Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 06-01-2013 , and ending 05-31-2014
Name of foundation
TW MARIAN W OTTLEY-WATERTOWN
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

58-6222005
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$16,667,111J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 363,871 355,765  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 579,740
b Gross sales price for all assets on line 6a 9,279,645
7 Capital gain net income (from Part IV, line 2)... 579,740
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 13,909 38,367  
12 Total. Add lines 1 through 11........ 957,520 973,872  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 138,387 103,791   34,597
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 2,000 0 0 2,000
c Other professional fees (attach schedule).... Click to see attachment 24,746 24,746   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 35,967 9,076   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 31,715 20,169   29,723
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 232,815 157,782 0 66,320
25 Contributions, gifts, grants paid........ 733,975 733,975
26 Total expenses and disbursements. Add lines 24 and 25 966,790 157,782 0 800,295
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -9,270
b Net investment income (if negative, enter -0-) 816,090
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... -1,716 499 499
2 Savings and temporary cash investments.......... 216,384 500,532 500,532
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 9,175,013 Click to see attachment9,914,178 11,283,278
c Investments—corporate bonds (attach schedule)........ 1,359,979 Click to see attachment1,023,349 1,038,331
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 4,192,680 Click to see attachment3,501,319 3,844,471
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 14,942,340 14,939,877 16,667,111
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 14,942,340 14,939,877
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 14,942,340 14,939,877
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 14,942,340 14,939,877
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 14,942,340
2 Enter amount from Part I, line 27a..................... 2 -9,270
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 31,766
4 Add lines 1, 2, and 3.......................... 4 14,964,836
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 24,959
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 14,939,877
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 42. AGCO CORP COM   2013-04-30 2014-01-15
b 203. AGCO CORP COM   2012-11-21 2014-01-15
c 12. AIA GROUP LTD-SP ADR   2012-12-18 2014-01-27
d 114. AIA GROUP LTD-SP ADR   2013-07-30 2014-01-27
e 7. AMC NETWORKS INC   2014-04-03 2014-05-08
18. AMC NETWORKS INC   2014-04-03 2014-05-08
14. AMC NETWORKS INC   2013-11-11 2014-05-08
10. AMC NETWORKS INC   2013-11-11 2014-05-08
10. AMC NETWORKS INC   2013-11-11 2014-05-08
7. AMC NETWORKS INC   2013-11-11 2014-05-08
8. AMC NETWORKS INC   2013-11-11 2014-05-09
8. AMC NETWORKS INC   2013-11-11 2014-05-09
8. AMC NETWORKS INC   2013-11-11 2014-05-12
39. AOL INC   2013-05-13 2014-01-22
159. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2013-05-31 2013-08-05
147. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2007-07-13 2013-08-05
274. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2007-07-13 2014-02-24
189. ABBVIE INC   2007-07-13 2013-08-05
70. ABBVIE INC   2013-05-31 2013-08-05
232. ABBVIE INC   2007-07-13 2014-02-24
11301.86 ABERDEEN EMERG MARKETS-INST #5840   2013-01-14 2013-08-20
11839.166 ABERDEEN EMERG MARKETS-INST #5840   2013-01-14 2013-08-28
3259.452 ABERDEEN EMERG MARKETS-INST #5840   2013-01-14 2014-05-27
5. ACI WORLDWIDE INC   2013-11-11 2014-01-15
7. ACI WORLDWIDE INC   2013-11-11 2014-02-10
6. ACI WORLDWIDE INC   2013-11-11 2014-02-11
8. ACI WORLDWIDE INC   2013-11-11 2014-02-11
9. ACI WORLDWIDE INC   2013-11-11 2014-02-12
8. ACI WORLDWIDE INC   2013-11-11 2014-02-12
17. ACI WORLDWIDE INC   2013-11-11 2014-02-13
2. ADIDAS-AG ADR   2012-05-09 2014-05-15
40. ADIDAS-AG ADR   2014-04-17 2014-05-15
18. ADOBE SYS INC COM   2013-12-20 2014-02-21
10. ADOBE SYS INC COM   2013-11-19 2014-04-03
7. ADOBE SYS INC COM   2013-11-11 2014-04-25
30. ADOBE SYS INC COM   2013-11-11 2014-05-02
40. ADOBE SYS INC COM   2013-11-11 2014-05-05
8. AEGERION PHARMACEUTICALS INC   2013-11-11 2013-12-17
7. AEGERION PHARMACEUTICALS INC   2013-11-11 2013-12-18
7. AEGERION PHARMACEUTICALS INC   2013-11-11 2013-12-18
8. AEGERION PHARMACEUTICALS INC   2013-11-11 2013-12-19
282. AIR LIQUIDE ADR FRANCE ADR   2013-04-01 2013-07-24
72. AIR PRODS & CHEMICALS INC COM W/ RTS TO PURCHASE PFD SHS EXP   2011-05-23 2013-08-05
65. AIR PRODS & CHEMICALS INC COM W/ RTS TO PURCHASE PFD SHS EXP   2010-10-22 2014-02-24
716. ALCOA INC COM   2013-10-31 2013-11-11
6. ALEXANDRIA REAL ESTATE EQUITIES INC COM W/RIGHTS ATTACHED EXP 2/10/   2013-10-04 2013-10-25
10. ALEXION PHARMACEUTICALS INC COM   2013-12-16 2014-02-21
10. ALEXION PHARMACEUTICALS INC COM   2013-12-16 2014-03-14
5. ALEXION PHARMACEUTICALS INC COM   2013-12-16 2014-04-17
6. ALLEGHANY CORP DEL COM   2012-06-08 2013-07-30
11. ALLEGHANY CORP DEL COM   2012-06-08 2013-12-10
13. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2013-08-13 2013-12-12
20. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2013-08-13 2013-12-24
188. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2014-02-24 2014-04-23
18. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2013-08-13 2014-05-05
37. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2013-08-13 2014-05-13
2. ALLIANCE DATA SYSTEMS CORP COM   2014-02-06 2014-02-20
2. ALLIANCE DATA SYSTEMS CORP COM   2014-02-06 2014-02-21
1. ALLIANCE DATA SYSTEMS CORP COM   2014-02-06 2014-02-24
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-02-24
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-02-25
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-02-25
1. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-02-28
3. ALLIANCE DATA SYSTEMS CORP COM   2014-03-05 2014-03-10
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-03-31
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-04-01
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-04-22
2. ALLIANCE DATA SYSTEMS CORP COM   2013-11-11 2014-04-22
143. ALLIANZ AG-ADR COM   2011-02-08 2014-03-14
33. ALNYLAM PHARMACEUTICALS INC   2014-01-24 2014-05-06
420. ALTRIA GROUP INC   2007-07-13 2013-08-05
376. ALTRIA GROUP INC   2009-06-04 2014-02-24
45. AMERICAN CAPITAL AGENCY CORP   2012-07-02 2013-06-03
35. AMERICAN CAPITAL AGENCY CORP   2012-05-14 2013-06-03
244. AMERICAN CAPITAL AGENCY CORP   2012-05-14 2013-11-11
490. AMERICAN EQUITY INVT LIFE HLDG CO   2013-12-17 2014-03-07
125. AMERICAN EXPRESS CO COM   2007-07-13 2013-08-05
112. AMERICAN EXPRESS CO COM   2012-11-07 2014-02-24
44. AMERICAN FINL GRP INC OHIO COM   2013-05-16 2014-01-22
474. AMERICAN INTERNATIONAL GROUP, INC   2013-01-22 2013-08-08
2000. AMERISTAR CASINOS IN 7.500% 4/15/21   2012-09-21 2013-06-03
4. AMERIPRISE FINANCIAL INC   2013-11-11 2014-01-16
5. AMERIPRISE FINANCIAL INC   2013-11-11 2014-01-17
13. AMERIPRISE FINANCIAL INC   2013-11-11 2014-01-17
6. AMERIPRISE FINANCIAL INC   2013-11-11 2014-01-21
131. ANALOG DEVICES INC COM W/ RTS TO PURCHASE PFD SHS   2012-05-14 2013-11-11
614. ANGLOGOLD LIMITED SPONSORED ADR   2013-01-22 2013-08-08
175. ANNALY MTG MGMT INC COM   2012-08-06 2013-10-07
375. ANNALY MTG MGMT INC COM   2012-05-14 2013-11-11
10. ANTERO RESOURCES CORP   2013-11-11 2013-12-05
10. ANTERO RESOURCES CORP   2014-02-04 2014-03-05
62. APACHE CORP COM RTS EXP 01/31/2006   2011-07-08 2013-08-08
71. APACHE CORP COM RTS EXP 01/31/2006   2013-01-22 2013-08-08
86. APPLE COMPUTER INC COM   2007-07-13 2013-08-05
1. APPLE COMPUTER INC COM   2013-08-08 2014-02-11
77. APPLE COMPUTER INC COM   2008-10-27 2014-02-24
186. APPLIED INDL TECHNOLOGIES INC COM W/RTS EXP 1/15/2008   2014-02-26 2014-04-02
257. APPLIED MATERIALS INC COM W/RIGHTS ATTACHED EXP 7/6/2009   2013-01-22 2013-08-08
270. APPLIED MATERIALS INC COM W/RIGHTS ATTACHED EXP 7/6/2009   2013-06-10 2013-11-11
236. ARM HLDGS PLC SPONSORED ADR   2013-04-01 2013-06-19
224. ARM HLDGS PLC SPONSORED ADR   2011-02-08 2013-06-19
47. ARM HLDGS PLC SPONSORED ADR   2013-08-13 2013-10-21
14. ARM HLDGS PLC SPONSORED ADR   2013-11-11 2014-02-24
11. ARM HLDGS PLC SPONSORED ADR   2013-11-11 2014-04-17
12. ARM HLDGS PLC SPONSORED ADR   2013-11-11 2014-04-17
90.66662 ASHMORE EMERG MKTS CR DB-INS   2013-05-15 2013-06-14
26571.36838 ASHMORE EMERG MKTS CR DB-INS   2013-05-15 2013-06-14
10. ASPEN TECHNOLOGY INC COM   2013-11-11 2013-12-05
16. ASPEN TECHNOLOGY INC COM   2014-01-06 2014-01-17
11. ASPEN TECHNOLOGY INC COM   2013-11-11 2014-01-21
11. ASPEN TECHNOLOGY INC COM   2013-11-11 2014-01-28
10. ASPEN TECHNOLOGY INC COM   2013-11-11 2014-02-07
60. ASSA ABLOY AB-UNSP ADR   2011-02-08 2013-07-19
47. ASSA ABLOY AB-UNSP ADR   2011-02-08 2013-07-22
39. ASSA ABLOY AB-UNSP ADR   2010-12-28 2013-09-25
82. ASSA ABLOY AB-UNSP ADR   2010-12-28 2013-09-26
55. ASSA ABLOY AB-UNSP ADR   2010-12-28 2013-09-27
16. ASSA ABLOY AB-UNSP ADR   2010-12-28 2013-09-27
58. ASSA ABLOY AB-UNSP ADR   2012-05-09 2014-01-27
30. ASSA ABLOY AB-UNSP ADR   2012-05-09 2014-01-28
17. ATHENAHEALTH INC   2014-01-17 2014-02-13
7. ATHENAHEALTH INC   2013-12-12 2014-02-14
6. ATHENAHEALTH INC   2014-04-03 2014-05-21
13. ATHENAHEALTH INC   2014-01-22 2014-05-21
5. ATHENAHEALTH INC   2014-01-21 2014-05-21
5. ATHENAHEALTH INC   2014-01-17 2014-05-22
221. ATMOS ENERGY CORP COM W/RTS EXP 5/10/2008   2013-04-30 2013-09-10
148. AUTOMATIC DATA PROCESSING INC COM   2007-07-13 2013-08-05
133. AUTOMATIC DATA PROCESSING INC COM   2007-07-13 2014-02-24
117. AVERY DENNISON CORP COM   2012-05-14 2013-11-11
2000. AVIS BUDGET CAR RENT 8.250% 1/15/19   2012-12-13 2014-04-11
123. BRE PPTYS INC CL A   2013-12-06 2014-04-03
214. BABCOCK & WILCOX CO   2012-05-14 2013-11-11
15. BAIDU INC ADR   2012-04-26 2013-10-30
115. BAIDU INC ADR   2013-06-11 2014-01-13
7. BAIDU INC ADR   2012-04-25 2014-03-26
151. BAKER HUGHES INC COM   2013-07-29 2013-08-08
2000. BALL CORP 5.750% 5/15/21   2011-08-10 2013-09-19
3000. BALL CORP 5.750% 5/15/21   2011-08-10 2013-10-23
32. BANCA MONTE DEI-UNSPON ADR   2014-04-01 2014-05-21
.5 BANCA MONTE DEI-UNSPON ADR   2014-04-01 2014-05-22
109. BANCA MONTE DEI-UNSPON ADR   2014-03-31 2014-05-22
109. BANCA MONTE DEI-UNSPON ADR   2014-03-28 2014-05-23
20. C R BARD INC COM W/RTS EXP 10/23/2005   2013-11-11 2014-01-31
20. C R BARD INC COM W/RTS EXP 10/23/2005   2013-11-11 2014-01-31
317. BARRICK GOLD CORP COM   2013-02-04 2013-08-08
10. BE AEROSPACE INC COM   2013-11-11 2013-12-05
6. BE AEROSPACE INC COM   2014-01-06 2014-03-18
5. BE AEROSPACE INC COM   2014-01-06 2014-05-05
5. BE AEROSPACE INC COM   2013-11-11 2014-05-05
2. BERKSHIRE HATHAWAY INC.   2013-08-08 2014-02-11
10. BEST BUY INC COM   2013-11-11 2013-12-05
6. BEST BUY INC COM   2013-11-11 2013-12-19
18. BEST BUY INC COM   2013-11-11 2014-01-09
31. BEST BUY INC COM   2013-11-11 2014-01-16
27. BEST BUY INC COM   2013-11-11 2014-01-16
28. BEST BUY INC COM   2013-11-11 2014-01-16
31. BLACKROCK INC   2012-02-02 2013-08-05
11. BLACKROCK INC   2013-07-12 2013-08-05
38. BLACKROCK INC   2011-09-02 2014-02-24
1. BOEING CO COM   2013-08-08 2014-02-11
10. BOSTON PPTYS INC COM   2012-09-06 2013-09-18
28. BOSTON PPTYS INC COM   2012-09-06 2013-12-18
390. BOSTON SCIENTIFIC CORP COM   2010-12-10 2013-11-11
43. BOSTON SCIENTIFIC CORP COM   2010-12-10 2014-05-19
77. BOSTON SCIENTIFIC CORP COM   2010-12-10 2014-05-19
301. BRANDYWINE RLTY TR SH BEN INT NEW   2012-05-14 2013-11-11
342. BROADRIDGE FINANCIAL SOLUTIONS   2012-05-14 2013-11-11
29. BROOKDALE SR LIVING INC   2013-05-08 2014-03-24
37. BURBERRY GROUP PLC-SPON ADR   2012-11-29 2013-09-13
14. BURBERRY GROUP PLC-SPON ADR   2014-01-15 2014-03-27
63. BURBERRY GROUP PLC-SPON ADR   2014-01-15 2014-03-28
44. BURBERRY GROUP PLC-SPON ADR   2013-12-30 2014-04-17
.826 CHAMBERS STREET PROPERTIES   2010-05-26 2013-07-08
4000. CCO HLDGS LLC/CAP CO 7.250% 10/30/17   2011-08-10 2013-06-12
5000. CCO HLDGS LLC/CAP CO 7.250% 10/30/17   2011-10-05 2013-11-22
1000. CDW LLC/CDW FINANCE 8.000% 12/15/18   2013-01-30 2013-07-03
4000. CIT GROUP INC 5.000% 5/15/17   2012-05-11 2014-03-03
2000. CIT GROUP INC 5.000% 5/15/17   2012-05-14 2014-03-31
3000. CIT GROUP INC 5.000% 5/15/17   2012-05-14 2014-05-01
2000. CIT GROUP INC 5.000% 5/15/17   2012-05-15 2014-05-05
4. CME GROUP INC   2013-08-08 2014-02-11
13. CNOOC LTD SPONSORED ADR   2011-02-08 2013-07-15
11. CNOOC LTD SPONSORED ADR   2012-05-09 2013-07-30
6. CNOOC LTD SPONSORED ADR   2012-05-09 2013-08-22
7. CNOOC LTD SPONSORED ADR   2012-05-09 2013-08-23
4. CNOOC LTD SPONSORED ADR   2011-10-07 2013-08-26
6. CNOOC LTD SPONSORED ADR   2011-10-07 2013-08-27
2. CVS CORP COM   2013-08-08 2014-02-11
55. CA INC   2013-01-22 2013-06-10
40. CA INC   2013-01-22 2013-07-10
778. CA INC   2013-01-22 2013-08-08
199. CABLEVISION SYSTEMS-NY GRP CL A   2012-05-14 2013-07-30
232. CABLEVISION SYSTEMS-NY GRP CL A   2012-05-14 2013-11-11
43. CABOT OIL & GAS CORP CL A   2013-11-11 2014-04-02
28. CABOT OIL & GAS CORP CL A   2013-11-11 2014-04-03
49. CABOT OIL & GAS CORP CL A   2013-11-11 2014-04-03
110. CAMPUS CREST COMMUNITIES INC   2013-03-06 2013-10-23
11. CAMPUS CREST COMMUNITIES INC   2013-03-06 2013-12-06
149. CAMPUS CREST COMMUNITIES INC   2012-09-06 2013-12-06
8. CANADIAN NATL RY CO COM   2011-10-07 2013-12-04
20. CANADIAN NATL RY CO COM   2011-10-07 2014-05-14
17. CANADIAN NATL RY CO COM   2011-02-08 2014-05-15
678. CANADIAN NAT RES LTD COM CN$   2013-02-15 2013-08-08
56. CANADIAN PACIFIC RAILWAY LTD COM   2013-08-05 2014-02-24
4. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2013-08-08 2014-02-11
138. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2013-01-22 2014-03-25
61. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2013-08-08 2014-03-25
15. CARDINAL HLTH INC COM   2013-11-11 2013-12-17
11. CARDINAL HLTH INC COM   2013-11-11 2014-02-10
7. CARDINAL HLTH INC COM   2013-11-11 2014-02-10
6. CARDINAL HLTH INC COM   2013-11-11 2014-02-11
11. CARDINAL HLTH INC COM   2013-11-11 2014-02-11
199. CAREFUSION CORP   2013-04-30 2013-06-03
70. CARNIVAL CORP PAIRED CTF 1 COM   2011-02-08 2013-09-25
57. CARNIVAL CORP PAIRED CTF 1 COM   2010-12-28 2013-12-19
7.9175 CARNIVAL CORP PAIRED CTF 1 COM   2010-12-28 2014-05-14
50.0825 CARNIVAL CORP PAIRED CTF 1 COM   2010-12-28 2014-05-14
126. CATERPILLAR INC COM W/RTS EXP 12/11/2006   2011-05-23 2013-08-05
24. CATERPILLAR INC COM W/RTS EXP 12/11/2006   2007-07-13 2013-11-21
89. CATERPILLAR INC COM W/RTS EXP 12/11/2006   2009-05-07 2014-02-24
236. CENTURYTEL INC COM   2013-06-12 2013-08-08
6. CEPHEID INC COM   2013-11-11 2013-12-06
54347. CHAMBERS STREET PROPERTIES   2010-05-26 2013-08-02
4. CHART INDUSTRIES INC   2013-12-04 2014-04-25
4. CHART INDUSTRIES INC   2013-12-04 2014-04-28
6. CHART INDUSTRIES INC   2013-11-11 2014-04-30
7. CHART INDUSTRIES INC   2013-11-11 2014-04-30
15. CHART INDUSTRIES INC   2013-11-11 2014-05-02
15. CHART INDUSTRIES INC   2014-01-02 2014-05-02
22. CHEMED CORP NEW   2013-04-30 2013-09-09
86. CHEMED CORP NEW   2012-05-09 2013-09-09
6000. CHESAPEAKE ENERGY CO 7.250% 12/15/18   2011-10-11 2013-12-03
241. CHEVRONTEXACO CORP COM   2011-05-23 2013-08-05
216. CHEVRONTEXACO CORP COM   2007-07-13 2014-02-24
98. CHUBB CORP COM   2012-05-14 2013-11-11
49. CHURCH & DWIGHT CO INC COM W/RIGHTS ATTACHED EXP 9/13/2009   2013-04-30 2014-04-04
239. CHURCH & DWIGHT CO INC COM W/RIGHTS ATTACHED EXP 9/13/2009   2012-11-21 2014-04-04
209. CINEMARK HOLDINGS INC   2013-08-27 2013-11-11
5000. CINEMARK USA INC 8.625% 6/15/19   2011-09-29 2013-06-24
8. CISCO SYS INC COM W/RIGHTS ATTACHED EXPIRING 6/10/2008   2013-08-08 2014-02-11
407. CITIGROUP INC.   2013-01-22 2013-08-08
18. CLEAN HARBORS INC   2013-11-11 2013-11-12
10. CLEAN HARBORS INC   2013-11-11 2013-11-14
10. CLEAN HARBORS INC   2013-11-11 2013-11-14
8. CLEAN HARBORS INC   2013-11-11 2013-11-19
14. CLEAN HARBORS INC   2013-11-11 2013-11-22
9. CLEAN HARBORS INC   2013-11-11 2013-11-25
10. CLEAN HARBORS INC   2013-11-11 2013-11-26
11. CLEAN HARBORS INC   2013-11-11 2013-12-02
4000. CLEAR CHANNEL WORLDW 7.625% 3/15/20   2012-09-12 2013-08-21
2000. CLEAR CHANNEL WORLDW 7.625% 3/15/20   2012-09-12 2013-09-04
3000. CLEAR CHANNEL WORLDW 7.625% 3/15/20   2012-09-12 2013-09-05
9000. CLEAR CHANNEL WORLDW 6.500% 11/15/22   2013-09-10 2014-02-25
79. CLOROX CO COM   2012-05-14 2013-11-11
40. COBALT INTERNATIONAL ENERGY IN   2013-11-11 2013-12-19
889. COCA-COLA CO COM   2007-07-13 2013-08-05
797. COCA-COLA CO COM   2007-07-13 2014-02-24
160. COLONIAL PPTYS TR   2012-09-06 2013-06-05
10. COLONIAL PPTYS TR   2012-04-19 2013-06-05
40. COLONIAL PPTYS TR   2012-04-19 2013-06-12
8. COLONIAL PPTYS TR   2012-08-08 2013-06-12
46. COLONIAL PPTYS TR   2010-12-13 2013-06-17
77. COMCAST CORP NEW CL A   2013-07-12 2013-08-05
4. COMCAST CORP NEW CL A   2013-08-08 2014-02-11
35. COMCAST CORP NEW CL A   2013-02-19 2014-02-24
40. COMCAST CORP NEW CL A   2013-07-12 2014-02-24
7.00058 COMMVAULT SYSTEMS INC   2014-01-08 2014-01-14
1.99942 COMMVAULT SYSTEMS INC   2014-01-08 2014-01-14
3. COMMVAULT SYSTEMS INC   2013-12-27 2014-01-15
5. COMMVAULT SYSTEMS INC   2013-12-27 2014-01-15
7. COMMVAULT SYSTEMS INC   2013-11-11 2014-01-30
8. COMMVAULT SYSTEMS INC   2013-11-11 2014-01-30
3. COMMVAULT SYSTEMS INC   2013-11-11 2014-02-05
18. COMMVAULT SYSTEMS INC   2013-11-11 2014-02-07
6. COMMVAULT SYSTEMS INC   2013-11-11 2014-02-21
22. COMMVAULT SYSTEMS INC   2013-11-11 2014-03-10
11. COMMVAULT SYSTEMS INC   2013-11-11 2014-03-10
11. COMMVAULT SYSTEMS INC   2013-11-11 2014-03-11
257. CONOCOPHILLIPS COM   2007-07-13 2013-08-05
231. CONOCOPHILLIPS COM   2009-05-07 2014-02-24
13. CONSTELLATION BRANDS INC CL A   2014-03-31 2014-05-02
2000. CONTINENTAL RESOURCE 4.500% 4/15/23   2013-07-15 2014-05-21
2000. CONTINENTAL RESOURCE 4.500% 4/15/23   2013-07-16 2014-05-22
11. COOPER COS INC COM NEW   2013-11-11 2014-01-24
8. COOPER COS INC COM NEW   2013-11-11 2014-01-24
7. COOPER COS INC COM NEW   2013-11-11 2014-01-24
15. COOPER COS INC COM NEW   2013-11-11 2014-01-24
208. CORPORATE EXECUTIVE BOARD CO COM   2013-04-30 2013-11-11
84. CORRECTIONS CORP OF AMERICA COM   2013-05-21 2013-12-18
17. CORRECTIONS CORP OF AMERICA COM   2013-03-13 2014-03-24
10. CREE INC COM   2013-11-11 2013-12-05
14. CREE INC COM   2014-01-06 2014-01-21
9. CREE INC COM   2013-11-11 2014-01-21
10. CREE INC COM   2013-11-11 2014-02-07
7. CREE INC COM   2013-11-11 2014-02-07
7. CREE INC COM   2013-11-11 2014-02-10
5. CREE INC COM   2013-11-11 2014-02-11
8. CREE INC COM   2013-11-11 2014-02-12
38. CUBIST PHARMACEUTICALS INC COM   2013-11-11 2013-12-16
32. CUBIST PHARMACEUTICALS INC COM   2013-11-11 2013-12-20
34. DST SYS INC DEL COM   2013-04-30 2014-03-25
16. DSW INC   2013-11-11 2014-03-18
15. DSW INC   2013-11-11 2014-03-19
14. DSW INC   2013-11-11 2014-03-24
26. DSW INC   2013-11-11 2014-03-25
12. DSW INC   2013-11-11 2014-03-26
20. DSW INC   2013-11-11 2014-03-26
13. DSW INC   2013-12-26 2014-03-27
16. DSW INC   2013-12-27 2014-03-28
17. DSW INC   2014-01-16 2014-03-28
7. DASSAULT SYSTEMES S.A. SPA ADR   2013-01-29 2013-10-15
12. DASSAULT SYSTEMES S.A. SPA ADR   2013-01-29 2013-10-16
7. DASSAULT SYSTEMES S.A. SPA ADR   2012-05-09 2013-10-16
12. DASSAULT SYSTEMES S.A. SPA ADR   2012-05-09 2014-01-09
11. DASSAULT SYSTEMES S.A. SPA ADR   2010-12-28 2014-01-10
9. DASSAULT SYSTEMES S.A. SPA ADR   2010-12-28 2014-01-13
7. DASSAULT SYSTEMES S.A. SPA ADR   2010-12-28 2014-01-14
23. DASSAULT SYSTEMES S.A. SPA ADR   2010-12-28 2014-02-06
7. DASSAULT SYSTEMES S.A. SPA ADR   2011-10-07 2014-02-06
12. DASSAULT SYSTEMES S.A. SPA ADR   2011-10-07 2014-02-07
5000. DEL MONTE CORP 7.625% 2/15/19   2012-10-19 2013-09-24
2000. DEL MONTE CORP 7.625% 2/15/19   2012-10-19 2013-09-25
10. DELTA AIR LINES INC   2013-11-11 2013-12-05
18. DELTA AIR LINES INC   2013-12-20 2014-02-06
37. DELTA AIR LINES INC   2013-12-20 2014-03-11
14. DELTA AIR LINES INC   2013-12-19 2014-04-30
122. DENBURY RESOURCES INC COM   2013-04-30 2013-08-01
478. DENBURY RESOURCES INC COM   2012-05-09 2013-08-01
50. DIAGEO PLC SPONSORED ADR NEW   2012-11-07 2013-08-05
55. DIAGEO PLC SPONSORED ADR NEW   2012-11-07 2014-02-24
140. DIEBOLD INC COM W/RIGHTS ATTACHED EXP 2/11/2009   2013-05-15 2013-11-11
13. DIGITALGLOBE INC   2013-11-11 2013-12-16
31. DIGITALGLOBE INC   2013-11-11 2014-03-10
10. DIGITALGLOBE INC   2013-11-11 2014-04-30
13. DIGITALGLOBE INC   2013-11-11 2014-05-01
149. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2011-03-02 2013-08-05
3. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2013-08-08 2014-02-11
133. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2010-03-12 2014-02-24
6. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-01-08
9. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-01-15
9. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-01-15
2. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-01-17
11. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-01-21
10. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-01-22
24. DISCOVERY COMMUNICATIONS-C   2014-03-11 2014-05-14
54. DISCOVERY COMMUNICATIONS-C   2013-11-11 2014-05-14
20. DISCOVERY COMMUNICATIONS-C   2014-03-24 2014-05-14
27970.48 DREYFUS EMG MKT DEBT LOC C-I #6083   2013-06-14 2013-08-28
21. DUKE ENERGY HOLDING CORP. COM   2012-05-14 2013-06-18
93. DUKE ENERGY HOLDING CORP. COM   2012-05-14 2013-11-11
135.00155 E M C CORP MASS COM   2013-01-22 2013-06-26
79.99845 E M C CORP MASS COM   2013-01-22 2013-06-26
81. E M C CORP MASS COM   2013-01-22 2013-06-27
26. EOG RES INC COM   2013-07-12 2013-08-05
24. EOG RES INC COM   2013-07-12 2014-02-24
383. EPL OIL & GAS INC   2013-09-16 2013-11-25
35. EATON VANCE CORP COM NON VTG   2011-03-29 2013-12-10
2000. ECHOSTAR DBS CORP 7.125% 2/01/16   2011-08-05 2014-03-06
2000. ECHOSTAR DBS CORP 7.125% 2/01/16   2011-08-05 2014-03-14
4000. ECHOSTAR DBS CORP 7.125% 2/01/16   2011-08-05 2014-04-23
5000. ECHOSTAR DBS CORP 7.125% 2/01/16   2011-10-03 2014-04-24
128. ELEKTA AB-B SHS-UNSPON ADR   2012-12-12 2013-07-24
63. ELEKTA AB-B SHS-UNSPON ADR   2012-12-12 2013-07-25
20. ELEKTA AB-B SHS-UNSPON ADR   2012-12-11 2013-07-26
42. ELEKTA AB-B SHS-UNSPON ADR   2012-12-07 2013-07-29
39. ELEKTA AB-B SHS-UNSPON ADR   2012-12-07 2013-10-30
134. ELEKTA AB-B SHS-UNSPON ADR   2012-12-10 2013-10-31
20. ELEKTA AB-B SHS-UNSPON ADR   2012-12-10 2013-11-01
70. ELEKTA AB-B SHS-UNSPON ADR   2013-01-30 2013-11-04
8. ELEKTA AB-B SHS-UNSPON ADR   2013-01-30 2013-11-05
275. ELEKTA AB-B SHS-UNSPON ADR   2013-03-07 2013-11-06
62. ELEKTA AB-B SHS-UNSPON ADR   2013-03-07 2013-11-07
59. EMBRAER SA ADR   2012-05-09 2013-10-30
40. ENERGIZER HLDGS INC COM   2012-06-08 2013-09-18
46. ENERGIZER HLDGS INC COM   2012-06-08 2013-12-10
5000. ENERGY FUTURE/EFIH 10.000% 12/01/20   2011-10-05 2013-09-05
634.768 THE ENDOWMENT TEI FUND LP   2012-02-29 2013-06-30
552.451 THE ENDOWMENT TEI FUND LP   2012-02-29 2013-09-30
2082.224 THE ENDOWMENT TEI FUND LP   2012-02-29 2013-12-31
5232.766 THE ENDOWMENT TEI FUND LP   2012-02-29 2014-04-01
84. ENTERGY CORP NEW COM   2012-05-14 2013-11-11
10. ENVISION HEALTHCARE HOLDINGS I   2013-11-11 2014-01-06
19. EQUITY RESIDENTIAL PPTYS TR SH BEN INT   2012-09-06 2014-04-11
.543 ESSEX PPTY TR INC COM W/RTS ATTACHED 11/11/2008   2013-12-06 2014-04-21
46. EXELON CORP COM   2012-05-14 2013-07-09
139. EXELON CORP COM   2012-05-14 2013-08-19
174. EXPEDIA INC   2012-05-09 2013-09-27
31. EXPEDIA INC   2013-04-30 2013-09-27
604. EXPRESS INC   2013-11-20 2014-04-30
403. EXXON MOBIL CORP COM   2007-07-13 2013-08-05
459. EXXON MOBIL CORP COM   2010-02-23 2014-02-24
4. FEI CO COM   2014-01-15 2014-03-10
3. FEI CO COM   2014-01-15 2014-03-11
96. FASTENAL CO COM   2013-08-13 2013-11-22
46. FASTENAL CO COM   2013-08-13 2014-03-31
34. FASTENAL CO COM   2013-08-13 2014-04-21
11. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP   2012-09-06 2013-12-11
220. FIRST AMERICAN FINANCIAL   2012-05-14 2013-11-11
167. FIRST AMERICAN FINANCIAL   2013-07-23 2013-11-11
38. FIRST INDL RLTY TR INC COM   2012-09-06 2014-01-29
36. FIRST INDL RLTY TR INC COM   2012-09-06 2014-03-24
27. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2013-11-12
10. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2013-11-14
26. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-01-23
9. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-01-30
17. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-12
11. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-24
21. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-25
23. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-25
13. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-26
10. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-27
12. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-28
11. FORTUNE BRANDS HOME & SECURITY   2013-11-11 2014-03-28
156. FRANKLIN RES INC COM   2013-07-12 2013-08-05
83. FRANKLIN RES INC COM   2008-05-29 2013-08-05
214. FRANKLIN RES INC COM   2008-05-29 2014-02-24
222. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010   2011-05-23 2013-08-05
229. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010   2009-12-11 2014-02-24
144. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2011-05-20 2013-10-08
183. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2013-05-17 2013-10-08
198. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR   2013-05-17 2014-05-19
2000. GMAC LLC 8.000% 11/01/31   2011-08-10 2014-04-08
6000. GMAC LLC 8.000% 11/01/31   2011-10-05 2014-05-27
25. GNC HOLDINGS INC   2013-11-20 2014-02-14
38. GNC HOLDINGS INC   2013-11-11 2014-02-14
36. GNC HOLDINGS INC   2014-01-07 2014-02-14
309. GAZPROM O A O SPONSORED ADR   2013-04-01 2014-03-05
1042. GAZPROM O A O SPONSORED ADR   2013-02-04 2014-03-05
508. GENERAL ELEC CO COM   2007-07-13 2013-08-05
175. GENERAL ELEC CO COM   2007-07-13 2014-02-07
280. GENERAL ELEC CO COM   2007-07-13 2014-02-24
579. GENERAL MOTORS CO   2013-03-18 2013-08-08
35. GENUINE PARTS CO COM W/RIGHTS ATTACHED EXP 11/15/2009   2012-12-14 2013-11-11
84. GENUINE PARTS CO COM W/RIGHTS ATTACHED EXP 11/15/2009   2012-05-14 2013-11-11
3000. GENWORTH FINANCIAL 7.625% 9/24/21   2011-08-05 2013-09-16
2000. GENWORTH FINANCIAL 7.625% 9/24/21   2011-08-05 2013-09-18
52. GILEAD SCIENCES INC COM   2013-08-08 2013-12-12
71. GILEAD SCIENCES INC COM   2014-02-07 2014-02-24
28. GOLDMAN SACHS GRP INC COM   2013-07-02 2013-08-08
9652.245 GOLDMAN SACHS COMM STRATEGY #2653   2013-08-02 2013-11-26
20650.785 GOLDMAN SACHS COMM STRATEGY #2653   2012-05-07 2013-11-26
21. GOOGLE INC CL A   2013-08-08 2014-04-25
86. GOOGLE INC CL A   2014-02-24 2014-05-05
40. GRACE W R & CO DEL NEW COM   2012-05-14 2013-11-11
7. GRACO INC COM W/RIGHTS ATTACHED EXP 3/29/2010   2013-11-11 2014-03-10
17. W W GRAINGER INC COM W/RIGHTS ATTACHED EXP 5/15/2009   2013-11-11 2013-12-20
48. GROUPON INC   2013-12-23 2014-02-19
61. GROUPON INC   2013-12-23 2014-02-24
65. GROUPON INC   2013-12-19 2014-02-25
63. GROUPON INC   2013-12-19 2014-02-25
49. GROUPON INC   2013-12-18 2014-02-27
77. GROUPON INC   2013-12-18 2014-02-27
6. GULFPORT ENERGY CORP   2013-11-11 2014-05-14
14000. HCA INC 7.875% 2/15/20   2011-08-08 2014-04-02
174. HCP INC   2012-05-14 2013-11-11
27. HCP INC   2012-09-06 2014-05-07
74. HSBC HLDGS PLC SPONSORED ADR NEW   2013-04-01 2013-06-05
179. HSBC HLDGS PLC SPONSORED ADR NEW   2011-02-08 2013-06-05
164. HSBC HLDGS PLC SPONSORED ADR NEW   2007-07-13 2013-08-05
37. HSBC HLDGS PLC SPONSORED ADR NEW   2012-12-14 2013-12-04
17. HSBC HLDGS PLC SPONSORED ADR NEW   2012-04-27 2013-12-04
46. HSBC HLDGS PLC SPONSORED ADR NEW   2007-07-13 2014-02-24
100. HSBC HLDGS PLC SPONSORED ADR NEW   2009-03-25 2014-02-24
150. HAEMONETICS CORP MASS COM W/RTS EXPIRING 4/27/2008   2012-05-14 2013-11-11
8. HAEMONETICS CORP MASS COM W/RTS EXPIRING 4/27/2008   2013-05-20 2013-11-11
30. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005   2013-01-22 2013-07-24
5. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005   2013-01-22 2013-07-25
97. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005   2013-01-22 2013-07-26
16. HANG LUNG PPTYS LTD ADR   2010-12-09 2013-09-09
28. HANG LUNG PPTYS LTD ADR   2010-12-09 2013-09-10
46. HANG LUNG PPTYS LTD ADR   2010-12-28 2013-09-17
14. HANG LUNG PPTYS LTD ADR   2010-12-28 2013-09-18
47. HANG LUNG PPTYS LTD ADR   2010-12-28 2013-09-19
30. HANG LUNG PPTYS LTD ADR   2010-12-28 2013-09-23
16. HANG LUNG PPTYS LTD ADR   2011-02-08 2013-09-24
6. HANG LUNG PPTYS LTD ADR   2011-02-08 2013-09-26
27. HANG LUNG PPTYS LTD ADR   2011-02-08 2013-09-27
6. HANG LUNG PPTYS LTD ADR   2011-02-08 2013-09-30
79. HANG LUNG PPTYS LTD ADR   2011-02-08 2013-10-09
77. HANG LUNG PPTYS LTD ADR   2012-05-09 2013-10-16
158. HANG LUNG PPTYS LTD ADR   2012-10-05 2013-10-17
3000. HARRAHS OPERATING 11.250% 6/01/17   2011-08-29 2014-03-06
2000. HARRAHS OPERATING 11.250% 6/01/17   2011-10-06 2014-03-06
741. HARTFORD FINL SVCS GRP COM   2013-01-22 2013-08-08
202. HASBRO INC COM   2012-05-14 2013-11-11
44. HATTERAS FINANCIAL CORP   2010-12-08 2013-09-18
225. HATTERAS FINANCIAL CORP   2012-06-08 2013-12-06
5000. HEALTH MANAGEMENT PL 6.125% 4/15/16   2011-08-17 2013-10-23
128. HEALTH CARE REIT INC COM   2012-05-14 2013-11-11
165. HEINZ H J CO COM   2012-05-14 2013-06-07
191. HENNES & MAURITZ AB ADR   2010-12-28 2013-10-14
410. HENNES & MAURITZ AB ADR   2010-12-28 2013-10-15
182. HENNES & MAURITZ AB ADR   2010-12-28 2013-12-16
275. HEXCEL CORP NEW COM   2013-05-15 2014-04-11
177. HONG KONG EXCH & CLEARING LTD -ADR   2011-02-08 2014-03-14
80. HONG KONG EXCH & CLEARING LTD -ADR   2011-02-08 2014-03-17
103. HONG KONG EXCH & CLEARING LTD -ADR   2011-02-08 2014-03-18
83. HONG KONG EXCH & CLEARING LTD -ADR   2010-12-28 2014-03-19
135. HONG KONG EXCH & CLEARING LTD -ADR   2012-05-09 2014-03-20
283. HORNBECK OFFSHORE SVCS INC NEW   2013-04-30 2014-02-04
58. HOST MARRIOTT CORP NEW COM   2012-12-21 2014-04-23
558. HUDSON CITY BANCORP INC COM   2012-05-14 2013-06-14
178. IPG PHOTONICS CORP   2013-04-30 2013-08-27
11000. ICAHN ENTERPRISES/FI 8.000% 1/15/18   2011-08-08 2013-11-05
318. INDUST AND COMM BK OF CHINA - ADR   2011-02-08 2013-09-06
194. INDUST AND COMM BK OF CHINA - ADR   2011-02-08 2014-01-10
101. INDUST AND COMM BK OF CHINA - ADR   2010-12-28 2014-02-06
363. INDUST AND COMM BK OF CHINA - ADR   2012-05-09 2014-02-12
67. ING GROEP N V SPONSORED ADR   2014-01-10 2014-05-15
86. ING GROEP N V SPONSORED ADR   2014-01-10 2014-05-16
45. INGREDION INC   2013-04-30 2013-08-29
50. INGREDION INC   2012-03-09 2013-08-29
451. INTEL CORP COM   2007-07-13 2013-08-05
114. INTEL CORP COM   2007-07-13 2013-11-21
289. INTEL CORP COM   2007-07-13 2014-02-24
4. INTERCONTINENTAL EXCHANGE, INC   2014-02-05 2014-03-31
3. INTERCONTINENTAL EXCHANGE, INC   2014-02-04 2014-04-01
79. INTL BUSINESS MACHINES CORP COM   2010-01-19 2013-08-05
16. INTL BUSINESS MACHINES CORP COM   2012-09-11 2013-08-05
85. INTL BUSINESS MACHINES CORP COM   2010-03-12 2014-02-24
127. INTESA SANPAOLO-SPON ADR   2014-01-10 2014-02-10
236. INTESA SANPAOLO-SPON ADR   2013-11-26 2014-04-16
19. INTUITIVE SURGICAL INC   2011-03-08 2013-08-05
16. INTUITIVE SURGICAL INC   2009-04-03 2014-01-30
190. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2013-10-10 2014-05-27
754. ISHARES RUSSELL 2000 GROWTH INDEX FUND   2013-10-10 2014-05-27
214. ITAU UNIBANCO BANCO HOLDING S.A. ADR   2011-05-04 2013-07-05
215. ITAU UNIBANCO BANCO HOLDING S.A. ADR   2011-05-04 2013-07-08
64. ITAU UNIBANCO BANCO HOLDING S.A. ADR   2011-02-08 2013-09-17
114. ITAU UNIBANCO BANCO HOLDING S.A. ADR   2011-07-20 2014-01-30
184. ITAU UNIBANCO BANCO HOLDING S.A. ADR   2011-10-07 2014-02-03
273.8 ITAU UNIBANCO BANCO HOLDING S.A. ADR   2012-05-09 2014-03-27
57.2 ITAU UNIBANCO BANCO HOLDING S.A. ADR   2013-05-24 2014-03-27
48. ITC HLDGS CORP   2012-12-14 2013-11-11
35. JGC CORP-UNSPONSORED ADR   2012-12-05 2014-03-14
342. JP MORGAN CHASE & CO COM   2011-01-24 2013-08-05
5. JP MORGAN CHASE & CO COM   2013-08-08 2014-02-11
307. JP MORGAN CHASE & CO COM   2011-01-24 2014-02-24
465. JANUS CAP GROUP INC   2013-08-09 2013-11-11
245. JOHNSON & JOHNSON COM   2007-07-13 2013-08-05
220. JOHNSON & JOHNSON COM   2007-07-13 2014-02-24
151. JOHNSON CTLS INC COM W/RTS ATTACHED EXP 11/30/2004   2013-08-08 2013-11-14
42. KAMAN CORP CL A   2011-07-08 2013-09-18
43. KAMAN CORP CL A   2011-08-11 2013-09-19
4. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-04
8. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-06
4. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-06
4. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-07
8. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-24
7. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-25
8. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-25
5. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-26
10. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-26
6. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-26
5. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-27
5. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-27
8. KANSAS CITY SOUTHN INDS INC COM   2013-11-11 2014-02-28
106. KINGFISHER PLC - ADR   2012-05-09 2013-09-13
49. KINGFISHER PLC - ADR   2012-05-09 2013-09-16
176. KINGFISHER PLC - ADR   2012-05-09 2014-04-03
166. KOHLS CORP COM   2013-10-02 2013-11-11
180. KOMATSU LTD SPONSORED ADR NEW   2010-12-28 2013-12-05
121. KOMATSU LTD SPONSORED ADR NEW   2012-05-09 2014-01-14
17. KOMATSU LTD SPONSORED ADR NEW   2012-07-27 2014-01-31
90. KOMATSU LTD SPONSORED ADR NEW   2013-06-13 2014-01-31
75. KOMATSU LTD SPONSORED ADR NEW   2012-09-19 2014-02-04
147. KOMATSU LTD SPONSORED ADR NEW   2012-09-19 2014-02-05
61. KRAFT FOODS GROUP INC   2010-10-21 2013-08-05
54. KRAFT FOODS GROUP INC   2010-10-21 2014-02-24
155. KRATON PERFORMANCE POLYMERS IN   2012-06-08 2013-09-18
19. KRATON PERFORMANCE POLYMERS IN   2013-07-30 2013-09-18
172. KRATON PERFORMANCE POLYMERS IN   2012-06-08 2013-09-19
33. L BRANDS INC   2013-11-19 2014-01-21
20. L BRANDS INC   2013-11-11 2014-01-21
47. L BRANDS INC   2013-11-11 2014-01-22
39. LUMH MOET HENNESSY LOUIS VUITTON   2010-12-28 2014-01-15
26. LAS VEGAS SANDS CORP   2012-05-31 2014-02-05
226. LAUDER ESTEE COS INC CL A   2007-07-13 2013-08-05
202. LAUDER ESTEE COS INC CL A   2007-07-13 2014-02-24
125. LEIDOS HOLDINGS, INC   2013-02-15 2013-11-11
87. LENNOX INTERNATIONAL INC COM W/RIGHTS ATTACHED EXP 7/27/2010   2014-01-15 2014-04-28
87. LENNOX INTERNATIONAL INC COM W/RIGHTS ATTACHED EXP 7/27/2010   2014-01-15 2014-05-08
2000. LEUCADIA NATIONAL CO 8.125% 9/15/15   2012-03-15 2013-10-23
4000. LEUCADIA NATIONAL CO 8.125% 9/15/15   2012-03-15 2013-11-19
4000. LEUCADIA NATIONAL CO 8.125% 9/15/15   2011-10-03 2013-12-11
22. LINKEDIN CORP   2013-08-13 2013-10-02
3. LINKEDIN CORP   2013-11-11 2014-02-12
4. LINKEDIN CORP   2013-11-11 2014-04-03
8. LINKEDIN CORP   2013-11-11 2014-04-04
9. LINKEDIN CORP   2013-11-11 2014-04-07
9. LINKEDIN CORP   2013-11-11 2014-04-07
240. LOEWS CORP COM   2013-01-22 2013-08-08
135. LONZA GROUP AG ADR   2013-04-01 2013-09-16
1558. LONZA GROUP AG ADR   2011-08-12 2013-09-16
1157. LONZA GROUP AG ADR   2013-04-01 2013-09-30
5.00017 LUMBER LIQUIDATORS HOLDINGS   2013-11-11 2014-02-07
1.99983 LUMBER LIQUIDATORS HOLDINGS   2013-11-11 2014-02-07
85. M & T BK CORP COM   2012-05-14 2013-11-11
5000. MGM MIRAGE INC 7.625% 1/15/17   2012-01-19 2014-05-15
220. MSCI INC   2013-05-31 2013-07-30
55. MATSON INC.   2013-01-09 2013-09-18
84. MATSON INC.   2013-01-09 2013-09-19
222. MATTEL INC COM W/RIGHTS ATTACHED EXP 2/17/2002   2012-05-14 2013-11-11
72. MCDONALDS CORP COM   2009-11-25 2013-07-12
206. MCDONALDS CORP COM   2009-06-02 2013-08-05
185. MCDONALDS CORP COM   2007-07-13 2014-02-24
60. MCKESSON HBOC INC COM   2012-05-14 2013-11-11
12. MCKESSON HBOC INC COM   2013-08-08 2013-12-12
1. MCKESSON HBOC INC COM   2013-08-08 2014-02-11
7. MCKESSON HBOC INC COM   2012-05-14 2014-03-14
7. MCKESSON HBOC INC COM   2012-05-14 2014-03-25
6. MCKESSON HBOC INC COM   2012-05-14 2014-03-25
57. MEDICAL PPTYS TR INC   2013-04-10 2013-12-18
7. MERCADOLIBRE INC   2011-09-20 2013-08-02
13. MERCADOLIBRE INC   2011-09-20 2013-09-25
4. MERCADOLIBRE INC   2013-11-11 2013-12-19
5. MERCADOLIBRE INC   2013-11-11 2013-12-19
9. MERCADOLIBRE INC   2013-11-11 2013-12-20
6. MERCADOLIBRE INC   2013-11-11 2013-12-23
5. MERCADOLIBRE INC   2013-11-11 2013-12-23
5. MERCADOLIBRE INC   2013-11-11 2013-12-26
4. MERCADOLIBRE INC   2013-11-11 2013-12-27
15. MERCADOLIBRE INC   2013-11-11 2014-01-30
1. MERCADOLIBRE INC   2013-11-11 2014-04-17
70. MERCADOLIBRE INC   2011-10-07 2014-04-17
176. MERCK & CO INC NEW   2009-07-01 2013-08-05
158. MERCK & CO INC NEW   2009-07-01 2014-02-24
424. METLIFE INC COM   2013-01-22 2013-08-08
11. METTLER-TOLEDO INTL INC COM   2012-03-09 2013-08-29
8. METTLER-TOLEDO INTL INC COM   2013-04-30 2013-08-29
36. METTLER-TOLEDO INTL INC COM   2012-05-09 2013-12-23
131. MICREL INC COM   2010-12-08 2013-09-18
279. MICREL INC COM   2012-06-08 2013-09-19
240. MICROSOFT CORP COM   2013-04-16 2013-08-08
238. MILLER (HERMAN) INC COM W/RTS ATTACHED EXP 7/12/2009   2013-11-11 2014-03-05
369. MITSUBISHI UFJ FINANCIAL GROUP INC ADR   2013-04-12 2013-07-29
466. MITSUBISHI UFJ FINANCIAL GROUP INC ADR   2013-03-28 2014-02-12
441. MITSUBISHI UFJ FINANCIAL GROUP INC ADR   2013-03-28 2014-05-01
4. MOHAWK INDS INC COM   2014-01-23 2014-04-17
4. MOHAWK INDS INC COM   2014-01-23 2014-04-17
182. MONDELEZ INTERNATIONAL INC   2010-10-21 2013-08-05
163. MONDELEZ INTERNATIONAL INC   2010-10-21 2014-02-24
4967.71 MORGAN STANLEY INS INTN RE I #8001   2007-07-05 2013-06-06
6265.142 MORGAN STANLEY INS INTN RE I #8001   2007-07-05 2013-08-02
126. MOSAIC CO/THE   2013-07-02 2013-08-08
85. MYRIAD GENETICS INC COM   2013-05-14 2014-03-10
36. MYRIAD GENETICS INC COM   2012-11-16 2014-03-10
5000. NCR CORP 5.000% 7/15/22   2013-06-26 2014-03-11
271. NRG ENERGY INC COM   2013-01-22 2013-08-08
5000. NRG ENERGY INC 8.500% 6/15/19   2011-08-08 2014-01-08
5000. NRG ENERGY INC 8.500% 6/15/19   2011-08-08 2014-03-25
137. NATIONAL FUEL GAS CO NJ COM W/RTS ATTACHED   2013-04-26 2013-11-11
21. NATIONAL OILWELL INC COM   2013-08-13 2013-11-20
193. NATIONAL OILWELL INC COM   2013-08-13 2014-01-22
2. NATIONAL OILWELL INC COM   2013-08-08 2014-02-11
286. NESTLE S A SPONSORED ADR REPSTG REG SH   2007-07-13 2013-08-05
20. NESTLE S A SPONSORED ADR REPSTG REG SH   2013-08-06 2014-01-08
8. NESTLE S A SPONSORED ADR REPSTG REG SH   2013-08-06 2014-01-09
256. NESTLE S A SPONSORED ADR REPSTG REG SH   2007-07-13 2014-02-24
1. NETFLIX.COM INC COM   2013-11-11 2014-02-21
126. NEUSTAR INC   2013-04-30 2014-01-14
143. NEUSTAR INC   2012-11-28 2014-01-14
558. NEW YORK CMNTY BANCORP INC COM   2012-05-14 2013-11-11
5000. NEWFIELD EXPLORATION 7.125% 5/15/18   2011-08-18 2013-09-25
.75 NEWS CORP/NEW   2007-07-13 2013-07-22
58. NEWS CORP/NEW   2007-07-13 2013-08-05
52. NEWS CORP/NEW   2007-07-13 2014-02-24
214. NISOURCE INC COM   2012-05-14 2013-11-11
241. NOKIAN TYRES OYJ-UNSPON ADR   2012-03-08 2014-03-12
164. NOKIAN TYRES OYJ-UNSPON ADR   2013-04-01 2014-03-13
400. NOKIAN TYRES OYJ-UNSPON ADR   2012-06-27 2014-03-13
103. NOVARTIS AG SPONSORED ADR   2013-06-14 2013-08-05
41. NOVARTIS AG SPONSORED ADR   2011-02-08 2013-10-31
29. NOVARTIS AG SPONSORED ADR   2011-02-08 2014-02-19
92. NOVARTIS AG SPONSORED ADR   2013-05-31 2014-02-24
103. NOVO-NORDIST A S ADR   2008-04-30 2013-08-05
54. NOVO-NORDIST A S ADR   2014-01-08 2014-02-19
460. NOVO-NORDIST A S ADR   2008-04-30 2014-02-24
14. NOVO-NORDIST A S ADR   2010-12-28 2014-03-10
26. NOVO-NORDIST A S ADR   2013-12-30 2014-03-10
54. NOVO-NORDIST A S ADR   2010-12-28 2014-03-26
52. NOVO-NORDIST A S ADR   2010-12-28 2014-04-03
53. NOVO-NORDIST A S ADR   2011-02-08 2014-05-01
23. NOVO-NORDIST A S ADR   2011-02-08 2014-05-15
31. NOVO-NORDIST A S ADR   2011-02-08 2014-05-16
150. NU SKIN ENTERPRISES INC CL A   2012-06-08 2013-12-10
180. OCCIDENTAL PETE CORP COM   2011-09-02 2013-08-05
94. OCCIDENTAL PETE CORP COM   2013-01-22 2013-08-08
162. OCCIDENTAL PETE CORP COM   2007-07-13 2014-02-24
62. OCEANEERING INTL INC COMMON   2013-08-13 2013-08-29
70. OCEANEERING INTL INC COMMON   2013-08-13 2013-09-25
16. OCEANEERING INTL INC COMMON   2013-08-13 2013-10-07
20. OCWEN FINL CORP NEW   2014-02-21 2014-05-01
13. OCWEN FINL CORP NEW   2014-02-21 2014-05-05
15. OCWEN FINL CORP NEW   2014-03-03 2014-05-05
13. OCWEN FINL CORP NEW   2014-03-03 2014-05-06
2000. OFFSHORE GROUP INVST 7.500% 11/01/19   2013-05-31 2014-01-30
3000. OFFSHORE GROUP INVST 7.500% 11/01/19   2013-06-03 2014-02-21
6000. OIL STATES INTL INC 6.500% 6/01/19   2013-03-25 2014-05-22
54. OLD DOMINION FREIGHT LINES INC   2013-05-21 2013-11-06
253. OLD DOMINION FREIGHT LINES INC   2013-05-21 2014-02-06
5. OLD DOMINION FREIGHT LINES INC   2014-03-24 2014-05-29
247. OLD REP INTL CORP COM   2013-05-03 2013-11-11
381. OLD REP INTL CORP COM   2012-05-14 2013-11-11
41. OMNICOM GRP INC COM   2012-05-14 2013-07-29
100. OMNICOM GRP INC COM   2012-05-14 2013-11-11
170. ORACLE CORP COM   2012-05-14 2013-08-05
153. ORACLE CORP COM   2012-05-14 2014-02-24
143. OUTERWALL INC   2012-05-09 2013-09-27
91. OUTERWALL INC   2013-04-30 2013-09-27
95. OWENS ILLINOIS INC COM NEW   2013-03-21 2013-09-17
267. OWENS ILLINOIS INC COM NEW   2013-04-30 2014-01-30
12853.47 PIMCO EMERG MKTS BD-INST #137   2011-08-25 2013-06-06
16918.185 PIMCO EMERG MKTS BD-INST #137   2009-04-30 2013-06-14
19. PVH CORP   2014-01-02 2014-03-13
11. PVH CORP   2013-11-11 2014-03-14
4. PVH CORP   2013-11-11 2014-03-14
9. PVH CORP   2013-11-11 2014-03-14
4. PVH CORP   2013-11-11 2014-03-17
4. PVH CORP   2013-11-11 2014-03-17
157. BANK MANDIRI TBK UNSPON ADR   2013-02-08 2014-01-27
121. BANK MANDIRI TBK UNSPON ADR   2013-01-25 2014-01-28
101. BANK MANDIRI TBK UNSPON ADR   2013-07-30 2014-01-28
123. BANK MANDIRI TBK UNSPON ADR   2013-07-30 2014-01-29
168. PACCAR INC COM   2013-01-22 2013-08-08
221. PACIFIC RUBIALES ENERGY CORP   2013-08-08 2014-05-23
225. PEABODY ENERGY CORP COM   2013-09-09 2013-11-11
9000. PENN NATIONAL GAMING 8.750% 8/15/19   2011-08-10 2013-10-28
79. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP   2012-12-19 2013-10-24
11. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP   2012-12-19 2013-10-25
39. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP   2012-12-27 2013-11-06
86. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP   2012-12-27 2014-02-19
82. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP   2012-10-31 2014-03-04
61. PEPSICO INC COM   2007-07-13 2013-07-12
156. PEPSICO INC COM   2007-07-13 2013-08-05
140. PEPSICO INC COM   2007-07-13 2014-02-24
204. PETROLEO BRASILEIRO SA PETROBRAS ADR   2013-04-01 2014-01-13
400. PETROLEO BRASILEIRO SA PETROBRAS ADR   2012-10-03 2014-01-13
705. PFIZER INC COM W/RTS ATTACHED EXP 10/15/2007   2013-07-02 2013-08-08
646. PHILIP MORRIS INTERNATIONAL IN   2008-05-27 2013-08-05
60. PHILIP MORRIS INTERNATIONAL IN   2011-11-22 2013-08-08
391. PHILIP MORRIS INTERNATIONAL IN   2009-03-31 2014-02-24
58. PHILLIPS 66   2009-05-07 2013-08-05
51. PHILLIPS 66   2009-05-07 2014-02-24
17251.147 PIMCO COMMODITY REAL RET STRAT-I#45   2009-04-02 2013-11-26
13214.803 PIMCO COMMODITY REAL RET STRAT-I#45   2013-08-02 2013-11-26
5. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011   2013-11-11 2014-04-17
2000. PLAINS EXPLORATION 6.625% 5/01/21   2012-09-13 2014-04-30
35. POLARIS INDS INC COM W/RIGHTS ATTACHED EXP 5/31/2010   2013-04-30 2013-09-16
13. POLARIS INDS INC COM W/RIGHTS ATTACHED EXP 5/31/2010   2012-05-09 2013-09-16
27. POTASH CORP SASK INC COM W/RTS ATTACHED   2011-02-08 2013-06-12
29. POTASH CORP SASK INC COM W/RTS ATTACHED   2011-02-08 2013-06-13
51. POTASH CORP SASK INC COM W/RTS ATTACHED   2011-04-19 2013-06-24
37. POTASH CORP SASK INC COM W/RTS ATTACHED   2011-04-19 2013-07-29
174. POTASH CORP SASK INC COM W/RTS ATTACHED   2012-05-09 2013-07-31
515. POTASH CORP SASK INC COM W/RTS ATTACHED   2013-04-01 2013-09-19
95. PRAXAIR INC COM   2007-07-13 2013-08-05
274. PRAXAIR INC COM   2014-02-24 2014-04-04
85. PRAXAIR INC COM   2007-07-13 2014-04-04
255. PROCTER & GAMBLE CO COM   2007-07-13 2013-08-05
229. PROCTER & GAMBLE CO COM   2007-07-13 2014-02-24
132. PROLOGIS INC   2012-09-06 2014-01-29
7. PUBLIC STORAGE INC COM   2012-09-06 2013-07-24
88. PUBLICIS S A NEW SPONSORED ADR   2013-11-26 2014-05-14
97. PUBLICIS S A NEW SPONSORED ADR   2013-11-26 2014-05-15
148. QUALCOMM INC COM W/RTS ATTACHED   2008-05-22 2013-08-05
157. QUALCOMM INC COM W/RTS ATTACHED   2013-08-13 2013-11-20
77. QUALCOMM INC COM W/RTS ATTACHED   2013-08-13 2014-01-15
25. QUALCOMM INC COM W/RTS ATTACHED   2013-08-13 2014-01-28
19. QUALCOMM INC COM W/RTS ATTACHED   2014-02-24 2014-03-27
19. QUALCOMM INC COM W/RTS ATTACHED   2014-02-24 2014-04-21
69. QUEST DIAGNOSTICS INC COM   2013-10-03 2013-11-11
61. QUESTCOR PHARMACEUTICALS INC   2012-05-09 2013-10-23
81. QUESTCOR PHARMACEUTICALS INC   2012-03-09 2014-04-08
179. QUESTCOR PHARMACEUTICALS INC   2013-12-23 2014-04-08
863. RPC ENERGY SVC INC COM   2013-04-30 2013-09-18
23. RAMCO-GERSHENSON PPTYS TR COM   2012-05-18 2014-01-29
51. RAMCO-GERSHENSON PPTYS TR COM   2012-05-18 2014-05-30
4000. RANGE RESOURCES CORP 6.750% 8/01/20   2011-08-10 2014-02-12
134. RAYTHEON CO COM   2013-01-22 2013-08-08
192. RECKITT BENCKIS/S ADR   2010-12-28 2013-07-17
120. RECKITT BENCKIS/S ADR   2011-02-08 2014-04-30
403. REGAL ENTERTAINMENT GROUP-A COM   2013-01-16 2013-11-11
26. RELIANCE STL & ALUM CO COM   2013-04-30 2013-09-17
20. RELIANCE STL & ALUM CO COM   2012-03-09 2013-09-17
114. RELIANCE STL & ALUM CO COM   2012-05-09 2014-04-11
78. RETAIL PROPERTIES OF AME-A   2012-09-06 2013-06-27
34. RETAIL PROPERTIES OF AME-A   2012-09-06 2013-10-04
259. RIO TINTO PLC SPONSORED ADR   2011-03-01 2013-07-12
96. RITCHIE BROS AUCTIONEERS INC COM   2012-06-08 2013-09-18
92. RITE AID CORP COM   2013-11-11 2013-11-19
87. RITE AID CORP COM   2013-11-11 2013-11-27
73. RITE AID CORP COM   2013-11-11 2013-12-03
65. RITE AID CORP COM   2013-11-11 2013-12-04
51. RITE AID CORP COM   2013-11-11 2013-12-05
92. RITE AID CORP COM   2013-11-11 2014-01-03
69. RITE AID CORP COM   2013-11-11 2014-01-08
88. RITE AID CORP COM   2013-11-11 2014-01-08
177. RITE AID CORP COM   2013-11-11 2014-01-08
88. RITE AID CORP COM   2013-11-11 2014-01-08
88. RITE AID CORP COM   2013-11-11 2014-01-09
5000. RITE AID CORP 7.500% 3/01/17   2012-01-19 2013-06-20
184. ROCHE HLDG LTD SPONSORED ADR   2010-01-22 2013-08-05
31. ROCHE HLDG LTD SPONSORED ADR   2013-12-19 2014-02-19
164. ROCHE HLDG LTD SPONSORED ADR   2010-01-27 2014-02-24
65. ROCHE HLDG LTD SPONSORED ADR   2013-04-01 2014-03-14
66. ROCHE HLDG LTD SPONSORED ADR   2013-12-19 2014-04-30
69. ROCKWELL COLLINS-WI COM   2012-05-14 2013-11-11
51. ROCKWELL COLLINS-WI COM   2013-08-27 2013-11-11
184. ROYAL BANK OF SCOTLAND GROUP RBS ADR   2012-12-20 2013-06-28
351. ROYAL BANK OF SCOTLAND GROUP RBS ADR   2012-12-21 2013-07-01
181. ROYAL BANK OF SCOTLAND GROUP RBS ADR   2012-12-17 2013-07-02
68. ROYAL BANK OF SCOTLAND GROUP RBS ADR   2013-04-05 2013-07-03
200. ROYAL BANK OF SCOTLAND GROUP RBS ADR   2013-04-05 2013-07-03
233. ROYAL DUTCH SHELL PLC SPONSORED   2011-06-01 2013-08-05
209. ROYAL DUTCH SHELL PLC SPONSORED   2011-06-01 2014-02-24
680. SPDR TR UNIT SER 1   2007-07-21 2013-07-18
679. SPDR TR UNIT SER 1   2007-07-12 2013-08-08
1371. SPDR TR UNIT SER 1   2007-07-05 2013-08-13
522. SPDR TR UNIT SER 1   2013-11-01 2014-05-27
47. SPDR GOLD TRUST   2012-05-14 2013-06-20
99. SPDR S&P MIDCAP 400 ETF TRUST   2007-07-05 2014-05-27
398. SPDR S&P MIDCAP 400 ETF TRUST   2007-07-05 2014-05-27
84. SABMILLER PLC - ADR   2012-03-15 2013-08-05
76. SABMILLER PLC - ADR   2012-03-15 2014-02-24
186. ST JUDE MED INC COM W/RTS ATTACHED EXP 0   2012-05-14 2013-11-11
2. SALIX PHARMACEUTICALS LTD COM   2013-12-09 2014-03-05
6. SALIX PHARMACEUTICALS LTD COM   2013-12-09 2014-03-31
6. SALIX PHARMACEUTICALS LTD COM   2013-12-06 2014-04-17
308. SANOFI-AVENTIS SPONSORED ADR   2013-01-22 2013-08-08
30. SAP AG SPONSORED ADR   2012-01-10 2013-07-03
29. SAP AG SPONSORED ADR   2011-10-07 2013-07-09
31. SAP AG SPONSORED ADR   2010-12-28 2013-10-15
16. SAP AG SPONSORED ADR   2010-12-28 2013-10-16
19. SAP AG SPONSORED ADR   2010-12-28 2013-10-17
32. SAP AG SPONSORED ADR   2013-04-01 2014-03-14
31. SAP AG SPONSORED ADR   2014-01-09 2014-05-09
140. SAP AG SPONSORED ADR   2013-04-01 2014-05-14
10. SAP AG SPONSORED ADR   2010-12-28 2014-05-14
19. SAP AG SPONSORED ADR   2014-02-05 2014-05-14
83. SCANA CORP W-I COM   2012-05-14 2013-10-01
23. SCHLUMBERGER LTD COM   2011-02-08 2013-10-08
25. SCHLUMBERGER LTD COM   2011-02-08 2014-02-19
26. SCHLUMBERGER LTD COM   2013-12-18 2014-02-19
25. SCHLUMBERGER LTD COM   2010-12-28 2014-04-03
23. SCHLUMBERGER LTD COM   2010-12-28 2014-04-17
40. SCHLUMBERGER LTD COM   2010-12-28 2014-05-27
141. SCHNEIDER ELECTRIC SA - ADR   2011-02-08 2014-03-14
.4286 SCIENCE APPLICATIONS INTERNATI   2013-02-15 2013-10-24
71. SCIENCE APPLICATIONS INTERNATI   2013-02-15 2013-11-11
7. SEMPRA ENERGY COM   2012-05-14 2013-07-11
104. SEMPRA ENERGY COM   2012-05-14 2013-11-11
83. SENIOR HSG PPTYS TR SH BEN INT   2012-09-06 2013-11-06
170. SENIOR HSG PPTYS TR SH BEN INT   2012-09-06 2014-02-19
7000. SERVICEMASTER COMPAN 8.000% 2/15/20   2012-06-29 2013-08-20
10. SERVICENOW INC   2013-11-11 2014-01-17
18. SERVICENOW INC   2014-02-04 2014-04-25
4. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2013-11-11 2014-03-12
6. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2013-11-11 2014-03-13
3. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2013-11-11 2014-03-17
3. SHIRE PHARMACEUTICALS GR SPONSORED ADR   2013-11-11 2014-03-17
16. SIEMENS A G SPONSORED ADR   2011-02-08 2013-06-24
19. SIEMENS A G SPONSORED ADR   2011-01-11 2013-06-25
21. SIEMENS A G SPONSORED ADR   2011-10-07 2013-07-05
34. SIEMENS A G SPONSORED ADR   2012-05-09 2013-07-08
9. SIEMENS A G SPONSORED ADR   2012-07-26 2013-07-09
15. SIEMENS A G SPONSORED ADR   2012-05-09 2013-07-09
55. SILVER WHEATON CORP   2013-08-13 2013-08-21
67. SILVER WHEATON CORP   2014-02-24 2014-03-18
841. SILVER WHEATON CORP   2014-02-24 2014-04-16
11.99955 SIMON PPTY GRP INC NEW COM   2012-09-06 2014-01-29
19.00045 SIMON PPTY GRP INC NEW COM   2012-09-06 2014-01-29
136. SIRIUS XM HOLDINGS INC   2013-11-11 2013-11-26
87. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-08
95. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-09
258. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-10
309. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-10
296. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-13
254. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-13
129. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-14
126. SIRIUS XM HOLDINGS INC   2013-11-11 2014-01-14
181. SONOCO PRODS CO COM   2012-07-12 2013-11-11
23. SPLUNK INC   2013-11-11 2013-11-21
18. SPLUNK INC   2013-11-11 2013-11-22
29. SPLUNK INC   2014-01-06 2014-01-17
4000. SPRINT CAP CORP NT DTD 5/6/99 6.9% 05/01/2019   2011-10-03 2014-04-07
5000. SPRINT CAP CORP NT DTD 5/6/99 6.9% 05/01/2019   2011-10-03 2014-04-08
444. STAPLES INC COM W/INVISIBLE RTS TO PUR SHS UNDER CERTAIN   2013-09-06 2013-11-11
102. STARBUCKS CORP COM   2013-08-13 2013-10-25
50. STATE STR CORP COM   2013-11-21 2014-02-24
19. STERICYCLE INC COM   2013-11-11 2013-12-13
6. STERICYCLE INC COM   2013-11-11 2013-12-16
93. STRATEGIC HOTELS & RESORTS INC   2012-09-06 2013-11-06
96. STRATEGIC HOTELS & RESORTS INC   2012-09-06 2014-01-29
76. STRATEGIC HOTELS & RESORTS INC   2012-09-06 2014-02-12
581. SUMITOMO MITSUI TR-SPON ADR   2013-05-13 2014-05-27
173. SUN CMNTYS INC COM   2012-09-20 2013-11-11
304. SUNTRUST BKS INC COM   2012-05-14 2013-11-11
40. SWATCH GROUP AG/THE-UNSP ADR   2012-09-04 2014-01-15
75. SWATCH GROUP AG/THE-UNSP ADR   2011-11-04 2014-04-01
76. SWATCH GROUP AG/THE-UNSP ADR   2011-10-18 2014-04-02
98. SWATCH GROUP AG/THE-UNSP ADR   2011-10-11 2014-05-02
95. SWATCH GROUP AG/THE-UNSP ADR   2011-12-14 2014-05-05
52. SYNAPTICS INC   2013-07-30 2013-12-03
23. SYNGENTA AG SPONSORED ADR   2013-01-24 2013-11-15
22. SYNGENTA AG SPONSORED ADR   2013-07-26 2013-11-18
31. SYNGENTA AG SPONSORED ADR   2013-07-26 2014-01-31
11. SYNGENTA AG SPONSORED ADR   2013-07-25 2014-02-05
18. SYNGENTA AG SPONSORED ADR   2013-06-28 2014-02-24
14. SYNGENTA AG SPONSORED ADR   2012-03-26 2014-02-24
46. SYNGENTA AG SPONSORED ADR   2012-03-26 2014-03-06
51. SYNGENTA AG SPONSORED ADR   2012-07-25 2014-03-07
44. SYNTEL INC   2013-04-30 2013-11-20
52. SYSCO CORP COM RTS EXP 05/31/2006   2012-12-31 2013-11-11
184. SYSCO CORP COM RTS EXP 05/31/2006   2012-10-26 2013-11-11
14. TECO ENERGY INC COM W/RIGHTS ATTACHED EXP 5/7/2009   2013-02-05 2013-11-11
324. TECO ENERGY INC COM W/RIGHTS ATTACHED EXP 5/7/2009   2012-11-07 2013-11-11
3. TJX COS INC NEW COM   2013-08-08 2014-02-11
49. TRW AUTOMOTIVE HLDGS CORP   2013-04-30 2013-09-16
8. TRW AUTOMOTIVE HLDGS CORP   2012-10-25 2014-01-14
7. TABLEAU SOFTWARE INC-CL A   2013-12-19 2014-01-08
9.99973 TABLEAU SOFTWARE INC-CL A   2014-03-25 2014-04-25
2.00027 TABLEAU SOFTWARE INC-CL A   2014-03-25 2014-04-25
18. TABLEAU SOFTWARE INC-CL A   2014-02-28 2014-05-14
16. TABLEAU SOFTWARE INC-CL A   2014-01-24 2014-05-14
17. TABLEAU SOFTWARE INC-CL A   2014-01-28 2014-05-14
71. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR   2012-07-27 2013-06-06
155. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR   2012-07-27 2013-06-07
104. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR   2012-07-26 2013-06-12
188. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR   2012-07-26 2013-06-13
114. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR   2013-10-24 2014-05-14
1823. TALISMAN ENERGY INC-COM   2013-01-22 2013-08-08
246. TARGET CORP COM   2007-07-13 2013-08-05
5. TARGET CORP COM   2013-08-08 2014-02-11
221. TARGET CORP COM   2011-03-01 2014-02-24
32. TATA MTRS LTD ADR   2013-04-10 2013-12-13
69. TATA MTRS LTD ADR   2013-04-16 2014-02-28
31. TATA MTRS LTD ADR   2013-04-17 2014-04-29
73. TATA MTRS LTD ADR   2013-04-17 2014-04-30
32. TATA MTRS LTD ADR   2013-04-04 2014-05-01
49. TATA MTRS LTD ADR   2013-04-08 2014-05-02
45. TATA MTRS LTD ADR   2013-04-08 2014-05-05
8. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-01-30
7. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-01-31
10. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-02-06
12. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-02-27
11. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-02-28
10. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-02-28
11. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-03-03
11. TEAM HEALTH HOLDINGS INC   2013-11-11 2014-03-03
45. TEJON RANCH CO COM   2012-06-08 2014-03-12
246. TELEPHONE AND DATA SYSTEMS   2012-05-14 2013-11-11
22234.774 TEMPLETON FRONTIER MARKET-AD #674   2013-04-15 2014-04-23
66. TENCENT HOLDINGS LTD-UNS ADR   2012-05-09 2013-07-19
90. TENCENT HOLDINGS LTD-UNS ADR   2012-05-09 2013-07-29
53. TENCENT HOLDINGS LTD-UNS ADR   2011-02-08 2013-08-01
41. TENCENT HOLDINGS LTD-UNS ADR   2011-01-10 2013-10-10
42. TENCENT HOLDINGS LTD-UNS ADR   2010-12-28 2013-10-30
24. TENCENT HOLDINGS LTD-UNS ADR   2010-12-28 2013-12-12
37. TENCENT HOLDINGS LTD-UNS ADR   2010-12-28 2014-01-27
19. TENCENT HOLDINGS LTD-UNS ADR   2010-12-28 2014-03-26
34. TENCENT HOLDINGS LTD-UNS ADR   2011-10-07 2014-04-16
3000. TENET HEALTHCARE 9.250% 2/01/15   2011-08-18 2013-10-15
2000. TENET HEALTHCARE 9.250% 2/01/15   2011-10-11 2013-10-17
29. TERADATA CORP   2013-04-30 2013-11-05
126. TERADATA CORP   2012-05-09 2013-11-05
15.00033 TEVA PHARMACEUTICAL INDS LTD ADR   2010-12-28 2013-06-12
82.99967 TEVA PHARMACEUTICAL INDS LTD ADR   2011-02-08 2013-06-12
26. TEVA PHARMACEUTICAL INDS LTD ADR   2013-01-22 2013-08-08
72. TEVA PHARMACEUTICAL INDS LTD ADR   2011-02-08 2013-08-08
261. TEVA PHARMACEUTICAL INDS LTD ADR   2013-01-22 2013-08-19
105. TEVA PHARMACEUTICAL INDS LTD ADR   2010-12-28 2013-10-10
55. TEVA PHARMACEUTICAL INDS LTD ADR   2011-03-16 2013-10-15
54. TEVA PHARMACEUTICAL INDS LTD ADR   2012-05-09 2013-10-16
7. TEXAS CAP BANCSHARES INC   2014-01-13 2014-04-07
307. TEXAS INSTRS INC COM   2007-09-04 2013-08-05
274. TEXAS INSTRS INC COM   2010-10-20 2014-02-24
38. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2013-08-08 2013-08-29
45. 3M CO COM   2013-08-08 2014-02-11
207. TIME WARNER INC   2013-01-22 2013-08-08
48. TIME WARNER CABLE INC   2011-09-02 2013-08-05
42. TIME WARNER CABLE INC   2011-09-02 2014-02-24
172. TORCHMARK CORP COM   2012-11-21 2013-12-17
34. TORCHMARK CORP COM   2013-04-30 2013-12-17
94.00013 TOTAL FINA ELF S A SPONSORED ADR   2011-03-01 2013-08-05
224.99987 TOTAL FINA ELF S A SPONSORED ADR   2007-07-13 2013-08-05
285. TOTAL FINA ELF S A SPONSORED ADR   2011-09-02 2014-02-24
7614.213 TOUCHSTONE SMALL CAP CORE-IN #555   2013-04-29 2013-10-10
81. TULLOW OIL PLC ADR   2012-12-14 2013-10-23
130. TULLOW OIL PLC ADR   2012-12-14 2013-10-24
111. TULLOW OIL PLC ADR   2012-12-14 2013-10-24
64. TULLOW OIL PLC ADR   2012-12-14 2013-10-31
58. TULLOW OIL PLC ADR   2012-12-14 2013-10-31
302. TULLOW OIL PLC ADR   2012-12-14 2013-11-01
86. TULLOW OIL PLC ADR   2013-05-21 2013-11-04
75. TULLOW OIL PLC ADR   2013-05-21 2013-11-05
53. TULLOW OIL PLC ADR   2013-05-21 2013-11-06
17. TULLOW OIL PLC ADR   2013-05-21 2013-11-07
114. TULLOW OIL PLC ADR   2013-05-21 2013-11-12
234. TWENTY FIRST CENTURY FOX INC   2007-07-13 2013-08-05
209. TWENTY FIRST CENTURY FOX INC   2007-07-13 2014-02-24
497. ETRACS ALERIAN MLP UBS AG LDN BR ETN   2013-11-26 2014-04-28
9. UBIQUITI NETWORKS INC   2013-12-23 2014-02-21
24. UBIQUITI NETWORKS INC   2013-12-23 2014-03-10
11. UBIQUITI NETWORKS INC   2013-12-18 2014-03-11
11. UBIQUITI NETWORKS INC   2013-12-18 2014-03-11
5. ULTA SALON COSMETICS & FRAGRAN   2013-11-19 2013-12-06
15. ULTA SALON COSMETICS & FRAGRAN   2013-11-11 2013-12-09
12. ULTA SALON COSMETICS & FRAGRAN   2013-11-11 2013-12-09
12. ULTA SALON COSMETICS & FRAGRAN   2013-11-11 2013-12-09
195. ULTRA PETE CORP COM   2013-05-17 2013-11-11
40. UNION PAC CORP COM   2014-01-30 2014-02-24
289. UNIT CORP COM   2013-09-18 2014-01-27
2. UNITED RENTALS INC COM   2013-11-11 2014-03-24
3. UNITED RENTALS INC COM   2013-11-11 2014-03-25
8000. UNITED RENTALS NORTH 9.250% 12/15/19   2011-10-06 2014-04-14
153. UNITED TECHNOLOGIES CORP COM   2007-10-26 2013-08-05
137. UNITED TECHNOLOGIES CORP COM   2007-07-13 2014-02-24
33. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010   2013-04-30 2013-10-09
131. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010   2013-04-18 2013-11-29
3. UNITEDHEALTH GRP INC COM   2013-08-08 2014-02-11
20. UNUMPROVIDENT CORP COM   2013-01-22 2013-07-26
5. UNUMPROVIDENT CORP COM   2013-01-22 2013-07-30
25. UNUMPROVIDENT CORP COM   2013-01-22 2013-07-31
638. UNUMPROVIDENT CORP COM   2013-01-22 2013-08-08
16. VALMONT INDS INC   2013-04-30 2014-04-11
32. VALMONT INDS INC   2012-11-21 2014-04-11
168. VALUECLICK INC COM   2012-06-08 2013-09-18
176. VALUECLICK INC COM   2012-06-08 2013-09-19
15. VANTIV INC   2013-11-11 2014-01-08
15. VANTIV INC   2013-11-11 2014-01-09
26. VANTIV INC   2013-11-11 2014-01-17
16. VANTIV INC   2013-11-11 2014-01-30
17. VANTIV INC   2013-11-11 2014-01-31
25. VANTIV INC   2013-11-11 2014-02-12
195. VERIFONE SYSTEMS, INC.   2013-04-10 2013-11-11
23. VERISK ANALYTICS INC   2013-11-11 2014-01-15
40. VERISK ANALYTICS INC   2013-11-11 2014-01-15
27. VERISK ANALYTICS INC   2013-11-11 2014-01-16
40. VIACOM INC NEW   2013-01-22 2013-08-02
202. VIACOM INC NEW   2013-01-22 2013-08-08
6000. VISTEON CORP 6.750% 4/15/19   2012-01-31 2014-05-09
201. VODAFONE GROUP PLC SPONSORED ADR   2012-11-16 2013-08-08
118. VODAFONE GROUP PLC SPONSORED ADR   2011-12-21 2013-08-08
18. VORNADO RLTY TR COM   2013-01-03 2013-12-18
38. WADDELL & REED FINL INC CL A W/RIGHTS ATTACHED EXP 4/28/2009   2013-10-09 2014-01-09
21. WAL MART STORES INC COM   2009-05-14 2013-07-12
170. WAL MART STORES INC COM   2009-05-14 2013-08-05
153. WAL MART STORES INC COM   2007-07-13 2014-02-24
197. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS   2010-12-28 2013-11-06
109. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS   2012-05-09 2013-11-07
155. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006   2007-07-13 2013-08-05
138. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006   2007-07-13 2014-02-24
24. WELLCARE HEALTH PLANS, INC   2012-03-09 2013-10-09
103. WELLCARE HEALTH PLANS, INC   2012-05-09 2014-02-04
197. WESCO INTL INC COM   2012-11-21 2014-02-26
356. WHOLE FOODS MKT INC COM   2014-02-24 2014-05-08
49. WORLD FUEL SVCS CORP   2012-05-01 2013-09-18
46. WORLD FUEL SVCS CORP   2012-06-08 2013-09-19
144. XCEL ENERGY INC COM   2012-05-14 2013-11-11
61. XILINX INC COM   2013-08-05 2014-02-24
946. XEROX CORP COM W/RTS ATTACHED EXP 4/16/2007   2012-05-14 2013-11-11
128. XINYI GLASS HOLDI-UNSP ADR   2013-07-31 2013-09-17
5. XINYI GLASS HOLDI-UNSP ADR   2013-07-31 2013-09-18
188. XINYI GLASS HOLDI-UNSP ADR   2012-07-05 2013-09-18
27. YUM! BRANDS INC COM   2013-07-16 2013-11-22
53. YUM! BRANDS INC COM   2012-05-09 2014-03-17
2. YUM! BRANDS INC COM   2013-07-16 2014-03-17
58. YUM! BRANDS INC COM   2012-03-20 2014-05-15
87. ZIMMER HLDGS INC COM   2012-05-14 2013-11-11
14. ZIMMER HLDGS INC COM   2013-01-11 2013-11-11
8. ZULILY INC   2014-02-26 2014-03-20
3. ZULILY INC   2014-02-26 2014-03-20
6. ZULILY INC   2014-02-26 2014-03-21
10. ZULILY INC   2014-02-26 2014-04-10
11. ZULILY INC   2014-02-21 2014-04-11
9. ZULILY INC   2014-02-24 2014-04-11
10. ZULILY INC   2014-02-24 2014-04-14
368.0627 ALPHAMETRIX MGD FUT III (WINTON)(RF)   2010-11-29 2013-10-31
8045.15 ALPHAMETRIX MGD FUT III HOLDBACK   2013-10-31 2014-01-31
86. DEUTSCHE BANK AG-REG COM   2013-04-30 2014-01-31
5. DEUTSCHE BANK AG-REG COM   2012-10-26 2014-01-31
173. DEUTSCHE BANK AG-REG COM   2012-10-29 2014-05-14
4. ACTAVIS PLC   2013-11-11 2013-12-20
7. ACTAVIS PLC   2013-11-11 2014-02-18
5. ACTAVIS PLC   2013-11-11 2014-03-10
6. ACTAVIS PLC   2013-11-11 2014-03-31
5. ACTAVIS PLC   2013-11-11 2014-03-31
3. ACTAVIS PLC   2013-11-11 2014-04-03
13. ACTAVIS PLC   2013-11-11 2014-04-03
11. ACTAVIS PLC   2013-11-11 2014-04-03
218. AON PLC   2013-04-08 2013-08-08
280. ARCOS DORADOS HOLDINGS INC-A   2011-05-24 2013-06-04
30. ACCENTURE PLC   2013-04-29 2013-06-28
30. ACCENTURE PLC   2013-01-28 2013-09-24
176. ENDURANCE SPECIALTY HOLDINGS   2012-05-14 2013-11-11
13. INGERSOLL-RAND PLC   2013-01-22 2013-08-02
141. INGERSOLL-RAND PLC   2013-01-22 2013-08-08
233. INVESCO LIMITED   2012-05-14 2013-11-11
98. INVESCO LIMITED   2013-08-02 2013-11-11
4. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-01-08
10. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-01-17
7. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-01-31
12. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-01-31
11. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-02-03
13. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-02-03
9. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-02-03
7. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-02-03
17. MICHAEL KORS HOLDINGS LTD   2013-11-11 2014-02-04
174. MONTPELIER RE HOLDINGS LTD   2012-06-08 2013-07-30
37. SINA.COM SHS   2013-05-17 2014-04-22
36. SINA.COM SHS   2013-05-17 2014-04-23
285.622 ASGI AGILITY INCOME FUND   2011-02-24 2013-06-30
39. ACE LIMITED   2013-07-12 2013-08-05
27. ACE LIMITED   2013-11-21 2014-03-28
11. ACE LIMITED   2014-02-24 2014-04-21
4. STRATASYS LTD   2013-11-11 2013-11-19
3. STRATASYS LTD   2013-11-11 2013-12-23
7. STRATASYS LTD   2013-11-11 2014-01-30
6. STRATASYS LTD   2013-11-11 2014-03-24
13. STRATASYS LTD   2013-11-11 2014-04-04
23. STRATASYS LTD   2013-11-11 2014-04-04
19. ASML HOLDING NV-NY REG SHS   2013-07-05 2013-10-15
26. ASML HOLDING NV-NY REG SHS   2013-07-05 2013-10-15
42. ASML HOLDING NV-NY REG SHS   2013-06-07 2013-10-22
40. ASML HOLDING NV-NY REG SHS   2013-11-21 2014-02-24
72. YANDEX NV-A   2011-06-02 2013-07-24
64. YANDEX NV-A   2011-06-15 2014-01-31
22. YANDEX NV-A   2011-06-16 2014-02-11
75. YANDEX NV-A   2012-05-09 2014-03-25
78. YANDEX NV-A   2013-03-27 2014-03-25
136. YANDEX NV-A   2012-05-09 2014-04-25
5. COPA HOLDINGS SA   2013-11-11 2014-02-24
3. COPA HOLDINGS SA   2013-11-11 2014-04-04
8. COPA HOLDINGS SA   2013-11-11 2014-04-10
3. COPA HOLDINGS SA   2013-11-11 2014-04-25
5. COPA HOLDINGS SA   2013-11-11 2014-04-25
3. COPA HOLDINGS SA   2013-11-11 2014-04-25
5. COPA HOLDINGS SA   2013-11-11 2014-04-28
3. COPA HOLDINGS SA   2013-11-11 2014-04-28
3. COPA HOLDINGS SA   2013-11-11 2014-04-28
4. COPA HOLDINGS SA   2013-11-11 2014-04-29
3. COPA HOLDINGS SA   2013-11-11 2014-04-29
11136.92 ARDEN-SAGE MULTI-STR 5% HOLDBACK   2012-06-30 2013-06-21
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 2,372   2,238 134
b 11,466   8,629 2,837
c 223   193 30
d 2,118   2,159 -41
e 400   532 -132
1,049   1,321 -272
826   942 -116
604   673 -69
595   673 -78
415   471 -56
472   538 -66
460   538 -78
465   538 -73
1,932   1,495 437
5,802   5,949 -147
5,364   3,789 1,575
10,741   7,063 3,678
8,443   5,283 3,160
3,127   3,102 25
11,883   6,485 5,398
158,000   181,847 -23,847
159,000   190,492 -31,492
50,000   52,445 -2,445
319   301 18
386   421 -35
331   361 -30
449   481 -32
506   541 -35
450   481 -31
956   1,022 -66
108   78 30
2,166   2,083 83
1,216   1,049 167
633   560 73
441   388 53
1,860   1,661 199
2,447   2,214 233
522   638 -116
456   558 -102
458   558 -100
509   638 -129
7,309   6,900 409
7,760   6,488 1,272
7,705   5,497 2,208
6,544   6,079 465
401   381 20
1,793   1,240 553
1,751   1,231 520
762   613 149
2,384   1,969 415
4,357   3,422 935
1,261   1,177 84
2,173   1,810 363
30,827   22,577 8,250
3,040   1,629 1,411
5,975   3,349 2,626
559   505 54
569   505 64
283   252 31
574   490 84
573   490 83
577   490 87
284   245 39
851   776 75
547   490 57
540   490 50
491   490 1
487   490 -3
2,385   2,091 294
1,770   2,190 -420
14,960   9,171 5,789
13,402   7,393 6,009
1,135   1,507 -372
883   1,129 -246
5,048   7,874 -2,826
11,379   12,018 -639
9,489   7,873 1,616
10,098   6,280 3,818
2,510   2,186 324
22,984   16,960 6,024
2,145   2,190 -45
455   415 40
568   519 49
1,477   1,349 128
685   623 62
6,484   4,831 1,653
7,687   18,223 -10,536
2,011   2,931 -920
3,911   6,247 -2,336
543   552 -9
596   575 21
5,170   8,050 -2,880
5,921   5,803 118
40,441   11,609 28,832
536   461 75
40,316   8,511 31,805
9,108   9,350 -242
4,012   3,264 748
4,828   4,195 633
9,249   9,694 -445
8,779   6,626 2,153
2,408   1,955 453
692   643 49
539   505 34
593   551 42
889   927 -38
260,399   271,559 -11,160
394   377 17
678   640 38
468   415 53
444   415 29
446   377 69
1,334   842 492
1,045   660 385
908   547 361
1,892   1,150 742
1,257   772 485
365   224 141
1,467   810 657
760   416 344
3,144   2,350 794
1,305   892 413
683   947 -264
1,488   1,842 -354
570   701 -131
565   697 -132
8,802   9,718 -916
10,591   7,245 3,346
10,293   6,510 3,783
5,549   3,554 1,995
2,161   2,230 -69
6,996   6,264 732
6,754   5,335 1,419
2,482   2,009 473
20,347   11,560 8,787
1,092   934 158
7,224   7,188 36
2,120   1,975 145
3,165   2,963 202
467   602 -135
7   10 -3
1,568   1,889 -321
1,583   1,792 -209
2,553   2,740 -187
2,562   2,740 -178
5,360   10,766 -5,406
859   820 39
526   500 26
492   416 76
490   410 80
227   235 -8
422   437 -15
251   262 -11
673   787 -114
841   1,355 -514
724   1,180 -456
756   1,224 -468
8,854   5,622 3,232
3,142   2,935 207
11,546   5,910 5,636
130   106 24
1,048   1,133 -85
2,815   3,173 -358
4,708   2,726 1,982
546   301 245
981   538 443
4,033   3,538 495
12,185   7,161 5,024
950   851 99
1,885   1,548 337
656   715 -59
2,951   3,191 -240
2,124   2,167 -43
7   8 -1
4,260   4,020 240
5,275   4,987 288
1,080   1,115 -35
4,290   4,045 245
2,138   2,020 118
3,206   3,026 180
2,138   2,018 120
307   290 17
2,278   2,829 -551
1,985   2,308 -323
1,201   1,177 24
1,409   1,306 103
804   676 128
1,177   982 195
137   119 18
1,606   1,344 262
1,167   978 189
24,001   19,014 4,987
3,729   2,484 1,245
3,594   2,895 699
1,485   1,431 54
988   932 56
1,738   1,630 108
1,124   1,455 -331
107   145 -38
1,449   1,512 -63
446   282 164
1,187   700 487
999   585 414
20,828   20,606 222
8,917   6,985 1,932
287   274 13
10,396   7,837 2,559
4,595   4,180 415
977   942 35
732   691 41
465   439 26
409   377 32
761   691 70
7,305   5,807 1,498
2,290   3,259 -969
2,157   2,632 -475
309   388 -79
1,953   2,343 -390
10,537   10,899 -362
1,967   2,047 -80
8,733   5,034 3,699
8,121   8,377 -256
276   249 27
450,877   499,992 -49,115
311   402 -91
301   399 -98
408   595 -187
480   694 -214
1,060   1,487 -427
1,053   1,463 -410
1,510   1,717 -207
5,905   5,238 667
6,945   6,540 405
29,887   22,964 6,923
24,801   20,159 4,642
9,266   7,171 2,095
3,357   3,115 242
16,373   12,201 4,172
6,700   5,900 800
5,602   5,260 342
182   210 -28
21,078   16,980 4,098
987   1,022 -35
554   568 -14
556   568 -12
444   454 -10
750   795 -45
481   511 -30
530   568 -38
582   624 -42
3,990   3,990  
2,025   1,995 30
3,030   2,978 52
9,568   9,070 498
7,152   5,412 1,740
567   898 -331
35,827   23,590 12,237
29,861   21,148 8,713
3,781   3,552 229
236   220 16
919   774 145
184   175 9
1,060   811 249
3,513   3,404 109
219   180 39
1,806   1,454 352
2,064   1,769 295
483   522 -39
138   149 -11
207   240 -33
345   393 -48
504   521 -17
572   596 -24
193   223 -30
1,183   1,340 -157
420   447 -27
1,479   1,638 -159
715   819 -104
720   819 -99
17,273   17,750 -477
15,347   11,677 3,670
1,047   995 52
2,133   1,995 138
2,127   1,995 132
1,359   1,408 -49
989   1,024 -35
863   896 -33
1,835   1,921 -86
15,019   10,448 4,571
2,710   3,238 -528
545   650 -105
583   562 21
877   842 35
566   506 60
587   562 25
413   394 19
413   394 19
294   281 13
484   450 34
2,546   2,373 173
2,104   1,998 106
3,240   2,339 901
620   716 -96
581   671 -90
517   626 -109
948   1,163 -215
427   537 -110
703   895 -192
457   569 -112
561   682 -121
606   658 -52
785   793 -8
1,340   1,360 -20
781   655 126
1,430   1,016 414
1,312   834 478
1,067   682 385
827   531 296
2,526   1,722 804
767   513 254
1,320   855 465
5,231   5,194 37
2,093   2,078 15
277   273 4
554   495 59
1,305   1,017 288
512   385 127
2,215   2,090 125
8,680   8,621 59
6,461   5,749 712
7,015   6,324 691
4,120   4,273 -153
545   452 93
998   1,077 -79
293   347 -54
388   452 -64
9,831   5,271 4,560
233   198 35
10,829   4,470 6,359
469   474 -5
678   710 -32
680   710 -30
150   158 -8
818   868 -50
741   789 -48
1,599   1,922 -323
3,612   4,262 -650
1,338   1,556 -218
379,000   409,789 -30,789
1,431   1,322 109
6,766   5,857 909
3,240   3,260 -20
1,920   1,932 -12
1,919   1,947 -28
4,006   3,735 271
4,343   3,447 896
10,953   13,293 -2,340
1,455   1,128 327
2,203   2,085 118
2,190   2,085 105
4,375   4,170 205
5,469   5,053 416
2,222   2,016 206
1,077   990 87
339   311 28
716   642 74
583   596 -13
1,977   2,046 -69
292   305 -13
1,019   1,067 -48
116   122 -6
3,973   4,143 -170
902   908 -6
1,800   1,930 -130
3,814   2,947 867
5,110   3,348 1,762
5,300   4,915 385
34,607   36,037 -1,430
30,726   31,364 -638
120,588   118,211 2,377
238,404   297,073 -58,669
5,331   5,391 -60
344   283 61
1,098   1,155 -57
91   95 -4
1,411   1,791 -380
4,158   5,413 -1,255
9,038   6,254 2,784
1,610   1,752 -142
8,715   14,333 -5,618
36,959   36,492 467
44,574   37,920 6,654
418   377 41
311   279 32
4,554   4,543 11
2,263   2,177 86
1,697   1,609 88
1,121   1,206 -85
5,475   3,575 1,900
4,156   3,740 416
620   502 118
678   476 202
1,092   1,105 -13
416   409 7
1,226   1,064 162
387   368 19
759   696 63
451   450 1
868   860 8
951   941 10
549   532 17
404   409 -5
483   491 -8
456   450 6
7,814   7,381 433
4,157   2,773 1,384
11,472   7,151 4,321
6,422   10,208 -3,786
7,678   8,873 -1,195
4,628   5,173 -545
5,881   6,164 -283
6,434   6,597 -163
2,478   1,906 572
7,448   5,411 2,037
1,145   1,484 -339
1,738   2,237 -499
1,649   2,094 -445
2,165   2,639 -474
7,300   12,110 -4,810
12,441   20,376 -7,935
4,379   7,019 -2,640
7,098   11,231 -4,133
20,838   16,528 4,310
2,822   2,207 615
6,774   5,365 1,409
3,492   2,846 646
2,349   1,897 452
3,681   3,103 578
5,961   5,425 536
4,583   4,123 460
54,149   54,342 -193
115,851   119,981 -4,130
10,992   9,397 1,595
45,744   43,599 2,145
3,687   2,318 1,369
540   540  
4,241   4,575 -334
483   567 -84
481   712 -231
520   756 -236
532   725 -193
425   545 -120
658   843 -185
362   350 12
14,924   14,350 574
6,958   7,095 -137
1,149   1,254 -105
4,081   3,935 146
9,871   9,836 35
9,069   15,329 -6,260
2,005   1,923 82
921   775 146
2,437   4,300 -1,863
5,297   1,849 3,448
5,955   5,358 597
318   329 -11
1,347   1,146 201
224   191 33
4,461   3,706 755
268   370 -102
470   647 -177
769   1,061 -292
234   322 -88
797   1,082 -285
518   691 -173
271   367 -96
101   127 -26
457   572 -115
102   127 -25
1,322   1,674 -352
1,253   1,445 -192
2,585   2,640 -55
2,903   3,187 -284
1,955   2,035 -80
23,134   18,191 4,943
10,344   7,523 2,821
839   1,365 -526
3,701   6,604 -2,903
5,494   4,973 521
7,767   6,887 880
11,963   9,025 2,938
1,586   1,295 291
3,421   2,706 715
1,562   1,201 361
11,253   9,183 2,070
2,609   4,103 -1,494
1,173   1,846 -673
1,521   2,338 -817
1,226   1,881 -655
1,956   2,031 -75
11,863   12,444 -581
1,220   904 316
4,658   3,549 1,109
9,781   10,168 -387
11,536   10,874 662
4,307   4,863 -556
2,449   2,912 -463
1,199   1,472 -273
4,447   4,589 -142
923   973 -50
1,124   1,157 -33
2,806   3,170 -364
3,118   2,871 247
10,319   11,726 -1,407
2,865   2,964 -99
7,153   7,514 -361
797   833 -36
586   619 -33
15,462   10,515 4,947
3,131   3,250 -119
15,715   11,150 4,565
2,158   1,976 182
4,599   3,462 1,137
7,475   5,033 2,442
6,682   1,553 5,129
24,953   23,599 1,354
99,001   93,651 5,350
2,459   4,490 -2,031
2,557   4,315 -1,758
886   1,264 -378
1,386   2,439 -1,053
2,234   3,347 -1,113
4,002   4,128 -126
836   911 -75
4,926   3,747 1,179
2,449   2,381 68
19,200   16,580 2,620
286   275 11
17,805   10,060 7,745
4,836   4,360 476
22,993   15,558 7,435
20,092   13,970 6,122
7,361   6,193 1,168
1,578   1,559 19
1,630   1,368 262
405   498 -93
807   996 -189
405   498 -93
408   498 -90
761   996 -235
653   871 -218
747   996 -249
465   622 -157
925   1,245 -320
551   747 -196
467   622 -155
466   622 -156
750   996 -246
1,348   961 387
627   444 183
2,580   1,535 1,045
9,525   7,834 1,691
3,566   5,400 -1,834
2,375   3,217 -842
354   389 -35
1,876   2,256 -380
1,494   1,676 -182
2,929   3,065 -136
3,445   2,048 1,397
2,993   1,813 1,180
3,089   2,986 103
379   395 -16
3,417   3,285 132
1,805   2,107 -302
1,092   1,274 -182
2,545   2,994 -449
1,361   1,283 78
1,907   1,276 631
15,210   5,304 9,906
13,802   4,741 9,061
5,894   4,171 1,723
7,282   7,660 -378
7,273   7,660 -387
2,228   2,225 3
4,452   4,375 77
4,446   4,250 196
5,554   5,319 235
579   637 -58
709   850 -141
1,418   1,699 -281
1,504   1,912 -408
1,521   1,912 -391
11,042   10,385 657
1,106   879 227
12,763   11,483 1,280
9,360   7,366 1,994
480   565 -85
192   226 -34
9,625   7,128 2,497
5,681   5,013 668
7,688   7,483 205
1,524   1,451 73
2,353   2,198 155
9,828   7,115 2,713
7,286   4,583 2,703
20,427   11,545 8,882
17,919   9,568 8,351
9,498   5,351 4,147
1,883   1,494 389
174   125 49
1,274   624 650
1,227   624 603
1,062   535 527
703   969 -266
901   488 413
1,685   893 792
408   457 -49
514   571 -57
922   1,028 -106
636   685 -49
529   571 -42
534   571 -37
428   457 -29
1,451   1,816 -365
85   119 -34
5,948   4,255 1,693
8,552   7,879 673
8,933   4,210 4,723
21,064   15,646 5,418
2,493   1,990 503
1,813   1,591 222
8,742   6,171 2,571
1,223   1,738 -515
2,577   3,026 -449
7,867   6,717 1,150
6,915   7,215 -300
2,259   2,483 -224
2,763   2,771 -8
2,345   2,445 -100
540   598 -58
541   596 -55
5,778   3,769 2,009
5,632   3,375 2,257
100,000   163,785 -63,785
124,426   206,562 -82,136
5,491   7,405 -1,914
3,194   2,927 267
1,353   1,089 264
5,038   4,897 141
7,284   6,501 783
5,338   4,925 413
5,269   4,925 344
9,706   7,645 2,061
1,751   1,538 213
14,917   14,139 778
151   146 5
19,897   11,472 8,425
1,457   1,413 44
578   565 13
19,160   10,269 8,891
432   335 97
6,019   5,557 462
6,831   5,606 1,225
9,123   7,193 1,930
5,200   5,225 -25
12   8 4
925   587 338
929   526 403
6,711   5,361 1,350
4,846   5,443 -597
3,243   3,652 -409
7,909   7,953 -44
7,470   7,485 -15
3,185   2,426 759
2,381   1,640 741
7,714   6,644 1,070
17,892   7,311 10,581
2,385   2,011 374
21,173   6,365 14,808
653   316 337
1,213   955 258
2,391   1,218 1,173
2,330   1,173 1,157
2,325   1,195 1,130
974   515 459
1,313   695 618
19,403   5,731 13,672
15,860   14,392 1,468
8,324   7,831 493
15,608   10,148 5,460
4,947   5,045 -98
5,684   5,696 -12
1,312   1,302 10
704   759 -55
438   494 -56
505   559 -54
432   480 -48
2,155   2,170 -15
3,225   3,248 -23
6,305   6,430 -125
2,547   2,309 238
13,281   10,816 2,465
316   279 37
4,150   2,729 1,421
6,401   3,570 2,831
2,656   2,062 594
7,080   5,029 2,051
5,578   4,569 1,009
5,871   4,112 1,759
7,221   8,955 -1,734
4,595   4,804 -209
2,895   2,572 323
8,638   7,148 1,490
150,000   143,778 6,222
197,774   149,541 48,233
2,238   2,463 -225
1,261   1,391 -130
466   506 -40
1,043   1,138 -95
459   506 -47
459   506 -47
1,047   1,428 -381
810   1,071 -261
676   901 -225
845   1,038 -193
9,418   7,788 1,630
4,048   4,746 -698
4,750   4,207 543
9,965   9,628 337
1,496   1,386 110
208   193 15
683   683  
1,664   1,440 224
1,489   1,340 149
5,125   4,073 1,052
13,193   10,416 2,777
11,121   9,348 1,773
2,569   3,376 -807
5,037   9,204 -4,167
20,501   18,805 1,696
57,655   32,208 25,447
5,381   4,341 1,040
31,073   17,780 13,293
3,356   2,164 1,192
3,960   1,039 2,921
96,261   110,580 -14,319
73,739   74,796 -1,057
1,014   945 69
2,133   2,110 23
4,324   2,991 1,333
1,606   1,005 601
1,088   1,647 -559
1,167   1,769 -602
1,951   2,965 -1,014
1,382   1,851 -469
5,202   7,732 -2,530
16,447   21,594 -5,147
11,399   7,198 4,201
35,825   33,234 2,591
11,114   6,440 4,674
20,787   15,989 4,798
17,962   14,358 3,604
4,871   4,628 243
1,121   1,031 90
1,809   1,945 -136
1,967   1,957 10
9,803   6,808 2,995
11,237   10,544 693
5,735   5,171 564
1,805   1,679 126
1,507   1,443 64
1,536   1,443 93
4,408   4,308 100
4,058   2,282 1,776
6,538   2,841 3,697
14,448   8,874 5,574
12,680   12,220 460
356   262 94
846   502 344
4,350   4,140 210
10,290   7,820 2,470
2,709   2,164 545
1,929   1,342 587
7,359   5,603 1,756
1,911   1,645 266
1,470   1,094 376
7,808   5,877 1,931
1,115   860 255
467   363 104
10,937   17,045 -6,108
1,948   1,928 20
475   489 -14
502   462 40
439   388 51
385   345 40
297   271 26
504   489 15
378   366 12
482   467 15
981   940 41
489   467 22
499   467 32
5,148   5,106 42
11,406   8,166 3,240
2,307   2,089 218
12,502   7,164 5,338
2,363   1,900 463
2,404   2,092 312
4,884   3,549 1,335
3,610   3,315 295
1,531   1,903 -372
2,966   3,514 -548
1,504   1,771 -267
555   652 -97
1,636   1,675 -39
15,005   19,525 -4,520
15,447   10,372 5,075
114,973   104,300 10,673
115,367   100,145 15,222
232,339   208,440 23,899
99,830   91,820 8,010
5,900   7,123 -1,223
24,839   16,342 8,497
99,860   65,698 34,162
4,197   3,459 738
3,661   3,130 531
10,609   7,284 3,325
228   173 55
607   518 89
609   517 92
16,282   14,681 1,601
2,129   1,589 540
2,086   1,508 578
2,250   1,570 680
1,161   810 351
1,381   962 419
2,416   2,564 -148
2,334   2,635 -301
10,755   10,539 216
771   506 265
1,464   1,502 -38
3,828   3,847 -19
2,030   2,030  
2,276   2,127 149
2,367   2,234 133
2,455   2,064 391
2,306   1,899 407
4,079   3,263 816
2,386   2,178 208
14   11 3
2,584   1,891 693
576   452 124
9,365   6,716 2,649
2,019   1,851 168
3,585   3,749 -164
6,685   7,625 -940
621   521 100
880   1,081 -201
638   542 96
946   813 133
469   407 62
468   407 61
1,600   1,930 -330
1,900   2,209 -309
2,103   2,128 -25
3,519   3,215 304
936   738 198
1,559   1,290 269
1,474   1,325 149
1,735   1,754 -19
18,507   20,561 -2,054
1,801   1,914 -113
2,852   3,030 -178
496   510 -14
331   326 5
355   356 -1
969   968 1
1,143   1,159 -16
1,089   1,110 -21
939   953 -14
471   484 -13
461   473 -12
7,198   5,744 1,454
1,414   1,400 14
1,293   1,095 198
2,302   1,862 440
4,400   3,835 565
5,500   4,520 980
7,024   6,404 620
8,127   7,407 720
3,474   3,602 -128
2,177   2,198 -21
690   694 -4
792   576 216
881   594 287
708   470 238
2,383   3,365 -982
7,304   7,317 -13
10,871   7,056 3,815
1,213   827 386
2,318   1,505 813
2,364   1,447 917
3,032   1,855 1,177
2,919   1,665 1,254
2,522   2,049 473
1,820   1,979 -159
1,734   1,817 -83
2,185   2,463 -278
741   863 -122
1,313   1,391 -78
1,022   953 69
3,478   3,108 370
3,870   3,368 502
3,777   2,752 1,025
1,721   1,631 90
6,090   5,712 378
241   237 4
5,582   5,645 -63
179   158 21
3,490   2,844 646
596   365 231
495   458 37
598   797 -199
120   160 -40
1,002   1,587 -585
888   1,227 -339
935   1,276 -341
1,318   971 347
2,894   2,102 792
1,902   1,387 515
3,411   2,508 903
2,358   2,136 222
20,282   22,186 -1,904
17,709   17,318 391
286   356 -70
12,466   12,229 237
972   820 152
2,410   1,758 652
1,154   781 373
2,716   1,797 919
1,192   762 430
1,831   1,164 667
1,681   1,055 626
357   356 1
304   312 -8
424   445 -21
545   534 11
500   490 10
453   445 8
489   490 -1
492   490 2
1,558   1,213 345
7,237   5,338 1,899
412,900   342,000 70,900
2,808   1,899 909
4,062   2,319 1,743
2,440   1,268 1,172
2,162   942 1,220
2,299   949 1,350
1,445   535 910
2,337   825 1,512
1,361   424 937
2,292   755 1,537
3,278   3,188 90
2,185   2,025 160
1,242   1,486 -244
5,396   8,542 -3,146
586   775 -189
3,242   4,302 -1,060
1,017   986 31
2,817   3,727 -910
10,419   9,897 522
4,218   5,419 -1,201
2,186   2,680 -494
2,148   2,231 -83
440   440  
12,218   11,457 761
12,249   8,446 3,803
3,399   3,492 -93
5,907   5,343 564
13,242   10,379 2,863
5,598   3,051 2,547
5,898   2,669 3,229
13,083   8,317 4,766
2,586   2,093 493
5,027   6,126 -1,099
12,033   19,570 -7,537
18,100   14,641 3,459
150,000   142,690 7,310
633   789 -156
1,007   1,267 -260
862   1,082 -220
483   624 -141
437   565 -128
2,272   2,943 -671
646   811 -165
562   610 -48
396   431 -35
126   138 -12
803   927 -124
7,324   4,579 2,745
7,010   4,090 2,920
14,989   14,311 678
456   404 52
1,135   992 143
528   441 87
549   440 109
463   655 -192
1,388   2,111 -723
1,098   1,536 -438
1,080   1,536 -456
3,693   4,353 -660
7,235   7,003 232
14,538   13,594 944
184   129 55
281   193 88
8,833   8,499 334
16,340   11,485 4,855
16,075   10,237 5,838
2,620   2,112 508
12,122   7,857 4,265
212   220 -8
629   454 175
158   114 44
793   568 225
19,503   14,489 5,014
2,364   2,295 69
4,729   3,864 865
3,619   2,836 783
3,756   2,971 785
480   419 61
483   419 64
854   725 129
502   446 56
515   474 41
764   698 66
4,516   4,150 366
1,461   1,439 22
2,541   2,502 39
1,711   1,689 22
3,148   2,351 797
16,174   11,874 4,300
6,304   5,940 364
6,143   6,092 51
3,606   3,010 596
1,591   1,467 124
2,503   1,942 561
1,626   1,039 587
13,397   8,336 5,061
11,235   7,495 3,740
4,831   5,622 -791
2,615   2,788 -173
7,888   6,994 894
9,213   6,227 2,986
1,714   1,630 84
6,438   6,458 -20
16,720   11,771 4,949
14,154   19,476 -5,322
1,820   2,184 -364
1,730   2,004 -274
4,127   3,970 157
3,149   2,816 333
9,696   7,208 2,488
2,250   2,361 -111
88   92 -4
3,314   2,080 1,234
2,118   1,933 185
3,999   3,721 278
151   143 8
4,335   3,899 436
7,745   5,348 2,397
1,246   997 249
486   491 -5
182   181 1
363   362 1
463   603 -140
500   467 33
414   375 39
452   410 42
402,336   380,000 22,336
8,045   8,045  
4,139   4,224 -85
241   218 23
7,395   7,518 -123
653   639 14
1,437   1,118 319
1,045   798 247
1,223   958 265
1,026   798 228
617   479 138
2,688   2,076 612
2,272   1,757 515
15,053   12,727 2,326
3,836   6,141 -2,305
2,153   2,391 -238
2,255   2,101 154
9,981   7,191 2,790
806   659 147
8,667   7,144 1,523
7,838   5,322 2,516
3,297   3,227 70
310   323 -13
772   806 -34
561   564 -3
962   968 -6
884   887 -3
1,007   1,048 -41
694   726 -32
535   564 -29
1,540   1,371 169
4,692   3,630 1,062
2,080   2,202 -122
1,937   2,142 -205
300,000   298,059 1,941
3,544   3,611 -67
2,637   2,724 -87
1,107   1,097 10
501   494 7
395   371 24
855   865 -10
642   741 -99
1,478   1,606 -128
2,538   2,841 -303
1,850   1,549 301
2,514   2,100 414
3,955   3,170 785
3,602   3,593 9
2,194   2,442 -248
2,358   1,967 391
880   663 217
2,226   1,912 314
2,315   1,802 513
3,145   2,726 419
689   762 -73
442   457 -15
1,161   1,219 -58
413   457 -44
676   762 -86
403   457 -54
670   762 -92
401   457 -56
401   457 -56
537   610 -73
403   457 -54
11,137   11,137  
      28,520
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       134
b       2,837
c       30
d       -41
e       -132
      -272
      -116
      -69
      -78
      -56
      -66
      -78
      -73
      437
      -147
      1,575
      3,678
      3,160
      25
      5,398
      -23,847
      -31,492
      -2,445
      18
      -35
      -30
      -32
      -35
      -31
      -66
      30
      83
      167
      73
      53
      199
      233
      -116
      -102
      -100
      -129
      409
      1,272
      2,208
      465
      20
      553
      520
      149
      415
      935
      84
      363
      8,250
      1,411
      2,626
      54
      64
      31
      84
      83
      87
      39
      75
      57
      50
      1
      -3
      294
      -420
      5,789
      6,009
      -372
      -246
      -2,826
      -639
      1,616
      3,818
      324
      6,024
      -45
      40
      49
      128
      62
      1,653
      -10,536
      -920
      -2,336
      -9
      21
      -2,880
      118
      28,832
      75
      31,805
      -242
      748
      633
      -445
      2,153
      453
      49
      34
      42
      -38
      -11,160
      17
      38
      53
      29
      69
      492
      385
      361
      742
      485
      141
      657
      344
      794
      413
      -264
      -354
      -131
      -132
      -916
      3,346
      3,783
      1,995
      -69
      732
      1,419
      473
      8,787
      158
      36
      145
      202
      -135
      -3
      -321
      -209
      -187
      -178
      -5,406
      39
      26
      76
      80
      -8
      -15
      -11
      -114
      -514
      -456
      -468
      3,232
      207
      5,636
      24
      -85
      -358
      1,982
      245
      443
      495
      5,024
      99
      337
      -59
      -240
      -43
      -1
      240
      288
      -35
      245
      118
      180
      120
      17
      -551
      -323
      24
      103
      128
      195
      18
      262
      189
      4,987
      1,245
      699
      54
      56
      108
      -331
      -38
      -63
      164
      487
      414
      222
      1,932
      13
      2,559
      415
      35
      41
      26
      32
      70
      1,498
      -969
      -475
      -79
      -390
      -362
      -80
      3,699
      -256
      27
      -49,115
      -91
      -98
      -187
      -214
      -427
      -410
      -207
      667
      405
      6,923
      4,642
      2,095
      242
      4,172
      800
      342
      -28
      4,098
      -35
      -14
      -12
      -10
      -45
      -30
      -38
      -42
       
      30
      52
      498
      1,740
      -331
      12,237
      8,713
      229
      16
      145
      9
      249
      109
      39
      352
      295
      -39
      -11
      -33
      -48
      -17
      -24
      -30
      -157
      -27
      -159
      -104
      -99
      -477
      3,670
      52
      138
      132
      -49
      -35
      -33
      -86
      4,571
      -528
      -105
      21
      35
      60
      25
      19
      19
      13
      34
      173
      106
      901
      -96
      -90
      -109
      -215
      -110
      -192
      -112
      -121
      -52
      -8
      -20
      126
      414
      478
      385
      296
      804
      254
      465
      37
      15
      4
      59
      288
      127
      125
      59
      712
      691
      -153
      93
      -79
      -54
      -64
      4,560
      35
      6,359
      -5
      -32
      -30
      -8
      -50
      -48
      -323
      -650
      -218
      -30,789
      109
      909
      -20
      -12
      -28
      271
      896
      -2,340
      327
      118
      105
      205
      416
      206
      87
      28
      74
      -13
      -69
      -13
      -48
      -6
      -170
      -6
      -130
      867
      1,762
      385
      -1,430
      -638
      2,377
      -58,669
      -60
      61
      -57
      -4
      -380
      -1,255
      2,784
      -142
      -5,618
      467
      6,654
      41
      32
      11
      86
      88
      -85
      1,900
      416
      118
      202
      -13
      7
      162
      19
      63
      1
      8
      10
      17
      -5
      -8
      6
      433
      1,384
      4,321
      -3,786
      -1,195
      -545
      -283
      -163
      572
      2,037
      -339
      -499
      -445
      -474
      -4,810
      -7,935
      -2,640
      -4,133
      4,310
      615
      1,409
      646
      452
      578
      536
      460
      -193
      -4,130
      1,595
      2,145
      1,369
       
      -334
      -84
      -231
      -236
      -193
      -120
      -185
      12
      574
      -137
      -105
      146
      35
      -6,260
      82
      146
      -1,863
      3,448
      597
      -11
      201
      33
      755
      -102
      -177
      -292
      -88
      -285
      -173
      -96
      -26
      -115
      -25
      -352
      -192
      -55
      -284
      -80
      4,943
      2,821
      -526
      -2,903
      521
      880
      2,938
      291
      715
      361
      2,070
      -1,494
      -673
      -817
      -655
      -75
      -581
      316
      1,109
      -387
      662
      -556
      -463
      -273
      -142
      -50
      -33
      -364
      247
      -1,407
      -99
      -361
      -36
      -33
      4,947
      -119
      4,565
      182
      1,137
      2,442
      5,129
      1,354
      5,350
      -2,031
      -1,758
      -378
      -1,053
      -1,113
      -126
      -75
      1,179
      68
      2,620
      11
      7,745
      476
      7,435
      6,122
      1,168
      19
      262
      -93
      -189
      -93
      -90
      -235
      -218
      -249
      -157
      -320
      -196
      -155
      -156
      -246
      387
      183
      1,045
      1,691
      -1,834
      -842
      -35
      -380
      -182
      -136
      1,397
      1,180
      103
      -16
      132
      -302
      -182
      -449
      78
      631
      9,906
      9,061
      1,723
      -378
      -387
      3
      77
      196
      235
      -58
      -141
      -281
      -408
      -391
      657
      227
      1,280
      1,994
      -85
      -34
      2,497
      668
      205
      73
      155
      2,713
      2,703
      8,882
      8,351
      4,147
      389
      49
      650
      603
      527
      -266
      413
      792
      -49
      -57
      -106
      -49
      -42
      -37
      -29
      -365
      -34
      1,693
      673
      4,723
      5,418
      503
      222
      2,571
      -515
      -449
      1,150
      -300
      -224
      -8
      -100
      -58
      -55
      2,009
      2,257
      -63,785
      -82,136
      -1,914
      267
      264
      141
      783
      413
      344
      2,061
      213
      778
      5
      8,425
      44
      13
      8,891
      97
      462
      1,225
      1,930
      -25
      4
      338
      403
      1,350
      -597
      -409
      -44
      -15
      759
      741
      1,070
      10,581
      374
      14,808
      337
      258
      1,173
      1,157
      1,130
      459
      618
      13,672
      1,468
      493
      5,460
      -98
      -12
      10
      -55
      -56
      -54
      -48
      -15
      -23
      -125
      238
      2,465
      37
      1,421
      2,831
      594
      2,051
      1,009
      1,759
      -1,734
      -209
      323
      1,490
      6,222
      48,233
      -225
      -130
      -40
      -95
      -47
      -47
      -381
      -261
      -225
      -193
      1,630
      -698
      543
      337
      110
      15
       
      224
      149
      1,052
      2,777
      1,773
      -807
      -4,167
      1,696
      25,447
      1,040
      13,293
      1,192
      2,921
      -14,319
      -1,057
      69
      23
      1,333
      601
      -559
      -602
      -1,014
      -469
      -2,530
      -5,147
      4,201
      2,591
      4,674
      4,798
      3,604
      243
      90
      -136
      10
      2,995
      693
      564
      126
      64
      93
      100
      1,776
      3,697
      5,574
      460
      94
      344
      210
      2,470
      545
      587
      1,756
      266
      376
      1,931
      255
      104
      -6,108
      20
      -14
      40
      51
      40
      26
      15
      12
      15
      41
      22
      32
      42
      3,240
      218
      5,338
      463
      312
      1,335
      295
      -372
      -548
      -267
      -97
      -39
      -4,520
      5,075
      10,673
      15,222
      23,899
      8,010
      -1,223
      8,497
      34,162
      738
      531
      3,325
      55
      89
      92
      1,601
      540
      578
      680
      351
      419
      -148
      -301
      216
      265
      -38
      -19
       
      149
      133
      391
      407
      816
      208
      3
      693
      124
      2,649
      168
      -164
      -940
      100
      -201
      96
      133
      62
      61
      -330
      -309
      -25
      304
      198
      269
      149
      -19
      -2,054
      -113
      -178
      -14
      5
      -1
      1
      -16
      -21
      -14
      -13
      -12
      1,454
      14
      198
      440
      565
      980
      620
      720
      -128
      -21
      -4
      216
      287
      238
      -982
      -13
      3,815
      386
      813
      917
      1,177
      1,254
      473
      -159
      -83
      -278
      -122
      -78
      69
      370
      502
      1,025
      90
      378
      4
      -63
      21
      646
      231
      37
      -199
      -40
      -585
      -339
      -341
      347
      792
      515
      903
      222
      -1,904
      391
      -70
      237
      152
      652
      373
      919
      430
      667
      626
      1
      -8
      -21
      11
      10
      8
      -1
      2
      345
      1,899
      70,900
      909
      1,743
      1,172
      1,220
      1,350
      910
      1,512
      937
      1,537
      90
      160
      -244
      -3,146
      -189
      -1,060
      31
      -910
      522
      -1,201
      -494
      -83
       
      761
      3,803
      -93
      564
      2,863
      2,547
      3,229
      4,766
      493
      -1,099
      -7,537
      3,459
      7,310
      -156
      -260
      -220
      -141
      -128
      -671
      -165
      -48
      -35
      -12
      -124
      2,745
      2,920
      678
      52
      143
      87
      109
      -192
      -723
      -438
      -456
      -660
      232
      944
      55
      88
      334
      4,855
      5,838
      508
      4,265
      -8
      175
      44
      225
      5,014
      69
      865
      783
      785
      61
      64
      129
      56
      41
      66
      366
      22
      39
      22
      797
      4,300
      364
      51
      596
      124
      561
      587
      5,061
      3,740
      -791
      -173
      894
      2,986
      84
      -20
      4,949
      -5,322
      -364
      -274
      157
      333
      2,488
      -111
      -4
      1,234
      185
      278
      8
      436
      2,397
      249
      -5
      1
      1
      -140
      33
      39
      42
      22,336
       
      -85
      23
      -123
      14
      319
      247
      265
      228
      138
      612
      515
      2,326
      -2,305
      -238
      154
      2,790
      147
      1,523
      2,516
      70
      -13
      -34
      -3
      -6
      -3
      -41
      -32
      -29
      169
      1,062
      -122
      -205
      1,941
      -67
      -87
      10
      7
      24
      -10
      -99
      -128
      -303
      301
      414
      785
      9
      -248
      391
      217
      314
      513
      419
      -73
      -15
      -58
      -44
      -86
      -54
      -92
      -56
      -56
      -73
      -54
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 579,740
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 730,267 15,871,080 0.046012
2011 781,822 15,393,019 0.050791
2010 747,266 15,475,038 0.048288
2009 755,950 14,448,301 0.052321
2008 820,434 14,043,130 0.058422
2 Total of line 1, column (d) ...................... 2 0.255834
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051167
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 16,371,088
5 Multiply line 4 by line 3....................... 5 837,659
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 8,161
7 Add lines 5 and 6......................... 7 845,820
8 Enter qualifying distributions from Part XII, line 4.............. 8 800,295
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 16,322
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 16,322
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,322
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 15,852
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,852
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 470
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletGA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705
    Located atbulletONE WEST 4TH STREETWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
    Yes
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    40     		138,387    
    1525 W WT HARRIS BLVD
    CHARLOTTE,NC282881161
    M HEMINGWAY MERRIMAN II COMMITTEE MEMBER
    40     		0    
    57 ACADEMY HILL
    WATERTOWN,CT06795
    ANNE FITZGERALD COMMITTEE MEMBER
    40     		0    
    36 NORTH STREET
    WATERTOWN,CT06795
    LINDA MERRIMAN SECRETARY
    40     		0    
    57 ACADEMY HILL
    WATERTOWN,CT06795
    CRAIG W CZARSTY M D Committee Member
    40     		0    
    314 Main Street
    Oakville CT,CT06779
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    818,554
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    16,322
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,322
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    802,232
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    802,232
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    802,232
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 802,232
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 698,251
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 800,295
    a Applied to 2012, but not more than line 2a 698,251
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 102,044
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		700,188
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Marian Ottley Watertown Trust
    PO Box 817
    Watertown,CT06795
    (800) 352-3705
    bThe form in which applications should be submitted and information and materials they should include:
    Letter Form
    cAny submission deadlines:
    None
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Cover letter maximum 2 pages including basic and financial information and list of board members with copy of IRS determination letter
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    GUNNERY INCORPORATED
    99 GREEN HILL ROAD
    WASHINGTON,CT06793     		NONE PC SCHOLARSHIPS 25,000
    CHILDRENS COMMUNITY
    SCHOOL INC
    31 WOLCOTT STREET
    WATERBURY,CT06721     		NONE PC GENERAL SUPPORT 28,000
    FIDELCO GUIDE DOG FDN INC
    103 VISION WAY
    BLOOMFIELD,CT06002     		NONE PC GENERAL SUPPORT 10,000
    SHAKESPERIENCE PRODUCTIONS
    INC
    117 BANK STREET
    WATERBURY,CT06702     		NONE PC TOUR VEHICLE 2,500
    WESTOVER SCHOOL
    1237 WHITTEMORE ROAD
    MIDDLEBURY,CT06762     		NONE PC INSPIRING WOMEN CAMPAIGN 25,000
    FLANDERS NATURE CENTER &
    LAND TRUST INC
    5 CHURCH HILL ROAD
    WOODBURY,CT06798     		NONE PC GENERAL SUPPORT 50,000
    WATERBURY YOUNG MENS
    CHRISTIAN ASSOCIATION
    136 WEST MAIN STREET
    WATERTOWN,CT06702     		NONE PC GENERAL SUPPORT 53,125
    WATERTOWN FOUNDATION INC
    PO BOX 117
    WATERTOWN,CT06795     		NONE PC SCHOLARSHIP 50,000
    TAFT SCHOOL CORP
    110 WOODBURY ROAD
    WATERTOWN,CT06795     		NONE PC CHRIST CHURCH 160,000
    CHASE COLLEGIATE SCHOOL
    INC
    565 CHASE PKWY
    WATERBURY,CT06708     		NONE PC SCHOLARSHIP 100,000
    HEALTH HORIZONS INTERNATIONAL
    FDN INC
    314 MAIN STREET
    OAKVILLE,CT06779     		NONE PC GENERAL SUPPORT 25,000
    VNA HEALTH AT HOME INC
    27 SIEMON COMPANY DRIVE
    WATERTOWN,CT06795     		NONE PC GENERAL SUPPORT 15,000
    NATIONAL SOCIETY OF THE
    DAUGHTERS OF THE AM REV
    71 CHERRY AVENUE
    WATERTOWN,CT06795     		NONE PC GENERAL SUPPORT 11,000
    GREATER WATERBURY CAMPERSHIP
    FUND INC
    PO BOX 2090
    WATERBURY,CT06722     		NONE PC GENERAL SUPPORT 30,000
    ALL SAINTS EPISCOPAL
    CHURCH
    262 MAIN STREET
    OAKVILLE,CT06779     		NONE PC RENOVATION PROJECT 3,500
    FIRST CONGREGATIONAL CHURCH
    OF WATERTOWN
    40 DEFOREST SCHOOL
    WATERTOWN,CT06795     		NONE PC MAINENANCE PROJECTS 10,000
    LITCHFIELD MONTESSORI SCHOOL
    INC
    5 KNIFE SHOP ROAD
    NORTHFIELD,CT06778     		NONE PC ART ROOM 5,000
    SEVEN ANGELS THEATRE
    PO BOX 3358
    WATERBURY,CT06705     		NONE PC COURTYARD AND PRODUCTION 5,000
    FRIENDS OF THE WATERTOWN
    LIBRARY ASSOC INC
    470 MAIN STREET
    WATERTOWN,CT06795     		NONE PC NEW CARPETS 28,350
    BOY SCOUTS OF AMERICA
    60 DARLIN STREET
    EAST HARTFORD,CT06108     		NONE PC UNDERPRIVILEGED YOUTH 4,000
    CLOCKWORK PRODUCTIONS
    133 MAIN STREET
    OAKVILLE,TN06779     		NONE PC MODERNIZATOIN OF HEATING 10,000
    CONNECTICUT 4 H DEVELOPMENT
    158 AUER FARM ROAD
    BLOOMFIELD,CT06002     		NONE PC AUERFARM SEASONAL PROGRAMS 5,000
    MATTATUCK HISTORICAL SOCIETY
    144 WEST MAIN STREET
    WATERBURY,CT06702     		NONE PC FLOOR REPAIR AND MAINTAINCE 5,000
    PALACE THEATER GROUP
    100 EAST MAIN STREET
    WATERBURY,CT06702     		NONE PC TECHNOLOGY REPLACEMENT 10,000
    SACRED HEART HIGH SCHOOL
    142 SOUTH ELM STREET
    WATERBURY,CT06706     		NONE PC COMPUTER UPGRADES 5,000
    ST VINCENT DEPAUL MISSION OF
    WATERBURY INC
    34 WILLOW STREET
    WATERBURY,CT06721     		NONE PC SOUP KITCHEN AND FOOD 15,000
    UNITED METHODIST CHURCH
    OF WATERTOWN
    305 MAIN STREET
    WATERTOWN,CT06795     		NONE PC RESTORATION OF ASBURY 10,000
    WATERBURY HOSPITAL
    64 ROBBINS STREET
    WATERBURY,CT06708     		NONE PC EQUIPT FOR EMERGENCY DEPT 25,000
    HISTORICAL SOCIETY INC
    22 DEFOREST ST
    WATERBURY,CT06795     		NONE PC HOUSE TOUR SPONSORSHIP 8,500
    Total .................................bullet 3a 733,975
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 363,871  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 579,740  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFEE REBATES     01 13,909  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   957,520  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13957,520
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 2,000     2,000

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Name of Bond End of Year Book Value End of Year Fair Market Value
    06406HBE8 BANK OF NEW YORK    
    14912L3S8 CATERPILLAR FIN SERV    
    17313UAE9 CITIGROUP INC    
    172967BJ9 CITIGROUP INC    
    20825CAT1 CONOCOPHILLIPS    
    22546QAA5 CREDIT SUISSE NEW YO    
    25468PBX3 DISNEY WALT CO    
    369550AK4 GENERAL DYNAMICS COR    
    36962G4G6 GENERAL ELEC CAP COR    
    38141GDB7 GOLDMAN SACHS    
    428236AQ6 HEWLETT-PACKARD CO    
    244217BG9 JOHN DEERE CAPITAL    
    46625HHP8 JPMORGAN CHASE & CO    
    49328CAA3 KEY BANK NA    
    585055AR7 MEDTRONIC INC    
    59156RAC2 METLIFE INC    
    617446HR3 MORGAN STANLEY    
    63743CCU7 NATIONAL RURAL UTILS    
    674599BZ7 OCCIDENTAL PETROLEUM    
    7591EAAB9 REGIONS BANK    
    87612EAH9 TARGET CORP    
    931142BT9 WAL-MART STORES    
    961214BN2 WESTPAC BANKING CORP    
    88579EAE5 3M COMPANY    
    00130HBH7 AES CORP    
    00206RAW2 AT&T INC    
    00828DAN1 AFFINION GROUP INC    
    018804AP9 ALLIANT TECHSYSTEMS 9,985 10,875
    02005NAE0 ALLY FINANCIAL INC 3,970 4,850
    05329WAJ1 AUTONATION INC 8,302 9,180
    058498AQ9 BALL CORP    
    1248EPAQ6 CCO HLDGS LLC/CAP CO    
    1248EPAU7 CCO HLDGS LLC/CAP CO 9,071 9,608
    12543DAF7 COMMUNITY HEALTH SYS    
    125581GM4 CIT GROUP INC 3,026 3,206
    126304AK0 CSC HOLDINGS INC 5,199 5,788
    14743RAB9 CASE CORP 5,259 5,419
    165167CC9 CHESAPEAKE ENERGY CO    
    172441AS6 CINEMARK USA INC    
    21036PAG3 CONSTELLATION BRANDS    
    22025YAK6 CORRECTIONS CORP OF    
    228227AZ7 CROWN CASTLE INTL CO    
    25459HAY1 DIRECTV HLDG/FIN INC    
    27876GBE7 ECHOSTAR DBS CORP    
    28336LBQ1 EL PASO CORPORATION 8,948 9,010
    29269QAA5 ENERGY FUTURE/EFIH    
    29273VAC4 ENERGY TRANSFER EQUI 7,960 9,240
    319963AP9 FIRST DATA CORPORATI    
    345397TZ6 FORD MOTOR CREDIT CO    
    35906AAA6 FRONTIER COMMUNICATI    
    36186CBY8 GMAC LLC    
    37244DAF6 GENON ENERGY INC 4,921 5,413
    37247DAP1 GENWORTH FINANCIAL    
    404119BJ7 HCA INC    
    413627BL3 HARRAHS OPERATING    
    421933AH5 HEALTH MANAGEMENT PL    
    446413AB2 HUNTINGTON INGALLS 9,455 9,585
    451102AH0 ICAHN ENTERPRISES/FI    
    45824TAE5 INTELSAT JACKSON HLD 9,469 9,619
    459745GF6 INTL LEASE FINANCE 9,988 10,901
    45974VA81 INTL LEASING FINANCE    
    46284PAM6 IRON MOUNTAIN INC 5,149 5,263
    49455WAD8 KINDER MORGAN FIN CO    
    527288BD5 LEUCADIA NATIONAL CO    
    527298AL7 LEVEL 3 FINANCING IN    
    536022AF3 LINN ENERGY, LLC/LIN 5,113 5,394
    552953BB6 MGM MIRAGE INC    
    570506AM7 MARKWEST ENERGY PART 5,075 5,438
    574599BH8 MASCO CORP 9,975 10,988
    58446VAE1 MEDIACOM BROADBAND    
    59832WAF6 MIDWEST GENERATION    
    629377BG6 NRG ENERGY INC    
    651290AK4 NEWFIELD EXPLORATION    
    695459AD9 PAETEC HOLDING CORP    
    707569AN9 PENN NATIONAL GAMING    
    75281AAL3 RANGE RESOURCES CORP 5,175 5,413
    7591EPAG5 REGIONS FINANCIAL CO    
    767754BL7 RITE AID CORP    
    80007PAN9 SANDRIDGE ENERGY INC 4,981 5,325
    81211KAP5 SEALED AIR CORPORATI    
    812350AE6 SEARS HOLDING CORP 8,085 9,175
    832248AQ1 SMITHFIELD FOODS INC 5,190 5,763
    852060AG7 SPRINT CAP CORP    
    88033GBC3 TENET HEALTHCARE 9.    
    880779AW3 TEREX CORP    
    911365AU8 UNITED RENTALS NORTH    
    92839UAF4 VISTEON CORP    
    94975P843 WELLS FARGO ADV S/T    
    983130AP0 WYNN LAS VEGAS LLC/C 5,272 5,450
    00928QAF8 AIRCASTLE LTD 5,165 5,588
    03070QAN1 AMERISTAR CASINOS IN 5,475 5,406
    044820504 ASHMORE EMERG MKTS C    
    053773AN7 AVIS BUDGET CAR RENT 3,345 3,205
    12505BAA8 CBRE SERVICES INC 11,070 11,083
    12513GAW9 CDW LLC/CDW FINANCE 3,345 3,210
    12543DAQ3 CHS/COMMUNITY HEALTH 5,106 5,425
    18451QAH1 CLEAR CHANNEL WORLDW    
    22818VAB3 CROWN AMER/CAP CORP 6,658 6,450
    245217AS3 DEL MONTE CORP    
    247126AH8 DELPHI CORP 6,493 6,413
    261980494 DREYFUS EMG MKT DEBT 404,211 400,726
    277911491 EATON VANCE FLOATING 60,716 60,583
    29977HAB6 EP ENERGY/EP FINANCE 5,656 5,744
    46284PAP9 IRON MOUNTAIN INC 5,119 5,000
    49461BAB0 KINETICS CONCEPT/KC 5,450 5,673
    527298AU7 LEVEL 3 FINANCING IN 9,643 9,833
    678026AD7 OIL STATES INTL INC    
    693391559 PIMCO EMERG MKTS BD-    
    704549AH7 PEABODY ENERGY CORP 5,005 5,113
    726505AK6 PLAINS EXPLORATION 4,220 4,460
    737446AB0 POST HOLDINGS INC 14,101 14,105
    79546VAJ5 SALLY HOLDINGS/SALLY 5,338 5,338
    81760NAN9 SERVICEMASTER COMPAN    
    989194AG0 ZAYO GROUP LLC/ZAYO 5,569 5,463
    00434NAA3 ACCESS MIDSTREAM PAR 9,979 10,450
    055381AS6 BE AEROSPACE INC 9,248 9,563
    058498AR7 BALL CORP 5,045 5,163
    1248EPBE2 CCO HLDGS LLC/CAP CO 4,738 5,144
    125581GQ5 CIT GROUP INC 6,266 6,195
    148887AA0 CATAMARAN CORP 9,144 9,135
    165167CG0 CHESAPEAKE ENERGY CO 4,275 4,495
    212015AL5 CONTINENTAL RESOURCE 998 1,070
    25470XAJ4 DISH DBS CORP 15,081 15,015
    261980668 DREYFUS INTERNATL BO 100,000 102,160
    37045XAL0 GENERAL MOTORS FINL 4,919 4,956
    38869PAK0 GRAPHIC PACKAGING IN 4,948 5,019
    404119BM0 HCA INC 5,069 5,088
    404119BN8 HCA INC 10,020 10,150
    40537QAD2 HALCON RESOURCES COR 4,080 4,260
    428040CJ6 HERTZ CORP 3,221 3,206
    451102AX5 ICAHN ENTERPRISES/FI 5,330 5,375
    513075BE0 LAMAR MEDIA CORP 5,025 5,038
    570506AQ8 MARKWEST ENERGY PART 9,291 9,405
    629377BU5 NRG ENERGY INC 10,368 10,675
    63860UAK6 NATIONSTAR MORT/CAP 2,828 2,854
    65409QBA9 NIELSEN FINANCE LLC/ 7,104 7,088
    75281AAQ2 RANGE RESOURCES CORP 5,063 5,250
    761735AP4 REYNOLDS GRP ISS/REY 4,950 5,200
    78442FEQ7 SLM CORP 4,713 4,938
    852060AD4 SPRINT CAP CORP 4,894 5,125
    852061AS9 SPRINT NEXTEL CORP 5,113 5,163
    861647501 STONE HARBOR LOCAL M 15,000 15,386
    87264AAF2 T-MOBILE USA INC 5,219 5,400
    87264AAH8 T-MOBILE USA INC 5,226 5,300
    87311XAD0 TW TELECOM HOLDINGS 4,769 5,106
    88033GBU3 TENET HEALTHCARE COR 4,959 5,063
    911365BB9 UNITED RENTALS NORTH 5,213 5,175

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Name of Stock End of Year Book Value End of Year Fair Market Value
    580135101 MCDONALDS CORP    
    580645109 MCGRAW-HILL COMPANIE    
    65248E104 NEWS CORP    
    87612E106 TARGET CORP 20,595 16,744
    254687106 WALT DISNEY CO 21,529 27,471
    02209S103 ALTRIA GROUP INC    
    191216100 COCA COLA CO    
    518439104 ESTEE LAUDER COMPANI    
    50075N104 KRAFT FOODS INC    
    713448108 PEPSICO INC    
    718172109 PHILIP MORRIS INTERN    
    742718109 PROCTER & GAMBLE CO    
    931142103 WAL MART STORES INC    
    931422109 WALGREEN CO    
    166764100 CHEVRON CORP 13,931 13,875
    20825C104 CONOCOPHILLIPS    
    30231G102 EXXON MOBIL CORPORAT    
    674599105 OCCIDENTAL PETE CORP    
    025816109 AMERICAN EXPRESS CO    
    354613101 FRANKLIN RESOURCES I    
    46625H100 JPMORGAN CHASE & CO 19,103 21,506
    744320102 PRUDENTIAL FINL INC    
    002824100 ABBOTT LABS    
    075887109 BECTON DICKINSON & C    
    46120E602 INTUITIVE SURGICAL I    
    478160104 JOHNSON & JOHNSON    
    585055106 MEDTRONIC INC    
    58933Y105 MERCK & CO INC NEW    
    149123101 CATERPILLAR INC    
    369550108 GENERAL DYNAMICS    
    369604103 GENERAL ELECTRIC CO    
    913017109 UNITED TECHNOLOGIES    
    037833100 APPLE INC 28,128 38,613
    053015103 AUTOMATIC DATA PROCE    
    458140100 INTEL CORP    
    459200101 INTERNATIONAL BUSINE 11,001 10,693
    595017104 MICROCHIP TECHNOLOGY    
    747525103 QUALCOMM INC 50,218 62,107
    882508104 TEXAS INSTRUMENTS IN    
    009158106 AIR PRODS & CHEMS IN    
    35671D857 FREEPORT-MCMORAN COP    
    74005P104 PRAXAIR INC COM    
    G0457F107 ARCOS DORADOS HOLDIN    
    404280406 HSBC - ADR 37,000 32,317
    641069406 NESTLE S.A. REGISTER 69,863 90,126
    670100205 NOVO NORDISK A/S - A 28,912 41,181
    767204100 RIO TINTO PLC - ADR    
    771195104 ROCHE HOLDINGS LTD - 34,443 56,110
    780259206 ROYAL DUTCH SHELL PL    
    89151E109 TOTAL S.A. - ADR 35,838 32,780
    086516101 BEST BUY INC    
    146229109 CARTER HOLDINGS    
    36467W109 GAMESTOP CORP NEW    
    372460105 GENUINE PARTS CO    
    401617105 GUESS INC    
    855030102 STAPLES INC    
    054303102 AVON PRODS INC    
    501044101 KROGER CO    
    60871R209 MOLSON COORS BREWING    
    786514208 SAFEWAY INC NEW    
    12802T101 CAL DIVE INTER    
    261608103 DRESSER-RAND GROUP I 14,473 15,545
    651290108 NEWFIELD EXPL CO    
    723787107 PIONEER NAT RES CO C 5,861 6,515
    845467109 SOUTHWESTERN ENERGY 2,544 2,364
    91913Y100 VALERO ENERGY CORP    
    524901105 LEGG MASON INC COM    
    571748102 MARSH & MCLENNAN COS    
    665859104 NORTHERN TRUST CORP    
    712704105 PEOPLE'S UNITED    
    693366205 PICO HOLDINGS INC    
    7433135103 PROGRESSIVE CORP    
    00817Y108 AETNA INC NEW    
    09062X103 BIOGEN    
    101137107 BOSTON SCIENTIFIC CO 2,202 4,465
    436440101 HOLOGIC INC COM    
    50540R409 LABORATORY CRP    
    74834L100 QUEST DIAGNOSTICS    
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    189754104 COACH INC 13,173 9,933
    192422103 COGNEX CORP 5,333 5,508
    194014106 COLFAX CORPORATION 4,008 5,095
    20605P101 CONCHO RESOURCES INC 4,464 5,272
    21249J105 CONVERSANT INC 5,236 7,333
    216648402 COOPER COS INC COM N 6,338 6,064
    21925Y103 CORNERSTONE ONDEMAND 6,605 5,305
    22160K105 COSTCO WHOLESALE COR 40,561 40,839
    22160N109 COSTAR GROUP, INC 5,196 4,757
    231021106 CUMMINS INC. 21,780 24,928
    23918K108 DAVITA HEALTHCARE PA 6,827 7,624
    243537107 DECKERS OUTDOOR CORP 22,121 25,197
    247361702 DELTA AIR LINES INC 6,643 9,698
    248019101 DELUXE CORP 14,980 15,986
    25389M877 DIGITALGLOBE INC 6,010 5,252
    25754A201 DOMINOS PIZZA INC 6,040 6,086
    262037104 DRIL-QUIP INC COM 36,619 35,368
    26852M105 EII INTERNATIONAL PR 325,000 327,136
    26876F102 ENN ENERGY HOLDINGS- 11,920 12,261
    29413U103 ENVISION HEALTHCARE 4,379 5,241
    29444U502 EQUINIX INC 52,755 57,836
    30215C101 EXPERIAN PLC - ADR 13,843 13,338
    30241L109 FEI CO COM 5,062 4,757
    302445101 FLIR SYS INC COM 4,079 3,945
    311900104 FASTENAL CO 35,002 36,416
    33616C100 FIRST REPUBLIC BANK/ 6,241 5,951
    344419106 FOMENTO ECONOMICO ME 4,582 4,560
    35952Q106 FUCHS PETROLUB SE-PR 12,125 11,646
    36159R103 GEO GROUP INC 646 680
    36318L104 GALAXY ENTERTAINMENT 11,387 9,864
    37364X109 GEOSPACE TECHNOLOGIE 11,090 7,152
    375558103 GILEAD SCIENCES INC 13,724 18,678
    38259P706 GOOGLE INC-CL C 106,186 117,017
    384109104 GRACO INC 5,636 5,328
    38526M106 GRAND CANYON EDUCATI 13,658 15,153
    40171V100 GUIDEWIRE SOFTWARE I 6,735 5,968
    402635304 GULFPORT ENERGY CORP 4,316 4,553
    422347104 HEARTLAND EXPRESS IN 13,665 14,337
    451734107 IHS INC 10,472 11,080
    452327109 ILLUMINA INC 37,107 40,829
    456837103 ING GROEP N.V. - ADR 14,850 19,642
    458334109 INTER PARFUMS INC 15,871 13,561
    45866F104 INTERCONTINENTALEXCH 11,210 10,802
    46115H107 INTESA SANPAOLO-SPON 10,436 14,030
    464287648 ISHARES RUSSELL 2000 62,476 65,566
    478366107 JOHNSON CONTROLS INC 14,068 16,587
    48137C108 JULIUS BAER GROUP LT 9,021 8,096
    49427F108 KILROY REALTY CORP C 8,051 9,390
    50048H101 KONE OYJ-B-UNSPONSOR 8,632 8,227
    501889208 LKQ CORP 7,861 7,074
    53578A108 LINKEDIN CORP 57,745 41,623
    536797103 LITHIA MOTORS INC CL 15,983 18,039
    55003T107 LUMBER LIQUIDATORS H 5,973 4,350
    552953101 MGM RESORTS INTERNAT 4,392 4,584
    55345K103 MRC GLOBAL INC 16,343 14,798
    56585A102 MARATHON PETROLEUM C 4,789 4,827
    57636Q104 MASTERCARD INC 14,386 14,526
    582839106 MEAD JOHNSON NUTRITI 43,856 49,119
    595112103 MICRON TECHNOLOGY IN 4,226 5,032
    596278101 MIDDLEBY CORP 14,667 15,046
    606783207 MITSUBISHI ESTATE CO 19,557 15,963
    608190104 MOHAWK INDS INC COM 5,103 4,748
    61022V107 MONOTARO CO LTD-UNSP 5,934 6,118
    611740101 MONSTER BEVERAGE COR 11,506 12,558
    61760X836 MORGAN STANLEY INS F 340,000 346,495
    637071101 NATIONAL OILWELL INC 13,539 15,228
    64110L106 NETFLIX.COM INC 8,177 10,028
    654902204 NOKIA CORPORATION - 10,096 10,634
    675232102 OCEANEERING INTL INC 45,042 42,437
    680665205 OLIN CORP 1 COM & 1 17,101 16,950
    68163W109 OLYMPUS CORPORATION 10,391 11,050
    740189105 PRECISION CASTPARTS 67,013 71,846
    741503403 THE PRICELINE GROUP 67,039 76,718
    743713109 PROTO LABS INC 20,511 20,520
    74762E102 QUANTA SVCS INC COM 5,371 6,009
    74925K581 ROBECO BP LNG/SHRT R 400,000 420,646
    75886F107 REGENERON PHARMACEUT 5,138 4,911
    761283100 RESTORATION HARDWARE 5,518 5,052
    772739207 ROCK-TENN CO CL A 14,350 14,144
    78033R107 ROYAL MAIL PLC-UNSP 6,809 6,154
    78388J106 SBA COMMUNICATIONS C 11,397 12,688
    784117103 SEI INVESTMENT COMPA 4,252 4,083
    78454L100 SM ENERGY CO 15,284 13,343
    79466L302 SALESFORCE COM INC 86,678 86,945
    795435106 SALIX PHARMACEUTICAL 4,243 5,704
    80007R105 SANDS CHINA LTD-UNSP 24,174 22,656
    808513105 SCHWAB CHARLES CORP 32,772 34,487
    81762P102 SERVICENOW INC 49,716 43,313
    848637104 SPLUNK INC 47,735 30,097
    855244109 STARBUCKS CORP COM 70,670 70,970
    86803T104 SUNTORY BEVERAGE & F 7,961 8,458
    87074U101 SWIFT TRANSPORATION 4,693 4,902
    87157D109 SYNAPTICS INC 11,099 19,199
    872540109 TJX COS INC NEW 14,314 14,756
    88023U101 TEMPUR SEALY INTERNA 13,199 16,323
    88224Q107 TEXAS CAP BANCSHARES 5,485 4,608
    883556102 THERMO FISHER SCIENT 11,302 14,380
    88579Y101 3M CO 11,043 13,257
    886547108 TIFFANY & CO NEW 47,267 54,775
    891894107 TOWERS WATSON & CO C 5,997 6,188
    89531P105 TREX COMPANY INC 6,197 5,749
    90267B682 ETRACS ALERIAN MLP U 320,853 347,662
    902973304 US BANCORP DEL NEW 15,538 17,551
    90347A100 UBIQUITI NETWORKS IN 14,418 12,725
    904311107 UNDER ARMOUR INC 5,696 6,958
    911163103 UNITED NAT FOODS INC 6,133 6,134
    911312106 UNITED PARCEL SERVIC 12,178 14,335
    911363109 UNITED RENTAL INC CO 4,833 7,579
    91324P102 UNITEDHEALTH GROUP I 21,791 23,650
    92210H105 VANTIV INC 6,484 7,097
    92220P105 VARIAN MED SYS INC 10,303 10,306
    92345Y106 VERISK ANALYTICS INC 48,021 44,274
    92532F100 VERTEX PHARMACEUTICA 1,826 2,168
    92826C839 VISA INC-CLASS A SHR 67,651 73,472
    928563402 VMWARE INC 40,669 43,425
    929740108 WABTEC CORP 7,956 8,110
    930059100 WADDELL & REED FINAN 10,705 13,706
    939647103 WASHINGTON PRIME GRO   3,043
    948741103 WEINGARTEN RLTY INVS 4,682 5,055
    985817105 YELP INC 4,642 3,903
    G0083B108 ACTAVIS PLC 17,627 17,769
    G01767105 ALKERMES PLC 2,926 3,665
    G27823106 DELPHI AUTOMOTIVE PL 7,451 9,254
    G29183103 EATON CORP PLC 13,558 15,254
    G50871105 JAZZ PHARMACEUTICALS 5,004 4,540
    G5480U104 LIBERTY GLOBAL PLC-A 1,624 1,801
    G5480U120 LIBERTY GLOBAL PLC-S 8,256 8,988
    G60754101 MICHAEL KORS HOLDING 6,986 6,890
    H0023R105 ACE LIMITED 60,449 67,723
    H2906T109 GARMIN LTD 3,667 4,477
    H89231338 UBS AG -NEW ADR 18,015 17,614

    TY 2013 InvestmentsOtherSchedule2
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    04315J860 ARTIO GLOBAL HIGH      
    693390841 PIMCO HIGH YIELD      
    949917538 WELLS FARGO ADVANTAG      
    693391559 PIMCO EMERG MKTS BD-      
    693390882 PIMCO FOREIGN BD FD      
    ASGI AGILITY INCOME      
    239080401 DAVIS NEW YORK      
    26203E836 DREYFUS/THE BOSTON      
    780905451 ROYCE PREMIER FUND      
    78462F103 SPDR S & P 500      
    78464Y107 SPDR S&P MIDCAP 400      
    89155H793 TOUCHSTONE MID CAP      
    04315J837 ARTIO INTERNATIONAL      
    52106N889 LAZARD EMERGING      
    WELLS FARGO MULTI STRATEGY 100      
    ALPHAMETRIX MANAGED FUTURES      
    GRAHAM ALTERNATIVE INVESTMENT      
    PARTNERS GROUP PRIVATE EQUITY      
    ROBECO-SAGE MULTI-STRATE      
    CB RICHARD ELLIS REALTY TRUST      
    61744J317 MORGAN STANLEY INSTI      
    722005667 PIMCO COMMODITY REAL      
    779919109 T ROWE REAL PRICE      
    RICI LINKED PAM TOTAL      
    G62185106 MONTPELIER RE      
    746927102 QLT INC      
    G9618E107 WHITE MOUNTAINS INSU      
    32054K103 FIRST INDL RLTY TR      
    41902R103 HATTERAS FINANCIAL      
    902653104 UDR INC      
    465562106 ITAU UNIBANCO BANCO      
    009126202 AIR LIQUID- ADR      
    018805101 ALLIANZ SE      
    007192107 AMDIRAL GROUP PLC      
    02364W105 AMERICA MOVIL S.A.B.      
    042068106 ARM HOLINGS PLC      
    049255706 ATLAS COPCO AB      
    055434203 BG GROUP PLC ADR      
    G16962105 BUNGE LIMITED      
    136375102 CANADIAN NATL RR      
    138006309 CANON      
    143658300 CARNIVAL CORP      
    16940R109 CHINA RESOURCES      
    191459205 COCHLEAR LIMITED      
    12637N105 CLS LIMITED      
    237545108 DASSAULT SYSTEMES      
    23304Y100 DBS GROUP HOLDINGS      
    292505104 ENCANA CORP      
    296036304 ERSTE GROUP BANK      
    307305102 FANUC LTD      
    358029106 FRESENIUS MEDICAL      
    443251103 HOYO CORP      
    404280406 HSBC ADR      
    45104G104 ICICI BANK LTD ADR      
    453038408 IMPERIAL OIL LTD      
    466140100 JGC CORPORATION      
    48206M102 JUPITER TELECOM      
    502117203 LOREAL ADR      
    501897102 LI & FUNG LTD      
    H50430232 LOGITECH INTER.      
    54338V101 LONZA GROUP      
    502441306 LVMH MOET HENNESSY      
    62474M108 MTN GROUP LTD      
    641069406 NESTLE S.A.      
    66987V109 NOVARTIS AG      
    670100205 NOVO NORDISK A/S      
    71654V101 PETROLEO BRASILEIRO      
    N72482107 QIAGEN N.V.      
    771195104 ROCHE HOLDINGS LTD      
    803054204 SAP AG ADR      
    803866300 SASOL LIMITED ADR      
    806857108 SCHLUMBERGER LTD      
    80687P106 SCHNEIDER ELECTRIC      
    83569C102 SONOVA HOLDING AG      
    870123106 SWATCH GROUP AG      
    874093100 TAIWAN SEMICONDUCTOR      
    881575302 TESCO PLC ADR      
    881624209 TEVA PHARMACEUTICAL      
    900148701 TUKYE GARANTI BANKAS      
    90460M105 UNICHARM CORP      
    904767704 UNILEVER PLC      
    93114W107 WAL-MART DE      
    92933H101 WPP GROUP PLC      
    368287207 0A0 GAZPROM LEVEL 1      
    465562106 ITAU UNIBANCO BANCO      
    928662402 VOLKSWAGON AG PFD      
    00687A107 ADIDAS-AG      
    02364W105 AMERICA MOVIL      
    03938L104 ARCELORMITTAL NY      
    042068106 ARM HOLDING PLC      
    045387107 ASSA ABLOY AB      
    055434203 BG GROUP PLC ADR      
    05565A202 BNP PARIBAS ADR      
    136385101 CANADIAN NAT RES LTD      
    136375102 CANADIAN NATL RR CO      
    138006309 CANON INC ADR      
    143658300 CARNIVAL CORP      
    1694EN103 CHINA MERCHANTS      
    126132109 CNOOC CHINA NATIONAL      
    225401108 CREDIT SUISSE GROUP      
    237545108 DASSAULT SYSTEMS      
    29082A107 EMBRAER SA      
    307305102 FANUC LTD      
    343793105 FLSMIDTH & CO      
    358029106 FRESENIUS MEDICAL      
    41043M104 HANG LUNG PPTSY LTD      
    425883105 HENNES & MAURITZ      
    43858F109 HONG KONG EXCHANGES      
    455807107 INDUSTRIAL AND COMME      
    48667L106 KDDI CORPORATION      
    500458401 KOMATSU LIMITED      
    H50430232 LOGITECH INTERNATION      
    502441306 LVMH MOET HENNESSY      
    56164U107 MAN GROUP      
    606822104 MITSUBISHI UFJ      
    641069406 NESTLE S.A. REGISTER      
    647581107 NEW ORIENTAL ED      
    66987V109 NOVARTIS AG      
    670100205 NOVO NORDISK A/S      
    73755L107 POTASH CORP SASK      
    74463M106 PUBLICIS GROUPE S.A.      
    756255105 RECKITT BENCKISER      
    787572M105 SABMILLER PLC      
    803054204 SAP AG- ADR      
    806857108 SCHLUMBERGER LTD      
    826197501 SIEMENS AG-ADR      
    879382208 TELEFONICA SA ADR      
    88032Q109 TENCENT HOLDINGS      
    881575302 TESCO PLC ADR      
    881624209 TEVA PHARMACEUTICAL      
    892331307 TOYOTA MOTOR CORP      
    900148701 TURKIYE GARANTI      
    93114W107 WAL-MART DE MEXICO      
    98742U100 YOUKU.COM INC      
    368287207 0A0 GAZPROM LEVEL      
    495724403 KINGFISHER PLC ADR      
    26613Q106 DUPONT FABROS TECH      
    015271109 ALEXANDRIA REAL      
    00163T109 AMB PPTY CORP      
    024013104 AMERICAN ASSETS      
    024835100 AMERICAN CAMPUS      
    03748R101 APARTMENT INVT      
    053484101 AVALONBAY CMNTYS INC      
    101121101 BOSTON PROPERTIES      
    05564E106 BRE PPTYS INC      
    195872106 COLONIAL PPTYS TR      
    253863103 DIGITAL RLTY TR INC      
    25960P109 DOUGLAS EMMETT INC      
    28140H104 EDUCATION RLTY TR IN      
    29380T105 ENTERTAINMENT PPTYS      
    29472R108 EQUITY LIFESTYLE      
    294752100 EQUITY ONE INC      
    29476L107 EQUITY RESIENTIAL      
    297178105 ESSEX PPTY TR COM      
    313747206 FEDERAL RLTY INVT      
    370023103 GENERAL GROWTH      
    370023103 GENERAL GROWTH      
    379302102 GLIMCHER RLTY      
    40414L109 HCP INC      
    42217K106 HEALTH CARE REIT INC      
    427825104 HERSHA HOSPITALITY      
    431284108 HIGHWOODS PPTYS      
    437306103 HOME PROPERTIES      
    44107P104 HOST HOTELS & RESORT      
    49446R109 KIMCO RLTY CORP      
    517942108 LASALLE HOTEL      
    554382101 MACERICH CO COM      
    59522J103 MID AMERICA APART.      
    743410102 PROLOGIS SHS OF BENE      
    69360J107 PS BUSINESS PARKS      
    74460D109 PUBLIC STORAGE      
    751452202 RAMCO GERSHENSON PPT      
    828806109 SIMON PROPERTY GROUP      
    78440X101 SL GREEN REALTY CORP      
    875465106 TANGER FACTORY      
    876664103 TAUBMAN CTRS INC COM      
    92276F100 VENTAS INC COM      
    929042109 VORNADO REALTY TRUST      
    123998007 CHAMBERS STREET PROP      
    29299D444 THE ENDOWMENT TEI FU      
    70299RF16 PARTNERS GROUP PRIV AT COST 598,000 903,947
    80105N113 SANOFI CONTINGENT VA      
    AMX994405 ALPHAMETRIX MGD FUT      
    GRA994205 GRAHAM ALT INV FD II AT COST 380,000 315,488
    GTC997004 ASGI CORBIN MULTI ST AT COST 722,878 771,406
    GTC997WH2 ASGI CORBIN MULTI ST      
    GTY995004 ASGI AGILITY INCOME AT COST 949,941 1,002,258
    MRE991002 METRO REAL ESTATE PA AT COST 70,500 57,088
    RCI991006 RICI LINKED PAM TOTA AT COST 380,000 380,992
    RSG992316 ARDEN-SAGE MULT-STR      
    261980494 DREYFUS EMG MKT DEBT      
    61744J747 MORGAN STANLEY INS E      
    RSG999HB5 ARDEN-SAGE MULTI-STR      
    879080133 TEJON RANCH CO AT COST   114
    SKY990RF9 SKYBRIDGE MULTI-ADVI AT COST 400,000 413,178

    TY 2013 OtherDecreasesSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 4,390
    DISALLOWED WASH SALES 19,655
    PURCHASE ACCRUED INT EFFECTIVE AFTER TYE 450
    SALES WITH GAIN POSTING AFTER TYE 380
    SALES WITH LOSS EFFECTIVE DATE PRIOR TAX YEAR 84


    TY 2013 OtherExpensesSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PO BOX STAMPS AND SUPPLIES 120 0   120
    LOBBY FLOWERS 700 0   700
    GRANT ADMIN FEES 28,903 0   28,903
    ADR FEES 1,992 1,992   0
    PARTNERSHIP OTHER DEDUCTIONS   18,177   0


    TY 2013 OtherIncomeSchedule2
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEE REBATES 13,909 13,909  
    PARTNERSHIP INTEREST INCOME   289  
    PARTNERSHIP ORDINARY BUSINESS LOSS   -12,603  
    PARTNERSHIP OTHER INCOME   29,143  
    PARTNERSHIP NET ST GAIN   7,629  


    TY 2013 OtherIncreasesSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 1,962
    ROC BASIS ADJUSTMENTS 16,008
    PURCHASE ACCRUED INT POSTING BEFORE TY 245
    SALES WITH GAIN EFFECTIVE DATE PRIOR TAX YEAR 12,614
    COMMON TRUST FUND ADJUSTMENTS 25
    DIFFERENCE IN MERGER OF BRE 883
    ROUNDING 29


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 24,746 24,746    


    TY 2013 TaxesSchedule
    Name:
    TW MARIAN W OTTLEY-WATERTOWN
    EIN: 58-6222005
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,479 5,479   0
    FEDERAL TAX PAYMENT - PRIOR YE 11,039 0   0
    FEDERAL ESTIMATES - PRINCIPAL 15,852 0   0
    FOREIGN TAXES ON QUALIFIED FOR 2,788 2,788   0
    FOREIGN TAXES ON NONQUALIFIED 809 809   0