Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
LAHTI FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 75000   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DETROIT, MI482757874
A Employer identification number

20-2988335
B Telephone number (see instructions)

(612) 215-3602
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,202,071J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 1 1  
4 Dividends and interest from securities...... 41,028 41,028  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 136,056
b Gross sales price for all assets on line 6a 1,068,961
7 Capital gain net income (from Part IV, line 2)... 136,056
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 177,085 177,085  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 11,569 10,412   1,157
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 900 450   450
c Other professional fees (attach schedule).... 26,621 26,621   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) 2,833     0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 193 193    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 42,116 37,676 0 1,607
25 Contributions, gifts, grants paid........ 101,000 101,000
26 Total expenses and disbursements. Add lines 24 and 25 143,116 37,676 0 102,607
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 33,969
b Net investment income (if negative, enter -0-) 139,409
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 49,251 60,598 60,598
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 310,394 Click to see attachment272,130 273,188
b Investments—corporate stock (attach schedule)........ 949,607 Click to see attachment973,097 1,355,991
c Investments—corporate bonds (attach schedule)........ 471,878 Click to see attachment508,905 512,294
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,781,130 1,814,730 2,202,071
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 1,781,130 1,814,730
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,781,130 1,814,730
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,781,130 1,814,730
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,781,130
2 Enter amount from Part I, line 27a..................... 2 33,969
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,815,099
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 369
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,814,730
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 7. ABB LTD SPONSORED ADR   2012-11-14 2013-05-31
b 72. ABB LTD SPONSORED ADR   2012-11-14 2013-07-19
c 74. ABB LTD SPONSORED ADR   2012-11-14 2013-07-22
d 45. AGCO CORP   2010-07-02 2013-07-10
e 50. ACCOR S A ADR   2013-08-14 2013-09-16
5. ACI WORLDWIDE INC   2012-11-01 2013-05-31
884. ALSTOM ADR   2013-08-14 2013-11-21
15. ALTRA HLDGS INC   2008-06-23 2013-05-31
39. AMERICA MOVIL ADR SERIES L   2009-07-09 2013-08-06
65. AMERICAN EXPRESS CO   2010-05-17 2013-01-10
55. AMERICAN EXPRESS CO   2010-05-17 2013-05-28
21. AMERICAN INTL GROUP INC   2012-05-08 2013-06-17
10. ANIXTER INTERNATIONAL INC   2011-03-08 2013-05-31
4. APACHE CORP   2008-12-04 2013-06-17
5. APACHE CORP   2008-12-04 2013-11-27
92. APPROACH RES INC   2013-02-25 2013-12-04
10. ASPEN TECHNOLOGY INC   2013-03-01 2013-05-31
53. ASTRAZENECA PLC SPON ADR   2009-05-22 2013-08-06
5. ATWOOD OCEANICS INC   2004-08-13 2013-05-31
5. AUSTRALIA & NEW ZEALAND SPNSD ADR   2009-07-24 2013-05-31
119. AUSTRALIA & NEW ZEALAND SPNSD ADR   2009-07-24 2013-08-06
6. BNP PARIBAS ADR   2011-06-13 2013-05-31
91. BNP PARIBAS ADR   2011-06-13 2013-08-06
28. BNP PARIBAS ADR   2013-06-26 2013-08-06
48. BANCO DO BRASIL S A ADR   2012-09-04 2013-08-06
8000. BANK MONTREAL MEDIUM TERM SENIOR 2.5% 01   2012-06-19 2013-08-12
45. BARCLAYS PLC SPONSORED ADR - RTS 10/01/2   2013-08-14 2013-09-25
.5 BARCLAYS PLC SPONSORED ADR - RTS 10/01/2   2013-08-14 2013-10-09
11. BARCLAYS PLC ADR   2011-03-23 2013-05-31
178. BARCLAYS PLC ADR   2011-03-23 2013-08-06
66. BARCLAYS PLC ADR   2012-10-05 2013-08-06
37. BARRICK GOLD CORP   2013-02-04 2013-04-10
37. BARRICK GOLD CORP   2012-12-21 2013-04-15
38. BARRICK GOLD CORP   2013-02-01 2013-04-15
16. BE AEROSPACE INC   2011-09-02 2013-04-26
10. BE AEROSPACE INC   2012-08-13 2013-09-06
14000. BEAR STEARNS 7.25% 02/01/2018   2011-09-28 2013-05-03
55. BERKSHIRE HATHAWAY CL B   2011-01-13 2013-02-20
75. BEST BUY INC   2012-04-20 2013-01-14
28. BEST BUY INC   2012-04-20 2013-01-15
3. BHP LIMITED SPONS ADR   2012-11-05 2013-05-31
1. BHP LIMITED SPONS ADR   2012-11-05 2013-08-06
59. BHP LIMITED SPONS ADR   2009-02-04 2013-08-06
60. BOISE INC   2010-07-30 2013-05-31
485. BOISE INC   2010-07-30 2013-10-08
23. BORG-WARNER AUTOMOTIVE INC   2009-09-14 2013-05-28
30. BORG-WARNER AUTOMOTIVE INC   2009-09-14 2013-07-10
5. BRISTOW GROUP INC   2013-05-09 2013-05-31
34. BROADRIDGE FINL SOLUTIONS INC   2013-02-08 2013-05-31
19. BROADRIDGE FINL SOLUTIONS INC   2012-06-29 2013-08-23
8000. BURLINGTON NORTHN SANTA FE LLC 3.05% 09/   2012-08-17 2013-05-06
133. CMS ENERGY CORP   2011-09-27 2013-10-02
9. CVS CORPORATION (DEL)   2011-02-04 2013-06-17
20. CA INC   2004-08-13 2013-05-03
5. CA INC   2004-08-13 2013-05-06
20. CA INC   2004-08-13 2013-06-10
31. CA INC   2004-08-13 2013-06-17
5. CA INC   2004-08-13 2013-07-10
35. CA INC   2004-08-13 2013-09-11
11. CA INC   2004-08-13 2013-09-16
15. CA INC   2004-08-13 2013-11-15
12. CA INC   2004-08-13 2013-11-18
8. CABOT MICROELECTRONICS CORP   2012-09-12 2013-07-09
53. CABOT MICROELECTRONICS CORP   2010-11-17 2013-07-09
10. CACI INTL INC CL A   2012-01-30 2013-05-07
37. CACI INTL INC CL A   2013-06-11 2013-12-31
18. CANADIAN NATURAL RESOURCES LTD ADR   2012-03-20 2013-11-27
63. CAP GEMINI S A ADR   2013-08-14 2013-10-07
58. CAREFUSION CORP   2010-12-07 2013-05-22
16. CAREFUSION CORP   2010-12-07 2013-05-31
8. CHEUNG KONG HLDGS LTD ADR   2012-11-06 2013-05-31
68. CHEUNG KONG HLDGS LTD ADR   2013-08-01 2013-08-06
149. CHEUNG KONG HLDGS LTD ADR   2009-01-23 2013-08-06
22. CHILDRENS PLACE RETAIL STS INC   2012-03-07 2013-03-04
29. CHILDRENS PLACE RETAIL STS INC   2012-12-31 2013-04-05
22. CHILDRENS PLACE RETAIL STS INC   2012-03-07 2013-04-05
3. CHINA MOBILE HONG KONG LTD SPONSORED ADR   2011-03-09 2013-08-01
33. CHINA MOBILE HONG KONG LTD SPONSORED ADR   2011-03-09 2013-08-06
36. CHINA MINSHENG BKG CORP LTD ADR REPSTG H   2011-06-30 2013-01-14
83. CHINA MINSHENG BKG CORP LTD ADR REPSTG H   2011-06-30 2013-02-25
69. CISCO SYS INC   2012-02-10 2013-06-17
24. CISCO SYS INC   2011-05-12 2013-08-07
122. CISCO SYS INC   2011-05-12 2013-10-23
29. CITIGROUP INC   2011-05-13 2013-01-09
16. CITIGROUP INC   2011-06-01 2013-06-17
8000. CITIGROUP INC 6.125% 05/15/2018   2010-03-10 2013-05-02
39. CLEAN HARBORS INC   2013-07-30 2013-11-14
116. CLOUD PEAK ENERGY INC   2011-03-02 2013-10-17
88. COCA-COLA ENTERPRISES INC NEW   2013-08-14 2013-10-24
55. COGNIZANT TECHNOLOGY SOLUTIONS   2012-05-08 2013-08-28
60. COGNIZANT TECHNOLOGY SOLUTIONS   2012-05-08 2013-09-05
19. COLFAX CORP   2012-04-03 2013-05-22
13. COLFAX CORP   2012-04-03 2013-06-21
22. CIA PARANAENSE DE ENER SPON ADR ONE ADR REPRESENTS 1000 PREFEREN   2012-05-10 2013-08-06
135. CONMED CORP   2009-07-15 2013-05-09
57. CONSOL ENERGY INC   2013-02-13 2013-06-28
4. CREDIT SUISSE GROUP-SPON ADR   2013-05-01 2013-05-31
12. CREDIT SUISSE GROUP-SPON ADR   2013-05-01 2013-06-13
98. CREDIT SUISSE GROUP-SPON ADR   2013-05-01 2013-06-14
90. CREDIT SUISSE GROUP-SPON ADR   2013-06-20 2013-08-06
65. CUMMINS ENGINE INC   2011-06-29 2013-01-10
25. DFC GLOBAL CORP   2009-12-01 2013-05-31
19. DANSKE BANK A/S SPON ADR   2010-12-20 2013-05-31
90. DANSKE BANK A/S SPON ADR   2010-12-20 2013-06-14
113. DANSKE BANK A/S SPON ADR   2011-04-19 2013-06-17
88. DANSKE BANK A/S SPON ADR   2011-04-19 2013-06-18
30. DELUXE CORPORATION   2008-11-11 2013-03-05
52. DENTSPLY INTERNATIONAL INC   2010-11-04 2013-10-02
27. DEUTSCHE LUFTHANSA AG SPON ADR   2011-07-06 2013-01-23
30. DEUTSCHE LUFTHANSA AG SPON ADR   2011-07-06 2013-01-24
9. DEUTSCHE LUFTHANSA AG SPON ADR   2011-07-06 2013-08-01
106. DEUTSCHE LUFTHANSA AG SPON ADR   2011-07-06 2013-08-06
8000. DIRECTV HOLDINGS SR NT 5% 03/01/2021   2011-03-08 2013-05-01
6000. DISNEY WALT CO NEW MEDIUM TERM TRANCHE # TR 00069 2.35% 12/01/20   2012-11-27 2013-10-23
11. E M C CORP   2012-01-23 2013-06-17
72. E M C CORP   2012-01-23 2013-06-26
8. E M C CORP   2013-05-28 2013-06-26
34. E M C CORP   2013-05-28 2013-06-27
3. ENI S P A SPON ADR   2008-12-09 2013-05-31
65. ENI S P A SPON ADR   2010-06-09 2013-08-06
7. ENI S P A SPON ADR   2012-11-05 2013-08-06
15. EARTHLINK INC   2011-05-31 2013-05-31
11. EAST JAPAN RAILWAY CO ADR   2009-08-10 2013-05-31
174. EAST JAPAN RAILWAY CO ADR   2009-08-10 2013-08-06
101. EAST WEST BANCORP INC   2010-05-05 2013-04-23
19. EASTMAN CHEMICAL CO   2007-05-04 2013-01-04
16. EASTMAN CHEMICAL CO   2008-08-01 2013-01-09
15. ENPRO INDUSTRIES INC   2010-10-12 2013-05-31
60. ENTROPIC COMMUNICATIONS INC   2012-05-16 2013-05-31
186. EURASIAN NAT RES CORP ADR   2011-11-10 2013-04-18
44. EUROPEAN AERONAUTIC DEFENCE & SP UNSPONS   2013-08-14 2013-12-12
462. EUTELSAT COMMUNICATIONS ADR   2013-08-14 2013-10-07
325. EXPEDITORS INTERNATIONAL   2012-05-01 2013-05-20
8000. FPL GROUP GTD DEB 2.55% 11/15/2013   2013-02-05 2013-11-15
10. FTI CONSULTING INC   2010-07-07 2013-05-31
9000. FEDEX CORP 2.625% 08/01/2022   2012-10-25 2013-11-13
52. RAO GAZPROM-ADR   2009-06-11 2013-08-06
16000. GENERAL ELEC CAP CORP 4.375% 09/16/2020   2010-09-14 2013-05-28
21. GENERAL MTRS CO   2011-02-15 2013-06-17
55. GILEAD SCIENCES INC   2009-11-03 2013-01-10
35. GILEAD SCIENCES INC   2010-06-14 2013-07-16
65. GILEAD SCIENCES INC   2010-06-14 2013-08-28
35. GILEAD SCIENCES INC   2010-06-14 2013-11-08
3. GLAXO WELLCOME PLC ADR   2004-08-11 2013-05-31
81. GLAXO WELLCOME PLC ADR   2008-12-04 2013-08-06
18. GLOBAL PAYMENTS INC   2012-04-04 2013-05-22
54. GLOBAL PAYMENTS INC   2010-12-07 2013-07-29
270. GLOBAL GEOPHYSICAL SVCS INC   2011-03-10 2013-03-04
8000. GOLDMAN SACHS GROUP INC 6% 06/15/2020   2010-07-22 2013-10-22
3. GOLDMAN SACHS GROUP INC   2011-04-15 2013-06-17
5. GOLDMAN SACHS GROUP INC   2011-05-06 2013-09-16
5. GOLDMAN SACHS GROUP INC   2011-05-06 2013-09-17
8. GOOGLE INC CL A   2012-01-26 2013-05-21
10. GULFMARK OFFSHORE INC   2006-05-03 2013-05-07
5. GULFMARK OFFSHORE INC   2006-05-03 2013-05-31
5. GULFMARK OFFSHORE INC   2006-05-03 2013-07-22
57. HCC INS HLDGS INC   2009-09-22 2013-08-06
10. HAIER ELECTRONICS GROUP CO LTD ADR   2013-05-02 2013-08-06
49. HALLIBURTON CO HLDG   2008-11-12 2013-01-25
10. HALLIBURTON CO HLDG   2012-06-20 2013-07-24
45. HALLIBURTON CO HLDG   2012-06-22 2013-07-26
48. HARTFORD FINL SERVICES GROUP INC   2006-08-02 2013-05-06
14. HARTFORD FINL SERVICES GROUP INC   2004-08-13 2013-06-17
15. HARTFORD FINL SERVICES GROUP INC   2004-08-13 2013-11-15
5. HARTFORD FINL SERVICES GROUP INC   2004-08-13 2013-11-18
9. HARTFORD FINL SERVICES GROUP INC   2004-08-13 2013-11-19
20. HAWAIIAN ELECTRIC INDS INC   2010-03-17 2013-05-31
21. HEALTHWAYS INC COM   2010-11-12 2013-08-02
249. HEALTHWAYS INC COM   2010-11-12 2013-08-05
24. HENDERSON LD DEV LTD SPON ADR   2010-08-09 2013-05-31
.4 HENDERSON LD DEV LTD SPON ADR   2010-08-09 2013-07-23
422. HENDERSON LD DEV LTD SPON ADR   2010-08-09 2013-08-06
11. HITACHI LTD 10 COM ADR   2013-10-14 2013-12-12
118. HOLOGIC INC   2011-02-04 2013-11-14
31. HOLOGIC INC   2013-10-02 2013-11-26
93. HOLOGIC INC   2011-11-10 2013-11-26
7000. HOME DEPOT INC 5.4% 03/01/2016   2010-12-15 2013-04-10
5. HORNBECK OFFSHORE SERVICES   2012-01-17 2013-05-07
5. HORNBECK OFFSHORE SERVICES   2012-01-17 2013-07-22
7. HUBBELL INC CL B   2011-09-09 2013-05-31
6. IBERDROLA S A SPONSORED ADR REPSTG 1 ORD   2009-09-18 2013-05-31
98. IBERDROLA S A SPONSORED ADR REPSTG 1 ORD   2010-05-13 2013-08-06
4. IMPERIAL TOBACCO GROUP ADR   2009-07-09 2013-05-31
74. IMPERIAL TOBACCO GROUP ADR   2009-05-07 2013-08-06
374. INFINEON TECHNOLOGIES AG SPONSORED ADR   2013-08-14 2013-10-16
8000. INTEL CORP SR NT 3.3% 10/01/2021   2011-10-18 2013-04-22
191. ITAU UNIBANCO BANCO MULTIPLO SA SPONSORED ADR REPSTG 500 PFD   2013-08-14 2013-10-16
19. J P MORGAN CHASE & CO   2004-08-13 2013-03-08
5. J P MORGAN CHASE & CO   2004-08-13 2013-06-17
90. JSR CORP ADR   2012-07-25 2013-08-06
88. JSR CORP ADR   2013-08-01 2013-08-06
17. J2 GLOBAL INC   2012-02-24 2013-05-31
43. J2 GLOBAL INC   2012-02-24 2013-07-31
.333 KCG HLDGS INC   2010-02-12 2013-07-09
44. KLA-TENCOR CORP   2011-10-10 2013-07-18
5. KOMATSU LTD ADR   2013-05-08 2013-05-31
114. KOMATSU LTD ADR   2013-05-08 2013-08-06
47. KOMATSU LTD ADR   2013-08-14 2013-08-19
8000. KRAFT FOODS INC. 5.375% 02/10/2020   2010-09-01 2013-04-19
56. LAM RESH CORP   2012-11-09 2013-10-16
16. LEAR CORP   2010-12-07 2013-05-31
9. LEAR CORP   2010-12-07 2013-08-23
10. LENDER PROCESSING SERVICES   2011-06-27 2013-05-07
10. LENDER PROCESSING SERVICES   2011-06-27 2013-05-31
170. LENDER PROCESSING SERVICES   2011-06-27 2013-08-28
37. LINCOLN NATL CORP IND   2010-06-23 2013-03-08
21. LINCOLN NATL CORP IND   2010-06-24 2013-03-11
27. LINCOLN NATL CORP IND   2010-06-24 2013-03-15
50. LUFKIN INDS INC   2010-09-10 2013-07-01
140. MEMC ELECTRONIC MATLS INC.   2011-12-07 2013-05-31
4. MACQUARIE BK LTD ADR   2010-04-09 2013-05-31
10. MACQUARIE BK LTD ADR   2013-05-01 2013-08-06
86. MACQUARIE BK LTD ADR   2012-05-16 2013-08-06
21. MANPOWER INC WIS   2012-09-10 2013-05-31
11. MANPOWER INC WIS   2012-09-10 2013-09-06
30. MERCK & CO INC NEW   2009-02-27 2013-01-24
47. MERCK & CO INC NEW   2009-02-27 2013-01-25
24. METLIFE INC   2010-12-06 2013-06-17
27. METLIFE INC   2009-12-03 2013-12-18
1000. METLIFE INC 6.4% 12/15/2036   2007-04-16 2013-01-14
8. MICHELIN COMPAGNIE GENERALE DES ADR   2011-08-16 2013-05-31
21. MICHELIN COMPAGNIE GENERALE DES ADR   2012-11-06 2013-08-06
162. MICHELIN COMPAGNIE GENERALE DES ADR   2011-11-16 2013-08-06
15. MICROSOFT CORP   2011-08-15 2013-06-17
7. MIDDLEBY CORP   2008-01-17 2013-03-05
33. MIDDLEBY CORP   2008-01-17 2013-03-18
4. MITSUBISHI CORP SPONS ADR ONE ADR REPRESENTS 2 SHARES   2010-10-13 2013-05-31
69. MITSUBISHI CORP SPONS ADR ONE ADR REPRESENTS 2 SHARES   2010-10-13 2013-08-06
42. MITSUBISHI UFJ FINL GROUP INC ADR   2007-05-17 2013-05-31
90. MITSUBISHI UFJ FINL GROUP INC ADR   2013-02-08 2013-08-06
729. MITSUBISHI UFJ FINL GROUP INC ADR   2009-10-02 2013-08-06
49. MOLSON COORS BREWING CO CL B   2009-02-26 2013-07-01
35. MONSTER BEVERAGE CORP   2012-10-25 2013-06-14
9000. MORGAN STANLEY 4.75% 04/01/2014   2011-09-27 2013-02-21
5. MOSAIC CO NEW   2012-02-27 2013-11-11
10. MOSAIC CO NEW   2012-02-29 2013-11-12
6. MUNICH RE GROUP ADR   2009-05-04 2013-05-31
93. MUNICH RE GROUP ADR   2009-05-04 2013-08-06
22. NRG ENERGY INC   2008-03-06 2013-06-17
12. NTT DOCOMO INC ADR   2007-08-13 2013-08-01
108. NTT DOCOMO INC ADR   2007-08-15 2013-08-06
3. NATIONAL GRID PLC ADR   2013-05-01 2013-05-31
57. NATIONAL GRID PLC ADR   2011-03-11 2013-08-06
5. NATIONAL GRID PLC ADR   2013-05-01 2013-08-06
10. NAVIGANT CONSULTING CO   2012-04-12 2013-05-07
30. NAVIGANT CONSULTING CO   2012-04-12 2013-05-31
5. NIPPON T & T CORP ADR   2004-08-11 2013-05-31
80. NIPPON T & T CORP ADR   2004-09-13 2013-08-06
132. NIPPON YUSEN KABUSHIKI KAISHA ADR   2010-06-10 2013-03-22
61. NIPPON YUSEN KABUSHIKI KAISHA ADR   2009-12-21 2013-03-25
41. NIPPON YUSEN KABUSHIKI KAISHA ADR   2009-12-21 2013-03-26
214. NIPPON YUSEN KABUSHIKI KAISHA ADR   2009-12-21 2013-05-31
9. NISSAN MTR LTD SPON ADR   2007-11-28 2013-05-31
197. NISSAN MTR LTD SPON ADR   2009-03-18 2013-08-06
4. NITTO DENKO CORP UNSPON ADR   2010-12-09 2013-05-31
78. NITTO DENKO CORP UNSPON ADR   2010-12-09 2013-08-06
5. NOBLE ENERGY INC   2005-02-09 2013-02-25
10. NOBLE ENERGY INC   2005-02-09 2013-02-27
6. NOBLE ENERGY INC   2005-02-09 2013-02-28
360. NORANDA ALUM HLDG CORP   2011-08-24 2013-03-08
15. NORTHWESTERN CORP   2010-04-26 2013-05-31
29. NSK LTD SPONSORED ADR   2012-03-05 2013-02-06
25. NSK LTD SPONSORED ADR   2012-02-15 2013-02-07
29. NSK LTD SPONSORED ADR   2012-02-06 2013-02-07
25. NSK LTD SPONSORED ADR   2012-08-27 2013-02-08
10. NSK LTD SPONSORED ADR   2012-01-30 2013-02-08
22. NSK LTD SPONSORED ADR   2012-08-27 2013-02-12
7. NSK LTD SPONSORED ADR   2012-08-27 2013-02-13
120. OM GROUP INC   2011-05-20 2013-01-23
5. OCCIDENTAL PETROLEUM CORP   2010-04-14 2013-11-27
7. OCCIDENTAL PETROLEUM CORP   2010-04-14 2013-11-29
145. OFFICE DEPOT INC   2012-04-25 2013-05-31
15. OFFICE DEPOT INC   2012-04-25 2013-07-22
.35 OFFICE DEPOT INC   2010-03-25 2013-11-08
15. PDC ENERGY INC   2012-12-04 2013-05-31
9. PDC ENERGY INC   2012-12-04 2013-10-17
15. POSCO ADR   2009-03-12 2013-08-06
22. PT UTD TRACTORS TBK ADR   2013-01-14 2013-08-06
8. PACCAR INC   2011-09-07 2013-06-17
20. PACKAGING CORP OF AMERICA   2011-09-13 2013-05-31
50. PACKAGING CORP OF AMERICA   2011-09-13 2013-07-30
46. PACKAGING CORP OF AMERICA   2010-02-04 2013-10-09
115. PEGASYSTEMS INC   2010-05-24 2013-07-12
95. PERRIGO CO   2010-08-13 2013-12-20
33. PERRIGO CO   2013-09-05 2013-12-20
54. PETROLEO BRASILEIRO S A ADR   2011-04-21 2013-08-06
15. PITNEY BOWES INC   2008-01-03 2013-04-01
35. PITNEY BOWES INC   2008-01-03 2013-04-02
20. PITNEY BOWES INC   2008-01-03 2013-04-03
33. PITNEY BOWES INC   2008-01-03 2013-04-04
14. PORSCHE AUTOMOBIL HLDG SE ADR   2009-09-16 2013-01-30
16. PORSCHE AUTOMOBIL HLDG SE ADR   2009-09-16 2013-01-31
108. PORSCHE AUTOMOBIL HLDG SE ADR   2009-09-16 2013-02-01
66. PORSCHE AUTOMOBIL HLDG SE ADR   2011-04-26 2013-02-04
23. PORSCHE AUTOMOBIL HLDG SE ADR   2011-04-26 2013-05-31
19. PORSCHE AUTOMOBIL HLDG SE ADR   2013-06-27 2013-08-06
481. PORSCHE AUTOMOBIL HLDG SE ADR   2011-04-26 2013-08-06
68. PORSCHE AUTOMOBIL HLDG SE ADR   2013-06-27 2013-08-06
5. PORTFOLIO RECOVERY ASSOCIATE   2007-05-31 2013-05-31
7. PRICELINE.COM   2012-10-12 2013-10-10
55. QUANEX BUILDING PRODUCTS   2012-04-16 2013-03-14
68. QUANEX BUILDING PRODUCTS   2012-04-13 2013-04-01
7. RAYTHEON COMPANY   2011-08-17 2013-06-17
8. RAYTHEON COMPANY   2011-08-17 2013-11-11
10. REPSOL S A SPON ADR   2004-08-11 2013-01-30
15. REPSOL S A SPON ADR   2004-08-11 2013-01-31
15. REPSOL S A SPON ADR   2004-08-11 2013-02-01
11. REPSOL S A SPON ADR   2004-08-11 2013-02-04
17. REPSOL S A SPON ADR   2008-12-04 2013-02-05
29. REX ENERGY CORP   2012-08-07 2013-05-24
28. REX ENERGY CORP   2012-08-07 2013-06-20
30. REX ENERGY CORP   2012-08-07 2013-11-14
3. RIO TINTO PLC ADR   2012-03-15 2013-05-31
62. RIO TINTO PLC ADR   2012-01-13 2013-08-06
2605. RITE AID CORP STORES   2011-08-15 2013-06-06
85. ROBBINS & MYERS INC   2010-05-04 2013-02-21
25. ROCHE HLDG LTD SPON ADR   2013-08-14 2013-09-06
9. ROCK-TENN CO CL A   2013-02-19 2013-05-31
76. ROGERS COMMUNICATIONS INC CLASS B   2013-08-01 2013-08-06
18. ROYAL DUTCH SHELL PLC ADR-B   2009-05-13 2013-04-19
3. ROYAL DUTCH SHELL PLC ADR-B   2004-08-11 2013-08-01
46. ROYAL DUTCH SHELL PLC ADR-B   2008-12-04 2013-08-06
10. SVB FINL GROUP   2010-10-15 2013-05-31
27. SAFETY INS GROUP INC   2007-08-14 2013-05-31
23. SAFETY INS GROUP INC   2007-08-14 2013-07-09
262. SALZGITTER AG ADR   2010-06-09 2013-08-06
15. SANOFI-SYNTHELABO ADR   2007-08-03 2013-01-11
5. SANOFI-SYNTHELABO ADR   2007-08-03 2013-01-14
19. SANOFI-SYNTHELABO ADR   2007-08-03 2013-01-16
30. SANOFI-SYNTHELABO ADR   2007-08-03 2013-04-29
15. SANOFI-SYNTHELABO ADR   2007-08-03 2013-04-30
8. SANOFI-SYNTHELABO ADR   2007-08-03 2013-05-02
6. SANOFI-SYNTHELABO ADR   2007-10-22 2013-05-31
103. SANOFI-SYNTHELABO ADR   2010-05-12 2013-08-06
9. SANOFI-SYNTHELABO ADR   2012-11-05 2013-08-06
79. SBERBANK RUSSIA ADR   2013-03-04 2013-08-06
430. SCHWAB CHARLES CORP NEW   2012-01-19 2013-02-13
315. SCHWAB CHARLES CORP NEW   2012-01-05 2013-07-16
460. SCHWAB CHARLES CORP NEW   2012-01-05 2013-10-31
3. SEVEN & I HLDGS CO LTD ADR   2011-04-19 2013-08-01
47. SEVEN & I HLDGS CO LTD ADR   2011-04-19 2013-08-06
9. SHIN ETSU CHEM CO LTD ADR   2010-12-08 2013-05-31
135. SHIN ETSU CHEM CO LTD ADR   2010-12-08 2013-08-06
5. SHIRE PHARMACEUTICALS GR ADR   2013-08-14 2013-09-16
30. SHIRE PHARMACEUTICALS GR ADR   2013-08-14 2013-10-24
68. SIMPSON MFG INC   2012-11-05 2013-03-01
24. JM SMUCKER COMPANY-NEW   2011-11-23 2013-02-20
26. JM SMUCKER COMPANY-NEW   2009-05-21 2013-03-11
5. STATOIL ASA SPON ADR   2004-08-11 2013-05-31
64. STATOIL ASA SPON ADR   2004-08-11 2013-08-06
45. STEINHOFF INTL HLDGS LTD ADR   2011-06-30 2013-08-06
.0737 STIFEL FINANCIAL CORP   2011-03-08 2013-02-21
4. SUNCOR ENERGY INC NEW   2012-08-27 2013-05-31
76. SUNCOR ENERGY INC NEW   2012-03-15 2013-08-06
10. SUNCOR ENERGY INC NEW   2012-08-27 2013-08-06
13. SUNCORP GROUP LTD ADR   2011-09-23 2013-05-31
283. SUNCORP GROUP LTD ADR   2011-09-23 2013-08-06
33. SUNCORP GROUP LTD ADR   2013-06-26 2013-08-06
710. SUNEDISON INC   2011-12-07 2013-10-01
6. SWISSCOM AG SPONSORED ADR   2008-06-18 2013-05-31
116. SWISSCOM AG SPONSORED ADR   2008-12-04 2013-08-06
9. SWISSCOM AG SPONSORED ADR   2012-08-27 2013-08-06
35. SYKES ENTERPRISES INC   2010-09-07 2013-07-22
15. TATA MOTORS LTD SPON ADR   2012-10-01 2013-01-14
35. TATA MOTORS LTD SPON ADR   2012-01-27 2013-08-06
16. TATA MOTORS LTD SPON ADR   2012-10-01 2013-08-06
10. TEAM HEALTH HOLDINGS INC   2012-12-17 2013-07-22
9. TELEFONICA, S.A. (SPAIN) SPON ADR   2013-05-01 2013-05-31
24. TELEFONICA, S.A. (SPAIN) SPON ADR   2013-05-01 2013-08-06
175. TELEFONICA, S.A. (SPAIN) SPON ADR   2012-05-09 2013-08-06
621. TELE2 AB ADR   2013-10-24 2013-12-12
705. TELLABS INC   2011-10-04 2013-01-15
35. TELSTRA CORP LTD SPON ADR FINAL   2010-03-18 2013-05-03
17. TELSTRA CORP LTD SPON ADR FINAL   2010-03-18 2013-05-06
18. TELSTRA CORP LTD SPON ADR FINAL   2010-03-18 2013-05-07
5. TELSTRA CORP LTD SPON ADR FINAL   2010-03-18 2013-05-31
95. TELSTRA CORP LTD SPON ADR FINAL   2010-03-18 2013-08-06
11. TESCO PLC SPONSORED ADR   2013-05-08 2013-05-31
226. TESCO PLC SPONSORED ADR   2013-05-08 2013-08-06
12. TEVA PHARMACEUTICAL INDUSTRIES LTD (ISRAEL) ADR   2012-06-26 2013-06-17
15. TIDEWATER INC   2010-03-26 2013-05-07
25. TIGER BRANDS LTD SPONSORED ADR NEW   2011-06-30 2013-08-06
14. TIME WARNER INC   2010-10-13 2013-06-17
13. TIMKEN CO   2011-05-16 2013-05-31
23. TIMKEN CO   2011-11-10 2013-06-28
27. TOKYO ELECTRON LTD ADR   2013-08-14 2013-09-24
296. TOKYO ELECTRON LTD ADR   2013-08-14 2013-09-26
9. TORONTO DOMINION BK ONT   2013-08-01 2013-08-06
21. TORONTO DOMINION BK ONT   2009-07-06 2013-08-06
5. TOTAL S A SPONSORED ADR   2013-02-07 2013-05-31
65. TOTAL S A SPONSORED ADR   2008-12-04 2013-08-06
44. TOTAL S A SPONSORED ADR   2013-04-19 2013-08-06
7. TOYOTA MTR CORP ADR   2010-11-30 2013-06-26
7. TOYOTA MTR CORP ADR   2010-11-30 2013-06-27
7. TOYOTA MTR CORP ADR   2010-11-30 2013-06-28
7. TOYOTA MTR CORP ADR   2010-11-30 2013-07-01
6. TOYOTA MTR CORP ADR   2010-11-30 2013-07-02
10. TREX COMPANY INC   2012-11-07 2013-05-31
25. TRUEBLUE INC   2013-02-08 2013-05-31
7. TUPPERWARE CORP   2010-05-10 2013-02-19
18. TUPPERWARE CORP   2010-05-10 2013-04-23
30. ULTRA PETROLEUM CORP   2012-09-17 2013-05-31
88. ULTRA PETROLEUM CORP   2012-09-17 2013-07-08
97. ULTRA PETROLEUM CORP   2013-03-18 2013-07-12
18. ULTRA PETROLEUM CORP   2012-07-09 2013-07-12
3. UNION PACIFIC CORP   2004-08-13 2013-06-17
8000. U S BANCORP MEDIUM TERM 3% 03/15/2022-20   2012-02-28 2013-08-07
3000. U S BANCORP MEDIUM TERM SUB NTS 2.95% 0   2013-08-07 2013-11-13
3000. U S BANCORP MEDIUM TERM SUB NTS 2.95% 0   2013-08-07 2013-11-22
11000. U S BANCORP MEDIUM TERM SUB NTS 2.95% 0   2013-08-06 2013-12-05
4000. UNITED STATES TREAS BDS 4.375% 02/15/203   2012-11-26 2013-01-30
2000. UNITED STATES TREAS BDS 4.375% 02/15/203   2012-05-10 2013-02-07
3000. UNITED STATES TREAS BDS 4.375% 02/15/203   2011-08-10 2013-02-07
4000. UNITED STATES TREAS BDS 4.375% 02/15/203   2011-08-10 2013-02-11
3000. UNITED STATES TREAS BDS 2.75% 11/15/2042   2013-02-11 2013-02-21
2000. UNITED STATES TREAS BDS 2.75% 11/15/2042   2013-04-02 2013-04-22
5000. UNITED STATES TREAS BDS 2.75% 11/15/2042   2013-04-02 2013-05-06
19000. UNITED STATES TREASURY 1.125% 06/15/201   2012-12-20 2013-02-04
24000. UNITED STATES TREASURY .75% 12/15/2013   2013-02-26 2013-06-25
7000. UNITED STATES TREASURY DTD 00353 .75% 0   2013-05-30 2013-10-29
1000. UNITED STATES TREASURY DTD 00363 2.125%   2012-11-26 2013-03-26
1000. UNITED STATES TREASURY DTD 00363 2.125%   2012-11-26 2013-05-06
6000. UNITED STATES TREASURY DTD 00363 2.125%   2012-04-12 2013-05-06
6000. UNITED STATES TREASURY DTD 00363 2.125%   2013-02-11 2013-05-29
11000. UNITED STATES TREASURY DTD 00363 2.125%   2012-05-24 2013-05-29
6000. UNITED STATES TREASURY DTD 00363 2.125%   2011-11-02 2013-05-31
16000. UNITED STATES TREASURY DTD 00363 2.125%   2011-11-02 2013-06-28
15000. UNITED STATES TREASURY DTD 00363 2.125%   2011-11-02 2013-08-22
4000. UNITED STATES TREASURY DTD 00363 2.125%   2013-10-29 2013-12-05
52000. UNITED STATES TREASURY 1.125% 05/31/201   2012-06-27 2013-02-20
46000. UNITED STATES TREASURY .75% 10/31/2017   2013-10-08 2013-11-06
2000. UNITED STATES TREASURY 1.125% 12/31/201   2013-04-17 2013-06-28
26. UNUMPROVIDENT CORP   2012-03-08 2013-06-17
8. UNUMPROVIDENT CORP   2012-01-26 2013-06-24
15. UNUMPROVIDENT CORP   2012-01-26 2013-07-26
10. UNUMPROVIDENT CORP   2012-01-26 2013-07-30
9. UNUMPROVIDENT CORP   2012-01-26 2013-07-31
29. UNUMPROVIDENT CORP   2010-09-15 2013-11-04
20. VCA ANTECH INC   2013-03-01 2013-07-22
120. VALASSIS COMMUNICATIONS INC   2011-01-03 2013-05-07
31. VALE S A ADR   2011-06-29 2013-08-06
20. VALLOUREC SA ADR   2011-10-10 2013-05-31
107. VALLOUREC SA ADR   2013-02-07 2013-08-06
311. VALLOUREC SA ADR   2012-07-23 2013-08-06
55. VARIAN MEDICAL SYSTEMS INC   2012-04-27 2013-08-28
7000. VERIZON COMMUNICATIONS 6.35% 04/01/2019   2009-03-26 2013-04-22
10. VIACOM INC CL B   2008-12-04 2013-05-23
14. VIACOM INC CL B   2008-12-04 2013-05-28
21. VIACOM INC CL B   2008-12-04 2013-08-02
10. VIACOM INC CL B   2008-12-04 2013-10-16
4000. VIRGINIA ELEC & PWR CO 4.75% 03/01/2013   2011-08-29 2013-03-01
25. VISHAY INTERTECHNOLOGY   2008-08-26 2013-05-31
10. VODAFONE GROUP PLC ADR   2013-02-01 2013-06-17
17. VODAFONE GROUP PLC ADR   2013-02-01 2013-09-04
68. VODAFONE GROUP PLC ADR   2013-08-14 2013-09-04
20. VODAFONE GROUP PLC ADR   2013-01-29 2013-09-05
17. VODAFONE GROUP PLC ADR   2013-01-28 2013-09-06
40. VODAFONE GROUP PLC ADR   2013-02-20 2013-10-02
10. VODAFONE GROUP PLC ADR   2013-02-20 2013-10-03
19. VODAFONE GROUP PLC ADR   2013-02-20 2013-10-14
5. WPP PLC NEW ADR   2013-08-14 2013-12-12
3000. WASTE MANAGEMENT INC 2.6% 09/01/2016   2011-08-24 2013-04-10
5000. WASTE MANAGEMENT INC 2.6% 09/01/2016   2012-07-16 2013-04-10
60. WELLCARE HEALTH PLANS INC   2013-08-15 2013-10-15
13. WELLS FARGO & CO NEW   2004-08-13 2013-06-17
18. WELLS FARGO & CO NEW   2004-08-13 2013-07-16
63. WESTERN DIGITAL CORP   2012-10-24 2013-01-15
5000. XEROX CORP 6.35% 05/15/2018   2011-10-25 2013-02-07
4. YARA INTERNATIONAL ASA-ADR   2013-02-08 2013-05-31
94. YARA INTERNATIONAL ASA-ADR   2011-08-05 2013-08-06
4. YARA INTERNATIONAL ASA-ADR   2013-02-08 2013-08-06
9. ZURICH INS GROUP LTD SPONSORED ADR   2009-07-10 2013-05-31
179. ZURICH INS GROUP LTD SPONSORED ADR   2009-07-10 2013-08-06
10. ALLEGION PLC   2004-08-13 2013-12-03
8. ALLEGION PLC   2004-08-13 2013-12-04
.667 ALLEGION PLC   2004-08-13 2013-12-13
17. ASPEN INSURANCE HOLDINGS LTD   2010-04-08 2013-05-31
68. ASPEN INSURANCE HOLDINGS LTD   2010-04-08 2013-07-01
61. ASPEN INSURANCE HOLDINGS LTD   2011-06-03 2013-10-03
16. AXIS CAPITAL HOLDINGS LTD   2007-02-07 2013-06-20
48. AXIS CAPITAL HOLDINGS LTD   2007-02-07 2013-07-29
54. AXIS CAPITAL HOLDINGS LTD   2009-05-21 2013-10-02
13. INGERSOLL-RAND PLC   2004-08-13 2013-08-02
32. LAZARD LTD (LP)   2007-08-01 2013-02-08
53. LAZARD LTD (LP)   2011-06-03 2013-06-28
71. LAZARD LTD (LP)   2011-09-20 2013-10-11
9. SIGNET JEWELERS LTD   2010-04-26 2013-05-31
34. SIGNET JEWELERS LTD   2010-05-19 2013-09-24
31. GARMIN LTD   2012-09-07 2013-09-23
15. GARMIN LTD   2012-09-07 2013-10-16
10. GARMIN LTD   2013-01-10 2013-10-16
10. GARMIN LTD   2013-01-10 2013-10-23
9. CHECK POINT SOFTWARE TECH   2013-08-14 2013-09-16
10. ORTHOFIX INTL N V   2012-09-10 2013-05-28
28. ORTHOFIX INTL N V   2011-01-18 2013-05-28
68. AVAGO TECHNOLOGIES LTD   2013-08-01 2013-08-06
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 152   127 25
b 1,633   1,304 329
c 1,691   1,340 351
d 2,369   1,109 1,260
e 413   396 17
235   199 36
3,103   3,200 -97
436   266 170
835   744 91
3,925   2,663 1,262
4,227   2,254 1,973
940   664 276
777   711 66
346   263 83
461   326 135
1,879   2,357 -478
310   309 1
2,677   1,727 950
267   47 220
131   69 62
3,167   1,647 1,520
175   224 -49
2,974   2,665 309
915   765 150
455   563 -108
8,268   8,054 214
246     246
3     3
212   207 5
3,103   2,950 153
1,150   948 202
927   1,195 -268
745   1,245 -500
765   1,222 -457
981   526 455
708   404 304
17,438   14,396 3,042
5,558   4,444 1,114
1,087   1,633 -546
401   607 -206
197   216 -19
63   72 -9
3,742   2,708 1,034
488   358 130
6,111   2,890 3,221
1,907   769 1,138
2,606   1,002 1,604
319   324 -5
923   737 186
588   403 185
8,230   8,022 208
3,489   2,678 811
531   294 237
555   464 91
138   116 22
585   464 121
886   719 167
146   116 30
1,077   812 265
336   255 81
491   348 143
395   278 117
274   283 -9
1,817   2,067 -250
600   589 11
2,715   2,370 345
581   634 -53
1,859   1,817 42
2,009   1,431 578
591   375 216
112   119 -7
977   989 -12
2,141   1,310 831
999   1,114 -115
1,404   1,349 55
1,065   1,114 -49
161   146 15
1,758   1,601 157
449   336 113
1,091   774 317
1,697   1,326 371
628   405 223
2,718   2,057 661
1,243   1,229 14
788   644 144
9,651   8,080 1,571
2,173   2,200 -27
1,755   2,382 -627
3,598   3,382 216
4,048   3,424 624
4,540   3,622 918
930   669 261
653   458 195
273   525 -252
4,327   2,120 2,207
1,555   1,888 -333
118   111 7
344   333 11
2,779   2,343 436
2,695   2,468 227
7,254   6,597 657
374   416 -42
185   241 -56
890   1,143 -253
1,115   1,411 -296
825   1,010 -185
1,207   345 862
2,261   1,441 820
529   594 -65
595   660 -65
183   198 -15
2,039   2,333 -294
9,137   7,972 1,165
5,631   5,954 -323
273   257 16
1,729   1,682 47
192   191 1
806   812 -6
136   138 -2
2,935   2,610 325
316   315 1
89   119 -30
136   107 29
2,392   1,558 834
2,395   1,934 461
1,324   629 695
1,126   497 629
761   501 260
262   239 23
315   1,006 -691
807   660 147
3,368   3,451 -83
12,491   13,745 -1,254
8,000   8,119 -119
382   328 54
8,258   9,062 -804
395   913 -518
17,712   15,904 1,808
708   756 -48
4,263   2,408 1,855
1,998   655 1,343
3,941   1,132 2,809
2,343   610 1,733
156   119 37
4,210   3,124 1,086
848   802 46
2,483   2,194 289
655   3,771 -3,116
9,267   8,528 739
490   464 26
839   764 75
834   744 90
7,213   4,536 2,677
444   284 160
233   142 91
252   142 110
2,521   1,580 941
923   888 35
1,938   862 1,076
449   295 154
2,070   1,254 816
1,397   2,978 -1,581
414   816 -402
531   874 -343
176   291 -115
315   524 -209
527   457 70
354   229 125
4,216   2,719 1,497
166   160 6
2   2  
2,578   2,550 28
805   706 99
2,477   2,328 149
697   651 46
2,091   1,655 436
7,924   7,825 99
259   170 89
284   170 114
706   384 322
129   242 -113
2,177   3,404 -1,227
289   207 82
4,996   3,358 1,638
3,632   3,568 64
8,492   8,251 241
2,890   2,479 411
950   699 251
268   184 84
1,750   1,571 179
1,712   1,694 18
689   514 175
1,985   1,242 743
4   16 -12
2,649   1,881 768
128   137 -9
2,528   2,639 -111
1,066   1,100 -34
9,582   8,859 723
2,998   2,040 958
972   758 214
641   383 258
284   206 78
334   206 128
5,431   3,503 1,928
1,204   1,004 200
696   562 134
899   718 181
4,425   2,188 2,237
1,144   582 562
164   184 -20
401   396 5
3,452   3,458 -6
1,192   843 349
756   441 315
1,291   767 524
2,021   1,176 845
1,073   921 152
1,368   774 594
1,093   991 102
140   117 23
416   359 57
3,209   2,250 959
522   382 140
1,044   423 621
4,897   1,994 2,903
140   202 -62
2,679   2,601 78
249   454 -205
578   515 63
4,682   5,563 -881
2,363   1,765 598
2,085   1,653 432
9,321   9,132 189
240   294 -54
480   580 -100
113   83 30
1,787   1,279 508
588   933 -345
185   171 14
1,728   1,532 196
179   192 -13
3,414   2,764 650
299   320 -21
125   142 -17
399   426 -27
124   120 4
2,149   1,750 399
723   897 -174
329   392 -63
217   263 -46
1,096   1,374 -278
195   202 -7
4,271   3,290 981
119   89 30
2,296   1,734 562
554   150 404
1,102   299 803
666   180 486
1,552   3,499 -1,947
626   443 183
433   455 -22
375   378 -3
435   434 1
368   352 16
147   147  
325   279 46
103   89 14
3,220   4,404 -1,184
481   432 49
671   600 71
634   452 182
66   47 19
2   2  
777   520 257
626   312 314
1,090   1,379 -289
702   935 -233
428   292 136
992   517 475
2,675   1,144 1,531
2,592   976 1,616
3,830   3,430 400
14,460   5,620 8,840
5,023   4,053 970
728   2,231 -1,503
217   607 -390
506   1,320 -814
290   755 -465
478   1,245 -767
124   108 16
137   124 13
968   837 131
583   477 106
190   152 38
166   144 22
4,213   2,718 1,495
596   515 81
763   296 467
7,049   4,135 2,914
958   993 -35
1,089   1,215 -126
473   290 183
681   330 351
231   203 28
338   305 33
335   305 30
241   224 17
366   340 26
482   364 118
488   351 137
543   376 167
129   165 -36
2,850   3,356 -506
7,478   2,844 4,634
5,100   2,780 2,320
1,565   1,615 -50
904   745 159
3,032   3,022 10
1,177   899 278
202   149 53
3,086   2,211 875
784   443 341
1,430   921 509
1,187   774 413
865   2,187 -1,322
733   623 110
244   208 36
917   790 127
1,635   1,247 388
815   623 192
431   332 99
320   250 70
5,328   3,853 1,475
466   393 73
908   1,064 -156
7,261   5,325 1,936
6,571   3,781 2,790
10,511   5,521 4,990
232   148 84
3,623   2,155 1,468
142   113 29
2,217   1,688 529
604   555 49
4,084   3,332 752
1,988   2,110 -122
2,212   1,276 936
2,528   1,032 1,496
113   62 51
1,361   797 564
590   758 -168
3   9 -6
122   127 -5
2,452   2,471 -19
323   317 6
153   100 53
3,121   2,185 936
364   362 2
5,998   2,952 3,046
255   204 51
5,161   3,618 1,543
400   370 30
611   451 160
449   393 56
817   838 -21
373   419 -46
393   294 99
123   131 -8
343   349 -6
2,501   3,201 -700
3,341   3,787 -446
1,552   2,822 -1,270
906   514 392
443   250 193
462   264 198
113   73 40
2,160   1,395 765
183   192 -9
3,878   3,886 -8
470   473 -3
829   699 130
778   735 43
807   442 365
749   670 79
1,311   1,104 207
384   288 96
4,079   3,158 921
752   760 -8
1,756   935 821
251   264 -13
3,467   3,105 362
2,347   2,145 202
822   545 277
830   545 285
849   545 304
849   545 304
740   467 273
554   397 157
589   462 127
550   329 221
1,498   756 742
691   717 -26
1,785   2,005 -220
1,998   2,093 -95
371   406 -35
467   83 384
7,826   8,036 -210
2,821   2,849 -28
2,814   2,847 -33
10,244   10,429 -185
4,959   5,184 -225
2,493   2,516 -23
3,739   3,466 273
4,976   4,219 757
2,758   2,781 -23
1,944   1,867 77
4,755   4,626 129
19,070   19,105 -35
24,072   24,118 -46
7,028   7,043 -15
1,042   1,057 -15
1,051   1,057 -6
6,307   6,105 202
6,154   6,270 -116
11,283   11,115 168
6,120   6,045 75
15,891   16,121 -230
14,521   15,113 -592
3,924   4,002 -78
51,718   52,257 -539
45,578   46,151 -573
1,915   2,010 -95
734   605 129
229   183 46
472   335 137
316   229 87
286   203 83
919   641 278
562   436 126
2,936   3,954 -1,018
423   981 -558
213   254 -41
1,253   1,070 183
3,642   3,522 120
3,929   3,500 429
8,708   6,936 1,772
692   145 547
974   203 771
1,653   305 1,348
831   145 686
4,000   4,235 -235
369   200 169
285   273 12
546   464 82
2,198   2,060 138
657   545 112
558   461 97
1,432   1,040 392
359   249 110
674   473 201
526   462 64
3,142   3,000 142
5,237   5,204 33
4,315   3,954 361
525   373 152
774   517 257
2,776   2,139 637
5,798   4,984 814
178   214 -36
4,031   4,675 -644
172   214 -42
239   150 89
4,894   2,065 2,829
430   178 252
336   142 194
29   12 17
631   487 144
2,536   1,949 587
2,201   1,714 487
726   552 174
2,182   1,655 527
2,380   1,709 671
806   379 427
1,194   1,468 -274
1,721   1,905 -184
2,630   1,877 753
620   306 314
2,417   1,077 1,340
1,351   1,285 66
729   622 107
486   391 95
488   391 97
526   521 5
269   427 -158
753   882 -129
2,506   2,498 8
      208
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       25
b       329
c       351
d       1,260
e       17
      36
      -97
      170
      91
      1,262
      1,973
      276
      66
      83
      135
      -478
      1
      950
      220
      62
      1,520
      -49
      309
      150
      -108
      214
      246
      3
      5
      153
      202
      -268
      -500
      -457
      455
      304
      3,042
      1,114
      -546
      -206
      -19
      -9
      1,034
      130
      3,221
      1,138
      1,604
      -5
      186
      185
      208
      811
      237
      91
      22
      121
      167
      30
      265
      81
      143
      117
      -9
      -250
      11
      345
      -53
      42
      578
      216
      -7
      -12
      831
      -115
      55
      -49
      15
      157
      113
      317
      371
      223
      661
      14
      144
      1,571
      -27
      -627
      216
      624
      918
      261
      195
      -252
      2,207
      -333
      7
      11
      436
      227
      657
      -42
      -56
      -253
      -296
      -185
      862
      820
      -65
      -65
      -15
      -294
      1,165
      -323
      16
      47
      1
      -6
      -2
      325
      1
      -30
      29
      834
      461
      695
      629
      260
      23
      -691
      147
      -83
      -1,254
      -119
      54
      -804
      -518
      1,808
      -48
      1,855
      1,343
      2,809
      1,733
      37
      1,086
      46
      289
      -3,116
      739
      26
      75
      90
      2,677
      160
      91
      110
      941
      35
      1,076
      154
      816
      -1,581
      -402
      -343
      -115
      -209
      70
      125
      1,497
      6
       
      28
      99
      149
      46
      436
      99
      89
      114
      322
      -113
      -1,227
      82
      1,638
      64
      241
      411
      251
      84
      179
      18
      175
      743
      -12
      768
      -9
      -111
      -34
      723
      958
      214
      258
      78
      128
      1,928
      200
      134
      181
      2,237
      562
      -20
      5
      -6
      349
      315
      524
      845
      152
      594
      102
      23
      57
      959
      140
      621
      2,903
      -62
      78
      -205
      63
      -881
      598
      432
      189
      -54
      -100
      30
      508
      -345
      14
      196
      -13
      650
      -21
      -17
      -27
      4
      399
      -174
      -63
      -46
      -278
      -7
      981
      30
      562
      404
      803
      486
      -1,947
      183
      -22
      -3
      1
      16
       
      46
      14
      -1,184
      49
      71
      182
      19
       
      257
      314
      -289
      -233
      136
      475
      1,531
      1,616
      400
      8,840
      970
      -1,503
      -390
      -814
      -465
      -767
      16
      13
      131
      106
      38
      22
      1,495
      81
      467
      2,914
      -35
      -126
      183
      351
      28
      33
      30
      17
      26
      118
      137
      167
      -36
      -506
      4,634
      2,320
      -50
      159
      10
      278
      53
      875
      341
      509
      413
      -1,322
      110
      36
      127
      388
      192
      99
      70
      1,475
      73
      -156
      1,936
      2,790
      4,990
      84
      1,468
      29
      529
      49
      752
      -122
      936
      1,496
      51
      564
      -168
      -6
      -5
      -19
      6
      53
      936
      2
      3,046
      51
      1,543
      30
      160
      56
      -21
      -46
      99
      -8
      -6
      -700
      -446
      -1,270
      392
      193
      198
      40
      765
      -9
      -8
      -3
      130
      43
      365
      79
      207
      96
      921
      -8
      821
      -13
      362
      202
      277
      285
      304
      304
      273
      157
      127
      221
      742
      -26
      -220
      -95
      -35
      384
      -210
      -28
      -33
      -185
      -225
      -23
      273
      757
      -23
      77
      129
      -35
      -46
      -15
      -15
      -6
      202
      -116
      168
      75
      -230
      -592
      -78
      -539
      -573
      -95
      129
      46
      137
      87
      83
      278
      126
      -1,018
      -558
      -41
      183
      120
      429
      1,772
      547
      771
      1,348
      686
      -235
      169
      12
      82
      138
      112
      97
      392
      110
      201
      64
      142
      33
      361
      152
      257
      637
      814
      -36
      -644
      -42
      89
      2,829
      252
      194
      17
      144
      587
      487
      174
      527
      671
      427
      -274
      -184
      753
      314
      1,340
      66
      107
      95
      97
      5
      -158
      -129
      8
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 136,056
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 105,567 1,987,641 0.053112
2011 100,950 2,017,824 0.050029
2010 90,900 1,759,000 0.051677
2009 103,925 1,737,226 0.059822
2008 115,731 2,005,721 0.0577
2 Total of line 1, column (d) ...................... 2 0.27234
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.054468
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,076,904
5 Multiply line 4 by line 3....................... 5 113,125
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,394
7 Add lines 5 and 6......................... 7 114,519
8 Enter qualifying distributions from Part XII, line 4.............. 8 102,607
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,788
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,788
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,788
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,559
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 3,017
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,576
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,788
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet2,788 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCOMERICA BANK Telephone no.bullet (877) 405-1091
    Located atbullet101 NORTH MAIN STREETANN ARBORMI ZIP+4bullet48104
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    COMERICA BANK TRUSTEE
    1     		11,569    
    PO BOX 75000 M/C 7874
    DETROIT,MI482757874
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    103,845
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    2,788
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,788
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    101,057
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    101,057
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    101,057
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 101,057
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 15,833
    b From 2009....... 17,244
    c From 2010....... 5,233
    d From 2011....... 2,576
    e From 2012....... 7,560
    fTotal of lines 3a through e......... 48,446
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 102,607
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 101,057
    e Remaining amount distributed out of corpus 1,550
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 49,996
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		15,833
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		34,163
    10 Analysis of line 9:
    a Excess from 2009.... 17,244
    b Excess from 2010.... 5,233
    c Excess from 2011.... 2,576
    d Excess from 2012.... 7,560
    e Excess from 2013.... 1,550
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BRENDA PEARSON
    60 S 6TH ST
    MINNEAPOLIS,MN55402
    (612) 215-3603
    bThe form in which applications should be submitted and information and materials they should include:
    NO SPECIFIC FORM
    cAny submission deadlines:
    NONE NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF MINNESOTA DULUTH
    1049 UNIVERSITY DRIVE
    DULUTH,MN55812     		NONE EXEMPT SUPPORT 13,000
    LAKE SUPERIOR YOUTH CHORUS INC
    PO BOX 16186
    DULUTH,MN55816     		NONE EXEMPT SUPPORT 3,000
    MILLER - DWAN FOUNDATION
    502 E SECOND STREET
    DULUTH,MN55805     		NONE EXEMPT SUPPORT 15,000
    SECOND HARVEST NORTHERN LAKES FOOD BANK
    4503 AIR PARK BLVD
    DULUTH,MN55811     		NONE EXEMPT SUPPORT 21,000
    COURAGE CENTER
    3915 GOLDEN VALLEY ROAD
    GOLDEN VALLEY,MN55422     		NONE EXEMPT SUPPORT 7,000
    DULUTH CHILDREN'S MUSEUM INC
    506 WEST MICHIGAN STREET
    DULUTH,MN55802     		NONE EXEMPT SUPPORT 5,000
    BOYS & GIRLS CLUB OF NORTHLAND
    102 S 29TH AVE W STE 200
    DULUTH,MN55806     		NONE EXEMPT SUPPORT 10,000
    SCOTTISH RITE FOUNDATION
    1420 LONDON ROAD
    DULUTH,MN55805     		NONE EXEMPT SUPPORT 5,000
    DAMIANO OF DULUTH INC
    206 WEST FOURTH STREET
    DULUTH,MN55806     		NONE EXEMPT SUPPORT 5,000
    MINNESOTA TEEN CHALLENGE INC
    1619 PORTLAND AVE S
    MINNEAPOLIS,MN55404     		NONE NONE SUPPORT 5,000
    LIFE HOUSE INC
    102 WEST IST STREET
    DULUTH,MN55802     		NONE EXEMPT SUPPORT 10,000
    DULUTH EAST HIGH SCHOOL
    DULUTH EAST DAREDEVILS ROBOTICS
    301 NORTH 40TH AVENUE E
    DULUTH,MN55804     		NONE EXEMPT SUPPORT 2,000
    Total .................................bullet 3a 101,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 1  
    4 Dividends and interest from securities....     14 41,028  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 136,056  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   177,085  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13177,085
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    LAHTI FAMILY FOUNDATION
    EIN: 20-2988335
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 508,905 512,294

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    LAHTI FAMILY FOUNDATION
    EIN: 20-2988335
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCK 973,097 1,355,991

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    LAHTI FAMILY FOUNDATION
    EIN: 20-2988335
    US Government Securities - End of Year Book Value:

    272,130
    US Government Securities - End of Year Fair Market Value:

    273,188
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 OtherDecreasesSchedule
    Name:
    LAHTI FAMILY FOUNDATION
    EIN: 20-2988335
    Description Amount
    DIFFERENCE BETWEEN CASH RECEIPTS AND TAXABLE INCOME 369