Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 08-01-2013 , and ending 07-31-2014
Name of foundation
ANIMAL ASSISTANCE FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)405 Urban Street No 340   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Lakewood, CO80228
A Employer identification number

84-0715412
B Telephone number (see instructions)

(303) 744-8396
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$29,275,088J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 54,873
2 Check bullet
3 Interest on savings and temporary cash investments 26 26  
4 Dividends and interest from securities...... 373,066 373,066  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 379,310
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)... 379,310
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 89,836 89,836  
12 Total. Add lines 1 through 11........ 897,111 842,238  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 115,815 17,372   98,443
14 Other employee salaries and wages...... 105,307 10,793   94,514
15 Pension plans, employee benefits....... 30,272 3,222   27,050
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 19,538 4,250   15,288
c Other professional fees (attach schedule).... Click to see attachment 112,908 95,947   16,961
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 11,448 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 35,681 0   35,681
21 Travel, conferences, and meetings....... 37,683 0   37,683
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 26,948 1,393   25,555
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 495,600 132,977   351,175
25 Contributions, gifts, grants paid........ 1,039,840 1,039,840
26 Total expenses and disbursements. Add lines 24 and 25 1,535,440 132,977   1,391,015
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -638,329
b Net investment income (if negative, enter -0-) 709,261
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 25,494 19,865 19,865
2 Savings and temporary cash investments.......... 87,012 22,408 22,408
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 1,314    
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 12,371,096 Click to see attachment11,772,745 17,583,479
c Investments—corporate bonds (attach schedule)........ 3,601,859 Click to see attachment3,679,159 3,731,676
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 5,813,777 Click to see attachment5,771,439 7,915,559
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment2,101 Click to see attachment2,101 Click to see attachment2,101
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 21,902,653 21,267,717 29,275,088
Liabilities 17 Accounts payable and accrued expenses..........   3,393
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 3,393
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 21,902,653 21,264,324
30 Total net assets or fund balances (see page 17 of the
instructions).................... 21,902,653 21,264,324
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 21,902,653 21,267,717
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 21,902,653
2 Enter amount from Part I, line 27a..................... 2 -638,329
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 21,264,324
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 21,264,324
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly traded securities      
b Grosvenor Institutional Partners, L.P. P    
c GAM US Institutional Trading II LP P    
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a       423,924
b       -39,929
c       -4,685
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       423,924
b       -39,929
c       -4,685
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 379,310
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,189,466 25,935,291 0.045863
2011 1,077,964 24,163,638 0.044611
2010 1,104,583 24,893,504 0.044372
2009 1,165,394 23,415,341 0.049771
2008 1,089,945 22,840,195 0.047720
2 Total of line 1, column (d) ...................... 2 0.232337
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.046467
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 28,458,781
5 Multiply line 4 by line 3....................... 5 1,322,394
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,093
7 Add lines 5 and 6......................... 7 1,329,487
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,391,015
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,093
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,093
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,093
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 7,776
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,776
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 683
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet683 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.aaf-fd.org
    14
    The books are in care ofbulletRoger Haston Telephone no.bullet (303) 744-8396
    Located atbullet405 Urban Street No 340LakewoodCO ZIP+4bullet80228
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Craig Mills Member
    4.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Dan Figliola President
    4.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Diane Balkin Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Mark Lacy President
    4.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Tory G Bond Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Rosa De la Cruz Vice President
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Martha Smith Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    W Bruce Joss Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Dean Vicksman Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Erin Epperly Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Ted Cohn Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Todd Towel Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Auberey Lavizzp Member
    2.00     		0 0 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Roger Haston Executive Director
    40.00     		115,815 6,768 0
    405 Urban St Ste 340
    Lakewood,CO80228
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    Katherine L Parker Program Director
    40.00     		61,770 5,927 0
    405 Urban St Ste 340
    Lakewood,CO80228
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,422,939
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,093
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,093
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,415,846
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,415,846
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,415,846
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,415,846
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 1,252,059
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,391,015
    a Applied to 2012, but not more than line 2a 1,252,059
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 138,956
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		1,276,890
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    infoaaf-fdorg
    405 Urban Street Ste 340
    Lakewood,CO80228
    (303) 744-8396
    bThe form in which applications should be submitted and information and materials they should include:
    Before submitting a formal application for a grant, the applicant organization must register with AAF, and fill out the online Letter of Inquiry form. If the LOI is accepted, the organization will be notified to complete an on-line application.
    cAny submission deadlines:
    AAF's grant application deadlines are generally the last Friday in September and April
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Applicants must be a nonprofit organization or government entity located in Colorado or that has a direct impact on animals and their owners in Colorado. Requests must be for funding which is compatible with the Foundation's focus areas: Companion Animal Population Control; Operational Optimization; Permanent Homes; Cruelty Prevention and Intervention; and Innovation.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HUMANE SOCIETY OF THE PIKES PEAK REGION
    610 ABBOT LANE
    COLORADO SPRINGS,CO80905     		  PC 2014 SCAC Transfer Program 100,000
    GUNNISON VALLEY ANIMAL WELFARE LEAGUE
    PO BOX 1834 304 W TOMICHI
    GUNNISON,CO81230     		  PC Capital 50,000
    COLORADO FEDERATION OF ANIMAL WELFARE AGENCIES
    PO BOX 22603
    DENVER,CO802220603     		  PC Education 50,000
    SECOND CHANCE ANIMAL RESCUE FNDTN
    PO BOX 44 4852 COUNTY RD HH
    LAMAR,CO81052     		  PC Spay /Neuter and Extending Optimization 50,000
    DREAM CATCHER THERAPY CENTER INC
    5814 HWY 348
    OLATHE,CO81425     		  PC Purchase satellite property - down payment assistance 40,000
    NOAH'S ARK ANIMAL WELFARE ASSOCIATION
    PO BOX 478 224 NORTH CHESTNUT
    STREET
    TRINIDAD,CO81082     		  PC Las Animas County High-Impact Spay/Neuter Program 30,750
    COLORADO FEDERATION OF ANIMAL WELFARE AGENCIES
    PO BOX 22603
    DENVER,CO802220603     		  PC Annual Conference Education Programming 30,000
    HUMANE SOCIETY OF THE PIKES PEAK REGION
    610 ABBOT LANE
    COLORADO SPRINGS,CO80905     		  PC SCAC Microchip Program 25,000
    HUMANE SOCIETY OF THE PIKES PEAK REGION
    610 ABBOT LANE
    COLORADO SPRINGS,CO80905     		  PC Transfer Program - Supplement 25,000
    MESA COUNTY ANIMAL SERVICES
    971 COFFMAN ROAD
    WHITEWATER,CO81527     		  PC Mesa County Animal Welfare Partnership-Transfer Support 25,000
    MESA COUNTY ANIMAL SERVICES
    971 COFFMAN ROAD
    WHITEWATER,CO81527     		  PC Mesa County Animal Welfare Forum Spay/Neuter Grant II 22,500
    HUMANE SOCIETY OF THE PIKES PEAK REGION
    610 ABBOT LANE
    COLORADO SPRINGS,CO80905     		  PC 2014 PAS Phase III (81003) Targeted Spay and Neuter 20,800
    RIFLE ANIMAL SHELTER
    0569 COUNTY ROAD 265
    RIFLE,CO81650     		  PC No Littering!! 20,000
    HUMANE SOCIETY OF WELD COUNTY
    1620 42ND STREET
    EVANS,CO80620     		  PC Every Cat Counts 15,500
    TELLURIDE ANIMAL FOUNDATION
    335 W COLORADO AVE
    TELLURDIE,CO81435     		  PC Spay/Neuter Clinics 15,000
    CITY OF AURORA DBA AURORA ANIMAL SHELTER
    15750 E 32ND AVENUE
    AURORA,CO80011     		  PC Population Control--Spay/Neuter for Shelter Animals 15,000
    SPAYTODAY NEUTERNOW
    1864 S WADSWORTH BOULEVARD UNIT 2
    LAKEWOOD,CO80232     		  PC Discount Programs 15,000
    PET PROJECT
    489 S FERNCLIFF DRIVE
    PUEBLO WEST,CO81007     		  PC Pet Project 15,000
    COLORADO VETERINARY MEDICAL ASSOCIATION
    191 YUMA STREET
    DENVER,CO80223     		  PC Dog Protection Statue Officer Training 15,000
    FELINE RESCUE NETWORK DBA LOOKWHATTHECATBROUGHTINNORG
    424 W FILLMORE
    COLORADO SPRINGS,CO80907     		  PC Funds for dental and medical care other than spay/neuter 15,000
    ARKANSAS VALLEY SPAY NEUTER ALLIANCE
    27526 COUNTY RD 18 3/4
    ROCKY FORD,CO81067     		  PC Spay/Neuter Vouchers 15,000
    RIFLE ANIMAL SHELTER
    0569 COUNTY ROAD 265
    RIFLE,CO81650     		  PC Spay and Neuter Makes them Cuter! 15,000
    LARIMER HUMANE SOCIETY
    5137 S COLLEGE AVE
    FORT COLLINS,CO80525     		  PC Stabilization of Shelter Population Through In-transfer of Adoptable Animals 15,000
    DIVINE FELINE
    2600 W 2ND AVE 10
    DENVER,CO80219     		  PC Spay/Neuter Services for Feral and Stray Cats 15,000
    PET PROJECT
    489 S FERNCLIFF DRIVE
    PUEBLO WEST,CO81007     		  PC Spay, Spay, Spay! 14,350
    DOGSTER'S SPAY & NEUTER PROGRAM D-SNIP
    10 TOWN PLAZA 115
    DURANGO,CO81301     		  PC D-SNiP Mobile 10,500
    LONGMONT HUMANE SOCIETY
    9595 NELSON ROAD
    LONGMONT,CO80501     		  PC Longmont Humane Society - Flood Evacuee Support 10,000
    LA JUNTA ANIMAL SHELTER
    1619 SANTA FE 30227 6TH AVE
    LA JUNTA,CO81050     		  PC La Junta Animal Shelter Assistance 10,000
    PETS FOREVER
    1601 CAMPUS DELIVERY COLORADO STATE
    UNIVERSITY
    FORT COLLINS,CO80523     		  PC Pets Forever - Veterinary Care Liaisons 10,000
    LEAGUE FOR ANIMALS & PEOPLE OF THE SUMMIT
    PO BOX 2512
    FRISCO,CO80443     		  PC Spay/Neuter & Medical/Surgical Aid 10,000
    NORTHERN COLORADO FRIENDS OF FERALS
    718 MATHEWS ST
    FORT COLLINS,CO80524     		  PC Van request 10,000
    HAMLETT SPAY AND NEUTER CLINIC
    3660 CITADEL DRIVE N
    COLORADO SPRINGS,CO80909     		  PC Low Income Spay and Neuter 10,000
    COLORADO HORSE RESCUE
    10386 NORTH 65TH STREET
    LONGMONT,CO80502     		  PC Horse Care Fund and Community Education 10,000
    COLORADO HUMANE SOCIETY & SPCA
    2080 S QUEBEC ST
    DENVER,CO80231     		  PC Prevention of Animal Cruelty 10,000
    CATS LEAGUE AND ASSISTANCE OF THE WESTERN SLOPE - CLAWS
    2214 SANFORD DRIVE A5
    GRAND JUNCTION,CO81505     		  PC Shelter Spay and Neuter 10,000
    SPAYTODAY NEUTERNOW
    1864 S WADSWORTH BOULEVARD UNIT 2
    LAKEWOOD,CO80232     		  PC Offsite Programs-Burlington 10,000
    COLORADO ANIMAL RESCUE
    2801 COUNTY ROAD 114
    GLENWOOD SPRINGS,CO81601     		  PC Collaborative Transfer Network Program 10,000
    THE GABRIEL FOUNDATION
    1025 ACOMA ST
    DENVER,CO80204     		  PC The Companion Bird Connection & Resource Center for Animal Shelters 10,000
    HORSE PROTECTION LEAGUE
    17999 W 60TH AVENUE
    ARVADA,CO80403     		  PC Recovery from 2013 Flood at The Horse Protection League, Arvada, Colorado 9,700
    DREAM CATCHERS EQUINE RESCUE
    19065 WIGWAM RD
    PUEBLO,CO81008     		  PC Water Pump Restoration 9,000
    FORT COLLINS CAT RESCUE & SPAYNEUTER CLINIC
    2321 E MULBERRY ST 1
    FORT COLLINS,CO80524     		  PC Prevent A Litter Plus (PAL+) & Shelter Cat Spay/Neuter 8,000
    ELDER PET CARE
    PO BOX 48
    FORT COLLINS,CO80522     		  PC Elder Pet Care Annual Care Program 8,000
    FORT COLLINS CAT RESCUE & SPAYNEUTER CLINIC
    2321 E MULBERRY ST 1
    FORT COLLINS,CO80524     		  PC Care for Cats Affected by Colorado Flooding 7,500
    COLORADO VETERINARY MEDICAL ASSOCIATION
    191 YUMA STREET
    DENVER,CO80223     		  PC Juvenile S/N Education Program 7,200
    CITY OF MONTROSE ANIMAL SERVICES
    3383 NORTH TOWNSEND AVENUE
    MONTROSE,CO81401     		  PC Shelter Pet Microchipping 6,200
    TOWN OF RANGELY ANIMAL SHELTER
    209 E MAIN ST
    RANGELY,CO81648     		  PC Paws Loose and Baby Free That's The Life For Me! 6,000
    EAGLE COUNTY ANIMAL SERVICES
    1400 FAIRGROUNDS ROAD PO BOX 57
    EAGLE,CO81631     		  PC Coyote Rollers 6,000
    COLORADO'S HELPING HANDS FOUNDATION
    PO BOX 101870
    DENVER,CO802501870     		  PC Preventing Economic Euthanasia of Companion Animals 6,000
    METRO DENVER SHELTER ALLIANCE
    191 YUMA STREET
    DENVER,CO80223     		  PC 80205 TNR 5,000
    PETAID COLORAOD
    191 YUMA STREET
    DENVER,CO80223     		  PC Sponsorship 5,000
    SPIRIT WIND HORSE RESCUE
    P O BOX 27
    HOTCHKISS,CO81419     		  PC Flat Bed Trailer 5,500
    DENKAI ANIMAL SANCTUARY
    36710 WCR 126
    GROVER,CO80729     		  PC Emergency Hay Funding 5,000
    COLORADO HORSE RESCUE
    10386 NORTH 65TH STREET
    LONGMONT,CO80502     		  PC Support for Horses Following the Boulder County Floods 5,000
    COLORADO BEAGLE RESCUE
    4755 W 102ND PLACE
    WESTMINSTER,CO80031     		  PC Colorado Beagle Rescue 5,000
    ALL BREED RESCUE & TRAINING
    20 MOUNT VIEW LANE STE C
    COLORADO SPRINGS,CO80907     		  PC Train a Dog! Save a Life! 5,000
    GUNNISON VALLEY ANIMAL WELFARE LEAGUE
    PO BOX 1834
    GUNNISON,CO81230     		  PC Rescue/Care/Adoption Program 5,000
    GRAND VALLEY PETS ALIVE
    539 SOUTH BROADWAY
    GRAND JUNCTION,CO81507     		  PC Assistance and awareness for a spay, neuter and vaccination program in Grand Junction. 5,000
    COLORADO PEKE AND POM RESCUE
    PO BOX 242
    MORRISON,CO80465     		  PC RESCUE AND CARE OF NEGLECTED AND HOMELESS ANIMALS 5,000
    MONTROSE ANIMAL PROTECTION AGENCY
    PO BOX 2009
    MONTROSE,CO81402     		  PC Companion animal spay/neuter 5,000
    FELINE FRIENDS OF THE PIKE'S PEAK REGION
    PO BOX 5696
    WOODLAND PARK,CO80866     		  PC Low Cost Spay/Neuter Program for dogs and cats 5,000
    SUMMIT COUNTY ANIMAL CONTROL AND SHELTER
    PO BOX 5225
    FRISCO,CO80443     		  PC Medical/Microchip Assistance 5,000
    FOR PETS' SAKE HUMANE SOCIETY
    PO BOX 1705
    CORTEZ,CO81321     		  PC Medical Assistance Fund 5,000
    SAFE HARBOR LAB RESCUE
    601 16TH STREET C-322
    GOLDEN,CO80401     		  PC Training/Behavior Support for Rescued Labrador Retrievers 5,000
    ROCKY MOUNTAIN COCKER RESCUE
    6680 S ABILENE WAY
    CENTENNIAL,CO80111     		  PC Senior Dog Programs at RMCR 5,000
    GOLDEN RETRIEVER RESCUE OF THE ROCKIES
    15350 W 72ND AVENUE
    ARVADA,CO80007     		  PC Golden Angel Fund 5,000
    NATIONAL MILL DOG RESCUE
    P O BOX 88468
    COLORADO SPRINGS,CO80908     		  PC Cruelty prevention and intervention 5,000
    HUMANE SOCIETY OF THE SOUTH PLATTE VALLEY INC
    2129 W CHENANGO AVENUE
    LITTLETON,CO80120     		  PC Medical Funding 5,000
    GUNNISON VALLEY ANIMAL WELFARE LEAGUE
    PO BOX 1834
    GUNNISON,CO81230     		  PC Rescue Care Adoption 5,000
    CAT CARE SOCIETY
    5787 W SIXTH AVENUE
    LAKEWOOD,CO80214     		  PC Cat Care Clinic 5,000
    HUMANE SOCIETY OF MOFFAT COUNTY
    PO BOX 1587
    CRAIG,CO81626     		  PC Animal Transport Program 4,500
    RUBY RANCH HORSE RESCUE
    36785 RAMAH RD E
    RAMAH,CO80832     		  PC Training the Unwanted Horse 4,000
    HUMANE SOCIETY OF PAGOSA SPRINGS
    PO BOX 2230
    PAGOSA SPRINGS,CO81147     		  PC Adoption Retention Program 4,000
    FELINE FRIENDS OF THE PIKE'S PEAK REGION
    PO BOX 5696
    WOODLAND PARK,CO80866     		  PC Low Cost Spay/Neuter Program for dogs and cats 3,500
    HARLEY'S HOPE FOUNDATION
    PO BOX 88146
    COLORADO SPRINGS,CO80908     		  PC Adoption Program 3,500
    LONGMONT FRIENDS OF FERAL AND ABANDONED CATS
    PO BOX 2205
    LONGMONT,CO80502     		  PC TNR and provide appropriate medical care for 85 Longmont community cats 3,500
    LOS HUERFANOS ANIMAL WELFARE ASSOCIATION
    PO BOX 409
    WALSENBURG,CO81089     		  PC Low Cost Spay/Neuter Program 3,500
    ALLY'S HAVEN
    755 N CO RD 29
    LOVELAND,CO80537     		  PC Flood Relief 3,000
    SUMMIT COUNTY ANIMAL CONTROL AND SHELTER
    PO BOX 5225
    FRISCO,CO80443     		  PC Medical/microchip assistance 3,000
    VALLEY HUMANE LEAGUE
    23242 STATE HIGHWAY 371
    LA JARA,CO81140     		  PC Strays No More 3,000
    EAGLE VALLEY HUMANE SOCIETY
    PO BOX 4105
    EAGLE,CO81631     		  PC Family Pet Assistance Program 3,000
    LONGHOPES DONKEY SHELTER
    66 NORTH DUTCH VALLEY ROAD
    BENNETT,CO80102     		  PC Training Grant 2,500
    AMERICAN HUMANE ASSOCIATION
    1400 16TH STREET NW SUITE 360
    WASHINGTON,DC20036     		  PC Trends in Colorado Intake and Outcome Data: A 5-Year Follow-Up Study 2,500
    THE SENIOR HUB
    2360 WEST 90TH AVENUE
    FEDERAL HEIGHTS,CO80260     		  PC Urgent Veterinary Care 2,500
    ARCHWAY FOAL RESCUE AND TRAINING
    PO BOX 161
    LAPORTE,CO80535     		  PC Operating 2,000
    SOUTH PARK GOOD SAMARITAN FUND FOR ANIMALS
    PO BOX 1956
    FAIRPLAY,CO80440     		  PC Veterinary Assistance Program 2,000
    COLORADO ASSOCIATION OF ANIMAL CONTROL OFFICERS
    PO BOX 740455
    ARVADA,CO80006     		  PC Dog Protection Task Force Training Video Support 1,800
    LARIMER HUMANE SOCIETY
    5137 S COLLEGE AVE
    FORT COLLINS,CO80525     		  PC Northern Colorado Regional Animal Welfare Coalition 1,000
    ANIMAL HAUS
    PO BOX 140593
    DENVER,CO80214     		  PC Animal Haus Pet Food Pantry 1,000
    AMERICAN BOARD OF VETERINARY PRACTITIONERS
    618 CHURCH ST STE 220
    NASHVILLE,TN37219     		  PC Education 1,500
    CAACO
    1805 33rd St
    BOULDER,CO80301     		  PC Sponsorship 500
    HSPPR PUEBLO SERVICES
    4600 EAGLERIDGE PL
    PUEBLO,CO81008     		  PC Sponsorship 2,500
    INTERNATIONAL HEARING DOG
    5901 E 89TH AVE
    HENDERSON,CO80640     		  PC Emergency grant 2,500
    ROICE-HURST HUMANE SOCIETY
    PO BOX 4040
    GRAND JUNCTION,CO81502     		  PC Sponsorship 500
    ARKANSAS VALLEY ANIMAL HOSPITAL
    3 ROGERS RD
    LA JUNTA,CO81050     		  PC Operating 40
    Total .................................bullet 3a 1,039,840
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 26  
    4 Dividends and interest from securities....     14 373,066  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 89,836  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 379,310  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 842,238 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13842,238
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    ANIMAL ASSISTANCE FOUNDATION
     
    Employer identification number

    84-0715412
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    ANIMAL ASSISTANCE FOUNDATION
          		Employer identification number

    84-0715412
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    Dorothy L Broncucia Living Trust  
    4620 E 72nd Ave
     
    Commerce City, CO80022

    		$54,873


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    ANIMAL ASSISTANCE FOUNDATION
          		Employer identification number

    84-0715412
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    ANIMAL ASSISTANCE FOUNDATION
          		Employer identification number

    84-0715412
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Lisa M. Ernst, Inc. 488 0   488
    Kundinger, Corder & Engle, P.C. 17,000 4,250   12,750
    Retirement Plan administrator 2,050 0   2,050

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Name of Bond End of Year Book Value End of Year Fair Market Value
    PIMCO Total Return Fund 2,651,027 2,702,061
    PIMCO Short Term Fund 1,028,132 1,029,615

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Vanguard Institutional Index Fund 5,584,937 8,789,752
    Vanguard Small Cap Fund 1,585,512 2,035,025
    William Blair Emerging Markets 506,379 703,724
    Lazard International Strategy 2,026,805 3,117,333
    T Rowe Price Overseas Fund 2,069,112 2,937,645

    TY 2013 InvestmentsOtherSchedule2
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Grosvenor Institutional Partnership AT COST 1,596,793 3,158,340
    Clarion Lion Properties Fund AT COST 2,215,676 2,763,026
    Babson Capital Floating Rate Income Offshore Fund AT COST 1,000,000 1,040,559
    RidgeWorth Bank Credit AT COST 958,970 953,634

    TY 2013 OtherAssetsSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Lease deposit 2,101 2,101 2,101


    TY 2013 OtherExpensesSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Postage and supplies 11,045 0   11,045
    Dues, memberships, miscellaneous 15,903 1,393   14,510


    TY 2013 OtherIncomeSchedule2
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    GAM US Institutional Trading II LP 978 978 978
    Clarion Lion Properties Fund 60,274 60,274 60,274
    Grosvenor Institutional Equity Fund II 28,584 28,584 28,584


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US Bank 7,355 7,355   0
    Watershed Consulting 42,484 42,484   0
    Clarion 46,108 46,108   0
    Susan Shaw 15,718 0   15,718
    Elevation Digital Media 1,243 0   1,243


    TY 2013 TaxesSchedule
    Name:
    ANIMAL ASSISTANCE FOUNDATION
    EIN: 84-0715412
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    2013 excise tax paid in 2014 3,672 0   0
    2014 estimated excise taxes 7,776 0   0