Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
TWIN TREES FOUNDATIONINC
 

Number and street (or P.O. box number if mail is not delivered to street address)5983 SE MOURNING DOVE WAY   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HOBE SOUND, FL33455
A Employer identification number

91-2092293
B Telephone number (see instructions)

(772) 546-3548
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$745,589J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 2,916 2,916  
4 Dividends and interest from securities...... 21,298 21,298  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 10,522
b Gross sales price for all assets on line 6a 101,707
7 Capital gain net income (from Part IV, line 2)... 7,795
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 34,736 32,009  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 2,550     2,550
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 579 3    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,581 3,191   390
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,710 3,194   2,940
25 Contributions, gifts, grants paid........ 35,088 35,088
26 Total expenses and disbursements. Add lines 24 and 25 41,798 3,194   38,028
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -7,062
b Net investment income (if negative, enter -0-) 28,815
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 438,220 42,456 42,456
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 94,104 Click to see attachment92,546 91,460
b Investments—corporate stock (attach schedule)........ 93,081 Click to see attachment98,379 145,875
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 73,599 Click to see attachment455,678 457,301
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment6,580 Click to see attachment8,497 Click to see attachment8,497
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 705,584 697,556 745,589
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment966  
23 Total liabilities (add lines 17 through 22).......... 966 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 704,618 697,556
30 Total net assets or fund balances (see page 17 of the
instructions).................... 704,618 697,556
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 705,584 697,556
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 704,618
2 Enter amount from Part I, line 27a..................... 2 -7,062
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 697,556
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 697,556
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 4 SH ALGERION PHARMACEUTICALS INC P 2012-08-01 2013-05-02
b 3 SH AVAGO TECHNOLOGIES LTF P 2012-11-21 2013-10-23
c 3 SH DANAHER CORP P 2013-07-17 2013-12-04
d 13 SH MERCK & CO INC P 2012-07-31 2013-01-28
e 6 SH RYDER SYSTEM INC P 2012-07-31 2013-02-01
1000 US TREASURY NOTE .25% P 2013-05-31 2013-10-31
4 SH ACORDIA THERAPEUTICS P 2011-08-18 2013-03-04
12 SH AAGO TECHNOLOGIES LTD P 2012-07-17 2013-10-23
10 SH COLGATE PALMOLIVE INC P 2011-06-10 2013-07-25
1 SH GENL DYNAMICS CORP P 2011-04-11 2013-05-08
1.666 SH KRAFT FOODS GROUP INC P 2011-03-28 2013-07-25
2 SH MICRON TECHNOLOGY INC P 2012-07-13 2013-12-04
3 SH TEVA PHARMACEUTICAL CORP P 2011-06-24 2013-02-28
2000 US TREASURY NOTE 2.75% P 2011-06-30 2013-02-28
4 SH WELLS FARGO & CO P 2011-10-27 2013-01-25
.4 LORD ABBOTT FLOATING P 2010-10-29 2013-04-18
1.847 LORD ABBOTT FLOATING P 2011-11-30 2013-04-18
1 SH ALLERGAN INC P 2012-09-27 2013-07-31
2 SH BAXTER INTL INC P 2013-05-03 2013-08-05
3 SH DOW CHEMICAL CORP P 2013-09-10 2013-11-13
21 SH METROPCS COMMUNICATIONS INC P 2012-06-20 2013-04-25
2 SH SALIX PHARMACEUTICALS INC P 2013-02-28 2013-08-14
8000 US TREASURY NOTE .25% P 2013-05-31 2013-11-29
1 SH ACORDA THERAPEUTICS P 2012-01-23 2013-03-04
2 SH AVAGO TECHNOLOGIES LTD P 2012-08-02 2013-10-23
1 SH COMCAST CORP P 2008-01-11 2013-12-04
3 SH GENL DYNAMICS CORP P 2011-04-11 2013-07-22
1.666 SH KRAFT FOODS GROUP INC P 2011-03-29 2013-07-25
8 SH MICRON TECHNOLOGY INC P 2012-11-20 2013-12-04
2 SH TEVA PHARMACEUTICAL CO P 2011-06-24 2013-03-22
2000 US TREASURY NOTE 2.75% P 2011-06-30 2013-05-31
2.032 LORD ABBETT FLOATING P 2012-04-30 2013-04-18
1.747 LORD ABBOTT FLOATING P 2010-11-30 2013-04-18
2.03 LORD ABBOTT FLOATING P 2011-12-30 2013-04-18
1 SH ALLERGAN INC P 2013-05-03 2013-08-14
1 SH BOEING COMPANY P 2013-09-12 2013-11-13
11 SH EQT CORP P 2012-07-17 2013-03-05
55 SH METROPCS COMMUNICATIONS INC P 2012-07-31 2013-04-25
2 SH SALIX PHARMACEUTICALS INC P 2013-03-04 2013-06-26
6000 US TREASURY NOTE 1% P 2012-11-02 2013-03-28
2 SH ADOBE SYSTEMS INC P 2010-08-26 2013-08-01
10 SH BOEING COMPANY P 2011-02-09 2013-07-12
3 SH COMCAST CORP P 2008-01-23 2013-12-04
3 SH GENL DYNAMICS CORP P 2011-05-09 2013-05-08
1.666 SH KRAFT FOODS GROUP INC P 2011-03-31 2013-07-25
1 SH MORGAN STANLEY P 2010-12-29 2013-07-02
2 SH TEVA PHARMACEUTICAL CO P 2012-01-20 2013-08-01
1000 US TREASURY NOTE 4.125% P 2007-08-31 2013-12-31
2.15 LORD ABBOTT FLOATING P 2012-05-31 2013-04-18
1.705 LORD ABBOTT FLOATING P 2010-12-17 2013-04-18
1 SH ALLERGAN INC P 2013-06-04 2013-05-08
13 SH BRUKER CORP P 2012-07-31 2013-02-21
4 SH EQT CORP P 2012-07-31 2013-03-05
12 SH MICRON TECHNOLOGY P 2012-05-14 2013-04-22
106 SH SIRIUS XM RADIO INC P 2012-12-20 2013-07-25
1000 US TREASURY NOTE 2% P 2013-02-28 2013-04-30
4 SH ADOBE SYSTEMS INC P 2010-08-26 2013-12-06
2 SH BOEING COMPANY P 2011-02-10 2013-05-08
5 SH COMCAST CORP P 2011-11-03 2013-12-04
2 SH GENL DYNAMICS CORP P 2011-06-09 2013-07-22
1.666 SH KRAFT FOODS GROUP INC P 2011-04-08 2013-07-25
5 SH MORGAN STANLEY P 2011-01-04 2013-07-02
2 SH ULTRA PETROLEUM CORP P 2009-01-12 2013-08-01
1000 US TREASURY NOTE 4.125% P 2010-06-30 2013-12-31
1.995 LORD ABBOTT FLOATING P 2012-06-29 2013-04-18
.741 LORD ABBOTT FLOATING P 2010-12-17 2013-04-18
5 SH ALNYLAM PHARMACEUTICALS INC P 2012-07-31 2013-01-25
7 SH CABOT OIL & GAS P 2012-07-16 2013-03-04
12 SH FREEPORT-MCMORAN COPPER & GOLD P 2013-04-22 2013-08-30
6 SH MICRON TEHNOLOGY INC P 2012-07-31 2013-05-30
4 SH SKYWORKS SOLUTIONS INC P 2012-07-31 2013-02-07
2000 US TREASURY NOTE 2% P 2013-02-28 2013-06-28
1 SH ADOBE SYSTEMS INC P 2010-09-22 2013-12-06
1 SH BOEING COMPANY P 2011-06-10 2013-05-08
3 SH DOW CHEMIC P 2011-08-09 2013-11-13
1 SH GENL FYNAMICS CORP P 2012-07-31 2013-10-03
1.666 SH KRAFT FOODS GROUP INC P 2011-04-11 2013-07-25
5 SH MORGAN STANLEY P 2011-01-06 2013-01-25
1 SH ULTRA PETROLEUM CORP P 2009-02-05 2013-02-01
1000 US TREASURY NOTE 4.125% P 2010-01-30 2013-12-31
1.989 LORD ABBOTT FLOATING P 2012-07-31 2013-04-18
1.796 LORD ABBOTT FLOATING P 2010-12-31 2013-04-18
5 SH AMERICAN CAPITAL AGENCY INC P 2012-12-11 2013-11-08
5 SH CABOT OIL & GAS CORP P 2012-09-25 2013-03-04
6 SH IMPAX LABORATORIES INC P 2013-06-04 2013-08-14
6 SH MICRON TECHNOLOGY INC P 2012-07-13 2013-06-27
7 SH SKYWORKS SOLUTIONS INC P 2012-11-23 2013-11-13
2000 US TREASURY NOTE 2% P 2013-03-28 2013-06-28
5 SH ADOBE SYSTEMS INC P 2010-09-23 2013-12-06
1 SH BOEING COMPANY P 2011-08-10 2013-07-12
2 SH DOW CHEMICAL P 2011-08-09 2013-12-04
2 SH GENL DYNAMICS CORP P 2012-07-31 2013-12-04
.666 KRAFT FOODS GROUP INC P 2011-04-14 2013-07-25
2 SH MORGAN STANLEY P 2011-01-07 2013-01-25
1 SH ULTRA PETROLEUM CORP P 2009-02-05 2013-02-01
2000 US TREASURY NOTE 4.125% P 2010-12-31 2013-12-31
2.079 LORD ABBOTT FLOATING P 2012-08-31 2013-04-18
1.71 LORD ABBOTT FLOATING P 2011-01-31 2013-04-18
5 SH AMERICAN CAPITAL AGENCY INC P 2013-05-30 2013-11-08
3 SH CABOT OIL & GAS CORP P 2012-10-11 2013-03-04
47 SH INTERPUBLIC GROUP OF COS INC P 2012-12-21 2013-07-25
6 SH MORGAN STANLEY P 2013-05-30 2013-07-02
11 SH SPIRIT AIRLINES INC P 2013-03-04 2013-09-16
3 SH VIACOM INC P 2012-12-20 2013-07-25
3 SH ADOBE SYSTEMS INC P 2010-09-27 2013-12-06
2 SH BOEING COMPANY P 2011-08-10 2013-11-13
1 SH DOW CHEMICAL P 2011-08-29 2013-12-04
3 SH GILEAD SCIENCES INC P 2011-11-21 2013-03-04
7 SH LIGAND PHARMACEUTICALS INC P 2012-07-31 2013-09-20
1 SH MORGAN STANLEY P 2011-01-07 2013-07-02
3 SH ULTRA PETROLEUM CORP P 2009-02-09 2013-02-01
1000 US TREASURY NOTE 4.75% P 2007-03-30 2000-04-03
2.028 LORD ABBOTT FLOATING P 2012-09-28 2013-04-18
1.718 LORD ABOTT FLOATING P 2011-02-28 2013-04-18
3 SH ARCHER DAMIELS MIDLAND CO P 2012-11-13 2013-05-08
2 SH CARDINAL HEALTH INC P 2013-06-03 2013-08-14
2 SH INTL PAPER CO P 2012-12-20 2013-04-22
4 SH NEXTERA ENERGY INC P 2013-03-04 2013-07-02
34 SH STEEL DYNAMICS INC P 2012-07-31 2013-04-22
3 SH WASTE MNGMT INC P 2013-02-28 2013-03-22
2 SH AEGERION PHARMACEUTICALS INC P 2012-08-01 2013-08-02
2 SH BOEING COMPANY P 2012-07-31 2013-11-13
4 SH DOW CHEMICAL P 2011-08-29 2013-12-20
3 SH GILEAD SCIENCES INC P 2011-11-21 2013-08-02
3 SH MEDTRONIC INC P 2008-12-18 2013-02-22
3 SH MORGAN STANLEY P 2011-02-09 2013-01-25
6 SH ULTRA PETROLEUM CORP P 2009-02-10 2013-02-01
2000 US TREASURY NOTE 4.75% P 2009-09-30 2013-05-31
2.092 LORD ABBOTT FLOATING P 2012-10-31 2013-04-18
1.772 LORD ABBOTT FLOATING P 2011-03-31 2013-04-18
16 SH ARCHER DANIELS MIDLAND CO P 2012-11-13 2013-07-16
2 SH CARDINAL HEALTH INC P 2013-07-12 2013-08-14
2 SH INTL PAPER CO P 2013-09-04 2013-12-04
3 SH NXP SEMICONDUCTORS NV P 2012-10-31 2013-02-07
8 SH STEEL DYNAMICS INC P 2013-03-04 2013-04-22
3 SH WASTE MNGMT INC P 2013-02-28 2013-06-26
3 SH AEGERION PHARMACEUTICALS P 2012-08-01 2013-08-02
1 SH CITIGROUP INC P 2010-12-20 2013-05-30
1 SH DOW CHEMICAL P 2011-08-30 2013-12-20
2 SH HOSPIRA INC P 2011-12-19 2013-08-05
2 SH MEDTRONIC INC P 2008-12-18 2013-03-04
5 SH MORGAN STANLEY P 2011-02-10 2013-01-25
5 SH ULTRA PETROLEUM CORP P 2010-10-06 2013-02-01
4000 US TREASURY NOTE 4.75% P 2011-01-31 2013-05-31
2.058 LORD ABBOTT FLOATING P 2012-11-30 2013-04-18
1.547 LORD ABBOTT P 2011-04-29 2013-04-18
4 SH ARCHER DANIELS MIDLAND CO P 2012-12-20 2013-04-22
2 SH CARDINAL HEALTH INC P 2013-09-18 2013-11-06
13 SH HRAFT FOODS GROUP INC P 2012-10-16 2013-07-25
3 SH PARKER HANNIFAN CORP P 2013-05-08 2013-11-13
1 SH TEVA PHARMACEUTICALS IND LTD P 2012-07-31 2013-03-08
1 SH WASTE MANAGEMENT INC P 2013-02-28 2013-08-01
2 SH ALNYNYLAM PHARMACEUTICALS INC P 2012-07-31 2013-08-02
1 SH CITIGROUP INC P 2011-02-09 2013-05-30
5 SH FIDELITY NATL INFORMATION SVCS P 2012-01-31 2013-07-31
2 SH HOSPIRA INC P 2011-12-21 2013-08-01
2 SH MEDTRONIC INC P 2008-12-18 2013-05-01
2 SH NORFOLK STHN CORP P 2012-02-28 2013-12-04
5 SH ULTRA PETROLEUM CORP P 2011-10-26 2013-02-01
2000 US TREASURY NOTE 4.75% P 2011-02-17 2013-05-31
2.244 LORD ABBOTT FLOATING P 2012-12-31 2013-04-18
1.938 LORD ABBOTT FLOATING P 2011-05-31 2013-04-18
2 SH ARCHER DANIELS MIDLAND CO P 2012-12-20 2013-05-08
12 SH CHECKPOINT SOFTWARE P 2013-04-25 2013-12-06
5 SH LIGAND PHARMACEUTICALS INC P 2012-07-31 2013-06-27
2 SH PARKER HANNIFAN CORP P 2013-05-08 2013-12-02
1 SH TEVA PHARMACEUTICALS IND LTD P 2012-07-31 2013-03-22
2 SH WASTE MNGMT INC P 2013-03-04 2013-08-01
10 SH AMERICAN CAPITAL AGENCY CORP P 2012-02-10 2013-11-08
2 SH CITIGROUP INC P 2011-02-10 2013-05-30
5 SH FIDELITY NATL INFORMATION SVCS P 2012-02-01 2013-07-31
3 SH ILLINOIS TOOL WORKS INC P 2003-02-13 2013-05-08
7 SH MEDTRONIC INC P 2008-12-19 2013-05-01
13 SH SKYWORKS SOLUTIONS INC P 2012-07-31 2013-11-13
1000 US TREASURY BOND 4.25% P 2010-03-31 2013-02-28
3000 US TREASURY NOTE 4.75% P 2012-01-31 2013-07-31
2.048 LORD ABBOTT FLOATING P 2013-01-31 2013-04-18
1.822 LORD ABBOTT FLOATING P 2011-06-30 2013-04-18
4 SH ARCHER DANIELS MIDLAND CO P 2013-03-04 2013-04-22
8 SH COMMERCIAL METALS INC P 2013-04-22 2013-08-02
6 SH LIGAND PHARMACEUTICALS INC P 2012-07-31 2013-07-15
2 SH PARKER HANNIFAN CORP P 2013-05-08 2013-12-04
3 SH TEVA PHARMACEUTICALS IND LTD P 2012-09-27 2013-03-08
7 SH WELLPOINT INC P 2012-07-25 2013-02-28
3 SH AMERICAN CAPITAL AGENCY CORP P 2012-02-13 2013-11-08
2 SH COACH INC P 2011-11-04 2013-09-27
5 SH FIDELITY NATL INFORMATION SCS P 2012-02-02 2013-07-31
4 SH ILLINOIS TOOL WORKS P 2003-02-13 2013-07-22
10 SH METROPICS COMMUNICATIONS INC P 2012-02-13 2013-04-25
3 SH SKYWORKS SOLUTIONS INC P 2012-09-21 2013-11-13
1000 US TREASURY BOND 4.25% P 2010-03-31 2013-03-28
4 SH WELLS FARGO & CO P 2003-02-13 2013-10-16
1.907 LORD ABBOTT FLOATING P 2013-02-28 2013-04-18
1.749 LORD ABBOTT FLOATING P 2011-07-29 2013-04-18
8 SH ATMEL CORP P 2012-01-25 2013-01-04
25 SH COMMERICAL METALS CO P 2013-04-22 2013-10-10
5 SH LIGAND PHARMACEUTICALS CORP P 2013-03-08 2013-05-03
7 SH PARKER HANNIFAN CORP P 2013-05-08 2013-12-17
3 SH TEA PHARMACEUTICALS IND LTD P 2013-10-09 2013-11-06
1 SH 3M CO P 2013-07-22 2013-11-26
5 SH AMERICAN CAPITAL AGENCY CORP P 2012-03-08 2013-11-08
4 SH COACH INC P 2012-01-20 2013-09-27
2 SH FIDELITY NATL INFORMATION SCS P 2012-02-03 2013-07-31
3 SH ILLINOIS TOOL WORKS P 2011-06-08 2013-05-08
10 SH METROPICS COMMUNICATIONS INC P 2012-02-14 2013-04-25
17 SH SPIRIT AIIRLINES INC P 2012-08-01 2013-09-16
2 SH UNITEDHEALTH GROUP P 2009-02-27 2013-07-31
1 SH WELLS FARGO & CO P 2008-07-10 2013-01-25
1.999 LORD ABBOTT FLOATING P 2013-03-28 2013-04-18
1.992 LORD ABBOTT FLOATING P 2011-08-31 2013-04-18
24 SH ATMEL CORP P 2012-01-25 2013-01-04
3 SH CUBIST PHARMACEUTICALS INC P 2012-07-31 2013-03-12
3 SH MELLANOX TECHNOLOGIES LTD P 2013-11-15 2013-12-04
2 SH PARKER HANNIFAN CORP P 2013-07-16 2013-10-01
1000 US TREASURY NOTE .25% P 2012-11-02 2013-07-31
1 SH 3M CO P 2013-07-22 2013-12-04
11 SH ATMEL CORP P 2012-01-26 2013-10-10
1 SH COACH INC P 2012-05-09 2013-09-27
3 SH FIDELITY NATL INFORMATION SVCS P 2012-02-07 2013-07-31
5 SH ILLINOIS TOOL WORKS P 2012-07-31 2013-10-02
29 SH METROPICS COMMUNICATIONS INC P 2012-02-21 2013-04-25
10 SH STARBUCKS CORP P 2012-03-27 2013-12-06
3 SH UNITED HEALTH GROUP P 2012-09-19 2013-10-02
5 SH WELLS FARGO & CO P 2008-07-11 2013-10-16
1.787 NUVEEN NWQ MULTI-CAP P 2012-12-28 2013-01-08
1.913 LORD ABBOTT FLOATING P 2011-09-30 2013-04-18
60 SH ATMEL CORP P 2012-11-27 2013-10-10
8 SH CUBIST PHARMACEUTICALS INC P 2012-07-31 2013-06-04
6 SH MERCK & CO INC P 2012-07-31 2013-01-18
1 SH PARKER HANNIFAN CORP P 2013-09-10 2013-10-01
1000 US TREASURY NOTE .25% P 2012-11-02 2013-10-31
1 SH 3M CO P 2013-09-12 2013-11-26
16 SH ATMEL CORP P 2012-05-10 2013-10-10
4 SH COLGATE PALMOLIVE INC P 2011-06-09 2013-07-25
1 SH GENL DYNAMICS CORP P 2009-05-13 2013-07-22
2 SH ILLINOIS TOOL WORKS P 2012-07-31 2013-12-04
6 SH MICRON TECHNOLOGY INC P 2012-05-14 2013-05-30
10 SH SYMANTEC CORP P 2012-01-20 2013-12-06
6 SH US BANCORP P 2010-10-25 2013-07-02
5 SH WELLS FARGO & CO P 2011-10-26 2013-01-25
429.185 LORD ABBOTT FLOATING P 2010-10-22 2013-04-18
1.932 LORD ABBOTT FLOATING P 2011-10-31 2013-04-18
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 176   61 115
b 136   98 38
c 222   205 17
d 560   577 -17
e 348   237 111
1,001   1,000 1
120   100 20
545   396 149
592   424 168
75   74 1
95   55 40
43   12 31
120   142 -22
2,034   2,101 -67
140   107 33
4   4  
18   17 1
111   92 19
142   141 1
118   119 -1
249   125 124
136   98 38
8,008   8,004 4
30   25 5
91   73 18
49   17 32
252   223 29
95   54 41
174   44 130
79   94 -15
2,022   2,101 -79
19   19  
17   16 1
19   18 1
92   104 -12
133   110 23
697   609 88
653   479 174
129   98 31
5,961   5,944 17
95   55 40
1,017   724 293
147   50 97
226   224 2
95   55 40
25   27 -2
79   92 -13
1,053   979 74
21   20 1
16   16  
91   99 -8
233   154 79
253   226 27
111   74 37
393   316 77
1,029   1,009 20
223   110 113
188   145 43
244   117 127
168   141 27
95   55 40
123   141 -18
36   71 -35
1,053   1,033 20
19   18 1
7   7  
123   93 30
442   282 160
362   342 20
72   37 35
95   116 -21
1,921   2,018 -97
56   26 30
94   73 21
118   85 33
86   64 22
95   56 39
113   144 -31
18   38 -20
1,053   1,040 13
19   18 1
17   17  
157   159 -2
315   220 95
128   112 16
87   37 50
181   152 29
1,921   2,027 -106
278   133 145
102   59 43
78   57 21
180   127 53
38   23 15
45   57 -12
18   39 -21
2,107   2,067 40
20   19 1
16   16  
105   135 -30
189   133 56
738   534 204
148   153 -5
371   231 140
218   161 57
167   81 86
265   119 146
39   28 11
130   54 76
323   135 188
25   29 -4
54   123 -69
1,048   1,010 38
19   19  
16   16  
103   75 28
105   94 11
94   79 15
321   290 31
483   438 45
115   112 3
185   30 155
265   148 117
175   113 62
185   54 131
134   97 37
68   90 -22
108   239 -131
2,087   2,230 -143
20   20  
17   17  
572   402 170
105   99 6
92   95 -3
90   72 18
114   120 -6
120   112 8
277   45 232
53   53  
44   28 16
83   58 25
90   65 25
113   149 -36
90   213 -123
4,174   4,477 -303
20   19 1
15   15  
129   112 17
123   106 17
738   611 127
349   279 70
40   41 -1
42   37 5
97   37 60
53   53  
216   143 73
84   58 26
94   65 29
176   140 36
90   156 -66
2,087   2,213 -126
21   21  
19   18 1
68   56 12
734   540 194
182   97 85
236   186 50
40   41 -1
85   74 11
210   302 -92
106   120 -14
216   143 73
202   85 117
329   224 105
336   378 -42
1,233   925 308
3,109   3,308 -199
20   19 1
17   17  
129   128 1
126   110 16
267   116 151
233   186 47
120   123 -3
438   376 62
63   91 -28
109   129 -20
216   144 72
294   113 181
119   99 20
78   75 3
1,233   925 308
170   90 80
18   18  
17   16 1
56   78 -22
412   344 68
135   114 21
840   650 190
111   117 -6
132   116 16
105   147 -42
218   259 -41
86   59 27
202   166 36
119   99 20
574   343 231
146   52 94
35   24 11
19   19  
19   18 1
167   232 -65
142   130 12
113   119 -6
219   200 19
1,001   999 2
127   116 11
81   106 -25
54   70 -16
129   87 42
377   273 104
344   299 45
798   563 235
217   165 52
212   115 97
41   34 7
18   17 1
439   311 128
417   346 71
257   266 -9
109   106 3
1,001   999 2
132   118 14
117   121 -4
237   170 67
84   55 29
156   109 47
72   37 35
236   167 69
218   142 76
175   128 47
4,099   4,000 99
18   18  
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       115
b       38
c       17
d       -17
e       111
      1
      20
      149
      168
      1
      40
      31
      -22
      -67
      33
       
      1
      19
      1
      -1
      124
      38
      4
      5
      18
      32
      29
      41
      130
      -15
      -79
       
      1
      1
      -12
      23
      88
      174
      31
      17
      40
      293
      97
      2
      40
      -2
      -13
      74
      1
       
      -8
      79
      27
      37
      77
      20
      113
      43
      127
      27
      40
      -18
      -35
      20
      1
       
      30
      160
      20
      35
      -21
      -97
      30
      21
      33
      22
      39
      -31
      -20
      13
      1
       
      -2
      95
      16
      50
      29
      -106
      145
      43
      21
      53
      15
      -12
      -21
      40
      1
       
      -30
      56
      204
      -5
      140
      57
      86
      146
      11
      76
      188
      -4
      -69
      38
       
       
      28
      11
      15
      31
      45
      3
      155
      117
      62
      131
      37
      -22
      -131
      -143
       
       
      170
      6
      -3
      18
      -6
      8
      232
       
      16
      25
      25
      -36
      -123
      -303
      1
       
      17
      17
      127
      70
      -1
      5
      60
       
      73
      26
      29
      36
      -66
      -126
       
      1
      12
      194
      85
      50
      -1
      11
      -92
      -14
      73
      117
      105
      -42
      308
      -199
      1
       
      1
      16
      151
      47
      -3
      62
      -28
      -20
      72
      181
      20
      3
      308
      80
       
      1
      -22
      68
      21
      190
      -6
      16
      -42
      -41
      27
      36
      20
      231
      94
      11
       
      1
      -65
      12
      -6
      19
      2
      11
      -25
      -16
      42
      104
      45
      235
      52
      97
      7
      1
      128
      71
      -9
      3
      2
      14
      -4
      67
      29
      47
      35
      69
      76
      47
      99
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 7,795
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 3,320
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 63,411 676,566 0.093725
2011 33,865 661,990 0.051156
2010 31,358 627,193 0.049997
2009 39,156 666,363 0.058761
2008 35,823 639,879 0.055984
2 Total of line 1, column (d) ...................... 2 0.309623
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.061925
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 747,359
5 Multiply line 4 by line 3....................... 5 46,280
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 288
7 Add lines 5 and 6......................... 7 46,568
8 Enter qualifying distributions from Part XII, line 4.............. 8 38,028
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 576
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 576
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 576
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,534
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,534
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,958
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,958 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, FL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJ BRADFORD SCHWALM Telephone no.bullet (772) 546-3548
    Located atbullet5983 SE MOURNING DOVE WAY5983 SE MOURNING DOVE WAYHOBE SOUNDFL ZIP+4bullet33455
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOANN F SCHWALMClick to see attachment PRESIDENT
    1.00     		0 0 0
    5983 SE MOURNING DOVE WAY
    HOBE SOUND,FL33455
    J BRADFORD SCHWALMClick to see attachment TREAS/DIRECT
    2.00     		0 0 0
    2920 N COMMONWEALTH AVE
    APT 4B
    CHICAGO,IL60657
    MATSON F SCHWALMClick to see attachment DIRECTOR
    2.00     		0 0 0
    2620 N WAYNE AVE
    CHICAGO,IL60614
    DUGAN H SCHWALMClick to see attachment DIRECTOR
    1.00     		0 0 0
    225 N COLUMBUS DRIVE
    APT 3809
    CHICAGO,IL60601
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    37,368
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    576
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    576
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    36,792
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    36,792
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    36,792
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 36,792
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 4,445
    b From 2009....... 6,226
    c From 2010....... 526
    d From 2011....... 1,430
    e From 2012....... 33,741
    fTotal of lines 3a through e......... 46,368
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 38,028
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 36,792
    e Remaining amount distributed out of corpus 1,236
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 47,604
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		4,445
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		43,159
    10 Analysis of line 9:
    a Excess from 2009.... 6,226
    b Excess from 2010.... 526
    c Excess from 2011.... 1,430
    d Excess from 2012.... 33,741
    e Excess from 2013.... 1,236
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AI DUPONT INSTITUTE
    1600 ROCKLAND ROAD
    WILMINGTON,DE19803     		N/A PUBLIC GENERAL SUPPORT 400
    ANTIQUE BOAT MUSEUM
    750 MARY STREET
    CLAYTON,NY13624     		N/A PC GENERAL SUPPORT 5,000
    ANTIQUE BOAT MUSEUM
    750 MARY STREET
    CLAYTON,NY13624     		NONE PC GENERAL SUPPORT 500
    ANTIQUE BOAT MUSEUM
    750 MARY STREET
    CLAYTON,NY13624     		NONE PC GENERAL SUPPORT 2,500
    ANN & ROBERT H LURIE CHILDREN'S
    HOSPITAL OF CHICAGO
    225 E CHICAGO AVENUE
    CHICAGO,IL60611     		NONE 501(C)(3) GENERAL SUPPORT 1,000
    ATLANTIC SALMON FEDERATION
    PO BOX 807
    CALAIS,ME046190807     		NONE PUBLIC GENERAL SUPPORT 100
    BOYS & GIRLS CLUB
    OF MARTIN COUNTY
    11500 SE LARES AVE
    HOBE SOUND,FL33455     		NONE 501(C)(3) GENERAL SUPPORT 250
    BREAST CANCER ALLIANCE
    48 MAPLE AVENUE
    GREENWICH,CT06830     		NONE 501(C)(3) GENERAL SUPPORT 200
    BRUNSWICK SCHOOL
    100 MAHER AVENUE
    GREENWICH,CT06830     		N/A 501C3 GENERAL SUPPORT 500
    CHICAGO CHILDREN'S CHARITIES
    1235A N CLYBOURN AVE 163
    CHICAGO,IL60610     		N/A PUBLIC GENERAL SUPPORT 500
    CHRIST MEMORIAL CHAPEL
    52 SOUTH BEACH ROAD
    HOBE SOUND,FL33455     		NONE 501(C)(3) GENERAL SUPPORT 250
    DENSMORE CHURCH
    PO BOX 571
    WELLESLEY ISLAND,NY13640     		N/A PUBLIC GENERAL SUPPORT 100
    EVERGLADES FOUNDATION
    1800 OLD CUTLER ROAD
    SUITE 625
    PALMETTO BAY,FL33157     		NONE 501(C)(3) GENERAL SUPPORT 200
    GLEN VIEW CLUB SCHOLARSHIP FUND
    100 GOLF ROAD
    GOLF,IL600290309     		N/A PUBLIC GENERAL SUPPORT 500
    HAMILTON COLLEGE
    198 COLLEGE HILL ROAD
    CLINTON,NY13323     		N/A PUBLIC GENERAL SUPPORT 1,000
    LINCOLN PARK ZOO
    PO BOX 14903
    CHICAGO,IL60614     		N/A 501(C)(3) GENERAL SUPPORT 2,000
    LOBLOLLYPOP FOUNDATION INC
    7407 SE HILL TERRACE
    HOBE SOUND,FL33455     		NONE 509(A)(2) GENERAL SUPPORT 2,000
    MEMORIAL SLOAN KETTERING
    FOUNDATION
    1275 YORK AVENUE
    NEW YORK,NY10065     		NONE 501(C)(3) GENERAL SUPPORT 250
    METROSQUASH
    5655 S UNIVERSITY AVE
    CHICAGO,IL60637     		NONE 501(C)(3) GENERAL SUPPORT 250
    MOORE MEMORIAL LIBRARY
    59 GENESEE STREET
    GREENE,NY13778     		NONE 501(C)(3) GENERAL SUPPORT 100
    NEXT STEP FITNESS
    4447 REDONDO BEACH BLVD
    LAWNDALE,CA90260     		NONE PUBLIC GENERAL SUPPORT 500
    REHAB INSTITUTE OF CHICAGO
    345 E SUPERIOR ST
    CHICAGO,IL60611     		NONE 501(C)(3) GENERAL SUPPORT 500
    RIVER HOSPITAL FOUNDATION
    PO BOX 567
    ALEXANDRIA BAY,NY13607     		N/A PUBLIC GENERAL SUPPORT 500
    SACRED HEART SCHOOLS
    6250 N SHERIDAN ROAD
    CHICAGO,IL60660     		NONE 501(C)(3) GENERAL SUPPORT 500
    SAMARITAN FOUNDATION
    830 WASHINGTON STREET
    WATERTOWN,NY13601     		NONE 5019C)(3) GENERAL SUPPORT 500
    SAVE THE RIVER
    409 RIVERSIDE DRIVE
    CLAYTON,NY13624     		N/A PUBLIC GENERAL SUPPORT 250
    SHEDD AQUARIUM
    1200 S LAKESHORE DRIVE
    CHICAGO,IL60605     		N/A PUBLIC GENERAL SUPPORT 250
    SNOWY CITY ARTS
    630 S HERMITAGE AVENUE
    103K
    CHICAGO,IL60612     		NONE 501(C)(3) GENERAL SUPPORT 250
    ST CHRYSOSTOM'S DAY SCHOOL
    1424 NORTH DEARBORN PKWY
    CHICAGO,IL60610     		NONE PUBLIC GENERAL SUPPORT 500
    ST CHRYSOSTOM'S DAY SCHOOL
    1424 NORTH DEARBORN PKWY
    CHICAGO,IL60610     		NONE 501(C)(3) GENERAL SUPPORT 500
    ST CHRYSOSTOM'S CHURCH
    1424 NORTH DEARBORN PKWY
    CHICAGO,IL60610     		NONE PUBLIC GENERAL SUPPORT 1,000
    ST CHRYSOSTOM'S CHURCH
    1424 NORTH DEARBORN PKWY
    CHICAGO,IL60610     		NONE PUBLIC GENERAL SUPPORT 350
    ST CHRYSOSTOM'S CHURCH
    1424 NORTH DEARBORN PKWY
    CHICAGO IL,IL60610     		NONE PUBLIC GENERAL SUPPORT 150
    THOUSAND ISLAND ART CENTER
    314 JOHN STREET
    CLAYTON,NY13624     		NONE 501(C)(3) GENERAL SUPPORT 250
    THOUSAND ISLANDS LAND TRUST
    PO BOX 238
    CLAYTON,NY13624     		NONE PUBLIC GENERAL SUPPORT 100
    THOUSAND ISLANDS LAND TRUST
    PO BOX 238
    CLAYTON,NY13624     		N/A PUBLIC GENERAL SUPPORT 1,100
    UNITED WAY OF MARTIN COUNTY
    10 SE CENTRAL PKWY 10
    STUART,FL34994     		NONE PC GENERAL SUPPORT 500
    UNIVERSITY OF CHICAGO
    BOOTH SCHOOL
    1427 EAST 60TH STREET
    SUITE 120
    CHICAGO,IL60637     		N/A PUBLIC GENERAL SUPPORT 2,000
    VANDERBILT UNIVERSITY
    SCHOOL OF ARTS AND SCIENCES
    2301 VANDERBILT PLACE
    NASHVILLE,TN372357727     		N/A PUBLIC GENERAL SUPPORT 1,000
    VANDERBILT UNIVERSITY
    SCHOOL OF ENGINEERING
    2301 VANDERBILT PLACE
    NASHVILLE,TN372350511     		N/A PUBLIC GENERAL SUPPORT 2,000
    WELLESLEY ISLAND FIRE DEPT
    POBOX 589
    THOUSAND ISLAND PARK,NY13692     		N/A PUBLIC GENERAL SUPPORT 500
    WEST MINSTER PARK CHAPEL
    47390 WESTMINSTER PARK RD
    WELLESLEY ISLAND,NY13640     		NONE   GENERAL SUPPORT 100
    WOMEN'S BOARD OF
    NORTHWESTERN MEMORIAL HOSPITAL
    541 NORTH FAIRBANKS COURT
    SUITE 800
    CHICAGO,IL60611     		NONE PUBLIC GENERAL SUPPORT 2,000
    WOMEN'S BOARD OF
    NORTHWESTERN MEMORIAL HOSPITAL
    541 NORTH FAIRBANKS COURT
    SUITE 800
    CHICAGO,IL60611     		N/A PUBLIC GENERAL SUPPORT 2,188
    Total .................................bullet 3a 35,088
    bApproved for future payment
    SAVE THE RIVER
    409 RIVERSIDE DRIVE
    CLAYTON,NY13624     		NONE PUBLIC GENERAL SUPPORT 500
    Total .................................bullet 3b 500
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 2,916  
    4 Dividends and interest from securities....     14 20,025 1,273
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 8,016 2,506
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   30,957 3,779
    13Total. Add line 12, columns (b), (d), and (e)..................
    1334,736
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION 2,550     2,550

    TY 2013 CompensationExplanation
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Person Name Explanation
    JOANN F SCHWALM  
    J BRADFORD SCHWALM  
    MATSON F SCHWALM  
    DUGAN H SCHWALM  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    6 SH SPIRIT AIRLINES INC 2012-10 PURCHASE 2013-09   203 106     97  
    4 SH AFOBE SYSTEMS INC 2010-08 PURCHASE 2013-08   190 110     80  
    1 SH INVESCO LTD 2011-10 PURCHASE 2013-05   34 17     17  
    5 SH INVESCO LTD 2011-10 PURCHASE 2013-05   172 85     87  
    7 SH INVESCO LTD 2011-10 PURCHASE 2013-05   241 124     117  
    2 LORD ABBOTT FLOATING 2012-01 PURCHASE 2013-04   19 18     1  
    2.034 LORD ABBOTT FLOATING 2012-02 PURCHASE 2013-04   19 19        
    2.174 LORD ABBOTT FLOATING 2012-03 PURCHASE 2013-04   21 20     1  
    410.747 NUVEEN NWQ MULTI-CAP 2012-03 PURCHASE 2013-05   9,311 8,211     1,100  
    112 WEINGARTEN REALTY INVESTORS 2002-09 PURCHASE 2013-05   3,868 2,871     997  
    500 RTS BROOKFLD GLOBAL 2013-04 PURCHASE 2013-10   230       230  

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Name of Stock End of Year Book Value End of Year Fair Market Value
    91 SH SERVICE SOURCE INTL    
    9 SH GILEAD SCIENCES INC    
    9 SH AEGERION PHARMACEUTICALS INC    
    88 SH MORGAN STANLEY    
    81 SH MICRON TECHNOLOGY INC    
    7 SH WELLPOINT INC    
    7 SH COLGATE PALMOLIVE CO    
    6 SH RYDER SYSTEM INC    
    6 SH RALPH LAUREN CORP CL A 867 1,059
    6 SH NEXTERA ENERGY INC 426 514
    58 SH SYMANTEC CORP    
    51 SH MCDERMOTT INTL INC    
    5 SH EOG RESOURCES INC 545 839
    4 SH EPIZYME INC 87 83
    5 SH ALLERGAN INC    
    4 SH ALLERGAN INC 328 444
    47 SH INTERPUBLIC GROUP OF COS INC    
    46 SH CITIGROUP INC    
    45 SH CITIGRPOUP INC 1,901 2,345
    4 SH DIGITAL REALTY TRUST INC REIT    
    26 SH DIGITAL REALTY TRUST INC REIT 1,407 1,277
    4 SH AMAZON INC    
    6 SH AMAZON INC 1,734 2,393
    10 SH AON PLC 784 839
    38 SH HALLIBURTON CO 1,174 1,929
    80 SH HERTZ GLOBAL HOLDINGS 1,308 2,290
    26 SH HOSPIRA INC 793 1,073
    18 SH ILLINOIS TOOLWORKS INC 599 1,513
    21 SH IMPAX LABORATORIES INC 350 528
    37 SH COMCAST CORP    
    28 SH COMCAST CORP 440 1,455
    23 SH DANAHER CORP 1,565 1,776
    36 SH ADOBE SYSTEMS INC    
    17 SH ADOBE SYSTEMS INC 441 1,018
    5 SH ALEXION PHARMEUTICALS INC 584 664
    34 SH STEEL DYNAMICS INC    
    33 SH WELLS FARGO & CO    
    33 SH ILLINOIS TOOL WORKS INC    
    31 SH JP MORGAN CHASE    
    3 SH BIO RAD LABORATORIES INC 333 371
    3 SH BLUEBIRD BIO INC 77 63
    29 SH INVESCO LTD    
    27 SH SKYWORKS SOLUTIONS INC    
    27 SH NOBLE CORP 784  
    27 SH MONDELEZ INTL INC   1,012
    26 SH GENERAL DYNAMICS CORP    
    13 SH GENERAL DYNAMICS CORP 630 1,242
    25 SH DOW CHEMICAL    
    23 SH DOW CHEMICAL 688 1,021
    25 SH BAKER HUGHES INC    
    30 SH BAKER HUGHES 1,525 1,658
    25 SH ARCHER DANIELS MIDLAND CO    
    23 SH US BANCORP    
    23 SH ULTRA PETROLEUM CORP (CANADA)    
    23 SH SPIRIT AIRLINES INC    
    23 SH AMERICAN CAPITAL AGENCY    
    22 SH LINCOLN NATL CORP    
    22 SH KRAFT FOODS GROUP INC    
    22 SH ACORDA THERAPEUTICS INC    
    17 SH ACORDA THERAPEUTICS INC 412 496
    6 SH APPLE INC 1,341 3,366
    49 SH APPLIED MATERIALS 864 866
    21 SH NXP SEMICONDUCTIRS NV COM EUR    
    20 SH TEVA PHARMACEUTICAL    
    20 SH FIDELITY NATL INFORMATION SVCS    
    19 SH PHILIP MORRIS INTL INC 1,741 1,655
    19 SH MERCK & CO INC    
    19 SH MACYS INC 683 1,015
    9 SH MALLINCKRODT PUB LTD CO 402 470
    11 SH MARTIN MARIETTA MATERIALS INC 1,048 1,099
    105 SH MCDERMOTT INTL INC 1,030 962
    17 SH MELLANOX TECHNOLOGIES LTD 677 679
    23 SH METLIFE INC 960 1,240
    41 SH MICRON TECHNOLOGY INC 215 892
    83 SH MONDELEZ INTL INC 2,250 2,929
    10 SH MONSATO CO 1,105 1,166
    66 SH MORGAN STANLEY 1,176 2,070
    20 SH NETAPP INC 743 823
    192 SH NII HOLDINGS INC 1,702 528
    20 SH NORFOLK STHN CO 1,397 1,857
    21 SH NXP SEMICONDUCTORS 503 965
    13 SH OWENS CORNING NEW 507 529
    49 SH J C PENNEY CO 785 448
    27 SH PG&E CORP 1,232 1,088
    8 SH SALIX PHARMACEUTICALS 378 720
    102 SH SERVICE SOURCE INTL 845 855
    48 SH SYMANTEC CORP 666 1,132
    11 SH TEVA PHARMACEUTICALS 444 441
    19 SH TIME WARNER INC 747 1,325
    11 SH UNITED HEALTHGROUP 407 828
    31 SH US BANCORP DEL 923 1,252
    12 SH VIACOM 562 1,048
    17 SH WALT DISNEY CO 1,213 1,299
    20 SH WASTE MANAGEMENT 736 897
    14 SH WELLS FARGO 315 636
    16 SH YUM BRANDS INC 1,175 1,210
    6 SH 3M CO 695 842
    19 SH FREESCALE SEMICONDUCTOR    
    26 SH FREESCALE SEMICONFUCTOR 305 417
    38 SH GENERAL MOTORS 1,357 1,553
    15 SH GILEAD SCIENCES INC 373 1,127
    18 SH LIGAND PHARMACEUTICALS INC    
    18 SH BOEING COMPANY    
    17 SH NETAPP INC    
    17 SH INTL PAPER CO    
    15 SH INTL PAPER CO 498 735
    22 SH INVESCO LTD 534 801
    49 SH JABIL CIRCUIT INC 1,022 855
    38 SH JP MORGAN CHASE 1,437 2,222
    174 SHG LEXICON PHARMEUTICALS 397 313
    18 SH ELI LILY & CO 908 918
    28 SH LINCOLN NATL CORP 768 1,445
    17 SH HESS CORP 943 1,411
    17 SH HERTZ GLOBAL HOLDINGS INC    
    17 SH COACH INC    
    10 SH COACH INC 616 561
    17 SH AVAGO TECHNOLOGIES LTD    
    16 SH UNITED HEALTH GROUP    
    16 SH BROADCOM CORP CL A    
    58 SH BROADCOM CORP 1,697 1,719
    11 SH CAPITAL ONE FINANCIAL 721 843
    8 SH CARDINAL HEALTH 336 534
    20 SH CHECK POINT SOFTWARE TECH 900 1,290
    15 SH VIACOM INC CL B    
    15 SH METLIFE INC    
    15 SH EQT CORP    
    15 SH CABOT OIL & GAS CORP    
    14 SH MEDTRONIC INC    
    14 SH ALNYLAM PHARMACEUTICALS INC    
    7 SH ALNYLAM PHARMACEUTICALS 130 450
    13 SH TIME WARNER INC    
    13 SH PG&E CORP (HOLDING CORP)    
    13 SH BRUKER CORP    
    13 SH BAXTER INTL    
    BAXTER INTL16 SH 833 1,113
    125 SH METROPCS COMMUNICATIONS INC    
    120 SH NII HOLDINGS INC CL B    
    12 SH HOSPIRA INC    
    119 SH ATMEL CORP    
    112 SH WEINGARTEN REALTY INVESTORS    
    11 SH NORFOLK STHN CORP    
    11 SH EDISON INTL 509 509
    19 SH ENVISION HEALTHCARE HLDGS 481 675
    11 SH CUBIST PHARMACEUTICALS INC    
    106 SH SIRIUS XM RADIO INC    
    1000 SH WP CAREY REIT 34,365 61,350
    10 SH STARBUCKS CORP    

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    US Government Securities - End of Year Book Value:

    92,546
    US Government Securities - End of Year Fair Market Value:

    91,460
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    750 SH CALAMOS CONV OP FD AT COST 11,594 9,945
    496.559 FIRST EAGLE OVERSEAS FUND CL AT COST 10,982 11,475
    235.008 FIRST EAGLE GLOBAL FUND CL A AT COST    
    399.099 FIRST EAGLE GLOBAL AT COST 19,159 21,396
    270.898 FRANKLIN TEMPLETON GLOBL A AT COST    
    743.625 FRANKLIN TEMPLETON GLOBAL AT COST 10,011 9,771
    770.548 INVESCO BALANCED RISK AT COST    
    1949.98 INVESCO BALANCED RISK AT COST 24,016 22,971
    351.651 LORD ABBETT FUNDAMENTAL EQ C AT COST    
    745.588 LORD ABBETT FUNDAMENTAL EQ C AT COST 10,848 11,415
    233.381 LORD ABBETT ALPHA STRATEGY F AT COST 5,265 7,489
    412.534 NUVEEN NWQ MULTI-CAP VALUE F AT COST    
    480.175 LORD ABBETT FLOATING RATE FD AT COST    
    866.362 LORD ABBETT BOND DEB FD CL A AT COST 6,279 7,061
    3238.617 LORD ABBETT SHORT DURATION AT COST 14,988 14,736
    500 BROOKFIELD GLOBAL LISTED AT COST 11,460 9,885
    1290 CBRE CLARION GLOBAL REAL EST AT COST 10,890 10,217
    1249.9 FMI LARGE CAP FUND AT COST 25,000 26,073
    2357.142 PIMCO REAL ESTATE REAL RETU AT COST 11,373 8,486
    1224.163 THOMAS WHITE EMERGING MARKE AT COST 15,000 14,115
    1042 JOHN HANCOCK PREFERRED INCOME F AT COST 18,240 16,245
    2249.498 JHANCOCK2 GLOBLA ABS AT COST 25,011 24,879
    2458.21 BLACKROCK STRATEGIC INCOME A AT COST 25,005 24,975
    1419.862 BLACKROCK EMRG MKTS19.862 AT COST 15,088 14,852
    2351.834 BLACKROCK GLOBAL LONG/SHORT AT COST 25,005 25,376
    4500.487 BLACKROCK MULTI-ASSET AT COST 50,104 50,856
    2520.161 VIRTUS SENIOR FLOATING RATE AT COST 25,011 24,899
    1489.304 MAINSTAY MARKETFIELD FD AT COST 25,021 27,582
    2979.852 NEUBERGER BERMAN LONG SHORT AT COST 35,158 37,695
    2319.068 SANDALWOOD OPPORTUNITY AT COST 25,170 24,907

    TY 2013 OtherAssetsSchedule
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DIVIDENDS RECEIVABLE- WP CAREY 6,580 870 870
    DIVIDENDS RECEIVABLE- MUTUAL FUNDS   403 403
    PREPAID EXCISE TAX   1,958 1,958
    DEPOSIT IN TRANSIT-SALES PROCEEDS   5,266 5,266


    TY 2013 OtherExpensesSchedule
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    INVESTMENT EXPENSES 3,191 3,191    
    ANNUAL DELAWARE CORPORATION F 25     25
    REGISTERED AGENT FEE 365     365


    TY 2013 OtherLiabilitiesSchedule
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCISE TAX PAYABLE 966  


    TY 2013 TaxesSchedule
    Name:
    TWIN TREES FOUNDATIONINC
    EIN: 91-2092293
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 576      
    FOREIGN TAXES PAID 3 3