, OPERATING BUDGET SUPPORT, LIBRARY BOOKS, CAPITAL PROJECTS, RESEARCH, STUDENT LOANS AND OTHER SPECIAL PROJECTS.
ASC740, INCOME TAXES FORM 990, SCHEDULE D, PART X, LINE 2 The University is recognized as a tax exempt organization as defined in Section 501(c)(3) of the U.S. Internal Revenue Code (the Code) and is generally exempt from the federal income taxes on related income pursuant to Section 501(a) of the Code. Accordingly, no provision for income taxes is made in the consolidated financial statements. Unrelated business income of the University is reported on Form 990-T. As of August 31, 2013 and 2012, there were no material uncertain tax positions.
PUBLICLY TRADED SECURITIES SCHEDULE D, PART VII THE INVESTMENTS IN PUBLICLY TRADED SECURITIES AT AUGUST 31, 2013, INCLUDE UNDERLYING INVESTMENT ACTIVITY, PRIMARILY IN COMMINGLED FUNDS, WHICH WERE REPORTED IN "OTHER SECURITIES" IN THE PRIOR YEAR.
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
GENERAL INFORMATION FORM 990, SCHEDULE E Emory University is dedicated to providing equal opportunities to all individuals regardless of race, color, religion, ethnic or national origin, gender, age, disability, sexual orientation, gender identity, gender expression, veteran's status, or any factor that is a prohibited consideration under applicable law. Emory University does not discriminate in admissions, educational programs, or employment on the basis of any factor outlined above or prohibited under applicable law. Students, faculty, and staff are assured of participation in University programs and in the use of facilities without such discrimination. Emory University complies with all applicable equal employment opportunity laws and regulations, and follows the principles outlined above in all aspects of employment including recruitment, hiring, promotions, transfers, discipline, terminations, wage and salary administration, benefits, and training.
NONDISCRIMINATORY POLICY FORM 990, SCHEDULE E, LINE 3 All University advertisements, solicitations and catalogs include a nondiscriminatory policy statement. The policy reflects that the University does not discriminate in admissions, educational programs, financial aid, or employment on the basis of race, color, religion, gender, sexual orientation, ethnic or national origin, age, disability, gender identity, gender expression, or veteran's status; and prohibits such discrimination by its students, faculty and staff.
GOVERNMENTAL FINANCIAL AID FORM 990, SCHEDULE E, LINE 6A The financial aid or assistance received from a government agency consists of U.S. government advances received for Title IV Student Financial Assistance Programs and Title VII Health and Human Services Student Aid Assistance Programs. Federal, State of Georgia, and City of Atlanta funds are received for various restricted grants, scholarships and contracts.
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Investments   1,475,016,000
Central America and the Caribbean 0 10 Program Services Education 34,000
Central America and the Caribbean 0 1 Program Services Research 5,000
East Asia and the Pacific     Investments   82,947,000
East Asia and the Pacific     Investments INVESTMENT EXPENSES 608,000
East Asia and the Pacific 0 16 Program Services CONFERENCES 39,000
East Asia and the Pacific 0 8 Program Services EDUCATION 232,000
East Asia and the Pacific 0 5 Program Services OFFICIAL TRAVEL 14,000
East Asia and the Pacific 0 8 Program Services RESEARCH 1,134,000
East Asia and the Pacific 0 2 Program Services RECRUITING 17,000
Europe (Including Iceland and Greenland)     Investments   229,164,000
Europe (Including Iceland and Greenland) 0 0 Program Services CONFERENCES 16,000
Europe (Including Iceland and Greenland) 1 31 Program Services EDUCATION 1,789,700
Europe (Including Iceland and Greenland) 0 1 Program Services RECRUITING 2,000
Europe (Including Iceland and Greenland) 0 9 Program Services RESEARCH 1,231,800
Middle East and North Africa     Investments   2,466,000
Middle East and North Africa 0 2 Program Services EDUCATION 68,000
North America     Investments   23,703,000
North America 0 1 Program Services HEALTHCARE 162,000
North America 0 1 Program Services EDUCATION 3,000
North America 0 6 Program Services RESEARCH 642,000
Russia and the Newly Independent States 0 1 Program Services CONFERENCE 3,000
Russia and the Newly Independent States 0 3 Program Services RESEARCH 13,000
South America     Investments   6,715,000
South America 0 0 Program Services CONFERENCES 26,000
South America 0 1 Program Services EDUCATION 49,000
South America 0 1 Program Services HEALTHCARE 58,000
South America 0 1 Program Services RECRUITING 2,000
South America 0 4 Program Services RESEARCH 190,000
South Asia     Investments   22,327,000
South Asia     Investments INVESTMENT EXPENSE 493,000
South Asia 0 9 Program Services EDUCATION 341,000
South Asia 0 1 Program Services HEALTHCARE 8,000
South Asia 0 2 Program Services OFFICIAL TRAVEL 7,000
South Asia 0 1 Program Services RECRUITING 4,000
South Asia 0 8 Program Services RESEARCH 647,000
Sub-Saharan Africa     Investments   21,327,724
Sub-Saharan Africa     Investments INVESTMENT EXPENSE 30,325
Sub-Saharan Africa 0 0 Program Services EDUCATION 58,000
Sub-Saharan Africa 1 60 Program Services RESEARCH 4,740,000
Europe (Including Iceland and Greenland) 0 2 Program Services official travel 7,000
3a Sub-total ..... 1 93 1,794,783,500
b Total from continuation sheets to Part I ... 1 102 81,556,049
c Totals (add lines 3a and 3b) 2 195 1,876,339,549
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia/Pacific Research/Subcontract 39,110 wire     FMV
East Asia/Pacific Research/Subcontract 15,900 wire     FMV
East Asia/Pacific Research/Subcontract 20,000 wire     FMV
East Asia/Pacific Research/Subcontract 9,200 wire     FMV
East Asia/Pacific Research/Subcontract 99,118 wire     FMV
East Asia/Pacific Research/Subcontract 15,202 wire     FMV
East Asia/Pacific Research/Subcontract 22,790 wire     FMV
East Asia/Pacific Research/Subcontract 7,112 wire     FMV
East Asia/Pacific Research/Subcontract 91,676 wire     FMV
East Asia/Pacific Research/Subcontract 291,150 wire     FMV
East Asia/Pacific Research/Subcontract 472,334 wire     FMV
East Asia/Pacific Research/Subcontract 14,040 wire     FMV
East Asia/Pacific Research/Subcontract 13,109 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 644,388 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 17,840 check     FMV
Europe/Iceland/Greenland Research/Subcontract 139,020 check     FMV
Europe/Iceland/Greenland Research/Subcontract 16,329 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 23,163 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 45,052 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 56,210 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 27,712 wire     FMV
Europe/Iceland/Greenland Research/Subcontract 40,631 check     FMV
Europe/Iceland/Greenland Research/Subcontract 12,158 check     FMV
Europe/Iceland/Greenland Research/Subcontract 8,526 check     FMV
Europe/Iceland/Greenland Research/Subcontract 148,614 wire     FMV
Middle East/North Africa Research/Subcontract 26,124 wire     FMV
North America Research/Subcontract 60,467 check     FMV
North America Research/Subcontract 16,700 check     FMV
North America Research/Subcontract 161,568 wire     FMV
North America Research/Subcontract 10,800 check     FMV
North America Research/Subcontract 20,040 check     FMV
North America Research/Subcontract 32,745 check     FMV
North America Research/Subcontract 116,333 check     FMV
North America Research/Subcontract 78,685 wire     FMV
North America Research/Subcontract 38,160 check     FMV
North America Research/Subcontract 10,000 check     FMV
North America Research/Subcontract 8,969 check     FMV
North America Research/Subcontract 65,459 check     FMV
South America Research/Subcontract 89,430 wire     FMV
South America Research/Subcontract 23,052 wire     FMV
South America Research/Subcontract 8,900 wire     FMV
South America Research/Subcontract 67,934 wire     FMV
South Asia Research/Subcontract 104,950 wire     FMV
South Asia Research/Subcontract 441,128 wire     FMV
South Asia Research/Subcontract 16,877 wire     FMV
South Asia Research/Subcontract 6,017 wire     FMV
South Asia Research/Subcontract 8,250 wire     FMV
Sub-Saharan Africa Research/Subcontract 20,405 wire     FMV
Sub-Saharan Africa Research/Subcontract 25,669 wire     FMV
Sub-Saharan Africa Research/Subcontract 50,000 wire     FMV
Sub-Saharan Africa Research/Subcontract 33,637 wire     FMV
Sub-Saharan Africa Research/Subcontract 119,243 wire     FMV
Sub-Saharan Africa Research/Subcontract 201,244 wire     FMV
Sub-Saharan Africa Research/Subcontract 30,100 wire     FMV
Sub-Saharan Africa Research/Subcontract 99,782 wire     FMV
Sub-Saharan Africa Research/Subcontract 237,840 wire     FMV
Sub-Saharan Africa Research/Subcontract 42,379 wire     FMV
Sub-Saharan Africa Research/Subcontract 47,409 wire     FMV
Sub-Saharan Africa Research/Subcontract 34,224 wire     FMV
Sub-Saharan Africa Research/Subcontract 45,573 wire     FMV
Sub-Saharan Africa Research/Subcontract 43,082 wire     FMV
Sub-Saharan Africa Research/Subcontract 159,668 check     FMV
Sub-Saharan Africa Research/Subcontract 266,675 wire     FMV
Sub-Saharan Africa Research/Subcontract 80,000 wire     FMV
Sub-Saharan Africa Research/Subcontract 77,687 wire     FMV
Sub-Saharan Africa Research/Subcontract 16,127 wire     FMV
Sub-Saharan Africa Research/Subcontract 21,536 wire     FMV
Sub-Saharan Africa Research/Subcontract 53,435 wire     FMV
Sub-Saharan Africa Research/Subcontract 37,047 wire     FMV
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
62
3
Enter total number of other organizations or entities .......................MediumBullet
7
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PROCESS FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. FORM 990, SCHEDULE F, PART I, LINE 2 EMORY USES STANDARD OPERATING PROCEDURES FOR EACH GRANT AGREEMENT THAT INCLUDES REGULAR MONITORING OF ACTIVITY MILESTONES, BUDGETS, AND EXPENDITURES. EMORY UNIVERSITY ALSO REQUIRES LEGAL SUBCONTRACTS THAT INCLUDE DETAILED ACTIVITY AND BUDGET MILESTONES. QUARTERLY AND FINAL REPORTS ARE REVIEWED CLOSELY. Emory University is responsible for ensuring that it communicates the relevant and necessary information contained in the award document to the subrecipients. The Office of Grants and Contracts Accounting maintains a copy of the Subcontract Agreement, which stipulates the terms of the award and is signed by representatives of both Emory University and the subrecipient organization. This agreement indicates that the subrecipient understands and is aware of the award requirements. In addition, if there are any further changes to the Agreement, an amendment to the agreement is generated and signed by the representative of Emory University and the subrecipient.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
NONE     No      
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

A Family Affair
(event type) 		(b) Event #2

Winship 5K
(event type) 		(c) Other events

5
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 569,962 390,353 436,546 1,396,861
2 Less: Contributions . . 527,462 215,489 272,281 1,015,232
3 Gross income (line 1
minus line 2) . . . 		42,500 174,864 164,265 381,629
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 69,615   5,600 75,215
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses . 26,646 104,479 162,502 293,627
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 368,842
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow 12,787
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
SCHEDULE H (Form 990)
Department of the Treasury
Internal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet Attach to Form 990. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Financial Assistance and Certain Other Community Benefits at Cost
Yes
No
1a
Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a ...
1a
Yes
 
b
If "Yes," was it a written policy? .......................
1b
Yes
 
2
If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.
3
Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.
a
Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?
If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:
3a
Yes
 
%
b
Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate
which of the following was the family income limit for eligibility for discounted care: .........
3b
Yes
 
%
c
If the organization used factors other than FPG in determining eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.
4
Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? ..............

4

Yes

 
5a
Did the organization budget amounts for free or discounted care provided under its financial assistance policy during the tax year? ............................

5a

Yes

 
b
If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? ......
5b
 
No
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? ..............
5c
 
 
6a
Did the organization prepare a community benefit report during the tax year? ..........
6a
Yes
 
b
If "Yes," did the organization make it available to the public? ..............
6b
Yes
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Financial Assistance and Certain Other Community Benefits at Cost
Financial Assistance and
Means-Tested
Government Programs
 (a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Financial Assistance at cost
(from Worksheet 1) .. 		    45,218,022 0 45,218,022 1.560 %
b Medicaid (from Worksheet 3,
column a) .... 		    142,187,534 111,054,584 31,132,950 1.080 %
c Costs of other means-tested
government programs (from
Worksheet 3, column b) . 		           
d Total Financial Assistance
and Means-Tested
Government Programs . 		    187,405,556 111,054,584 76,350,972 2.640 %
Other Benefits
     3,170,622 4,028 3,166,594 0.110 %
e Community health
improvement services and
community benefit operations
(from Worksheet 4) ..
f Health professions education
(from Worksheet 5) .. 		    314,391,388 55,876,826 258,514,562 8.930 %
g Subsidized health services
(from Worksheet 6) .. 		    194,926,195 111,074,484 83,851,711 2.900 %
h Research (from Worksheet 7)     447,541,244 0 447,541,244 15.460 %
i Cash and in-kind
contributions for community
benefit (from Worksheet 8) 		    357,955 0 357,955 0.010 %
j Total. Other Benefits ..     960,387,404 166,955,338 793,432,066 27.410 %
k Total. Add lines 7d and 7j .     1,147,792,960 278,009,922 869,783,038 30.050 %
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part II
Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue 		(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support     29,251 0 29,251  
4 Environmental improvements            
5 Leadership development and training for community members            
6 Coalition building            
7 Community health improvement advocacy            
8 Workforce development            
9 Other            
10 Total     29,251 0 29,251  
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Did the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......
2
73,161,131
3
Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......
3
1,463,000
4
Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
363,466,828
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
356,706,796
7
Subtract line 6 from line 5. This is the surplus (or shortfall)........
7
6,760,032
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:
Section C. Collection Practices
9a
Did the organization have a written debt collection policy during the tax year? ..........
9a
Yes
 
b
If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI.......................

9b

Yes

 
Part IV
Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)
(a) Name of entity (b) Description of primary
activity of entity 		(c) Organization's
profit % or stock
ownership % 		(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership % 		(e) Physicians'
profit % or stock
ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information
Section A. Hospital Facilities
(list in order of size from largest to smallest—see instructions)
How many hospital facilities did the organization operate during the tax year?2
Name, address, and primary website address 		Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital Research Facility ER-24Hours ER-Other Other (Describe) Facility reporting group
1 EMORY UNIVERSITY HOSPITAL
1364 CLIFTON ROAD NE
ATLANTA,GA30322
http://www.emoryhealthcare.org 		X X   X   X X      
2 EMORY UNIVERSITY HOSPITAL MIDTOWN
550 PEACHTREE STREET NE
ATLANTA,GA30308
http://www.emoryhealthcare.org 		X X   X   X X      
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
EMORY UNIVERSITY HOSPITAL
Name of hospital facility or facility reporting group  
For single facility filers only: line Number of Hospital Facility (from Schedule H, Part V, Section A)  
Yes No
Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)
1 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9.................... 1 Yes  
If “Yes,” indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
2 Indicate the tax year the hospital facility last conducted a CHNA: 20 13
3 In conducting its most recent CHNA, did the hospital facility take into account input from representatives of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted .................... 3 Yes  
4 Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI................................ 4 Yes  
5 Did the hospital facility make its CHNA report widely available to the public? ............. 5 Yes  
If “Yes,” indicate how the CHNA report was made widely available (check all that apply):
a
b
c
6 If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply to date):
a
b
c
d
e
f
g
h
i
7 Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If “No,” explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........ 7 Yes  
8a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 8a   No
b If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 8b    
c If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

Financial Assistance Policy Yes No
9 Did the hospital facility have in place during the tax year a written financial assistance policy that:
Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 9 Yes  
10 Used federal poverty guidelines (FPG) to determine eligibility for providing free care?........... 10 Yes  
If "Yes," indicate the FPG family income limit for eligibility for free care: 200.%
If "No," explain in Part VI the criteria the hospital facility used.
11 Used FPG to determine eligibility for providing discounted care?................. 11 Yes  
If “Yes,” indicate the FPG family income limit for eligibility for discounted care: 400.%
If "No," explain in Part VI the criteria the hospital facility used.
12 Explained the basis for calculating amounts charged to patients?................. 12 Yes  
If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a
b
c
d
e
f
g
h
13 Explained the method for applying for financial assistance?................... 13 Yes  
14 Included measures to publicize the policy within the community served by the hospital facility?....... 14 Yes  
If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
Billing and Collections
15 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?....... 15 Yes  
16 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP:
a
b
c
d
e
17 Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP?.......... 17   No
If “Yes,” check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

18 Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):
a
b
c
d
e
Policy Relating to Emergency Medical Care
Yes No
19 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 19 Yes  
If “No,” indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)
20 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
21 During the tax year, did the hospital facility charge any FAP-eligible individuals to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care? ............................ 21   No
If “Yes,” explain in Part VI.
22 During the tax year, did the hospital facility charge any FAP-eligible individuals an amount equal to the gross charge for any service provided to that individual? ......................... 22   No
If “Yes,” explain in Part VI.
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
EMORY UNIVERSITY HOSPITAL MIDTOWN
Name of hospital facility or facility reporting group  
For single facility filers only: line Number of Hospital Facility (from Schedule H, Part V, Section A)  
Yes No
Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)
1 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9.................... 1 Yes  
If “Yes,” indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
2 Indicate the tax year the hospital facility last conducted a CHNA: 20 13
3 In conducting its most recent CHNA, did the hospital facility take into account input from representatives of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted .................... 3 Yes  
4 Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI................................ 4 Yes  
5 Did the hospital facility make its CHNA report widely available to the public? ............. 5 Yes  
If “Yes,” indicate how the CHNA report was made widely available (check all that apply):
a
b
c
6 If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply to date):
a
b
c
d
e
f
g
h
i
7 Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If “No,” explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........ 7 Yes  
8a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 8a   No
b If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 8b    
c If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

Financial Assistance Policy Yes No
9 Did the hospital facility have in place during the tax year a written financial assistance policy that:
Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 9 Yes  
10 Used federal poverty guidelines (FPG) to determine eligibility for providing free care?........... 10 Yes  
If "Yes," indicate the FPG family income limit for eligibility for free care: 200.%
If "No," explain in Part VI the criteria the hospital facility used.
11 Used FPG to determine eligibility for providing discounted care?................. 11 Yes  
If “Yes,” indicate the FPG family income limit for eligibility for discounted care: 400.%
If "No," explain in Part VI the criteria the hospital facility used.
12 Explained the basis for calculating amounts charged to patients?................. 12 Yes  
If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a
b
c
d
e
f
g
h
13 Explained the method for applying for financial assistance?................... 13 Yes  
14 Included measures to publicize the policy within the community served by the hospital facility?....... 14 Yes  
If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
Billing and Collections
15 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?....... 15 Yes  
16 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP:
a
b
c
d
e
17 Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP?.......... 17   No
If “Yes,” check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

18 Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):
a
b
c
d
e
Policy Relating to Emergency Medical Care
Yes No
19 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 19 Yes  
If “No,” indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)
20 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
21 During the tax year, did the hospital facility charge any FAP-eligible individuals to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care? ............................ 21   No
If “Yes,” explain in Part VI.
22 During the tax year, did the hospital facility charge any FAP-eligible individuals an amount equal to the gross charge for any service provided to that individual? ......................... 22   No
If “Yes,” explain in Part VI.
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VFacility Information (continued)

Section C. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, from largest to smallest)
How many non-hospital health care facilities did the organization operate during the tax year?3
Name and address Type of Facility (describe)
1 EMORY AUTISM CENTER
1551 SHOOP CT
DECATUR,GA30033 		DIAGNOSTSIC EVALUATION
2 FACULTY STAFF ASSISTANCE PROGRAM
1762 CLIFTON RD
ATLANTA,GA30322 		FACULTY AND STAFF HEALTHCARE
3 STUDENT HEALTH & COUNSELING SERVICES
1525 CLIFTON RD
ATLANTA,GA30322 		STUDENT HEALTHCARE
4
5
6
7
8
9
10
Schedule H (Form 990) 2012
Schedule H (Form 990) 2012
Page
Part VI
Supplemental Information
Complete this part to provide the following information.
1 Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II; Part III, lines 4, 8, and 9b; Part V, Section A; and Part V, Section B, lines 1j, 3, 4, 5c, 6i, 7, 10, 11, 12h, 14g, 16e, 17e, 18e, 19c, 19d, 20d, 21, and 22.
2 Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any needs assessments reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
8 Facility reporting group(s). If applicable, for each hospital facility in a facility reporting group provide the descriptions required for Part V, Section B, lines 1j, 3, 4, 5c, 6i, 7, 10, 11, 12h, 14g, 16e, 17e, 18e, 19c, 19d, 20d, 21, and 22.
Identifier ReturnReference Explanation
FPG ELIGIBILITY PART I, LINE 3C NOT APPLICABLE
COMMUNITY BENEFIT REPORT PART I, LINE 6A EMORY UNIVERSITY/WOODRUFF HEALTH SCIENCES CENTER COMMUNITY BENEFIT REPORT CAN BE FOUND ON THE WEB AT: HTTP://WHSC.EMORY.EDU/HOME/PUBLICATIONS/HEALTH-SCIENCES/COMMUNITY-BENEFITS -2013/INDEX.HTML
SUBSIDIZED HEALTH SERVICES PART I, LINE 7G EMORY UNIVERSITY HAS INCLUDED $50,751,209 (ATTRIBUTABLE TO PURCHASED SERVICES FROM THE EMORY CLINIC, INC.) AS PART OF THE REPORTED SUBSIDIZED HEALTH SERVICES TOTAL ON PART I, LINE 7G.
PERCENT OF TOTAL EXPENSE PART I LINE 7, COLUMN F IN THE "PERCENT OF TOTAL EXPENSE" CALCULATION CONTAINED IN COLUMN F OF PART I, LINE 7, THE DENOMINATOR (TOTAL FUNCTIONAL EXPENSES REPORTED ON PART IX, LINE 25A) WAS REDUCED BY $73,161,131, THE TOTAL PROVISION FOR BAD DEBTS INCLUDED IN THAT NUMBER.
FINANCIAL ASSISTANCE AND CERTAIN OTHER COMMUNITY BENEFITS PART I, LINE 7 EMORY UNIVERSITY INCLUDES ONE OF THE NATION'S LEADING ACADEMIC COMPLEXES FOR TEACHING, RESEARCH, AND PATIENT CARE - THE ROBERT W. WOODRUFF HEALTH SCIENCES CENTER (WHSC). THE WHSC INCLUDES EMORY UNIVERSITY SCHOOL OF MEDICINE, NELL HODGSON WOODRUFF SCHOOL OF NURSING, ROLLINS SCHOOL OF PUBLIC HEALTH, WINSHIP CANCER INSTITUTE, YERKES NATIONAL PRIMATE RESEARCH CENTER, AND EMORY HEALTHCARE, WHICH IS THE WHSC'S SYSTEM OF HEALTH CARE OPERATIONS. EMORY HEALTHCARE INCLUDES PHYSICIAN GROUPS FOR PEDIATRIC AND ADULT PATIENTS AS WELL AS THE FOLLOWING HOSPITALS: (1) TWO GENERAL AND ACUTE CARE HOSPITALS, EMORY UNIVERSITY HOSPITAL AND EMORY UNIVERSITY HOSPITAL MIDTOWN; (2) A GERIATRIC AND LONG-TERM CARE HOSPITAL, WESLEY WOODS GERIATRIC HOSPITAL AND WESLEY WOODS LONG-TERM CARE HOSPITAL; AND (3) TWO JOINT VENTURES, EMORY-ADVENTIST HOSPITAL AND EMORY-SAINT JOSEPH'S, INC. WHICH INCLUDES EMORY JOHNS CREEK HOSPITAL, SAINT JOSEPH'S HOSPITAL OF ATLANTA, INC., AND SAINT JOSEPH'S TRANSLATIONAL RESEARCH INSTITUTE, INC. ALTHOUGH PART OF THE EMORY HEALTHCARE SYSTEM, THE VARIOUS HOSPITALS ARE OPERATING DIVISIONS OF DIFFERENT EMORY ENTITIES. EMORY UNIVERSITY HOSPITAL AND EMORY UNIVERSITY HOSPITAL MIDTOWN ARE OPERATING DIVISIONS OF EMORY UNIVERSITY. WESLEY WOODS GERIATRIC HOSPITAL IS AN OPERATING DIVISION OF WESLEY WOODS CENTER OF EMORY UNIVERSITY, INC. WESLEY WOODS LONG TERM HOSPITAL, INC. IS SEPARATELY INCORPORATED. EMORY ADVENTIST, INC. IS SEPARATELY INCORPORATED. EMORY JOHNS CREEK HOSPITAL AND SAINT JOSEPH'S HOSPITAL OF ATLANTA, INC. ARE PART OF A JOINT VENTURE WITH SAINT JOSEPH'S HEALTH SYSTEM INC. IN ADDITION, EMORY HAS CLOSE WORKING RELATIONSHIPS WITH OTHER HOSPITALS, INCLUDING GRADY MEMORIAL HOSPITAL ("GRADY"), CHILDREN'S HEALTHCARE OF ATLANTA, INC. AND THE ATLANTA VETERANS AFFAIRS MEDICAL CENTER ("ATLANTA VA"). EMORY UNIVERSITY SCHOOL OF MEDICINE IS A MAJOR SUPPLIER OF THE PHYSICIANS (BOTH MEDICAL FACULTY AND PHYSICIAN RESIDENTS IN TRAINING) AT GRADY, PROVIDING 85% OF PHYSICIAN CARE AT THIS FACILITY, WHICH IS ONE OF THE LARGEST PUBLIC HOSPITALS IN THE SOUTHEAST. EMORY UNIVERSITY HOSPITAL, EMORY UNIVERSITY HOSPITAL MIDTOWN, WESLEY WOODS GERIATRIC HOSPITAL AND WESLEY WOODS LONG TERM CARE HOSPITAL, AS WELL AS GRADY, THE ATLANTA VA, AND CHILDREN'S HEALTHCARE OF ATLANTA, INC. SERVE AS TEACHING FACILITIES FOR THE EMORY UNIVERSITY SCHOOL OF MEDICINE (PROVIDING VENUES FOR RESIDENCY TRAINING) AND EMORY'S NELL HODGSON WOODRUFF SCHOOL OF NURSING (PROVIDING DEDICATED EDUCATION UNITS FOR NURSING STUDENTS). EMORY UNIVERSITY HOSPITAL AND EMORY UNIVERSITY HOSPITAL MIDTOWN ALSO ARE ACTIVE SITES WITHIN THE CLINICAL INTERACTION NETWORK OF THE NIH-SPONSORED ATLANTA CLINICAL & TRANSLATIONAL SCIENCE INSTITUTE (ACTSI), WHICH SEEKS TO MAKE CLINICAL TRIALS FOR NEW TREATMENTS MORE EFFICIENT AND MORE AVAILABLE THROUGHOUT THE COMMUNITY. EMORY IS THE LEAD PARTNER IN ACTSI, WHICH ALSO INVOLVES MOREHOUSE SCHOOL OF MEDICINE AND THE GEORGIA INSTITUTE OF TECHNOLOGY. THROUGH THE EMORY MEDICAL CARE FOUNDATION, INC. (EMCF), WHICH IS CONTROLLED BY EMORY UNIVERSITY, EMORY PHYSICIANS PROVIDED $25.7 MILLION IN UNCOMPENSATED PATIENT CARE TO GRADY IN FY 2013. IN ADDITION, EMCF INVESTS ANY REIMBURSEMENTS THAT EMORY FACULTY DO RECEIVE FOR SERVICES RENDERED AT GRADY TO UPGRADE EQUIPMENT AND SUPPORT VITAL SERVICES PROVIDED BY EMORY PHYSICIANS WORKING AT GRADY. EMCF INVESTED $42.2 MILLION FOR THIS PURPOSE IN FY 2013. EMORY ALSO PROVIDES 66% OF PHYSICIAN CARE AT CHILDREN'S AT HUGHES SPALDING, A PEDIATRIC HOSPITAL ON GRADY'S CAMPUS OPERATED BY CHILDREN'S HEALTHCARE OF ATLANTA, INC. THE TOTAL CHARITY CARE AND COMMUNITY BENEFIT ATTRIBUTED TO THE ORGANIZATION IS LOCATED ON PART I, LINE 7 OF SCHEDULE H. FOR A MORE COMPREHENSIVE OVERVIEW OF THE TOTAL CHARITY CARE AND COMMUNITY BENEFIT PROVIDED BY EMORY HEALTHCARE, PLEASE VIEW THE EMORY UNIVERSITY/WOODRUFF HEALTH SCIENCES CENTER COMMUNITY BENEFIT REPORT AT: HTTP://WHSC.EMORY.EDU/HOME/PUBLICATIONS/HEALTH-SCIENCES/COMMUNITY-BENEFITS -2013/INDEX.HTML FOR MORE SPECIFICS AND A BREAKDOWN OF CHARITY CARE BY INDIVIDUAL FACILITY SEE: HTTP://WHSC.EMORY.EDU/HOME/PUBLICATIONS/HEALTH-SCIENCES/COMMUNITY-BENEFITS -2013/CHARITY/INDEX.HTML FOR A CHART AGGREGATING A VARIETY OF COMMUNITY BENEFITS IN DOLLAR FIGURES SEE: HTTP://WHSC.EMORY.EDU/HOME/PUBLICATIONS/HEALTH-SCIENCES/COMMUNITY-BENEFITS -2013/ECONOMIC-IMPACT.HTML IN COMPARISON WITH OTHER HOSPITALS IN METRO ATLANTA AND THE SURROUNDING COMMUNITY, EMORY HEALTHCARE HOSPITALS ARE REFERRED A DISPROPORTIONATE NUMBER OF PATIENTS WITH EXTREMELY COMPLEX AND CHALLENGING CONDITIONS. OTHER AREA HOSPITALS ROUTINELY REFER PATIENTS TO EMORY FOR WHOM THEY HAVE NO OTHER TREATMENT RECOURSE. THESE SICKEST-OF-THE-SICK PATIENTS ARE NOT ONLY THE MOST CLINICALLY CHALLENGING BUT ALSO THE MOST COSTLY PATIENTS TO TREAT. AT EMORY, SUCH PATIENTS FIND CLINICIANS DETERMINED TO PROVIDE THE BEST, MOST COMPASSIONATE CARE POSSIBLE REGARDLESS OF THESE PATIENT'S ABILITY TO PAY. EMORY UNIVERSITY HOSPITAL, IN PARTICULAR, IS NOTED AS A DESTINATION FOR PATIENTS IN THIS HIGH-ACUITY CATEGORY. THIS HOSPITAL CONTINUES TO BE IN THE TOP THREE OF THE HIGHEST CASE-MIX INDEX OF HOSPITALS IN THE UNIVERSITY HEALTH SYSTEM CONSORTIUM DATABASE, WHICH MEANS THAT ITS PATIENTS ARE AMONG THE SICKEST TREATED ANY WHERE IN THE COUNTRY AND INCLUDE PATIENTS ROUTINELY REFERRED FROM HOSPITALS THROUGHOUT ATLANTA AND THE REGION. EMORY UNIVERSITY HOSPITAL ALSO PROVIDES SERVICES AND PROCEDURES AVAILABLE NOWHERE ELSE IN THE STATE, INCLUDING HIGH COMPLEX TRANSPLANT PROCEDURES, AMONG OTHERS. EMORY UNIVERSITY HOSPITAL HELPS PIONEER, TEST, AND DEVELOP NEW PROCEDURES THAT EVENTUALLY MAKE THEIR WAY INTO THE BROADER COMMUNITY OF HEALTH CARE PROVIDERS. IN ADDITION, IN PARTNERSHIP WITH THE CENTERS FOR DISEASE CONTROL AND PREVENTION, EMORY UNIVERSITY HOSPITAL HAS A SPECIAL ISOLATION UNIT FOR THE CARE OF PATIENTS WITH SERIOUS COMMUNICABLE DISEASES - SUCH AS CDC EMPLOYEES WHO HAVE CONFIRMED, PROBABLE, OR SUSPECTED INFECTION WITH OR EXPOSURE TO PATHOGENS SUCH AS EBOLA, SMALLPOX, PNEUMONIC PLAGUE, OR SARS THAT ARE ASSOCIATED WITH HIGH INFECTIVITY RATES. EMORY UNIVERSITY HOSPITAL MIDTOWN (EUHM), WHICH INCLUDES A LEVEL III NEONATAL INTENSIVE CARE UNIT AMONG IT'S OTHER ICUS, ALSO HAS A CASE-MIX INDEX THAT IS CONSIDERABLY HIGHER THAN THAT OF MOST COMMUNITY HOSPITALS. THIS HOSPITAL CONTINUES TO BE IN THE TOP 17 OF HIGHEST CASE-MIX INDEX OF HOSPITALS IN THE UNIVERSITY HEALTH SYSTEM CONSORTIUM DATABASE. IN PARTNERSHIP WITH THE ATLANTA POLICE DEPARTMENT, EMORY UNIVERSITY HOSPITAL MIDTOWN HAS A MINI ATLANTA POLICE STATION PRECINCT ON ITS SITE, WHICH HOUSES THIRTY SWORN POLICE EMPLOYEES WITH RESPONSIBILITY FOR PATROLLING MIDTOWN AND DOWNTOWN ATLANTA. EUHM SPONSORS PERIODIC WORKDAYS DURING WHICH EMPLOYEES DO CLEAN-UP ACTIVITIES IN THE NEIGHBORHOOD AROUND EUHM. EUHM ALSO COLLABORATES WITH STATE AGENCIES IN GEORGIA AND THE ROSWELL EMPLOYMENT AGENCY BRIGGS & ASSOCIATES ON PROJECT SEARCH TO TARGET HIGH SCHOOL SENIORS WITH DEVELOPMENTAL DISABILITIES FOR ONE-ON-ONE JOB TRAINING AND COACHING. THESE YOUNG PEOPLE BECOME REGULAR EMPLOYEES, EARNING REGULAR WAGES. EUHM RECEIVED THE "FREEDOM TO COMPETE" AWARD IN 2007 FROM THE EQUAL OPPORTUNITY COMMISSION FOR ITS ROLE AS THE STARTING LOCATION FOR THIS PROGRAM.
FOOTNOTE TO FINANCIAL STATEMENTS PART III, SECTION A, LINE 4 THE ORGANIZATION RECORDS AN ALLOWANCE FOR DOUBTFUL ACCOUNTS FOR ESTIMATED LOSSES RESULTING FROM THE UNWILLINGNESS OF PATIENTS TO MAKE PAYMENTS FOR SERVICES. THE ALLOWANCE IS DETERMINED BY ANALYZING HISTORICAL DATA AND TRENDS. ACCOUNTS RECEIVABLE ARE WRITTEN OFF AGAINST THE ALLOWANCE FOR DOUBTFUL ACCOUNTS WHEN MANAGEMENT DETERMINES THAT RECOVERY IS UNLIKELY AND COLLECTION EFFORTS CEASE. COST TO CHARGE RATIO IS USED TO DETERMINE THE COST ASSOCIATED WITH RENDERING SERVICES TO MEDICARE PATIENTS. ANY DISCOUNT ON A PATIENT ACCOUNT IS NOT CONSIDERED TO BE BAD DEBT. LIKEWISE ANY PAYMENTS RECEIVED ON ACCOUNTS ARE NOT CONTEMPLATED IN THE CALCULATION.
COSTING METHODOLOGY PART III, SECTION B, LINE 8 TO DETERMINE MEDICARE ALLOWABLE COSTS REPORTED IN THE MEDICARE COST REPORT, THE COST-TO-CHARGE RATIO IS APPLIED TO GROSS PATIENT REVENUE ASSOCIATED WITH SERVICES PERFORMED FOR PATIENTS WHO ARE ELIGIBLE FOR MEDICARE.
DEBT COLLECTION POLICY PART III, SECTION B, LINE 9B CREDIT/COLLECTION POLICY REQUIRES ALL ACCOUNTS TO BE REVIEWED FOR POSSIBLE CHARITY WRITE-OFF. COLLECTION PRACTICES ARE NOT UNDERTAKEN WITH RESPECT TO CHARGES RELATED TO SERVICES COVERED BY THE ORGANIZATION'S CHARITY CARE POLICY.
FACILITY INFORMATION PART V EMORY UNIVERSITY HOSPITAL AND EMORY UNIVERSITY HOSPITAL MIDTOWN ARE DIRECTLY CONTROLLED OPERATING DIVISIONS OF EMORY UNIVERSITY.
NEEDS ASSESSMENT PART VI, LINE 2 EMORY HEALTHCARE CURRENTLY CONDUCTS AN EXTENSIVE ANNUAL ENVIRONMENTAL ASSESSMENT, WHICH ENCOMPASSES EACH ENTITY WITHIN THE ORGANIZATION. THIS ASSESSMENT IS UTILIZED TO PLAN THE STRATEGIC DIRECTION FOR THE FOLLOWING FISCAL YEAR. THE ENVIRONMENTAL ASSESSMENT INCLUDES A DETAILED REVIEW OF PATIENT ORIGIN AND PATIENT CHARACTERISTICS, INCLUDING AGE, ETHNICITY, AND PAYER. THE POPULATION DEMOGRAPHICS FOR THE PRIMARY AND SECONDARY SERVICE AREAS ARE ANALYZED. THE ASSESSMENT ALSO INCLUDES A REVIEW OF SERVICES CURRENTLY UTILIZED BY PATIENTS ALONG WITH A FORECAST OF FUTURE SERVICE LINE NEEDS. IN ADDITION TO THIS ASSESSMENT, A DETAILED MEDICAL STAFF DEVELOPMENT ASSESSMENT IS CONDUCTED ANNUALLY TO DETERMINE SPECIALTY NEEDS.
PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE PART V, LINE 14G AND PART VI, LINE 3 CHARITY CARE POLICY, FINANCIAL ASSISTANCE POLICY AND FINANCIAL ASSISTANCE APPLICATIONS ARE DISCUSSED WITH PATIENTS DURING THE FINANCIAL SCREENING PROCESS. ELIGIBLE PATIENTS ARE NOTIFIED OF THEIR STATUS OF FINANCIAL ASSISTANCE AS EACH APPLICATION IS PROCESSED. WE ALSO UTILIZE A MEDICAID ELIGIBILITY VENDOR TO ASSIST PATIENTS IN APPLYING FOR MEDICAID OR OTHER GOVERNMENT PROGRAMS.
COMMUNITY INFORMATION PART VI, LINE 4 AS A TERTIARY CARE FACILITY, EMORY UNIVERSITY HOSPITAL (EUH) DRAWS PATIENTS FROM THROUGHOUT THE STATE OF GEORGIA AND THE SOUTHEAST. FOR THE PURPOSE OF EUH'S COMMUNITY HEALTH NEEDS ASSESSMENT, EUH'S COMMUNITY IS DEFINED AS THE AREA FROM WHICH OVER 55% OF EUH'S INPATIENT ADMISSIONS ORIGINATE. EUH'S COMMUNITY OR PRIMARY SERVICE AREA INCLUDES DEKALB, FULTON, GWINNETT, COBB, HENRY AND CLAYTON COUNTIES IN GEORGIA. AS A TERTIARY CARE FACILITY, EMORY UNIVERSITY HOSPITAL MIDTOWN (EUHM) DRAWS PATIENTS FROM THROUGHOUT THE STATE OF GEORGIA AND THE SOUTHEAST. FOR THE PURPOSE OF EUHM'S COMMUNITY HEALTH NEEDS ASSESSMENT, EUHM'S COMMUNITY IS DEFINED AS THE AREA FROM WHICH OVER 75% OF EUHM'S INPATIENT ADMISSIONS ORIGINATE. EUHM'S COMMUNITY OR PRIMARY SERVICE AREA INCLUDES DEKALB, FULTON, GWINNETT, COBB, HENRY AND CLAYTON COUNTIES IN GEORGIA.
PROMOTION OF COMMUNITY HEALTH PART VI, LINE 5 FOR MORE INFORMATION PLEASE SEE "COMMUNITY" AS FOUND AT HTTP://WWW.EMORYHEALTHCARE.ORG/COMMUNITY/INDEX.HTML
AFFILIATED HEALTH CARE SYSTEM PART VI, LINE 6 EMORY HEALTHCARE IS THE CLINICAL ENTERPRISE OF THE ROBERT W. WOODRUFF HEALTH SCIENCES CENTER OF EMORY UNIVERSITY, WHICH FOCUSES ON PATIENT CARE, EDUCATION OF HEALTH PROFESSIONALS, RESEARCH ADDRESSING HEALTH AND ILLNESS, AND HEALTH POLICIES FOR PREVENTION AND TREATMENT OF DISEASE. A KEY COMPONENT OF THE WOODRUFF HEALTH SCIENCES CENTER IS THE EMORY UNIVERSITY SCHOOL OF MEDICINE, WHICH HAS BEEN AT THE FOREFRONT OF MEDICAL KNOWLEDGE AND RESEARCH, PIONEERING MANY ADVANCES AND PROCEDURES THAT HAVE CHANGED THE FACE OF MEDICAL HISTORY.
COMMUNITY HEALTH NEEDS ASSESSMENT - INPUT FROM COMMUNITY PART V, SECTION B, LINE 1J AND LINE 3 To understand the needs of the community we serve, a Community Health Needs Assessment was conducted using quantitative data (e.g., demographics data, mortality rates, morbidity data, disease prevalence rates, health care resource data, etc.) and input from stakeholders representing the broad interest of our community (e.g., individuals with special knowledge of public health, the needs of the underserved, low-income, and minority populations, the needs of populations with chronic diseases, etc.). COMMUNITY STAKEHOLDER INTERVIEWS A KEY COMPONENT IN THE COMMUNITY HEALTH NEEDS ASSESSMENT IS GATHERING INPUT FROM THE COMMUNITY STAKEHOLDERS. THESE STAKEHOLDERS INCLUDED A MIX OF INTERNAL AND EXTERNAL REPRESENTATIVES OF PASTORS, PUBLIC HEALTH OFFICIALS, HEALTH CARE PROVIDERS, SOCIAL SERVICE AGENCY REPRESENTATIVES, GOVERNMENT LEADERS, AND BOARD MEMBERS. DUE TO THEIR PROFESSION, TENURE, AND/OR COMMUNITY INVOLVEMENT, COMMUNITY STAKEHOLDERS OFFER DIVERSE PERSPECTIVES AND INFORMATION TO THE COMMUNITY HEALTH NEEDS ASSESSMENT. THEY ARE INDIVIDUALS AT THE FRONT LINE AND BEYOND THAT CAN BEST IDENTIFY UNMET SOCIAL AND HEALTH NEEDS OF THE COMMUNITY. INTERVIEWS WITH SEVENTEEN REPRESENTATIVES FROM ORGANIZATIONS AND ONE FOCUS GROUP WERE CONDUCTED BY THE WOODRUFF HEALTH SCIENCES CENTER STRATEGIC PLANNING OFFICE. FOR MORE INFORMATION SEE APPENDIX B OF EACH COMMUNITY HEALTH NEEDS ASSESSMENT AT: HTTP://WWW.EMORYHEALTHCARE.ORG/COMMUNITY/INDEX.HTML
COMMUNITY HEALTH NEEDS ASSESSMENT - HOSPITALS INCLUDED PART V, SECTION B, LINE 4 THE COMMUNITY HEALTH NEEDS ASSESSMENT FOR HOSPITALS INCLUDED IN THE EMORY RETURN WERE CONDUCTED BY THE WOODRUFF HEALTH SCIENCES CENTER STRATEGIC PLANNING OFFICE. THE HOSPITALS' COMMUNITY HEALTH NEEDS ASSESSMENTS FOR ADDITIONAL OPERATING UNITS AND AFFILIATES OF EMORY HEALTHCARE INCLUDING: EMORY JOHNS CREEK HOSPITAL EMORY SAINT JOSEPH'S HOSPITAL WESLEY WOODS GERIATRIC HOSPITAL WESLEY WOODS LONG TERM HOSPITAL EMORY ADVENTIST HOSPITAL SOUTHERN REGIONAL MEDICAL CENTER
COMMUNITY HEALTH NEEDS ASSESSMENT - AVAILABLE TO PUBLIC PART V, SECTION B, LINE 5C The Community Health Needs Assessment was made widely available to the community and shared with organizations including Georgia Department of Community Health, Georgia Department of Public Health, Rollins School of Public Health, American Cancer Society, United Way of Greater Atlanta, Saint Joseph's Mercy Care Services, Visiting Nurse Health Systems, VistaCare Hospice, Gwinnett Sexual Assault Center & Children's Advocacy Center, Good Shepherd Clinic, The Drake House, DeKalb Community Service Board, City of John's Creek Police Department, Clayton County Board of Health, Area Agency on Aging with Atlanta Regional Commission, and additional groups.
STATE FILING OF COMMUNITY BENEFIT REPORT 990 SCHEDULE H, PART VI GA,
Schedule H (Form 990) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ABT ASSOCIATES INC
PO BOX 84-5586
BOSTON,MA02284 		04-2347643 N/A 61,832       Research/Subcontract
(2) AHS HOSPITAL CORP DBA ATLANTIC HEALTH
PO BOX 48328
NEWARK,NJ07101 		52-1958352 501(c)(3) 11,100       Research/Subcontract
(3) AID ATLANTA INC
1605 PEACHTREE ST NE
ATLANTA,GA30308 		58-1537967 501(c)(3) 37,001       Research/Subcontract
(4) ajc Decatur Book Festival
PO Box 337
Decatur,GA30031 		20-8669575 501(c)(3) 15,000       DONATION
(5) ALBANY AREA PRIMARY HEALTH CARE INC
204 N WESTOVER BLVD
ALBANY,GA31707 		58-1344015 GOVT 108,615       Research/Subcontract
(6) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 Morris Park Ave
BRONX,NY10461 		13-1624225 501(c)(3) 80,202       Research/Subcontract
(7) American Association History of Medicine
509 N 12th St
Richmond,VA23298 		13-6160847 501(c)(3) 7,500       SPONSORSHIP
(8) ARKIN CONSULTING
1733 CANTON LANE
MARIETTA,GA30062 		000000000 N/A 6,995       Research/Subcontract
(9) ASSOCIATION OF IMMUNIZATION MANAGERS
620 HUNGERFORD DR STE 29
ROCKVILLE,MD20850 		52-2346043 501(c)(3) 5,919       Research/Subcontract
(10) ATLANTA RESEARCH & EDUCATION
1670 CLAIRMONT ROAD 151F
ATLANTA,GA30033 		58-1857346 501(c)(3) 12,597       Research/Subcontract
(11) BACON COUNTY BOARD OF EDUCATION
102 WEST 4TH ST
ALMA,GA31510 		000000000 GOVT 10,000       Research/Subcontract
(12) BANYAN BIOMARKERS
13400 PROGRESS BLVD
ALACHUA,FL32615 		20-1449566 N/A 85,212       Research/Subcontract
(13) BATTELLE
505 KING AVE
COLUMBUS,GA43201 		31-4379427 N/A 770,929       Research/Subcontract
(14) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(c)(3) 697,713       Research/Subcontract
(15) BETH ISRAEL DEACONESS MEDICAL CTR
330 Brookline Ave
BOSTON,MA02215 		04-2103881 501(c)(3) 45,636       Research/Subcontract
(16) BIOMEDICAL ENGINEERING SOCIETY
8201 CORPORATE DR STE 1125
LANDOVER,MD20785 		36-6212451 501(c)(3) 25,000       Research/Subcontract
(17) BOSTON CHILDREN'S HOSPITAL
300 LONGWOOD AVE
BOSTON,MA02115 		04-2774441 501(c)(3) 30,003       Research/Subcontract
(18) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E California Blvd
PASADENA,CA91125 		95-1643307 501(c)(3) 69,802       Research/Subcontract
(19) CALIFORNIA PACIFIC MEDICAL CENTER
475 BRANNAN ST STE 220
SAN FRANCISCO,CA94107 		94-2728423 501(c)(3) 245,491       Research/Subcontract
(20) CAMBRIDGE HEALTH ALLIANCE
1493 CAMBRIDGE ST
CAMBRIDGE,MA02139 		04-3330571 501(c)(3) 171,008       Research/Subcontract
(21) CAMBRIDGE RESEARCH INSTRUMENTATION INC
68 ELM ST
HOPKINTON,MA01748 		04-2868535 N/A 157,458       Research/Subcontract
(22) CANCER COALITION OF SOUTH GEORGIA INC
2332 LAKE PARK DRIVE
ALBANY,GA31707 		82-0567901 501(c)(3) 24,470       Research/Subcontract
(23) CANDLER COUNTY BOARD OF EDUCATION
210 S COLLEGE ST
METTER,GA30349 		000000000 GOVT 10,000       Research/Subcontract
(24) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH44106 		34-1018992 501(c)(3) 160,210       Research/Subcontract
(25) CDC FOUNDATION
55 PARK PLACE STE 400
ATLANTA,GA30303 		58-2106707 GOVT 1,039,431       Research/Subcontract
(26) CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE BLVD STE 1150
LOS ANGLES,CA90048 		95-1644600 501(c)(3) 681,688       Research/Subcontract
(27) CENTERS FOR DISEASE CONTROL
4770 BUFORD HIGHWAY NE
ATLANTA,GA30341 		000000000 GOVT 555,093       Research/Subcontract
(28) CHILDREN'S HEALTHCARE OF ATLANTA
1584 TULLIE CIR NE
ATLANTA,GA30329 		58-2367819 501(c)(3) 2,561,019       Research/Subcontract
(29) CHILDREN'S HOSPITAL MEDICAL CENTER
ONE PERKINS SQ
AKRON,OH44308 		31-0833936 501(c)(3) 239,318       Research/Subcontract
(30) CHILDREN'S HOSPITAL OF PHILADELPHIA
3615 CIVIC CENTER BLVD
PHILADELPHIA,PA19104 		23-1352166 501(c)(3) 42,200       Research/Subcontract
(31) CINCINNATI CHILDREN'S HOSPITAL MED CTR
3333 BURNET AVE MLC 4900
CINCINNATI,OH45229 		31-0833936 501(c)(3) 7,626       Research/Subcontract
(32) CLARK ATLANTA UNIVERSITY
200 W MCPHEETERS-DENNIS
ATLANTA,GA30014 		58-1825259 501(c)(3) 100,596       Research/Subcontract
(33) CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVE JJN5-01
CLEVELAND,OH44195 		34-0714585 501(c)(3) 14,225       Research/Subcontract
(34) COBB COUNTY SCHOOL DISTRICT
4222 CANTRELL RD
SMYRNA,GA30082 		58-6000214 GOVT 10,000       Research/Subcontract
(35) COLUMBIA UNIVERSITY
MAIL CODE 4524
NEW YORK,NY10115 		13-5598093 501(c)(3) 251,329       Research/Subcontract
(36) CONNECTICUT CHILDREN'S MEDICAL
282 WASHINGTON ST
HARTFORD,CT06106 		06-0646755 501(c)(3) 17,000       Research/Subcontract
(37) COOKS CHILDREN'S MEDICAL CENTER
801 SEVENTH AVE
FORT WORTH,TX76104 		75-2051646 501(c)(3) 6,700       Research/Subcontract
(38) CU AEROSPACE LLC
301 N NEIL ST STE 400
CHAMPAIGN,IL61820 		37-1373803 N/A 56,321       Research/Subcontract
(39) CYCLOGRAM
8605 SANTA MONICA BLVD 75475
WEST HOLLYWOOD,CA90069 		27-1681726 N/A 122,705       Research/Subcontract
(40) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVENUE
BOSTON,MA02215 		04-2263040 501(c)(3) 676,505       Research/Subcontract
(41) DARTMOUTH COLLEGE
11 ROPE FERRY ROAD 6210
LEBANON,NH03766 		02-0222111 501(c)(3) 10,394       Research/Subcontract
(42) DAVIDSON COLLEGE
BOX 7149
DAVIDSON,NC28035 		56-0529961 501(c)(3) 8,096       Research/Subcontract
(43) DIAN FOSSEY GORILLA FUND INTERNATIONAL
800 CHEROKEE AVE
ATLANTA,GA30315 		52-1118866 501(c)(3) 11,970       Research/Subcontract
(44) DUKE UNIVERSITY
DUMC BOX 3209
DURHAM,NC27710 		56-0532129 501(c)(3) 14,738       Research/Subcontract
(45) DYSTONIA MEDICAL RESEARCH FOUNDATION
ONE EAST WACKER DR STE 2810
CHICAGO,IL60601 		95-3378526 501(c)(3) 461,348       Research/Subcontract
(46) FARMWORKER ASSOCIATION OF FLORIDA INC
1264 APOPKA BLVD
APOPKA,FL32703 		59-2683978 501(c)(3) 116,216       Research/Subcontract
(47) FARMWORKER HEALTH & SAFETY INSTITUTE INC
4 SOUTH DELSEA DR
GLASSBORO,NJ08028 		22-3343271 501(c)(3) 9,163       Research/Subcontract
(48) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH ST
MIAMI,FL33199 		65-0177616 501(c)(3) 41,233       Research/Subcontract
(49) FLORIDA STATE UNIVERSITY
425 W JEFFERSON ST
TALLAHASSEE,FL32306 		59-1961248 GOVT 144,059       Research/Subcontract
(50) Forward Atlanta Arts Foundation
25 Andrew Young Intl Blvd
Atlanta,GA30303 		58-6048113 501(c)(3) 6,667       DONATION
(51) Foundation of Wesley Woods
1817 Clifton Rd
Atlanta,GA30329 		58-1543164 501(c)(3) 8,833       DONATION
(52) Foundation of Wesley Woods
1817 Clifton Rd
Atlanta,GA30329 		58-1543164 501(c)(3) 6,667       SPONSORSHIP
(53) GENESEGUES INC
3180 HIGH POINT
CHASKA,MN55318 		41-1955104 501(c)(3) 10,180       Research/Subcontract
(54) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE
WASHINGTON,DC20037 		53-0196584 501(c)(3) 8,388       Research/Subcontract
(55) GEORGETOWN UNIVERSITY
3700 RESERVOIR ROAD NW
WASHINGTON,DC20057 		53-0196603 501(c)(3) 17,889       Research/Subcontract
(56) Georgia Bio Science
1199 Euclid Ave
Atlanta,GA30307 		58-6002007 501(c)(3) 25,000       SPONSORSHIP
(57) GEORGIA CENTER FOR ONCOLOGY
50 HURT PLAZA
ATLANTA,GA30303 		57-1159979 501(c)(3) 50,000       Research/Subcontract
(58) GEORGIA DEPARTMENT OF COMMUNITY Health
502 S 7th St
Cordele,GA31015 		000000000 GOVT 34,811       Research/Subcontract
(59) GEORGIA HEALTH SCIENCES UNIVERSITY
1120 15th St
Augusta,GA30912 		58-1418202 501(c)(3) 11,703       Research/Subcontract
(60) GEORGIA INSTITUTE OF TECHNOLOGY
875 W PEACHTREE ST NW
ATLANTA,GA30309 		58-6002023 GOVT 582,218       Research/Subcontract
(61) GEORGIA MENTAL HEALTH
246 SYCAMORE ST
DECATUR,GA30030 		58-1981093 GOVT 65,653       Research/Subcontract
(62) GEORGIA MOUNTAINS HEALTH SERVICES INC
75 BYPASS RD
MORGANTON,GA30560 		000000000 501(c)(3) 10,000       Research/Subcontract
(63) GEORGIA PUBLIC HEALTH ASSOCIATION
2711 IRVIN WAY STE 111
DECATUR,GA30030 		58-1556077 GOVT 75,000       Research/Subcontract
(64) GEORGIA STATE UNIV RESEARCH
P O BOX 3999
ATLANTA,GA30303 		58-1845423 GOVT 790,433       Research/Subcontract
(65) GEORGIA STATE UNIVERSITY
PO Box 3965
ATLANTA,GA30302 		58-1845423 GOVT 114,506       Research/Subcontract
(66) GEORGIA TECH RESEARCH CORPORATION
P O BOX 100117
ATLANTA,GA30384 		58-0603146 501(c)(3) 5,934,723       Research/Subcontract
(67) Georgia Transplant Foundation
500 Sugar Mill Rd Ste 170-A
Atlanta,GA30350 		58-2075193 501(c)(3) 26,000       DONATION
(68) Georgia Transplant Foundation
500 Sugar Mill Rd Ste 170-A
Atlanta,GA30350 		58-2075193 501(c)(3) 10,000       SPONSORSHIP
(69) Georgia West Mental Health
1961 North Druid Hills Rd
Atlanta,GA30329 		58-1489941 501(c)(3) 6,000       DONATION
(70) Grady Health Foundation
191 Peachtree St Ste 820
Atlanta,GA30303 		58-2130437 501(c)(3) 12,500       DONATION
(71) GRADY HEALTH SYSTEM
50 HURT PLAZA STE 301
ATLANTA,GA30303 		58-6001198 GOVT 90,130       Research/Subcontract
(72) HARVARD MEDICAL SCHOOL
677 HUNTINGTON AVE
BOSTON,MA02115 		04-2103580 501(c)(3) 198,812       Research/Subcontract
(73) HARVARD UNIVERSITY
122 BOYLSTON ST
JAMAICA PLAIN,MA02130 		04-2103580 501(c)(3) 63,790       Research/Subcontract
(74) HEALTH RESEARCH INC
150 BROADWAY
MENANDS,NY12204 		14-1402155 N/A 345,943       Research/Subcontract
(75) HealthStat
50 Hurt Plaza Ste 855
Atlanta,GA30303 		51-0423601 501(c)(3) 8,000       DONATION
(76) HENRY FORD HEALTH SYSTEM
ONE FORD PLACE
DETROIT,MI48202 		38-1357020 501(c)(3) 71,326       Research/Subcontract
(77) HIMFORMATICS LLC
1735 BUFORD HWY
CUMMINGS,GA30041 		75-3013235 N/A 61,048       Research/Subcontract
(78) HOWARD BROWN HEALTH CENTER
4025 N SHERIDAN RD
CHICAGO,IL60613 		36-2984128 501(c)(3) 22,011       Research/Subcontract
(79) HOWARD UNIVERSITY
525 BRYANT ST NW STE 137
WASHINGTON,DC20059 		53-0204707 501(c)(3) 9,807       Research/Subcontract
(80) IMPROVE INTERNATIONAL INC
1579 MONROE DR NE STE 347
ATLANTA,GA30324 		45-2646195 N/A 9,269       Research/Subcontract
(81) INDIANA UNIVERSITY
BOX 66057
INDIANAPOLIS,IN46202 		35-6001673 GOVT 60,372       Research/Subcontract
(82) ITHACA COLLEGE
1410 WEST TOWER
ITHACA,NY14850 		15-0532204 501(c)(3) 13,891       Research/Subcontract
(83) JAMES MADISON UNIVERSITY
800 S Main St
HARRISONBURG,VA22807 		54-6001756 501(c)(3) 78,645       Research/Subcontract
(84) JOHNS HOPKINS UNIVERSITY
733 N BROADWAY STE 117
BALTIMORE,MD21205 		52-0595110 501(c)(3) 122,866       Research/Subcontract
(85) KAISER FOUNDATION HEALTH PLAN
1800 HARRISON ST
OAKLAND,CA94612 		58-1592076 501(c)(3) 21,233       Research/Subcontract
(86) KAISER FOUNDATION RESEARCH
1800 HARRISON ST
OAKLAND,CA94612 		94-6064808 501(c)(3) 73,122       Research/Subcontract
(87) KAISER PERMANENTE
PO BOX 373090
DENVER,CO80237 		94-1105628 501(c)(3) 61,203       Research/Subcontract
(88) KAREN WORTHINGTON Consulting
66 PUAKEA PLACE
KULA,HI96790 		000000000 N/A 10,000       Research/Subcontract
(89) KONBIT SANTE CAP-HAITIEN HEALTH
362 US ROUTE 1
FALMOUTH,ME04105 		01-0540292 501(c)(3) 9,735       Research/Subcontract
(90) LA JOLLA INSTITUTE OF ALLERGY&IMMUNOLOGY
9420 ATHENA CIR
LA JOLLA,CA92037 		33-0328688 501(c)(3) 586,095       Research/Subcontract
(91) LOUISIANA STATE UNIVERSITY
433 BOLIVAR ST RM 619
NEW ORLEANS,LA70112 		72-6000848 GOVT 106,377       Research/Subcontract
(92) MASSACHUSETTS GENERAL
P O BOX 3829
BOSTON,MA02199 		04-3167352 501(c)(3) 552,253       Research/Subcontract
(93) MASSACHUSETTS INSTITUTE of Technology
77 Massachusetts Ave
CAMBRIDGE,MA02139 		04-2103594 GOVT 92,804       Research/Subcontract
(94) MASSACHUSETTSUNIVERSITY OF
600 SUFFOLK STREET
BOSTON,MA02125 		04-3167352 501(c)(3) 15,599       Research/Subcontract
(95) MAYO CLINIC
PO BOX 860334
MINNEAPOLIS,MN55486 		59-3337028 501(c)(3) 9,079       Research/Subcontract
(96) MAYO CLINIC ARIZONA
13400 EAST SHE BOULEVARD
SCOTTSDALE,AZ85259 		86-0800150 501(c)(3) 147,351       Research/Subcontract
(97) MAYO CLINIC FOUNDATION
PO BOX 860334
ROCHESTER,MN55486 		41-6011702 501(c)(3) 22,691       Research/Subcontract
(98) MEDICAL UNIV OF SOUTH CAROLINA
19 HAGOOD AVE STE 303
CHARLESTON,SC29425 		57-6000722 GOVT 360,875       Research/Subcontract
(99) Medshare International Inc
3240 Clifton Springs Rd
Decatur,GA30034 		58-2433968 N/A   474,918 FMV Medical Supplies DONATION
(100) MICHIGAN PUBLIC HEALTH INSTITUTE
2436 WOODLAKE CIR
OKEMOS,MI48864 		38-2963835 GOVT 47,534       Research/Subcontract
(101) MINNESOTA EPILEPSY GROUP
225 NORTH SMITH AVE
ST PAUL,MN55102 		41-1678254 501(c)(3) 17,255       Research/Subcontract
(102) MOREHOUSE COLLEGE
830 WESTVIEW DR
ATLANTA,GA30314 		58-0566205 501(c)(3) 42,596       Research/Subcontract
(103) MOREHOUSE SCHOOL OF MEDICINE
720 Westview Dr SW
ATLANTA,GA30310 		58-0566205 501(c)(3) 1,642,792       Research/Subcontract
(104) MOUNT SINAI SCHOOL OF MEDICINE
One Gustave L Levy Place
NEW YORK,NY10029 		13-6171197 501(c)(3) 772,413       Research/Subcontract
(105) NEW YORK UNIVERSITY
105 EAST 17TH STREET
NEW YORK,NY10012 		13-5562308 GOVT 334,225       Research/Subcontract
(106) NORTH CAROLINA STATE
CAMPUS BOX 7008
RALEIGH,NC27695 		56-6000756 GOVT 90,302       Research/Subcontract
(107) NORTHEAST GEORGIA MEDICAL CENTER
743 SPRING ST NE
GAINESVILLE,GA30501 		58-1694098 501(c)(3) 25,000       Research/Subcontract
(108) NORTHERN CALIFORNIA INST of Research &Educatio
4153 Clement St 151NC
SAN FRANCISCO,CA94121 		94-3084159 GOVT 46,403       Research/Subcontract
(109) NORTHWESTERN UNIVERSITY
633 CLARK ST ROOM G-547
EVANSTON,IL60208 		36-2167817 501(c)(3) 71,850       Research/Subcontract
(110) NOVA SOUTHEASTERN
3301 College Ave
FORT LAUDERDALE,FL33314 		59-1083502 N/A 15,053       Research/Subcontract
(111) OCEAN NANO TECH LLC
2143 WORTH LANE
SPRINGDALE,AR72764 		27-0097569 N/A 17,430       Research/Subcontract
(112) OREGON HEALTH & SCIENCE UNIV
3181 SW SAM JACKSON PARK RD
PORTLAND,OR97239 		93-1176109 501(c)(3) 141,364       Research/Subcontract
(113) PALO ALTO INSTITUTE FOR RESEARCH &
PO BOX V-38
PALO ALTO,CA94304 		77-0207331 501(c)(3) 295,289       Research/Subcontract
(114) PARTNERS FOR INTERNAT'L DEVELOPMENT
69 JESSIE HILL DR
ATLANTA,GA30303 		90-0082217 501(c)(3) 12,375       Research/Subcontract
(115) PEDIATRIX MEDICAL GROUP INC
980 JOHNSON FERRY RD 620
ATLANTA,GA30342 		65-0271219 501(c)(3) 43,984       Research/Subcontract
(116) PENNSYLVANIA STATE UNIVERSITY
P O BOX 785541
UNIVERSITY PARK,PA16802 		24-6000376 GOVT 6,250       Research/Subcontract
(117) PHYSICAL SCIENCES INC
20 NEW ENGLAND BUSINESS CENTER
ANDOVER,MA01810 		04-2517090 N/A 99,838       Research/Subcontract
(118) Piedmont Healthcare Foundation
2001 Peachtree Rd
Atlanta,GA30309 		58-1272768 501(c)(3) 68,211       DONATION
(119) PRIMARY HEALTH CARE CENTER OF DADE INC
13570 NO MAIN STREET
TRENTON,GA30752 		58-1410404 GOVT 121,657       Research/Subcontract
(120) PRINCETON UNIVERSITY
5 NEW SOUTH BUILDING
PRINCETON,NJ08544 		21-0634501 501(c)(3) 73,245       Research/Subcontract
(121) PUGET SOUND BLOOD CENTER
921 TERRY AVE
SEATTLE,WA98104 		91-1019655 501(c)(3) 170,921       Research/Subcontract
(122) REGENTS OF THE UNIV OF CALIFORNIAIRVINE
University of California Irvine
IRVINE,CA92697 		95-2226406 GOVT 84,949       Research/Subcontract
(123) REGENTS OF THE UNIVERSITY OF CALIFORNIA
BOX 957089
LOS ANGELES,CA90095 		94-6036494 GOVT 503,223       Research/Subcontract
(124) REHABILITATION INSTITUTE OF CHICAGO
345 EAST SUPERIOR ST
CHICAGO,IL60611 		35-2256036 501(c)(3) 56,656       Research/Subcontract
(125) RHODE ISLAND HOSPITAL
593 EDDY ST MPH 136
PROVIDENCE,RI02903 		05-0258954 501(c)(3) 12,200       Research/Subcontract
(126) RICHMOND COUNTY BOARD OF HEALTH
1916 NORTH LEG ROAD
AUGUSTA,GA30909 		58-6000310 GOVT 115,922       Research/Subcontract
(127) ROCKY MOUNTAIN BIOLOGICAL LABORATORY
703 NORTH TEJON STREET STE C
COLORADO SPRINGS,CO80903 		84-6050523 501(c)(3) 32,723       Research/Subcontract
(128) RUSH UNIVERSITY MEDICAL CENTER
1750 W HARRISON ST
CHICAGO,IL60612 		36-2174823 501(c)(3) 29,821       Research/Subcontract
(129) RWANDA WORKS
475 RIVERSIDE DR STE 401
NEW YORK,NY10115 		26-1844856 501(c)(3) 159,668       Research/Subcontract
(130) SAINT JOSEPH'S TRANSLATIONAL RESEARCH
387 TECHNOLOGY CIR NW STE 175
ATLANTA,GA30313 		80-0079841 501(c)(3) 357,938       Research/Subcontract
(131) SAINT LOUIS UNIVERSITY
3700 WEST PINE MALL
ST LOUIS,MO63108 		43-0654872 501(c)(3) 39,234       Research/Subcontract
(132) SANFORD HEALTH Foundation
2301 EAST 60TH ST NORTH
SIOUX FALLS,SD57104 		36-3297853 501(c)(3) 14,760       Research/Subcontract
(133) SBH MEDICAL LTD
655 DEARBORN PARK LANE
WORTHINGTON,OH43085 		000000000 N/A 28,408       Research/Subcontract
(134) SHEPHERD CENTER
2020 PEACHTREE RD NW
ATLANTA,GA30309 		51-0141601 501(c)(3) 54,184       Research/Subcontract
(135) SOUTHERN REGIONAL HEALTH SYSTEM INC
11 UPPER RIVERDALE RD SW
RIVERDALE,GA30274 		58-1955423 501(c)(3) 16,668       Research/Subcontract
(136) SOUTHWEST GEORGIA CANCER COALITION
P O BOX 1962
ALBANY,GA31702 		82-0567901 501(c)(3) 76,647       Research/Subcontract
(137) SPELMAN COLLEGE
350 SPELMAN LANE SW
ATLANTA,GA30314 		58-0566243 501(c)(3) 52,384       Research/Subcontract
(138) SPRING CREEK HEALTH COOPERATIVE
304 WEST PINE STREET
COLQUITT,GA39837 		30-0187514 501(c)(3) 20,000       Research/Subcontract
(139) STANFORD UNIVERSITY
PO BOX 44253
STANFORD,CA94305 		94-1156365 501(c)(3) 375,897       Research/Subcontract
(140) STATE UNIVERSITY OF NEW YORK
353 Broadway
Albany,NY12246 		14-6013200 GOVT 8,600       Research/Subcontract
(141) TJ Martell Foundation
15 Music Square West
Nashville,TN37203 		51-0180178 501(c)(3) 6,000       SONSORSHIP
(142) TASK FORCE FOR CHILD SURVIVAL
325 SWANTON WAY
DECATUR,GA30030 		06-0646813 501(c)(3) 518,413       Research/Subcontract
(143) TEXAS BIOMEDICAL RESEARCH INSTITUTE
PO BOX 760549
SAN ANTONIO,TX78245 		74-1109630 501(c)(3) 678,399       Research/Subcontract
(144) TEXAS TECH UNIVERSITY
BOX 41105
LUBBOCK,TX79409 		75-6002622 GOVT 22,245       Research/Subcontract
(145) THE FAMILY HEALTH CTRS OF GA INC (FHCGA)
868 YORK AVE SE
ATLANTA,GA30310 		58-1233448 501(c)(3) 251,054       Research/Subcontract
(146) THE FEINSTEIN INSTITUTE FOR MED RESEARCH
350 COMMUNITY DR
MANHASSET,NY11030 		11-2673595 501(c)(3) 6,100       Research/Subcontract
(147) THE HENRY M JACKSON FOUNDATION
1401 ROCKVILLE PIKE
ROCKVILLE,MD20852 		52-1317896 501(c)(3) 111,401       Research/Subcontract
(148) THE MEDICAL COLLEGE OF WISCONSIN
8701 WATERTOWN PLANT RD
MILWAUKEE,WI53226 		39-0806261 501(c)(3) 25,043       Research/Subcontract
(149) THE NEW SCHOOL
79 FIFTH AVE 17TH FL
NEW YORK,NY10003 		13-3297197 501(c)(3) 88,186       Research/Subcontract
(150) THE OHIO STATE UNIVERSITY
901 Woody Hayes Dr Rm 2020
COLUMBUS,OH43210 		31-6025986 GOVT 46,340       Research/Subcontract
(151) The Pediatric Center of Georgia
2015 Uppergate Dr
Atlanta,GA30322 		58-1692698 501(c)(3) 450,000       DONATION
(152) THE RESEARCH INSTITUTE Nationwide Childrens Hosp
700 Childrens Drive
COLUMBUS,OH43205 		31-6056230 501(c)(3) 19,954       Research/Subcontract
(153) THE ROCKEFELLER UNIVERSITY
1230 YORK AVE
NEW YORK,NY10021 		13-1624158 501(c)(3) 274,228       Research/Subcontract
(154) THE SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 991,161       Research/Subcontract
(155) THE TASK FORCE FOR GLOBAL HEALTH
325 SWANTON WAY
DECATUR,GA30030 		58-1698648 501(c)(3) 749,876       Research/Subcontract
(156) THOMAS JEFFERSON UNIVERSITY
1020 WALNUT ST Room 537
PHILADELPHIA,PA19107 		23-1352651 501(c)(3) 17,652       Research/Subcontract
(157) THOMSON REUTERS INC
PO BOX 71892
CHICAGO,IL60694 		75-1297386 N/A 19,937       Research/Subcontract
(158) TRUSTEES OF THE UNIVERSITY OF PENN
P O BOX 785541
PHILADELPHIA,PA19178 		23-1352685 GOVT 553,592       Research/Subcontract
(159) TRUVEN HEALTH ANALYTICS INC
PO BOX 95334
CHICAGO,IL60694 		06-1467923 N/A 14,916       Research/Subcontract
(160) TUFTS UNIVERSITY
136 HARRISON AVE
BOSTON,MA02111 		04-2103634 501(c)(3) 86,879       Research/Subcontract
(161) TULANE UNIVERSITY
100 JONES HALL
NEW ORLEANS,LA70118 		72-0423889 501(c)(3) 63,993       Research/Subcontract
(162) UCLA
BOX 951432
LOS ANGELES,CA90095 		95-6006143 GOVT 307,656       Research/Subcontract
(163) UGA RESEARCH FOUNDATION INC
120 RIVERBEND ROAD
ATHENS,GA30602 		58-1353149 501(c)(3) 1,532,854       Research/Subcontract
(164) UNIV OF ARKANSAS FOR MEDICAL SCIENCES
4301 W MARKHAM SLOT 812
LITTLE ROCK,AR72205 		71-6046242 501(c)(3) 50,685       Research/Subcontract
(165) UNIVERSITY OF ALABAMA - BIRMINGHAM
1530 3RD AVENUE SOUTH
BIRMINGHAM,AL35294 		63-6005396 GOVT 2,326,526       Research/Subcontract
(166) UNIVERSITY OF ARIZONA
1501 NORTH CAMPBELL AVE
TUCSON,AZ84724 		74-2652689 GOVT 30,024       Research/Subcontract
(167) UNIVERSITY OF ARKANSAS
311 University House
fayetteville,AR72701 		71-0266514 GOVT 68,220       Research/Subcontract
(168) UNIVERSITY OF CALIFORNIA
505 PARNASSUS AVE
SAN FRANCISCO,CA94143 		95-6006144 GOVT 424,052       Research/Subcontract
(169) UNIVERSITY OF CENTRAL FLORIDA
4000 CENTRAL FLORIDA BLVD
ORLANDO,FL32816 		59-2924021 GOVT 210,948       Research/Subcontract
(170) UNIVERSITY OF CHICAGO
5807 S WOODLAWN AVE
CHICAGO,IL60637 		36-2177139 501(c)(3) 534,987       Research/Subcontract
(171) UNIVERSITY OF COLORADO
12631 E 19TH AVE C238-L15
AURORA,CO80045 		84-6000555 GOVT 313,371       Research/Subcontract
(172) UNIVERSITY OF COLORADO AT DENVER
13199 EAST MONTVIEW STE 100
AURORA,CO80045 		84-6000555 GOVT 411,730       Research/Subcontract
(173) UNIVERSITY OF FLORIDA
3150 HULL RD
GAINESVILLE,FL32611 		59-6002052 GOVT 291,711       Research/Subcontract
(174) UNIVERSITY OF GEORGIA
475 LUMPKIN ST
ATHENS,GA30602 		56-6001998 GOVT 74,813       Research/Subcontract
(175) UNIVERSITY OF GEORGIA RESEARCH Foundation
200 DW BROOKS DR
ATHENS,GA30602 		58-6001998 501(c)(3) 602,864       Research/Subcontract
(176) UNIVERSITY OF ILLINOIS
504 EAST PENNSYLVANIA AVE
CHAMPAIGN,IL61820 		37-6000511 GOVT 509,556       Research/Subcontract
(177) UNIVERSITY OF IOWA
200 Hawkins Drive
IOWA CITY,IA52242 		42-6004813 GOVT 87,591       Research/Subcontract
(178) UNIVERSITY OF KENTUCKY
301 Peterson Service Building
CLEVELAND,OH44193 		61-6033693 GOVT 196,249       Research/Subcontract
(179) UNIVERSITY OF LOUISVILLE
2301 S 3RD ST
LOUISVILLE,KY40292 		04-3728229 501(c)(3) 12,573       Research/Subcontract
(180) UNIVERSITY OF MARYLAND
P O BOX 41428
BALTIMORE,MD21201 		52-6002033 GOVT 83,887       Research/Subcontract
(181) UNIVERSITY OF MEDICINE & DENTISTRY OF NJ
335 GEORGE ST
NEW BRUNSWICK,NJ08903 		57-6001153 GOVT 230,249       Research/Subcontract
(182) UNIVERSITY OF MIAMI
PO BOX 025405
MIAMI,FL33102 		59-0624458 501(c)(3) 131,777       Research/Subcontract
(183) UNIVERSITY OF MICHIGAN
PO BOX 223131
PITTSBURGH,PA15251 		38-6006309 GOVT 3,642,353       Research/Subcontract
(184) UNIVERSITY OF MINNESOTA
PO BOX 1450
MINNEAPOLIS,MN55485 		41-6007513 GOVT 237,248       Research/Subcontract
(185) UNIVERSITY OF MONTANA
32 Campus Drive
MISSOULA,MT59812 		81-6001713 GOVT 73,233       Research/Subcontract
(186) UNIVERSITY OF NORTH CAROLINA
601 S COLLEGE RD
WILMINGTON,NC28403 		56-6001393 GOVT 442,986       Research/Subcontract
(187) UNIVERSITY OF PENNSYLVANIA
P O BOX 785541
PHILADELPHIA,PA19104 		23-1352685 501(c)(3) 332,294       Research/Subcontract
(188) UNIVERSITY OF PITTSBURGH
PO BOX 371220
PITTSBURGH,PA15260 		25-0965591 501(c)(3) 195,559       Research/Subcontract
(189) UNIVERSITY OF ROCHESTER
601 ELMWOOD AVE
ROCHESTER,NY14642 		16-0743209 501(c)(3) 993,400       Research/Subcontract
(190) UNIVERSITY OF SOUTH CAROLINA
1400 GREENE ST STE 227
COLUMBIA,SC29208 		57-6001153 GOVT 226,853       Research/Subcontract
(191) UNIVERSITY OF SOUTHERN CALIFORNIA
3540 S FIGUEROA STREET
LOS ANGELES,CA90007 		95-1642394 GOVT 84,191       Research/Subcontract
(192) UNIVERSITY OF TENNESSEE
910 MADISON AVE ROOM 226
MEMPHIS,TN38163 		62-6001636 GOVT 220,298       Research/Subcontract
(193) UNIVERSITY OF TEXAS
5323 Harry Hines Boulevard
DALLAS,TX75284 		74-1761309 GOVT 57,366       Research/Subcontract
(194) UNIVERSITY OF TEXAS PRESS
210 West 6th St Ste 1200
DALLAS,TX75303 		74-6000203 501(c)(3) 73,282       Research/Subcontract
(195) UNIVERSITY OF UTAH
1375 EAST PRESIDENT CIR
SALT LAKE CITY,UT84112 		87-6000525 GOVT 150,310       Research/Subcontract
(196) UNIVERSITY OF VERMONT
223 WATERMAN BLDG
BURLINGTON,VT05405 		03-0179440 GOVT 71,607       Research/Subcontract
(197) UNIVERSITY OF VIRGINIA
PO BOX 400204
CHARLOTTESVILLE,VA22904 		54-6001796 GOVT 6,217       Research/Subcontract
(198) UNIVERSITY OF WASHINGTON
BOX 357705
SEATTLE,WA98195 		91-6001537 GOVT 45,834       Research/Subcontract
(199) UNIVERSITY OF WISCONSIN
800 Langdon Street
MADISON,WI53715 		39-1805963 GOVT 47,979       Research/Subcontract
(200) UT SOUTHWESTERN
5323 Harry Hines Blvd
DALLAS,TX75235 		74-6000203 501(c)(3) 45,074       Research/Subcontract
(201) VACCINE & GENE THERAPY INST FLORIDA INC
11352 SW VILLAGE PKWY
PORT ST LUCIE,FL34987 		36-4631835 501(c)(3) 204,134       Research/Subcontract
(202) VANDERBILT UNIVERSITY
357727 2301 Vanderbilt Place
NASHVILLE,TN37235 		62-0476822 501(c)(3) 1,007,544       Research/Subcontract
(203) W L CLIFTON POLITICAL CONSULTING
378 ARIZONA AVE NE
ATLANTA,GA30307 		26-1543465 N/A 28,679       Research/Subcontract
(204) WAKE FOREST UNIVERSITY
1834 Wake Forest Rd
WINSTONSALEM,NC27106 		22-3849199 501(c)(3) 62,442       Research/Subcontract
(205) WASHINGTON UNIVERSITY
660 SOUTH EUCLID
ST LOUIS,MO63110 		43-0653611 501(c)(3) 446,206       Research/Subcontract
(206) WEST VIRGINIA UNIVERSITY
PO BOX 6105
MORGANTOWN,WV26506 		55-6000842 501(c)(3) 43,477       Research/Subcontract
(207) WESTAT
PO BOX 1004
ROCKVILLE,MD20850 		84-0529566 N/A 169,878       Research/Subcontract
(208) YALE UNIVERSITY
P O Box 2038
NEW HAVEN,CT06521 		06-0646973 501(c)(3) 1,253,687       Research/Subcontract
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
199
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
21
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Emory University Educational Assistance 9256 198,854,155      












Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
MONITORING THE USE OF GRANTS SCHEDULE I, PART I, LINE 2 Emory University's student aid awards consist of need-based and merit-Based awards. Merit-based funding is awarded based upon donor preferences and restrictions or institutional academic criteria. Need-based aid is awarded based upon institutional methodology, a standard need analysis formula generally practiced by other private, non-profit peer institutions. Student financial aid is awarded to students for educational purposes. Award amounts are controlled by educational costs established by the institution and student progress is evaluated at key points in the student lifecycle if the award has contingencies that require such. Disbursement controls are in place that require direct costs be paid prior to providing refunds for non-direct educational expenses. Emory University is responsible for ensuring that it communicates the relevant and necessary information contained in subcontracted award documents to the subrecipients. The Office of Grants and Contracts Accounting maintains a copy of the Subcontract Agreement, which stipulates the terms of the award and is signed by representatives of both Emory University and the subrecipient organization. This agreement indicates that the subrecipient understands and is aware of the award requirements. In addition, if there are any further changes to the Agreement, an amendment to the agreement is generated and signed by the representative of Emory University and the subrecipient.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Wright Caughman MDEVP-Health Affairs (i)
(ii)		 638,349
362,460 		0
257,438 		69,735
40,263 		218,500
0 		22,860
1,629 		949,444
661,790 		0
0
(2)Susan CruseSVP-Dev/Alum Relations (i)
(ii)		 457,293
0 		0
0 		53,583
0 		22,500
0 		15,868
0 		549,244
0 		0
0
(3)John L FordSVP-Campus Life (i)
(ii)		 221,415
0 		0
0 		0
0 		19,283
0 		7,351
0 		248,049
0 		0
0
(4)Michael ME Johns MDChancellor (i)
(ii)		 428,957
0 		0
0 		38,600
0 		22,515
0 		14,976
0 		505,048
0 		0
0
(5)Earl LewisEVP-Academic Affairs (i)
(ii)		 597,109
0 		0
0 		30,861
0 		22,500
0 		20,351
0 		670,821
0 		0
0
(6)Rosemary M MageeVP-University Secretary (i)
(ii)		 299,285
0 		0
0 		0
0 		22,500
0 		22,223
0 		344,008
0 		0
0
(7)Michael J MandlEVP-Business/Admin (i)
(ii)		 834,242
0 		100,000
0 		0
0 		100,643
0 		15,483
0 		1,050,368
0 		0
0
(8)Ajay NairSVP-Campus Life (i)
(ii)		 135,935
0 		100,000
0 		0
0 		12,477
0 		8,741
0 		257,153
0 		0
0
(9)Stephen D SencerSVP-General Counsel (i)
(ii)		 395,892
0 		20,250
0 		17,100
0 		22,500
0 		23,745
0 		479,487
0 		0
0
(10)Claire E SterkEVP-Academic Affairs (i)
(ii)		 383,003
0 		0
0 		0
0 		22,500
0 		6,050
0 		411,553
0 		0
0
(11)James W WagnerPresident (i)
(ii)		 888,640
0 		0
0 		60,349
0 		201,102
0 		70,618
0 		1,220,709
0 		0
0
(12)Robert J BachmanCEO-Emory University Hospital (i)
(ii)		 330,257
10,000 		0
69,753 		7,098
0 		17,500
45,003 		19,078
2,370 		373,933
127,126 		0
0
(13)Mary L CahillVP-Investments and CIO (i)
(ii)		 590,614
0 		308,044
0 		31,500
0 		164,856
0 		19,374
0 		1,114,388
0 		0
0
(14)Robin FormanDean (i)
(ii)		 373,578
0 		0
0 		0
0 		20,700
0 		19,698
0 		413,976
0 		0
0
(15)John T FoxCEO-Emory Healthcare (i)
(ii)		 566,331
556,995 		0
382,394 		47,952
44,663 		541,000
0 		185
24,371 		1,155,468
1,008,423 		0
0
(16)Susan M GrantChief Nursing Officer (i)
(ii)		 350,476
10,000 		0
83,459 		2,423
104 		15,000
52,990 		6,459
14,867 		374,358
161,420 		0
0
(17)Christian P Larsen MDDean (i)
(ii)		 569,565
184,198 		100,000
80,500 		28
17,543 		23,500
0 		3,596
9,988 		696,689
292,229 		0
0
(18)Thomas J Lawley MDDean (i)
(ii)		 728,982
0 		0
143,033 		39,546
30 		38,004
0 		4,634
11,263 		811,166
154,326 		0
0
(19)Dane PetersonCEO-Emory Hospital Midtown (i)
(ii)		 327,601
10,000 		0
69,753 		1,619
30 		15,000
45,003 		9,060
14,867 		353,280
139,653 		0
0
(20)John M Rhee MDPhysician (i)
(ii)		 0
425,048 		0
1,397,049 		0
15,760 		16,150
0 		264
15,990 		16,414
1,853,847 		0
0
(21)Shervin Oskouei MDPhysician (i)
(ii)		 0
490,625 		0
838,347 		0
15,652 		16,180
0 		264
16,851 		16,444
1,361,475 		0
0
(22)John Xerogeanes MDPhysician (i)
(ii)		 0
555,430 		0
759,430 		0
16,089 		16,060
0 		264
16,845 		16,324
1,347,794 		0
0
(23)James Roberson MDPhysician (i)
(ii)		 223,609
422,730 		0
539,671 		79
37,023 		19,940
0 		10,375
1,353 		254,003
1,000,777 		0
0
(24)Robert W Bruce Jr MDPhysician (i)
(ii)		 68,390
580,961 		0
596,834 		28
23,312 		17,074
0 		5,426
12,083 		90,918
1,213,190 		0
0
(25)Gary S HaukVP/Deputy to President (i)
(ii)		 219,720
0 		15,000
0 		0
0 		29,980
0 		3,488
0 		268,188
0 		0
0
(26)Robert A PaulFormer Dean (i)
(ii)		 395,168
0 		0
0 		0
0 		22,500
0 		15,711
0 		433,379
0 		0
0
(27)Fred Sanfillipo MDFormer EVP-Health Affairs (i)
(ii)		 316,767
0 		0
0 		0
0 		22,500
0 		20,439
0 		359,706
0 		0
0
(28)Ron SauderVP-Communications (i)
(ii)		 267,392
0 		0
0 		0
0 		22,500
0 		14,445
0 		304,337
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
QUESTIONS REGARDING COMPENSATION SCHEDULE J, PART I, LINE 1A First Class or Charter Travel: First class travel is not allowed unless it is the only seat available on a required flight or is a medical necessity for the employee. Travel for Companions: With the exception of the President, reimbursement or payment of the travel expenses of an eligible employee's family member must normally be pre-approved by the President or appropriate Executive Vice President or Senior Vice President. The travel expenses of an eligible employee's family member may be paid for or reimbursed by Emory University, and are not included in the employee's taxable income, provided the employee can establish that the presence of his or her family member serves a "bona fide business purpose," as defined in the Treasury Regulations. A family member's presence is considered to serve a bona fide business purpose if the individual has a significant role in the proceedings or makes an important contribution to the success of the event. If attendance of an eligible employee's family member is desirable but does not serve a bona fide business purpose to Emory, any such payment or reimbursement for such family member's travel expenses will be a taxable payment. Tax indemnification and gross up payments: Effective June 2, 2009, Emory University does not make tax indemnification or gross-up payments to executive staff members unless agreed to prior to such date. Pursuant to an initial employment agreement, Susan Cruse received a tuition benefit, which included a tax gross-up payment of $30,903. Housing allowance or residence for personal use: Emory University provides an on-campus residence for the President. The President must live in this residence as a requirement of his job and utilize the residence for University business purposes. Health or social club dues or initiation fees: Emory University provides certain executives with taxable compensation to reimburse the expense of membership dues and appropriate initiation fees for a social or country club used for Emory University business entertainment purposes. Wright Caughman $7,308 John T. Fox $6,302
ESTABLISHING COMPENSATION SCHEDULE J, PART I, LINE 3 The President's compensation is recommended by the Executive Compensation and Trustees' Conflict of Interest Committee of the EMORY UNIVERSITY Board of Trustees, comprised of outside trustees, and approved by the Executive Committee of the Board of Trustees. The recommendation is based on compensation survey data with periodic review by an independent compensation consultant.
NON-QUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B Certain executives participate in a supplemental retirement plan intended to make up for limits on compensation in the qualified retirement plan. Robert J. Bachman $ 7,068 Mary L. Cahill $31,500 Wright Caughman $46,448 Susan Cruse $22,680 Earl Lewis $30,150 Stephen D. Sencer $17,100 James W. Wagner $57,871
NON-FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 Gary S. Hauk received a $15,000 performance bonus. Stephen D. Sencer received a $20,250 performance bonus. Mary Cahill, Emory University's Chief Investment Officer, participates in an incentive plan that has a deferred component. In 2012, Ms.Cahill earned an incentive award of $355,891. $213,535 of the incentive award was distributed in 2012, as described below, and $142,356 of the incentive award was deferred. This deferred portion of the incentive award vests in part in 2013 and in part in 2014 and is subject to a substantial risk of forfeiture. In 2012, Ms. Cahill vested in and received a distribution of incentive compensation of $308,044, which was composed of deferred incentive awards from 2010 and 2011, as well as $213,535 of the incentive award that was earned in 2012.
SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN Schedule J, Part II, Column C For purposes of retention, Emory University made a contribution of $195,000 to Wright Caughman's 457(f) deferred compensation account, which is not vested and is subject to a substantial risk of forfeiture. For purposes of retention, Emory made a contribution of $500,000 to John T. Fox's 457(f) deferred compensation account, which is not vested and is subject to a substantial risk of forfeiture. For purposes of retention, Emory University and Michael J. Mandl entered into a 457(f) deferred compensation agreement in 2008, pursuant to which Emory made an award of $547,000, which is not vested and is subject to a substantial risk of forfeiture, and which is reported ratably over seven years. For purposes of retention, Emory University made a contribution of $178,602 to James W. Wagner's 457(f) deferred compensation account, which is not vested and is subject to a substantial risk of forfeiture.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSF6 08-04-2005 168,534,643 SEE PART V - 2005A X     X   X
B PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSJ8 08-04-2005 250,000,000 SEE PART V - 2005B   X   X   X
C PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTD0 08-25-2005 281,575,000 SEE PART V - 2005C   X   X   X
D PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTV0 06-19-2008 328,058,432 SEE PART V - 2008ABC   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LVR6 05-13-2009 253,121,397 SEE PART V - 2009B   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LXF0 07-23-2009 99,790,294 SEE PART V - 2009C   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74272RAA4 08-18-2010 27,730,000 SEE PART V - 2010CP   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LYF9 08-23-2011 238,277,766 SEE PART V - 2011A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA57 08-15-2013 214,792,974 SEE PART V - 2013A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA73 08-15-2013 192,965,000 SEE PART V - 2013BC   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 54,695,000 0 157,425,000 198,225,000
2 Amount of bonds legally defeased . . . . . . . . . . . 15,730,000 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 168,537,100 250,002,307 287,609,146 330,299,691
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 3,238,536 11,210,114
6 Proceeds in refunding escrows . . . . . . . . . . . . 167,537,809 249,212,532 56,620,000 87,603,750
7 Issuance costs from proceeds . . . . . . . . . . . . 996,834 787,468 1,684,295 1,810,978
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 2,457 2,307 266,066,315 229,674,849
11 Other spent proceeds . . . . . . . . . . . . . . 0 0 0 0
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2002 2005 2007 2011
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X     X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X     X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0.00000% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.00000% 0.00000% 0.00000% 0.00000%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X X     X
c No rebate due? . . . . . . . . . .
X   X   X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . 0
  		UBS & CITIGROUP
  		UBS & CITIGROUP
  		 
 
c Term of hedge . . . . . . . . . . 31. 31. 31.  
d Was the hedge superintegrated? . . . . . .   X   X   X    
e Was a hedge terminated? . . . . . . .   X   X   X    
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X X     X
b Name of provider . . . . . . . . . 0
  		0
  		TRANSAMERICA OCCIDEN
  		0
 
c Term of GIC . . . . . . . . . . 1.4   1.4  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X       X      
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X   X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
FORM 990, SCHEDULE K, PART VI SEE SCHEDULE O FOR SUPPLEMENTAL INFORMATION RELATED TO SCHEDULE K  
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSF6 08-04-2005 168,534,643 SEE PART V - 2005A X     X   X
B PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSJ8 08-04-2005 250,000,000 SEE PART V - 2005B   X   X   X
C PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTD0 08-25-2005 281,575,000 SEE PART V - 2005C   X   X   X
D PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTV0 06-19-2008 328,058,432 SEE PART V - 2008ABC   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LVR6 05-13-2009 253,121,397 SEE PART V - 2009B   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LXF0 07-23-2009 99,790,294 SEE PART V - 2009C   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74272RAA4 08-18-2010 27,730,000 SEE PART V - 2010CP   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LYF9 08-23-2011 238,277,766 SEE PART V - 2011A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA57 08-15-2013 214,792,974 SEE PART V - 2013A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA73 08-15-2013 192,965,000 SEE PART V - 2013BC   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 54,695,000 0 157,425,000 198,225,000
2 Amount of bonds legally defeased . . . . . . . . . . . 15,730,000 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 168,537,100 250,002,307 287,609,146 330,299,691
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 3,238,536 11,210,114
6 Proceeds in refunding escrows . . . . . . . . . . . . 167,537,809 249,212,532 56,620,000 87,603,750
7 Issuance costs from proceeds . . . . . . . . . . . . 996,834 787,468 1,684,295 1,810,978
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 2,457 2,307 266,066,315 229,674,849
11 Other spent proceeds . . . . . . . . . . . . . . 0 0 0 0
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2002 2005 2007 2011
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X     X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X     X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0.00000% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.00000% 0.00000% 0.00000% 0.00000%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X X     X
c No rebate due? . . . . . . . . . .
X   X   X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . 0
  		UBS & CITIGROUP
  		UBS & CITIGROUP
  		 
 
c Term of hedge . . . . . . . . . . 31. 31. 31.  
d Was the hedge superintegrated? . . . . . .   X   X   X    
e Was a hedge terminated? . . . . . . .   X   X   X    
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X X     X
b Name of provider . . . . . . . . . 0
  		0
  		TRANSAMERICA OCCIDEN
  		0
 
c Term of GIC . . . . . . . . . . 1.4   1.4  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X       X      
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X   X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
FORM 990, SCHEDULE K, PART VI SEE SCHEDULE O FOR SUPPLEMENTAL INFORMATION RELATED TO SCHEDULE K  
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number
58-0566256
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSF6 08-04-2005 168,534,643 SEE PART V - 2005A X     X   X
B PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LSJ8 08-04-2005 250,000,000 SEE PART V - 2005B   X   X   X
C PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTD0 08-25-2005 281,575,000 SEE PART V - 2005C   X   X   X
D PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LTV0 06-19-2008 328,058,432 SEE PART V - 2008ABC   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LVR6 05-13-2009 253,121,397 SEE PART V - 2009B   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LXF0 07-23-2009 99,790,294 SEE PART V - 2009C   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74272RAA4 08-18-2010 27,730,000 SEE PART V - 2010CP   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LYF9 08-23-2011 238,277,766 SEE PART V - 2011A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA57 08-15-2013 214,792,974 SEE PART V - 2013A   X   X   X
PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY
  		58-1407780 74265LA73 08-15-2013 192,965,000 SEE PART V - 2013BC   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 54,695,000 0 157,425,000 198,225,000
2 Amount of bonds legally defeased . . . . . . . . . . . 15,730,000 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 168,537,100 250,002,307 287,609,146 330,299,691
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 3,238,536 11,210,114
6 Proceeds in refunding escrows . . . . . . . . . . . . 167,537,809 249,212,532 56,620,000 87,603,750
7 Issuance costs from proceeds . . . . . . . . . . . . 996,834 787,468 1,684,295 1,810,978
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 2,457 2,307 266,066,315 229,674,849
11 Other spent proceeds . . . . . . . . . . . . . . 0 0 0 0
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2002 2005 2007 2011
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X     X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X     X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0.00000% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.00000% 0.00000% 0.00000% 0.00000%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X X     X
c No rebate due? . . . . . . . . . .
X   X   X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . 0
  		UBS & CITIGROUP
  		UBS & CITIGROUP
  		 
 
c Term of hedge . . . . . . . . . . 31. 31. 31.  
d Was the hedge superintegrated? . . . . . .   X   X   X    
e Was a hedge terminated? . . . . . . .   X   X   X    
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X X     X
b Name of provider . . . . . . . . . 0
  		0
  		TRANSAMERICA OCCIDEN
  		0
 
c Term of GIC . . . . . . . . . . 1.4   1.4  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X       X      
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X   X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
FORM 990, SCHEDULE K, PART VI SEE SCHEDULE O FOR SUPPLEMENTAL INFORMATION RELATED TO SCHEDULE K  
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) SEE PART V          
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS PART IV (A) AMN HEALTHCARE, INC. (B) DIRECTOR IS CURRENT OFFICER (C) $2,557,236 (D) STAFFING AND MANAGED SERVICES (E) NO REVENUE SHARING (A) ACCLARENT (B) DIRECTOR OF PARENT IS CURRENT OFFICER (C) $284,024 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) BAXTER HEALTHCARE INTERNATIONAL, INC. (B) DIRECTOR IS TRUSTEE (C) $5,189,940 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) BLACK ROCK, INC. (B) MANAGING DIRECTOR, CIO, FUNDAMENTAL FIXED INCOME PORTFOLIO OFFICER IS TRUSTEE (C) $965,088 (D) INVESTMENT MANAGEMENT FEES (E) NO REVENUE SHARING (A) COCA COLA COMPANY, THE (B) CHAIRMAN OF THE BOARD & CEO IS TRUSTEE; OFFICER IS TRUSTEE (C) $747,461 (D) BEVERAGE PRODUCTS (E) NO REVENUE SHARING (A) DATEX OHMEDA (B) VICE CHAIRMAN OF PARENT IS TRUSTEE (C) $559,782 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) DEPUY (B) DIRECTOR OF PARENT IS CURRENT OFFICER (C) $3,345,069 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) GE HEALTHCARE & MEDICAL SYSTEMS (B) VICE CHAIRMAN IS TRUSTEE (C) $26,613,038 (D) MEDICAL SUPPLIES & EQUIPMENT (E) NO REVENUE SHARING (A) GEORGIA NATURAL GAS (B) DIRECTOR OF PARENT IS TRUSTEE (C) $164,934 (D) UTILITY PROVIDER (E) NO REVENUE SHARING (A) GEORGIA POWER COMPANY (B) DIRECTOR OF PARENT IS TRUSTEE (C) $27,994,045 (D) UTILITY PROVIDER (E) NO REVENUE SHARING (A) GODDARD FUND (B) DIRECTOR IS TRUSTEE (C) $166,299 (D) INVESTMENT (E) NO REVENUE SHARING (A) HYATT LEGAL PLANS, INC. (B) PRESIDENT & CEO OF PARENT IS TRUSTEE (C) $427,829 (D) EMPLOYEE LEGAL PLAN (E) NO REVENUE SHARING (A) JOHNSON & JOHNSON (B) DIRECTOR IS CURRENT OFFICER (C) $9,692,485 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) MENTOR WORLDWIDE, LLC (B) DIRECTOR OF PARENT IS CURRENT OFFICER (C) $319,792 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) METLIFE, INC (B) PRESIDENT & CEO OF PARENT IS TRUSTEE (C) $3,243,513 (D) INSURANCE PROVIDER (E) NO REVENUE SHARING (A) ORKIN, INC. (B) CHAIRMAN OF THE BOARD OF PARENT IS TRUSTEE (B) DIRECTOR OF PARENT IS KEY EMPLOYEE (C) $582,742 (D) PEST CONTROL SERVICES (E) NO REVENUE SHARING (A) SEIX INVESTMENT ADVISORS, LLC (B) DIRECTOR OF PARENT IS TRUSTEE (C) $839,118 (D) INVESTMENT MANAGEMENT FEES (E) NO REVENUE SHARING (A) STAPLES, INC. (B) DIRECTOR IS TRUSTEE (C) $4,094,793 (D) OFFICE SUPPLIES (E) NO REVENUE SHARING (A) SUNTRUST BANKS, INC. (B) DIRECTOR IS TRUSTEE (C) $507,209 (D) FEES (E) NO REVENUE SHARING (A) UNITED PARCEL SERVICE (B) SENIOR VICE PRESIDENT IS TRUSTEE (C) $133,297 (D) SHIPPING FEES (E) NO REVENUE SHARING (A) VISTAKON (B) DIRECTOR OF PARENT IS CURRENT OFFICER (C) $194,096 (D) MEDICAL SUPPLIES (E) NO REVENUE SHARING (A) MARY BALL (B) FAMILY MEMBER OF OFFICER (C) $24,342 (D) EMPLOYEE (E) NO REVENUE SHARING (A) WILLIAM CASTLE (B) FAMILY MEMBER OF TRUSTEE (C) $156,822 (D) EMPLOYEE (E) NO REVENUE SHARING (A) KIRK ELIFSON (B) FAMILY MEMBER OF OFFICER (C) $191,253 (D) EMPLOYEE (E) NO REVENUE SHARING (A) DAVID GOLDSMITH (B) FAMILY MEMBER OF KEY EMPLOYEE (C) $49,939 (D) EMPLOYEE (E) NO REVENUE SHARING (A) MICHAEL M. JOHNS (B) FAMILY MEMBER OF OFFICER (C) $311,491 (D) EMPLOYEE (E) NO REVENUE SHARING (A) JOHN HARDMAN (B) FAMILY MEMBER OF TRUSTEE (C) $389,376 (D) EMPLOYEE (E) NO REVENUE SHARING (A) JOHN LAWLEY (B) FAMILY MEMBER OF KEY EMPLOYEE (C) $100,000 (D) EMPLOYEE (E) NO REVENUE SHARING (A) LESLIE LAWLEY (B) FAMILY MEMBER OF KEY EMPLOYEE (C) $203,693 (D) EMPLOYEE (E) NO REVENUE SHARING (A) RACHEL LAWLEY (B) FAMILY MEMBER OF KEY EMPLOYEE (C) $58,631 (D) EMPLOYEE (E) NO REVENUE SHARING (A) MEGAN LAWLEY (B) FAMILY MEMBER OF KEY EMPLOYEE (C) $49,939 (D) EMPLOYEE (E) NO REVENUE SHARING (A) JANET SANFILIPPO (B) FAMILY MEMBER OF FORMER OFFICER (C) $114,999 (D) EMPLOYEE (E) NO REVENUE SHARING (A) ANN SENCER (B) FAMILY MEMBER OF OFFICER (C) $103,892 (D) EMPLOYEE (E) NO REVENUE SHARING
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 11 294,373 APPRAISED
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 383,036 APPRAISED
5 Clothing and household
goods ....... 		X 5,012 MARKET VALUE
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 132 82,238,213 MARKET QUOTATION
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 2 2,434 APPRAISED
19 Food inventory ...        
20 Drugs and medical supplies . X 3 24,762 MARKET VALUE
21 Taxidermy ......        
22 Historical artifacts .... X 16 2,204,369 APPRAISED
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
17
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
USE OF THIRD PARTIES FORM 990, SCHEDULE M, PART 1, LINE 32B EMORY UNIVERSITY USES REAL ESTATE BROKERS TO ASSIST WITH SALES OF REAL PROPERTY ORIGINALLY RECEIVED AS CHARITABLE CONTRIBUTIONS. SALES OF STOCK AND PARTNERSHIP INTERESTS GIFTED TO THE UNIVERSITY ARE MANAGED BY FINANCIAL AGENTS.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Identifier Return Reference Explanation
MISSION STATEMENT FORM 990, PART III, LINE 1 EMORY UNIVERSITY'S MISSION IS TO CREATE, PRESERVE, TEACH, AND APPLY KNOWLEDGE IN THE SERVICE OF HUMANITY. TO FULFILL THIS MISSION, THE UNIVERSITY SUPPORTS THE FULL RANGE OF SCHOLARSHIP, FROM UNDERGRADUATE TO ADVANCED GRADUATE AND PROFESSIONAL INSTRUCTION, AND FROM BASIC RESEARCH TO ITS APPLICATION IN PUBLIC SERVICE. WHILE BEING A COMPREHENSIVE RESEARCH UNIVERSITY, EMORY LIMITS ITS ACADEMIC SCOPE TO THOSE FIELDS IN WHICH, BY VIRTUE OF ITS HISTORY AND LOCATION, IT CAN EXCEL. HENCE ITS ACADEMIC PROGRAMS FOCUS ON THE ARTS AND SCIENCES, BUSINESS, LAW, THEOLOGY, AND THE HEALTH PROFESSIONS. THESE DISCIPLINES ARE UNIFIED BY THEIR DEVOTION TO LIBERAL LEARNING; BY COOPERATIVE INTERDISCIPLINARY PROGRAMS; AND BY THE COMMON PURSUIT OF INTELLECTUAL DISTINCTION. THE EMORY COMMUNITY IS OPEN TO ALL WHO MEET ITS HIGH STANDARDS OF INTELLIGENCE, COMPETENCE, AND INTEGRITY. IT WELCOMES A DIVERSITY OF ETHNIC, CULTURAL, SOCIOECONOMIC, RELIGIOUS, NATIONAL, AND INTERNATIONAL BACKGROUNDS, BELIEVING THAT THE INTELLECTUAL AND SOCIAL ENERGY THAT RESULTS FROM SUCH DIVERSITY IS A PRIMARY ASSET OF THE UNIVERSITY. IN KEEPING WITH THE DEMAND THAT TEACHING, LEARNING, RESEARCH, AND SERVICE BE MEASURED BY HIGH STANDARDS OF INTEGRITY AND EXCELLENCE, AND BELIEVING THAT EACH PERSON AND EVERY LEVEL OF SCHOLARLY ACTIVITY SHOULD BE VALUED ON ITS OWN MERITS, THE UNIVERSITY AIMS TO IMBUE SCHOLARSHIP AT EMORY WITH * A COMMITMENT TO HUMANE TEACHING AND MENTORSHIP AND A RESPECTFUL INTERACTION AMONG FACULTY, STUDENTS, AND STAFF; * OPEN DISCIPLINARY BOUNDARIES THAT ENCOURAGE INTEGRATIVE TEACHING, RESEARCH, AND SCHOLARSHIP; * A COMMITMENT TO USE KNOWLEDGE TO IMPROVE HUMAN WELL-BEING; AND * A GLOBAL PERSPECTIVE ON THE HUMAN CONDITION. THE UNIVERSITY, FOUNDED BY THE METHODIST EPISCOPAL CHURCH, CHERISHES ITS HISTORICAL AFFILIATION WITH THE UNITED METHODIST CHURCH. WHILE EMORY'S PROGRAMS ARE TODAY ENTIRELY NONSECTARIAN (EXCEPT FOR THOSE AT THE CANDLER SCHOOL OF THEOLOGY), THE UNIVERSITY HAS DERIVED FROM THIS HERITAGE THE CONVICTION THAT EDUCATION CAN BE A STRONG MORAL FORCE IN BOTH SOCIETY AND THE LIVES OF ITS INDIVIDUAL MEMBERS.
PROGRAM SERVICE ACCOMPLISHMENTS FORM 990, PART III, LINE 4 4a Emory University: A major research university that is privately endowed, coeducational and not-for-profit. With its nine colleges and schools, the University attracts top quality students from across the nation and abroad, and has a current total enrollment of approximately 14,000 students. The University is a member of the Association of American Universities. In U.S. News and World Report's annual ranking of "America's Best Colleges" Emory ranked 20th among national universities in 2012 and has consistently been included in its Top 25 list since 1992. Emory also ranks in the top 25 schools for "Best Value Schools" and "High School Counselor Ratings". In addition, Emory ranked 15th in Kiplinger's Personal Finance's "100 Best Values in Private Colleges" and was named a "Best Value College" by the Princeton Review. The University includes one of the nation's leading research and patient-care medical complexes, the Robert W. Woodruff Health Sciences Center. The Center includes the Emory University School of Medicine, Nell Hodgson Woodruff School of Nursing, Rollins School of Public Health, and Yerkes National Primate Research Center. Among the other centers for specialized research and study at Emory are The Winship Cancer Institute; The Global Health Institute; The Center for Health Discovery and Well Being; The Center for Faculty Development and Excellence; The Center for AIDS Research; The Michael C. Carlos Museum; The Center for Ethics in Public Policy and the Professions; The Center for International Programs Abroad; The Center for Health, Culture and Society; The Center for Teaching and Curriculum; The Cherry L. Emerson Center for Scientific Computation; The Graduate Institute of the Liberal Arts; The Claus M. Halle Institute for Global Learning; and The Institute for Women's Studies. 4b Emory University Hospital: A teaching and research facility providing tertiary and quaternary care services, particularly cardiology, cardiac surgery, oncology, neurosciences and multiple organ and tissue transplantation. In 2013, it was ranked one of "America's Best Hospitals" and was ranked as the number one hospital in Georgia by U.S. News and World Report. The Hospital is also recognized as one of the nation's top hospitals by the National Research Corporation's Consumer Choice Awards in 2013 and for 14 of the past 15 years. The Hospital provides integrated patient care with teaching and clinical research by physicians who are University faculty. It also provides charity care in the form of indigent care to patients with no health insurance and catastrophic care to patients whose medical bills are so large that paying them would be permanently life-shattering. Emory University Hospital physicians provided $26.8 million in charity care during the current fiscal year. The Hospital has 699 licensed beds, of which 120 are located at Emory University Orthopedic and Spine Hospital, and 1,167 licensed physicians on staff. The Emory University Orthopedic and Spine Hospital has earned the highest patient satisfaction rankings in the country based on returned surveys from patients that have been nationally benchmarked by Press Ganey. The current Community Benefits Report is published at http://whsc.emory.edu/home/publications/health-sciences/community-benefits -2013/charity/index.html. 4c Emory University Hospital Midtown: Since 1908, an Atlanta teaching hospital offering a myriad of patient care, education and research initiatives. It was ranked the fourth best hospital in Georgia in 2013 by U.S. News and World Report. The Hospital provides advanced services such as cardiology, oncology and radiology as well as more traditional services such as obstetrics with both routine and intensive care nurseries. It also provides charity care in the form of indigent care to patients with no health insurance and catastrophic care to patients whose medical bills are so large that paying them would be permanently life-shattering. Emory University Hospital Midtown physicians provided $19.4 million in charity care during the current fiscal year. Emory University Hospital Midtown has 475 licensed beds and 1,546 licensed physicians on staff. The current Community Benefits Report is published at http://whsc.emory.edu/home/publications/health-sciences/community-benefits -2013/charity/index.html.
FAMILY OR BUSINESS RELATIONSHIPS FORM 990, PART VI, LINE 2 (1) TRUSTEES WALTER M. DERISO, JR., J. DAVID ALLEN, AND CHILTON D. VARNER HAVE A BUSINESS RELATIONSHIP. (2) TRUSTEES WALTER M. DERISO, JR., RUSSELL R. FRENCH, AND ROBERT C. GODDARD HAVE A BUSINESS RELATIONSHIP. (3) TRUSTEES WENDELL REILLY AND CHILTON D. VARNER HAVE A BUSINESS RELATIONSHIP. (4) KEY EMPLOYEE THOMAS J. LAWLEY AND TRUSTEE GARY W. ROLLINS HAVE A BUSINESS RELATIONSHIP. (5) OFFICER MICHAEL M.E. JOHNS AND TRUSTEE GARY W. ROLLINS HAVE A BUSINESS RELATIONSHIP. (6) TRUSTEES BEN F. JOHNSON, III AND C. ROB HENRIKSON HAVE A BUSINESS RELATIONSHIP. (7) TRUSTEES MUHTAR KENT AND JAVIER GOIZUETA HAVE A BUSINESS RELATIONSHIP.
PROVISION OF 990 TO GOVERNING BODY FORM 990, PART VI, QUESTION 11B PRIOR TO FINALIZATION OF THE RETURN, MANAGEMENT PROVIDED ACCESS TO A FINAL DRAFT OF THE FORM 990 TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND GAVE THEM AN OPPORTUNITY TO MAKE COMMENTS. MANAGEMENT UPDATED THE FORM 990 FOR ALL COMMENTS RECEIVED AND PROVIDED THE FINAL VERSION OF THE FORM 990 TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING.
CONFLICT OF INTEREST POLICY FORM 990, PART VI, QUESTION 12C EMORY UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES CERTAIN INDIVIDUALS TO DISCLOSE PARTICIPATION IN ACTIVITIES OR CIRCUMSTANCES THAT MAY PRESENT A CONFLICT OF INTEREST ON AN ANNUAL BASIS OR IF AT ANY TIME SUCH INDIVIDUAL BECOMES AWARE OF CIRCUMSTANCES THAT MAY PRESENT A CONFLICT OF INTEREST. THESE DISCLOSURES ARE REVIEWED BY THE EXECUTIVE COMPENSATION AND TRUSTEES' CONFLICT OF INTEREST COMMITTEES OF THE UNIVERSITY BOARD OF TRUSTEES ("CONFLICTS OF INTEREST COMMITTEE"), AS NECESSARY. IF THE CONFLICTS OF INTEREST COMMITTEE DETERMINES THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE CONFLICT OF INTEREST MAY MAKE A PRESENTATION TO THE CONFLICT OF INTEREST COMMITTEE, BUT AFTER SUCH PRESENTATION, THE INDIVIDUAL MUST LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT RESULTED IN THE CONFLICT OF INTEREST. DURING THE FISCAL YEAR NONE OF THE TRUSTEES WITH RELATED BUSINESS INTERESTS VOTED ON BUSINESS DECISIONS INVOLVING SUCH COMPANIES.
DETERMINATION OF COMPENSATION FORM 990, PART VI, LINE 15 EMORY UNIVERSITY HAS A COMMITTEE ON EXECUTIVE COMPENSATION AND TRUSTEES' CONFLICT OF INTEREST COMPOSED OF NON-EMPLOYEE MEMBERS OF THE EMORY UNIVERSITY BOARD OF TRUSTEES. EACH YEAR, THE COMMITTEE REVIEWS MARKET DATA COMPILED BY INDEPENDENT CONSULTING FIRMS FROM COMPARABLE RESEARCH INSTITUTIONS FOR EACH POSITION IDENTIFIED AS A "DISQUALIFIED PERSON" FOR PURPOSES OF INTERMEDIATE SANCTIONS UNDER IRS REGULATIONS. THE COMMITTEE DISCUSSES THE PROPOSED COMPENSATION FOR EACH SUCH INDIVIDUAL IN THE CONTEXT OF THE MARKET DATA AND THE INDIVIDUAL'S PERFORMANCE AND CONTRIBUTION TO EMORY, AND IT MAKES A DECISION REGARDING THE APPROPRIATENESS OF COMPENSATION AND ANY COMPENSATION INCREASE. THE DISCUSSIONS ARE DOCUMENTED IN THE COMMITTEE'S MINUTES BY A REPRESENTATIVE OF THE OFFICE OF THE GENERAL COUNSEL.
AVAILABILITY OF DOCUMENTS TO THE PUBLIC FORM 990, PART VI, QUESTION 19 EMORY UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC VIA ITS WEBSITE.
OTHER CHANGES IN NET ASSETS PART XI, LINE 9, RECONCILIATION OF NET ASSETS Adjustment to annuities payable 851,723 Defeasemnet of debt (942,176) Change in fair value of derivative instruments 115,758,572 Adjustment to Post-Retirement Benefit Plan 13,448,000 Nonoperating adjustment to receivables and reserves 20,862,647 Cumulative effect of change in accounting 35,597,000 Transfer of net assets to consolidated affiliates 6,715,655 TOTAL OTHER CHANGES IN NET ASSETS 192,291,421
FORMERLY REPORTED OFFICERS FORM 990, PART VII, SECTION A GARY S. HAUK AND RON SAUDER REMAIN IN EMORY UNIVERSITY'S PRESIDENT'S CABINET; HOWEVER THEY ARE NO LONGER DISCLOSED AS OFFICERS PURSUANT TO THE FORM 990 INSTRUCTIONS. BASED ON THE UNIVERSITY BYLAWS, POSITIONS BELOW SENIOR VICE PRESIDENT ARE NOT OFFICERS OF THE ORGANIZATION.
PURPOSE AND ISSUE DATE OF REFUNDED ISSUES FORM 990, SCHEDULE K, PART I. COLUMN (F) A: 2005A - DEBT REFUNDING: 12/02/92 (1992A); 03/18/93 (1993A); 05/26/94 (1994A); 11/21/95 (1995A); 08/07/97 (1997A); 09/17/97 (1997C); 08/11/98 (1998A); 09/29/99 (1999A); AND 08/16/00 (2000A) B: 2005B - DEBT REFUNDING: 08/07/97(1997A); 09/17/97 (1997C); 08/11/98 (1998A); 09/29/99 (1999A); 08/16/00 (2000A); AND 10/10/01 (2001A) C: 2005C - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 05/26/94 (1994A); 11/21/95 (1995A); 09/17/97 (1997C); 09/29/99 (1999A); 08/16/00 (2000A); 08/16/00 (2000B); 10/10/01 (2001B); AND 10/17/02 (2002B) D: 2008ABC - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 08/07/97 (1997A); AND 04/18/07 (2007CP) E: 2009B - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 08/16/00 (2000B); 10/10/01 (2001B); 10/17/02 (2002B); AND 03/10/09 & 03/24/09 (2007CP) F: 2009C - DEBT REFUNDING: 06/19/08 (2008A) G: 2010CP - DEBT REFUNDING: 08/11/98 (1998A); 09/29/99 (1999A); 08/16/00 (2000A),AND 04/18/07 (2007CP) H: 2011A - DEBT REFUNDING: 10/10/01 (2001A); 10/17/02 (2002A); AND 06/19/08 (2008B) I: 2013A - NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 10/17/02 (2002a); 09/04/10 (2010CP); 08/04/05 (2005A); 08/25/05 (2005C) J: NEW FACILITY CONSTRUCTION AND DEBT REFUNDING: 08/25/05 (2005C)
TOTAL PROCEEDS OF ISSUE FORM 990, SCHEDULE K, PART II, COLUMN (E), LINE 3 The Part I, Column (e) "issue price" does not agree with the Part II, line 3 "Total proceeds of issue" for certain bonds due to the inclusion of investment earnings on the proceeds accounts. The cumulative investment earnings included in Part II, line 3 are as follows: Private Colleges and Universities CUSIP # 74265LSF6 (2005A) $2,457 Private Colleges and Universities CUSIP # 74265LSJ8 (2005B) $2,307 Private Colleges and Universities CUSIP # 74265LTD0 (2005C) $6,034,146 Private Colleges and Universities CUSIP # 74265LTV0 (2008ABC) $2,241,259 Private Colleges and Universities CUSIP # 74265LVR6 (2009B) $7,054 Private Colleges and Universities CUSIP # 74265LXF0 (2009C) $1,780
REFUNDING OF PRE-2003 ISSUES FORM 990, SCHEDULE K, PART III, PRIVATE BUSINESS USE BOND ISSUES 2005A AND 2005B WERE USED ENTIRELY TO REFUND PRE-2003 BOND ISSUES. AS SUCH, PART III, PRIVATE BUSINESS USE, DOES NOT APPLY.
FOREIGN BANK ACCOUNT REPORTING FORM 990, PART V, LINE 4B - FOREIGN COUNTRIES CHINA DENMARK ETHIOPIA INDIA INDONESIA JAPAN KOREA, DEMOCRATIC PEOPLE'S REPUBLIC (NORTH) MALAYSIA PHILIPPINES SPAIN TAIWAN R.O.C. THAILAND TURKEY UNITED KINGDOM
FORM 990, SCHEDULE K, LINE 2C REBATE COMPUTATIONS PERFORMED ISSUE 2005A - 08/04/10 ISSUE 2005B - 09/01/06; 09/01/11 ISSUE 2005C - 02/25/06; 02/25/07; 08/25/10 ISSUE 2008ABC - 06/19/12
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
EMORY UNIVERSITY
 
Employer identification number

58-0566256
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) GOIZUETA BUSINESS SCHOOL STUDENT INVEST
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		INVESTMENTS GA 20,929 1,347,807 NA
 
(2) GOIZUETA BUSINESS SCHOOL REAL ESTATE
201 DOWMAN DR
ATLANTA,GA30322
26-1718943 		INVESTMENTS GA -483 23,797 NA
 
(3) EMORY UNIVERSITY STUDENT HEALTH COUNSEL
201 DOWMAN DRIVE
ATLANTA,GA30322
27-1119602 		HEALTHCARE GA 1,925,603 30,129 NA
 
(4) ROSE ACQUISITIONS LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
45-4889158 		INVESTMENTS GA -4,158,538 77,045,364 NA
 
(5) EMORY INTEGRATED HEALTH SERVICES LLC
201 DOWMAN DRIVE
ATLANTA,GA30322
58-0566256 		HEALTH CLAIMS GA 0 0 NA
 


Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) EMORY MEDICAL CARE FOUNDATION INC

1648 PIERCE DRIVE

ATLANTA,GA30322
58-1537752 		MED MGMT GA 501(c)(3) 9 NA
 
 
No
(2) EMORY HEALTHCARE INC

201 DOWMAN DRIVE

ATLANTA,GA30322
58-2137993 		MED MGMT GA 501(c)(3) 11.a NA
 
 
No
(3) THE EMORY CLINIC INC

1365 CLIFTON ROAD

ATLANTA,GA30322
58-2030692 		HEALTHCARE GA 501(C)(3) 9 NA
 
 
No
(4) EMORY MEDICAL LABORATORIES INC

201 DOWMAN DRIVE

ATLANTA,GA30322
01-0553460 		HEALTHCARE GA 501(c)(3) 3 EMORY HEALTH
 
 
No
(5) WESLEY WOODS CENTER OF EMORY UNIVERSITY

1821 CLIFTON ROAD

ATLANTA,GA30322
58-1529366 		HEALTHCARE GA 501(c)(3) 3 EMORY HEALTH
 
 
No
(6) EMORY-CHILDREN'S CENTER INC

201 DOWMAN DRIVE

ATLANTA,GA30322
58-2298500 		HEALTHCARE GA 501(c)(3) 9 EMORY HEALTH
 
 
No
(7) LUTHER C FISCHER FOUNDATION

550 PEACHTREE ST

ATLANTA,GA30308
58-1052508 		HEALTHCARE GA 501(c)(3) 11.a NA
 
 
No
(8) EMORY UNIV HOSPITAL MIDTWON AUXILIARY

550 PEACHTREE ST

ATLANTA,GA30308
58-6035386 		HEALTHCARE GA 501(c)(3) 11.A NA
 
 
No
(9) Emory University Post-Retirement Benefit

1599 Clifton Road NE

Atlanta,GA30322
58-2087692 		VEBA GA 501(c)(9) N/A NA
 
 
No
(10) Emory Healthcare Post-Retirement Benefit

1440 Clifton Road NE

Atlanta,GA30322
90-0180674 		VEBA GA 501(c)(9) N/A EMORY HEALTH
 
 
No
(11) EMORY INNOVATIONS INC

201 DOWMAN DRIVE

ATLANTA,GA30322
45-5372942 		RESEARCH GA 501(c)(3) 11A NA
 
 
No
(12) EMORYSAINT JOSEPH'S INC

1440 CLIFTON RD NE SUTIE 400

ATLANTA,GA30322
45-2721833 		HEALTHCARE GA 501(c)(3) 4 EMORY HEALTH
 
 
No
(13) SAINT JOSEPH'S HOSPITAL OF ATLANTA INC

5673 PTREE Dunwoody RD

ATLANTA,GA30342
58-0566257 		HOSPITAL GA 501(c)(3) 3 EMORYST JOS
 
 
No
(14) ST JOSEPH'S TRANSLATIONAL RESEARCH INST

5673 PTREE DunwoodY RD

ATLANTA,GA30342
80-0079841 		RESEARCH GA 501(c)(3) 4 EMORYST JOS
 
 
No
(15) EHI DEFINED RETIREMENT PLAN TRUST

1440 CLIFTON ROAD NE

ATLANTA,GA30322
02-0689035 		DB PLAN GA 501(c)(9) N/A EMORY HEALTH
 
 
No
(16) WESLEY WOODS LONG TERM HOSPITAL INC

1821 CLIFTON ROAD NE

ATLANTA,GA30329
58-2311078 		HEALTHCARE GA 501(C)(3) 3 NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CLIFTON CASUALTY INSURANCE COMPANY LTD

Box 1051GT George Town
Grand Cayman,Cayman Islands  
VI
Insurance CJ EMORY HEALTH
  		C CORP 6,940,923 135,420,055 100.000 %   No
(2) NORTHLAKE REGIONAL PHYSICIANS CENTER

2850 PACES FERRY ROAD SUTIE 1140
ATLANTA,GA30339
58-1850529 		MEDICAL BLDG GA EMORY UNIV
  		C CORP 19,587 262,538 93.000 %   No
(3) CHARITABLE REMAINER TRUSTS (46)

201 DOWMAN DRIVE
ATLANTA,GA30322
 CHARITABLE TR GA EMORY UNIV
  		TRUST         No
(4) POOLED INCOME FUND (1)

201 DOWMAN DRIVE
ATLANTA,GA30322
 INCOME FUND GA EMORY UNIV
  		TRUST         No
(5) ACTX INC

5673 PEACHTREE DUNWOODY RD
ATLANTA,GA30342
83-0345672 		MEDICAL RESEA GA ST JOS TRANSLAT
  		C CORP -2,684 100,000 77.000 %   No
(6) SAINT JOSEPH'S SERVICE CORPORATION

5673 PEACHTREE DUNWOODY RD
ATLANTA,GA30342
58-1750815 		PHARMACY GA EMORYST JOS
  		C CORP -830,965 0 100.000 %   No
(7) SAINT JOSEPH'S REAL ESTATE MGMT CORP

5673 PEACHTREE DUNWOODY RD
ATLANTA,GA30342
58-1657768 		RE MANAGEMENT GA ST JOS SERVICE
  		C CORP 1,750,617 0 100.000 %   No
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
 
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) EMORY HEALTHCARE INC

 s 3,310,878 FMV
(2) EMORY-CHILDREN'S CENTER INC

 s 3,325,391 FMV
(3) THE EMORY CLINIC INC

 s 47,843,181 FMV
(4) THE EMORY CLINIC INC

 r 27,237,433 FMV


Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
TRANSACTIONS WITH RELATED ORGANIZATIONS FORM 990, SCHEDULE R, PART V All transfers to and from Emory University and related organizations were cash transactions and therefore the method used for determining the amount involved was based on U.S. dollars.

Additional Data


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