Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE STAINMAN FAMILY FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O ARTHUR J STAINMAN 320 E 72 ST   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10021
A Employer identification number

13-3980213
B Telephone number (see instructions)

(212) 756-3419
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$22,361,748
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 606,998
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 610,975 610,975  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,404,858
b Gross sales price for all assets on line 6a 5,625,211
7 Capital gain net income (from Part IV, line 2)... 2,015,708
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... -2,432 -2,432 0
12 Total. Add lines 1 through 11........ 2,620,399 2,624,251 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 36,454 32,809 0 3,645
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 12,114 4,885 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 947 946 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 49,515 38,640 0 3,645
25 Contributions, gifts, grants paid........ 1,393,181 1,393,181
26 Total expenses and disbursements. Add lines 24 and 25 1,442,696 38,640 0 1,396,826
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,177,703
b Net investment income (if negative, enter -0-) 2,585,611
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 149,538    
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment1,030,866 1,030,979
b Investments—corporate stock (attach schedule)........ 11,126,004 Click to see attachment11,164,194 19,423,359
c Investments—corporate bonds (attach schedule)........ 1,184,685 Click to see attachment1,458,725 1,652,047
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 184,636 Click to see attachment194,078 241,278
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment493 Click to see attachment14,085 Click to see attachment14,085
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,645,356 13,861,948 22,361,748
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment38,268
23 Total liabilities (add lines 17 through 22).......... 0 38,268
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 12,645,356 13,823,680
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 12,645,356 13,823,680
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 12,645,356 13,861,948
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 12,645,356
2 Enter amount from Part I, line 27a..................... 2 1,177,703
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 621
4 Add lines 1, 2, and 3.......................... 4 13,823,680
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 13,823,680
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b THRU KAISER VENTURE K-1 P    
c CAPITAL GAINS DIVIDENDS P    
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,623,012   3,609,476 2,013,536
b     27 -27
c 2,199     2,199
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       2,013,536
b       -27
c       2,199
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 2,015,708
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 855,308 15,949,021 0.053628
2011 695,797 14,031,395 0.049589
2010 536,306 10,757,674 0.049853
2009 451,113 7,675,952 0.058770
2008 371,201 8,181,762 0.045369
2 Total of line 1, column (d) ...................... 2 0.257209
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 0.051442
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 20,575,734
5 Multiply line 4 by line 3....................... 5 1,058,457
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 25,856
7 Add lines 5 and 6......................... 7 1,084,313
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,396,826
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 25,856
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 25,856
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 25,856
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 28,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 28,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,144
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet2,144 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletARTHUR J STAINMAN Telephone no.bullet (212) 756-3419
    Located atbullet320 EAST 72ND STREETNEW YORKNY ZIP+4bullet10021
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    ARTHUR J STAINMAN PRESIDENT
    0.00
    0 0 0
    320 EAST 72ND STREET
    NEW YORK,NY10021
    LOIS STAINMAN V. PRESIDENT
    0.00
    0 0 0
    320 EAST 72ND STREET
    NEW YORK,NY10021
    EVAN STAINMAN SECRETARY
    0.00
    0 0 0
    162 FERN COURT
    COLCHESTER,VT05446
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,028,787
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    25,856
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    25,856
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,002,931
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,002,931
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,002,931
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,002,931
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009....... 75,012
    c From 2010....... 21,789
    d From 2011....... 37,553
    e From 2012....... 103,077
    fTotal of lines 3a through e......... 237,431
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,396,826
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
    0
    c Treated as distributions out of corpus (Election
    required—see instructions).........
    0
    d Applied to 2013 distributable amount..... 1,002,931
    e Remaining amount distributed out of corpus 393,895
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 631,326
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
    0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    631,326
    10 Analysis of line 9:
    a Excess from 2009.... 75,012
    b Excess from 2010.... 21,789
    c Excess from 2011.... 37,553
    d Excess from 2012.... 103,077
    e Excess from 2013.... 393,895
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ARTHUR J STAINMAN
    LOIS STAINMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ABINGTON THEATRE COMPANY
    312 W 36TH
    NEW YORK,NY10018
      501C3 GENERAL 22,500
    ABS CBN FOUNDATION INTERNATIONAL
    150 SHORELINE DRIVE
    REDWOOD CITY,CA94065
      501C3 GENERAL 250
    AMERICAN CANCER SOCIETY INC
    250 WILLIAMS STREET NW
    ATLANTA,GA30303
      501C3 GENERAL 250
    AMERICAN INSTITUTE OF PHILANTHROPY
    PO BOX 578460
    CHICAGO,IL60657
      501C3 GENERAL 100
    AMERICAN JEWISH HISTORICAL SOCIETY
    15 WEST 16TH STREET FLOOR 5
    NEW YORK,NY10011
      501C3 GENERAL 1,000
    AMERICAN JEWISH WORLD SERVICES
    45 WEST 36TH STREET
    NEW YORK,NY10018
      501C3 GENERAL 18,500
    AMNESTY INTERNATIONAL
    5 PENN PLAZA
    NEW YORK,NY10001
      501C3 GENERAL 25,000
    BED STUY CAMPAIGN AGAINST HUNGER
    2010 FULTON STREET
    BROOKLYN,NY11233
      501C3 GENERAL 27,500
    BOSCOBEL EDUCATION FOUNDATION
    PO BOX 63
    BOSCOBEL,WI53805
      501C3 GENERAL 6,000
    BOYS AND GIRLS CLUB OF BURLINGTON INC
    62 OAK STREET
    BURLINGTON,VT05401
      501C3 GENERAL 3,000
    BRONXWORKS INC
    60 EAST TREMONT AVENUE
    BRONX,NY10453
      501C3 GENERAL 15,000
    BROOKLYN ACADEMY OF MUSIC
    30 LAFAYETTE AVENUE
    BROOKLYN,NY11243
      501C3 GENERAL 150
    CANCER RESEARCH INSTITUTE
    55 BROADWAY SUITE 1802
    NEW YORK,NY10006
      501C3 GENERAL 2,500
    CENTER FOR REPRODUCTIVE RIGHTS
    120 WALL STREET
    NEW YORK,NY10005
      501C3 GENERAL 2,000
    COALITION FOR HOMELESS
    129 FULTON STREET
    NEW YORK,NY10038
      501C3 GENERAL 4,500
    COLUMBIA UNIVERSITY
    615 WEST 131ST STREET MC 8741
    NEW YORK,NY10027
      501C3 GENERAL 300,000
    COMMITTEE ON TEMPORARY SHELTER
    PO BOX 1616
    BURLINGTON,VT05401
      501C3 GENERAL 1,500
    COUNCIL ON THE ENVIRONMENT INC
    51 CHAMBERS STREET
    NEW YORK,NY10007
      501C3 GENERAL 8,000
    CRAFT EMERGENCY RELIEF FUND INC
    PO BOX 838
    MONTPELIER,VT05601
      501C3 GENERAL 1,500
    DNDI NORTH AMERICA
    40 WALL STREET 24TH FLOOR
    NEW YORK,NY10005
      501C3 GENERAL 10,000
    D O E FUND
    232 EAST 84TH STREET
    NEW YORK,NY10028
      501C3 GENERAL 4,000
    DOCTORS WITHOUT BORDERS
    333 7TH AVE
    NEW YORK,NY10001
      501C3 GENERAL 120,000
    EAST SIDE HOUSE SETTLEMENT
    337 ALEXANDER AVE
    BRONX,NY10454
      501C3 GENERAL 1,850
    ELDRIDGE ST PROJECT
    12 ELDRIDGE ST
    NEW YORK,NY10002
      501C3 GENERAL 10,000
    EPISCOPAL CHARITIES OF THE DIOCESE OF NEW YORK INC
    1047 AMSTERDAM AVENUE
    NEW YORK,NY10025
      501C3 GENERAL 107,500
    FOOD BANK FOR NYC
    39 BROADWAY
    NEW YORK,NY10006
      501C3 GENERAL 61,000
    FOUNTAIN HOUSE
    425 WEST 47TH STREET
    NEW YORK,NY10036
      501C3 GENERAL 7,500
    FRACTURED ATLAS INC
    248 W 35TH STREET 10TH FLOOR
    NEW YORK,NY10001
      501C3 GENERAL 2,500
    FREEDOM FROM HUNGER
    1644 DAVINCI COURT
    DAVIS,CA95618
      501C3 GENERAL 1,500
    GOOD NEWS GARAGE - LSS INC
    14 EAST WORCESTER STREET NO 300
    WORCESTER,MA01604
      501C3 GENERAL 500
    GREEN MOUNTAIN ANIMAL DEFENDERS
    PO BOX 4577
    BURLINGTON,VT05406
      501C3 GENERAL 1,000
    GREENPEACE
    702 H STREET NW
    WASHINGTON,DC20001
      501C3 GENERAL 7,500
    HELP HOUSE - LOVE KITCHEN INC
    401 WEST 205TH STREET
    NEW YORK,NY10034
      501C3 GENERAL 25,000
    HENRY STREET SETTLEMENT
    265 HENRY STREET
    NEW YORK,NY10002
      501C3 GENERAL 8,000
    HOSPICE FOUNDATION OF PALM COUNTY INC
    139 NORTH COUNTY ROAD
    PALM BEACH,FL33480
      501C3 GENERAL 1,000
    HUMAN RIGHTS FIRST
    333 SEVENTH AVENUE 13TH FL
    NEW YORK,NY10001
      501C3 GENERAL 5,000
    INTL RESCUE COMM
    122 EAST 42 STREET
    NEW YORK,NY10168
      501C3 GENERAL 22,400
    LINCOLN CENTER THEATER
    150 W 65TH STREET
    NEW YORK,NY10023
      501C3 GENERAL 1,300
    LITERACY VOLUNTEERS OF UNION COUNTY INC
    121-125 CHESTNUT STREET NO 203
    ROSELLE,NJ07203
      501C3 GENERAL 750
    MEALS ON WHEELS
    355 LEXINGTON AVE
    NEW YORK,NY10017
      501C3 GENERAL 6,000
    MERCY CORP
    DEPT WEST PO BOX 2669
    PORTLAND,OR97208
      501C3 GENERAL 2,000
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVENUE
    NEW YORK,NY10028
      501C3 GENERAL 18,200
    NARAL
    470 PARK AVE
    NEW YORK,NY10016
      501C3 GENERAL 50,000
    NATL TRUST FOR HISTORIC PRESERVATION
    1785 MASSACHUSETTS AVE
    WASHINGTON,DC20036
      501C3 GENERAL 2,750
    NEIGHBORHOOD COALITION SHELTER
    157 EAST 86TH STREET
    NEW YORK,NY10028
      501C3 GENERAL 4,766
    NEW YORK TIMES NEEDIEST FUND
    620 8TH AVENUE
    NEW YORK,NY10018
      501C3 GENERAL 1,500
    NY CARES
    214 WEST 29TH STREET
    NEW YORK,NY10001
      501C3 GENERAL 9,500
    NY HISTORICAL SOCIETY
    170 CENTRAL PARK W
    NEW YORK,NY10024
      501C3 GENERAL 4,400
    OPEN SPACE INSTITUTE
    1350 BROADWAY
    NEW YORK,NY10018
      501C3 GENERAL 20,000
    PARTNERSHIP FOR HOMELESS
    305 7TH AVE
    NEW YORK,NY10001
      501C3 GENERAL 4,500
    PATHFINDER INTERNATIONAL
    9 GALEN STREET SUITE 217
    WATERTOWN,MA02472
      501C3 GENERAL 3,000
    PEOPLE FOR AMERICAN WAY
    2000 M STREET
    WASHINGTON,DC20036
      501C3 GENERAL 140,000
    PHYSICIANS FOR REPRODUCTIVE HEALTH
    55 WEST 39TH STREET 10TH FLOOR
    NEW YORK,NY10018
      501C3 GENERAL 500
    PLANNED PARENTHOOD
    26 BLEECKER STREET
    NEW YORK,NY10012
      501C3 GENERAL 33,000
    PROJECT RENEWAL
    200 VARICK STREET NO 9TH FL
    NEW YORK,NY10014
      501C3 GENERAL 1,000
    PUBLIC THEATER
    425 LAFAYETTE STREET
    NEW YORK,NY10003
      501C3 GENERAL 18,400
    ONE HUNDRED BLACK MEN INC
    105 EAST 22ND STREET ROOM 911
    NEW YORK,NY10010
      501C3 GENERAL 1,000
    RED HOOK INITIATIVE INC
    767 HICKS STREET
    BROOKLYN,NY11231
      501C3 GENERAL 1,500
    RIDER UNIVERSITY
    2083 LAWRENCEVILLE ROAD
    LAWRENCEVILLE,NJ08648
      501C3 GENERAL 25,000
    ROTHKO CHAPEL
    3900 YUPON ST
    HOUSTON,TX77006
      501C3 GENERAL 250
    ROUNDABOUT THEATRE COMPANY
    231 WEST 39TH STREET
    NEW YORK,NY10018
      501C3 GENERAL 2,500
    ROYAL OAK FOUNDATION
    35 WEST 35TH STREET SUITE 1200
    NEW YORK,NY10001
      501C3 GENERAL 115
    ST BARTHOLOMEW'S CONSERVANCY INC
    325 PARK AVENUE
    NEW YORK,NY10022
      501C3 GENERAL 40,000
    STORM KING ART CENTER
    OLD PLEASANT HILL ROAD
    MOUNTAINVILLE,NY12553
      501C3 GENERAL 7,500
    SUSAN G KOMEN BREAST CANCER FOUNDAATION
    5005 LBJ FREEWAY
    DALLAS,TX75244
      501C3 GENERAL 250
    THE CARNEGIE HALL CORPORATION
    881 SEVENTH AVENUE
    NEW YORK,NY10019
      501C3 GENERAL 12,500
    TRUST WOMEN FOUNDATION INC
    200 W DOUGLAS SUITE 600
    WICHITA,KS67202
      501C3 GENERAL 50,000
    UNITED NEIGHBORHOOD HOUSES
    70 WEST 36TH STREET
    NEW YORK,NY10018
      501C3 GENERAL 50,000
    WILDERNESS SOCIETY
    1615 M STREET NW
    WASHINGTON,DC20036
      501C3 GENERAL 30,000
    WOUNDED WARRIOR PROJECT INC
    4899 BELFORT ROAD NO 300
    JACKSONVILLE,FL32256
      501C3 GENERAL 3,000
    YORKVILLE PANTRY
    8 EAST 109TH STREET
    NEW YORK,NY10029
      501C3 GENERAL 12,500
    Total .................................bullet 3a 1,393,181
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
             
    4 Dividends and interest from securities....     14 610,975  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............
        18 1,404,858  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aORDINARY LOSS FROM PASSTHROUGH ENTITY     01 -2,432  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,013,401 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,013,401
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE STAINMAN FAMILY FOUNDATION INC
     
    Employer identification number

    13-3980213
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE STAINMAN FAMILY FOUNDATION INC
     
    Employer identification number

    13-3980213
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
     
     

    LOIS K STAINMAN  
    320 EAST 72ND STREET
     
    NEW YORK, NY10021

    $21,753


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
     
     

    ARTHUR J STAINMAN  
    320 EAST 72ND STREET
     
    NEW YORK, NY10021

    $23,525


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    3
     
     

    LOIS K STAINMAN  
    320 EAST 72ND STREET
     
    NEW YORK, NY10021

    $561,720


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE STAINMAN FAMILY FOUNDATION INC
     
    Employer identification number

    13-3980213
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    1
    2,358 SHARES CRIMSON WINE (CWGL) $21,753 2013-03-20
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    2
    1,000 SHARES STARZ LIBERTY CAPITAL(STRZA) $23,525 2013-04-30
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    3
    23,250 SHARES STARZ LIBERTY CAPITAL(STRZA) $561,720 2013-05-07
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE STAINMAN FAMILY FOUNDATION INC
     
    Employer identification number

    13-3980213
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND BOOKKEEPING FEES 36,454 32,809 0 3,645

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Name of Bond End of Year Book Value End of Year Fair Market Value
    15000 SHS BROOKFIELD ASSET MGMT INC NT 17,041 16,395
    21000 SHS JEFFERIES GROUP INC NEW FIXED RT SENIOR NOTE 20,603 25,620
    245000 SHS JEFFERIES GROUP INC NEW SRNT 225,353 250,513
    285000 SHS RANGE RES CORP SR SUB NT 315,266 303,881
    302000 SHS AVATAR HOLDINGS SRNT 255,094 298,980
    326000 SHS JARDEN CORP SR SUB NT 242,340 377,345
    350000 SHS CHESAPEAKE ENERGY CORP SR NT 383,028 379,313

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Name of Stock End of Year Book Value End of Year Fair Market Value
    100 SHS ALEXANDER & BALDWIN INC (NEW) COM 2,438 4,173
    100 SHS FAMOUS DAVES AMER INC 1,206 1,830
    100 SHS HARBINGER GROUP INC COM 877 1,185
    100 SHS ICONIX BRAND GROUP INC COM 1,983 3,970
    100 SHS JACK IN THE BOX INC 3,813 5,002
    100 SHS KENNEDY-WILSON HLDGS INC COM AVERAGE 1,418 2,225
    100 SHS KRISPY KREME DOUGHNUTS INC COM 1,343 1,929
    100 SHS MATSON INC COM 2,411 2,611
    100 SHS MULTI-COLOR CORP COM 2,116 3,774
    1000 SHS ICF INTL INC COM 25,824 34,710
    1000 SHS OLD LINE BANCSHARES INC 6,432 14,500
    10000 SHS CBS CORP CLASS B 59,918 637,400
    10000 SHS CVS CAREMARK CORP 315,810 715,700
    10000 SHS DUNDEE REAL ESTATE INVT TR UNIT SER A 271,576 271,298
    10100 SHS FLY LEASING LTD SPONSORED ADR 129,241 162,307
    10991 SHS ACCESS NATIONAL CORP COM 72,700 164,315
    12500 SHS DARDEN RESTAURANT INC COM 638,240 679,625
    15000 SHS BROOKFIELD ASSET MNGMT INC 239,114 582,450
    15000 SHS PARTNERS VALUE FUND INC COM 209,981 345,947
    15306 SHS CHESAPEAKE ENERGY CORP 260,234 415,405
    16350 SHS TECH DATA 858,631 843,660
    17500 SHS AMERICAN INTL GROUP INC COM 515,813 893,375
    188 SHS TRADE STREET RESIDENTIAL, INC 2,818 1,190
    191000 SHS DUNDEE ENERGY LTD COM 123,229 59,333
    1925 SHS EVERYWARE GLOBAL INC COM 15,279 15,939
    19900 SHS FRMO CORP COM NEW 38,718 139,300
    200 SHS BRT REALTY TRUST 1,305 1,414
    200 SHS REXNORD CORP NEW COM 4,599 5,402
    20000 SHS FOREST CITY ENTERPRISES INC 218,002 382,000
    20000 SHS ROUSE PPTYS INC COM 388,723 443,800
    21000 SHS JARDEN CORP COM 253,603 1,288,350
    22500 SHS MICROSOFT CORP COM 570,646 841,725
    22500 SHS ONEX CORP SUB VTG 403,440 1,214,698
    23274 SHS AV HOMES INC COM 575,033 422,889
    23573 SHS SAFEGUARD SCIENTIFIC INC COM NEW 212,472 473,582
    25000 SHS DUNDEE BANCORP INC. CL-A SUB VTG 153,140 439,847
    25000 SHS PRESTIGE BRANDS 200,466 895,000
    25000 SHS TITAN INTERNATIONAL INC ILL COM 480,505 449,500
    25500 SHS LEUCADIA NATIONAL CORP 518,270 722,670
    264 SHS EINSTEIN NOAH RESTAURANT GROUP INC 3,636 3,828
    2700 SHS MERCK & CO INC NEW COM 112,338 135,135
    30000 SHS DUNDEE PRECIOUS METALS INC 29,025 86,699
    3500 SHS LIBERTY MEDIA CORP DE CL A (LIBERTY MEDIA CORP 2013) 324,046 512,022
    40000 SHS TRIMAS CORP COM NEW 174,695 1,595,600
    450 SHS FFW CORP 8,784 7,938
    48152 SHS CARROLS RESTAURANT GROUP INC COM 98,258 318,285
    49250 SHS WINTHROP REALTY TRUST SH BEN INT BEW 597,726 544,213
    5000 SHS WEIGHTWATCHERS INTL INC NEW 191,149 164,650
    5300 SHS MAGNETEK INC COM NEW 94,290 127,041
    59464 SHS PACIFIC MERCANTILE BANCORP 329,128 369,866
    60000 SHS CBIZ INC COM 388,729 547,200
    60000 SHS MIRABELA NICKEL LTD SHS 219,010 859
    6800 SHS RANGE RES CORP 429,031 573,308
    68980 SHS INTERVEST BANCSHARES CORP CLA 201,412 518,040
    8750 SHS SOUTHERN NATL BANCORP VA INC COM 52,500 87,588
    9 SHS VIAD CORP COM 238 250
    9831 SHS COUSINS PPTYS INC 128,832 246,807

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    US Government Securities - End of Year Book Value:

    1,030,866
    US Government Securities - End of Year Fair Market Value:

    1,030,979
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    124.844 SHS GUGGENHEIM MID CAP VALUE FUND CLASS A AT COST 5,000 4,784
    127.116 SHS HOTCHKIS AND WILEY MID-CAP VALUE FUND CLASS A AT COST 5,011 5,106
    14350 SHS FIRST OPPORTUNITY FD INC COM AT COST 102,712 128,289
    149.522 SHS HOMESTEAD SMALL-COMPANY STOCK FUND AT COST 5,050 5,511
    155.252 SHS THE DELAFIELD FUND AT COST 5,249 5,906
    262.834 SHS AEGIS VALUE FUND AT COST 5,231 5,593
    5000 SHS BABSON CAP CORPORATE INVS COM AT COST 55,079 74,660
    82.216 SHS STRATTON SMALL-CAP COM CL A AT COST 5,329 6,027
    88.257 SHS HOTCHKIS AND WILEY SMALL-CAP VALUE FUND CLASS A AT COST 5,417 5,402

    TY 2013 OtherAssetsSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INTEREST PURCHASED - BROOKFIELD 31 0 0
    ACCRUED INTEREST PURCHASED - CHESAPEAKE 462 0 0
    ACCRUED INTEREST PURCHASED - RANGE RES CORP 0 8,867 8,867
    CASH IN TRANSIT 0 5,218 5,218


    TY 2013 OtherExpensesSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NY LAW JOURNAL 135 135 0 0
    BANK CHARGES 61 61 0 0
    NYS FILING FEE 750 750 0 0
    NONDEDUCTIBLE EXPENSE FROM PASSTHROUGH ENTITY 1 0 0 0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ORDINARY LOSS FROM PASSTHROUGH ENTITY -2,432 -2,432 0


    TY 2013 OtherIncreasesSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Description Amount
    NONDIVIDEND DISTRIBUTION 621


    TY 2013 OtherLiabilitiesSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Description Beginning of Year - Book Value End of Year - Book Value
    DUE TO BROKER 0 38,268


    TY 2013 TaxesSchedule
    Name:
    THE STAINMAN FAMILY FOUNDATION INC
    EIN: 13-3980213
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAXES 7,229 0 0 0
    FOREIGN TAX WITHHELD 4,885 4,885 0 0