| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BOOKKEEPING | 9,960 | 9,960 |
| Person Name | Explanation |
|---|---|
| JOHN H FRANZ JR | |
| ERIC W GREIVES | |
| JEFF MALAT | |
| EBERT H HARMONY | |
| JOHN D HOBBS | |
| PAUL H KREBS | |
| LAWRENCE F KREIS JR | |
| BRUCE C LIST | |
| JOSEPH E SMITH JR | |
| LINDA C WATKINSON | |
| FRANK J DUCHACEK JR | |
| MONICA FLYNN |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| ADVISOR ASSET MGNT GLOBAL | 2011-05 | PURCHASE | 2013-01 | 1,859 | 1,914 | -55 | ||||
| ADVISORS ASSET MGMT EQUITY | 2012-06 | PURCHASE | 2013-12 | 10,349 | 9,651 | 698 | ||||
| ADVISORS ASSET MGMT EQUITY | 2012-06 | PURCHASE | 2013-12 | 22,324 | 20,767 | 1,557 | ||||
| FIRST TRUST PORT LP PREFERRED INC | 2011-09 | PURCHASE | 2013-07 | 18,053 | 19,495 | -1,442 | ||||
| FIRST TRUST PORTFOLIO LP DIVERSIFIED | 2012-01 | PURCHASE | 2013-11 | 15,477 | 14,590 | 887 | ||||
| FIRST TRUST PORTFOLIOS GLOBAL | 2011-07 | PURCHASE | 2013-04 | 19,334 | 22,776 | -3,442 | ||||
| FIRST TRUST PORTFOLIO LP EQUITY | 2012-01 | PURCHASE | 2013-12 | 22,207 | 19,302 | 2,905 | ||||
| FIRST TRUST GLOBAL EQUITY INC | 2011-02 | PURCHASE | 2013-02 | 21,568 | 24,400 | -2,832 | ||||
| GUGGENHEIM DIVERSIFIED INC | 2011-05 | PURCHASE | 2013-04 | 18,412 | 19,117 | -705 | ||||
| GUGGENHEIM CANADIAN ENERGY & INC | 2011-12 | PURCHASE | 2013-07 | 7,342 | 7,991 | -649 | ||||
| GUGGENHEIM EQUITY & INC | 2012-04 | PURCHASE | 2013-11 | 39,592 | 37,503 | 2,089 | ||||
| GUGGENHEIM FUNDS DIVERSIFIED INC | 2011-04 | PURCHASE | 2013-02 | 29,966 | 31,040 | -1,074 | ||||
| DWS RREEF RE EST | 2011-01 | PURCHASE | 2013-12 | 69 | 69 | |||||
| FHLMC MULTICLASS CMO | 2011-01 | PURCHASE | 2013-12 | 104 | 104 | |||||
| GUGGENHEIM INFRASTRUCTURE | 2011-01 | PURCHASE | 2013-12 | 61 | 61 | |||||
| VAN KAMPEN INVESTMENT GRADE MUNI TR | 2011-01 | PURCHASE | 2013-12 | 5,438 | 5,438 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CORPORATE STOCK | 95,686 | 95,686 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| MUTUAL FUNDS | FMV | 381,036 | 381,036 |
| UNIT INVESTMENT TRUSTS | FMV | 463,226 | 463,226 |
| PREFERRED FIXED RATE CAP SECURITIES | FMV | 471 | 471 |
| BONDS | FMV | 29,024 | 29,024 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| FEDERAL EXCISE TAX RECEIVABLE | 335 | 63 | 63 |
| ACCRUED INTEREST RECEIVABLE | 118 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| BANK SERVICE FEES | 24 | 24 | ||
| INSURANCE | 2,436 | 2,436 | ||
| INVESTMENT EXPENSES | 609 | 609 | ||
| OFFICE EXPENSES | 832 | 832 | ||
| POSTAGE | 22 | 22 | ||
| RENTALS AND SERVICE FEES | 194 | 194 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| RETURN OF CAPITAL | 11,458 | 11,458 | 11,458 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | 58,171 |
| Name of 501(c)(3) Organization | Balance Due |
|---|---|
|
STONEGATE TITLE CO MORTGAGE |
26,540 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| AUDIT & TAX PREPARATION FEES | 3,105 | 3,105 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAX | 1,272 | 1,272 | ||
| FOREIGN TAX | 577 | 577 |