Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
Simmons Foundation - PerkinsThompson
 

Number and street (or P.O. box number if mail is not delivered to street address)PO Box 426 One Canal Plaza   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Portland, ME04112
A Employer identification number

01-0277832
B Telephone number (see instructions)

(207) 774-2635
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,860,780J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 62,290 62,290  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 408,298
b Gross sales price for all assets on line 6a 1,078,048
7 Capital gain net income (from Part IV, line 2)... 161,389
8 Net short-term capital gain......... 15,997
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 470,588 223,679 15,997
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,750 875   875
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 5,923 2,961   2,962
b Accounting fees (attach schedule)....... Click to see attachment 2,300 767   1,533
c Other professional fees (attach schedule).... Click to see attachment 20,224 20,224    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,468      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 456 228   228
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 97 49   48
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 35,218 25,104   5,646
25 Contributions, gifts, grants paid........ 164,976 164,976
26 Total expenses and disbursements. Add lines 24 and 25 200,194 25,104   170,622
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 270,394
b Net investment income (if negative, enter -0-) 198,575
c Adjusted net income (if negative, enter -0-)... 15,997
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 14,558 13,056 13,056
2 Savings and temporary cash investments.......... 58,849 228,526 228,526
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 350,799 Click to see attachment264,546 264,546
b Investments—corporate stock (attach schedule)........ 1,999,374 Click to see attachment1,955,945 1,955,945
c Investments—corporate bonds (attach schedule)........ 165,506 Click to see attachment394,613 394,613
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet3,848
Less: accumulated depreciation (attach schedule) bullet3,598 250 Click to see attachment250 250
15 Other assets (describe bullet) Click to see attachment2,582 Click to see attachment3,844 Click to see attachment3,844
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,591,918 2,860,780 2,860,780
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment9,901 Click to see attachment8,369
23 Total liabilities (add lines 17 through 22).......... 9,901 8,369
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 2,582,017 2,852,411
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,582,017 2,852,411
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,591,918 2,860,780
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,582,017
2 Enter amount from Part I, line 27a..................... 2 270,394
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 2,852,411
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,852,411
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Abbvie Inc 235 shrs P 2012-06-27 2013-01-15
b Apple Computer Inc 53 shrs P 2012-07-01 2013-05-07
c Chubb Corporation 240 shrs P 2012-07-01 2013-05-07
d Motorola Solutions Inc 210 shrs P 2012-04-27 2013-02-15
e Occidental Petroleum Corp 110 shrs P 2013-01-15 2013-05-07
Pimco Commodity Real Return 2628 shrs P 2013-05-07 2013-12-16
TJX Cos Inc 230 shrs P 2012-11-01 2013-05-07
Vanguard Ftse Developed Mkt 380 shrs P 2013-02-15 2013-12-16
Vanguard Ftse Emerging Mkt 525 shrs P 2013-05-07 2013-12-16
Vanguard Mid-Cap 770 shrs P 2013-05-07 2013-12-16
Vanguard Small Cap Value 190 shrs P 2013-05-07 2013-12-16
Vanguard Small Cap Growth 140 shrs P 2013-05-07 2013-12-16
Wal-Mart Stores 135 shrs P 2013-01-15 2013-12-16
Boeing Co 125 shrs P 2012-04-27 2013-05-07
Cons Staples Select Sector 135 shrs P 2012-06-27 2013-12-16
Deere & Co 275 shrs P 2011-10-26 2013-12-16
Discover Financial Services 225 shrs P 2012-04-27 2013-05-07
Microsoft Corp 60 shrs P 2012-04-27 2013-05-07
Nextera Energy 135 shrs P 2012-06-27 2013-12-16
Philip Morris Intl Inc 220 shrs P 2012-04-27 2013-12-16
Pimco Commodity Real Return 5298 shrs P 2012-04-27 2013-12-16
Prudential Finl Inc 150 shrs P 2012-04-27 2013-05-07
Vanguard Ftse Developed Mkt 1040 shrs P 2012-04-27 2013-12-16
Vanguard Ftse Emerging Mkt 4620 shrs P 2012-04-27 2013-12-16
Vanguard REIT 70 shrs P 2012-06-27 2013-12-16
Wal-Mart Stores 210 shrs P 2012-06-27 2013-12-16
Ishares Gold Trust 2480 shrs P 2012-04-27 2013-12-16
Apple Computer Inc 15 shrs P 2006-03-22 2013-05-07
Coca Cola Co 480 shrs P 2001-01-01 2013-01-15
Federal Home Loan Bank 3.125% 25000 P 2009-12-29 2013-12-13
Federal Home Loan Bank 4.5% 50000 P 2006-01-03 2013-09-16
General Electric 1360 shrs P 2001-01-01 2013-01-15
Gilead Sciences Inc 220 shrs P 2001-01-01 2013-05-07
Google Inc 14 shrs P 2010-06-22 2013-02-15
Intel Corp 405 shrs P 2008-12-24 2013-05-07
Ishares Iboxx USD Investment Grade 550 shrs P 2001-01-01 2013-12-26
Ishare Tips Bond 600 shrs P 2001-01-01 2013-12-26
Johnson & Johnson Inc 205 shrs P 2001-01-01 2013-01-15
Microsoft Corp 340 shrs P 2008-06-17 2013-05-07
Pfizer Inc 828 shrs P 2001-01-01 2013-01-15
Proctor & Gamble Co 450 shrs P 2001-01-01 2013-01-15
Barclays Int-term Corp Bonds 750 shrs P 2010-09-24 2013-12-26
Vanguard Small-Cap Growth 140 shrs P 2008-12-24 2013-02-15
Ishares Gold Trust 860 shrs P 2001-01-01 2013-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 8,081 0 7,692 389
b 24,337 0 28,268 -3,931
c 21,378 0 18,069 3,309
d 12,879 0 10,655 2,224
e 9,807 0 9,068 739
14,586 0 16,583 -1,997
11,429 0 9,736 1,693
15,215 0 13,767 1,448
21,351 0 23,389 -2,038
82,721 0 74,220 8,501
18,178 0 15,977 2,201
16,527 0 14,234 2,293
10,488 0 9,322 1,166
11,835 0 9,679 2,156
5,702 0 4,595 1,107
24,486 0 20,245 4,241
10,336 0 7,702 2,634
1,999 0 1,923 76
11,208 0 9,149 2,059
18,662 0 19,811 -1,149
29,403 0 33,964 -4,561
9,879 0 9,222 657
41,641 0 34,840 6,801
187,893 0 196,917 -9,024
4,513 0 4,415 98
16,315 0 14,377 1,938
29,958 0 38,975 -9,017
6,888 0 928 5,960
17,870 0 844 17,026
25,000 0 25,647 -647
49,247 0 49,247 0
28,736 0 975 27,761
11,677 0 3,907 7,770
11,066 0 6,877 4,189
9,760 0 5,751 4,009
62,827 0 60,174 2,653
65,813 0 62,193 3,620
14,805 0 561 14,244
11,325 0 9,867 1,458
21,933 0 675 21,258
31,409 0 1,415 29,994
25,264 0 25,208 56
13,513 0 5,598 7,915
110 0 0 110
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a 0 0 0 389
b 0 0 0 -3,931
c 0 0 0 3,309
d 0 0 0 2,224
e 0 0 0 739
0 0 0 -1,997
0 0 0 1,693
0 0 0 1,448
0 0 0 -2,038
0 0 0 8,501
0 0 0 2,201
0 0 0 2,293
0 0 0 1,166
0 0 0 2,156
0 0 0 1,107
0 0 0 4,241
0 0 0 2,634
0 0 0 76
0 0 0 2,059
0 0 0 -1,149
0 0 0 -4,561
0 0 0 657
0 0 0 6,801
0 0 0 -9,024
0 0 0 98
0 0 0 1,938
0 0 0 -9,017
0 0 0 5,960
0 0 0 17,026
0 0 0 -647
0 0 0 0
0 0 0 27,761
0 0 0 7,770
0 0 0 4,189
0 0 0 4,009
0 0 0 2,653
0 0 0 3,620
0 0 0 14,244
0 0 0 1,458
0 0 0 21,258
0 0 0 29,994
0 0 0 56
0 0 0 7,915
0 0 0 110
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 161,389
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 15,997
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 138,132 2,488,981 0.055497
2011 149,866 2,464,219 0.060817
2010 137,674 2,424,287 0.056789
2009 145,742 2,288,470 0.063685
2008 91,129 2,658,653 0.034276
2 Total of line 1, column (d) ...................... 2 0.271064
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.054213
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,682,289
5 Multiply line 4 by line 3....................... 5 145,415
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,986
7 Add lines 5 and 6......................... 7 147,401
8 Enter qualifying distributions from Part XII, line 4.............. 8 170,622
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,986
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,986
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,986
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,216
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. : -7216 7 7,216
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 12
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,218
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet5,218 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletME
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPAUL RAUSCH CPA Telephone no.bullet (207) 774-2635
    Located atbulletPO Box 426 One Canal PlazaPortlandME ZIP+4bullet04112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ROBERT WOODWARD Pres.
    1.00     		50 0 0
    115 North High Street
    Bridgton,ME04009
    STEPHEN G WOODWARD 1st VP
    1.00     		50 0 0
    208 Lufkin Road
    North Yarmouth,ME04097
    DOROTHY WENTWORTH 2nd VP
    1.00     		50 0 0
    55 Hardy Road
    Falmouth,ME04105
    PAUL H RAUSCH Treasurer
    2.00     		1,250 0 0
    86 Valview Drive
    Auburn,ME04210
    SUZANNE G W MCGUFFEY Trustee
    1.00     		50 0 0
    207 Lufkin Road
    North Yarmouth,ME04097
    ROBERT ARANSON MD Trustee
    1.00     		50 0 0
    20 Lookout Drive
    Freeport,ME04032
    TINA JENNINGS Trustee
    1.00     		50 0 0
    208 Lufkin Road
    North Yarmouth,ME04097
    REV ANITA WHITE Trustee
    1.00     		50 0 0
    15 Forest Ave
    Auburn,ME04210
    SAMUEL WOODWARD Trustee
    1.00     		50 0 0
    912 Roosevelt Trail Apt 8
    Windham,ME04062
    JOHN R OPPERMAN ESQ Trustee
    1.00     		50 0 0
    25 Woodmont Street
    Portland,ME04102
    ELIZABETH MORELAND Trustee
    1.00     		50 0 0
    111 Pond Road
    Standish,ME04084
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    134,114
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,986
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,986
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    132,128
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    132,128
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    132,128
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 132,128
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012....... 6,994
    fTotal of lines 3a through e......... 6,994
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 170,622
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 132,128
    e Remaining amount distributed out of corpus 38,494
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 45,488
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		45,488
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012.... 6,994
    e Excess from 2013.... 38,494
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PAUL RAUSCH CO PERKINS THOMPSON
    One Canal Plaza
    Portland,ME04101
    (207) 774-2635
    bThe form in which applications should be submitted and information and materials they should include:
    SEE ATTACHED SCHEDULE
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHED SCHEDULE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LaDawn Quarter Horse Theraputic Riding Ctr
    P O Box 558
    West Kennebunk,ME04094     		  Exempt SystemLift 5,000
    The Summer Camp
    8 Church Street
    Bridgton,ME04009     		  Exempt ScholarshipCampProgram 3,000
    Good Shepherd Food Bank
    PO Box 1807
    Auburn,ME04211     		  Exempt MatchingAgencyProgram 5,000
    Portland Symphony Orchestra
    50 Monument Sq 2nd Floor
    Portland,ME04104     		  Exempt KonzertsKinderProgram 4,000
    Camp Sunshine at Sebago Lake
    35 Acadia Road
    Casco,ME04015     		  Exempt SponsorshipFamilyProgram 4,000
    Maine Housing & Building Materials Exchange
    PO Box 475
    Topsham,ME04086     		  Exempt for Low incomeBldg MatlProject 2,500
    Lake Region Senior Service
    PO Box 816
    Bridgton,ME04009     		  Exempt TransportationSeniorProgram 5,000
    Cancer Community Center
    778 Main Street
    South Portland,ME04106     		  Exempt SurvivorshipCancerProgram 5,000
    The Progress Center
    35 Cottage Street
    Norway,ME04268     		  Exempt Soup Kitchen 5,000
    Jobs for Maine Graduates
    45 Commerce Drive Ste 9
    Augusta,ME04330     		  Exempt LiteracyFinancialProgram 5,000
    Aroostook Mental Health Srv
    PO Box 1018
    Caribou,ME04736     		  Exempt Camp ProgramTeen Leadership 2,500
    Goodwill Industries of NNE
    353 Cumberland Ave
    Portland,ME04101     		  Exempt FundVeterens'Project 7,000
    Wayside Food Program
    PO Box 1278
    Portland,ME04102     		  Exempt ProgramsFood 6,000
    Hebron Academy
    339 Paris Road
    Hebron,ME04238     		  Exempt ProgramTuition 5,000
    University of Southern Maine
    96 Falmouth Street
    Portland,ME04103     		  Exempt ProgramScholarship 10,000
    Gould Academy
    39 Church Street
    Bethel,ME04217     		  Exempt ProgramScholarship 5,000
    Biddeford Free Clinic
    189 Alfred Street
    Biddeford,ME04005     		  Exempt ProgramPharmacy 3,000
    Seeds of Peace
    370 Lexington Ave Ste 1201
    New York,NY10017     		  Exempt LeadershipYouthProgram 5,000
    Coastal Humane Society
    190 Pleasant Street
    Brunswick,ME04011     		  Exempt for CatsHumane HousingProject 5,000
    Coastal Trans Inc
    46 Summer Street
    Rockland,ME04861     		  Exempt TransportationAutomation ofCoupon Program 4,000
    Community Concepts Inc
    240 Bates Street
    Lewiston,ME04240     		  Exempt Big SisterBig BrotherProgram 5,000
    Hospice of Southern Maine
    180 US Route 1 Suite 1
    Scarborough,ME04074     		  Exempt NursesTravelingProgram 5,337
    Kids Free To Grow
    62 Portland Road
    Kennebunk,ME04043     		  Exempt Over ProjectBay Think It 2,639
    Maine Audubon Society
    20 Gilsland Farm Road
    Falmouth,ME04105     		  Exempt LearningServiceProject 3,000
    Oasis Health Network Inc
    66 Baribeau Drive Box 1
    Brunswick,ME04011     		  Exempt AssistancePrescriptionProgram 2,500
    Peregrine Corp STRIVE
    28 Foden Road
    South Portland,ME04106     		  Exempt EducationTransitionalProgram 5,000
    Pine Tree Hospice
    883 West Main Street
    DoverFoxcroft,ME04426     		  Exempt OperatingGeneralSupport 3,500
    Portland Public Library
    5 Monument Square
    Portland,ME04101     		  Exempt ProjectBook Mobile 2,000
    Ronald McDonald House of Bangor
    654 State Street
    Bangor,ME04401     		  Exempt ProjectShare a Night 5,000
    SeniorsPlus
    8 Falcon Road
    Lewiston,ME04240     		  Exempt EnrollmentBenefitsService Project 5,000
    SeniorsPlus
    8 Falcon Road
    Lewiston,ME04240     		  Exempt ProjectMeals on Wheels 5,000
    Tedford Housing
    14 Middle Street
    Brunswick,ME04011     		  Exempt ProjectCargo Van 7,500
    Trinity Jubilee Center
    247 Bates Street
    Lewiston,ME04240     		  Exempt AssistanceRefugeeProgram 2,500
    Washington County Children's Program
    PO Box 311
    Machais,ME04654     		  Exempt OutreachOral Health 5,000
    Westbrook Youth Center
    755 Main Street
    Westbrook,ME04092     		  Exempt ProjectFun a Kid 5,000
    York County Community Action Corp
    6 Spruce Street
    Sanford,ME04073     		  Exempt throughService EnhancementTechnology Project 5,000
    Total .................................bullet 3a 164,976
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 62,290  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    14 408,298  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   470,588  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13470,588
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Clark, Friel and Joyce Tax and financial stmt 2,300 767   1,533

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Investments   Purchased 2013-12   1,078,048 669,750     408,298  

    TY 2013 GeneralExplanationAttachment
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Identifier Return Reference Explanation
      Part XV Line 2 LINE 2B THERE ARE NO PRESCRIBED FORMS FOR THE SUBMISSION OF APPLICATIONS. HOWEVER, THE FOLLOWING INFORMATION MUST BE PROVIDED: 1) THE APPLICANT'S TAX EXEMPT NUMBER 2) A COPY OF THE ORGANIZATION'S HANDBOOK 3) A BRIEF OUTLINE OF THE HISTORY OF THE ORGANIZATION 4) THE CHARITABLE PURPOSE OF THE APPLICANT ORGANIZATION 5) DETAILS REGARDING THE SPECIFIC REQUEST MADE AS PART OF THE APPLICATION FOR FUNDS LINE 2D THE FOUNDATION DOES NOT MAKE AWARDS TO INDIVIDUALS OR ORGANIZATIONS WITHOUT VALID FEDERAL INCOME TAX EXEMPTIONS. AWARDS ARE GENERALLY RESTRICTED TO ORGANIZATIONS OPERATING WITHIN MAINE.

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Fidelity Convertible Securites 1157 shrs 35,996 35,996
    Fidelity Floating Rate High Inc 3622 shrs 36,077 36,077
    Fidelity Conservative Income Bond 3343 shrs 33,561 33,561
    Goldman Sachs Strategic Income 4658 shrs 49,653 49,653
    Pimco High Yield 3758 shrs 36,115 36,115
    Pimco Low Duration Fund 5249 shrs 54,218 54,218
    Pimco Total Return 8875 shrs 94,879 94,879
    Pimco Investment Grade Corp Bd 5285 shrs 54,114 54,114

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M Co. 205 shrs 28,751 28,751
    Abbott Labs 745 shrs 28,556 28,556
    Actavis PLC 255 shrs 42,840 42,840
    Allergan Inc. 325 shrs 36,101 36,101
    Amgen Inc 35 shrs 3,993 3,993
    Apache Corp 35 shrs 3,008 3,008
    Apple Inc 38 shrs 21,319 21,319
    AT&T Inc 480 shrs 16,877 16,877
    Biogen Idec Inc 15 shrs 4,194 4,194
    Boeing Co 155 shrs 21,156 21,156
    Capital One Finl Corp 500 shrs 38,305 38,305
    Celgene Corp 30 shrs 5,069 5,069
    Chevron Corp 275 shrs 34,350 34,350
    Chubb Corporation 180 shrs 17,393 17,393
    Cisco Systems Inc 145 shrs 3,252 3,252
    Conocophillips 390 shrs 27,553 27,553
    Cons Staples Select Sector 290 shrs 12,464 12,464
    Costco Whsl Corp 205 shrs 24,399 24,399
    Cummins Inc 25 shrs 3,524 3,524
    CVS/Caremark Corp 200 shrs 14,314 14,314
    Discover Financial Services 550 shrs 30,772 30,772
    Dover Corp 160 shrs 15,446 15,446
    Dupont E I De Nemours & Co. 430 shrs 27,937 27,937
    Ebay Inc Com 265 shrs 14,539 14,539
    EMC Corp 1180 shrs 29,677 29,677
    EOG Resources Inc 20 shrs 3,357 3,357
    Express Scripts Hldg Co 385 shrs 27,042 27,042
    Exxon Mobil Corp 520 shrs 52,624 52,624
    General Mills Inc 375 shrs 18,716 18,716
    Genuine Parts Co. 440 shrs 36,604 36,604
    Gilead Sciences Inc 430 shrs 32,293 32,293
    Goodyear Tire & Rubber Co 125 shrs 2,981 2,981
    Google Inc Cl A 36 shrs 40,346 40,346
    Harman Intl Inds Inc 40 shrs 3,274 3,274
    Home Depot Inc. 395 shrs 32,524 32,524
    Intel Corp 585 shrs 15,184 15,184
    Ishares US Home Construction 1355 shrs 33,631 33,631
    JPMorgan Chase & Co 455 shrs 26,608 26,608
    Kroger Corp 90 shrs 3,558 3,558
    McDonalds Corp 325 shrs 31,535 31,535
    Microsoft Corp 705 shrs 26,374 26,374
    Motorola Solutions Inc 465 shrs 31,388 31,388
    Nextera Energy Inc 145 shrs 12,415 12,415
    Occidental Petroleum Corp 115 shrs 10,936 10,936
    Omnicom Group 500 shrs 37,185 37,185
    Oracle Corporation 895 shrs 34,243 34,243
    Philip Morris Intl Inc 35 shrs 3,050 3,050
    Phillips 66 250 shrs 19,283 19,283
    Procter & Gamble Co 145 shrs 11,804 11,804
    Prudential Finl Inc 330 shrs 30,433 30,433
    Qualcomm Inc 445 shrs 33,041 33,041
    Schlumberger Limited 215 shrs 19,374 19,374
    State Street Corp 515 shrs 37,796 37,796
    Stericycle Inc 25 shrs 2,904 2,904
    Thermo Fisher Scientific Inc 390 shrs 43,426 43,426
    TJX Cos Inc 500 shrs 31,865 31,865
    United Parcel Srv Inc B 230 shrs 24,168 24,168
    United Technologies 230 shrs 26,174 26,174
    Unitedhealth Group Inc 335 shrs 25,226 25,226
    US Bancorp Del New 800 shrs 32,320 32,320
    Vanguard Ftse Developed Mkt 2125 shrs 88,570 88,570
    Vanguard Ftse Emerging Mkt 700 shrs 28,798 28,798
    Vanguard Mid-Cap ETF 1760 shrs 193,635 193,635
    Vanguard Small-Cap Growth ETF 460 shrs 56,258 56,258
    Vanguard Small-Cap Value ETF 540 shrs 52,580 52,580
    Verizon Communications 490 shrs 24,079 24,079
    Wells Fargo & Co New 820 shrs 37,228 37,228
    Wells Fargo Premier Lg Co Growth 3037 shrs 44,065 44,065
    Ishares Gold Trust 860 shrs 10,045 10,045
    Pimco Commodity Real Return 1861 shares 10,214 10,214
    Vanguard REIT ETF 790 shares 51,002 51,002

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    US Government Securities - End of Year Book Value:

    264,546
    US Government Securities - End of Year Fair Market Value:

    264,546
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 LandEtcSchedule2
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Equipment 3,848 3,598 250  


    TY 2013 LegalFeesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Perkins Thompson Legal 5,923 2,961   2,962


    TY 2013 OtherAssetsSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued investment income 2,582 3,844 3,844
    Accrued investment income 2,582 3,844 3,844
    Accrued investment income 2,582 3,844 3,844


    TY 2013 OtherAssetsSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued investment income 2,582 3,844 3,844
    Accrued investment income 2,582 3,844 3,844
    Accrued investment income 2,582 3,844 3,844


    TY 2013 OtherAssetsSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued investment income 2,582 3,844 3,844
    Accrued investment income 2,582 3,844 3,844
    Accrued investment income 2,582 3,844 3,844


    TY 2013 OtherExpensesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Office expenses 97 49   48


    TY 2013 OtherLiabilitiesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value
    Deferred excise tax 5,117 7,587
    Excise tax payable 4,784 782
    Deferred excise tax 5,117 7,587
    Excise tax payable 4,784 782


    TY 2013 OtherLiabilitiesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Description Beginning of Year - Book Value End of Year - Book Value
    Deferred excise tax 5,117 7,587
    Excise tax payable 4,784 782
    Deferred excise tax 5,117 7,587
    Excise tax payable 4,784 782


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    People United Bank Investment fees 20,224 20,224    


    TY 2013 TaxesSchedule
    Name:
    Simmons Foundation - PerkinsThompson
    EIN: 01-0277832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise tax 4,468