TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
AUFZIEN FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)350 PASSAIC AVENUE Room/suite

City or town, state or province, country, and ZIP or foreign postal code
FAIRFIELD, NJ07004

A Employer identification number

22-2838652

B Telephone number (see instructions)

(973) 575-5132

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$6,121,059J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	100,000
2	Check
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities......	116,190		116,190
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		452,451
b	Gross sales price for all assets on line 6a 4,563,495
7	Capital gain net income (from Part IV, line 2)...			452,451
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		8,719	8,719
12	Total. Add lines 1 through 11........	677,360		577,360
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............	3,802		3,802	0
18	Taxes (attach schedule) (see instructions)		1,775	1,775	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		109,992	109,992	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	115,569		115,569	0
25	Contributions, gifts, grants paid........	374,350			374,350
26	Total expenses and disbursements. Add lines 24 and 25	489,919		115,569	374,350
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	187,441
b	Net investment income (if negative, enter -0-)			461,791
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		56,150	70,142	70,142
	2	Savings and temporary cash investments..........		178,828	576,289	576,289
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		4,432,190	4,148,237	5,460,883
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )		0	13,745	13,745
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		4,667,168	4,808,413	6,121,059
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........		0	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		4,667,168	4,808,413
	28	Paid-in or capital surplus, or land, bldg., and equipment fund		0	0
	29	Retained earnings, accumulated income, endowment, or other funds		0	0
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		4,667,168	4,808,413
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		4,667,168	4,808,413

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	4,667,168
2	Enter amount from Part I, line 27a.....................	2	187,441
3	Other increases not included in line 2 (itemize)	3	13,864
4	Add lines 1, 2, and 3..........................	4	4,868,473
5	Decreases not included in line 2 (itemize)	5	60,060
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	4,808,413

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	905 SHS ABBOTT LABS	P	2011-07-07	2013-01-04
b	905 SHS ABBIVE INC	P	2011-07-07	2013-01-04
c	799 SHS ASTRAZENCA	P	2013-01-04	2013-04-18
d	1,217 SHS ASTRAZENCA	P	2013-03-01	2013-05-16
e	3,509 SHS EATON VANCE SR FL RT T	P	2012-05-16	2013-01-04
	1,250 SHS EATON VANCE SR FL RT T	P	2012-08-17	2013-01-04
	855 SHS ENERPLUS CORP	P	2013-07-08	2013-12-18
	403 SHS ENTERGY CORP	P	2012-07-16	2013-12-03
	97 SHS ENTERGY CORP	P	2012-09-11	2013-12-03
	157 SHS ENTERGY CORP	P	2012-10-24	2013-12-03
	255 SHS ENTERGY CORP	P	2013-05-10	2013-12-03
	1,030 SHS EXELON	P	2013-07-24	2013-11-22
	4,408 SHS FIRST TR HIGH INCOME	P	2013-01-04	2013-06-27
	3,801 SHS FIRST TR HIGH INCOME	P	1943-05-10	2013-06-27
	909 SHS GLAXOSMITH KLINE	P	2013-04-01	2013-04-18
	482 SHS HEALTH CARE REIT	P	2013-07-24	2013-11-22
	380 SHS HEALTH CARE REIT	P	2013-10-23	2013-11-22
	643 SHS JOHNSON & JOHNSON	P	2011-04-28	2013-05-16
	264 SHS JOHNSON & JOHNSON	P	2011-08-09	2013-05-16
	2,802 SHS KON PHILIPS ELEC NV	P	2012-05-30	2013-03-01
	695 SHS MCDONALDS CORP	P	2012-11-27	2013-07-24
	637 SHS MICROSOFT CORP	P	2012-12-24	2013-05-10
	506 SHS MICROSOFT CORP	P	2012-12-24	2013-06-10
	1,372 SHS MICROSOFT CORP	P	2013-03-01	2013-06-10
	297 SHS NOVARTIS AG	P	2012-06-13	2013-04-18
	766 SHS NOVARTIS AG	P	2012-06-13	2013-10-23
	8,267.235 SHS PAYDEN EMERGING MKTS BD	P	2012-02-19	2013-02-04
	1,318.47 SHS PAYDEN EMERGING MKTS BD	P	2012-02-23	2013-02-04
	55.442 SHS PAYDEN EMERGING MKTS BD	P	2012-02-28	2013-02-04
	56.094 SHS PAYDEN EMERGING MKTS BD	P	2012-03-29	2013-02-04
	55.998 SHS PAYDEN EMERGING MKTS BD	P	2012-04-27	2013-02-04
	58.314 SHS PAYDEN EMERGING MKTS BD	P	2012-05-30	2013-02-04
	53.646 SHS PAYDEN EMERGING MKTS BD	P	2012-06-28	2013-02-04
	51.843 SHS PAYDEN EMERGING MKTS BD	P	2012-07-30	2013-02-04
	20,304.003 SHS PAYDEN HIGH INCOME FD	P	2012-01-26	2013-01-07
	147.97 SHS PAYDEN HIGH INCOME FD	P	2012-01-30	2013-01-07
	146.832 SHS PAYDEN HIGH INCOME FD	P	2012-02-28	2013-01-07
	2,150 SHS PROSHARES SHORT S&P 500	P	2013-01-24	2013-05-16
	1,172 SHS PROSHARES SHORT S&P 500	P	2013-04-18	2013-05-16
	5,270 SHS PROSHARES SHORT S&P 500	P	2013-07-08	2013-11-22
	15 PUTS SPDR S&P 500	P	2012-12-28	2013-03-16
	8,068.112 SHS RYDEX	P	2013-05-14	2013-07-03
	1,963 SHS SPDR DOW JONES INTL	P	2013-07-08	2013-12-16
	861 SHS VERIZON COMMUNICATIONS	P	2011-04-01	2013-05-16
	491 SHS VERIZON COMMUNICATIONS	P	2011-08-09	2013-05-16
	20 SHS ISHARES DOW JONES US REAL ESTATE INDEX	P	2013-06-06	2013-07-22
	137 SHS ISHARES DOW JONES US REAL ESTATE INDEX	P	2013-06-06	2013-12-20
	67 SHS ISHARES MSCI EAFE INDEX FD	P	2013-01-11	2013-07-22
	37 SHS ISHARES MSCI FRONTIER 100 FD	P	2013-05-31	2013-07-22
	14 SHS ISHARES RUSSELL 100 VALUE ETF	P	2013-01-11	2013-07-22
	22 SHS ISHARES RUSSELL MID CAP VALUE	P	2013-07-02	2013-07-22
	272 SHS ISHARES S&P NORTH AMERICAN	P	2013-05-21	2013-06-25
	81 SHS ISHARES TR JPMORGAN USD	P	2010-03-02	2013-06-21
	4 SHS ISHARES TR JPMORGAN USD	P	2010-03-02	2013-06-26
	92 SHS ISHARES TR JPMORGAN USD	P	2012-05-22	2013-06-26
	24 SHS ISHARES TR MSCI EAFE GROWTH INDEX FD	P	2012-07-03	2013-07-22
	288 SHS ISHARES TR S&P INTL PFD STK INDEX FD	P	2012-01-10	2013-06-03
	110 SHS ISHARES TR S&P INTL PFD STK INDEX FD	P	2012-01-10	2013-06-05
	101 SHS ISHARES TRUST BARCLAYS	P	2013-06-06	2013-07-22
	12 SHS ISHARES TRUST IBOXX	P	2013-05-31	2013-07-22
	80 SHS ISHARES TRUST IBOXX	P	2013-05-31	2013-08-20
	249 SHS ISHARES TRUST MSCI EMERGING MARKETS	P	2013-01-11	2013-05-30
	144 SHS ISHARES TRUST RUSSEL 1000 GROWTH INDEX FD	P	2009-10-29	2013-01-11
	177 SHS ISHARES TRUST RUSSEL 1000 GROWTH INDEX FD	P	2009-10-29	2003-04-17
	20 SHS ISHARES TRUST RUSSEL 1000 GROWTH INDEX FD	P	2009-10-29	2013-07-22
	133 SHS ISHARES TRUST RUSSEL 1000 GROWTH INDEX FD	P	2009-10-29	2013-08-13
	316 SHS ISHARES TRUST RUSSEL 1000 INDEX FD	P	2011-09-30	2013-06-06
	17 SHS ISHARES TRUST RUSSEL 1000 INDEX FD	P	2011-09-30	2013-07-22
	173 SHS ISHARES TRUST RUSSEL MIDCAP GROWTH INDEX FD	P	2012-01-20	2013-01-11
	164 SHS ISHARES TRUST RUSSEL MIDCAP GROWTH INDEX FD	P	2012-05-11	2013-01-11
	84 SHS MARKET VECTORS ETF TRUST GOLD MINES	P	2010-11-09	2013-03-04
	42 SHS MARKET VECTORS ETF TRUST GOLD MINES	P	2011-04-05	2013-03-04
	42 SHS MARKET VECTORS ETF TRUST GOLD MINES	P	2011-08-16	2013-03-04
	41 SHS SPDR GOLD TR	P	2009-10-29	2013-05-20
	29 SHS SPDR GOLD TR	P	2009-10-29	2013-06-21
	22 SHS SPDR GOLD TR	P	2011-04-05	2013-06-21
	34 SHS SPDR GOLD TR	P	2012-01-19	2013-06-21
	74 SHS SPDR INDES SHS FDS DOE JONES INTL	P	2012-02-03	2013-07-22
	120 SHS SPDR INDEX SHARES FUNDS SPDR S&P EMERGING MKT	P	2013-05-20	2013-06-20
	104 SHS SPDR INDEX SHARES FUNDS SPDR S&P EMERGING MKT	P	2013-05-20	2013-06-21
	16 SHS SPDR S&P 500 ETF TRUST	P	2013-06-06	2013-07-22
	58 SHS SPDR S&P 500 ETF TRUST	P	2013-06-06	2013-09-11
	55 SHS SPDR S&P 500 ETF TRUST	P	2013-06-06	2013-09-24
	168 SHS SPDR SERIES TR DB INTL GOVT	P	2012-12-19	2013-04-17
	173 SHS SPDR SERIES TR DB INTL GOVT	P	2012-12-19	2013-05-20
	32 SHS VANGUARD SCOTTSDALE FUNDS	P	2013-04-17	2013-07-22
	87 SHS VANGUARD SCOTTSDALE FUNDS	P	2013-04-17	2013-08-06
	128 SHS VANGUARD SCOTTSDALE FUNDS	P	2013-06-06	2013-08-06
	96 SHS ADT CORP	P	2012-10-01	2013-04-08
	92 SHS ADT CORP	P	2012-10-01	2013-06-19
	139 SHS ADT CORP	P	2012-10-11	2013-06-19
	103 SHS AGRIUM INC	P	2013-01-28	2013-04-16
	59 SHS BOEING COMPANY	P	2012-07-12	2013-12-13
	54 SHS BORG WARNER INC	P	2011-06-23	2013-09-20
	15 SHS BORG WARNER INC	P	2012-05-22	2013-09-20
	84 SHS CAPITAL ONE FINCL CORP	P	2012-02-03	2013-06-21
	2 SHS CAPITAL ONE FINCL CORP	P	2012-02-22	2013-06-21
	92 SHS CAPITAL ONE FINCL CORP	P	2012-02-22	2013-09-17
	30 SHS CAPITAL ONE FINCL CORP	P	2012-02-22	2013-10-10
	52 SHS CAPITAL ONE FINCL CORP	P	2012-03-20	2013-10-10
	66 SHS CAPITAL ONE FINCL CORP	P	2012-09-10	2013-10-10
	68 SHS CUMMINS INC	P	2012-01-03	2013-01-04
	53 SHS CUMMINS INC	P	2012-09-19	2013-01-04
	182 SHS DENBURY RESOURCES INC	P	2012-09-26	2013-10-21
	38 SHS DISCOVERY COMM	P	2011-01-11	2013-01-09
	34 SHS DISCOVERY COMM	P	2011-01-11	2013-01-11
	51 SHS DISCOVERY COMM	P	2011-01-11	2013-04-05
	34 SHS DISCOVERY COMM	P	2011-01-11	2013-06-21
	30 SHS DISCOVERY COMM	P	2011-08-12	2013-06-21
	70 SHS DISCOVERY COMM	P	2011-08-12	2013-07-03
	267 SHS DUNKIN BRANDS GROUP	P	2012-08-15	2013-10-22
	1 SH GOOGLE INC CL A	P	2012-02-01	2013-01-22
	10 SHS GOOGLE INC CL A	P	2012-02-09	2013-01-22
	6 SHS GOOGLE INC CL A	P	2012-04-24	2013-01-22
	115 SHS HUNT J B TRANS	P	2010-10-13	2013-03-21
	35 SHS IRON MTN	P	2011-08-10	2013-08-28
	57 SHS IRON MTN	P	2011-08-17	2013-08-28
	43 SHS IRON MTN	P	2011-08-17	2013-09-17
	50 SHS IRON MTN	P	2011-08-17	2013-09-19
	84 SHS IRON MTN	P	2012-03-20	2013-09-19
	42 SHS IRON MTN	P	2012-03-20	2013-10-17
	27 SHS IRON MTN	P	2012-11-21	2013-10-17
	18 SHS IRON MTN	P	2013-02-26	2013-10-17
	102 SHS IRON MTN	P	2013-02-26	2013-10-21
	298 SHS KINDER MORGAN INC	P	2012-05-31	2013-04-10
	122 SHS KINDER MORGAN INC	P	2012-06-11	2013-04-10
	114 SHS MARKWEST ENERGY PARTNERS	P	2011-12-16	2013-07-15
	67 SHS MARKWEST ENERGY PARTNERS	P	2011-12-16	2013-07-24
	4 SHS MARKWEST ENERGY PARTNERS	P	2012-05-14	2013-07-24
	230 SHS NOVARTIS AG	P	2012-04-19	2013-10-22
	41 SHS PIONEER NAT RES	P	2013-02-20	2013-09-24
	38 SHS PRAXAIR	P	2010-01-21	2013-04-16
	36 SHS PRAXAIR	P	2010-12-27	2013-04-16
	36 SHS PRAXAIR	P	2011-08-12	2013-04-16
	26 SHS PRAXAIR	P	2012-09-19	2013-04-16
	62 SHS UNION PACIFIC CORP	P	2012-02-06	2013-02-01
	54 SHS UNITED PARCEL SERVICE	P	2010-08-27	2013-02-05
	6 SHS UNITED PARCEL SERVICE	P	2011-02-25	2013-02-05
	81 SHS UNITED PARCEL SERVICE	P	2011-02-25	2013-05-29
	60 SHS UNITED PARCEL SERVICE	P	2012-10-11	2013-05-29
	37 SHS VISA INC CL A	P	2011-07-14	2013-08-06
	27 SHS VISA INC CL A	P	2011-11-02	2013-08-06
	400 SHS ABBVIE INC	P	2013-08-07	2013-09-23
	300 SHS AETNA INC	P	2013-11-14	2013-12-23
	400 SHS AGILENT TECHNOLOGIES INC	P	2013-04-24	2013-05-20
	400 SHS AGILENT TECHNOLOGIES INC	P	2013-04-24	2013-08-19
	300 SHS AGILENT TECHNOLOGIES INC	P	2013-07-08	2013-12-23
	200 SHS AGRIUM INC	P	2013-03-04	2013-04-15
	200 SHS ARIGAS INC	P	2013-01-16	2013-04-22
	200 SHS AMERICAN TOWER CORP	P	2013-01-30	2013-04-22
	200 SHS AMGEN INC	P	2013-07-23	2013-09-23
	200 SHS AMPHENOL CORP	P	2013-07-26	2003-10-21
	200 SHS ANDARKO PETE CORP	P	2013-10-31	2013-12-03
	400 SHS AUTONATION INC	P	2013-05-03	2013-09-23
	300 SHS BEAM INC	P	2013-04-26	2013-09-23
	66 SHS BOSTON PROPERTIES INC	P	2012-10-08	2013-07-22
	134 SHS BOSTON PROPERTIES INC	P	2012-10-09	2013-07-22
	4 CALLS ABBVIE INC	P	2013-07-08	2013-09-23
	2 CALLS ACCENTURE PLC IRELAND	P	2013-06-18	2013-07-25
	2 CALLS ACCENTURE PLC IRELAND	P	2013-07-30	2013-09-16
	2 CALLS ACCENTURE PLC IRELAND	P	2013-09-16	2013-10-21
	3 CALLS AETNA INC	P	2013-11-14	2013-12-23
	4 CALLS AGILENT TECHNOLOGIES	P	2013-04-24	2013-05-20
	4 CALLS AGILENT TECHNOLOGIES	P	2013-07-08	2013-08-19
	4 CALLS AGILENT TECHNOLOGIES	P	2013-11-05	2013-12-23
	2 CALLS AGRIUM INC	P	2013-03-04	2013-04-15
	2 CALLS AIRGAS INC	P	2013-01-16	2013-04-22
	2 CALLS AMERICAN TOWER CORP	P	2013-01-30	2013-04-22
	2 CALLS AMGEN INC	P	2013-07-23	2013-09-23
	1 CALL AMGEN INC	P	2013-09-26	2013-11-18
	2 CALLS AMPHENOL CORP	P	2013-07-26	2013-10-21
	2 CALLS ANADARKO PETROLEUM	P	2013-10-31	2013-11-21
	2 CALLS ANADARKO PETROLEUM	P	2013-11-21	2013-12-03
	4 CALLS AUTONATION INC	P	2013-05-03	2013-07-22
	4 CALLS AUTONATION INC	P	2013-07-22	2013-09-23
	4 CALLS AUTONATION INC	P	2013-10-23	2013-12-23
	3 CALLS BEAM INC	P	2013-04-26	2013-06-24
	3 CALLS BEAM INC	P	2013-06-24	2013-09-23
	3 CALLS BEAM INC	P	2013-09-26	2013-12-23
	2 CALLS BOSTON PROPERTIES INC	P	2013-01-04	2013-04-18
	2 CALLS BOSTON PROPERTIES INC	P	2013-04-18	2013-07-22
	2 CALLS BOSTON PROPERTIES INC	P	2013-07-24	2013-10-21
	2 CALLS BOSTON PROPERTIES INC	P	2013-10-21	2013-12-13
	3 CALLS CAPITAL ONE FINANCIAL CORP	P	2012-12-31	2013-01-22
	3 CALLS COMPUTER SCIENCES CORP	P	2013-10-29	2013-12-23
	8 CALLS D R HORTON	P	2013-01-24	2013-03-18
	7 CALLS D R HORTON	P	2013-04-24	2013-05-20
	2 CALLS DEERE & CO	P	2012-12-31	2013-02-19
	2 CALLS DEERE & CO	P	2013-03-14	2013-04-15
	3 CALLS DISCOVER FINANCIAL	P	2013-09-06	2013-10-21
	3 CALLS DR PEPPER SNAPPLE GROUP INC	P	2013-05-20	2013-03-19
	3 CALLS EASTMAN CHEMICAL CO	P	2012-12-31	2013-01-22
	3 CALLS EASTMAN CHEMICAL CO	P	2013-03-06	2013-04-22
	3 CALLS EASTMAN CHEMICAL CO	P	2013-04-22	2013-06-24
	3 CALLS EASTMAN CHEMICAL CO	P	2013-06-24	2013-09-11
	3 CALLS EASTMAN CHEMICAL CO	P	2013-10-04	2013-12-13
	3 CALLS EATON CORP	P	2013-09-13	2013-10-21
	3 CALLS EATON CORP	P	2013-11-17	2013-12-23
	3 CALLS ESTEE LAUDER COMPANIES	P	2013-03-14	2013-04-22
	3 CALLS ESTEE LAUDER COMPANIES	P	2013-06-28	2013-08-19
	3 CALLS ESTEE LAUDER COMPANIES	P	2013-08-19	2013-10-21
	2 CALLS EXXON MOBIL CORP	P	2013-03-05	2013-04-17
	2 CALLS FAMILY DOLLAR STORES INC	P	2012-12-31	2013-01-10
	4 CALLS FASTENAL CO	P	2013-11-07	2013-12-23
	1 CALL FLOWSERVE CORP	P	2012-12-31	2013-01-22
	3 CALLS FLOWSERVE CORP	P	2013-06-17	2013-07-22
	2 CALLS GAMESTOP	P	2013-09-11	2013-10-21
	3 CALLS GAMESTOP	P	2013-10-24	2013-11-18
	4 CALLS HARLEY DAVIDSON	P	2013-01-15	2013-02-14
	3 CALLS HARLEY DAVIDSON	P	2013-03-19	2013-05-20
	3 CALLS HARLEY DAVIDSON	P	2013-06-10	2013-06-21
	3 CALLS HARLEY DAVIDSON	P	2013-06-21	2013-08-19
	3 CALLS HARLEY DAVIDSON	P	2013-10-30	2013-12-13
	2 CALLS HOME DEPOT INC	P	2013-10-04	2013-12-23
	2 CALLS HONEYWELL INTL INC	P	2013-09-06	2013-10-21
	2 CALLS HUMAMA INC	P	2013-11-05	2013-12-23
	4 CALLS INTERNATIONAL PAPER CO	P	2013-05-21	2013-07-02
	4 CALLS INTERNATIONAL PAPER CO	P	2013-07-02	2013-08-08
	4 CALLS INTERNATIONAL PAPER CO	P	2013-08-08	2013-09-23
	4 CALLS INTERNATIONAL PAPER CO	P	2013-09-23	2013-11-18
	2 CALLS INTUIT INC	P	2012-12-31	2013-01-22
	3 CALLS INTUIT INC	P	2013-01-30	2013-04-18
	3 CALLS INTUIT INC	P	2013-04-18	2013-04-25
	3 CALLS INTUIT INC	P	2013-04-26	2013-05-28
	2 CALLS JB HUNT TRANSPORT SVCS INC	P	2012-12-31	2013-02-19
	3 CALLS JB HUNT TRANSPORT SVCS INC	P	2013-03-08	2013-04-22
	3 CALLS JB HUNT TRANSPORT SVCS INC	P	2013-04-22	2013-05-20
	2 CALLS KANSAS CITY SOUTHERN	P	2013-05-08	2013-06-24
	2 CALLS KANSAS CITY SOUTHERN	P	2013-06-24	2013-09-23
	1 CALL KANSAS CITY SOUTHERN	P	2013-09-27	2013-10-21
	3 CALLS LYONDELLBASELL INDUSTRIES	P	2013-05-09	2013-06-24
	3 CALLS LYONDELLBASELL INDUSTRIES	P	2013-06-28	2013-08-19
	3 CALLS MACERICH CO	P	2013-02-01	2013-02-20
	3 CALLS MOTOROLA SOLUTIONS	P	2013-07-19	2013-07-25
	3 CALLS MOTOROLA SOLUTIONS	P	2013-08-22	2013-09-16
	3 CALLS MOTOROLA SOLUTIONS	P	2013-09-16	2013-10-21
	2 CALLS NEXTERA ENERGY INC	P	2013-06-17	2013-09-23
	2 CALLS NEXTERA ENERGY INC	P	2013-09-23	2013-11-18
	4 CALLS ONEOK INC	P	2013-01-23	2013-04-22
	4 CALLS ONEOK INC	P	2013-01-23	2013-06-05
	3 CALLS PALL CORP	P	2013-07-30	2013-09-23
	2 CALLS PHILIP MORRIS INTL	P	2013-03-22	2013-06-24
	2 CALLS PHILIP MORRIS INTL	P	2013-06-24	2013-09-23
	3 CALLS PHILLIP 66	P	2013-05-22	2013-07-22
	3 CALLS PHILLIP 66	P	2013-07-22	2013-10-21
	3 CALLS PHILLIP 66	P	2013-10-21	2013-11-18
	3 CALLS PNC FINANCIL SVCS GROUP INC	P	2013-05-01	2013-06-24
	2 CALLS PNC FINANCIL SVCS GROUP INC	P	2013-08-21	2013-10-21
	2 CALLS PNC FINANCIL SVCS GROUP INC	P	2013-10-24	2013-12-23
	2 CALLS POLARIS INDUSTRIES INC	P	2012-12-31	2013-01-22
	2 CALLS POLARIS INDUSTRIES INC	P	2013-01-28	2013-02-21
	2 CALLS POLARIS INDUSTRIES INC	P	2013-02-22	2013-03-12
	2 CALLS POLARIS INDUSTRIES INC	P	2013-03-12	2013-04-15
	1 CALL PPG INDUSTRIES	P	2013-02-15	2013-05-08
	1 CALL PPG INDUSTRIES	P	2013-02-15	2013-05-15
	2 CALLS PRAXAIR INC	P	2012-12-31	2013-01-22
	4 SHS REYNOLDS AMERICAN	P	2013-06-12	2013-08-19
	3 SHS REYNOLDS AMERICAN	P	2013-09-30	2013-11-18
	3 CALLS ROSS STORES INC	P	2013-03-26	2013-05-20
	3 CALLS ROSS STORES INC	P	2013-06-12	2013-08-19
	3 CALLS ROSS STORES INC	P	2013-08-19	2013-10-21
	5 CALLS SEAGATE TECHNOLOGY	P	2013-04-23	2013-05-20
	3 CALLS SEAGATE TECHNOLOGY	P	2013-07-11	2013-08-19
	3 CALLS SEAGATE TECHNOLOGY	P	2013-09-04	2013-10-10
	3 CALLS SEAGATE TECHNOLOGY	P	2013-10-10	2013-12-23
	2 CALLS SMUCKER JM CO	P	2013-01-24	2013-04-22
	2 CALLS SMUCKER JM CO	P	2013-06-10	2013-07-22
	3 CALLS STARBUCKS CORP	P	2012-12-31	2013-01-15
	3 CALLS STARBUCKS CORP	P	2013-01-15	2013-02-19
	3 CALLS STARBUCKS CORP	P	2013-02-19	2013-04-22
	2 CALLS TIME WARNER CABLE INC	P	2013-01-08	2013-02-01
	3 CALLS TJX COMPANIES INC	P	2012-12-31	2013-01-15
	1 CALL TJX COMPANIES INC	P	2013-01-08	2013-04-22
	3 CALLS TJX COMPANIES INC	P	2013-01-16	2013-04-22
	3 CALLS TJX COMPANIES INC	P	2013-07-25	2013-10-21
	2 CALLS VENTAS INC	P	2012-12-31	2013-02-19
	2 CALLS VIACOM INC CL B	P	2013-10-18	2013-12-23
	4 CALLS WESTERN DIGITAL CORP	P	2013-03-08	2013-04-22
	3 CALLS WESTERN DIGITAL CORP	P	2013-04-29	2013-06-24
	3 CALLS WESTERN DIGITAL CORP	P	2013-07-02	2013-08-19
	1 CALL WESTERN DIGITAL CORP	P	2013-08-19	2013-10-21
	2 CALLS WESTERN DIGITAL CORP	P	2013-08-21	2013-10-21
	5 CALLS WILLAM SONOMA INC	P	2013-01-23	2013-04-22
	5 CALLS WILLAM SONOMA INC	P	2013-05-10	2013-07-22
	5 CALLS WILLAM SONOMA INC	P	2013-01-23	2013-08-30
	5 CALLS WILLAM SONOMA INC	P	2013-08-30	2013-11-18
	3 CALLS WYNDHAM WORLDWIDE CORP	P	2013-05-15	2013-06-21
	3 CALLS YUM BRANDS INC	P	2013-01-08	2013-02-19
	3 CALLS YUM BRANDS INC	P	2013-01-08	2013-04-09
	300 SHS CAPITAL INE FINL CORP	P	2012-10-05	2013-02-25
	400 SHS COLGATE PALMOLIVE CO	P	2012-12-27	2013-01-08
	800 SHS D R HORTON INC	P	2013-01-24	2013-03-18
	400 SHS D R HORTON INC	P	2013-04-25	2013-05-20
	200 SHS DEERE & CO	P	2012-11-13	2013-02-19
	200 SHS DEERE & CO	P	2013-03-14	2013-04-16
	919 SHS DENTSPLY INTERNATIONAL INC	P	2012-12-27	2013-01-08
	300 SHS DISCOVERY COMM	P	2013-09-06	2013-10-21
	300 SHS DR PEPPER SNAPPLE GROUP INC	P	2012-08-31	2013-05-20
	300 SHS EASTMAN CHEMICAL CO	P	2013-11-21	2013-01-22
	300 SHS EASTMAN CHEMICAL CO	P	2013-03-06	2013-09-11
	300 SHS EATON CORP	P	2013-09-13	2013-10-21
	300 SHS EATON CORP	P	2013-11-07	2013-12-23
	500 SHS ECOLAB INC	P	2012-12-27	2013-01-08
	300 SHS ESTEE LAUDER COMPANIES	P	2013-03-14	2013-04-22
	300 SHS ESTEE LAUDER COMPANIES	P	2013-06-28	2013-10-21
	200 SHS EXXON MOBIL CORP	P	2013-03-05	2013-04-19
	200 SHS FAMILY DOLLAR STORES INC	P	2012-07-10	2013-01-10
	350 SHS FASTENAL CO	P	2012-12-27	2013-01-08
	100 SHS FLOWSERVE CORP	P	2012-11-28	2013-01-22
	300 SHS FLOWSERVE CORP	P	2013-06-17	2013-07-22
	200 SHS GAMESTOP	P	2013-09-09	2013-10-21
	300 SHS GAMESTOP	P	2013-10-24	2013-11-18
	400 SHS HARLEY DAVIDSON INC	P	2013-01-11	2013-02-14
	300 SHS HARLEY DAVIDSON INC	P	2013-03-19	2013-05-20
	300 SHS HARLEY DAVIDSON INC	P	2013-03-19	2013-08-19
	300 SHS HARLEY DAVIDSON INC	P	2013-06-10	2013-12-13
	200 SHS HOME DEPOT	P	2013-10-04	2013-12-23
	200 SHS HONEYWELL INTL INC	P	2013-09-06	2013-10-21
	200 SHS HUMANA INC	P	2013-11-05	2013-12-23
	400 SHS INTERNATIONAL PAPER CO	P	2012-12-31	2013-02-13
	200 SHS INTUIT INC	P	2012-08-23	2013-01-22
	300 SHS INTUIT INC	P	2013-01-30	2013-05-28
	200 SHS JB HUNT TRANSPORT SERVICES INC	P	2012-12-31	2013-02-19
	300 SHS JB HUNT TRANSPORT SERVICES INC	P	2013-03-08	2013-05-20
	200 SHS KANSAS CITY STHN	P	2013-05-08	1943-09-23
	100 SHS KANSAS CITY STHN	P	2013-09-27	2013-10-21
	300 SHS LYONDELLABASELL INDUSTRIES	P	2013-05-09	2013-06-24
	300 SHS LYONDELLABASELL INDUSTRIES	P	2013-06-28	2013-08-19
	300 SHS MACERICH CO	P	2013-01-29	2013-02-19
	300 SHS MARATHON PETE CORP	P	2012-09-26	2013-01-22
	300 SHS MOTOROLA SOLUTIONS INC	P	2013-07-23	2013-10-21
	1,400 SHS MYLAN INC	P	2012-12-27	2013-01-08
	200 SHS NEXTERA ENERGY INC	P	2013-06-17	2013-11-18
	400 SHS ONEOK INC	P	2013-01-23	2013-04-22
	400 SHS ONEOK INC	P	2013-05-16	2013-06-05
	300 SHS PALL CORP	P	2013-07-30	1943-09-23
	300 SHS PHILLIPS 66	P	2013-05-22	2013-11-18
	300 SHS PNC FINANCIAL SVCS GP INC	P	2013-05-01	2013-06-24
	200 SHS PNC FINANCIAL SVCS GP INC	P	2013-08-22	2013-10-21
	200 SHS PNC FINANCIAL SVCS GP INC	P	2013-10-24	2013-12-23
	200 SHS POLARIS INDUSTIRES INC	P	2012-09-28	2013-01-22
	200 SHS POLARIS INDUSTIRES INC	P	2013-01-28	2013-04-16
	100 SHS PPG INDUSTRIES	P	2013-02-15	2013-05-08
	100 SHS PPG INDUSTRIES	P	2013-02-15	2013-05-15
	200 SHS PRAXAIR	P	2012-08-16	2013-01-22
	400 SHS REYNOLDS AMERICAN	P	2013-06-12	2013-08-19
	300 SHS REYNOLDS AMERICAN	P	2013-09-30	2013-11-18
	300 SHS ROSS STORES INC	P	2013-03-26	2013-05-20
	300 SHS ROSS STORES INC	P	2013-03-26	2013-10-21
	500 SHS SEAGATE TECHNOLOGY	P	2013-04-23	2013-05-20
	300 SHS SEAGATE TECHNOLOGY	P	2013-04-23	2013-12-23
	200 SHS SMUCKER J M COMPANY	P	2012-10-19	2013-01-22
	200 SHS SMUCKER J M COMPANY	P	2013-01-25	2013-04-22
	200 SHS SMUCKER J M COMPANY	P	2013-06-10	2013-07-22
	300 SHS STARBUCKS CORP	P	2012-06-22	2013-04-22
	200 SHS TIME WARNER CABLE INC	P	2013-01-08	2013-02-01
	300 SHS TJX COMPANIES INC	P	2012-11-28	2013-04-22
	100 SHS TJX COMPANIES INC	P	2013-01-08	2013-04-22
	300 SHS TJX COMPANIES INC	P	2013-07-25	2013-10-21
	100 SHS UNION PACIFIC CORP	P	2013-10-04	2013-11-18
	300 SHS UNITED HEALTH GROUP INC	P	2012-05-24	2013-06-13
	200 SHS VENTAS INC	P	2012-11-26	2013-02-19
	400 SHS WESTERN DIGITAL CORP	P	2013-03-08	2013-04-22
	300 SHS WESTERN DIGITAL CORP	P	2013-04-29	2013-06-24
	300 SHS WESTERN DIGITAL CORP	P	2013-07-02	2013-10-21
	500 SHS WILLIAMS SONOMA INC	P	2013-01-23	2013-04-22
	300 SHS WYNDHAM WORLDWIDE CO	P	2013-05-15	2013-06-21
	300 SHS YUM BRANDS INC	P	2013-01-08	2013-04-09
	1 CALL UNION PACIFIC CORP	P	2013-10-04	2013-11-18
	3 CALLS UNITEDHEATH GROUP INC	P	2012-12-31	2013-03-12
	3 CALLS UNITEDHEATH GROUP INC	P	2013-03-12	2013-06-13
	316 SHS ISHARES TR RUSSEL 2000 GROWTH INDEX FD	P	2008-01-01	2013-12-30
	90 SHS ISHARES TR RUSSEL 2000 GROWTH INDEX FD	P	2008-01-29	2013-12-30
	226 SHS ISHARES TR RUSSEL 2000 GROWTH INDEX FD	P	2011-07-11	2013-12-30
	468 SHS ISHARES TR RUSSEL 2000 VALUE INDEX FD	P	2008-01-01	2013-12-30
	86 SHS ISHARES TR RUSSEL 2000 VALUE INDEX FD	P	2011-07-11	2013-12-30
	225 SHS ISHARES TR MSCI EMERGING MARKETS	P	2008-01-01	2013-12-30
	316 SHS ISHARES TR MSCI EMERGING MARKETS	P	2011-07-11	2013-12-30
	610 SHS ISHARES TR RUSSEL 1000 GROWTH INDEX FD	P	2008-01-29	2013-12-30
	118 SHS ISHARES TR RUSSEL 1000 GROWTH INDEX FD	P	2011-07-11	2013-12-30
	436 SHS ISHARES TR RUSSEL 1000 VALUE INDEX FD	P	2008-01-29	2013-12-30
	476 SHS ISHARES TR RUSSEL MIDCAP GROWTH INDEX FD	P	2008-01-01	2013-12-30
	160 SHS ISHARES TR RUSSEL MIDCAP GROWTH INDEX FD	P	2008-01-29	2013-12-30
	335 SHS ISHARES TR RUSSEL MIDCAP GROWTH INDEX FD	P	2011-07-11	2013-12-30
	756 SHS ISHARES TR RUSSEL MIDCAP VALUE INDEX FD	P	2008-01-01	2013-12-30
	145 SHS ISHARES TR RUSSEL MIDCAP VALUE INDEX FD	P	2011-07-11	2013-12-30
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	29,939	23,986	5,953
b	31,033	23,986	7,047
c	40,693	38,527	2,166
d	62,460	54,639	7,821
e	57,192	55,199	1,993
	20,374	19,540	834
	16,161	12,966	3,195
	24,857	27,795	-2,938
	5,983	6,735	-752
	9,684	11,204	-1,520
	15,729	17,513	-1,784
	28,524	32,793	-4,269
	73,813	81,461	-7,648
	63,649	72,789	-9,140
	44,815	41,690	3,125
	28,636	32,752	-4,116
	22,576	24,682	-2,106
	55,112	41,172	13,940
	22,628	16,544	6,084
	77,776	50,217	27,559
	69,609	59,761	9,848
	21,242	17,419	3,823
	17,586	13,837	3,749
	47,685	37,572	10,113
	21,882	15,585	6,297
	57,441	40,197	17,244
	126,654	118,552	8,102
	20,199	19,131	1,068
	849	806	43
	859	810	49
	858	814	44
	893	818	75
	822	768	54
	794	771	23
	150,453	143,346	7,107
	1,096	1,043	53
	1,088	1,050	38
	62,947	69,559	-6,612
	34,313	36,139	-1,826
	138,121	155,210	-17,089
		4,761	-4,761
	162,572	161,927	645
	79,801	78,682	1,119
	45,233	33,067	12,166
	25,795	17,287	8,508
	1,386	1,334	52
	8,645	9,138	-493
	3,469	3,368	101
	1,171	1,184	-13
	1,239	1,053	186
	1,347	1,281	66
	10,356	11,181	-825
	8,578	8,515	63
	428	421	7
	9,842	9,672	170
	1,571	1,308	263
	7,410	7,309	101
	2,790	2,792	-2
	10,146	10,689	-543
	1,384	1,416	-32
	8,923	9,440	-517
	10,483	11,067	-584
	9,699	6,700	2,999
	12,510	8,236	4,274
	1,529	931	598
	10,266	6,188	4,078
	26,382	18,068	8,314
	1,504	972	532
	11,190	10,317	873
	10,608	9,780	828
	3,018	5,142	-2,124
	1,509	2,632	-1,123
	1,581	2,680	-1,099
	5,395	5,112	283
	3,616	3,616	0
	2,743	2,743	0
	4,239	4,240	-1
	3,072	2,645	427
	5,158	6,004	-846
	4,448	5,203	-755
	2,713	2,534	179
	9,768	9,187	581
	9,357	8,712	645
	10,534	10,739	-205
	10,629	11,058	-429
	2,714	2,962	-248
	7,143	8,052	-909
	10,509	11,139	-630
	4,390	3,402	988
	3,606	3,260	346
	5,449	5,348	101
	9,723	11,414	-1,691
	7,904	4,368	3,536
	5,412	3,918	1,494
	1,503	1,114	389
	5,214	3,832	1,382
	124	99	25
	6,255	4,539	1,716
	2,071	1,480	591
	3,589	2,714	875
	4,555	3,699	856
	7,256	5,978	1,278
	5,655	5,517	138
	3,460	3,151	309
	2,303	1,330	973
	2,065	1,190	875
	3,571	1,785	1,786
	2,379	1,190	1,189
	2,099	991	1,108
	4,853	2,311	2,542
	12,604	8,083	4,521
	715	575	140
	7,148	6,099	1,049
	4,289	3,654	635
	8,525	4,075	4,450
	945	1,069	-124
	1,539	1,736	-197
	1,146	1,309	-163
	1,339	1,523	-184
	2,250	2,445	-195
	1,067	1,222	-155
	686	887	-201
	457	617	-160
	2,606	3,497	-891
	11,175	15,097	-3,922
	4,575	3,924	651
	7,606	6,287	1,319
	4,558	3,695	863
	272	220	52
	17,140	12,653	4,487
	7,614	5,384	2,230
	4,285	3,067	1,218
	4,059	3,442	617
	4,059	3,376	683
	2,932	2,803	129
	8,352	7,245	1,107
	4,295	3,461	834
	477	447	30
	7,070	6,036	1,034
	5,237	4,427	810
	6,494	3,256	3,238
	4,739	2,558	2,181
	18,000	17,854	146
	19,500	19,460	40
	17,200	17,126	74
	18,000	17,126	874
	15,750	13,366	2,384
	18,427	20,536	-2,109
	19,000	18,466	534
	15,500	15,411	89
	22,000	21,410	590
	16,000	15,493	507
	17,864	19,175	-1,311
	18,800	18,316	484
	19,500	19,322	178
	7,260	7,259	1
	14,740	14,733	7
	460		460
	390	10	380
	287	294	-7
	245		245
	468		468
	440		440
	522		522
	395		395
	566	20	546
	420		420
	411		411
	511		511
	321		321
	413		413
	461	67	394
	519	364	155
	560		560
	496		496
	660		660
	575		575
	595		595
	417		417
	490	32	458
	610		610
	720		720
	488	19	469
	538		538
	406		406
	600		600
	534		534
	418		418
	620	91	529
	314		314
	270		270
	593		593
	600		600
	511		511
	841		841
	530	13	517
	490		490
	522		522
	450		450
	615		615
	566		566
	404	60	344
	360	6	354
	492		492
	391		391
	357		357
	442		442
	527		527
	716		716
	387		387
	424	86	338
	267		267
	523		523
	424		424
	356		356
	600		600
	494	45	449
	453	450	3
	537		537
	588		588
	240		240
	420	10	410
	493	71	422
	423	286	137
	340		340
	555		555
	543		543
	782		782
	730		730
	260		260
	673		673
	855		855
	388		388
	429	20	409
	186	233	-47
	185		185
	334		334
	330		330
	380		380
	190	80	110
	555		555
	374		374
	216		216
	615		615
	379		379
	450		450
	474		474
	426		426
	350		350
	480		480
	900	23	877
	340	602	-262
	660	349	311
	334		334
	334		334
	459		459
	464		464
	315		315
	522		522
	586		586
	425		425
	505		505
	493		493
	260	984	-724
	646		646
	380		380
	464		464
	312	62	250
	418		418
	467		467
	410	8	402
	300	28	272
	140		140
	453		453
	391		391
	300		300
	460		460
	608		608
	646		646
	725		725
	130		130
	378		378
	475		475
	538		538
	237	563	-326
	602		602
	515	59	456
	549		549
	274	762	-488
	15,435	17,769	-2,334
	42,372	41,884	488
	17,600	17,291	309
	17,500	17,121	379
	17,500	17,368	132
	16,636	18,442	-1,806
	37,035	36,346	689
	15,000	14,610	390
	13,500	13,394	106
	18,000	17,671	329
	21,750	21,599	151
	20,250	20,172	78
	21,000	20,777	223
	36,495	35,910	585
	19,500	19,483	17
	20,250	19,846	404
	17,343	17,954	-611
	11,320	14,010	-2,690
	16,524	16,093	431
	14,000	13,896	104
	16,500	16,490	10
	10,000	9,957	43
	16,500	16,441	59
	20,000	19,996	4
	16,500	15,863	637
	16,500	15,863	637
	19,500	16,271	3,229
	15,500	15,210	290
	16,500	16,371	129
	19,000	18,874	126
	16,000	15,877	123
	12,000	11,667	333
	17,718	19,046	-1,328
	12,000	11,838	162
	21,000	20,747	253
	22,000	21,977	23
	11,000	10,995	5
	18,675	18,658	17
	20,250	20,244	6
	18,000	17,985	15
	17,250	15,938	1,312
	18,000	17,941	59
	38,669	38,430	239
	16,500	16,146	354
	19,000	18,872	128
	17,326	19,504	-2,178
	21,000	20,906	94
	19,500	19,494	6
	20,250	20,224	26
	15,000	14,980	20
	15,000	14,955	45
	17,000	16,228	772
	17,144	18,446	-1,302
	14,500	13,919	581
	14,500	13,919	581
	22,000	21,781	219
	19,200	19,082	118
	14,700	14,684	16
	18,000	17,835	165
	20,250	17,835	2,415
	18,500	18,001	499
	14,100	10,801	3,299
	17,000	16,955	45
	18,000	17,846	154
	20,000	19,975	25
	16,500	16,301	199
	17,764	19,200	-1,436
	13,500	13,134	366
	4,500	4,369	131
	15,750	15,467	283
	15,500	15,398	102
	17,250	16,796	454
	13,000	12,959	41
	19,600	19,098	502
	16,500	16,246	254
	21,000	18,996	2,004
	18,000	17,563	437
	16,382	18,816	-2,434
	20,200	19,452	748
	390		390
	338	6	332
	333		333
	42,783	24,330	18,453
	12,185	6,929	5,256
	30,598	17,401	13,197
	46,511	28,755	17,756
	8,547	5,284	3,263
	9,329	9,655	-326
	13,102	13,559	-457
	52,143	34,356	17,787
	10,087	6,646	3,441
	40,857	32,504	8,353
	39,984	23,732	16,252
	13,440	7,977	5,463
	28,140	16,702	11,438
	49,464	27,940	21,524
	9,487	5,359	4,128
	70,059		70,059

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			5,953
b			7,047
c			2,166
d			7,821
e			1,993
			834
			3,195
			-2,938
			-752
			-1,520
			-1,784
			-4,269
			-7,648
			-9,140
			3,125
			-4,116
			-2,106
			13,940
			6,084
			27,559
			9,848
			3,823
			3,749
			10,113
			6,297
			17,244
			8,102
			1,068
			43
			49
			44
			75
			54
			23
			7,107
			53
			38
			-6,612
			-1,826
			-17,089
			-4,761
			645
			1,119
			12,166
			8,508
			52
			-493
			101
			-13
			186
			66
			-825
			63
			7
			170
			263
			101
			-2
			-543
			-32
			-517
			-584
			2,999
			4,274
			598
			4,078
			8,314
			532
			873
			828
			-2,124
			-1,123
			-1,099
			283
			0
			0
			-1
			427
			-846
			-755
			179
			581
			645
			-205
			-429
			-248
			-909
			-630
			988
			346
			101
			-1,691
			3,536
			1,494
			389
			1,382
			25
			1,716
			591
			875
			856
			1,278
			138
			309
			973
			875
			1,786
			1,189
			1,108
			2,542
			4,521
			140
			1,049
			635
			4,450
			-124
			-197
			-163
			-184
			-195
			-155
			-201
			-160
			-891
			-3,922
			651
			1,319
			863
			52
			4,487
			2,230
			1,218
			617
			683
			129
			1,107
			834
			30
			1,034
			810
			3,238
			2,181
			146
			40
			74
			874
			2,384
			-2,109
			534
			89
			590
			507
			-1,311
			484
			178
			1
			7
			460
			380
			-7
			245
			468
			440
			522
			395
			546
			420
			411
			511
			321
			413
			394
			155
			560
			496
			660
			575
			595
			417
			458
			610
			720
			469
			538
			406
			600
			534
			418
			529
			314
			270
			593
			600
			511
			841
			517
			490
			522
			450
			615
			566
			344
			354
			492
			391
			357
			442
			527
			716
			387
			338
			267
			523
			424
			356
			600
			449
			3
			537
			588
			240
			410
			422
			137
			340
			555
			543
			782
			730
			260
			673
			855
			388
			409
			-47
			185
			334
			330
			380
			110
			555
			374
			216
			615
			379
			450
			474
			426
			350
			480
			877
			-262
			311
			334
			334
			459
			464
			315
			522
			586
			425
			505
			493
			-724
			646
			380
			464
			250
			418
			467
			402
			272
			140
			453
			391
			300
			460
			608
			646
			725
			130
			378
			475
			538
			-326
			602
			456
			549
			-488
			-2,334
			488
			309
			379
			132
			-1,806
			689
			390
			106
			329
			151
			78
			223
			585
			17
			404
			-611
			-2,690
			431
			104
			10
			43
			59
			4
			637
			637
			3,229
			290
			129
			126
			123
			333
			-1,328
			162
			253
			23
			5
			17
			6
			15
			1,312
			59
			239
			354
			128
			-2,178
			94
			6
			26
			20
			45
			772
			-1,302
			581
			581
			219
			118
			16
			165
			2,415
			499
			3,299
			45
			154
			25
			199
			-1,436
			366
			131
			283
			102
			454
			41
			502
			254
			2,004
			437
			-2,434
			748
			390
			332
			333
			18,453
			5,256
			13,197
			17,756
			3,263
			-326
			-457
			17,787
			3,441
			8,353
			16,252
			5,463
			11,438
			21,524
			4,128
			70,059

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	452,451
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	438,242	5,384,002	0.081397
2011	387,258	5,456,438	0.070973
2010	433,709	5,498,577	0.078877
2009	510,474	5,257,633	0.097092
2008	451,678	8,408,276	0.053718

2	Total of line 1, column (d) ......................	2	0.382057
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.076411
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	5,634,687
5	Multiply line 4 by line 3.......................	5	430,552
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	4,618
7	Add lines 5 and 6.........................	7	435,170
8	Enter qualifying distributions from Part XII, line 4..............	8	374,350
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	9,236
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	9,236
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	9,236
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	1,270
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	6,000
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	7,270
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	1,966
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses. Click to see attachment

Yes

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

ALAN AUFZIEN Telephone no. bullet

(973) 575-5132

Located at bullet

350 PASSAIC AVENUEFAIRFIELDNJ ZIP+4 bullet

07004

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ALAN AUFZIEN	DIRECTOR 0.00	0	0	0
350 PASSAIC AVENUE FAIRFIELD,NJ07004	DIRECTOR 0.00	0	0	0
NORMA AUFZIEN	DIRECTOR 0.00	0	0	0
350 PASSAIC AVENUE FAIRFIELD,NJ07004	DIRECTOR 0.00	0	0	0
JONATHAN AUFZIEN	DIRECTOR 0.00	0	0	0
350 PASSAIC AVENUE FAIRFIELD,NJ07004	DIRECTOR 0.00	0	0	0
LESLIE LEVINE	DIRECTOR 0.00	0	0	0
350 PASSAIC AVENUE FAIRFIELD,NJ07004	DIRECTOR 0.00	0	0	0
MEREDITH BAUER	DIRECTOR 0.00	0	0	0
350 PASSAIC AVENUE FAIRFIELD,NJ07004	DIRECTOR 0.00	0	0	0
LISA AUFZIEN	DIRECTOR 0.00	0	0	0
350 PASSAIC AVENUE FAIRFIELD,NJ07004	DIRECTOR 0.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

281,734

Tax on investment income for 2013 from Part VI, line 5......

9,236

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

9,236

Distributable amount before adjustments. Subtract line 2c from line 1............

272,498

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

272,498

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

272,498

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					272,498
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	32,974
b From 2009.......	247,662
c From 2010.......	164,362
d From 2011.......	115,500
e From 2012.......	171,038
fTotal of lines 3a through e.........		731,536
4Qualifying distributions for 2013 from Part
XII, line 4: $ 374,350
a Applied to 2012, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					272,498
e Remaining amount distributed out of corpus		101,852
5 Excess distributions carryover applied to 2013.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		833,388
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		32,974
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		800,414
10 Analysis of line 9:
a Excess from 2009....	247,662
b Excess from 2010....	164,362
c Excess from 2011....	115,500
d Excess from 2012....	171,038
e Excess from 2013....	101,852

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

ALAN AUFZIEN

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

ALAN AUFZIEN
350 PASSAIC AVENUE
FAIRFIELD,NJ07004
(973) 575-5132

bThe form in which applications should be submitted and information and materials they should include:

LETTER

cAny submission deadlines:

NONE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

NONE

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
AMERICAN FRIENDS OF TEL AVIV UNIVERSITY 360 LEXINGTON AVENUE NEW YORK,NY10017		EXEMPT	DONATION	20,000
AMERICAN JEWISH COMMITTEE 165 EAST 56TH STREET NEW YORK,NY10222		EXEMPT	DONATION	5,000
ANTI DEFAMATION LEAGUE 605 THIRD AVENUE NEW YORK,NY10158		EXEMPT	DONATION	500
BOYS TOWN JERUSALEM FOUNDAITON OF AMERICA INC 91 FIFTH AVENUE NEW YORK,NY10003		EXEMPT	DONATION	500
CHRON'S & COLITIS FOUNDATION OF AMERICA 386 PARK AVE SOUTH NEW YORK,NY100168804		EXEMPT	DONATION	250
CITY HARVEST 575 EIGHTH AVENUE NEW YORK,NY10018		EXEMPT	DONATION	2,000
CJLPRINCETON HILLEL 70 WASHINGTON ROAD PRINCETON,NJ08540		EXEMPT	DONATIONDONATION	500
JEWISH ADOPTION & FOSTER CARE OPTIONS INC 4200 N UNIVERSITY DR SUNRISE,FL33351		EXEMPT	DONATION	15,000
JEWISH FAMILY SERVICES OF CLIFTON-PASSIAC 925 ALLWOOD RD 2ND FL CLIFTON,NJ07012		EXEMPT	DONATION	2,500
JEWISH NATIONAL FUND 42 EAST 69TH STREET NEW YORK,NY10021		EXEMPT	DONATION	4,000
NEW JERSEY SEEDS THE PEDDIE SCHOOL PO BOX 31 HIGHSTOWN,NJ08520		EXEMPT	DONATION	10,000
PAPERMILL PLAYHOUSE 22 BROOKSIDE DR MILLBURN,NJ07041		EXEMPT	DONATION	1,000
PINE CREST SCHOOL 1501 NE 62ND STREET FORT LAUDERDALE,FL33334		EXEMPT	DONATION	500
PRINCETON UNIVERSITY PO BOX 5357 PRINCETON,NJ08543		EXEMPT	DONATION	2,000
REPORT INC PBM 309 CHERRY HILL,NJ08003		EXEMPT	DONATION	6,000
SUNRISE DAY CAMP C/O FREIBERG JCC 15 NEAL CT OCEANSIDE,NY11572		EXEMPT	DONATION	1,000
SYMPHONY SPACE 2537 BROADWAY NEW YORK,NY10025		EXEMPT	DONATION	7,500
THE CONGREGATION SHEARITH ISRAEL 8 WEST 70TH STREET NEW YORK,NY10023		EXEMPT	DONATION	5,900
THE INVESTIGATIVE PROJECT ON TERRORISM 5614 CONNECTICUT AVE NW NO341 WASHINGTON,DC20015		EXEMPT	DONATION	5,000
THE RAMAZ SCHOOL 114 EAST 85TH STREET NEW YORK,NY10028		EXEMPT	DONATION	850
THE WASHINGTON INSTITUTE 5101 WISCONSIN AVE NW 100 WASHINGTON,DC20036		EXEMPT	DONATION	111,200
THE WASHINGTON INSTITUTE FOR NEAR EAST POLICY 1828 L STREET WASHINGTON,DC20036		EXEMPT	DONATION	2,500
UJA FEDERATION NYC 130 EAST 59TH ST NEW YORK,NY10022		EXEMPT	DONATION	5,000
UNIVERSITY OF PENNSYLVANIA 433 FRANKLIN BUILDING PHILADELPHIA,PA19104		EXEMPT	DONATION	102,000
VASSAR COLLEGE BOX 14 POUGHKEEPSIE,NY12601		EXEMPT	DONATION	50,000
AMERICAN FRIENDS OF JORDAN VILLAGE 244 MADISON AVE STE 482 NEW YORK,NY10016		EXEMPT	DONATION	5,000
JEWISH FEDERATION OF CLIFTON-PASSAIC 199 SCOLES AVENUE CLIFTON,NJ07012		EXEMPT	DONATION	2,500
MORRIS RUBELL HOLOCAUST REMEMBRANCE JOURNEYS 2 MARTHA DRIVE MORRISTOWN,NJ07960		EXEMPT	DONATION	1,800
NEW JERSEY PERFORMAING ARTS CENTER 1 CENTER STREET NEWARK,NJ07102		EXEMPT	DONATION	650
NY TIMES NEEDIEST CASES 4 CHASE METROTECH CENTER BROOKLYN,NY11245		EXEMPT	DONATION	200
TEMPLE BNAI AVIV 1410 INDIAN TRACE WESTON,FL33326		EXEMPT	DONATION	1,000
YBH HILLEL C/O JONATHAN GOLD 1633 CLIFTON AVE CLIFTON,NJ07013		EXEMPT	DONATION	2,500
Total ................................. 3a				374,350

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............
4 Dividends and interest from securities....			14	116,190
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....			14	8,719
8 Gain or (loss) from sales of assets other than inventory .............			14	452,451
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		577,360	0

13Total. Add line 12, columns (b), (d), and (e)..................

13577,360

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization AUFZIEN FOUNDATION INC

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	ALAN AUFZIEN 350 PASSAIC AVENUE FAIRFILED, NJ07004	$50,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	LISA AUFZIEN 7 MORAN ROAD WEST ORANGE, NJ07052	$50,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Name of organization AUFZIEN FOUNDATION INC

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
STOCKS AND BONDS	AT COST	1,332,175	2,644,821
CMS STRUCTURED PRODUCTS FUND	AT COST	420,976	420,976
CMS PRIVATE REIT FUND	AT COST	355,548	355,548
MUUS INDEPENDENCE FUND	AT COST	10,536	10,536
MAGNITUDE INTERNATIONAL	AT COST	404,038	404,038
WYNNEFIELD SMALL CAP OFFSHORE	AT COST	265,894	265,894
ALLEN KONRAD MERIDIAN INVESTORS LLC	AT COST	55,404	55,404
GOLUB CAPITAL PARTNERS V LP	AT COST	176,725	176,725
WHITEBOX MULTI STRATEGY FUND	AT COST	848,127	848,127
GEMS FUND LP	AT COST	90,447	90,447
GOLUB CAPITAL PARTNERS VII LP	AT COST	130,886	130,886
GOLUB CAPITAL PARTNERS VIII LP	AT COST	57,481	57,481

Description	Revenue and Expenses per Books	Net Investment Income
INVESTMENT FEES	39,784	39,784
OTHER INVESTMENT EXPENSES	47,068	47,068
PROFESSIONAL FEES	23,019	23,019
BANK CHARGES	96	96
FILING FEES	25	25

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
MUUS INDEPENDENCE FUND	-491	-491	-491
GOLUB CAPITAL PARTNERS V LP	2,513	2,513	2,513
MERIDIAN REDEVELOPMENT VALUE FUND 1	-2,633	-2,633	-2,633
GEMS FUND LP	5,874	5,874	5,874
GOLUB CAPITAL PARTNERS VII LP	2,198	2,198	2,198
GOLUB CAPITAL PARTNERS VIII LP	898	898	898
OTHER INCOME	360	360	360

Description	Amount
UNITED STATES TREASURY - TAX REFUND	3,184
NON-TAXABLE DISTRIBUTIONS	10,680

Name	Address
ALAN AUFZIEN	350 PASSAIC AVENUE FAIRFIELD,NJ07004
MICHELLE AUFZIEN	140 WEST END AVENUE APT 5C NEW YORK,NY10023
MERIDITH A BAUER	3 BLACKBERRY LANE FAIRFIELD,NJ07004