Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMC Cancer Research Center
Employer identification number
84-0402535
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public support. Subtract line 5 from line 4.
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
7
Amounts from line 4..
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11
Total support (Add lines 7 through 10).
12
Gross receipts from related activities, etc. (see instructions)
..................
12
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.................................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
.........
14
15
Public support percentage for 2012 Schedule A, Part II, line 14
...............
15
16a
33 1/3% support test—2013.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2012.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2013.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
1,417,476
1,240,092
1,200,089
1,828,862
1,001,924
6,688,443
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
73,932
100,372
124,965
143,549
65,476
508,294
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
1,491,408
1,340,464
1,325,054
1,972,411
1,067,400
7,196,737
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
0
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
0
c
Add lines 7a and 7b..
0
8
Public support (Subtract line 7c from line 6.)
7,196,737
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
9
Amounts from line 6...
1,491,408
1,340,464
1,325,054
1,972,411
1,067,400
7,196,737
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
31,467
27,707
13,794
7,524
200
80,692
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
31,467
27,707
13,794
7,524
200
80,692
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
1,522,875
1,368,171
1,338,848
1,979,935
1,067,600
7,277,429
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
.........
15
98.890 %
16
Public support percentage from 2012 Schedule A, Part III, line 15
...............
16
98.420 %
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f))
......
17
1.110 %
18
Investment income percentage from 2012 Schedule A, Part III, line 17
.............
18
1.580 %
19a
33 1/3% support tests—2013.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2012.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information.
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2013
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMC Cancer Research Center
Employer identification number
84-0402535
Return Reference
Explanation
Form 990, Part III, line 3
The Fund entered into a Transfer Agreement (the Agreement) with the University of Colorado and the University of Colorado Foundation (the CU Foundation), dated August 15, 2013 and amended May 27, 2014, in which the Fund transferred its fundraising programs, personnel, and program assets to the University of Colorado, effective May 31, 2014. Program assets include domain names registered to the Fund, software operated by the Fund in connection with the fundraising programs, trademarks owned by the Fund, all intellectual property, donor lists, computer and office equipment, furniture, any goodwill associated with the fundraising programs and all agreements, assignments and releases pertaining to the fundraising programs. Also effective May 31, 2014, the Fund ceased all business and operations, except the minimum activities required to carry out the terms of the Transfer Agreement. The Fund was required by the Agreement to make payments to the CU Foundation of all of its restricted funding by May 15, 2014. Any other restricted funds received by the Fund subsequent to that date are to be promptly transferred to the CU Foundation. The Fund's unrestricted funds (as defined) were due to the CU Foundation no later than June 30, 2014. Any other unrestricted funds received by the Fund subsequent to that date are to be promptly transferred to the CU Foundation. The Fund will hold back $70,000 of unrestricted funds from the transfer to administer its rights and obligations under the amended Transfer Agreement or pay for any expenses incurred prior to or in connection with the wind-up of its business and affairs or in connection with its dormancy during its dormancy period, which is to last no longer than three years from June 30, 2014.
Form 990, Part VI, Section A, line 3
The Fund hired an independent contractor, 98 Beans, LLC, to perform the Chief Financial Officer duties through June 2014.
Form 990, Part VI, Section A, line 4
Changes to the AMC Cancer Research Center Bylaws approved on May 27, 2014: 1) Board of directors change from a minimum of nine and not to exceed thirty with two classes of Directors; University of Colorado Directors and Appointed Directors to consisting of all appointed directors of two to five as determined by the board. 2) Election and Term changed to annual terms with no limit to the number of terms. 3) Annual meeting is changed from February to July. 4) Quorum is changed from one-third to a majority immediately before a meeting begins. 5) Officers of the corporation are limited to a President, Secretary and Treasurer. 6) The Treasurer shall serve as the CFO of the corporation 7) No Ad Hoc, Executive or Nominating committees will be formed under the new bylaws
Form 990, Part VI, Section B, line 11
The Fund's Form 990 is provided to each member of the Board of Directors for review, comments and approval prior to its filing with the IRS.
Form 990, Part VI, Section B, line 12c
The Fund's board members and employees complete and sign a conflict of interest disclosure statement on an annual basis.
Form 990, Part VI, Section B, line 15
The Executive Director's and other key position's (if applicable) compensation is determined based upon a review and recommendation by the Fund Finance Committee and subsequent approval by the Fund Board. The compensation is compared to similar positions at comparable-sized organizations. The compensation arrangements are detailed in written agreements signed by the Board Chair.
Form 990, Part VI, Section C, line 19
The Fund's governing documents including its conflict of interest policy and financials are available on the Colorado Secretary of State's website and/or upon request.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.