Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
FINNEGAN FAMILY FOUNDATION
 
% ALBERT W MCCALLY III
Number and street (or P.O. box number if mail is not delivered to street address)500 DAVIS STREETSuite 508Room/suite
City or town, state or province, country, and ZIP or foreign postal code
EVANSTON, IL60201
A Employer identification number

36-4221334
B Telephone number (see instructions)

(847) 866-5400
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$39,426,744J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,791,594
2 Check bullet
3 Interest on savings and temporary cash investments 9 9  
4 Dividends and interest from securities...... 675,196 675,196  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,125,677
b Gross sales price for all assets on line 6a 5,620,521
7 Capital gain net income (from Part IV, line 2)... 2,125,677
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,444 2,444  
12 Total. Add lines 1 through 11........ 4,594,920 2,803,326  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 123,250 61,625   61,625
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 367 184 0 184
c Other professional fees (attach schedule).... Click to see attachment 132,225 132,219    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 62,056 45,249   4,419
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 23,861 11,931   11,931
21 Travel, conferences, and meetings....... 3,851 1,926   1,926
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 5,255 2,615   2,615
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 350,865 255,749 0 82,700
25 Contributions, gifts, grants paid........ 1,330,137 1,330,137
26 Total expenses and disbursements. Add lines 24 and 25 1,681,002 255,749 0 1,412,837
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,913,918
b Net investment income (if negative, enter -0-) 2,547,577
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 141,100 3,111,972 3,111,972
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 17,713,362 Click to see attachment16,477,005 31,231,352
c Investments—corporate bonds (attach schedule)........ 1,234,985 Click to see attachment1,331,046 1,413,000
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,867,435 Click to see attachment2,906,991 3,666,187
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment41,733 Click to see attachment4,233 Click to see attachment4,233
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 21,998,615 23,831,247 39,426,744
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 21,998,615 23,831,247
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 21,998,615 23,831,247
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 21,998,615 23,831,247
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 21,998,615
2 Enter amount from Part I, line 27a..................... 2 2,913,918
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 24,912,533
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1,081,286
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 23,831,247
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 585.805 SHS JANUS INVESTMENT FUND P 2012-12-24 2013-01-17
b 357.695 SHS VANGUARD INTERNATIONAL EXPLORER P 2012-12-31 2013-06-18
c 10170.186 SHS JANUS INVESTMENT FUND P   2013-01-17
d 7425.261 SHS TCW GALILEO FUNDS INC. P   2013-01-17
e 12894.695 SHS VANGUARD INTL EXPLORER P   2013-06-18
15000 SHS PACKAGING CORP OF AMERICA P 2007-08-13 2013-03-14
GARDNER RUSSO & GARDNER #519610 - ST COVERED - SEE ATTACHED P    
GARDNER RUSSO & GARDNER #519610 - LT COVERED - SEE ATTACHED P    
GARDNER RUSSO & GARDNER #519610 - LT NON-COVERED - SEE ATTACHED P    
CHARLES SCHWAB #3147 - ST NON-COVERED - SEE ATTACHED P    
CHARLES SCHWAB #3147 - LT NON-COVERED - SEE ATTACHED P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 12,899   12,425 474
b 5,870   5,222 648
c 223,947   228,988 -5,041
d 206,719   200,000 6,719
e 211,602   162,063 49,539
641,924   15,900 626,024
652,437   567,467 85,153
215,426   154,010 61,416
2,462,774   1,252,967 1,209,807
292,522   314,873 -22,351
616,948   581,112 35,836
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       474
b       648
c       -5,041
d       6,719
e       49,539
      626,024
      84,970
      61,416
      1,209,807
      -22,351
      35,836
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,125,677
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,319,649 23,715,878 0.055644
2011 917,816 22,392,684 0.040987
2010 562,075 11,907,580 0.047203
2009 308,932 7,354,647 0.042005
2008 113,873 2,788,327 0.040839
2 Total of line 1, column (d) ...................... 2 0.226678
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.045336
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 33,433,380
5 Multiply line 4 by line 3....................... 5 1,515,736
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 25,476
7 Add lines 5 and 6......................... 7 1,541,212
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,412,837
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 50,952
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 50,952
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 50,952
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 27,611
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 50,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 77,611
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 26,659
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet26,659 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see attachment....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see attachment
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletfinneganfamilyfdn.org
    14
    The books are in care ofbulletALBERT W MCCALLY III Telephone no.bullet (847) 866-5400
    Located atbullet500 DAVIS STREET SUITE 508evanstonIL ZIP+4bullet60201
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
     
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    PAUL J FINNEGAN CHAIRMAN/TREASURER/DIRECTOR
    0     		0 0 0
    1133 MICHIGAN AVENUE
    EVANSTON,IL60202
    MARY FINNEGAN V.P./SECRETARY/DIRECTOR
    0     		0 0 0
    1133 MICHIGAN AVENUE
    EVANSTON,IL60202
    ALBERT WARD MCCALLY III PRESIDENT/DIRECTOR
    0     		123,250 0 0
    327 W BELDEN AVENUE
    CHICAGO,IL60614
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,671,669
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    50,952
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    50,952
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,620,717
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,620,717
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,620,717
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,620,717
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 2010, 2009 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 150,918
    fTotal of lines 3a through e......... 150,918
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,412,837
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 1,412,837
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 150,918 150,918
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		56,962
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    PAUL J MARY M FINNEGAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    OUNCE OF PREVENTION FUND
    33 W MONROE STREET SUITE 2400
    CHICAGO,IL60603     		NONE PC UNRESTRICTED 100,000
    CATHOLIC RELIEF SERVICES
    952 NW HOLCOMB DRIVE
    MUNDELEIN,IL60060     		NONE PC MICROFINANCE PROGRAMS 25,000
    MILLENNIUM PROMISE
    475 Riverside Drive Suite 1040
    NEW YORK,NY10015     		NONE PC MILLENNIUM VILLAGES PROGRAM 25,000
    CENTER FOR INDEPENDENT FUTURES
    743 MAIN STREET
    EVANSTON,IL60202     		NONE PC DIGITAL WEB PLATFORM: $20,000; GENERAL OPERATING SUPPORT: $5,000 25,000
    SOUP AT SIX
    993 CHICAGO AVENUE
    EVANSTON,IL60202     		NONE PC UNRESTRICTED 1,000
    BRIGHT PROMISES
    333 N MICHIGAN AVENUE SUITE 510
    CHICAGO,IL60601     		NONE PC UNRESTRICTED 1,000
    THE HARBOUR
    1440 RENAISSANCE DRIVE SUITE 240
    PARK RIDGE,IL60068     		NONE PC TO BENEFIT HOMELESS YOUTH IN EVANSTON 1,000
    CHRISTIAN APPALACHIAN PROJECT
    2610 PALUMBO DRIVE
    LEXINGTON,KY40509     		NONE PC UNRESTRICTED 1,500
    ACADEMY FOR URBAN SCHOOL LEADERSHIP
    3400 N AUSTIN AVE
    CHICAGO,IL60634     		NONE PC UNRESTRICTED 50,000
    NEW LEADERS
    17 N STATE STREET
    SUITE 1790
    CHICAGO,IL60602     		NONE PC CHICAGO SCHOOL LEADERSHIP PROGRAM 50,000
    HEIFER INTERNATIONAL
    ONE WORLD AVENUE
    LITTLE ROCK,AR72202     		NONE PC Nutrition and livelihood project for families in Rwanda 25,000
    NEW TEACHER CENTER
    725 FRONT STREET SUITE 400
    SANTA CRUZ,CA95060     		NONE PC i3 MATCHING GRANT 25,000
    YEAR UP
    223 W JACKSON BLVD
    SUITE 400
    CHICAGO,IL60606     		NONE PC CHICAGO PROGRAM 50,000
    LAWRENCE HALL YOUTH SERVICES
    4833 N FRANCISCO AVENUE
    CHICAGO,IL60625     		NONE PC UNRESTRICTED 6,000
    CHERRY PRESCHOOL
    1418 LAKE STREET
    EVANSTON,IL60201     		NONE PC LATINO OUTREACH PROGRAM 5,000
    CITY YEAR
    36 S WABASH
    SUITE 1500
    CHICAGO,IL60603     		NONE PC CHICAGO PROGRAM 5,000
    CONNECTIONS
    2121 DEWEY AVENUE
    EVANSTON,IL60201     		NONE PC UNRESTRICTED 25,000
    EDUCATION PIONEERS
    1625 CLAY STREET
    SUITE 300
    OAKLAND,CA94612     		NONE PC CHICAGO PROGRAM 50,000
    ILLINOIS NETWORK OF CHARTER SCHOOLS
    205 W RANDOLPH ST
    SUITE 1340
    CHICAGO,IL60606     		NONE PC UNRESTRICTED 5,000
    INNOVATIONS FOR LEARNING
    518-526 DAVIS STREET
    SUITE 205
    EVANSTON,IL60201     		NONE PC CHICAGO PROGRAM 20,000
    JUMPSTART
    900 N FRANKLIN
    SUITE 505
    CHICAGO,IL60610     		NONE PC CHICAGO PRESCHOOL LITERACY PROGRAM 10,000
    LIFT
    4554 N BROADWAY
    SUITE 329
    CHICAGO,IL60640     		NONE PC CHICAGO PROGRAM 15,000
    PEER HEALTH EXCHANGE
    111 E WACKER DRIVE
    SUITE 2800
    CHICAGO,IL60601     		NONE PC CHICAGO PROGRAM 35,000
    SPARK
    251 RHODE ISLAND ST
    SUITE 205
    SAN FRANCISCO,CA94103     		NONE PC CHICAGO PROGRAM 30,000
    TEACH FOR ALL
    315 W 36TH ST
    5TH FLOOR
    NEW YORK,NY10018     		NONE PC REGIONAL HUB IN AFRICA: $141,000; GENERAL OPERATING SUPPORT: $100,000 241,000
    THE NEW TEACHER PROJECT
    186 JORALEMON ST
    SUITE 300
    BROOKLYN,NY11201     		NONE PC UNRESTRICTED 25,000
    YOUTH JOB CENTER OF EVANSTON
    1114 CHURCH STREET
    EVANSTON,IL60201     		NONE PC UNRESTRICTED 15,000
    CHICAGO CARES
    2 N Riverside Plaza Ste 2200
    Chicago,IL60606     		NONE PC Education program 1,000
    CHICAGO SCHOLARS
    55 E Jackson Blvd Ste 1010
    Chicago,IL60604     		NONE PC Unrestricted 5,000
    CITIZEN SCHOOLS
    308 Congress St 5th fl
    Boston,MA02210     		NONE PC i3 MATCHING GRANT 37,500
    ERIE FAMILY HEALTH CENTER
    1701 W Superior St
    Chicago,IL60622     		NONE PC Evanston/Skokie federally-qualified health center 20,000
    FOUNDATION FOR EXCELLENCE IN EDUCATION
    215 S Monroe St Ste 420
    Tallahassee,FL32301     		NONE PC Unrestricted 5,000
    GRIFFITH TUTORING
    40 E CHICAGO AVE
    SUITE 115
    CHICAGO,IL60611     		NONE PC UNRESTRICTED 10,000
    LEAP EDUCATION FUND
    121 Mystic Ave Suites 7-9
    MEDFORD,MA02155     		NONE PC UNRESTRICTED 2,000
    MCGAW YMCA
    1000 GROVE STREET
    EVANSTON,IL60201     		NONE PC PIONEERING HEALTHIER COMMUNITIES INITIATIVE 15,000
    NOBLE NETWORK OF CHARTER SCHOOLS
    1 North State St 7-Lower
    CHICAGO,IL60602     		NONE PC RIGHT ANGLE PROGRAM 5,000
    PAWS CHICAGO
    1997 N Clybourn Ave
    CHICAGO,IL60614     		NONE PC UNRESTRICTED 1,000
    ROOM TO READ
    111 Sutter Street 16th fl
    SAN FRANCISCO,CA94104     		NONE PC UNRESTRICTED 1,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    501 St Jude Place
    MEMPHIS,TN38105     		NONE PC UNRESTRICTED 2,000
    SAVE THE CHILDREN
    501 KINGS HIGHWAY EAST
    SUITE 400
    FAIRFIELD,CT06825     		NONE PC UNRESTRICTED 1,000
    UIC COLLEGE OF EDUCATION
    1040 W Harrison Street
    CHICAGO,IL60607     		NONE PC Center for Urban Education Leadership 30,000
    UNIVERSITY OF MINNESOTA
    200 Oak Street SE
    MINNEAPOLIS,MN55455     		NONE PC Midwest Expansion of the Child-Parent Center Education Program; i3 matching funds 25,000
    YOUTH ORGANIZATIONS UMBRELLA INC
    1027 Sherman Avenue
    EVANSTON,IL60202     		NONE PC SUMMER PROGRAM 25,000
    A BETTER CHICAGO
    222 MERCHANDISE PLAZA SUITE 1212
    CHICAGO,IL60654     		NONE PC PROJECT IMPACT 25,000
    ADVANCE ILLINOIS
    50 E WASHINGTON ST STE 410
    CHICAGO,IL60602     		NONE PC ISBE SCHOOL REPORT CARD 10,000
    ASPIRITECH
    1950 SHERIDAN ROAD SUITE 206
    HIGHLAND PARK,IL60035     		NONE PC UNRESTRICTED 5,000
    BLUE ENGINE
    55 EXCHANGE PLACE 6TH FLOOR
    NEW YORK,NY10005     		NONE PC UNRESTRICTED 1,000
    CIVIC CONSULTING ALLIANCE
    21 S CLARK ST
    SUITE 4301
    CHICAGO,IL60603     		NONE SO II EDUCATION PROJECT 10,000
    CURT'S CAFE
    2922 CENTRAL STREET
    EVANSTON,IL60201     		NONE PC UNRESTRICTED 5,000
    DONOR'S FORUM
    208 S LASALLE ST
    SUITE 1540
    CHICAGO,IL60604     		NONE PC UNRESTRICTED 1,637
    EVANSTON COMMUNITY FOUNDATION
    1007 CHURCH STREET
    SUITE 108
    EVANSTON,IL60201     		NONE PC UNRESTRICTED 25,000
    EVANSTON SCHOLARS
    1234 SHERMAN AVE
    SUITE 213
    EVANSTON,IL60202     		NONE PC UNRESTRICTED 10,000
    FOLDS OF HONOR FOUNDATION
    5800 N PATRIOT DRIVE
    OWASSO,OK74055     		NONE PC UNRESTRICTED 1,000
    GENESYS WORKS
    333 W WACKER DRIVE
    SUITE 1840
    CHICAGO,IL60606     		NONE PC CHICAGO PROGRAM 15,000
    GLOBEMED
    670 LIBRARY PLACE
    EVANSTON,IL60208     		NONE PC UNRESTRICTED 1,000
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PLACE
    CHICAGO,IL60632     		NONE PC UNRESTRICTED 25,000
    HEALTHY SCHOOLS CAMPAIGN
    175 N FRANKLIN
    SUITE 300
    CHICAGO,IL60606     		NONE PC UNRESTRICTED 5,000
    METROPOLITAN FAMILY SERVICES
    ONE NORTH DEARBORN 10TH FL
    CHICAGO,IL60602     		NONE PC Evanston/Skokie Valley Family Support & Prevention Program: $13,000; Evanston/Skokie Community Center: $10,000; North Children's Center: $12,000 35,000
    METROSQUASH
    5655 SOUTH UNIVERSITY AVENUE
    CHICAGO,IL60637     		NONE PC UNRESTRICTED 2,500
    NATIONAL COUNCIL ON TEACHER QUALITY
    1420 NEW YORK AVE
    SUITE 800
    WASHINGTON,DC20005     		NONE PC TEACHER PREP REVIEW 10,000
    ONE ACRE FUND
    1742 TATUM STREET
    FALCON HEIGHTS,MN55113     		NONE PC UNRESTRICTED 5,000
    ONEGOAL
    215 W SUPERIOR ST
    SUITE 700
    CHICAGO,IL60654     		NONE PC CHICAGO PROGRAM 50,000
    SALVATION ARMY
    1403 SHERMAN AVENUE
    EVANSTON,IL60201     		NONE PC EVANSTON CORPS 15,000
    WORLD BICYCLE RELIEF
    1333 N KINGSBURY AVE
    4TH FLOOR
    CHICAGO,IL60642     		NONE PC EDUCATION PROGRAM 1,000
    YOUTH TECHNOLOGY CORPS
    1015 W BRYN MAWR AVE
    SUITE F-218
    CHICAGO,IL60660     		NONE PC TO SUPPORT EVANSTON, ILLINOIS OPERATION 10,000
    YMCA
    1215 CHURCH STREET
    EVANSTON,IL60201     		NONE PC UNRESTRICTED 10,000
    Total .................................bullet 3a 1,330,137
    bApproved for future payment
    SPARK
    251 RHODE ISLAND ST SUITE 205
    SAN FRANCISCO,CA94103     		NONE PC CHICAGO APPRENTICESHIP PROGRAM 35,000
    YOUTH JOB CENTER OF EVANSTON
    1114 Church Street
    EVANSTON,IL60201     		NONE PC EXPANSION TO CHICAGO: $35,000; GENERAL OPERATING SUPPORT: $15,000 50,000
    CHICAGO LIGHTS
    126 E CHESTNUT ST
    CHICAGO,IL60611     		NONE PC TUTORING PROGRAM 10,000
    CHICAGO SCHOLARS
    55 E JACKSON BLVD
    STE 1010
    CHICAGO,IL60604     		NONE PC UNRESTRICTED 5,000
    CITY YEAR
    36 S WABASH SUITE 1500
    CHICAGO,IL60603     		NONE PC CHICAGO PROGRAM 10,000
    CIVIC CONSULTING ALLIANCE
    21 S CLARK ST
    SUITE 4301
    CHICAGO,IL60603     		NONE PC EDUCATION PROJECTS 20,000
    COMMUNITIES IN SCHOOLS
    815 W VAN BUREN ST
    STE 300
    CHICAGO,IL60607     		NONE PC CHICAGO PROGRAM 15,000
    JUMPSTART
    900 N FRANKLIN SUITE 505
    CHICAGO,IL60610     		NONE PC CHICAGO PROGRAM 15,000
    MONEYTHINK
    5020 S LAKE SHORE DR 2812
    CHICAGO,IL60615     		NONE PC UNRESTRICTED 5,000
    NEW CLASSROOMS
    1250 BROADWAY 30TH FLOOR
    NEW YORK,NY10001     		NONE PC Teach to One program in Chicago 300,000
    NOBLE NETWORK OF CHARTER SCHOOLS
    1 NORTH STATE STREET 7-LOWER
    CHICAGO,IL60602     		NONE PC UNRESTRICTED 100,000
    ONEGOAL
    215 W SUPERIOR STREET
    SUITE 700
    CHICAGO,IL60654     		NONE PC CHICAGO PROGRAM: $50,000; NATIONAL HEADQUARTERS: $50,000 100,000
    RELAY GRADUATE SCHOOL OF EDUCATION
    40 WEST 20TH ST
    7TH FLOOR
    NEW YORK,NY10011     		NONE PC LAUNCH OF CHICAGO CAMPUS 50,000
    ROBERT F KENNEDY CENTER FOR JUSTICE & HUMAN RIGHT
    1300 19TH STREET NW SUITE 750
    WASHINGTON,DC20036     		NONE PC CHICAGO LAUNCH OF PROJECT SEATBELT 10,000
    STRIVE FOR COLLEGE
    556 VALLEY WAY
    MILPITAS,CA95035     		NONE PC LAUNCH OF CHICAGO PROGRAM 20,000
    VOCEL
    933 N HERMITAGE AVE
    SUITE 3
    CHICAGO,IL60622     		NONE PC LAUNCH OF CHICAGO PROGRAM 75,000
    YEAR UP
    223 W JACKSON BLVD
    SUITE 400
    CHICAGO,IL60606     		NONE PC CHICAGO PROGRAM 200,000
    YOUTH TECHNOLOGY CORPS
    1015 W BRYN MAWR AVE
    SUITE F-218
    CHICAGO,IL60660     		NONE PC EVANSTON PROGRAM 15,000
    Total .................................bullet 3b 1,035,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 9  
    4 Dividends and interest from securities....     14 675,196  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     01 2,444  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 2,125,677  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,803,326  
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,803,326
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    FINNEGAN FAMILY FOUNDATION
     
    Employer identification number

    36-4221334
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    FINNEGAN FAMILY FOUNDATION
          		Employer identification number

    36-4221334
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    PAUL J FINNEGAN  
    1133 MICHIGAN AVENUE
     
    EVANSTON, IL60202

    		$1,791,594


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    FINNEGAN FAMILY FOUNDATION
          		Employer identification number

    36-4221334
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 121,657 SHS T-MOBILE US, INC. (TMUS) $3,202,621 2013-09-26
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    FINNEGAN FAMILY FOUNDATION
          		Employer identification number

    36-4221334
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL PROCESSING FEES 367 184   184

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AT&T INC 5.5% 02/01/18 48,968 49,262
    AMERICAN TOWER 4.7% 03/15/22 50,940 51,219
    ANHEUSER BUSCH 5.5% 01/15/18 0 0
    APACHE 6.9% 09/15/18 48,577 54,371
    BANK OF AMERICA 7.63% 06/01/19 45,076 49,576
    BANC OF AMERICA 5.88% 01/05/21 0 0
    BANK OF NEW YORK 5.5% 05/15/19 50,405 56,531
    BECTON DICKINSON 5.0% 05/15/19 49,699 55,947
    BERKSHIRE HATHAWAY 2% 01/15/19 50,146 50,081
    BOEING CO 4.875% 2/15/20 0 0
    BOTTLING GR 5.1% 01/15/19 26,420 28,199
    BRISTOL MYERS 5.5% 05/01/18 49,795 48,703
    CATERPILLAR 7.2% 02/15/19 50,852 61,344
    CITIGROUP INC 6.1% 05/15/18 49,806 50,340
    CONOCOPHILIPS 5.8% 02/01/19 50,557 58,228
    CONTL AIRLINES 6.9% 01/02/18 0 0
    DELTA AIRLINES 4.95% 05/23/19 39,265 41,859
    EMERSON ELECTRIC 5.0% 04/15/19 45,345 50,653
    EOG RESOURCES 5.6% 06/01/19 49,933 57,897
    GE CAPITAL 5.6% 09/15/17 49,391 49,436
    JOHNSON CONTROLS 5.0% 3/30/20 0 0
    JPMORGAN CHASE 4.625% 05/10/21 47,960 48,920
    MONSANTO CO 1.85% 11/15/18 49,956 49,410
    MORGAN STANLEY 2.125% 04/25/18 48,276 49,691
    ORACLE CORP 2.375% 01/15/19 50,268 50,375
    PNC FDG CORP 4.375% 8/11/20 0 0
    THE COCA-COLA CO 1.7% 11/01/18 49,954 49,344
    UNITED TECH 6.1% 02/01/19 48,440 53,152
    US AWAYS 6.25% 10/22/24 0 0
    UNITED AIRLINES 6.9% 07/02/19 22,696 22,704
    US BANCORP 2.95% 06/15/22 49,963 49,617
    VERIZON COMMS 6.4% 04/01/19 52,089 58,871
    WAL-MART STORES 1.95% 12/15/18 49,930 49,936
    WEATHERFORD IN 9.6% 03/01/19 53,818 64,412
    WELLS FARGO & CO 3.5% 03/08/22 0 0
    WELLS FARGO & CO 2.2% 01/15/19 29,959 29,892
    WELLS FARGO & CO 5.8% 02/01/18 22,562 23,030

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CBEYOND INC. 59,302 36,352
    FIDELITY FLOATING RATE INCOME 574,207 604,065
    ISHARES S&P SMALL CAP 600 IDX 636,941 1,191,700
    MIDCAP SPDR TRUST SERIES I 469,105 859,584
    DEUTSCHE TELEKOM AG 91,825 86,300
    VANGUARD BOND INDEX FUND 260,454 274,886
    VANGUARD TOTAL INT'L STOCK IDX 867,388 980,623
    VANGUARD EMERGING MKTS ETF 124,357 147,487
    VANGUARD EMERGING MKTS STOCK 1,243,924 852,132
    PACKAGING CORP OF AMERICA 35,124 2,452,986
    VANGUARD MIDCAP INDEX FUND 1,260,375 1,623,721
    VANGUARD INT'L EXPLORER FUND 0 0
    HARBOR FUND 165,314 244,201
    JANUS INVT FD 0 0
    PIMCO COMMODITY REAL RETURN 475,210 309,235
    TCW GALILEO FDS INC. 0 0
    T-MOBILE US, INC. 1,791,594 4,092,541
    ALTRIA GROUP INC COM 87,270 323,436
    ANHEUSER BUSCH 308,273 612,145
    BERKSHIRE HATHAWAY INC CL A 451,318 1,067,400
    BERKSHIRE HATHAWAY INC CL B 28,845 59,280
    BERNER GRUPPEN AS SHS 125,586 61,833
    BRITISH AMERICAN TOBACCO PLC 167,784 320,387
    BROWN FORMAN CORP CL A 42,949 295,080
    CIE FINANCIERE RICHE MONT AG 89,227 764,053
    COMCAST 34,105 236,930
    DIAGEO PLC 88,757 331,200
    HASBRO INC 0 0
    HEINEKEN HLDG 231,506 712,779
    MARTIN MARIETTA MATLS INC 34,776 199,880
    MASTERCARD INC CL A 215,048 863,866
    NESTLE SA SPONSORED ADRS 381,231 1,193,140
    PERNOD RICARD 347,257 627,526
    PHILIP MORRIS INTL INC 371,160 1,067,343
    SABMILLER PLC 238,974 693,511
    SCRIPPS NETWORKS INTERACTIVE 9,930 108,013
    UNILEVER NV NEW YORK 328,792 500,260
    WASHINGTON POST 0 0
    WELLS FARGO & CO 356,023 692,350
    SPDR S&P 500 ETF 916,020 1,418,235
    ISHARES CORE S&P SMALL CAP ETF 875,208 1,545,390
    DFA INT'L SMALL CAP VALUE PORT 882,443 1,502,409
    TWEEDY BROWNE GLOBAL VALUE FD 1,809,403 2,279,093

    TY 2013 InvestmentsLandSchedule2
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AURORA GLOBAL OPPORTUNITIES FD AT COST 500,000 642,072
    CREATION INVEST SOCIAL FUND I AT COST 219,240 205,675
    CREATION INVEST SOCIAL FUND II AT COST 87,751 103,663
    THE WEATHERLOW FUND AT COST 1,100,000 1,452,608
    THIRTEEN PARTNERS OFFSHORE AT COST 1,000,000 1,262,169

    TY 2013 LandEtcSchedule2
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherAssetsSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PROGRAM-RELATED LOAN 37,500 0 0
    SECURITY DEPOSIT 4,233 4,233 4,233


    TY 2013 OtherDecreasesSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Description Amount
    PACKING CORP OF AMERICA BASIS CORRECTION 1,010,008
    PROGRAM RELATED LOANS BASIS CORRECTION 37,500
    OTHER BASIS ADJUSTMENT 33,778


    TY 2013 OtherExpensesSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES AND SUBSCRIPTIONS 2,245 1,123   1,123
    IL SECRETARY OF STATE 10      
    TELEPHONE 2,122 1,061   1,061
    INSURANCE 296 148   148
    OFFICE EQUIPMENT 106 53   53
    OFFICE SUPPLIES 324 162   162
    POSTAGE AND DELIVERY 121 60   60
    SOFTWARE 16 8   8
    FILING FEES 15      


    TY 2013 OtherIncomeSchedule2
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    IRC Sec 988 Income 2,444 2,444  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 132,225 132,219    


    TY 2013 TaxesSchedule
    Name:
    FINNEGAN FAMILY FOUNDATION
    EIN: 36-4221334
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 40,830 40,830    
    FEDERAL PAYROLL TAXES 8,837 4,419   4,419
    FEDERAL EXCISE TAXES 12,389