Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
EWING MARION KAUFFMAN FOUNDATION
 
% KRISTIN BECHARD
Number and street (or P.O. box number if mail is not delivered to street address)4801 Rockhill RoadSuiteRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
Kansas City, MO641102046
A Employer identification number

43-6064859
B Telephone number (see instructions)

(816) 932-1000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,134,262,698
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 500
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 21,068,401 31,090,068  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 176,413,856
b Gross sales price for all assets on line 6a 1,904,525,169
7 Capital gain net income (from Part IV, line 2)... 193,329,285
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 18,467,337 7,651,225 1,396,495
12 Total. Add lines 1 through 11........ 215,950,094 232,070,578 1,396,495
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,766,597     1,766,597
14 Other employee salaries and wages...... 11,615,262 1,519,837 647,696 9,447,729
15 Pension plans, employee benefits....... 3,685,759 278,432 72,331 3,334,996
16a Legal fees (attach schedule)......... 343,628 25,145 0 318,484
b Accounting fees (attach schedule)....... 177,142 5,715 0 171,427
c Other professional fees (attach schedule).... 22,982,710 14,714,473 391,503 7,876,735
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 4,253,325 141,461    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 5,309,599 60,898 31,593 5,217,108
21 Travel, conferences, and meetings....... 2,824,802 25,119 148,860 2,650,823
22 Printing and publications.......... 70,703   5,746 64,957
23 Other expenses (attach schedule)....... 68,607,918 10,068,787 19,951 2,200,767
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 121,637,445 26,839,867 1,317,680 33,049,623
25 Contributions, gifts, grants paid........ 24,937,996 24,937,996
26 Total expenses and disbursements. Add lines 24 and 25 146,575,441 26,839,867 1,317,680 57,987,619
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 69,374,653
b Net investment income (if negative, enter -0-) 205,230,711
c Adjusted net income (if negative, enter -0-)... 78,815
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 304,594,173 168,319,908 168,514,448
3 Accounts receivable bullet63,921
Less: allowance for doubtful accounts bullet   36,419 63,921 63,921
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 64,990,256 Click to see attachment53,793,281 53,793,281
b Investments—corporate stock (attach schedule)........ 613,418,245 Click to see attachment800,536,712 973,201,205
c Investments—corporate bonds (attach schedule)........ 1,308,218 Click to see attachment1,946,152 1,220,756
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 801,010,202 Click to see attachment830,378,146 927,433,141
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment10,465,500 Click to see attachment10,035,946 Click to see attachment10,035,946
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,795,823,013 1,865,074,066 2,134,262,698
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment161,321 Click to see attachment37,721
23 Total liabilities (add lines 17 through 22).......... 161,321 37,721
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 1,795,661,692 1,865,036,345
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,795,661,692 1,865,036,345
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,795,823,013 1,865,074,066
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,795,661,692
2 Enter amount from Part I, line 27a..................... 2 69,374,653
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,865,036,345
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,865,036,345
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a CUSTODIED ACCOUNTS:      
b CASH ACCOUNT      
c HARRIS ASSOCIATES      
d FIRST EAGLE      
e PIMCO      
LORD ABBETT      
DONALD SMITH      
BRIDGEWAY      
ALETHIA RESEARCH & MANAGEMENT      
SSGA TRANSITION      
FDE AGRESSOR      
FDE AGENOR      
BROADBAND CAPITAL      
DRIEHAUS      
FIRST WILSHIRE      
SSGA GLOBAL ALPHA MAX      
NUANCE      
CONESTOGA CAPITAL ADVISORS      
BARCLAYS MSCI WORLD NET SWAP      
RUANE, CUNIFF, & GOLDFARB      
JP MORGAN INTEREST RATE SWAPS      
BROKER ACCOUNTS:      
JP MORGAN DISTRIBUTION      
PARTNERSHIPS:      
ABINGWORTH II A LP      
ABINGWORTH III B LP      
ACCENT EQUITY 2003      
ACCENT EQUITY 2012      
ADVENT GLOBAL PRIVATE EQUITY IV-A LP      
APOLLO INVESTMENT FUND III, LP      
APOLLO INVESTMENT FUND IV, LP      
ARCH VENTURE FUND III, LP      
ARCH VENTURE FUND VI, LP      
AVENUE ASIA SPECIAL SITUATIONS FUND IV      
AVENUE SPECIAL SITUATIONS FUND V      
BENCHMARK CAPITAL PARTNERS IV, LP      
BENCHMARK CAPITAL PARTNERS V, LP      
BENCHMARK CAPITAL PARTNERS VI, LP      
BESSEMER VENTURE PARTNERS VII INSTITUTIONAL LP      
BESSEMER VENTURE PARTNERS VIII INSTITUTIONAL LP      
BLACKTHORN PARTNERS, L.P.      
BRENNER WEST CAPITAL QUALIFIED PARTNERS, LP      
CATALYST VENTURES, LIMITED PARTNERSHIP      
CFB VENTURE FUND II, LP      
CIPEF IV (CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV) 6/30 YE      
CROSSLINK PARTNERS, LP      
CS CAPITAL PARTNERS II, LP (SCHEDULE K-1 EQUIVALENT)      
CS CAPITAL PARTNERS III, LP (SCHEDULE K-1 EQUIVALENT)      
EEIF X-B, LP (AKA ENERVEST FUND X-B, LP)      
EUROCHOICE II (JERSEY), LP (AKA LODH - LOMBARD OLDIER)      
EUROPEAN SECONDARY DEVELOPMENT FUND III, LP      
EUROPEAN SECONDARY DEVELOPMENT FUND IV, LP      
FIR TREE VALUE FUND, LP      
FLYWHEEL I LP      
FORUM ASIAN REALITY INCOME II, L.P.      
FRANCE PRIVATE EQUITY III (AKA BUTLER)      
GENERAL ATLANTIC BRAZIL FUNDO DE INVESTIMENTO EN PARTICIPACOES      
GENERAL ATLANTIC PARTNERS 84, L.P.      
GENERAL ATLANTIC PARTNERS 85, L.P.      
GENERAL ATLANTIC PARTNERS 87, L.P.      
GENERAL ATLANTIC PARTNERS 88, L.P.      
GENERAL ATLANTIC PARTNERS 89B, L.P.      
GENERAL ATLANTIC PARTNERS (BERMUDA) II L.P.      
GREAT POINT DEVELOPERS      
HARBERT PRIVATE EQUITY FUND II, LLC      
HAWKEYE CAPITAL INSTITUTIONAL LP      
HFIC II OFFSHORE (NO K-1 - OFFSHORE)      
HIGHBRIDGE ASIA OPPORTUNITY FUND      
HIGHFIELDS CAPITAL IV LP      
INTERSOUTH PARTNERS III      
INTERSOUTH PARTNERS IV      
INTERSOUTH PARTNERS V      
INTERSOUTH PARTNERS VI      
INTERSOUTH PARTNERS VII      
J.H. WHITNEY IV, LP      
J.H. WHITNEY VI AIV, LP      
J.H. WHITNEY VI, LP      
JP MORGAN INCUBATOR FUND (NO K-1 - OFFSHORE MUTUAL FUND)      
LINDEN CAPITAL PARTNERS LP      
MADRONA VENTURE FUND III      
MADRONA VENTURE FUND IV, LP      
MATLINPATTERSON GLOBAL OPPORTUNITIES III      
MATRIX PARTNERS VII, L.P.      
MAYFIELD XI      
MEADOWBROOK REAL ESTATE FUND, LLC      
MERIT ENERGY PARTNERS E-II, LP      
MERIT ENERGY PARTNERS F-II, LP      
MERITECH CAPITAL PARTNERS      
MPM BIOVENTURES III QP, LP      
MPM BIOVENTURES IV QP, LP      
OAK INVESTMENT PARTNERS VII, LP      
OAK INVESTMENT PARTNERS VIII, LP      
OCM / GFI POWER OPPORTUNITIES FUND II      
OCM OPPORTUNITIES FUND II, LP      
OCM OPPORTUNITIES FUND III, LP      
OCM OPPORTUNITIES FUND IV, LP      
PACVEN WALDEN VENTURES IV, LP      
PAUL CAPITAL ROYALTY FUND II, LP      
PROLOG CAPITAL II, LP      
RIVERSIDE FUND III      
RIVERSIDE FUND IV      
SIERRA VENTURES VII, LP      
SQUARE MILE PARTNERS III TE LP      
SQUARE MILE LODGING OPPORTUNITY PARTNERS      
SQUARE MILE LODGING OPPORTUNITY PARTNERS II      
TECH INVESTMENTS II LLC      
US VENTURE PARTNERS VI, LP      
USPF FEEDER II LEVERAGED FEEDER      
USPF FEEDER III LEVERAGED FEEDER      
USPF IV LEVERAGED FEEDER LP      
VENROCK ASSOCIATES II, LP      
VENROCK ASSOCIATES III, LP      
WESTON PRESIDIO CAPITAL III, LP      
WINGATE PARTNERS II, LP      
WINGATE PARTNERS III, LP      
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a        
b 29,427,863   28,928,310 499,553
c 80,578,370   67,451,663 13,126,707
d 51,076,635   46,045,249 5,031,386
e 88,040   91,219 -3,179
58,279,741   45,697,697 12,582,044
58,655,060   44,215,100 14,439,960
70     70
    890 -890
9,203,143     9,203,143
19,611,390   17,688,040 1,923,350
41,536,756   37,390,082 4,146,674
    1 -1
907,185,436   864,853,529 42,331,907
22,659,185   15,750,900 6,908,285
7,890   8,252 -362
99,939,118   84,330,264 15,608,854
10,088,943   7,327,972 2,760,971
391,130,329   367,001,960 24,128,369
58,866,150   58,905,175 -39,025
    213,007 -213,007
       
13,740,659   16,997,281 -3,256,622
       
    31,844 -31,844
311,748     311,748
    1,082,611 -1,082,611
    52 -52
    433,654 -433,654
52,440     52,440
52,168     52,168
11,767     11,767
498,525     498,525
712,543     712,543
937,659     937,659
864,808     864,808
2,373,456     2,373,456
275,598     275,598
308,357     308,357
246,167     246,167
17,883     17,883
822,366     822,366
2,267,863     2,267,863
14,167     14,167
25,983     25,983
    2,133,124 -2,133,124
612,409     612,409
    710 -710
    710,224 -710,224
991,005     991,005
12,493     12,493
17,778     17,778
32,473     32,473
43,945     43,945
    127,636 -127,636
    1,108,359 -1,108,359
    238 -238
430,374     430,374
2,629,563     2,629,563
1,393,297     1,393,297
1,890,832     1,890,832
146,336     146,336
2,003,316     2,003,316
21,111     21,111
1,693,386     1,693,386
6,423,372     6,423,372
1,055,486     1,055,486
539,201     539,201
4,032,725     4,032,725
    187,458 -187,458
    380 -380
    62,476 -62,476
29,310     29,310
179,584     179,584
15,710     15,710
    688,342 -688,342
    301,758 -301,758
9,037     9,037
586,798     586,798
1,462,375     1,462,375
2,564,736     2,564,736
567,504     567,504
186,762     186,762
    3,554 -3,554
854,786     854,786
209,449     209,449
209,744     209,744
3,863,561     3,863,561
    635,154 -635,154
1,320,204     1,320,204
278,495     278,495
    117,761 -117,761
    8,936 -8,936
819     819
1,978     1,978
9     9
15,336     15,336
    23,666 -23,666
820     820
    289,653 -289,653
    33 -33
    37,844 -37,844
1,573,917     1,573,917
27,206     27,206
41,075     41,075
26,078     26,078
16,882     16,882
140,428     140,428
1,053,182     1,053,182
184,858     184,858
2,952,568     2,952,568
257,944     257,944
    289 -289
56,636     56,636
    313,537 -313,537
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a        
b       499,553
c       13,126,707
d       5,031,386
e       -3,179
      12,582,044
      14,439,960
      70
      -890
      9,203,143
      1,923,350
      4,146,674
      -1
      42,331,907
      6,908,285
      -362
      15,608,854
      2,760,971
      24,128,369
      -39,025
      -213,007
       
      -3,256,622
       
      -31,844
      311,748
      -1,082,611
      -52
      -433,654
      52,440
      52,168
      11,767
      498,525
      712,543
      937,659
      864,808
      2,373,456
      275,598
      308,357
      246,167
      17,883
      822,366
      2,267,863
      14,167
      25,983
      -2,133,124
      612,409
      -710
      -710,224
      991,005
      12,493
      17,778
      32,473
      43,945
      -127,636
      -1,108,359
      -238
      430,374
      2,629,563
      1,393,297
      1,890,832
      146,336
      2,003,316
      21,111
      1,693,386
      6,423,372
      1,055,486
      539,201
      4,032,725
      -187,458
      -380
      -62,476
      29,310
      179,584
      15,710
      -688,342
      -301,758
      9,037
      586,798
      1,462,375
      2,564,736
      567,504
      186,762
      -3,554
      854,786
      209,449
      209,744
      3,863,561
      -635,154
      1,320,204
      278,495
      -117,761
      -8,936
      819
      1,978
      9
      15,336
      -23,666
      820
      -289,653
      -33
      -37,844
      1,573,917
      27,206
      41,075
      26,078
      16,882
      140,428
      1,053,182
      184,858
      2,952,568
      257,944
      -289
      56,636
      -313,537
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 193,329,285
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 71,235,705 1,781,452,300 0.039987
2011 84,060,931 1,827,368,068 0.046001
2010 85,001,413 1,720,333,632 0.04941
2009 74,088,881 1,626,979,161 0.045538
2008 97,848,648 2,018,751,504 0.04847
2 Total of line 1, column (d) ...................... 2 0.229406
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 0.045881
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,986,946,436
5 Multiply line 4 by line 3....................... 5 91,163,089
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,052,307
7 Add lines 5 and 6......................... 7 93,215,396
8 Enter qualifying distributions from Part XII, line 4.............. 8 57,987,619
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,104,614
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 4,104,614
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,104,614
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 5,562,746
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 300,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,862,746
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,758,132
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,758,132 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see list of attachments....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see list of attachments....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see list of attachments
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAL, CA, CO, CT, FL, GA, ID, KS, MD, MA, MN, MS, MO, NY, NC, OK, RI, SC, VT, VA, WV, WI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.kauffman.org
    14
    The books are in care ofbulletKRISTIN BECHARD Telephone no.bullet (816) 932-1000
    Located atbullet4801 ROCKHILL ROADKANSAS CITYMO ZIP+4bullet641102046
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16Yes  
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bulletDA
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    Janice Kreamer Trustee, Chair
    12.0
    100,000 0 0
    411 W 46th Terrace 802
    Kansas City,MO64112
    Thomas A McDonnell President & CEO
    40.0
    610,455 29,942 0
    333 W 11th Street Floor 5
    Kansas City,MO64105
    Frank Douglas Trustee
    8.0
    55,000 0 0
    50 Mercer Road
    Basking Ridge,NJ07920
    Michael Stolper Trustee
    8.0
    55,000 0 0
    1606 Clemson Circle
    La Jolla,CA92037
    Julia Kauffman Trustee
    8.0
    55,000 0 0
    5955 Mission Drive
    Mission Hills,KS66208
    Jeannine Strandjord Trustee
    8.0
    55,000 0 0
    3105 W 117th Street
    Leawood,KS66211
    Benno Schmidt Trustee
    8.0
    55,000 0 0
    5291 Independence Avenue
    Riverdale,NY10471
    Allen Strain Treasurer
    40.0
    329,410 40,344 0
    4801 Rockhill Road
    Kansas City,MO641102046
    John E Tyler III General Counsel & Secretary
    40.0
    378,398 39,027 0
    4801 Rockhill Road
    Kansas City,MO641102046
    Michael Schultz Trustee
    8.0
    0 0 0
    400 W 49th Terrace
    Kansas City,MO64112
    Barbara Mowry Trustee
    8.0
    36,667 0 0
    4801 Rockhill Road
    Kansas City,MO641102046
    John Sherman Trustee
    8.0
    36,667 0 0
    4801 Rockhill Road
    Kansas City,MO641102046
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    MARY E MCLEANClick to see attachment CHIEF INVEST OFFICER
    40.0
    620,384 53,564 0
    4801 ROCKHILL ROAD
    KANSAS CITY,MO641102016
    LESA MITCHELLClick to see attachment VICE PRESIDENT
    40.0
    313,577 335,377  
    4801 ROCKHILL ROAD
    KANSAS CITY,MO641102016
    CARL SCHRAMMClick to see attachment FORMER PRESIDENT
    0
    572,250 21,655 0
    4801 ROCKHILL ROAD
    KANSAS CITY,MO641102016
    THOMAS RUHEClick to see attachment VICE PRESIDENT
    40.0
    393,682 57,722  
    4801 ROCKHILL ROAD
    KANSAS CITY,MO641102016
    WENDY GUILLESClick to see attachment VICE PRESIDENT
    40.0
    286,169 63,960  
    4801 ROCKHILL ROAD
    KANSAS CITY,MO641102016
    Total number of other employees paid over $50,000...................bullet 100
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Driehaus Capital Management LLC Investment Mgmt Serv 3,075,250
    PO Box 10127
    CHICAGO,IL606100127
    General Atlantic Partners Investment Mgmt Serv 2,232,918
    55 East 52nd St 32 Floor
    NEW YORK,NY10055
    Bretton Woods Group Inc Information Tech Ser 1,425,250
    PO Box 27207
    OVERLAND PARK,KS66225
    First Eagle Investment Management LLC Investment Mgmt Serv 1,181,403
    1345 Avenue of the Americas
    NEW YORK,NY10105
    Mathematica Policy Research Charter School Eval 848,220
    600 Alexander Park PO Box 2393
    PRINCETON,NJ08543
    Total number of others receiving over $50,000 for professional services.............bullet54
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    99,347,322
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    4,104,614
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,104,614
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    95,242,708
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    565,015
    5
    Add lines 3 and 4............................
    5
    95,807,723
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    95,807,723
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 95,807,723
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 2010, 2009 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010....... 38,850,542
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 38,850,542
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 57,987,619
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
     
    c Treated as distributions out of corpus (Election
    required—see instructions).........
     
    d Applied to 2013 distributable amount..... 57,987,619
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 37,820,104 37,820,104
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,030,438
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
     
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
     
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    1,030,438
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010.... 1,030,438
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NON
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NON
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    SEE ATTACHMENT D
    4801 ROCKHILL ROAD
    KANSAS CITY,MO64110
    (816) 932-1000
    bThe form in which applications should be submitted and information and materials they should include:
    SEE ATTACHMENT D
    cAny submission deadlines:
    APPLICATION DEADLINES EXIST AND DEPEND ON SPECIFIC PROGRAMS OFFERED.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHMENT D
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    Kauffman Scholars Inc
    4801 Rockhill Road
    Kansas City,MO641102046
    NONE POF Support the Kauffman Scholars Program, an initiative that will span 19 years, serving at least 2,300 youth in Kansas City's urban areas. The goal of the program is to enable urban students to pursue the educational opportunities that will best prepare them for a successful future. 20040004 3,237,500
    International Finance Corporation
    2121 Pennsylvania Ave NW
    Washington,DC20433
    NONE NC Support development of a benchmarking tool designed to help research and understand the effects of policy reforms geared toward reducing the costs of doing business in communities. 20080036 161,000
    Patterson Kelly
    110 Terrace Pl Apt 1
    Ithaca,NY14850
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20080479 3,000
    Kansas City Public Library District
    14 West 10th Street
    Kansas City,MO64105
    NONE PC Support general operations to expand community education programs and establish an entrepreneurs' resource area. 20085924 800,000
    Marker Kathleen
    1501 Tulane
    Claremont,CA91711
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086224 3,000
    Kansas University Endowment Association
    PO Box 928
    1891 Constant Ave
    Lawrence,KS660440928
    NONE PC Support to establish the Institute for Advancing Medical Innovation at the University of Kansas. 20086282 1,600,000
    RAND Corporation
    PO Box 2138
    1776 Main Street
    Santa Monica,CA904072138
    NONE PC Support to continue the Kauffman-RAND Institute for Entrepreneurship Public Policy's research activities. 20090039 100,000
    Choi Emily
    Haas School of Business
    545 Student Services 1900
    Berkeley,CA94720
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091095 3,000
    Serrato Juan Carlos Suarez
    5081 Evans Hall 3880
    Berkeley,CA94720
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091103 3,000
    ACT Inc
    500 ACT Drive
    PO Box 168
    Iowa City,IA52243
    NONE PC Support for tuition, fees, room and board for Kauffman Scholars, Inc. students. 20091224 1,205,000
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC Support to create and develop a world-class enterprise at the University of Missouri, Kansas City, devoted to the research and teaching of entrepreneurship at the Institute for Entrepreneurship and Innovation. 20100060 900,000
    Ewing Marion Kauffman School Inc
    6401 Paseo Ave
    Kansas City,MO64131
    NONE PC Support the Ewing Marion Kauffman School to develop, manage, and operate charter schools of excellence, serving the educational needs of at-risk students and preparing them to succeed in and graduate from college. 20100575 1,196,069
    Ohio State University
    921 Chatham Lane Suite 100
    Columbus,OH432212418
    NONE NC Support the integration of business ownership module data into the 1979 National Longitudinal Survey of Youth. 20100657 27,652
    The Board of Trustees of the University of
    Illinois
    504 East Armory Avenue MC-504
    Champaign,IL61820
    NONE PC Support a nationwide assessment of self-employment programs providing policy makers with information to enhance the effectiveness of these programs. 20100708 10,000
    KIPP Foundation
    135 Main Street Suite 1700
    San Francisco,CA94105
    NONE PC Support KIPP with matching funds for the Department of Education's i3 grant to the KIPP Foundation, the consortium of KIPP schools and regional organizations in support of KIPP's leadership development programs and network growth efforts. 20100924 100,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037
    NONE PC Support to organize and implement Global Entrepreneurship Week, a series of activities for the years 2011 through 2013, designed to inspire young people to explore their potential as self-starters and innovators. 20100950 1,100,000
    Emory University
    1300 Clifton Road Room 555
    Atlanta,GA303222710
    NONE PC Support to fund the Atlanta Competitive Advantage Conference for the years 2011-2013. 20101049 6,000
    Bikard Michael A
    440 West End Avenue Apt 10A
    New York,NY10024
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101112 3,000
    Scott Erin L
    Washington University
    Campus Box 1133
    St Louis,MO63130
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101114 3,000
    Tewari Ishani
    546 Angell Street 4B
    Providence,RI02906
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101116 3,000
    Wei Xiahua
    One Miramar Street 929014
    La Jolla,CA92092
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101118 3,000
    The Mayor's Fund to Advance New York City
    253 Broadway 8th Floor
    New York,NY10007
    NONE PC Support Project Rise, a Kansas City young adult program as part of the federal multi-city Social Innovation Fund. 20110013 120,000
    International Health Economics Association
    435 East Durham Street
    Philadelphia,PA191191223
    NONE PC Support to establish the Kauffman Award for Health Care Entrepreneurship Research in partnership with the International Health Economics Association. 20110134 25,000
    University of Maryland
    3105 Tydings Hall
    College Park,MD20742
    NONE NC Support further development of comprehensive, longitudinal databases on businesses using government survey and administrative resources. 20110157 237,111
    Pipeline Inc
    1919 W 45th Avenue
    Kansas City,KS66103
    NONE PC Support the KTEC Pipeline Entrepreneurial Fellowship Program. 20110215 250,000
    Entrepreneurs' Organization
    500 Montgomery St Suite 500
    Alexandria,VA22314
    NONE PC Support the Global Student Entrepreneur Awards as part of Global Entrepreneurship Week for the years 2011-2013 utilizing the iStart platform for student competitions beginning in 2011. 20110241 75,000
    The Common Good Institute Inc
    One Metrotech Center Suite 1703
    Brooklyn,NY11201
    NONE PC Support educational, informational and outreach programs that draw attention to the need to eliminate cumbersome government bureaucracy and obsolete regulation. 20110300 40,000
    Trustees of Columbia University in the City of
    New York / Department of Economics
    International Affairs Building
    New York,NY10027
    NONE PC Support a research project on entrepreneurship and innovation in capitalist systems. 20110310 150,000
    The World Justice Project
    740 15th Street NW 2nd Floor
    Washington,DC20005
    NONE PC Support the continued development of the Rule of Law Index and production of scholarly papers and reports on issues surrounding the Rule of Law. 20110363 100,000
    Leading Educators Inc
    3416 Canal Street
    New Orleans,LA70119
    NONE PC Support to improve student achievement through the creation of a strong teacher workforce in the Kansas City region. 20110433 175,614
    Columbia University
    435 West 116 Street
    Jerome Greene Hall Rm 724
    New York,NY10027
    NONE NC Support completion of Columbia Law School's project on law, innovation, and economic growth, focusing on business partnerships and contracting. 20110494 62,059
    The Curators of the University of Missouri
    5100 Rockhill Road
    Kansas City,MO641102499
    NONE NC Support the KC STEM Alliance as the Kansas City region's K-12 STEM education and workforce expansion organization. 20110512 650,000
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142
    NONE PC Support research on production in the Innovation Economy project. 20110577 200,000
    Indiana University
    School of Public and Environmental
    1315 East 10th Street SPEA Room 20
    Bloomington,IN47405
    NONE NC Support the creation of a book on entrepreneurship and the strategic management of places. 20110804 24,020
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420
    NONE SO III FI Support research on university commercialization to examine the impacts of policy changes related to ownership of university-based inventions. 20110889 22,106
    Public Agenda Foundation Inc
    6 East 39th Street
    New York,NY10016
    NONE PC Support a research study of parents with children in grades K-12 in the greater Kansas City area to gather parental attitudes and opinions about education and their involvement in their children's education. 20110896 17,627
    Curators of The University of Missouri
    228 Jesse Hall
    Columbia,MO65211
    NONE PC Support the Missouri College Advising Corps to increase college attendance and college completion of disadvantaged high school students in the Kansas City area. 20110917 168,133
    Brigham Young University Department of
    Organizational Leadership and Strat
    590 Tanner Building
    Provo,UT84602
    NONE PC Support research on the significance of university-backed startups to regional economic growth. 20110926 7,000
    National Alliance for Public Charter Schools
    1101 15th Street NW Suite 1010
    Washington,DC20005
    NONE PC General operating support. 20110957 50,000
    University of Maryland
    Van Munching Hall
    College Park,MD20742
    NONE NC Support for an emerging scholars doctoral consortia at the Smith Entrepreneurship Research Conference for 2012-2013. 20110975 17,390
    Enterprise Center of Johnson County
    8527 Bluejacket Street
    Lenexa,KS66214
    NONE PC Support a research project to investigate the role of co-founders in building high performing teams that drive innovation and rapid growth. 20111020 4,500
    Carnahan Seth
    3330 Van Munching Hall
    College Park,MD20742
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111029 3,000
    Gonzalez-Uribe Juanita
    549 Riverside Drive Apt 3G
    New York,NY10027
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111034 3,000
    Moeen Mahka
    3330 Van Munching Hall
    College Park,MD20742
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111039 3,000
    Palermo Vincenzo
    800 West Peachtree Street
    Atlanta,GA30308
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111040 3,000
    Shu Pian
    135 Clarendon Street
    Apt 11S
    Boston,MA02116
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111041 3,000
    Wang Dan J
    1580 San Antonio Avenue Apt B
    Menlo Park,CA94025
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111042 3,000
    United Way of Greater Kansas City Inc
    801 West 47th Street Suite 500
    Kansas City,MO64112
    NONE PC Kauffman Foundation match of associate contributions. 20120001 3,512
    Washington Monthly Corporation
    1200 18th Street NW Suite 330
    Washington,DC20036
    NONE PC Support the Washington Monthly Magazine with the production of in-depth long-form and web-based journalism on the nexus between innovation and policy. 20120004 75,000
    Astia
    833 Market Street Suite 605
    San Francisco,CA94103
    NONE PC Support to provide innovative programs that ensure women-led companies gain access to capital, and achieve and sustain high growth. 20120010 300,000
    President and Fellows of Harvard College aka
    Harvard University Berkman Center
    Society / 23 Everett Street Seco
    Cambridge,MA02138
    NONE PC Support Phase 2 of the Berkman Center for Internet & Society's Law Lab project. 20120030 100,000
    University of Colorado - Boulder
    430 UCB
    Boulder,CO80309
    NONE NC Support the initial phase of collecting and curating a high-quality novel data set on the flow of individuals and innovations through the university system. 20120085 20,000
    Silicon Valley Community Foundation
    2440 West El Camino Real Suite 300
    Mountain View,CA94040
    NONE PC Support the CODE 2040 fellows program that encourages and targets opportunities for minority engineering students with immersive internship experiences in Silicon Valley to increase minority entrepreneurship nationwide. 20120127 165,000
    Bradley University
    1501 W Bradley Avenue
    Peoria,IL61625
    NONE PC Support a research symposium titled "Advancing Research at the Marketing/Entrepreneurship Interface: Ph.D. Students and Junior Faculty," to be held in Chicago, Illinois, August 15-17, 2012. 20120148 10,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037
    NONE PC Support for the Public Forum Institute's Policy Dialogue on Entrepreneurship. 20120210 53,044
    The Brookings Institution
    1775 Massachusetts Ave NW
    Washington,DC20036
    NONE PC Support the production and dissemination of research that is central to understanding the role of tax policy and its effect on innovation and entrepreneurial activity in the United States. 20120222 70,000
    Association of Missouri Charter Schools dba
    Missouri Charter Public Schools Ass
    1804 Lafayette 2nd Floor
    St Louis,MO63104
    NONE PC Support professional development for charter school leaders in Missouri. 20120272 105,755
    Lehigh University
    Rauch Business Center
    621 Taylor Street
    Bethlehem,PA18015
    NONE PC Support to complete qualitative interviews with a sample of high-growth entrepreneurs from the Kauffman Firm Survey data set. 20120282 53,608
    The Third Way Foundation Inc
    1101 14th Street NW Suite 1250
    Washington,DC20005
    NONE PC Support research and production of a comprehensive report on innovative institutional mechanisms for pruning the regulatory system. 20120295 25,000
    Code for America Labs Inc
    155 9th Street
    San Francisco,CA94103
    NONE PC Support the 2013 Fellowship Program to bring innovation and technological changes to the Kansas City, Missouri, and Kansas City, Kansas governments. 20120354 7,000
    Lorain County Community College Foundation
    1005 Abbe Road North
    Elyria,OH44035
    NONE SO II Support of Phase One and Two to create a sustainable, community college-based engine of regional economic growth through entrepreneurship by scaling and replicating Lorain County Community College's "Innovation Fund". 20120479 183,929
    Duke University
    100 Fuqua Drive
    Box 90120
    Durham,NC277080120
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20120560 20,000
    University of Chicago
    1126 E 59th Street
    Chicago,IL60637
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20120561 20,000
    New York University
    Henry Kaufman Management Center
    44 W 4th Street
    New York,NY10012
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20120562 20,000
    President and Fellows of Harvard College
    1737 Cambridge Street
    Cambridge,MA02138
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20120568 10,000
    Michigan State University College of Law
    461 Law College Building
    East Lansing,MI488241300
    NONE PC Support for ReInvent Law, a law laboratory program devoted to technology, innovation and entrepreneurship. 20120589 37,500
    The Regents of the University of California
    9500 Gilman Drive 0533
    La Jolla,CA920930533
    NONE PC Support phase one of a research project to study higher education and the rise of finance, law and consulting firms in the United States economy, and the effect on entrepreneurship. 20120590 14,712
    Mid-America Regional Council Community Services
    Corporation
    600 Broadway Suite 200
    Kansas City,MO64105
    NONE SO II Support for a Metropolitan Policy Research Institute in Kansas City. 20120608 75,000
    Invent Now Inc
    3701 Highland Park NW
    North Canton,OH44720
    NONE PC Support the 2012 Collegiate Inventors Competition in Washington, D.C., November 11-13, 2012. 20120694 50,000
    University of Southern California
    University Park Campus
    RGL 214 -- M/C 0626
    Los Angeles,CA900890626
    NONE PC Support a research project to examine immigrant entrepreneurship in high-tech industries in the United States. 20120737 10,000
    The University of Kansas Center for Research Inc
    2385 Irving Hill Road
    Lawrence,KS660457568
    NONE PC Support for the continuation of the Kansas City Area Educational Research Consortium to improve preschool through higher education for all students in the Kansas City metropolitan area by providing tools for data-driven educational policy research, evaluation, and implementation. 20120846 256,830
    Unni Samir
    1211 Blairshire Drive
    Ballwin,MO63011
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120926 12,000
    Miller Kyle
    3913 Wishing Well Lane
    Plano,TX75093
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120933 12,000
    Hu Yating
    2378 John R Road Apt 104
    Troy,MI48083
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120936 12,000
    Tabakh Ilya
    4809 Horton Street
    Mission,KS66202
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120952 12,000
    Peeler Kelly
    260 Sixth Avenue
    New York,NY10014
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120953 12,000
    Iglesias Brandon
    1441 Canal Street
    New Orleans,LA70112
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120959 12,000
    Young Landon
    1370 Hidden Valley Dr
    Mitchell,IN47446
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120964 12,000
    Kiely Hunter
    14727 Outlook Street
    Overland Park,KS66223
    NONE NC Support to participate in the Global Scholars Program to examine, understand, and experience entrepreneurship with an international group of aspiring entrepreneurs. 20120974 12,000
    Bailey James
    247 S Juniper Street Apt 904
    Philadelphia,PA19107
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120978 17,000
    Beary Vanessa
    2627 Harvard Yard Mall Center
    Cambridge,MA02138
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120979 17,000
    Carr Sean
    39 University Circle 3
    Charlottesville,VA22903
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120980 17,000
    Cowgill Jr Bradford Lee
    1931 Diamond Street
    San Francisco,CA94131
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120981 17,000
    Crawford Christopher
    7760 Hackney Circle
    Maineville,OH45039
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120982 17,000
    Demetry Daphne
    1700 State Street Apt 253
    Nashville,TN37203
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120983 17,000
    Doering Laura
    1633 W Rascher Avenue 2F
    Chicago,IL60640
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120984 17,000
    Goankar Shweta
    1220 East West Highway Apt 520
    Silver Spring,MD20910
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120985 17,000
    Hermosilla Manuel
    4839 N Winchester 1
    Chicago,IL60640
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120986 17,000
    Loewenstein Lara
    61 Anderson Street 3
    Boston,MA02114
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120987 17,000
    McCasland Jamie
    2201 Glen Avenue
    Berkeley,CA94709
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120988 17,000
    Mehrotra Neil
    864 West End Avenue Apt 5-A
    New York,NY10025
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120989 17,000
    Nelson Russel
    6386 Adobe Circle
    Irvine,CA92617
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120990 17,000
    Nguyen-Chyung Amy
    545 Student Services Building 1900
    Berkeley,CA94720
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120991 17,000
    Osman Adam
    342 Greene Street
    New Haven,CT06511
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120992 17,000
    Command and General Staff College Foundation
    Lewis and Clark Center
    100 Stimson Ave Suite 1149
    Ft Leavenworth,KS660272301
    NONE PC General support for educational programs and activities for the United States Army Command and General Staff College. 20121007 25,000
    United Way of Greater Kansas City Inc
    801 West 47th Street Suite 500
    Kansas City,MO64112
    NONE PC Kauffman Foundation match of associate contributions. 20130001 10,677
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC Kauffman Foundation match of associate and trustee contributions. 20130002 600,000
    Independent Sector
    1602 L Street NW Suite 900
    Washington,DC20036
    NONE PC General operating support. 20130032 12,500
    William Jewell College
    500 College Hill
    Liberty,MO64068
    NONE PC Support expansion of number and quality of entrepreneurship academic programs and offerings. 20130034 5,000
    Nelson Gallery Foundation
    4525 Oak Street
    Kansas City,MO64111
    NONE PC Support of a Kansas City Cultural District Study to establish a long term vision for the area along Brush Creek and the Country Club Plaza in Kansas City, Missouri. 20130037 30,000
    International Institute of Innovation Journalism
    c/o SRI International
    333 Ravenswood Ave
    Menlo Park,CA94025
    NONE PC Support the i4j International Summit on Innovation for Jobs at the SRI International Conference Center in Menlo Park, California, March 18-19, 2013. 20130045 50,000
    The George Washington University
    2201 G Street NW
    Funger Hall Suite 315
    Washington,DC20052
    NONE PC Support to expand the National Survey of Entrepreneurship Education, a comprehensive survey on small business management and entrepreneurship education. 20130046 18,500
    Startup Genome LLC
    131 Dundee Ridge Ct
    Omaha,NE68132
    NONE NC Support to help accelerate Startup Genome, a local level data collection project focused on entrepreneurship and community building, and to research, develop and publicly distribute available data regarding startups in various local communities. 20130059 100,000
    Rose Brooks Center Inc
    PO Box 320599
    Kansas City,MO641320599
    NONE PC Support the 26th Annual Rose Brooks Center Cabaret in Kansas City, Missouri, March 3, 2013. 20130068 3,500
    Kansas City Area Life Sciences Institute Inc
    30 West Pershing Road Suite 210
    Kansas City,MO64105
    NONE SO I Support the Greater Kansas City Area Bioinformatics Capability Assessment study to determine the region's present position and help develop a strategy to optimize this field as an asset in the region's biomedical offering. 20130086 66,000
    Kauffman Laboratories for Enterprise Creation Inc
    4801 Rockhill Road
    Kansas City,MO64110
    NONE PF Support the continued dissemination of entrepreneurship curriculum by providing educational programs, experiences, and initiatives through which participants learn how to transform innovative, entrepreneurial ideas into high growth companies. 20130100 703,914
    Brandeis University
    415 South Street
    Waltham,MA024542728
    NONE PC Support the 4th Annual Entrepreneurial Finance and Innovation Conference in Boston, Massachusetts, June 9-11, 2013. 20130113 34,841
    The Nelson Gallery Foundation
    4525 Oak Street
    Kansas City,MO64111
    NONE PC General operating support. 20130136 49,225
    American Heart Association Inc
    6800 W 93rd Street
    Overland Park,KS66212
    NONE PC Support the Go Red for Women event in Overland Park, Kansas, April 19, 2013. 20130146 4,535
    Boys Club of Greater Kansas City
    6301 Rockhill Road
    Suite 303
    Kansas City,MO64131
    NONE PC Support of the Kids Night Out 2013 event in Kansas City, Missouri, March 1, 2013. 20130151 14,500
    Northwestern University
    375 East Chicago Avenue
    Chicago,IL606113069
    NONE PC Support for the Searle Center's Sixth Annual Conference on Intellectual Property and Entrepreneurship in Chicago, Illinois, June 6-7, 2013. 20130167 40,260
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420
    NONE SO III FI Support the Roundtable for Engineering Entrepreneurship Research (REER) annual conference on technology entrepreneurship for the years 2013-2015. 20130168 15,000
    Swope Corridor Renaissance Upper Room Inc
    5930 Swope Parkway
    Kansas City,MO64130
    NONE PC Support Earn and Learn, an eight week high school leadership summer program. 20130169 50,000
    Women's Employment Network Inc
    920 Main Street Suite 100
    Kansas City,MO64105
    NONE PC Support the 2013 annual luncheon in Kansas City, Missouri, April 10, 2013. 20130172 4,710
    Operation Breakthrough Inc
    3039 Troost
    Kansas City,MO64109
    NONE PC Support the 15th Annual Fundraiser dinner and auction "Painting a Brighter Future" in Kansas City, Missouri, April 26, 2013. 20130173 4,500
    Ohio State University Fisher College of Business
    Center for Entrepreneurship
    2100 Fisher Hall 850
    Columbus,OH43210
    NONE NC Support for the Great Lakes Entrepreneurship Network (GLEN) Doctoral Consortium in Columbus, Ohio, May 18-19, 2013. 20130174 10,000
    Kansas City Repertory Theatre Inc
    4949 Cherry
    Kansas City,MO64110
    NONE PC Support the annual gala, A Fearless Fete - The Uncanny Carousel Carnival, in Kansas City, Missouri, April 5, 2013. 20130202 4,700
    Literacy Kansas City
    211 West Armour Blvd Floor 3
    Kansas City,MO641112023
    NONE PC Support for the 19th Annual Corporate Spelling Bee in Kansas City, Missouri, April 25, 2013 to benefit the organization's adult literacy tutoring program. 20130204 4,600
    Kansas University Endowment Association
    3901 Rainbow Blvd Mail Stop 3012
    Kansas City,KS66160
    NONE PC Support a research project to understand how the Affordable Care Act might impact new and growing businesses. 20130211 16,240
    University of Louisville Research Foundation Inc
    Stevenson Hall Room 521
    Louisville,KY40292
    NONE SO III FI Support for a pilot program to evaluate local entrepreneurs' ideas and early-stage products and service concepts in several core areas: intellectual property, decision sciences, business analytics and modeling. 20130212 19,621
    Greater Kansas City Community Foundation
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC In appreciation of Trustee services provided to the Foundation. 20130215 184,070
    Camps For Kids
    4727 Logan Avenue
    Kansas City,MO64136
    NONE PC Support the Camps for Kids Campaign, a summer camp scholarship program for underprivileged and special needs youth in the Kansas City area. 20130228 25,000
    Whatsoever Community Center
    1201 Ewing Street
    Kansas City,MO64126
    NONE PC Support for an after-school program that encourages youth to work on project-based learning activities to develop cognitive, academic social and emotional skills. 20130265 30,840
    Boys Club of Greater Kansas City
    6301 Rockhill Road
    Suite 303
    Kansas City,MO64131
    NONE PC Support for the 2013 Atomic Blast Camp, the summer tutoring component of the Whole Child Educational Enhancement Program. 20130288 50,000
    Trustees of William Jewell College
    500 College Hill
    Liberty,MO64068
    NONE PC Support an initiative to develop a sustainable entrepreneurial environment and culture across campus with a primary focus on developing an experiential, competency-based entrepreneurship model for faculty, staff and students. 20130289 272,500
    El Centro Inc
    650 Minnesota Avenue
    Kansas City,KS66101
    NONE PC Support for the 4th Annual Heart of Opportunity Luncheon in Kansas City, Kansas, April 25, 2013. 20130298 4,750
    Unreasonable Institute
    1877 Broadway Ave Suite 100
    Boulder,CO80202
    NONE PC Support several events for entrepreneurs at the 2013 Institute Conference in Boulder, Colorado, June 12 - July 24, 2013. 20130323 15,000
    Regents of the University of Colorado
    Koelbel Hall
    Boulder,CO803090419
    NONE PC General support for a conference on crowdfunding and its implications for the entrepreneurial ecosystem in Boulder, Colorado, July 12-13, 2013. 20130324 20,000
    The National Foundation for American Policy
    2111 Wilson Blvd Suite 700
    Arlington,VA22201
    NONE PC Support two research reports: one on H-1B visas and the retention of talent in America, and the second report on the importance of international students on United States students enrolled in technical degree programs. 20130327 40,000
    Academy of Management Inc
    PO Box 3020
    Briarcliff Manor,NY105108020
    NONE PC Sponsorship of several consortia during the Academy of Management's Annual Meeting in Lake Buena Vista, Florida, August 9-10, 2013. 20130378 35,000
    Strategic Management Society Inc
    Rice Building Ste 215
    815 W Van Buren Street
    Chicago,IL60607
    NONE PC Support for the Doctoral and Junior Faculty Workshop in connection with the Strategic Management Society's Special Conference on March 9, 2014. 20130379 25,000
    Saint Louis University
    3674 Lindell Blvd
    St Louis,MO63108
    NONE PC Support for the Gateway to Entrepreneurship Research Conferences in 2013 and 2014. 20130380 8,000
    The Central Exchange Education Center
    1020 Central
    Kansas City,MO64105
    NONE PC Support for the 11th Annual Leadership Lyceum in Overland Park, Kansas, April 30, 2013. 20130386 3,500
    Nonprofit Connect Network Learn Grow
    PO Box 5813
    Kansas City,MO64171
    NONE PC Support for the 29th Annual Philanthropy Awards Luncheon in Kansas City, Missouri, May 15, 2013. 20130387 4,700
    Harry S Truman Library Institute for National and
    International Affairs
    500 W US Highway 24
    Independence,MO64050
    NONE PC Support for the 14th Annual Wild About Harry benefit event in Kansas City, Missouri, April 11, 2013. 20130390 4,250
    Starlight Theatre Association of Kansas City Inc
    4600 Starlight Road
    Kansas City,MO64132
    NONE PC Support for the 27th Annual Benefit Gala, The Unlimited Sounds of Starlight, in Kansas City, Missouri, May 18, 2013. 20130391 8,840
    Center for Practical Bioethics Inc
    Harzfeld Building
    1111 Main Street Suite 500
    Kansas City,MO641052116
    NONE PC Support for the 2013 Annual Fundraising Dinner in Kansas City, Missouri, April 9, 2013. 20130429 5,000
    StartOut
    201 W 21st Street Ste 5G
    New York,NY10011
    NONE PC Support to build an organizational structure that allows for an expanded network of business resources and mentors. 20130446 50,000
    Grantmakers for Education
    720 SW Washington Street
    Suite 605
    Portland,OR97205
    NONE PC General operating support. 20130454 5,000
    Guadalupe Center Inc
    1015 Avenida Cesar E Chavez
    Kansas City,MO64108
    NONE PC Support for the Stakeholder's Luncheon and the Blanco y Negro Gala in Kansas City, Missouri, April 18, 2013 and September 13, 2013, respectively. 20130490 7,250
    The Harry S Truman Good Neighbor Award Foundation
    PO Box 755
    Shawnee Mission,KS66201
    NONE POF Support the 129th Harry S. Truman Birthday Luncheon in Kansas City, Missouri, May 8, 2013. 20130496 700
    Higher M-Pact
    PO Box 11718
    Kansas City,MO64138
    NONE PC Sponsorship of the Inspired M-Pact Community Luncheon in Kansas City, Missouri, May 1, 2013. 20130502 2,250
    Thomas B Fordham Institute
    1016 - 16th Street NW 8th Floor
    Washington,DC20036
    NONE PC Support the Emerging Education Policy Scholars Program that brings up-and-coming scholars together with education policy experts to determine the best methods to translate education research into policy. 20130510 25,000
    Teach for America Inc
    2000 Baltimore 3rd Floor
    Kansas City,MO64108
    NONE PC Support to attract and train talented new teachers and leaders in the Kansas City area in an effort to improve academic outcomes for students. 20130533 250,000
    Expeditionary Learning Outward Bound Inc
    247 West 35th Street 8th Floor
    New York,NY10001
    NONE PC Support the creation of English Language Arts (ELA) curriculum aligned with national Common Core standards. 20130534 75,000
    Crossroads Academy of Kansas City
    1015 Central Street
    Kansas City,MO64105
    NONE PC Support for the charter school to develop, with SchoolWorks consultants, a strategic plan to achieve long-term success, organizational growth and viability. 20130543 4,690
    University of Pennsylvania
    3620 Locust Walk
    Suite 2000 Steinberg-Dietrich Hall
    Philadelphia,PA191046370
    NONE NC Fellowships to support research in entrepreneurship by junior faculty members. 20130551 26,000
    University of Texas - Austin
    Finance Department B6600
    1 University Station
    Austin,TX787121179
    NONE NC Fellowships to support research in entrepreneurship by junior faculty members. 20130552 26,000
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA15213
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130558 20,000
    Georgia Tech Research Corporation
    800 West Peachtree NW
    Atlanta,GA30308
    NONE SO III FI Fellowships to support research in entrepreneurship by junior faculty members. 20130560 18,000
    Union Station Kansas City Inc
    30 West Pershing Suite 400
    Kansas City,MO64108
    NONE PC Support Maker Faire: Kansas City, an annual festival in Kansas City, Missouri, June 29-30, 2013, and to support a Program Director for the 2014 Maker Faire. 20130561 135,000
    Kansas State University
    204 Waters Hall
    Manhattan,KS66506
    NONE PC Support to conduct a research study to measure the entrepreneurial activity at Missouri and Kansas universities. 20130562 60,000
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130567 30,000
    New York University
    44 West Fourth Street 7-58
    New York,NY10012
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130570 20,000
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130571 20,000
    Center School District No 58
    Administrative Office
    8701 Holmes Road
    Kansas City,MO641312899
    NONE NC Support three teachers from Center School District to participate in the Leading Educators fellowship program. 20130602 10,200
    Washington University
    One Brookings Drive
    St Louis,MO63130
    NONE PC Support to evaluate U.S. economic development programs to develop a data set of programs that attract investment, and to document the subsidies given to firms since 2010, with a more fine-grained data set on incentives given to Kansas City metro firms. 20130611 29,000
    Blue Valley Educational Foundation
    15020 Metcalf Avenue
    Overland Park,KS66223
    NONE PC Sponsorship of the 23rd Annual Community Breakfast in Overland Park, Kansas, August 28, 2013. 20130617 4,835
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC Support of the annual Greater Kansas City Hispanic Scholarship Fund award presentation for 2013 scholarship recipients in Kansas City, Missouri, June 6, 2013. 20130620 2,000
    Enactus
    1959 E Kerr Street
    Springfield,MO65803
    NONE PC Support for the 2013 United States National Exposition in Kansas City, Missouri, May 21-23, 2013. 20130627 50,000
    Public Television 19 Inc
    125 East 31st Street
    Kansas City,MO64108
    NONE PC Support the creation of an entrepreneurship news desk in the Kansas City region to increase understanding of the role of entrepreneurship. 20130630 62,500
    Public Policy Institute of California
    500 Washington Street Suite 600
    San Francisco,CA94111
    NONE PC Support initial planning to test the viability of an innovative database to measure owner characteristics of minority and immigrant-owned small businesses. 20130632 25,000
    WEB DuBois Learning Center Inc
    5501 Cleveland
    Kansas City,MO64130
    NONE PC Support for tutorial and STEM programs that promote and develop educational interest and achievement in an effort to address inadequate school performance and lack of student interest or motivation. 20130633 50,000
    Union Station Kansas City Inc
    30 West Pershing Suite 400
    Kansas City,MO64108
    NONE PC Support for the purchase and installation of equipment for Maker Studio, which will be part of Science City at Union Station. 20130646 15,000
    The Council of State Governments
    2760 Research Park Drive
    PO Box 11910
    Lexington,KY405781910
    NONE PC Support to host a policy academy for 50 state leaders on the topic of entrepreneurship, to be held in conjunction with the Council of State Governments' National Conference in Kansas City, Missouri, September 18-19, 2013. 20130677 75,000
    Washington University
    Campus Box 1133
    One Brookings Drive
    St Louis,MO631304899
    NONE PC Support a research project that will investigate venture firms and supporting organizations in St. Louis, Missouri, to draw implications about how entrepreneurs and supporting organizations at multiple levels have started, interacted and evolved. 20130678 10,000
    Brush Creek Community Partners
    4743 Troost Avenue Suite 200
    Kansas City,MO641101727
    NONE PC General operating support. 20130706 10,000
    Kauffman Scholars Inc
    4801 Rockhill Road
    Kansas City,MO641102046
    NONE POF Scholarship support for Kauffman Scholars, Inc. students. 20130721 2,750,000
    Arizona State University Foundation for a New
    American University / Coor Hall
    975 S Myrtle Ave 5th Floor
    Tempe,AZ852875302
    NONE PC Support research on intra-metropolitan location patterns in entrepreneurial activity to understand a vital component to competitiveness in communities. 20130782 15,000
    SFMade Inc
    2617 19th Street
    San Francisco,CA94110
    NONE PC Support for a planning grant to scale the Urban Manufacturing Alliance organization. 20130784 100,000
    Ewing Marion Kauffman School Inc
    6401 Paseo Ave
    Kansas City,MO64131
    NONE PC Support for the School's continued operations in FY2014 to develop, manage, and operate a charter school of excellence as well as funding for FY2014 bond commitments related to the school. 20130791 1,798,640
    Junior League of Kansas City MO Inc
    9215 Ward Parkway
    Kansas City,MO641143307
    NONE PC Support for the "Celebrating a Century of Service" 100th anniversary luncheon in Kansas City, Missouri, September 20, 2013. 20130794 4,227
    International Relations Council
    106 W 11th Street Suite 1650
    Kansas City,MO64105
    NONE PC Support for the 2013 Annual Awards Banquet in Kansas City, Missouri, October 15, 2013. 20130807 2,050
    Bonner Springs Edwardsville School District
    2200 S 138th Street
    Bonner Springs,KS66012
    NONE NC Support for the Expeditionary Learning Mentor School program and participation in a national Expeditionary Learning venture. 20130809 30,200
    Junior Achievement of Middle America Inc
    4049 Pennsylvania Ave Suite 150
    Kansas City,MO641113006
    NONE PC Support for the Greater Kansas City Business Hall of Fame in Kansas City, Missouri, November 14, 2013. 20130813 4,440
    Ronald McDonald House Charities of Kansas City
    Inc
    2502 Cherry Street
    Kansas City,MO64108
    NONE PC Support to provide bookshelves, desk areas, computers, printers, and equipment to support video chat, Skype, etc. in the family resource center in a new Ronald McDonald House scheduled to open in Kansas City, Missouri, Fall 2014. 20130825 50,000
    Kansas City Friends of Alvin Ailey Inc
    1714 East 18th Street
    Kansas City,MO64108
    NONE PC Support to hire a consultant to develop a sustainability plan, advise the board on leadership roles, and mentor senior staff on effective cost reduction, fundraising and marketing strategies for the Kansas City Friends of Alvin Ailey. 20130837 60,000
    University of Wisconsin Foundation
    5228 George Mosse Humanities Bldg
    455 North Park Street
    Madison,WI537061483
    NONE PC Support for research that will result in the first two-volume study in the area of creative science and entrepreneurship. 20130838 50,000
    National Multiple Sclerosis Society Mid America
    Chapter
    7611 State Line Road Suite 100
    Kansas City,MO64114
    NONE PC Support for the annual Dinner of Champions in Kansas City, Missouri, September 17, 2013. 20130842 9,640
    Urban Ranger Corps
    5908 Swope Parkway
    Kansas City,MO64130
    NONE PC Support for the expansion of the Career Planning Program and to hire an additional career planning coach. 20130853 42,045
    United States Hispanic Chamber of Commerce
    Foundation Inc
    1424 K Street Suite 401
    Washington,DC20005
    NONE PC Support for planning and development of the "At the Table: Women in Business and Leadership" initiative. 20130862 50,000
    Kansas City Area Life Sciences Institute Inc
    30 West Pershing Road Suite 210
    Kansas City,MO64105
    NONE SO I Sponsorship of the Annual Meeting, "Big Data: Translational Medicine Transforming our Region," in Kansas City, Missouri, October 1, 2013. 20130875 8,800
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037
    NONE PC Support for the Public Forum Institute's Policy Dialogue on Entrepreneurship. 20130883 80,000
    Education First Athletics Second Coalition
    PO Box 287670
    Kansas City,MO641281740
    NONE PC Support for the Read, Succeed and Achieve program to provide kindergarten through eighth grade students the resources needed to improve reading skills and prepare them for high school and post-secondary education. 20130885 12,500
    Wildwood Outdoor Educational Center
    7095 W 399th Street
    La Cygne,KS66040
    NONE PC Support to create curricula, aligned with the Next Generation Science Standards, for three of Wildwood's educational programs that will engage youth in hands-on, experiential science education. 20130888 42,929
    Powell Gardens Inc
    1609 NW US Highway 50
    Kingsville,MO64061
    NONE PC Support the mission of the High Tunnel project to improve the Kansas City nutrition environment, provide the community with more healthy food choices, and create a high tunnel teach/training program for area small farmers, students and non-profits. 20130889 100,000
    Camp Fire USA
    1100 Walnut Street Suite 1900
    Kansas City,MO641062197
    NONE PC Support the National Leadership Conference and Youth Leadership Experience in Kansas City, Missouri, November 7-9, 2013. 20130900 25,000
    Ronald McDonald House Charities of Kansas City
    Inc
    2502 Cherry Street
    Kansas City,MO64108
    NONE PC Support for the Red Shoe Shindig 2013 in Kansas City, Missouri, September 7, 2013. 20130907 1,805
    Pennsylvania State University
    Department of Agricultural Economic
    Sociology / 7E Armsby Building
    University Park,PA16802
    NONE NC Support an analysis of the Kauffman Foundation's Twitter Entrepreneur Network. 20130908 10,000
    Curators of The University of Missouri
    5100 Rockhill Road Katz Hall 109
    Kansas City,MO64110
    NONE PC Support for research to measure the economic impact of the InterUrban ArtHouse, a community artist space, on the surrounding Overland Park community. 20130909 1,000
    Kansas City Kansas Community College
    7250 State Avenue
    Kansas City,KS661122997
    NONE NC Support for the 2013-2014 Saturday Academy, to provide middle and high school students opportunities that increase awareness of science, technology, engineering and math careers. 20130911 50,000
    Startup Genome LLC
    131 Dundee Ridge Ct
    Omaha,NE68132
    NONE PC Support to help accelerate Startup Genome, a local level data collection project focused on entrepreneurship and community building, and to research, develop and publicly distribute available data regarding startups in various local communities. 20130917 60,000
    Big Brothers Big Sisters of Greater Kansas City
    3908 Washington
    Kansas City,MO641112925
    NONE PC Support for the Mentoring Children Experiencing Trauma (MCET) program that brings youth who have experienced personal trauma together with specially-trained mentors to achieve greater self-confidence, thereby improving their personal, social and academic performance. 20130918 50,000
    State of Missouri
    PO Box 480
    Jefferson City,MO651020480
    NONE NC Support for the development of recommendations to address chronic under- performance in Kansas City public schools and other struggling Missouri school districts. 20130930 150,000
    New York University
    44 West Fourth Street 7-58
    New York,NY10012
    NONE PC Support to fund research that will study the role of human capital in the funding of entrepreneurial start-ups in the United States. 20130942 22,195
    The Plaza Academy
    4050 Pennsylvania Avenue Suite 143
    Kansas City,MO64111
    NONE PC Support for an after-school tutoring and extended school year (summer) program. 20130944 50,000
    Curators of the University of Missouri - Regnier
    Institute for Entrepreneurship and
    5110 Cherry Street Suite 328
    Kansas City,MO64110
    NONE NC Support for the 28th Annual Entrepreneur of the Year Awards Dinner in Kansas City, Missouri, October 21, 2013. 20130964 8,800
    Friends of the Bruce R Watkins Cultural Heritage
    Center Museum Inc
    3700 Blue Parkway
    Kansas City,MO64130
    NONE NC Support for the fundraising event, "An Evening with a Legend: Harry Belafonte," in Kansas City, Missouri, October 5, 2013. 20130966 4,790
    The Milken Institute
    1250 Fourth Street
    Santa Monica,CA90401
    NONE PC Support for the Partnering for Cures 2013 conference in New York, New York, November 3-5, 2013. 20130967 68,400
    Women's Foundation of Greater Kansas City
    6950 Squibb Road Suite 220
    Mission,KS66202
    NONE PC Support for the 21st Annual Grants Awards Luncheon in Kansas City, Missouri, December 6, 2013. 20130970 4,700
    Bloom Nicholas
    579 Serra Mall Rm 231
    Stanford,CA94305
    NONE NC The Kauffman Prize Medal for Research in Entrepreneurship, an annual award recognizing outstanding scholarly contributions in the field of entrepreneurship by scholars under the age of 40. 20130983 50,000
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC Support for the Kauffman Foundation's 2012 Holiday Matching Gifts program. 20130984 11,900
    Bainbridge Island Graduate Institute
    220 Second Avenue South Suite 400
    Seattle,WA98104
    NONE PC Support for Bainbridge Graduate Institute to work with two regional partnerships, each led by a local Workforce Development Council and the Washington Workforce Training and Education Coordinating Board, to develop and implement a three-tiered entrepreneurship educational program and assess its viability as an ongoing program offering within the federal Workforce Investment Act (WIA) funded system. 20130987 50,000
    Nonprofit Connect Network Learn Grow
    PO Box 5813
    Kansas City,MO64171
    NONE PC Support for the Nonprofit Solutions Conference in Kansas City, Missouri, October 21-22, 2013. 20130992 5,000
    Communities in Schools of Kansas Inc
    2721 West 6th Street Suite E
    Lawrence,KS66049
    NONE PC Support for the "Why Try" resiliency education program to motivate students and improve student retention, academic performance and school climate in Wyandotte County, Kansas. 20130999 14,020
    Massachusetts Institute of Technology
    55 Hayward Street
    Cambridge,MA02142
    NONE PC Support to produce two issues of the "Innovations" journal: one for the Global Entrepreneurship Summit; and another on the topic of accelerating entrepreneurship. 20131013 25,000
    Duke University
    210 Science Drive
    Durham,NC27708
    NONE PC Support a symposium to bring together key players to discuss incentives in pharmaceutical development in Washington, D.C., November 22, 2013. 20131019 5,000
    Benjamin Banneker Charter Academy of Technology
    6401 Rockhill Rd
    Kansas City,MO64131
    NONE NC Support for six Kansas City, Missouri charter schools to participate in the Student Spaceflight Experiment Program: Mission 5 to the International Space Station. 20131024 5,000
    Girl Scouts of Northeast Kansas and Northwest
    Missouri Inc
    8383 Blue Parkway
    Kansas City,MO64133
    NONE PC Support for the Outreach Program's STEM Module, an out-of-school program for Girl Scout members focusing on exploration and environmental awareness. 20131025 50,000
    Human Rights First
    333 Seventh Ave - 13th Floor
    New York,NY10001
    NONE PC General operating support. 20131051 50,000
    National Council on Teacher Quality
    1120 G Street NW Suite 800
    Washington,DC20005
    NONE PC Support for a 2nd edition national criterion- referenced review of schools of education, including 37 schools in Kansas and Missouri, conducted by the National Council on Teacher Quality and published in U.S. News and World Report. 20131054 100,000
    Economic Club of Kansas City
    1 Memorial Drive
    Kansas City,MO64198
    NONE PC Support for the Truman Medal for Economic Policy Award Luncheon in Kansas City, Missouri, October 15, 2013. 20131055 3,900
    Kemper Museum Operating Foundation
    4420 Warwick Blvd
    Kansas City,MO64111
    NONE POF General operating support. 20131057 2,450
    The Edgar Snow Memorial Fund
    c/o UMKC Diastole Scholars Center
    2501 Holmes Street
    Kansas City,MO64108
    NONE PC Support for the 2014 Edgar Snow Symposium Kick-Off Event in Kansas City, Missouri, November 13, 2013. 20131111 4,750
    Industrial Organization Society Inc
    Northeastern University
    Department of Economics
    Boston,MA021155000
    NONE PC Support for the 12th Annual International Industrial Organization Conference at Northwestern University School of Law, Searle Center on Law, Regulation and Economic Growth, in Chicago, Illinois, April 11-13, 2014. 20131125 5,450
    Foundation for Human Development and Black
    Achievement
    1216 Brooklyn
    Kansas City,MO64127
    NONE PC Support for the Youth Leadership Development Workshop as part of the Southern Christian Leadership Conference's Martin Luther King, Jr. Holiday Celebration in Kansas City, Missouri, January 2014. 20131132 22,800
    Crossroads Academy of Kansas City
    1015 Central Street
    Kansas City,MO64105
    NONE PC Support for the Camp Fire U.S.A. after-school program aimed at nurturing students' social and emotional growth and promoting physical activity and healthy lifestyle choices. 20131133 29,366
    Negro Leagues Baseball Museum Inc
    1616 E 18th Street
    Kansas City,MO641081610
    NONE PC Support for the "Bases Loaded" program, including the Buck O'Neil 102nd Birthday Celebration, November 9, 10 and 13, 2013; the Hall of Game Ceremonies April 12, 2014; Negro Leagues "Beisbol" Exhibit, May 16 - September 30 2014; and the 2014 Heart of America Hot Dog Festival, August 3, 2014. 20131152 48,850
    Mattie Rhodes Center
    1740 Jefferson Street
    Kansas City,MO64108
    NONE PC Support for the 5th Annual Brightening Lives, Building Futures Luncheon, in Kansas City, Missouri, November 21, 2013. 20131154 2,300
    Woodrow Wilson International Center for Scholars
    One Woodrow Wilson Plaza
    1300 Pennsylvania Avenue NW
    Washington,DC200043027
    NONE PC Support an interactive website, sketchbook-like visuals, and research to publish a book titled, "High Impact: How Entrepreneurs Shape Our Future." 20131156 30,000
    Independent Sector
    1602 L Street NW Suite 900
    Washington,DC20036
    NONE PC General operating support. 20131169 15,000
    Connecting for Good
    3101 Troost Ave
    Kansas City,MO64109
    NONE PC General operating support. 20131192 15,000
    Urban League of Kansas City Missouri
    1710 Paseo Blvd
    Kansas City,MO64108
    NONE PC Support for the Difference Maker Awards Day Luncheon in Kansas City, Missouri, December 5, 2013. 20131212 4,680
    Total .................................bullet 3a 24,937,996
    bApproved for future payment
    City of Kansas City Missouri
    29th Floor City Hall
    414 East 12th Street
    Kansas City,MO64106
    NONE NC Encourage community-wide understanding of and appreciation of the earth and space science by supporting the installation and maintenance of the Voyage Solar System scale-model exhibit in downtown Kansas City, Missouri. 20080354 23,400
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398
    NONE PC Support research by the Entrepreneurship Working Group, the Innovation Policy and the Economy Working Group, and the Entrepreneurship Research Boot Camp at the National Bureau of Economic Research. 20085070 411,575
    Boston University
    765 Commonwealth Ave
    Boston,MA02215
    NONE NC Support Boston University's School of Law research project on law, innovation and economic growth. 20085481 158,000
    Kansas University Endowment Association
    PO Box 928
    1891 Constant Ave
    Lawrence,KS660440928
    NONE PC Support to establish the Institute for Advancing Medical Innovation at the University of Kansas. 20086282 740,000
    Duke University
    1 Towerview Drive
    Durham,NC27708
    NONE PC Fellowships to support Research in Entrepreneurship by junior faculty members. 20090041 25,000
    KIPP Foundation
    135 Main Street Suite 1700
    San Francisco,CA94105
    NONE PC Support KIPP with matching funds for the Department of Education's i3 grant to the KIPP Foundation, the consortium of KIPP schools and regional organizations in support of KIPP's leadership development programs and network growth efforts. 20100924 200,000
    The Mayor's Fund to Advance New York City
    253 Broadway 8th Floor
    New York,NY10007
    NONE PC Support Project Rise, a Kansas City young adult program as part of the federal multi-city Social Innovation Fund. 20110013 120,000
    Pipeline Inc
    1919 W 45th Avenue
    Kansas City,KS66103
    NONE PC Support the KTEC Pipeline Entrepreneurial Fellowship Program. 20110215 125,000
    Entrepreneurs' Organization
    500 Montgomery St Suite 500
    Alexandria,VA22314
    NONE PC Support the Global Student Entrepreneur Awards as part of Global Entrepreneurship Week for the years 2011-2013 utilizing the iStart platform for student competitions beginning in 2011. 20110241 75,000
    New York University
    15 Washington Place 1-H
    New York,NY10003
    NONE PC Support research on improving the patent system in the United States. 20110313 5,992
    Columbia University
    435 West 116 Street
    Jerome Greene Hall Rm 724
    New York,NY10027
    NONE NC Support completion of Columbia Law School's project on law, innovation, and economic growth, focusing on business partnerships and contracting. 20110494 62,059
    The Curators of the University of Missouri
    5100 Rockhill Road
    Kansas City,MO641102499
    NONE NC Support the KC STEM Alliance as the Kansas City region's K-12 STEM education and workforce expansion organization. 20110512 1,100,000
    American Philosophical Society
    104 South 5th Street
    Philadelphia,PA191063387
    NONE PC Support the pilot program for pre-dissertation doctoral students in the area of physical and biological sciences, mathematics, and technology in the pursuit of innovation and entrepreneurial outcomes. 20110665 176,000
    Brigham Young University
    Department of Organizational Leader
    Strategy / 590 Tanner Building
    Provo,UT84602
    NONE PC Support research on the significance of university-backed startups to regional economic growth. 20110926 6,000
    Abraham Mabel B
    51 Orient Avenue
    Arlington,MA02474
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111004 3,000
    Egan Edward J
    32 Kenilworth Drive
    Kensington,CA94707
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111031 3,000
    Gilje Erik P
    Finance Department Fulton Hall
    140 Commonwealth Avenue
    Chestnut Hill,MA02467
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111032 3,000
    Kameo Nahoko
    375 Portola Plaza
    264 Haines Hall
    Los Angeles,CA90095
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111037 3,000
    Lanahan Lauren E
    205 D West Poplar Avenue
    Carrboro,NC27510
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111038 3,000
    Yang Tiantian
    155 Hamilton CB3210
    Chapel Hill,NC27599
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111043 3,000
    Zapletal Marek
    1527 Pine Valley Boulevard Apt 52
    Ann Arbor,MI48104
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111044 3,000
    Zhao Bo
    2013 Huron Parkway Apt 11
    Ann Arbor,MI48104
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20111045 3,000
    Regents of the University of California
    Los Angeles / 264 Haines Hall
    375 Portola Plaza
    Los Angeles,CA900951551
    NONE PC Support data extension for the Kauffman Firm Survey dataset to allow for richer analysis of entrepreneurial financing and innovation. 20120183 26,900
    Urban Institute
    2100 M Street NW
    Washington,DC20037
    NONE PC Support the production and dissemination of research that is central to understanding the role of tax policy and its effect on innovation and entrepreneurial activity in the United States. 20120221 135,000
    The Brookings Institution
    1775 Massachusetts Ave NW
    Washington,DC20036
    NONE PC Support the production and dissemination of research that is central to understanding the role of tax policy and its effect on innovation and entrepreneurial activity in the United States. 20120222 10,000
    Lehigh University
    Rauch Business Center
    621 Taylor Street
    Bethlehem,PA18015
    NONE PC Support to complete qualitative interviews with a sample of high-growth entrepreneurs from the Kauffman Firm Survey data set. 20120282 72,643
    Lorain County Community College Foundation
    1005 Abbe Road North
    Elyria,OH44035
    NONE SO II Support of Phase One and Two to create a sustainable, community college-based engine of regional economic growth through entrepreneurship by scaling and replicating Lorain County Community College's "Innovation Fund". 20120479 459,821
    Syracuse University
    721 University Ave
    Syracuse,NY132442450
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20120557 19,500
    Emory University
    1300 Clifton Road
    Atlanta,GA30322
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20120558 20,000
    University of Minnesota - Minneapolis
    3-365
    321 19th Avenue South
    Minneapolis,MN55455
    NONE NC Fellowships to support research in entrepreneurship by junior faculty members. 20120559 20,000
    Michigan State University College of Law
    461 Law College Building
    East Lansing,MI488241300
    NONE PC Support for ReInvent Law, a law laboratory program devoted to technology, innovation and entrepreneurship. 20120589 37,500
    The University of Kansas Center for Research Inc
    2385 Irving Hill Road
    Lawrence,KS660457568
    NONE PC Support for the continuation of the Kansas City Area Educational Research Consortium to improve preschool through higher education for all students in the Kansas City metropolitan area by providing tools for data-driven educational policy research, evaluation, and implementation. 20120846 513,659
    Education Reform Now Inc
    928 Broadway Suite 505
    New York,NY10011
    NONE PC Support writing of the book, "On the Rocketship," a story of the Rocketship charter school's blended learning model and its rapid expansion into multiple cities within the United States. 20120848 5,000
    Bailey James
    247 S Juniper Street Apt 904
    Philadelphia,PA19107
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120978 3,000
    Beary Vanessa
    2627 Harvard Yard Mall Center
    Cambridge,MA02138
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120979 3,000
    Carr Sean
    39 University Circle 3
    Charlottesville,VA22903
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120980 3,000
    Cowgill Jr Bradford Lee
    1931 Diamond Street
    San Francisco,CA94131
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120981 3,000
    Crawford Christopher
    7760 Hackney Circle
    Maineville,OH45039
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120982 3,000
    Demetry Daphne
    1700 State Street Apt 253
    Nashville,TN37203
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120983 3,000
    Doering Laura
    1633 W Rascher Avenue 2F
    Chicago,IL60640
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120984 3,000
    Goankar Shweta
    1220 East West Highway Apt 520
    Silver Spring,MD20910
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120985 3,000
    Hermosilla Manuel
    4839 N Winchester 1
    Chicago,IL60640
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120986 3,000
    Loewenstein Lara
    61 Anderson Street 3
    Boston,MA02114
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120987 3,000
    McCasland Jamie
    2201 Glen Avenue
    Berkeley,CA94709
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120988 3,000
    Mehrotra Neil
    864 West End Avenue Apt 5-A
    New York,NY10025
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120989 3,000
    Nelson Russel
    6386 Adobe Circle
    Irvine,CA92617
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120990 3,000
    Nguyen-Chyung Amy
    545 Student Services Building 1900
    Berkeley,CA94720
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120991 3,000
    Osman Adam
    342 Greene Street
    New Haven,CT06511
    NONE NC Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20120992 3,000
    United Way of Greater Kansas City Inc
    801 West 47th Street Suite 500
    Kansas City,MO64112
    NONE PC Kauffman Foundation match of associate contributions. 20130001 89,323
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC Kauffman Foundation match of associate and trustee contributions. 20130002 800,000
    Kansas City Area Life Sciences Institute Inc
    30 West Pershing Road Suite 210
    Kansas City,MO64105
    NONE SO I Support the Greater Kansas City Area Bioinformatics Capability Assessment study to determine the region's present position and help develop a strategy to optimize this field as an asset in the region's biomedical offering. 20130086 9,000
    Kauffman Laboratories for Enterprise Creation
    Inc
    4801 Rockhill Road
    Kansas City,MO64110
    NONE PF Support the continued dissemination of entrepreneurship curriculum by providing educational programs, experiences, and initiatives through which participants learn how to transform innovative, entrepreneurial ideas into high growth companies. 20130100 120,000
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420
    NONE SO III FI Support the Roundtable for Engineering Entrepreneurship Research (REER) annual conference on technology entrepreneurship for the years 2013-2015. 20130168 30,000
    Kansas University Endowment Association
    3901 Rainbow Blvd Mail Stop 3012
    Kansas City,KS66160
    NONE PC Support a research project to understand how the Affordable Care Act might impact new and growing businesses. 20130211 16,607
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC In appreciation of Trustee services provided to the Foundation. 20130215 15,930
    Trustees of William Jewell College
    500 College Hill
    Liberty,MO64068
    NONE PC Support an initiative to develop a sustainable entrepreneurial environment and culture across campus with a primary focus on developing an experiential, competency-based entrepreneurship model for faculty, staff and students. 20130289 227,500
    Saint Louis University
    3674 Lindell Blvd
    St Louis,MO63108
    NONE PC Support for the Gateway to Entrepreneurship Research Conferences in 2013 and 2014. 20130380 8,000
    Teach for America Inc
    2000 Baltimore 3rd Floor
    Kansas City,MO64108
    NONE PC Support to attract and train talented new teachers and leaders in the Kansas City area in an effort to improve academic outcomes for students. 20130533 250,000
    Expeditionary Learning Outward Bound Inc
    247 West 35th Street 8th Floor
    New York,NY10001
    NONE PC Support the creation of English Language Arts (ELA) curriculum aligned with national Common Core standards. 20130534 50,000
    University of Pennsylvania
    3620 Locust Walk
    Suite 2000 Steinberg-Dietrich Hall
    Philadelphia,PA191046370
    NONE NC Fellowships to support research in entrepreneurship by junior faculty members. 20130551 14,000
    University of Texas - Austin
    Finance Department B6600
    1 University Station
    Austin,TX787121179
    NONE NC Fellowships to support research in entrepreneurship by junior faculty members. 20130552 14,000
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA15213
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130558 20,000
    Georgia Tech Research Corporation
    800 West Peachtree NW
    Atlanta,GA30308
    NONE SO III FI Fellowships to support research in entrepreneurship by junior faculty members. 20130560 22,000
    Kansas State University
    204 Waters Hall
    Manhattan,KS66506
    NONE PC Support to conduct a research study to measure the entrepreneurial activity at Missouri and Kansas universities. 20130562 28,100
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130567 10,000
    New York University
    44 West Fourth Street 7-58
    New York,NY10012
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130570 20,000
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142
    NONE PC Fellowships to support research in entrepreneurship by junior faculty members. 20130571 20,000
    Center School District No 58
    Administrative Office
    8701 Holmes Road
    Kansas City,MO641312899
    NONE NC Support three teachers from Center School District to participate in the Leading Educators fellowship program. 20130602 3,400
    Washington University
    One Brookings Drive
    St Louis,MO63130
    NONE PC Support to evaluate U.S. economic development programs to develop a data set of programs that attract investment, and to document the subsidies given to firms since 2010, with a more fine-grained data set on incentives given to Kansas City metro firms. 20130611 30,000
    Public Television 19 Inc
    125 East 31st Street
    Kansas City,MO64108
    NONE PC Support the creation of an entrepreneurship news desk in the Kansas City region to increase understanding of the role of entrepreneurship. 20130630 62,500
    Public Policy Institute of California
    500 Washington Street Suite 600
    San Francisco,CA94111
    NONE PC Support initial planning to test the viability of an innovative database to measure owner characteristics of minority and immigrant-owned small businesses. 20130632 20,831
    Arizona State University Foundation for a New
    American University / Coor Hall
    975 S Myrtle Ave 5th Floor
    Tempe,AZ852875302
    NONE PC Support research on intra-metropolitan location patterns in entrepreneurial activity to understand a vital component to competitiveness in communities. 20130782 16,479
    SFMade Inc
    2617 19th Street
    San Francisco,CA94110
    NONE PC Support for a planning grant to scale the Urban Manufacturing Alliance organization. 20130784 50,000
    Ewing Marion Kauffman School Inc
    6401 Paseo Ave
    Kansas City,MO64131
    NONE PC Support for the School's continued operations in FY2014 to develop, manage, and operate a charter school of excellence as well as funding for FY2014 bond commitments related to the school. 20130791 4,386,856
    Ewing Marion Kauffman School Inc
    6401 Paseo Ave
    Kansas City,MO64131
    NONE PC Support for funding bond commitments related to the Ewing Marion Kauffman School in future years. 20130792 62,419,230
    University of Wisconsin Foundation
    5228 George Mosse Humanities Bldg
    455 North Park Street
    Madison,WI537061483
    NONE PC Support for research that will result in the first two-volume study in the area of creative science and entrepreneurship. 20130838 47,200
    City of Kansas City Missouri
    City Hall 414 East 12th Street 29
    Kansas City,MO641062795
    NONE NC Support efforts to analyze and determine priority options for improving educational outcomes in the Kansas City community. 20130852 100,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037
    NONE PC Support for the Public Forum Institute's Policy Dialogue on Entrepreneurship. 20130883 80,000
    Curators of The University of Missouri
    5100 Rockhill Road Katz Hall 109
    Kansas City,MO64110
    NONE PC Support for research to measure the economic impact of the InterUrban ArtHouse, a community artist space, on the surrounding Overland Park community. 20130909 8,000
    Startup Genome LLC
    131 Dundee Ridge Ct
    Omaha,NE68132
    NONE PC Support to help accelerate Startup Genome, a local level data collection project focused on entrepreneurship and community building, and to research, develop and publicly distribute available data regarding startups in various local communities. 20130917 60,000
    State of Missouri
    PO Box 480
    Jefferson City,MO651020480
    NONE NC Support for the development of recommendations to address chronic under-performance in Kansas City public schools and other struggling Missouri school districts. 20130930 42,500
    The George Washington University
    Media Public Affairs Building
    805 21st Street NW Sixth Floor
    Washington,DC20052
    NONE PC Support to facilitate improvements in federal statistical and economic policies as they relate to entrepreneurship and innovation. 20130938 100,000
    Bainbridge Island Graduate Institute
    220 Second Avenue South Suite 400
    Seattle,WA98104
    NONE PC Support for Bainbridge Graduate Institute to work with two regional partnerships, each led by a local Workforce Development Council and the Washington Workforce Training and Education Coordinating Board, to develop and implement a three-tiered entrepreneurship educational program and assess its viability as an ongoing program offering within the federal Workforce Investment Act (WIA) funded system. 20130987 50,000
    The Philanthropic Collaborative
    1455 Pennsylvania Avenue NW
    Suite 800
    Washington,DC200041008
    NONE PC General and operating support to help the Philanthropic Collaborative continue to produce studies and reports germane to the philanthropic sector as well as host conferences that serve as catalysts for discussing methodologies, gaps, critiques, limitations and opportunities. 20131001 25,000
    Greater Kansas City Community Foundation &
    Affiliated Trusts
    1055 Broadway Suite 130
    Kansas City,MO641051595
    NONE PC Support for the Kauffman Foundation's 2013 Giving Card program. 20131017 315
    Academie Lafayette
    6903 Oak Street
    Kansas City,MO64113
    NONE PC Support implementation of an International Baccalaureate Middle Years Program at Academie Lafayette, a framework of learning which encourages students to become creative, critical and reflective thinkers. 20131027 159,474
    Indiana University
    School of Public and Environmental
    1315 E 10th Street
    Bloomington,IN47405
    NONE NC Support a research project on the regional factors affecting new high-growth start-ups in the metropolitan Indianapolis/Carmel region, using high-growth firms identified on the Inc. 5000 list since 2007. 20131052 45,395
    National Council on Teacher Quality
    1120 G Street NW Suite 800
    Washington,DC20005
    NONE PC Support for a 2nd edition national criterion- referenced review of schools of education, including 37 schools in Kansas and Missouri, conducted by the National Council on Teacher Quality and published in U.S. News and World Report. 20131054 33,500
    National Association for Community College
    Entrepreneurship Inc / 1 Federal
    Building 101-R
    Springfield,MA01105
    NONE PC Support expansion of the Slingshot Network and the National Association for Community College Entrepreneurship Conference in Charlotte, NC, October 13-16, 2013. 20131073 65,000
    The University of Kansas Center for Research Inc
    Youngberg Hall
    2385 Irving Hill Road
    Lawrence,KS66045
    NONE PC Support to provide a study of immigration in the Kansas City metropolitan area and the states of Missouri and Kansas. 20131106 30,000
    Linda Hall Library Trusts
    5109 Cherry
    Kansas City,MO641102498
    NONE POF Support for "The Land Divided, the World United: Building the Panama Canal" exhibit to acknowledge the 100th anniversary of the Panama Canal, that will launch in Kansas City, Missouri, April 2014. 20131108 35,000
    Union Station Kansas City Inc
    30 West Pershing Suite 400
    Kansas City,MO64108
    NONE PC Support for additional equipment, supplies and staffing for one year to expand STEM programming at the Maker Studio inside Science City at Union Station. 20131155 70,000
    Woodrow Wilson International Center for Scholars
    One Woodrow Wilson Plaza
    1300 Pennsylvania Avenue NW
    Washington,DC200043027
    NONE PC Support an interactive website, sketchbook-like visuals, and research to publish a book titled, "High Impact: How Entrepreneurs Shape Our Future". 20131156 30,000
    Curators of the University of Missouri - Regnier
    Institute for Entrepreneurship and
    5110 Cherry Street Suite 328
    Kansas City,MO64110
    NONE NC Support to continue the work of the Regnier Institute for Entrepreneurship and Innovation, a world-class enterprise devoted to the research and teaching of entrepreneurship at the University of Missouri - Kansas City. 20131168 2,500,000
    Connecting for Good
    3101 Troost Ave
    Kansas City,MO64109
    NONE PC General operating support. 20131192 15,000
    Kansas City Ballet Association
    500 W Pershing Road
    Kansas City,MO64108
    NONE PC General operating support. 20131202 50,000
    Kansas City Repertory Theatre Inc
    4949 Cherry
    Kansas City,MO64110
    NONE PC General operating support. 20131218 50,000
    Colorado State University
    Department of Management
    213 Rockwell Hall
    Fort Collins,CO805231201
    NONE NC Support for the Sustainability, Ethics and Entrepreneurship Conference in Denver, Colorado, May 21-23, 2014. 20131224 15,000
    Venture for America
    40 West 29th Street Suite 301
    New York,NY10001
    NONE PC Support the 2014 summer education training camp, to collaborate on research studies and to determine the viability of fellowship expansion in Kansas City. 20131228 75,000
    Kansas City Symphony
    1703 Wyandotte Street Suite 200
    Kansas City,MO64108
    NONE PC General operating support. 20131230 100,000
    Lyric Opera of Kansas City
    1029 Central
    Kansas City,MO641055167
    NONE PC Support for 2014 general operating expenses for Die Fledermaus production chorus and set refurbishment. 20131238 50,000
    Kauffman Laboratories for Enterprise Creation Inc
    4801 Rockhill Road
    Kansas City,MO64110
    NONE PF Support the continued dissemination of entrepreneurship curriculum by providing educational programs, experiences, and initiative through which participants learn how to transform innovative entrepreneurial ideas into high-growth companies. 20131245 1,400,000
    Kauffman Scholars Inc
    4801 Rockhill Road
    Kansas City,MO641102046
    NONE POF Support Kauffman Scholars 2014 operations to enable urban students to pursue the educational opportunities that will best prepare them for a successful future, and support for tuition, fees, room and board for Kauffman Scholars, Inc. students. 20131246 9,770,500
    Total .................................bullet 3b 88,377,689
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    aRETURN OF UNUSED GRANT FUNDS     01   565,015
    bGLOBAL SCHOLARS INCOME     01   117,500
    cROYALTIES & HONORARIUMS RECEIVED     15 1,709  
    dISTART INCOME     01   48,975
    eOTHER REVENUE/SALES     01 20,818  
    fKAUFFMAN SUPPORT SERVICES     01 21  
    STARTUP AMERICA PARTNERSHIP     01   550,000
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
             
    4 Dividends and interest from securities....     14 21,068,401  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....     19 16,958,295  
    8
    Gain or (loss) from sales of assets other than inventory .............
        18 176,413,856  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFED & STATE TAX REFUNDS     01 91,533  
    bREFUND OF MANAGEMENT FEES     01 196  
    cPROGRAM RELATED INVESTMENT INCOME     01 58,995  
    dPROMISSORY NOTE INTEREST INCOME     01 54,280  
    e
    12 Subtotal. Add columns (b), (d), and (e)..   214,668,104 1,281,490
    13Total. Add line 12, columns (b), (d), and (e)..................
    13215,949,594
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A RETURN OF UNUSED GRANT FUNDS
    1A INCOME RECEIVED TO SUPPORT ENTREPRENEURSHIP PROGRAM
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
    Yes
     
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    1a(1) 803,914 ATTACHMENT B ATTACHMENT B
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BSR & CO. 5,715 5,715    
    CBIZ MHM LLC - AUDIT SERVICES 68,738     68,738
    JMW & ASSOC, LLC - TAX PREP 1,500     1,500
    KPMG, LLP 101,189     101,189

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 EmployeeCompensationExpln
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Employee Explanation
    CARL SCHRAMM Compensation includes a base compensation payment per the retirement agreement paid over a 12 month period of $572,250 during 2013. Other employee benefits paid of $21,655 per the retirement agreement.

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 ExpenditureResponsibilityStmt
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    SEE ATTACHMENT B
     
     
     
            NO      

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Name of Bond End of Year Book Value End of Year Fair Market Value
    SEE ATTACHMENT G 1,946,152 1,220,756

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AAON INC 1,073,159 1,705,715
    ABAXIS INC 1,297,166 1,410,745
    ACACIA RESEARCH CORP 1,036,599 403,122
    ACCELRYS INC 728,572 837,612
    ACCENTURE PLC CL A    
    ACI WORLDWIDE INC 1,229,669 1,985,750
    ACME UNITED CORP 612,598 1,029,069
    ADECCO SA REG 1,303,278 1,936,965
    ADVANTAGE OIL + GAS LTD    
    ADVENT SOFTWARE INC 911,537 1,147,672
    ADVISORY BOARD CO/THE 976,196 1,337,197
    AECON GROUP INC 1,331,428 1,416,177
    AEGION CORP 1,291,231 1,533,942
    AEON FINANCIAL SERVICE CO LT    
    AERCAP HOLDINGS NV 791,935 1,769,814
    AEROVIRONMENT INC 335,854 393,983
    AFREN PLC 1,724,360 1,881,749
    AGNICO EAGLE MINES LTD 1,363,143 1,071,709
    AGREE REALTY CORP 376,069 386,837
    AIR PRODUCTS + CHEMICALS INC    
    AIRTAC INTERNATIONAL GROUP 1,495,815 1,859,446
    AJISEN CHINA HOLDINGS LTD 848,008 892,465
    AKZO NOBEL 1,142,986 1,527,986
    ALBIOMA 1,250,208 1,246,831
    ALIGN TECHNOLOGY INC 832,737 1,473,041
    ALLIANCE ONE INTERNATIONAL    
    ALPINE ELECTRONICS INC 2,190,763 2,334,643
    ALSEA SAB DE CV 2,243,106 2,241,135
    ALTERA CORP 1,135,306 1,162,460
    ALTRA HOLDINGS INC    
    ALTRAN TECHNOLOGIES SA 576,393 887,088
    AMERICA S CAR MART INC 88,440 124,579
    AMERICAN GREETINGS CORP CL A    
    AMERICAN SCIENCE + ENGINEERI 2,312,943 2,694,899
    AMERICAN WATER WORKS CO INC 1,572,118 3,313,184
    ANGLO AMERICAN PLC 723,066 392,978
    ANGLOGOLD ASHANTI SPON ADR 1,023,103 746,763
    ANRITSU CORP    
    ANSALDO STS SPA 1,355,436 1,820,485
    APACHE CORP    
    APPLIED MATERIALS INC 2,260,516 3,201,890
    APR ENERGY PLC 1,565,731 1,704,630
    APRIL    
    APTARGROUP INC    
    ARATANA THERAPEUTICS INC 5,860,764 5,888,511
    ARCADIS NV 2,593,184 3,340,376
    AREZZO INDUSTRIA E COMERCIO    
    ARIAKE JAPAN CO LTD    
    AS ONE CORP 396,735 438,521
    ASBURY AUTOMOTIVE GROUP    
    ASOS PLC    
    ASSOCIATED BRITISH FOODS PLC 387,926 907,094
    ASTA FUNDING INC 112,811 119,564
    ASTELLAS PHARMA INC 1,398,918 2,137,423
    ATLANTIC TELE NETWORK INC 617,107 1,140,904
    ATRIUM INNOVATIONS INC 1,117,328 2,364,936
    AURORA OIL + GAS LTD    
    AUTOLIV INC 247,482 385,560
    AUTONEUM HOLDING AG 93,823 254,968
    AVEVA GROUP PLC    
    AVIGILON CORP 1,749,070 1,897,384
    AXCELIS TECHNOLOGIES INC    
    AXIS COMMUNICATIONS AB    
    AZ ELECTRONIC MATERIALS    
    AZZ INC    
    BALCHEM CORP 887,442 1,761,000
    BANC OF CALIFORNIA INC    
    BANCO SANTANDER SA    
    BANGKOK BANK PUBLIC CO NVDR 757,443 979,650
    BANK OF AMERICA CORP 3,903,303 4,258,395
    BANK OF MARIN BANCORP/CA    
    BARRATT DEVELOPMENTS PLC    
    BASSETT FURNITURE INDS    
    BEAZLEY PLC 60,701 83,168
    BECTON DICKINSON AND CO 535,217 580,625
    BEL FUSE INC CL B    
    BELLWAY PLC 1,681,521 1,918,457
    BENETEAU    
    BERKELEY GROUP HOLDINGS 1,797,847 3,326,609
    BIOMERIEUX 151,699 205,568
    BIOSCRIP INC    
    BLACKBAUD INC 973,152 1,232,096
    BLINKX PLC 1,124,540 1,172,865
    BLOOMBERRY RESORTS CORP    
    BODYCOTE PLC    
    BOFI HOLDING INC 37,517 196,075
    BOLLORE 490,861 1,258,111
    BOLLORE NEW 5,906 8,064
    BONJOUR HOLDINGS LTD 1,560,303 1,834,779
    BOOKER GROUP PLC 930,434 1,804,837
    BOTTOMLINE TECHNOLOGIES (DE) 1,080,300 1,699,520
    BOURBON SA 598,307 584,251
    BOURSORAMA 1,817,027 1,875,458
    BOUYGUES SA 2,265,217 2,450,214
    BRASIL PHARMA SA    
    BREMBO SPA 960,472 1,371,001
    BRIDGEPOINT EDUCATION INC    
    BRITVIC PLC 1,900,976 2,701,314
    BROOKLINE BANCORP INC    
    BRYN MAWR BANK CORP    
    BUREAU VERITAS SA 249,089 480,102
    CABOT MICROELECTRONICS CORP    
    CAI INTERNATIONAL INC    
    CALBEE INC    
    CAMERON INTERNATIONAL CORP 2,272,382 2,463,351
    CAMPUS CREST COMMUNITIES INC    
    CANADIAN NATURAL RESOURCES 2,284,536 2,683,813
    CANON INC 4,975,675 4,565,463
    CAPELLA EDUCATION CO    
    CAPITOL FEDERAL FINANCIAL IN 1,117,586 1,128,834
    CARBO CERAMICS INC 862,589 1,176,953
    CARGOTEC OYJ B SHARE 1,135,306 1,167,528
    CARL ZEISS MEDITEC AG BR 1,584,591 1,808,494
    CARMIKE CINEMAS INC    
    CARREFOUR SA 1,404,490 2,189,067
    CARRIAGE SERVICES INC    
    CASH AMERICA INTL INC 957,324 1,504,807
    CATALYST PAPER CORP   12,413
    CATLIN GROUP LTD    
    CCA INDUSTRIES INC    
    CCL INDUSTRIES INC CL B 1,692,636 1,676,929
    CEGEDIM SA 360,675 144,080
    CELADON GROUP INC    
    CENOVUS ENERGY INC 2,345,046 2,284,121
    CENTRAL GARDEN AND PET CO A    
    CENTURY TOKYO LEASING CORP 1,632,097 1,802,729
    CENTURYLINK INC 1,096,110 1,104,526
    CGG 1,026,290 728,053
    CHESAPEAKE UTILITIES CORP    
    CHINA FUND INC/THE 347,934 465,353
    CHINA MODERN DAIRY HOLDINGS 1,796,761 1,954,141
    CHINA PHARMA HOLDINGS INC 410,687 68,854
    CHINACAST EDUCATION CORP    
    CHINDEX INTERNATIONAL INC 82,287 237,048
    CHOFU SEISAKUSHO CO LTD 729,075 874,440
    CIA SANEAMENTO BASICO DE ADR 1,140,568 2,558,304
    CIE FINANCIERE RICHEMON BR A 454,605 748,862
    CIE FINANCIERE RICHEMON BR A    
    CIMAREX ENERGY CO 1,580,312 2,627,996
    CINEPLEX INC 1,442,271 1,772,891
    CIPUTRA DEVELOPMENT TBK PT    
    CISCO SYSTEMS INC 158,581 156,674
    CLARIANT AG REG    
    CNA FINANCIAL CORP 1,313,067 1,615,666
    CNH INDUSTRIAL NV 5,315,127 5,613,400
    COBIZ FINANCIAL INC    
    COCA COLA ICECEK AS    
    COGECO CABLE INC    
    COMFORTDELGRO CORP LTD 1,070,675 1,499,906
    COMMERCE BANCSHARES INC    
    COMMERCIAL VEHICLE GROUP INC    
    COMPAGNIE DE SAINT GOBAIN 1,331,770 1,749,783
    COMPARTAMOS SAB DE CV 870,881 865,687
    COMPASS MINERALS INTERNATION 2,820,151 3,081,845
    COMPUGROUP MEDICAL AG 1,646,113 1,769,149
    COMPUTER TASK GROUP INC    
    CONAGRA FOODS INC 546,923 585,201
    CONNECTICUT WATER SVC INC    
    CONSTANTIA PACKAGING AG ANSPR    
    CONSTELLATION SOFTWARE INC 1,272,477 2,044,921
    CONTANGO OIL + GAS 1,122,528 1,086,980
    CONTINENTAL AG 247,662 790,723
    CORE LABORATORIES N.V.    
    CORVEL CORP    
    COSTAR GROUP INC 892,547 2,292,299
    COUNTRYWIDE PLC 1,677,868 1,818,849
    COVENANT TRANSPORT GRP CL A    
    CPI AEROSTRUCTURES INC    
    CRAWFORD + COMPANY CL A 346,598 718,131
    CREDIT SUISSE GROUP AG REG 7,112,641 7,855,974
    CRH PLC 1,120,811 1,606,027
    CRODA INTERNATIONAL PLC 733,632 980,726
    CTS CORP    
    CTS EVENTIM 1,011,800 1,704,270
    DAIICHIKOSHO CO LTD 504,877 879,167
    DAIMLER AG REGISTERED SHARES 4,059,680 6,817,440
    DAIWA SECURITIES GROUP INC 2,634,446 3,928,072
    DANA HOLDING CORP    
    DANONE 3,857,683 3,885,884
    DE LONGHI SPA 1,457,477 2,420,727
    DE MASTER BLENDERS1753 NV    
    DEERE + CO 546,393 592,366
    DEETHREE EXPLORATION LTD 1,688,322 1,697,831
    DESTINATION XL GROUP INC 161,750 269,764
    DEUTSCHE WOHNEN AG BR 797,830 1,357,654
    DEVON ENERGY CORPORATION 3,062,963 3,332,318
    DEVRY EDUCATION GROUP INC 1,596,744 1,234,513
    DIAGEO PLC 3,028,670 3,514,560
    DIGNITY PLC 409,932 445,995
    DISCO CORP 1,343,860 1,332,911
    DISCOVERY COMMUNICATIONS C    
    DKSH HOLDING LTD 1,093,951 1,032,468
    DMG MORI SEIKI CO LTD 1,751,778 1,864,908
    DOGAN YAYIN HOLDING AS    
    DOMINO S PIZZA GROUP PLC    
    DONEGAL GROUP INC CL A    
    DORMAN PRODUCTS INC 613,859 613,967
    DREW INDUSTRIES INC    
    DRILLISCH AG 1,186,504 1,637,136
    DU PONT (E.I.) DE NEMOURS    
    DUERR AG 1,355,000 1,767,880
    DUFRY AG REG 3,265,337 4,359,479
    DUOYUAN PRINTING INC 11,900 28
    EAST WEST BANCORP INC 1,249,834 2,168,140
    EBARA CORP 1,745,872 1,800,866
    ELECTRONICS FOR IMAGING    
    ELEMENT FINANCIAL CORP 1,399,736 1,746,712
    ELEMENTIS PLC 1,756,746 1,909,673
    EMPERADOR INC 901,812 809,615
    ENCANA CORP 490,133 359,015
    ENDURANCE SPECIALTY HOLDINGS 269,911 383,995
    EQUIFAX INC    
    ESSENTRA PLC 2,136,588 3,167,382
    ESSEX RENTAL CORP    
    ESTACIO PARTICIPACOES SA 3,187,085 3,394,881
    EXA CORP 281,357 270,836
    EXACOMPTA CLAIREFONTAINE 213,440 80,719
    EXCEED CO LTD 611,321 137,676
    EXEDY CORP 774,236 743,494
    EXEL INDUSTRIES SA A SHS 343,643 407,019
    EXELON CORP 2,379,409 2,273,507
    EXPONENT INC    
    EZION HOLDINGS LTD 1,631,645 1,687,946
    F N COMMUNICATIONS INC 1,769,065 1,923,771
    FACEBOOK INC A    
    FACTSET RESEARCH SYSTEMS INC 630,581 675,911
    FAMILY DOLLAR STORES 372,842 382,348
    FANUC CORP 2,441,241 3,369,963
    FARO TECHNOLOGIES INC 1,458,179 1,827,705
    FAURECIA 799,733 1,416,333
    FEDERAL AGRIC MTG CORP CL C 2,166,680 3,941,593
    FEDEX CORP 3,611,793 5,980,832
    FENNER PLC 122,654 124,990
    FERREXPO PLC    
    FFP 596,332 351,605
    FIAT INDUSTRIAL    
    FIBRA UNO ADMINISTRACION SA 1,685,602 1,710,245
    FIRST FINANCIAL HOLDINGS INC    
    FIRST TRUST SPECIALTY FINANCE    
    FIRSTENERGY CORP 559,612 560,330
    FLEETMATICS GROUP PLC 1,164,999 1,240,194
    FLUOR CORP    
    FRANKLIN RESOURCES INC 4,419,059 4,840,949
    FRAPORT AG FRANKFURT AIRPORT 100,942 174,026
    FREENET AG 1,774,501 2,457,181
    FRESENIUS SE + CO KGAA 1,174,124 1,583,925
    FRESNILLO PLC 942,550 836,692
    FRONTIER COMMUNICATIONS CORP    
    FUGRO NV CVA 3,819,116 3,813,928
    FURSYS INC 113,954 575,633
    GAUMONT SA 37,513 40,811
    GEELY AUTOMOBILE HOLDINGS LT    
    GENEL ENERGY PLC 1,658,066 1,811,893
    GENERAL ELECTRIC CO    
    GENERAL MOTORS CO 4,721,129 6,130,500
    GENOMMA LAB INTERNACIONAL B 1,628,363 1,763,061
    GENTING MALAYSIA BHD 253,208 338,793
    GENTIVA HEALTH SERVICES    
    GENWORTH FINANCIAL INC CL A 1,495,120 2,532,167
    GEOSPACE TECHNOLOGIES CORP 1,596,392 1,789,916
    GERRESHEIMER AG 979,470 1,505,885
    GERRY WEBER INTL AG    
    GFK SE 1,646,332 2,088,238
    GIANT INTERACTIVE GROUP ADR 215,983 455,220
    GINKO INTERNATIONAL CO LTD 1,308,993 1,284,547
    GIORDANO INTERNATIONAL LTD    
    GLAXOSMITHKLINE PLC 1,096,006 1,474,914
    GN STORE NORD A/S 2,402,084 2,774,170
    GOLD FIELDS LTD SPONS ADR 1,564,098 477,344
    GOLDCORP INC 6,658,364 5,623,928
    GRAND CANYON EDUCATION INC 432,919 1,085,640
    GREAT EAGLE HOLDINGS LTD 407,929 423,300
    GREAT PLAINS ENERGY INC 2,080,426 2,264,986
    GREAT PORTLAND ESTATES PLC 1,542,993 1,798,903
    GROUPE BRUXELLES LAMBERT SA 1,249,391 1,491,622
    GROUPE GUILLIN    
    GROUPE STERIA SCA 418,022 275,287
    GRUPO TELEVISA SA SPON ADR 2,307,492 3,585,749
    GSW IMMOBILIEN AG    
    GUERBET 162,445 158,566
    GUOCO GROUP LTD 977,882 1,183,968
    H+E EQUIPMENT SERVICES INC    
    H2O RETAILING CORP    
    HAIER ELECTRONICS GROUP CO    
    HAL TRUST 994,219 1,197,803
    HALLIBURTON CO 786,552 760,235
    HALMA PLC 2,336,585 2,813,812
    HAMBURGER HAFEN UND LOGISTIK 1,128,637 925,461
    HARMONY GOLD MNG SPON ADR 643,756 138,970
    HAVERTY FURNITURE    
    HAW PAR CORP LTD 1 1,161,015 2,242,018
    HAYS PLC 1,545,020 1,920,940
    HCC INSURANCE HOLDINGS INC 1,457,201 1,517,545
    HEALTH NET INC 2,917,822 3,070,845
    HEALTHSTREAM INC 1,126,736 1,480,385
    HEARTLAND EXPRESS INC    
    HEELYS INC    
    HEIDELBERGCEMENT AG 1,831,391 2,727,802
    HELEN OF TROY LTD 644,382 1,198,142
    HEXAGON AB B SHS    
    HIBBETT SPORTS INC 1,301,966 1,502,144
    HIGH CO 111,020 60,619
    HILLSHIRE BRANDS CO/THE 2,908,659 3,042,237
    HILONG HOLDING LTD 1,262,260 1,937,816
    HIROSE ELECTRIC CO LTD 2,774,381 3,739,834
    HISCOX LTD 127,641 165,527
    HITTITE MICROWAVE CORP 914,859 1,044,780
    HIWIN TECHNOLOGIES CORP 1,684,650 1,763,669
    HOLCIM LTD REG 4,772,336 4,931,101
    HOME INNS + HOTELS MANAG ADR 1,674,524 1,932,423
    HOME PRODUCT CENTER PCL NVDR    
    HOME RETAIL GROUP    
    HOMESTREET INC    
    HOPEWELL HOLDINGS LTD 980,779 1,025,117
    HOPFED BANCORP INC 540,000 711,009
    HOTEL SHILLA CO LTD 1,908,145 1,835,736
    HOYA CORP 1,939,406 2,520,140
    HULIC CO LTD    
    HUMANA INC 310,729 1,032,200
    ICOM INC    
    ICU MEDICAL INC    
    IDEXX LABORATORIES INC 1,002,765 1,287,077
    IG GROUP HOLDINGS PLC 804,964 933,957
    IMATION CORP    
    IMAX CORP    
    IMPERIAL OIL LTD 2,175,006 2,320,306
    IMPERVA INC    
    INCITEC PIVOT LTD 5,716,978 4,243,697
    INDIA FUND INC/THE 9,406 9,320
    INDUSTRIAS PENOLES SAB DE CV 644,466 715,579
    INGENICO 1,850,310 2,100,668
    INNERWORKINGS INC    
    INNOSPEC INC 618,754 2,665,184
    INTEGRATED SILICON SOLUTION    
    INTEL CORP 2,368,286 3,024,340
    INTERPUMP GROUP SPA 435,404 470,908
    INTEST CORP 100,467 110,789
    INTL BUSINESS MACHINES CORP 1,004,288 980,991
    INTL FLAVORS + FRAGRANCES    
    INVENTURE FOODS INC 432,948 1,836,682
    INVESTOR AB A SHS 1,040,984 1,832,366
    INVESTOR AB B SHS 49,166 94,686
    IPSOS 1,093,990 1,458,838
    ISRAEL CHEMICALS LTD 900,882 751,372
    ITALCEMENTI SPA RSP 416,786 356,649
    ITALMOBILIARE SPA 495,562 373,164
    ITALMOBILIARE SPA RSP 224,316 216,387
    ITE GROUP PLC 1,530,810 1,776,186
    ITRON INC 1,178,480 1,155,897
    ITT CORP    
    IZUMI CO LTD 1,543,119 1,786,499
    JAPAN WOOL TEXTILE CO LTD 670,992 587,256
    JARDINE MATHESON HLDGS LTD 1,066,401 1,292,580
    JINPAN INTERNATIONAL LTD 1,542,051 1,222,514
    JOHN B. SANFILIPPO + SON INC    
    JULIUS BAER GROUP LTD 4,457,499 6,771,692
    JUMBO SA 528,997 1,366,219
    JUPITER FUND MANAGEMENT 1,495,687 1,870,232
    KAKAKU.COM INC    
    KANAMOTO CO LTD 2,443,596 2,290,558
    KANSAI PAINT CO LTD 2,709,955 4,013,070
    KANSAS CITY LIFE INS CO 1,533,338 1,871,742
    KAYDON CORP    
    KDDI CORP 1,662,056 3,090,186
    KELLOGG CO 2,530,457 2,615,628
    KERING 663,644 825,716
    KERRY GROUP PLC A 645,147 751,534
    KEYENCE CORP 1,867,691 3,604,966
    KIMBALL INTERNATIONAL B    
    KINROSS GOLD CORP 876,547 759,444
    KMG CHEMICALS INC    
    KOBAYASHI PHARMACEUTICAL CO 114,201 138,505
    KONECRANES OYJ    
    KONINKLIJKE PHILIPS NV 1,712,793 2,228,629
    KOSE CORP 1,735,045 1,766,843
    KRONES AG 542,278 774,228
    KT+G CORP 1,519,214 1,768,559
    KUEHNE + NAGEL INTL AG REG 3,261,345 3,696,613
    LABORATORY CRP OF AMER HLDGS 2,062,453 3,289,320
    LAKELAND FINANCIAL CORP    
    LANCASHIRE HOLDINGS LTD 370,319 389,533
    LAURENT PERRIER GROUP 582,577 600,280
    LE GAGA HOLDINGS LTD ADR 293,410 190,399
    LECTRA    
    LEGRAND SA 277,383 458,276
    LEONI AG 788,824 933,704
    LI NING CO LTD 693,989 636,230
    LIFE TECHNOLOGIES CORP 603,079 655,291
    LIFEPOINT HOSPITALS INC    
    LINAMAR CORP 2,273,275 2,373,034
    LINDAB INTERNATIONAL AB    
    LINDT + SPRUENGLI AG PC    
    LITHIA MOTORS INC CL A    
    LIVE NATION ENTERTAINMENT IN 1,939,091 2,718,976
    LIVHOME INC 64,142 64,142
    LOTTE CONFECTIONERY CO LTD 355,468 586,998
    LPS BRASIL CONS DE IMOVEIS    
    LSB INDUSTRIES INC 938,570 1,230,600
    M/I HOMES INC    
    M3 INC    
    MABUCHI MOTOR CO LTD 951,636 969,150
    MAEZAWA KASEI INDUSTRIES CO 70,304 78,681
    MAIRE TECNIMONT SPA 1,229,749 1,331,919
    MAJESTIC CAPITAL LTD 35  
    MANITEX INTERNATIONAL INC 344,066 2,678,797
    MANUTAN INTERNATIONAL 91,246 76,376
    MARCUS CORPORATION    
    MARLIN BUSINESS SERVICES INC    
    MARTEN TRANSPORT LTD    
    MASTERCARD INC CLASS A 2,711,547 7,001,155
    MATADOR RESOURCES CO 588,314 693,632
    MATAS A/S 1,397,183 1,576,439
    MATRIX SERVICE CO 985,899 2,295,335
    MATSUMOTO YUSHI SEIYAKU CO    
    MAYR MELNHOF KARTON AG 1,197,959 1,458,298
    MCG CAPITAL CORP 184,169 529,144
    MCGRATH RENTCORP    
    MEADWESTVACO CORP 744,978 793,810
    MEASUREMENT SPECIALTIES INC    
    MEDIDATA SOLUTIONS INC 399,642 1,214,429
    MEDIFAST INC 385,578 351,449
    MEGAWORLD CORP    
    MEITEC CORP    
    MELROSE INDUSTRIES PLC    
    MERIDIAN BIOSCIENCE INC 770,923 996,865
    MERIT MEDICAL SYSTEMS INC    
    MESA LABORATORIES INC 232,737 345,752
    METHODE ELECTRONICS INC    
    METLIFE INC    
    MFA FINANCIAL INC    
    MICHELIN (CGDE) 1,038,857 1,437,029
    MIDSOUTH BANCORP INC    
    MILLICOM INTL CELLULAR SDR 586,107 1,301,424
    MILLS ESTRUTURAS E SERVICOS    
    MINEBEA CO LTD 1,657,081 1,836,440
    MIRACA HOLDINGS INC    
    MISUMI GROUP INC 532,785 861,586
    MITSUBISHI ESTATE CO LTD 1,056,380 1,826,168
    MKS INSTRUMENTS INC 2,590,783 3,054,928
    MOBILE MINI INC 1,079,151 2,182,540
    MONCLER SPA 2,152,543 2,516,318
    MONEYSUPERMARKET.COM    
    MONITISE PLC 1,146,079 1,778,755
    MONOTARO CO LTD    
    MORNINGSTAR INC 628,903 855,086
    MOSAIC CO/THE 3,334,752 3,524,924
    MOTHERCARE PLC 1,495,609 1,642,118
    MS+AD INSURANCE GROUP HOLDIN 2,460,784 2,542,633
    MTU AERO ENGINES AG 1,245,122 2,006,785
    MULTI COLOR CORP    
    MURPHY OIL CORP 263,803 373,384
    MYR GROUP INC/DELAWARE    
    NABTESCO CORP    
    NAGAILEBEN CO LTD 275,996 413,457
    NATIONAL FUEL GAS CO 274,954 367,353
    NATIONAL OILWELL VARCO INC 3,742,118 4,238,949
    NATIONAL RESEARCH CORP    
    NATIONAL RESEARCH CORP A 616,746 839,843
    NATIONAL RESEARCH CORP CL B 117,080 258,138
    NATL WESTERN LIFE INS CL A 1,632,257 2,034,529
    NATURES SUNSHINE PRODS INC 1,194,978 2,729,528
    NATUZZI SPA SP ADR    
    NEENAH PAPER INC    
    NEMETSCHEK AG    
    NEOGEN CORP 845,611 1,499,508
    NEOPOST SA 907,013 878,453
    NESTLE SA REG 4,128,816 5,315,927
    NEWCREST MINING LTD 3,042,954 981,989
    NEWELL RUBBERMAID INC    
    NEWMONT MINING CORP 1,042,776 439,873
    NEXT CO LTD 1,254,967 1,266,592
    NIC INC 550,318 1,165,160
    NINE DRAGONS PAPER HOLDINGS 1,275,664 1,237,011
    NIPPON SHINYAKU CO LTD 1,343,009 1,364,635
    NISSIN FOODS HOLDINGS CO LTD 1,169,029 1,361,085
    NITTO KOHKI CO LTD 248,446 201,399
    NKSJ HOLDINGS INC 2,172,869 2,484,308
    NKT HOLDING A/S 1,542,633 1,844,103
    NOMURA RESEARCH INSTITUTE LT 647,046 992,245
    NONGSHIM CO LTD 725,298 646,913
    NORBERT DENTRESSANGLE 488,205 1,030,706
    NORDSTROM INC 348,770 378,216
    NORFOLK SOUTHERN CORP 336,751 400,097
    NORMA GROUP SE 696,454 1,045,134
    NORTHERN TRUST CORP 3,271,485 3,978,599
    NORTHRIM BANCORP INC    
    NOVOZYMES A/S B SHARES 313,113 469,291
    NTT DOCOMO INC    
    NUMERICABLE GROUP 455,731 451,086
    NUTRACEUTICAL INTL CORP 153,304 294,660
    NUTRECO NV 935,788 1,424,565
    NUTRECO NV    
    NV5 HOLDING INC 1,425,612 1,910,320
    NVE CORP 456,786 511,407
    OBARA GROUP INC 1,703,811 1,769,629
    OCADO GROUP PLC 1,196,301 1,757,575
    OMNICELL INC 1,187,598 1,395,215
    OMRON CORP    
    OMV AG 684,149 860,790
    ONO PHARMACEUTICAL CO LTD 734,585 1,314,400
    OPEN TEXT CORP    
    OPERA SOFTWARE ASA 2,251,656 3,224,493
    ORACLE CORP 5,470,430 8,264,160
    ORANGE 648,945 687,046
    ORKLA ASA 972,067 1,061,454
    OSG CORP 1,727,031 1,716,246
    OVERHILL FARMS INC    
    OWENS ILLINOIS INC 2,134,188 3,483,541
    P.A.M. TRANSPORTATION SVCS    
    PARGESA HOLDING SA BR 2,012,244 1,969,964
    PARK STERLING CORP    
    PARKWAY PROPERTIES INC    
    PATTERSON COS INC 1,015,250 1,148,038
    PENN WEST PETROLEUM LTD 1,733,784 908,147
    PEP BOYS MANNY MOE + JACK    
    PERICOM SEMICONDUCTOR CORP    
    PETROLEUM GEO SERVICES    
    PFIZER INC W/D 415,764 673,278
    PHOTRONICS INC    
    PIAGGIO + C. S.P.A. 2,210,155 2,390,184
    PIERRE + VACANCES    
    PIRELLI + C. 992,227 1,565,956
    PLASTIC OMNIUM 1,613,003 1,669,783
    PORTLAND GENERAL ELECTRIC CO 1,097,606 1,138,389
    POSTNL NV    
    POTASH CORP OF SASKATCHEWAN 2,014,834 1,722,654
    POWELL INDUSTRIES INC    
    PRECISION CASTPARTS CORP 998,888 1,463,646
    PRGX GLOBAL INC 301,020 344,400
    PRIMARIS RETAIL REAL ESTATE    
    PROASSURANCE CORP 1,104,009 1,166,671
    PROOFPOINT INC 173,670 189,766
    PROS HOLDINGS INC 709,156 1,516,200
    PROTO LABS INC 531,309 1,142,439
    PRUDENTIAL PLC 1,165,223 1,404,863
    PUREGOLD PRICE CLUB INC    
    QIHOO 360 TECHNOLOGY CO ADR    
    QUAKER CHEMICAL CORP    
    QUALICORP SA    
    RALLYE SA 424,753 419,930
    RANK GROUP PLC 2 2
    RAVEN INDUSTRIES INC 1,604,353 2,117,682
    RAYONIER INC 374,631 354,482
    RECKITT BENCKISER GROUP PLC 594,830 801,778
    RECORDATI SPA 119,513 259,440
    RED ELECTRICA CORPORACION SA 1,163,990 1,558,087
    RENISHAW PLC 961,521 1,215,758
    RENT A CENTER INC 1,761,987 2,946,089
    REPUBLIC AIRWAYS HOLDINGS IN    
    REPUBLIC SERVICES INC 348,377 353,082
    RHEINMETALL AG 3,524,601 3,998,081
    RIETER HOLDING AG REG 232,613 373,259
    RIGHTMOVE PLC 1,497,899 2,018,194
    RITCHIE BROS AUCTIONEERS    
    ROADRUNNER TRANSPORTATION SY    
    ROBERTET SA 194,855 670,180
    ROBINSONS LAND CO    
    ROCKWELL COLLINS INC 913,647 1,137,629
    ROCKWOOL INTL A/S B SHS    
    ROHM CO LTD    
    ROLLINS INC 807,328 1,135,875
    ROTORK PLC    
    RPC GROUP PLC    
    RUBY TUESDAY INC    
    RUSH ENTERPRISES INC CL A    
    RYOHIN KEIKAKU CO LTD    
    SAFILO GROUP SPA 1,480,274 2,527,573
    SAFRAN SA 524,284 1,482,485
    SAIPEM SPA 607,606 707,550
    SAMSONITE INTERNATIONAL SA 1,516,610 1,632,665
    SAMSUNG ELECTRONICS PFD    
    SANDY SPRING BANCORP INC    
    SANMINA CORP    
    SANOFI 1,598,242 2,164,775
    SANSEI YUSOKI CO LTD    
    SARTORIUS AG VORZUG 277,917 1,311,422
    SATS LTD 344,683 501,666
    SCHIBSTED ASA    
    SCHNEIDER ELECTRIC SA    
    SCHWAB (CHARLES) CORP    
    SCIQUEST INC 968,933 1,528,949
    SCOR SE 657,414 988,341
    SCORPIO TANKERS INC    
    SCOTTS MIRACLE GRO CO CL A    
    SEACUBE CONTAINER LEASING LT    
    SEB SA 2,207,745 2,738,571
    SECOM CO LTD 2,229,521 3,082,384
    SECOM JOSHINETSU CO LTD 403,512 410,022
    SECURE ENERGY SERVICES INC 1,344,382 1,954,576
    SECURITY BANK CORP    
    SEIKAGAKU CORP 277,773 313,226
    SEIKO HOLDINGS CORP 883,437 832,777
    SEINO HOLDINGS CO LTD 2,126,309 1,972,922
    SERCO GROUP PLC    
    SEVEN BANK LTD    
    SGOCO GROUP LTD    
    SHIMANO INC 1,238,726 2,329,131
    SHIN ETSU CHEMICAL CO LTD 285,096 354,596
    SHINER INTERNATIONAL INC 254,507 79,651
    SHINGAKUKAI CO LTD    
    SHINMAYWA INDUSTRIES LTD 1,742,870 1,928,414
    SHIP HEALTHCARE HOLDINGS INC    
    SHOE CARNIVAL INC    
    SIBANYE GOLD SPON ADR 52,620 32,915
    SIMCORP A/S 1,740,109 1,946,190
    SIMCORP A/S    
    SIMPSON MANUFACTURING CO INC 1,221,522 1,456,345
    SINO BIOPHARMACEUTICAL 868,307 862,320
    SK KAKEN CO LTD 291,343 580,296
    SMC CORP 2,037,709 3,549,974
    SMILES SA 1,744,163 1,699,382
    SMITHS GROUP PLC 1,409,816 1,745,289
    SNAP ON INC    
    SOCIETE BIC SA 489,238 650,417
    SODEXO 1,472,438 2,808,142
    SOFINA 164,623 193,823
    SONDA SA    
    SORIN SPA 975,952 1,201,447
    SOUFUN HOLDINGS LTD ADR 1,301,272 1,765,799
    SOURCEFIRE INC    
    SOUTHERN CO/THE 349,442 352,929
    SOUTHERN NATL BANCORP OF VA    
    SOUTHWEST AIRLINES CO 233,981 382,829
    SOUTHWESTERN ENERGY CO 2,050,096 2,251,053
    SPDR GOLD SHARES 7,436,041 7,162,461
    SPECTRIS PLC    
    SPIRAX SARCO ENGINEERING PLC    
    SPS COMMERCE INC 832,025 941,953
    SQUARE ENIX HOLDINGS CO LTD    
    STAMPS.COM INC 804,226 1,228,268
    STANTEC INC 868,964 1,064,112
    STATE STREET CORP    
    STEALTHGAS INC 916,449 1,434,752
    STERIS CORP    
    STERLING BANCORP N Y    
    STRATASYS LTD 730,100 1,347,000
    STRATEC BIOMEDICAL AG 1,238,515 1,146,282
    STROEER MEDIA AG 1,803,404 1,604,403
    STRYKER CORP 1,098,234 1,529,475
    SUGI HOLDINGS CO LTD    
    SUMITOMO REAL ESTATE SALES 644,239 617,010
    SUN FRONTIER FUDOUSAN CO LTD 2,098,788 2,351,773
    SUN HYDRAULICS CORP 1,334,003 2,104,787
    SURMODICS INC    
    SUTRON CORP 174,580 210,105
    SWATCH GROUP AG/THE BR 616,525 894,839
    SYMRISE AG 729,627 1,200,194
    SYSCO CORP 4,704,586 5,143,348
    T HASEGAWA CO LTD 331,827 314,326
    T ROWE PRICE GROUP INC 348,444 406,285
    TADANO LTD 2,423,575 2,389,789
    TAIWAN SECOM 113,631 155,606
    TAKKT AG 1,708,167 2,009,588
    TE CONNECTIVITY LTD 3,419,958 5,626,731
    TEAM INC    
    TECAN GROUP AG REG 946,886 1,459,099
    TECHNE CORP 472,858 655,590
    TECHTRONIC INDUSTRIES CO 897,648 946,252
    TECUMSEH PRODUCTS CO CLASS A    
    TELECITY GROUP PLC    
    TELEPERFORMANCE 1,952,877 2,082,130
    TELEVISION FRANCAISE (T.F.1) 725,711 880,736
    TENET HEALTHCARE CORP 2,792,180 4,367,844
    TERRENO REALTY CORP    
    TERRITORIAL BANCORP INC    
    TESCO CORP    
    TETRA TECH INC 969,853 1,106,609
    TEXAS INSTRUMENTS INC    
    THAI BEVERAGE PCL 517,244 1,102,322
    THERMON GROUP HOLDINGS INC    
    THYSSENKRUPP AG 810,724 904,347
    TITAN MACHINERY INC 974,476 843,777
    TJX COMPANIES INC 999,477 1,497,655
    TMS INTERNATIONAL CORP A    
    TNT EXPRESS NV 889,901 857,936
    TOD S SPA 1,308,760 1,723,016
    TOKAI TOKYO FINANCIAL HOLDIN 2,344,997 2,866,037
    TOKYO TATEMONO CO LTD 2,322,428 2,849,462
    TOTAL SA 2,390,106 2,992,286
    TOWNE BANK 1,638,876 1,716,247
    TOYOTA MOTOR CORP 2,922,735 3,243,442
    TRAVIS PERKINS PLC 1,419,316 1,863,399
    TSURUHA HOLDINGS INC    
    TUESDAY MORNING CORP    
    TUPPERWARE BRANDS CORP 260,405 1,195,805
    TYLER TECHNOLOGIES INC 716,280 1,830,680
    U.S. PHYSICAL THERAPY INC    
    ULTRA PETROLEUM CORP    
    UNIBET GROUP PLC SDR 1,636,877 1,693,957
    UNIFI INC    
    UNION PACIFIC CORP 2,405,903 4,334,400
    UNITE GROUP PLC    
    UNITIL CORP 533,072 818,657
    UNIVERSAL HEALTH SERVICES B    
    UNIVERSAL POWER GROUP INC 55,862 24,038
    UNIVERSAL ROBINA CORP    
    UNIVERSAL STAINLESS + ALLOY    
    USA TRUCK INC    
    VALEANT PHARMACEUTICALS INTE 4,090,229 5,682,160
    VALIDUS HOLDINGS LTD    
    VANGUARD DEVELOPED MARKETS IND 65,351,902 69,525,926
    VANGUARD TOTAL STOCK MARKET IN 103,573,918 113,770,322
    VICAT 633,292 672,660
    VICTREX PLC    
    VIEL ET COMPAGNIE 350,806 176,722
    VILMORIN CLAUSE + CIE 1,191,907 1,727,783
    VIPSHOP HOLDINGS LTD ADS 1,277,074 1,252,690
    VIRTUSA CORP    
    VISCOFAN SA    
    VOCERA COMMUNICATIONS INC 115,923 106,257
    VOLT INFO SCIENCES INC 109,488 107,000
    WACOM CO LTD    
    WASHINGTON BANKING CO    
    WENDEL 335,602 767,635
    WESTAR ENERGY INC 514,474 549,142
    WESTWOOD HOLDINGS GROUP INC 826,945 1,397,618
    WGL HOLDINGS INC 371,264 383,775
    WIENERBERGER AG 1,110,134 1,252,683
    WILSHIRE BANCORP INC 1,047,516 1,625,816
    WINCOR NIXDORF AG 1,185,032 1,473,031
    WINDSTREAM CORP    
    WIRECARD AG 1,340,140 1,890,511
    WM MORRISON SUPERMARKETS 1,654,438 1,594,010
    WOODWARD INC 368,145 409,350
    WORKSPACE GROUP PLC 1,520,073 2,014,637
    WORLD FUEL SERVICES CORP 999,913 1,097,645
    WPCS INTERNATIONAL INC    
    XILINX INC    
    XYLEM INC 2,229,693 3,029,092
    YAMAHA MOTOR CO LTD 2,576,896 3,084,831
    YASKAWA ELECTRIC CORP 1,287,490 1,424,005
    YAZICILAR HOLDING AS A 342,831 452,531
    YELP INC    
    YOMEISHU SEIZO CO LTD    
    YONKYU CO LTD 69,876 157,036
    YOOX SPA 1,023,560 1,429,526
    ZENKOKU HOSHO CO LTD 2,248,400 2,432,370
    ZHONGPIN INC    
    SEE ATTACHMENT F 4,327,034 4,997,205

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    US Government Securities - End of Year Book Value:

    53,793,281
    US Government Securities - End of Year Fair Market Value:

    53,793,281
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsLandSchedule2
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ABINGWORTH BIOVENTURES II AT COST 8,462 172,110
    ABINGWORTH BIOVENTURES III AT COST 1,799,448 487,841
    ABINGWORTH IIA AT COST 120,657 184
    ACCENT EQUITY 2012 L.P. AT COST 681,165 765,422
    ACCENT EQUITY PARTNERS AT COST 1,142,498 3,330,169
    ADM MACULUS AT COST 3,863,337 4,491,764
    ADM MACULUS FUND III LP AT COST 4,486,162 2,256,959
    ADM MACULUS FUND V LP AT COST 8,521,365 6,923,510
    ADVENT GLOBAL PE IV AT COST 1 586,316
    ADVENT GLOBAL PRIVATE EQUITY AT COST 1 94,379
    APOLLO INVESTMENT FUND IV AT COST 1 256,851
    APOLLO INVESTMENTS FD III LP AT COST 1 987,292
    ARCH III AT COST 4,107,367 95,188
    ARCH VENTURE FUND IV LP AT COST 6,558,890 399,987
    ARCH VENTURE FUND VI, LP AT COST 4,837,248 7,855,506
    AVENUE ASIA SPECIAL SITUATIONS AT COST 4,324,151 7,375,734
    AVENUE SPECIAL SITUATIONS FUND AT COST 1 158,890
    BENCHMARK CAPITAL PARTNERS IV AT COST 3,122,886 1,898,300
    BENCHMARK CAPITAL PARTNERS V AT COST 3,996,691 5,867,370
    BENCHMARK CAPITAL PARTNERS VI AT COST 3,521,872 18,438,029
    BENCHMARK CAPITAL PARTNERS VII AT COST 4,375,000 8,315,008
    BESSEMER VENTURE PARTNERS VII AT COST 34,532,010 42,532,676
    BESSEMER VENTURE PTR VIII INST AT COST 24,240,000 25,619,599
    BLACK BEAR FUND AT COST 1 589,938
    BLACKTHORN PARTNERS, LP AT COST 22,000,000 24,333,334
    BRENNER WEST CAP QUAL PART LP AT COST 25,000,000 33,489,565
    CAHILL WARNOCK STRAT PRTNERS AT COST    
    CANYON AGASSI CH SCH FAC FD LP AT COST 6,731,256 6,204,707
    CAPITAL INTERNATIONAL AT COST 1 3,373,147
    CASTLE HARLAN PARTNERS III AT COST    
    CASTLE HARLAN PARTNERS IV AT COST 1,794,890 1,077,575
    CFB AT COST 1  
    COURT SQUARE VENTURES II LP AT COST 12,868,416 8,162,421
    CROSSLINK PARTNERS LP AT COST 35,000,000 39,140,415
    CS CAPITAL PARTNERS II LP AT COST 1,354,261 4,658,920
    CS CAPITAL PARTNERS III AT COST 11,846,845 16,936,912
    DBAG EXPANSION CAPITAL INTER AT COST 887,560 830,960
    DBAG FUND VI (GUERNSEY) AT COST 2,548,505 2,576,369
    DBAG IV AT COST 11,488 3,871,955
    DBAG V AT COST 21,916,624 20,062,166
    ENCAP ENERGY CAP FUND VI AT COST 11,213,637 6,171,225
    ENCAP ENERGY FUND V AT COST 3,212,949 1,041,353
    ENCAP IV AT COST    
    ENERVEST ENERGY AT COST 10,472,957 6,714,359
    EUROPEAN SEC DEV FUND III AT COST 2,740,765 2,700,835
    EUROPEAN SEC DIV IV AT COST 5,554,115 8,357,566
    FIR TREE INTL VALUE FUND AT COST 70,289 33,890
    FLYWHEEL I LP AT COST 4,232,265 2,745,190
    FORUM ASIAN REALTY INCOME II AT COST 6,728,850 6,905,251
    FRANCE PRIVATE EQUITY III FRML AT COST 7,870,520 3,668,662
    GENERAL ATLANTIC PARTNERS AT COST 81,625,915 108,278,295
    GKB AT COST    
    GOLDMAN SACHS LIQUIDITY PRTNRS AT COST 11,411,497  
    GOLDMAN SACHS VINTAGE FD III AT COST 1,256,091 2,246,455
    GOLDMAN SACHS VINTAGE FUND IV AT COST 5,388,199 6,461,638
    GREAT POINT DEVELOPERS AT COST   51,674
    HARBERT PRIVATE EQUITY FD II AT COST 6,354,403 2,738,817
    HAWKEYE CAPITAL INSTITUTIONAL AT COST 44,000,000 69,570,754
    HFIC II OFFSHORE, LTD AT COST    
    HIGHBRIDGE ASIA OPPORTUNITY AT COST    
    HIGHFIELDS CAPITAL LTD AT COST 10,000,001 69,810,010
    INTERSOUTH PARTNERS III AT COST   11,544
    INTERSOUTH PARTNERS IV AT COST 4,198,363 745,475
    INTERSOUTH PARTNERS V LP AT COST 2,187,714 561,768
    INTERSOUTH PARTNERS VI AT COST 4,309,837 3,318,428
    INTERSOUTH PARTNERS VII AT COST 4,935,000 4,467,104
    JH WHITNEY III AT COST    
    JH WHITNEY IV AT COST 4,981,738 241,514
    JH WHITNEY VI AT COST 7,583,205 8,844,542
    JP MORGAN INCUBATOR(CAYMAN) FD AT COST 1 25,576
    LINDEN CAPITAL PARTNERS AT COST 836,723 4,966,766
    LINDEN CAPITAL PARTNERS II AT COST 4,843,829 3,519,071
    LOMBARD ODIER EURO CHOICE II AT COST 2,352,132 3,377,187
    MADRONA VENTURE 4 AT COST 14,040,000 10,744,689
    MADRONA VENTURE FUND V AT COST 5,250,000 5,410,373
    MADRONA VENTURE III AT COST 12,007,529 24,014,321
    MATLIN PATTERSON GLOBAL AT COST 1 4,795
    MATLIN PATTERSON GLOBAL III AT COST 16,523,028 14,555,490
    MATRIX PARTNERS VII LP AT COST 2,099,374 1,223,396
    MAYFIELD XI AT COST 222,612 174,436
    MEADOWBROOK AT COST   306,961
    MERIT ENERGY FUND E II AT COST 1,716,966 3,851,439
    MERIT ENERGY PARTNERS F II AT COST 11,214,155 8,757,782
    MERITECH CAPITAL PARTNERS AT COST 104,557  
    MPM BIOVENTURES III LP AT COST 3,485,528 1,466,712
    MPM BIOVENTURES IV QP AT COST 10,137,428 11,195,638
    OAK INVESTMENT PARTNERS IX AT COST    
    OAK INVESTMENT PARTNERS VII AT COST 857,283 89,504
    OAK INVESTMENT PARTNERS X AT COST    
    OAK INVESTMENT PARTNERS XI AT COST    
    OAK INVESTMENT PARTNERS XII AT COST    
    OAK VIII (PROJECT 2626) AT COST 4,784,530 119,383
    OCEANWOOD GLOBAL OPP FUND AT COST 48,000,000 61,362,305
    OCM OPPORTUNITIES FUND II AT COST 1 14,534
    OCM OPPORTUNITIES FUND III LP AT COST 1 196,550
    OCM OPPORTUNITIES FUND IV LP AT COST 1 59,083
    OCM OPPORTUNITIES FUND LP AT COST    
    OCM/GFI OPPORTNITIES FUND II AT COST 1,345,956 788,283
    PACVEN WALDEN VENTURES IV AT COST 4,637,866 684,162
    PAUL ROYALTY FUND II, LP AT COST 2,122,470 418,821
    PROLOG CAPITAL II LP AT COST 3,927,090 1,264,168
    PROTEGE QP FUND LTD AT COST 20,000,000 37,015,770
    RIVERSIDE FUND V AT COST 3,569,261 3,604,234
    RIVERSIDE PARTNERS AT COST 7,831,876 5,408,568
    RIVERSIDE PARTNERS IV AT COST 2,621,631 3,810,725
    SEED STAGE DIRECT INVESTMENT AT COST 3,060,470 3,068,750
    SIERRA VENTURES VII AT COST 2,949,471 341,928
    SQUARE MILE LODGING OPP PART AT COST 11,693,338 13,792,992
    SQUARE MILE LODGING OPPORTNTY AT COST    
    SQUARE MILE PARTNERS III AT COST 14,208,631 15,938,816
    TECH INVESTMENTS II LLC AT COST 2,785,360 1,345,605
    USPF FEEDER AT COST 18,853,437 16,611,814
    USPF III AT COST 15,765,210 15,143,396
    USPF IV AT COST 10,211,287 8,650,016
    USVP IV AT COST 963,139 70,444
    USVP VI AT COST 3,873,925 55,001
    VENROCK ASSOC II L.P. AT COST 17,717,468 3,085,690
    VENROCK ASSOCIATES III LP AT COST 3,060,270 1,380,725
    WESTON PRESIDIO CAPITAL III LP AT COST 603,529 37,883
    SEE ATTACHMENT H AT COST 43,573,410 19,575,542

    TY 2013 LandEtcSchedule2
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 LegalFeesSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CT CORPORATION SYSTEM 394     394
    GUNDERSON DETTMER STOUGH LLP 8,314 8,314    
    HUGHES HUBBARD & REED LLP 86,335     86,335
    HUSCH BLACKWELL SANDERS LLP 88,850     88,850
    K & L GATES LLP 5,822     5,822
    LIFE SCIENCE LEGAL LLC 9,563     9,563
    PATTERSON BELKNAP WEBB & TYLER 54,605 15,951   38,655
    SEYFERTH BLUMENTHAL & HARRIS L 13,486     13,486
    SIDLEY AUSTIN LLP 880 880    
    STINSON, MORRISON & HECKER, LL 60,346     60,346
    WILSON PETERS LAW FIRM, LLC 15,033     15,033


    TY 2013 OtherAssetsSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PROGRAM-RELATED INV TO COMMUN      
    BUILDERS OF KANSAS CITY 2,565,500 2,565,500 2,565,500
    CHARTER SCH DEVELOPMENT CORP 5,000,000 5,000,000 5,000,000
    UNION STATION KANSAS CITY, INC 2,900,000 2,470,446 2,470,446


    TY 2013 OtherExpensesSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TEMPORARY LABOR SERVICES 37,531     37,531
    PROFESSIONAL DEVELOPMENT 37,595     37,595
    DUES, SUBSCRIPTIONS AND RESOUR 498,542 398,729   99,813
    SUPPLIES 120,174 43   120,131
    POSTAGE AND DELIVERIES 63,483     63,483
    COMMUNICATIONS-RELATED EXPENSE 239,487     239,487
    HARDWARE, SOFTWARE AND WEBSITE 837,412 100   837,312
    RISK MANAGEMENT 176,541     176,541
    OTHER MISCELLANEOUS EXPENSES 375,107 10,187 19,951 174,851
    EQUIPMENT/FURNITURE REPAIRS AN 412,046     412,046
    BOND PAYOFF 65,810,000      
    PORTFOLIO AND OTHER DEDUCTIONS   9,659,728    
    CHARITABLE CONTRIBUTIONS PER P       1,977


    TY 2013 OtherIncomeSchedule2
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Return of funds granted in prior years:      
    ACT, Inc. - #20091224 162,296   162,296
    Arizona State University - #20085726 7   7
    Associated Youth Services - #20010099 1,021   1,021
    Brandeis University - #20130113 4,913   4,913
    Duke University - #20070782 50,118   50,118
    Duke University - #20120299 16   16
    George Mason University - #20100421 40,000   40,000
    George Washington University - #20100931 1,000   1,000
    George Washington University - #20110925 4,155   4,155
    George Washington University - #20120281 781   781
    Greater KC Community Foundation #20120892 2,025   2,025
    Kauffman Innovation Network -#20080275 4,059   4,059
    Northwestern University - #20110214 2,131   2,131
    Northwestern University - #20110491 10,260   10,260
    Pian Shu - #20111041 4,928   4,928
    Stanford University - #201000465 77,423   77,423
    Temple University - #20100886 131   131
    Univ of California, Berkley - #20085155 28,331   28,331
    University of Chicago - #20090838 8,002   8,002
    University of Kansas - #20085529 2,500   2,500
    University of Missouri - #20050176 59,014   59,014
    University of Missouri - #20120152 554   554
    University of Missouri #20070887 66,737   66,737
    Univ of Missouri, Columbia - #20100939 14,545   14,545
    University of Pennsylvania - 20090759 191   191
    University of Utah - #20120177 377   377
    University of Washington - #20130633 10,000   10,000
    WEB DuBois Learning Center - #20130633 9,500   9,500
    Miscellaneous Other Income:      
    Global Scholars Program 117,500   117,500
    iStart Program 48,975   48,975
    Kauffman Support Services Realized Gain from Liqui 21   21
    Purchasing Card Revenue Shares 20,818 20,818  
    Startup America Partnership 550,000   550,000
    RECF Promissory Note Interest Payments 54,280   54,280
    Currency Gain 6,194,569 6,194,569  
    Interest Income from program-related investment in 58,995   58,995
    Refund of Investment Management Fees 196 196  
    Royalty/Honorarium Income 1,709   1,709
    State Tax Refunds 91,533 91,533  
    Other income / (loss) from partnerships 10,763,726 1,298,276  
    PFIC INCOME 0 45,833  


    TY 2013 OtherLiabilitiesSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Description Beginning of Year - Book Value End of Year - Book Value
    PAYROLL, MISC PAYABLES 161,321 37,721


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DRIEHAUS CAPITAL MANAGEMENT LL 3,075,250 3,075,250    
    GENERAL ATLANTIC PARTNERS 2,232,918 2,232,918    
    BRETTON WOODS GROUP INC. 1,425,250 123,397   1,301,854
    FIRST EAGLE INVESTMENT MANAGEM 1,181,403 1,181,403    
    MATHEMATICA POLICY RESEARCH 848,220     848,220
    FIRST WILSHIRE SECURITIES MANA 771,103 771,103    
    STATE STREET BANK & TRUST 768,406 768,406    
    HARRIS ASSOCIATES L.P. 659,603 659,603    
    THE ADCOM GROUP, INC. 623,293     623,293
    NUANCE INVESTMENTS, LLC 620,802 620,802    
    DBAG FUND VI 580,995 580,995    
    FDE AGENOR 506,251 506,251    
    DONALD SMITH & CO. 497,138 497,138    
    RIVERSIDE FUND V 483,108 483,108    
    DBAG FUND V 473,830 473,830    
    VELIR STUDIOS, INC. 473,711     473,711
    CASSIDY TURLEY MIDWEST, INC. 393,099     393,099
    LORD ABBETT & CO. 375,041 375,041    
    CONESTOGA CAPITAL ADVISORS 368,778 368,778    
    WIDE AWAKE FILMS, LLC 333,705     333,705
    FDE AGRESSOR 266,853 266,853    
    ROBB, ALICIA 265,981     265,981
    ADM MACULUS FUND V 242,416 242,416    
    GOLDIN SOLUTIONS, INC. 201,761     201,761
    THE AUGUST JACKSON COMPANY 190,470   190,470  
    DBAG EXPANSION CAPITAL INTERNA 172,981 172,981    
    ALEXANDER & JULIAN, INC. 144,893     144,893
    ACCENT EQUITY 2012 LP 143,716 143,716    
    PROTIVITI, INC. 138,026     138,026
    ENCAP ENERGY CAPITAL FUND V 137,165 137,165    
    KEDROSKY, PAUL 135,579     135,579
    MATLIN PATTERSON GLOBAL OPPS 132,647 132,647    
    BUTLER CAPITAL PARTNERS 126,165 126,165    
    BROUGHTON, PHILIP DELVES 123,685     123,685
    MOGDESIGN, S.R.O. 121,664     121,664
    EFL ASSOCIATES, INC. 115,500     115,500
    REMEDYCITY LLC 114,967     114,967
    PROSYS, INC. 114,910     114,910
    YOODLE LLC 108,743     108,743
    KANDER LEGAL MANAGMENT LLC 102,972     102,972
    CREATIVE SCIENCE LLC 97,410   97,410  
    DYNAMATRIX, LLC 94,967     94,967
    MULCAHY, DIANE 94,702 94,702    
    FULFILLMENT PLUS, INC. 92,941     92,941
    ADM MACULUS FUND II 90,492 90,492    
    ENERVEST ENERGY 90,233 90,233    
    TECH INVESTMENTS II 76,967 76,967    
    WILBANKS, JOHN 73,700     73,700
    RUANE, CUNNIFF & GOLDFARB INC. 71,881 71,881    
    TROZZOLO CREATIVE RESOURCES 69,586     69,586
    NATIONAL OPINION RESEARCH CENT 65,000     65,000
    GRILL, JASON 60,000     60,000
    RPX GROUP, LLC 58,531     58,531
    GLOBAL PRAIRIE MARKETING, L 55,198     55,198
    TAYLOR, TRACY 54,975   54,975  
    VIRANTE, INC. 53,421     53,421
    RAREWIRE, LLC 52,750     52,750
    LINDEN CAPITAL PARTNERS II 52,252 52,252    
    LINDSEY, WILIAM BRINKLEY 51,430     51,430
    LOCKETT, KEVIN 50,000     50,000
    JONATHAN ORTMANS, LLC 49,548     49,548
    FARHAT, JOSEPH B. 45,845     45,845
    GOLDMAN SACHS VINTAGE FUND IV 42,335 42,335    
    TRYON & HEIDEMAN LLC 41,392     41,392
    PAUL ROYALTY FUND II 41,356 41,356    
    FORMAN, MINDEE 40,861     40,861
    MPS GROUP, INC. 40,400     40,400
    THE HIGH BAR LLC 40,000     40,000
    CBIZ BENEFITS & INSURANCE S 37,500     37,500
    SOCIAL SCIENCE ELECTRONIC PUBL 37,000     37,000
    DELOITTE CONSULTING LLP 34,840     34,840
    LAMMERS CONSULTING GROUP, INC. 34,740     34,740
    321 FAST DRAW, INC. 34,450     34,450
    MIRIANI, ANDREW B. 33,660     33,660
    ADM MACULUS FUND III 32,897 32,897    
    WEITEKAMP COMMUNICATIONS 32,288     32,288
    BARKLEY, INC. 31,004     31,004
    DIGITAL EVOLUTION GROUP, LL 30,500     30,500
    FAIRLIE, ROBERT W. 30,000     30,000
    THE ULTIMATE SOFTWARE GROUP 28,961     28,961
    REEDY, ERIK J. 28,620     28,620
    MDL TECHNOLOGY, LLC 28,361     28,361
    SCHOOLWORKS, LLC 27,855     27,855
    GOLDMAN SACHS VINTAGE FUND III 27,454 27,454    
    AMERICAN FOOD & VENDING CORP 26,144     26,144
    CLAREMONT CONSULTING, INC. 25,369     25,369
    GARTNER, INC. 25,200     25,200
    GAUDIANI, CLAIRE 25,000     25,000
    KIMMIS, DAVID G. 24,867     24,867
    J.P. MORGAN ASSET MANAGEMENT 22,667 22,667    
    CAPITAL INTERNATIONAL 21,957 21,957    
    JH WHITNEY VI 21,629 21,629    
    WIINDSTREAM CORPORATION 21,507     21,507
    DILIGENT BOARD MEMBER SERVICES 21,364     21,364
    CREMALAB, LLC 21,110     21,110
    KEETON, LEIGH A. 20,500     20,500
    ACCENT EQUITY 2003 LP 20,449 20,449    
    PROLOG CAPITAL II 20,275 20,275    
    KOVAC, BRITTAIN 20,000     20,000
    CLIFFORD, DAVID 19,484     19,484
    CBIZ MHM LLC 19,200     19,200
    FREILICH, ALYSE L. 19,199     19,199
    ACT, INC. 18,522     18,522
    DBAG FUND IV 36,028 36,028    
    SOCIAL MARKET LLC 16,000   16,000  
    AMPERSAND, INC. 15,900     15,900
    SPIGIT, INC. 15,000   15,000  
    UNIVERSITY OF WASHINGTON 15,000     15,000
    TRAVEL AND TRANSPORT, INC. 14,350     14,350
    MAYER, HEIKE 13,750     13,750
    DESROSIERS, DAVID M. 13,547     13,547
    PARRIS COMMUNICATIONS, INC. 13,344     13,344
    THE MIND TRUST, INC. 13,263     13,263
    SOCIUS1, LLC 12,403     12,403
    ZAMARY, CRAIG 12,000     12,000
    DANLEY, BRIAN BENJAMIN 11,600     11,600
    MEADOWBROOK 10,730 10,730    
    DAWN R DETIENNE 10,000     10,000
    CREWS CONTROL 9,588     9,588
    LIGHTBAR PRODUCTIONS, INC. 9,409     9,409
    CHIEF OF STAFF KANSAS CITY 9,000     9,000
    HARVEST PRODUCTIONS, INC. 8,550     8,550
    JANE E. PILES, INC. 8,400     8,400
    JIN, YUAN 8,000     8,000
    SCOTT, AISLING M. 7,850     7,850
    (N) GENIUS MEDIA INC. 7,663     7,663
    FABRICATORZ LLC 7,500     7,500
    BAGBY, JILL M. 7,459     7,459
    BUSCO, INC 7,114     7,114
    PARKER, SUSAN E. 6,635     6,635
    MARKETWIRE, INC. 6,600   6,600  
    PODGURSKY, MICHAEL 6,000     6,000
    THE FORM GROUP, INC. 6,000     6,000
    MCDERMOTT, PETER D. 5,894     5,894
    GOLD, NATHAN 5,364     5,364
    WORTMANN, CRAIG 5,201     5,201
    ERIN HEIDE'S PERSONAL FITNESS 5,000     5,000
    MERCER (US) INC 5,000     5,000
    PATTERSON, REBECCA D. 5,000     5,000
    QUIRICONI, MARGO 5,000     5,000
    ALL OTHERS UNDER $5,000 141,824 203 11,048 130,573


    TY 2013 TaxesSchedule
    Name:
    EWING MARION KAUFFMAN FOUNDATION
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FED ESTIMATED EXCISE TAX PMTS 4,200,000      
    FOREIGN TAX PAID   88,136    
    OTHER TAXES PAID 344 344    
    STATE FILING FEES 815 815    
    STATE TAXES ON UBIT 52,166 52,166