Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 07-01-2013 , and ending 06-30-2014
Name of foundation
DOROTHY M M KERSTEN TR UA 04-4825
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1118 ML CN-OH-W10X   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CINCINNATI, OH452011118
A Employer identification number

31-6258173
B Telephone number (see instructions)

(513) 632-4588
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$25,290,521J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 633,125 625,010 8,117
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 836,144
b Gross sales price for all assets on line 6a 4,294,383
7 Capital gain net income (from Part IV, line 2)... 836,144
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,469,269 1,461,154 8,117
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 332,795 299,516   33,280
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 32,742 10,132   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 202 2   200
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 365,739 309,650 0 33,480
25 Contributions, gifts, grants paid........ 1,410,345 1,410,345
26 Total expenses and disbursements. Add lines 24 and 25 1,776,084 309,650 0 1,443,825
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -306,815
b Net investment income (if negative, enter -0-) 1,151,504
c Adjusted net income (if negative, enter -0-)... 8,117
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,196,040 1,131,595 1,131,595
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 6,386,265 Click to see attachment5,949,912 10,805,207
c Investments—corporate bonds (attach schedule)........ 955,588 Click to see attachment702,692 728,676
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 10,403,741 Click to see attachment10,983,576 12,625,043
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 18,941,634 18,767,775 25,290,521
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 18,941,634 18,767,775
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 18,941,634 18,767,775
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 18,941,634 18,767,775
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 18,941,634
2 Enter amount from Part I, line 27a..................... 2 -306,815
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 139,011
4 Add lines 1, 2, and 3.......................... 4 18,773,830
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 6,055
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 18,767,775
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1500. REPUBLIC SVCS INC COM   2003-09-16 2013-07-09
b .0734 ZOETIS INC   2011-05-12 2013-07-12
c .6634 ZOETIS INC   2008-07-02 2013-07-12
d .388 ZOETIS INC   2010-07-21 2013-07-12
e .6634 ZOETIS INC   2008-07-02 2013-07-12
.541 ZOETIS INC   2001-04-17 2013-07-12
.6634 ZOETIS INC   2009-02-02 2013-07-12
.5316 ZOETIS INC   2012-06-22 2013-07-12
.592 ZOETIS INC   2009-10-15 2013-07-12
.3982 ZOETIS INC   2001-04-17 2013-07-12
.7658 ZOETIS INC   2011-05-12 2013-07-12
.605 ZOETIS INC   2001-04-17 2013-07-12
.0734 ZOETIS INC   2001-09-19 2013-07-12
446.828 NUVEEN STRATEGIC INCOME I   2013-05-03 2013-07-22
1500. ISHARES MSCI EMERGING MARKETS ETF   2012-11-13 2013-08-07
219. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
176. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
136. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
146. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
145. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
205. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
1500. ISHARES MSCI EMERGING MARKETS ETF   2012-02-03 2013-08-07
1000. ISHARES MSCI EMERGING MARKETS ETF   2012-02-03 2013-08-07
132. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
500. ISHARES MSCI EMERGING MARKETS ETF   2009-07-06 2013-08-07
1000. ISHARES MSCI EMERGING MARKETS ETF   2013-01-11 2013-08-07
4000. ISHARES MSCI EMERGING MARKETS ETF   2012-11-13 2013-08-07
100. P G E CORP   2010-09-16 2013-08-07
54. ISHARES BARCLAYS TIPS BOND ETF   2010-03-23 2013-08-28
46. B M C SOFTWARE INC   2011-06-02 2013-09-09
53. B M C SOFTWARE INC   2011-06-02 2013-09-09
71. B M C SOFTWARE INC   2011-06-02 2013-09-09
72. B M C SOFTWARE INC   2011-06-02 2013-09-09
45. B M C SOFTWARE INC   2011-06-02 2013-09-09
49. B M C SOFTWARE INC   2011-06-02 2013-09-09
53. B M C SOFTWARE INC   2011-06-02 2013-09-09
72. B M C SOFTWARE INC   2011-06-02 2013-09-09
2000. ISHARES S P U S PREFERRED STOCK ETF   2011-05-12 2013-09-25
185. ISHARES S P U S PREFERRED STOCK ETF   2013-05-03 2013-09-30
500. BRISTOL-MYERS SQUIBB CO   2011-05-12 2013-10-02
500. CSX CORP   2009-10-01 2013-10-02
250. HUMANA INC   2009-01-02 2013-10-02
500. NIKE INC CL B COM   2011-09-23 2013-10-02
550.055 NUVEEN HIGH INCOME BOND FD CL I   2012-03-19 2013-10-02
494.071 NUVEEN FUNDS CORE BD FD I   2008-02-28 2013-10-02
500. FINANCIAL SELECT SECTOR SPDR FD   2012-02-09 2013-10-02
250. TARGET CORPORATION   2011-05-12 2013-10-02
4000. WINDSTREAM HOLDINGS INC   2009-12-07 2013-10-02
478. ZOETIS INC   2011-05-12 2013-10-02
300. COSTCO WHSL CORP NEW   2004-02-23 2013-10-04
250. DISNEY WALT CO   2012-02-03 2013-10-04
500. GENERAL ELEC CO   2008-07-02 2013-10-04
500. ISHARES S P U S PREFERRED STOCK ETF   2011-09-21 2013-10-04
250. J P MORGAN CHASE & CO   2011-06-21 2013-10-04
250. MC DONALD'S CORP   2011-09-23 2013-10-04
400. NIKE INC CL B COM   2011-09-23 2013-10-04
2747.253 NUVEEN HIGH INCOME BOND FD CL I   2011-06-02 2013-10-04
7436.011 NUVEEN STRATEGIC INCOME I   2008-03-05 2013-10-04
5882.353 NUVEEN MID CAP INDEX FUND CL I   2001-10-24 2013-10-04
267. PFIZER INC   2001-09-19 2013-10-04
275. PFIZER INC   2001-04-17 2013-10-04
500. FINANCIAL SELECT SECTOR SPDR FD   2013-07-09 2013-10-04
1000. FINANCIAL SELECT SECTOR SPDR FD   2013-07-09 2013-10-04
200. T J X COS INC NEW   2008-07-02 2013-10-04
300. UNITED TECHNOLOGIES CORP   2002-03-14 2013-10-04
400. WELLS FARGO & CO NEW   1943-03-03 2013-10-04
478. ZOETIS INC   2001-09-19 2013-10-04
717. ZOETIS INC   2001-04-17 2013-10-04
100. ACCENTURE PLC CL A   2006-02-15 2013-10-04
500. ACCENTURE PLC CL A   2004-02-23 2013-10-04
2003.234 INV BALANCE RISK COMM STR Y   2011-06-02 2013-10-07
1398.491 INV BALANCE RISK COMM STR Y   2011-06-02 2013-10-07
2572.684 INV BALANCE RISK COMM STR Y   2011-06-02 2013-10-07
1095.223 INV BALANCE RISK COMM STR Y   2011-06-09 2013-10-07
2153.616 INV BALANCE RISK COMM STR Y   2011-06-02 2013-10-07
1286.34 INV BALANCE RISK COMM STR Y   2011-06-07 2013-10-07
1760.793 INV BALANCE RISK COMM STR Y   2011-06-02 2013-10-07
.773 CREDIT SUISSE COMM RET ST CO   2011-06-02 2013-10-07
.553 CREDIT SUISSE COMM RET ST CO   2011-06-02 2013-10-07
.972 CREDIT SUISSE COMM RET ST CO   2011-02-11 2013-10-07
.271 CREDIT SUISSE COMM RET ST CO   2011-06-02 2013-10-07
.226 CREDIT SUISSE COMM RET ST CO   2011-06-02 2013-10-07
.925 CREDIT SUISSE COMM RET ST CO   2011-06-02 2013-10-07
369.7 GOLDMAN SACHS M C VALUE CL INST   2011-06-02 2013-10-07
250. CBS CORP CLASS B NON VOTING   2012-05-01 2013-10-09
250. HASBRO INC   2013-02-13 2013-10-09
250. NIKE INC CL B COM   2011-09-23 2013-10-09
300. SCHLUMBERGER LTD   2005-05-04 2013-10-09
1000. FINANCIAL SELECT SECTOR SPDR FD   2013-07-09 2013-10-09
1000. ISHARES S P U S PREFERRED STOCK ETF   2013-01-11 2013-10-10
250. NIKE INC CL B COM   2011-09-23 2013-10-10
200. PEPSICO INC   1990-08-06 2013-10-10
500. T J X COS INC NEW   2008-07-02 2013-10-10
200. WAL MART STORES INC   2005-06-14 2013-10-10
500. ACCENTURE PLC CL A   2003-02-19 2013-10-10
100. ISHARES BARCLAYS TIPS BOND ETF   2010-03-23 2013-10-16
500. HASBRO INC   2013-02-13 2013-10-21
750. MC DONALD'S CORP   2011-09-23 2013-10-21
500. WAL MART STORES INC   2009-02-02 2013-10-21
500. GENERAL ELEC CO   2004-08-30 2013-11-01
200. PEPSICO INC   2004-01-02 2013-11-01
600. FIRST ENERGY CORP   2009-12-07 2013-12-13
1750. ISHARES MSCI EAFE ETF   2013-10-10 2013-12-13
449.64 NUVEEN STRATEGIC INCOME I   2008-03-05 2013-12-13
329.381 T ROWE PRICE INTL GR&INC FD   2011-06-07 2013-12-13
395.257 T ROWE PRICE INTL GR&INC FD   2011-06-07 2013-12-13
329.381 T ROWE PRICE INTL GR&INC FD   2011-06-07 2013-12-13
1976.285 T ROWE PRICE INTL GR&INC FD   2011-06-07 2013-12-13
2305.665 T ROWE PRICE INTL GR&INC FD   2011-06-07 2013-12-13
3560.529 TCW EMERGING MARKETS LOCAL CCY INC I   2012-02-08 2013-12-13
700. WINDSTREAM HOLDINGS INC   2009-12-28 2013-12-13
750. TARGET CORPORATION   2011-05-12 2013-12-20
800. WINDSTREAM HOLDINGS INC   2009-09-08 2013-12-20
. MOTOROLA INC     2013-12-23
. WORLDCOM INC - WORLDCOM GROUP     2013-12-30
. WYETH     2014-01-08
2000. ISHARES MSCI EMERGING MARKETS ETF   2013-09-25 2014-01-24
1000. ISHARES MSCI EMERGING MARKETS ETF   2013-10-21 2014-01-24
500. CONOCOPHILLIPS   2006-05-16 2014-01-30
1600. GENERAL ELEC CO   2008-06-20 2014-01-30
1000. SCHLUMBERGER LTD   2003-04-11 2014-01-30
7000. CONOCOPHILLIPS 4.750% 2/01/14   2009-07-07 2014-02-01
100000. UNILEVER CAPITAL 3.650% 2/15/14   2009-07-07 2014-02-15
50000. UNILEVER CAPITAL 3.650% 2/15/14   2009-07-07 2014-02-15
25000. UNILEVER CAPITAL 3.650% 2/15/14   2009-07-07 2014-02-15
50000. UNILEVER CAPITAL 3.650% 2/15/14   2009-07-07 2014-02-15
2000. FINANCIAL SELECT SECTOR SPDR FD   2012-05-01 2014-02-25
.5 KNOWLES CORP   2011-06-02 2014-03-20
.5 KNOWLES CORP   2011-06-02 2014-03-20
.5 KNOWLES CORP   2011-06-02 2014-03-20
.5 KNOWLES CORP   2011-06-02 2014-03-20
.5 KNOWLES CORP   2011-06-02 2014-03-20
1000. COCA COLA CO   2012-05-02 2014-04-01
1200. COCA COLA CO   2012-05-01 2014-04-01
100000. GLAXOSMITHKLINE 4.375% 4/15/14   2009-07-07 2014-04-15
1500. INTEL CORP   2010-03-23 2014-04-21
2300. VERIZON COMMUNICATIONS   2006-12-11 2014-04-21
2847.38 NUVEEN INTERMEDIATE GOVT BD FD CL I   2010-07-02 2014-04-22
275. EXELON CORPORATION   2005-01-27 2014-04-23
1500. ALTRIA GROUP INC   2011-05-12 2014-04-29
1000. ISHARES MSCI EAFE ETF   2012-10-16 2014-04-29
150. ISHARES RUSSELL 2000 INDEX ETF   2012-02-03 2014-04-29
202.338 NUVEEN REAL ESTATE SECS I   2011-06-07 2014-04-30
300. INTERNATIONAL BUSINESS MACHS CORP   2011-09-23 2014-05-12
150. ISHARES CORE S&P SMALL-CAP ETF   2012-02-03 2014-05-12
6514.658 NUVEEN SMALL CAP SELECT FD CL I   2006-12-20 2014-05-13
250. DISNEY WALT CO   2012-02-03 2014-05-28
250. HASBRO INC   2013-02-13 2014-05-28
250. MC DONALD'S CORP   2010-07-30 2014-05-28
250. PRAXAIR INC   2003-07-31 2014-05-28
400. THERMO ELECTRON CORP   2009-04-03 2014-05-28
250. ACCENTURE PLC CL A   2010-07-30 2014-05-28
100000. GENERAL ELEC CAP MTN 5.500% 6/04/14   2007-12-07 2014-06-04
35765.025 NUVEEN INTL SELECT FD CL I   2007-05-02 2014-06-05
.75 NOW INC DE W I   2011-06-02 2014-06-23
.25 NOW INC DE W I   2011-06-02 2014-06-23
.75 NOW INC DE W I   2011-06-02 2014-06-23
.25 NOW INC DE W I   2011-06-02 2014-06-23
.75 NOW INC DE W I   2011-06-02 2014-06-23
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 51,689   22,526 29,163
b 2   2  
c 21   12 9
d 12   6 6
e 21   12 9
17   23 -6
21   10 11
17   12 5
18   10 8
12   17 -5
24   16 8
19   25 -6
2   2  
5,009   5,228 -219
58,044   61,431 -3,387
8,440   6,929 1,511
6,783   5,568 1,215
5,241   4,303 938
5,627   4,619 1,008
5,588   4,588 1,000
7,901   6,486 1,415
58,044   65,655 -7,611
38,696   37,704 992
5,087   4,176 911
19,348   15,819 3,529
38,696   44,480 -5,784
154,785   165,294 -10,509
4,471   4,530 -59
6,012   5,644 368
2,128   2,507 -379
2,451   2,889 -438
3,284   3,870 -586
3,330   3,924 -594
2,081   2,465 -384
2,266   2,671 -405
2,451   2,889 -438
3,330   3,924 -594
75,699   79,320 -3,621
6,970   7,557 -587
23,344   14,335 9,009
12,946   7,034 5,912
23,725   9,118 14,607
35,974   22,338 13,636
5,006   4,851 155
5,010   4,975 35
9,940   7,410 2,530
15,851   12,880 2,971
32,295   42,890 -10,595
15,111   10,034 5,077
34,344   11,490 22,854
16,245   9,930 6,315
11,980   13,295 -1,315
18,840   18,159 681
13,110   10,295 2,815
23,632   21,685 1,947
28,828   17,871 10,957
25,000   25,275 -275
81,945   74,360 7,585
100,588   65,292 35,296
7,719   7,098 621
7,942   11,336 -3,394
9,980   10,075 -95
19,972   20,150 -178
11,282   3,137 8,145
31,326   11,226 20,100
16,432   8,393 8,039
15,320   12,838 2,482
22,987   29,859 -6,872
7,344   3,241 4,103
36,649   9,867 26,782
18,570   22,476 -3,906
12,964   15,691 -2,727
23,849   28,866 -5,017
10,153   12,442 -2,289
19,964   24,164 -4,200
11,924   14,536 -2,612
16,323   19,756 -3,433
6   7 -1
4   5 -1
7   9 -2
2   3 -1
2   2  
7   9 -2
17,927   14,160 3,767
13,378   8,360 5,018
11,500   10,116 1,384
17,533   11,029 6,504
26,085   10,253 15,832
19,541   20,150 -609
37,509   40,240 -2,731
18,047   11,169 6,878
16,040   2,241 13,799
27,690   7,842 19,848
14,726   9,738 4,988
35,431   8,020 27,411
11,167   10,451 716
24,936   20,232 4,704
70,710   23,993 46,717
37,545   23,740 13,805
13,090   16,370 -3,280
16,878   9,332 7,546
19,028   26,885 -7,857
111,841   110,237 1,604
5,009   4,496 513
4,980   4,681 299
5,976   5,617 359
4,980   4,681 299
29,881   28,083 1,798
34,862   32,764 2,098
35,036   35,269 -233
5,558   7,152 -1,594
46,761   38,640 8,121
6,517   6,857 -340
238     238
53     53
192     192
76,706   83,679 -6,973
38,353   43,245 -4,892
32,770   24,969 7,801
40,543   49,869 -9,326
88,235   18,986 69,249
7,000   7,414 -414
100,000   102,596 -2,596
50,000   51,298 -1,298
25,000   25,649 -649
50,000   51,298 -1,298
42,999   30,415 12,584
16   10 6
16   10 6
16   10 6
16   10 6
16   10 6
38,619   38,510 109
46,343   46,020 323
100,000   104,071 -4,071
40,350   33,914 6,436
110,098   93,104 16,994
25,000   24,943 57
9,955   12,084 -2,129
60,134   29,679 30,455
67,988   54,480 13,508
16,733   12,431 4,302
4,520   3,999 521
57,875   50,091 7,784
16,212   11,468 4,744
101,368   95,239 6,129
20,857   9,930 10,927
13,358   10,116 3,242
25,359   17,283 8,076
32,674   8,104 24,570
46,276   14,211 32,065
19,960   9,892 10,068
100,000   103,239 -3,239
377,321   377,239 82
26   22 4
9   7 2
26   22 4
9   7 2
26   22 4
      252,877
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       29,163
b        
c       9
d       6
e       9
      -6
      11
      5
      8
      -5
      8
      -6
       
      -219
      -3,387
      1,511
      1,215
      938
      1,008
      1,000
      1,415
      -7,611
      992
      911
      3,529
      -5,784
      -10,509
      -59
      368
      -379
      -438
      -586
      -594
      -384
      -405
      -438
      -594
      -3,621
      -587
      9,009
      5,912
      14,607
      13,636
      155
      35
      2,530
      2,971
      -10,595
      5,077
      22,854
      6,315
      -1,315
      681
      2,815
      1,947
      10,957
      -275
      7,585
      35,296
      621
      -3,394
      -95
      -178
      8,145
      20,100
      8,039
      2,482
      -6,872
      4,103
      26,782
      -3,906
      -2,727
      -5,017
      -2,289
      -4,200
      -2,612
      -3,433
      -1
      -1
      -2
      -1
       
      -2
      3,767
      5,018
      1,384
      6,504
      15,832
      -609
      -2,731
      6,878
      13,799
      19,848
      4,988
      27,411
      716
      4,704
      46,717
      13,805
      -3,280
      7,546
      -7,857
      1,604
      513
      299
      359
      299
      1,798
      2,098
      -233
      -1,594
      8,121
      -340
      238
      53
      192
      -6,973
      -4,892
      7,801
      -9,326
      69,249
      -414
      -2,596
      -1,298
      -649
      -1,298
      12,584
      6
      6
      6
      6
      6
      109
      323
      -4,071
      6,436
      16,994
      57
      -2,129
      30,455
      13,508
      4,302
      521
      7,784
      4,744
      6,129
      10,927
      3,242
      8,076
      24,570
      32,065
      10,068
      -3,239
      82
      4
      2
      4
      2
      4
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 836,144
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 620,852 22,213,670 0.027949
2011 1,347,413 20,967,520 0.064262
2010 884,865 22,031,205 0.040164
2009 1,006,485 20,348,637 0.049462
2008 1,135,328 19,164,654 0.059241
2 Total of line 1, column (d) ...................... 2 0.241078
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.048216
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 23,993,950
5 Multiply line 4 by line 3....................... 5 1,156,892
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 11,515
7 Add lines 5 and 6......................... 7 1,168,407
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,443,825
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 11,515
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 11,515
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,515
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 15,200
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,200
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,685
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet3,685 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (513) 632-4588
    Located atbulletP O BOX 1118 ML CN-OH-W10XCINCINNATIOH ZIP+4bullet452011118
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    10     		332,795    
    PO BOX 1118 ML CN-OH-W10X
    CINCINNATI,OH452011118
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,199,698
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    11,515
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,515
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,188,183
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,188,183
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,188,183
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,188,183
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 153,310
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,443,825
    a Applied to 2012, but not more than line 2a 153,310
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 1,188,183
    e Remaining amount distributed out of corpus 102,332
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 102,332
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		102,332
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 102,332
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SHRINERS HOSPITAL FOR CRIPPLED
    CHILDREN
    PO BOX 31356
    TAMPA,FL336313356     		NONE PUBLIC CHARITABLE 49,150
    CINCINNATI CHILDREN'S HOSIPTAL
    ATTN KENNETH MASSEY PRESIDENT
    3333 BURNET AVE
    CINCINNATI,OH452293026     		NONE PUBLIC CHARITABLE 85,707
    CINCINNATI INSTITUTE OF
    FINE ARTS - ARTS WAVE
    2649 ERIE AVENUE
    CINCINNATI,OH452082019     		NONE PUBLIC CHARITABLE 286,088
    ZOOLOGICAL SOCIETY OF CINCINNATI
    ATTN MARY NEWMAN
    3400 VINE STREET
    CINCINNATI,OH452201333     		NONE PUBLIC CHARITABLE 28,568
    CHURCH OF THE ADVENT
    2366 KEMPER LN
    CINCINNATI,OH452062611     		NONE PUBLIC CHARITABLE 54,047
    GREATER CINCINNATI TELEVISION
    EDUCATIONAL FOUNDATION
    1223 CENTRAL PARKWAY
    CINCINNATI,OH45214     		NONE PUBLIC CHARITABLE 54,628
    LITTLE SISTERS OF THE POOR
    ATTN SR ANNE DOYLE ISP
    476 RIDDLE ROAD
    CINCINNATI,OH452202493     		NONE PUBLIC CHARITABLE 28,568
    AMERICAN HEART ASSOCIATION
    5455 NORTH HIGH STREET
    COLUMBUS,OH43214     		NONE PUBLIC CHARITABLE 74,793
    HISTORIC SOUTHWEST OHIO
    ATTN JANE MCCONE EXEC DIRECTOR
    PO BOX 62475
    CINCINNATI,OH452620475     		NONE PUBLIC CHARITABLE 17,141
    PUBLIC LIBRARY OF CINCINNATI
    AND HAMILTON COUNTY
    800 VINE STREET
    CINCINNATI,OH452022009     		NONE PUBLIC CHARITABLE 28,568
    SALVATION ARMY
    114 EAST CENTRAL PARK WAX
    CINCINNATI,OH45202     		NONE PUBLIC CHARITABLE 78,450
    AMERICAN CANCER SOCIETY
    PO BOX 720366
    OKLAHOMA CITY,OK73162     		NONE PUBLIC CHARITABLE 76,782
    SHAKERTOWN AT PLEASANT HILL
    ATTN MADGE D ADAMS PRESIDENT
    3501 LEXINGTON RD
    HARRODSBURG,KY403309218     		NONE PUBLIC CHARITABLE 28,568
    CINCINNATI ART MUSEUM
    953 EDEN PARK DR
    CINCINNATI,OH452021557     		NONE PUBLIC CHARITABLE 188,014
    CINCINNATI PRESERVATION ASSOCIATION
    342 WEST FOURTH ST
    CINCINNATI,OH452022603     		NONE PUBLIC CHARITABLE 14,362
    NAT'L TR FOR HISTORIC PRESERVATION
    1785 MASSACHUSETTS AVENUE NW
    WASHINGTON,DC200362117     		NONE PUBLIC CHARITABLE 62,245
    UNITED WAY
    2400 READING RD
    CINCINNATI,OH452021458     		NONE PUBLIC CHARITABLE PURPOSES 51,091
    CINCINNATI MUSEUM CENTER
    ATTN A LARRY SISK CFO
    1301 WESTERN AVE
    CINCINNATI,OH452031138     		NONE PUBLIC CHARITABLE 203,575
    Total .................................bullet 3a 1,410,345
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 633,125  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 836,144  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,469,269  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,469,269
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC 5.50 6/4/14    
    HONEYWELL 5.30 3/15/17 100,067 111,280
    ATT INC 5.10 9/15/2014 25,588 25,218
    CONOCOPHILLIPS 4.75 2/1/2014    
    UNILEVER CAPITAL CORP    
    GLAXCOSMITHKLINE 4.375 4/15/14    
    PRAXAIR INC 4.625 3/30/2015 157,721 154,778
    GOLDMAN SACHS GROUP INC 5.375 100,416 113,278
    MORGAN STANLEY 4.20 11/20/14 25,500 25,376
    GOLDMAN SACHS GROUP 3.7 8/1/15 100,732 103,142
    COCA COLA CO 2.450 11/1/20 49,754 50,264
    ANHEUSER BUSCH INBEV WOR 47,301 47,912
    ORACLE CORP 2.50 10/15/22 46,788 47,836
    BAXTER INTL INC 48,825 49,592

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ALLSTATE CORP 52,560 70,464
    APACHE CORP 53,234 166,526
    CVS/CAREMARK CORP 36,697 75,370
    CONOCOPHILLIPS 136,126 330,318
    COSTCO WHSL CORP 92,600 243,909
    EXELON CORPORATION 78,467 62,928
    GENERAL ELEC CO 93,861 182,357
    HEWLETT PACKARD CO 5,013 6,264
    HUMANA INC 27,354 95,790
    ILLINOIS TOOL WORKS 17,702 35,024
    INTEL CORP    
    J P MORGAN CHASE & CO 342,999 444,538
    JOHNSON & JOHNSON 224,832 398,916
    LINEAR TECHNOLOGY CORP 37,741 70,605
    LOWES COS INC 66,555 128,037
    MCDONALDS CORP 149,863 337,479
    MEDTRONIC INC 50,320 64,908
    NIKE INC CL B 138,939 255,915
    NORFOLK SOUTHN CORP 19,149 30,909
    PEPSICO INC 64,600 164,118
    PROCTER & GAMBLE CO 143,801 236,399
    REPUBLIC SVCS INC 106,886 200,064
    TEXAS INSTRUMENTS INC 46,560 95,580
    UNION PAC CORP 23,030 99,750
    UNITED TECHNOLOGIES CORP 99,925 336,190
    VERIZON COMMUNICATIONS INC 163,612 227,182
    WASTE MGMT INC DEL 19,405 22,365
    WELLS FARGO CO 101,365 252,288
    ACCENTURE LTD 122,542 390,134
    SCHLUMBERGER LTD 64,607 281,665
    MICROSOFT CORP 9,419 67,304
    ABBOTT LABORATORIES 12,974 20,450
    ALCOA INC 12,466 16,513
    ALTRIA GROUP INC 7,809 12,582
    AMGEN INC 49,178 94,696
    ARCHER DANIELS MIDLAND CO 36,760 44,110
    BOEING CO 126,096 255,478
    BRISTOL-MYERS SQUIBB CO 146,181 250,069
    CARDINAL HEALTH INC 49,551 89,265
    CHEVRON CORPORATION 2,638 13,969
    DUKE ENERGY CORP 488 1,706
    EMC CORP 50,322 48,518
    EMERSON ELEC CO 40,048 85,074
    EXPRESS SCRIPTS INC 13,297 15,807
    EXXON MOBIL CORP 95,224 154,947
    FED EX CORP 62,818 145,022
    GOLDMAN SACHS GROUP INC 70,245 93,432
    HALLIBURTON CO 38,491 71,010
    INTUIT INC 1,023 3,785
    NEWMONT MINING CORPORATION 10,135 5,088
    OCCIDENTAL PETROLEUM CORP 18,407 18,166
    P G & E CORP 14,104 14,982
    PFIZER INC 157,068 256,109
    QUALCOMM INC 71,511 157,054
    SCHWAB CHARLES CORP 29,055 61,804
    TJX COS INC 25,278 85,572
    TARGET CORPORATION 11,688 14,893
    THERMO FISHER SCIENTIFIC INC 35,527 118,000
    WALMART STORES INC 1,540 2,477
    PRAXAIR INC 24,311 99,630
    WINDSTREAM CORP    
    ATT INC 56,216 70,720
    CSX CORP 35,168 77,025
    FIRST ENERGY CORP 22,404 17,360
    INTERNATIONAL BUSINESS MACHS 191,463 217,524
    MARATHON OIL CORP 36,016 79,840
    MERCK & CO INC NEW 35,438 57,850
    PUBLIC SVC ENTERPRISE GROUP 31,930 40,790
    SIMON PROPERTY GROUP INC 97,302 199,536
    APPLE INC 63,766 125,548
    B M C SOFTWARE INC    
    BANK OF AMERICA CORP 189,715 176,755
    ALLERGAN INC 16,355 34,013
    AMERICAN TOWER CORP 18,642 30,773
    AMERPRISE FINL INC 18,972 48,000
    ANADARKO PETROLEUM CORP 15,189 21,566
    AUTOMATIC DATA PROCESSING 12,353 18,076
    BRUNSWICK CORP 17,467 36,864
    CAMERON INTL CORP 11,778 17,198
    CAPITAL ONE FINANCIAL 12,319 19,328
    CATERPILLAR INC 15,762 16,735
    CITIGROUP INC 59,775 65,234
    DIRECTV CL A 21,838 37,319
    DISNEY WALT 118,723 248,646
    DOLLAR TREE INC 12,255 21,566
    DOVER CORP 12,399 21,191
    DR PEPPER SNAPPLE 1,687 2,460
    EATON CORP 10,161 15,282
    FIFTH THIRD BANK 15,344 26,410
    FOOT LOCKER 17,559 37,178
    FORD MOTOR CO 19,037 22,998
    JARDEN CORP 14,728 39,705
    KELLOG CO 8,562 10,118
    MACYS INC 14,084 29,242
    MASTERCARD INC 21,333 55,103
    MCKESSON CORP 13,661 29,980
    NATIONAL OILWELL VARCO 19,684 24,952
    ON SEMICONDUCTOR CORP 15,363 12,961
    PARKER HANNIFIN CORP 17,441 25,272
    PHILIP MORRIS 57,555 71,664
    PRUDENTIAL FINANCIAL INC 19,811 28,495
    SLM CORP 6,659 9,207
    ST JUDE MED INC 16,405 23,130
    STARBUCKS 21,168 45,577
    SUNTRUST BKS 11,937 18,227
    TERADATA CORP DEL 21,622 15,879
    UNITED HEALTH GROUP 23,336 38,668
    WHITING PETROLEUM CORP 26,091 32,582
    ACE LTD 18,133 27,584
    CHECK POINT SOFTWARE 17,246 20,712
    SONY CORP 6,129 3,857
    CBS CORP CLASS B 25,079 46,605
    COCA COLA CO    
    HASBRO INC 158,006 209,548
    HOLLYFRONTIER CORP 15,479 23,156
    MARATHON PETROLEUM CORP 24,363 78,070
    PHILLIPS 66 10,885 43,110
    ROYAL BK SCOTLAND GROUP 12,533 16,935
    ZOETIS 15,442 21,105
    ABBVIE INC 14,070 28,220
    NVIDIA CORP 24,367 37,080
    CONAGRA FOODS INC 85,367 81,620
    DANAHER CORP 78,490 78,730
    DENBURY RESOURCES INC 25,185 27,690
    FMC TECHNOLOGIES INC 58,800 61,070
    KNOWLES CORP 2,392 3,504
    NAVIENT CORP W D 11,890 19,623
    NOW INC DE W I 2,133 2,643
    VALERO ENERGY CORP 17,260 25,050
    WASHINGTON PRIME GROUP 6,193 11,244

    TY 2013 InvestmentsOtherSchedule2
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    NUVEEN INFLATION PRO SEC AT COST 100,000 125,276
    NUVEEN INTERNATIONAL SELECT AT COST 553,077 617,816
    NUVEEN MID CAPITAL IND AT COST 602,577 1,048,111
    NUVEEN SMALL CAP SELEC AT COST 563,352 703,069
    I SHARES MSCI EAFE INDEX FD      
    ISHARES BARCLAYS TIPS BOND FUN AT COST 237,977 270,635
    ISHARES MSCI EMERGING MRKTS IN AT COST 341,181 339,356
    CREDIT SUISSE COMM RET ST CO AT COST 166,465 162,043
    NUVEEN INTER GOVT BD AT COST 290,183 296,899
    ISHARES S&P PREF STK INDX FD      
    AMERICAN CENT EQUITY INCOME AT COST 293,930 354,032
    BLACKROCK CAPITAL APPREC AT COST 293,753 350,543
    GOLDMAN SACHS M C VALUE AT COST 163,145 206,624
    INV BALANCE RISK COMM AT COST 11,302 9,186
    NEUBERGER BERMAN GENESIS AT COST 177,861 223,709
    NUVEEN HIGH INCOME BOND FD AT COST 450,679 467,861
    NUVEEN REAL ESTATE AT COST 357,959 399,619
    OPPENHEIMER DEVELOPING MKTS AT COST 280,714 311,220
    SCOUT INTERNATIONAL AT COST 611,551 687,634
    SPDR DJ WILSHIRS INTERNATIONAL AT COST 239,262 259,512
    T ROWE PRICE INTL BOND FD AT COST 204,618 194,220
    T ROWE PRICE INTL GR & INC AT COST 477,643 553,270
    ISHARES RUSSELL MIDCAP AT COST 53,775 81,280
    ISHARES RUSSELL 2000 INDEX AT COST 29,005 41,584
    NUVEEN STRATEGIC INCOME AT COST 1,011,142 1,135,048
    ROWE T PRICE MID CAP      
    TCW EMERGING MARKETS AT COST 110,543 112,937
    FINANCIAL SELECT SECTOR SPDR AT COST 39,664 56,850
    MIDCAP SPDR TRUST AT COST 118,124 156,336
    NUVEEN FDS CORE BD FG AT COST 31,491 32,273
    ISHARES CORE S&P SMALL CAP AT COST 26,757 39,232
    ISHARES DJ US REAL ESTATE AT COST 609,175 660,827
    OPPENHEIMER SENIOR FLOATING AT COST 150,000 151,261
    ISHARES S P U S PREFERRED STOC AT COST 160,003 163,232
    SPDR GOLD SHARES ETF AT COST 37,530 38,412
    T ROWE PRICE MID CAP GROWTH FD AT COST 279,981 347,732
    AQR MANAGED FUTURES STR AT COST 410,000 415,239
    ISHARES MSCI EAFE ETF AT COST 1,499,157 1,612,165

    TY 2013 OtherDecreasesSchedule
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Description Amount
    PURCHASE ACCRUED INTEREST 66
    WINDSTREAM RETURN OF CAPITAL ADJUSTMENT 2,104
    RETURN OF CAPITAL ADJUSTMENT 3,885


    TY 2013 OtherExpensesSchedule
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NON-ALLOCABLE EXPENSE - 200 0   200
    OTHER NONALLOCABLE EXPENSES - 2 2   0


    TY 2013 OtherIncreasesSchedule
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Description Amount
    REVERSAL OF PAYMENT 139,000
    ROUNDING 11


    TY 2013 TaxesSchedule
    Name:
    DOROTHY M M KERSTEN TR UA 04-4825
    EIN: 31-6258173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5 5   0
    FEDERAL TAX PAYMENT - PRIOR YE 7,410 0   0
    FEDERAL ESTIMATES - PRINCIPAL 15,200 0   0
    FOREIGN TAXES ON QUALIFIED FOR 7,888 7,888   0
    FOREIGN TAXES ON NONQUALIFIED 2,239 2,239   0