TY 2013 Form 990

Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
	1	Cash–non-interest-bearing .............		1
2	Savings and temporary cash investments .........	116,979	2	171,362
3	Pledges and grants receivable, net ...........		3
4	Accounts receivable, net .............		4
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
			5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
			6
7	Notes and loans receivable, net .............		7
8	Inventories for sale or use ..............	4,000	8	1,200
9	Prepaid expenses and deferred charges ..........		9
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	82,796
b	Less: accumulated depreciation .....	10b	42,465	2,741	10c	40,331
11	Investments—publicly traded securities ..........	238,728	11	206,649
12	Investments—other securities. See Part IV, line 11 .....		12
13	Investments—program-related. See Part IV, line 11 .....		13
14	Intangible assets ...............		14
15	Other assets. See Part IV, line 11 ...........		15
16	Total assets. Add lines 1 through 15 (must equal line 34)......	362,448	16	419,542
	17	Accounts payable and accrued expenses .........		17
18	Grants payable .................		18
19	Deferred revenue ................		19
20	Tax-exempt bond liabilities .............		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..		21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........		22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ....		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................		25
26	Total liabilities. Add lines 17 through 25.........	0	26	0
		Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............	336,448	27	419,542
28	Temporarily restricted net assets ...........	26,000	28	0
29	Permanently restricted net assets ...........		29
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........		30
31	Paid-in or capital surplus, or land, building or equipment fund .....		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	362,448	33	419,542
34	Total liabilities and net assets/fund balances ........	362,448	34	419,542

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

THE SANTA BARBARA BIRD SANCTUARY

Employer identification number

77-0218710

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2013

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....	59,898	130,317	163,528	111,980	255,358	721,081
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	59,898	130,317	163,528	111,980	255,358	721,081
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						538,750
6	Public support. Subtract line 5 from line 4.						182,331

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
7	Amounts from line 4..	59,898	130,317	163,528	111,980	255,358	721,081
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	7,854	26,059	9,602	9,039	13,849	66,403
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11	Total support (Add lines 7 through 10).						787,484

Gross receipts from related activities, etc. (see instructions) ..................

7,462

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here................................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) .........

23.150 %

Public support percentage for 2012 Schedule A, Part II, line 14 ...............

24.160 %

16a

33 1/3% support test—2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2012. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2012 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2012 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2013. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 4

Part IV

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test
THE SANTA BARBARA BIRD SANCTUARY (SBBS) MEETS THE FACTS AND CIRCUMSTANCES TEST AND IS A PUBLIC CHARITY:1 ORGANIZATION: THE SANTA BARBARA BIRD SANCTUARY (SANCTUARY) IS ORGANIZED AND OPERATED SO THAT IT WILL ATTRACT FURTHER SUPPORT ON A CONTINUOUS BASIS. THE ORGANIZATION MAINTAINS A CONTINUOUS AND BONA FIDE FUNDRAISING PROGRAM AND CARRIES ON PROGRAMS DESIGNED TO ATTRACT SUPPORT FROM GOVERNMENTAL UNITS AND OTHER PUBLIC CHARITIES. THE ORGANIZATION REGULARLY INCLUDES DONATION REQUEST ENVELOPES IN ITS NEWSLETTERS, WHICH ARE MAILED TO THOSE ASKING TO BE INFORMED OF ITS ACTIVITIES. THE ORGANIZATION MAKES SPECIAL APPEAL REQUESTS BY MAIL AND ELECTRONICALLY VIA CONSTANT CONTACT AND ITS WEBSITE: WWW.SBBIRD.ORG. 2 ACTUAL SOURCES OF SUPPORT: BESIDES THE THREE LARGE FOUNDATION GRANTS, THE ORGANIZATION RECEIVES MANY SMALLER DONATIONS EVERY MONTH, RANGING FROM $10 - $3,000. THE NUMBER OF DONORS PER MONTH RANGES FROM 10-100, UNLESS THERE IS A FUNDRAISING EVENT, IN WHICH CASE THE NUMBER OF DONORS IS MUCH GREATER. MANY OF THE NEWSLETTERS ALSO LIST THOSE WHO HAVE MADE CONTRIBUTIONS SINCE THE PREVIOUS NEWSLETTER. THE NUMBER OF "FRIENDS OF THE FLOCK" (THE TITLE "FRIEND" APPLIES TO THOSE WHO PAID SPONSORSHIPS OR MADE DONATIONS IN THE CURRENT YEAR; THE ORGANIZATION DOES NOT HAVE STATUTORY MEMBERS), HAS AVERAGED APPROXIMATELY 140 IN EACH OF THE LAST FIVE YEARS:THE APPROXIMATE NUMBER OF FRIENDS WAS 211 IN 2013; 120 IN 2012; 120 IN 2011; 124 IN 2010; AND 134 IN 2009.3 COMPOSITION OF THE BOARD OF DIRECTORS: THE BOARD MEMBERS REPRESENT THE BROAD INTERESTS OF THE GENERAL PUBLIC. THE FOLLOWING IS A BRIEF RESUME OF EACH OF THE CURRENT BOARD MEMBERS.JAMIE MCLEOD: AS FOUNDER AND DIRECTOR OF SANTA BARBARA BIRD SANCTUARY, JAMIE MCLEOD HAS DEDICATED MORE THAN 32 YEARS TO THE CARE AND LOVE OF EXOTIC BIRDS. WHILE STILL IN HER TEENS JAMIE BEGAN HER CAREER WORKING AS A VETERINARY ASSISTANT, FOR THE SANTA BARBARA HUMANE SOCIETY, AND THE SANTA BARBARA ZOOLOGICAL GARDENS.KNOWING ANIMALS AND BIRDS WERE HER LIFE'S WORK, IN 1984, JAMIE MCLEOD EARNED A DEGREE IN EXOTIC ANIMAL TRAINING AND MANAGEMENT FROM MOORPARK COLLEGE. AFTER GRADUATING SHE WAS EMPLOYED BY THE BOWMANVILLE ZOO IN CANADA TO TRAIN ANIMALS AND DEVELOP AN EDUCATIONAL ANIMAL SHOW. SHE ALSO WORKED AT THE SAN DIEGO AND LOS ANGELES ZOOS.HOWEVER, EXOTIC BIRDS WERE HER FIRST LOVE AND WANTING TO HAVE A MORE PERSONAL CONTACT WITH THE BIRDS AND THEIR OWNERS, IN 1995 JAMIE BEGAN HER OWN BUSINESS. AS AN AVICULTURIST AND THE OWNER OF MENAGERIE, JAMIE MCLEOD IS AN AVIAN BEHAVIORAL CONSULTANT, AN ACCOMPLISHED PHOTOGRAPHER AND PUBLIC SPEAKER. JAMIE HAS DEVELOPED HER OWN NUTRITIOUS LINE OF FROZEN GOURMET BIRD FOOD, MCLEOD'S PARROT CUISINE. AT MENAGERIE SHE PROVIDES GROOMING AND BOARDING AND TOYS.JAMIE'S COMMITMENT TO EDUCATING PARROT OWNERS IS TO ENSURE THAT ALL COMPANION BIRDS RECEIVE THE BEST POSSIBLE CARE AND NURTURING. UNDER HER EXPERTISE AND GUIDANCE, ABUSED AND ABANDONED BIRDS CAN NOW FIND A SAFE HAVEN AND A NEW START AT SANTA BARBARA BIRD SANCTUARY.DALE CARNATHAN: DALE HAS BEEN WITH THE VENTURA COUNTY SHERIFF'S OFFICE OF EMERGENCY SERVICES SINCE 1992. DALE HAS ALSO SERVED IN BOTH VOLUNTEER AND PAID POSITIONS WITH THE AMERICAN RED CROSS FOR MORE THAN THIRTY FIVE YEARS, (TEN YEARS AS DIRECTOR OF HEALTH SERVICES FOR THE VENTURA COUNTY CHAPTER). DR. LINDA WUDL: LINDA HAS A PH. D. IN GENETICS FROM THE STATE UNIV. OF N.Y. AND RECENTLY RETIRED AFTER WORKING 23 YEARS AT AMGEN WHERE SHE WAS V.P. OF QUALITY. LINDA OWNS A UNIQUE NURSERY, SEASIDE GARDENS, IN CARPINTERIA. ANNE CARNATHAN: ANNE HAS BEEN AN OJAI RESIDENT FOR 29 YEARS. SHE WORKS WITH THE OJAI SCHOOL DISTRICT IN SPECIAL ED. ANNE IS AN INSTRUCTOR IN THE T.R.O.T. PROGRAM PROVIDING HANDICAPPED STUDENTS WITH RIDING INSTRUCTION. ANNE IS ALSO A MEMBER OF THE VENTURA COUNTY EQUINE VOLUNTEER RESPONSE TEAM FOR THE OJAI VALLEY. NICK SEBASTIAN: NICK HAS BEEN ACTIVE IN THE PARROT COMMUNITY FOR MORE THAN 32 YEARS. FORMERLY THE SANTA BARBARA SCHOOL DISTRICT INFORMATION TECHNOLOGY DIRECTOR, NICK NOW OWNS HIS OWN TECHNOLOGY CONSULTATION BUSINESS.SHARON FRITZ: SHARON, AS OFFICE MANAGER OF ACTION ROOFING BRINGS EXCEPTIONAL MANAGEMENT SKILLS TO THE ORGANIZATION. SHARON IS INSTRUMENTAL IN RECRUITING VOLUNTEERS AND DONATIONS OF BUILDING AND LANDSCAPING MATERIALS. HEATHER DEAR JOINED THE BOARD IN 2012. HEATHER'S 19 YEAR CAREER PRODUCING TELEVISION COMMERCIALS IN LOS ANGELES BRINGS STRONG EVENT PLANNING, SCHEDULING, PEOPLE AND LOCATION MANAGEMENT, BUDGETING, AND ACTUALIZING SKILLS TO THE SANCTUARY. SHE NOW RESIDES IN SANTA BARBARA SHARING HER HOME WITH HER AFRICAN GREY AND SUN CONURE PARROTS. MONICA M. CURRY: MONICA HAS BEEN A HOUSING SUPERVISOR AT UCSB SINCE 1993. SHE HAS SERVED ON MANY COMMITTEES AND BEEN THE CHAIR AND CO-CHAIR OF SEVERAL OF THESE. SHE OWNS 3 MACAWS.4 THE TYPES OF SERVICES PROVIDED OR THE NATURE OF THE FUNCTIONS PERFORMED IN CARRYING OUT THE EXEMPT PURPOSE: THE NEWSLETTER KNOWN AS "FLOCK TALK" SHOWS THE PUBLIC NATURE OF THE ACTIVITIES THAT ARE PERFORMED BY THE ORGANIZATION. SEE ALSO C.5(C) BELOW.5 MEMBERSHIP ORGANIZATION: THE ORGANIZATION IS NOT A MEMBERSHIP ORGANIZATION IN THE SENSE THAT MEMBERS VOTE FOR THE BOARD OF DIRECTORS. IT DOES, HOWEVER, MEET THE ADDITIONAL MEMBERSHIP FACTORS AS FOLLOWS:(A) WHETHER THE SOLICITATION FOR DUES-PAYING MEMBERS IS DESIGNED TO ENROLL A SUBSTANTIAL NUMBER OF PERSONS IN THE COMMUNITY OR AREA. THE NUMBER OF "FRIENDS OF THE FLOCK" HAS AVERAGED APPROXIMATELY 140 FRIENDS EACH YEAR FOR THE LAST FIVE YEARS, WHICH IS A SIGNIFICANT SHOWING OF COMMUNITY SUPPORT FOR SUCH A NARROW FIELD. FRIENDS APPEALS ARE PROMINENTLY DISPLAYED IN THE WAITING AREA/FOYER AT THE SANCTUARY, IN THE NEWSLETTERS, AND AT THE ACTIVITIES THAT TAKE PLACE AT THE SANCTUARY THAT BRINGS THE GENERAL PUBLIC TO THE FACILITY (SEE C.5(C) BELOW). EDUCATIONAL ACTIVITIES OCCUR AT THE FACILITY. MEDIA AND PUBLICITY COVERAGE OUTSIDE THE FACILITY ALSO ARE EXTENSIVE.(B) WHETHER MEMBERSHIP DUES FOR INDIVIDUAL (RATHER THAN INSTITUTIONAL) FRIENDS HAVE BEEN FIXED AT RATES DESIGNED TO MAKE MEMBERSHIPS AVAILABLE TO BROAD CROSS SECTIONS OF THE INTERESTED PUBLIC RATHER THAN TO A RESTRICTED MEMBERSHIP OR TO A LIMITED NUMBER OF PERSONS. THE ORGANIZATION'S SPONSORSHIPS ARE NOMINAL - $50, WHICH ALLOWS A BROAD CROSS SECTION OF THE POPULATION TO PARTICIPANT AS MEMBERS OF THE ORGANIZATION.(C) WHETHER THE ACTIVITIES OF THE ORGANIZATION APPEAL TO PERSONS HAVING SOME BROAD COMMON INTEREST OR PURPOSE, SUCH AS EDUCATIONAL ACTIVITIES IN THE CASE OF ALUMNI ASSOCIATIONS, MUSICAL ACTIVITIES IN THE CASES OF SYMPHONY SOCIETIES, OR CIVIC AFFAIRS IN THE CASE OF PARENT TEACHER ASSOCIATIONS. IN THE CASE OF THE SANTA BARBARA BIRD SANCTUARY, THE ACTIVITIES DO APPEAL TO ALL THOSE WHO HAVE INTERESTS IN EXOTIC BIRDS. THE ACTIVITIES ARE VARIED AND MANY, INCLUDING HUMANE EDUCATION THOUGH COMMUNITY AND SCHOOL OUTREACH PROGRAMS AND MEDIA AND PUBLICITY, LARGE AND SMALL BIRD AVIARIES, AN ADOPTION PROGRAM, AND INVESTIGATION AND FOLLOW UP ACTIVITIES (INCLUDING NOTICES TO COMPLY, PET INSPECTIONS, AND PRE-ADOPTION PREMISES INSPECTIONS). THE SANTA BARBARA BIRD SANCTUARY IS DEDICATED TO THE RESCUE AND REHABILITATION OF UNWANTED, ABUSED, AND ORPHANED COMPANION PARROTS. IN ADDITION, THE SANCTUARY ACTS AS A RESOURCE WITHIN THE COMMUNITY TO PROMOTE RESPONSIBLE OWNERSHIP THROUGH EDUCATION AND OWNER SUPPORT. THE FOCUS IS REHABILITATION, BOTH IN TERMS OF HEALTH AND BEHAVIOR, SO THAT ADOPTION INTO A LOVING HOME IS POSSIBLE. WITH A STRUCTURED SCREENING PROCESS, THE SANCTUARY'S ADOPTION PROGRAM ENSURES THAT THE BIRD AND ADOPTER ARE A GOOD MATCH PRIOR TO PLACEMENT IN A NEW HOME. THE SANCTUARY IS CURRENTLY HOME TO MORE THAN 54 BIRDS, MANY OF WHICH HAVE BEHAVIORAL OR MEDICAL CONDITIONS THAT PREVENT THEM FROM BEING ADOPTED. THE SANCTUARY IS COMMITTED TO FINDING "FOREVER" HOMES FOR THESE UNWANTED BIRDS. FOR BIRDS WITH SPECIAL NEEDS THAT CANNOT BE PLACED IN NEW HOMES, THE SANCTUARY PROVIDES A SAFE HAVEN WITH NURTURING CARE.WHILE THERE ARE MANY LOCAL RESCUE AND SANCTUARY ORGANIZATIONS THAT PROVIDE CARE AND REFUGE FOR OTHER COMMON HOUSEHOLD PETS, COMPANION BIRDS PRESENT A SPECIAL PROBLEM. WITH A LIFESPAN OF UP TO 80 YEARS AND THE INTELLIGENCE LEVEL OF A 3 YEAR OLD, THESE BIRDS REQUIRE AN ENORMOUS COMMITMENT THAT THE AVERAGE PERSON FINDS DIFFICULT TO FULFILL.THE SANCTUARY OFFERS EDUCATIONAL PROGRAMS FOR INDIVIDUALS THINKING OF BUYING OR ADOPTING A BIRD. THE SANCTUARY BRINGS OUTREACH PROGRAMS TO LOCAL SCHOOLS AS WELL AS PARTICIPATING IN LOCAL EVENTS SUCH AS EARTH DAY AND THE CHILDREN'S FESTIVAL. THE SANCTUARY COMPLETED CONSTRUCTION OF AN ON-SITE LEARNING CENTER IN 2013 TO HOLD EDUCATIONAL FORUMS FOR ASSEMBLIES OF THE COMMUNITY'S YOUTH. IN NOVEMBER OF 2013, SBBS WAS FEATURED IN A PBS DOCUMENTARY, "PARROT CONFIDENTIAL". THIS HAS BROUGHT IN MANY PHONE CALLS, SOME DONATIONS, AND OFFERS OF VOLUNTEER WORK.

Facts And Circumstances Test

THE SANTA BARBARA BIRD SANCTUARY (SBBS) MEETS THE FACTS AND CIRCUMSTANCES TEST AND IS A PUBLIC CHARITY:1 ORGANIZATION: THE SANTA BARBARA BIRD SANCTUARY (SANCTUARY) IS ORGANIZED AND OPERATED SO THAT IT WILL ATTRACT FURTHER SUPPORT ON A CONTINUOUS BASIS. THE ORGANIZATION MAINTAINS A CONTINUOUS AND BONA FIDE FUNDRAISING PROGRAM AND CARRIES ON PROGRAMS DESIGNED TO ATTRACT SUPPORT FROM GOVERNMENTAL UNITS AND OTHER PUBLIC CHARITIES. THE ORGANIZATION REGULARLY INCLUDES DONATION REQUEST ENVELOPES IN ITS NEWSLETTERS, WHICH ARE MAILED TO THOSE ASKING TO BE INFORMED OF ITS ACTIVITIES. THE ORGANIZATION MAKES SPECIAL APPEAL REQUESTS BY MAIL AND ELECTRONICALLY VIA CONSTANT CONTACT AND ITS WEBSITE: WWW.SBBIRD.ORG. 2 ACTUAL SOURCES OF SUPPORT: BESIDES THE THREE LARGE FOUNDATION GRANTS, THE ORGANIZATION RECEIVES MANY SMALLER DONATIONS EVERY MONTH, RANGING FROM $10 - $3,000. THE NUMBER OF DONORS PER MONTH RANGES FROM 10-100, UNLESS THERE IS A FUNDRAISING EVENT, IN WHICH CASE THE NUMBER OF DONORS IS MUCH GREATER. MANY OF THE NEWSLETTERS ALSO LIST THOSE WHO HAVE MADE CONTRIBUTIONS SINCE THE PREVIOUS NEWSLETTER. THE NUMBER OF "FRIENDS OF THE FLOCK" (THE TITLE "FRIEND" APPLIES TO THOSE WHO PAID SPONSORSHIPS OR MADE DONATIONS IN THE CURRENT YEAR; THE ORGANIZATION DOES NOT HAVE STATUTORY MEMBERS), HAS AVERAGED APPROXIMATELY 140 IN EACH OF THE LAST FIVE YEARS:THE APPROXIMATE NUMBER OF FRIENDS WAS 211 IN 2013; 120 IN 2012; 120 IN 2011; 124 IN 2010; AND 134 IN 2009.3 COMPOSITION OF THE BOARD OF DIRECTORS: THE BOARD MEMBERS REPRESENT THE BROAD INTERESTS OF THE GENERAL PUBLIC. THE FOLLOWING IS A BRIEF RESUME OF EACH OF THE CURRENT BOARD MEMBERS.JAMIE MCLEOD: AS FOUNDER AND DIRECTOR OF SANTA BARBARA BIRD SANCTUARY, JAMIE MCLEOD HAS DEDICATED MORE THAN 32 YEARS TO THE CARE AND LOVE OF EXOTIC BIRDS. WHILE STILL IN HER TEENS JAMIE BEGAN HER CAREER WORKING AS A VETERINARY ASSISTANT, FOR THE SANTA BARBARA HUMANE SOCIETY, AND THE SANTA BARBARA ZOOLOGICAL GARDENS.KNOWING ANIMALS AND BIRDS WERE HER LIFE'S WORK, IN 1984, JAMIE MCLEOD EARNED A DEGREE IN EXOTIC ANIMAL TRAINING AND MANAGEMENT FROM MOORPARK COLLEGE. AFTER GRADUATING SHE WAS EMPLOYED BY THE BOWMANVILLE ZOO IN CANADA TO TRAIN ANIMALS AND DEVELOP AN EDUCATIONAL ANIMAL SHOW. SHE ALSO WORKED AT THE SAN DIEGO AND LOS ANGELES ZOOS.HOWEVER, EXOTIC BIRDS WERE HER FIRST LOVE AND WANTING TO HAVE A MORE PERSONAL CONTACT WITH THE BIRDS AND THEIR OWNERS, IN 1995 JAMIE BEGAN HER OWN BUSINESS. AS AN AVICULTURIST AND THE OWNER OF MENAGERIE, JAMIE MCLEOD IS AN AVIAN BEHAVIORAL CONSULTANT, AN ACCOMPLISHED PHOTOGRAPHER AND PUBLIC SPEAKER. JAMIE HAS DEVELOPED HER OWN NUTRITIOUS LINE OF FROZEN GOURMET BIRD FOOD, MCLEOD'S PARROT CUISINE. AT MENAGERIE SHE PROVIDES GROOMING AND BOARDING AND TOYS.JAMIE'S COMMITMENT TO EDUCATING PARROT OWNERS IS TO ENSURE THAT ALL COMPANION BIRDS RECEIVE THE BEST POSSIBLE CARE AND NURTURING. UNDER HER EXPERTISE AND GUIDANCE, ABUSED AND ABANDONED BIRDS CAN NOW FIND A SAFE HAVEN AND A NEW START AT SANTA BARBARA BIRD SANCTUARY.DALE CARNATHAN: DALE HAS BEEN WITH THE VENTURA COUNTY SHERIFF'S OFFICE OF EMERGENCY SERVICES SINCE 1992. DALE HAS ALSO SERVED IN BOTH VOLUNTEER AND PAID POSITIONS WITH THE AMERICAN RED CROSS FOR MORE THAN THIRTY FIVE YEARS, (TEN YEARS AS DIRECTOR OF HEALTH SERVICES FOR THE VENTURA COUNTY CHAPTER). DR. LINDA WUDL: LINDA HAS A PH. D. IN GENETICS FROM THE STATE UNIV. OF N.Y. AND RECENTLY RETIRED AFTER WORKING 23 YEARS AT AMGEN WHERE SHE WAS V.P. OF QUALITY. LINDA OWNS A UNIQUE NURSERY, SEASIDE GARDENS, IN CARPINTERIA. ANNE CARNATHAN: ANNE HAS BEEN AN OJAI RESIDENT FOR 29 YEARS. SHE WORKS WITH THE OJAI SCHOOL DISTRICT IN SPECIAL ED. ANNE IS AN INSTRUCTOR IN THE T.R.O.T. PROGRAM PROVIDING HANDICAPPED STUDENTS WITH RIDING INSTRUCTION. ANNE IS ALSO A MEMBER OF THE VENTURA COUNTY EQUINE VOLUNTEER RESPONSE TEAM FOR THE OJAI VALLEY. NICK SEBASTIAN: NICK HAS BEEN ACTIVE IN THE PARROT COMMUNITY FOR MORE THAN 32 YEARS. FORMERLY THE SANTA BARBARA SCHOOL DISTRICT INFORMATION TECHNOLOGY DIRECTOR, NICK NOW OWNS HIS OWN TECHNOLOGY CONSULTATION BUSINESS.SHARON FRITZ: SHARON, AS OFFICE MANAGER OF ACTION ROOFING BRINGS EXCEPTIONAL MANAGEMENT SKILLS TO THE ORGANIZATION. SHARON IS INSTRUMENTAL IN RECRUITING VOLUNTEERS AND DONATIONS OF BUILDING AND LANDSCAPING MATERIALS. HEATHER DEAR JOINED THE BOARD IN 2012. HEATHER'S 19 YEAR CAREER PRODUCING TELEVISION COMMERCIALS IN LOS ANGELES BRINGS STRONG EVENT PLANNING, SCHEDULING, PEOPLE AND LOCATION MANAGEMENT, BUDGETING, AND ACTUALIZING SKILLS TO THE SANCTUARY. SHE NOW RESIDES IN SANTA BARBARA SHARING HER HOME WITH HER AFRICAN GREY AND SUN CONURE PARROTS. MONICA M. CURRY: MONICA HAS BEEN A HOUSING SUPERVISOR AT UCSB SINCE 1993. SHE HAS SERVED ON MANY COMMITTEES AND BEEN THE CHAIR AND CO-CHAIR OF SEVERAL OF THESE. SHE OWNS 3 MACAWS.4 THE TYPES OF SERVICES PROVIDED OR THE NATURE OF THE FUNCTIONS PERFORMED IN CARRYING OUT THE EXEMPT PURPOSE: THE NEWSLETTER KNOWN AS "FLOCK TALK" SHOWS THE PUBLIC NATURE OF THE ACTIVITIES THAT ARE PERFORMED BY THE ORGANIZATION. SEE ALSO C.5(C) BELOW.5 MEMBERSHIP ORGANIZATION: THE ORGANIZATION IS NOT A MEMBERSHIP ORGANIZATION IN THE SENSE THAT MEMBERS VOTE FOR THE BOARD OF DIRECTORS. IT DOES, HOWEVER, MEET THE ADDITIONAL MEMBERSHIP FACTORS AS FOLLOWS:(A) WHETHER THE SOLICITATION FOR DUES-PAYING MEMBERS IS DESIGNED TO ENROLL A SUBSTANTIAL NUMBER OF PERSONS IN THE COMMUNITY OR AREA. THE NUMBER OF "FRIENDS OF THE FLOCK" HAS AVERAGED APPROXIMATELY 140 FRIENDS EACH YEAR FOR THE LAST FIVE YEARS, WHICH IS A SIGNIFICANT SHOWING OF COMMUNITY SUPPORT FOR SUCH A NARROW FIELD. FRIENDS APPEALS ARE PROMINENTLY DISPLAYED IN THE WAITING AREA/FOYER AT THE SANCTUARY, IN THE NEWSLETTERS, AND AT THE ACTIVITIES THAT TAKE PLACE AT THE SANCTUARY THAT BRINGS THE GENERAL PUBLIC TO THE FACILITY (SEE C.5(C) BELOW). EDUCATIONAL ACTIVITIES OCCUR AT THE FACILITY. MEDIA AND PUBLICITY COVERAGE OUTSIDE THE FACILITY ALSO ARE EXTENSIVE.(B) WHETHER MEMBERSHIP DUES FOR INDIVIDUAL (RATHER THAN INSTITUTIONAL) FRIENDS HAVE BEEN FIXED AT RATES DESIGNED TO MAKE MEMBERSHIPS AVAILABLE TO BROAD CROSS SECTIONS OF THE INTERESTED PUBLIC RATHER THAN TO A RESTRICTED MEMBERSHIP OR TO A LIMITED NUMBER OF PERSONS. THE ORGANIZATION'S SPONSORSHIPS ARE NOMINAL - $50, WHICH ALLOWS A BROAD CROSS SECTION OF THE POPULATION TO PARTICIPANT AS MEMBERS OF THE ORGANIZATION.(C) WHETHER THE ACTIVITIES OF THE ORGANIZATION APPEAL TO PERSONS HAVING SOME BROAD COMMON INTEREST OR PURPOSE, SUCH AS EDUCATIONAL ACTIVITIES IN THE CASE OF ALUMNI ASSOCIATIONS, MUSICAL ACTIVITIES IN THE CASES OF SYMPHONY SOCIETIES, OR CIVIC AFFAIRS IN THE CASE OF PARENT TEACHER ASSOCIATIONS. IN THE CASE OF THE SANTA BARBARA BIRD SANCTUARY, THE ACTIVITIES DO APPEAL TO ALL THOSE WHO HAVE INTERESTS IN EXOTIC BIRDS. THE ACTIVITIES ARE VARIED AND MANY, INCLUDING HUMANE EDUCATION THOUGH COMMUNITY AND SCHOOL OUTREACH PROGRAMS AND MEDIA AND PUBLICITY, LARGE AND SMALL BIRD AVIARIES, AN ADOPTION PROGRAM, AND INVESTIGATION AND FOLLOW UP ACTIVITIES (INCLUDING NOTICES TO COMPLY, PET INSPECTIONS, AND PRE-ADOPTION PREMISES INSPECTIONS). THE SANTA BARBARA BIRD SANCTUARY IS DEDICATED TO THE RESCUE AND REHABILITATION OF UNWANTED, ABUSED, AND ORPHANED COMPANION PARROTS. IN ADDITION, THE SANCTUARY ACTS AS A RESOURCE WITHIN THE COMMUNITY TO PROMOTE RESPONSIBLE OWNERSHIP THROUGH EDUCATION AND OWNER SUPPORT. THE FOCUS IS REHABILITATION, BOTH IN TERMS OF HEALTH AND BEHAVIOR, SO THAT ADOPTION INTO A LOVING HOME IS POSSIBLE. WITH A STRUCTURED SCREENING PROCESS, THE SANCTUARY'S ADOPTION PROGRAM ENSURES THAT THE BIRD AND ADOPTER ARE A GOOD MATCH PRIOR TO PLACEMENT IN A NEW HOME. THE SANCTUARY IS CURRENTLY HOME TO MORE THAN 54 BIRDS, MANY OF WHICH HAVE BEHAVIORAL OR MEDICAL CONDITIONS THAT PREVENT THEM FROM BEING ADOPTED. THE SANCTUARY IS COMMITTED TO FINDING "FOREVER" HOMES FOR THESE UNWANTED BIRDS. FOR BIRDS WITH SPECIAL NEEDS THAT CANNOT BE PLACED IN NEW HOMES, THE SANCTUARY PROVIDES A SAFE HAVEN WITH NURTURING CARE.WHILE THERE ARE MANY LOCAL RESCUE AND SANCTUARY ORGANIZATIONS THAT PROVIDE CARE AND REFUGE FOR OTHER COMMON HOUSEHOLD PETS, COMPANION BIRDS PRESENT A SPECIAL PROBLEM. WITH A LIFESPAN OF UP TO 80 YEARS AND THE INTELLIGENCE LEVEL OF A 3 YEAR OLD, THESE BIRDS REQUIRE AN ENORMOUS COMMITMENT THAT THE AVERAGE PERSON FINDS DIFFICULT TO FULFILL.THE SANCTUARY OFFERS EDUCATIONAL PROGRAMS FOR INDIVIDUALS THINKING OF BUYING OR ADOPTING A BIRD. THE SANCTUARY BRINGS OUTREACH PROGRAMS TO LOCAL SCHOOLS AS WELL AS PARTICIPATING IN LOCAL EVENTS SUCH AS EARTH DAY AND THE CHILDREN'S FESTIVAL. THE SANCTUARY COMPLETED CONSTRUCTION OF AN ON-SITE LEARNING CENTER IN 2013 TO HOLD EDUCATIONAL FORUMS FOR ASSEMBLIES OF THE COMMUNITY'S YOUTH. IN NOVEMBER OF 2013, SBBS WAS FEATURED IN A PBS DOCUMENTARY, "PARROT CONFIDENTIAL". THIS HAS BROUGHT IN MANY PHONE CALLS, SOME DONATIONS, AND OFFERS OF VOLUNTEER WORK.

Explanation

Schedule A (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Name of the organization

THE SANTA BARBARA BIRD SANCTUARY

Employer identification number

77-0218710

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year ......................... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 2

Name of organization THE SANTA BARBARA BIRD SANCTUARY

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTEDRESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 3

Name of organization THE SANTA BARBARA BIRD SANCTUARY

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 4

Name of organization
THE SANTA BARBARA BIRD SANCTUARY

Employer identification number

77-0218710

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

THE SANTA BARBARA BIRD SANCTUARY

Employer identification number

77-0218710

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....
b	Contributions ........
c	Net investment earnings, gains, and losses
d	Grants or scholarships .....
e	Other expenditures for facilities and programs ........
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Temporarily restricted endowment SchDMd Bullet

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................
b	Buildings ................
c	Leasehold improvements ............
d	Equipment ................
e	Other .................	82,796	42,465	40,331
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				40,331

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)		(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes









Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1.....................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b.......................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d......................		2e
3	Subtract line 2e from line 1.....................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.......................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

THE SANTA BARBARA BIRD SANCTUARY

Employer identification number

77-0218710

Part I

Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e)Original principal amount	(f)Balance due	(g) In default?		(h) Approved by board or committee?		(i)Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e)Original principal amount	(f)Balance due	Yes	No	Yes	No	Yes	No






Total ...... $

Part III

Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2013

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) JAMIE MCLEOD	OWNER OF MENAGERIE BUSINESS AND A DIRECTOR OF SANTA BARBARA BIRD SANCTUARY.	160,208	MENAGERIE PROVIDES SERVICES, FACILITIES, BIRD CARE, BIRD FOOD, AND OTHER SERVICES TO THE SANTA BARBARA BIRD SANCTUARY. ANNUALLY, IN ACCORD WITH THE BOARD OF DIRECTORS CONFLICT OF INTEREST POLICY, THE ORGANIZATION'S CONTRACT WITH MENAGERIE IS REVIEWED. AFTER ANY EXPLANATION OR COMMENTS THAT JAMIE MCLEOD, OWNER OF MENAGERIE, MAY GIVE ABOUT THE CONTRACT OR POTENTIAL CHANGES TO THE CONTRACT, JAMIE MCLEOD LEAVES THE ROOM AND IS NOT PRESENT DURING BOARD DISCUSSION AND VOTE ON ANY MATTER RELATED TO MENAGERIE.SEE SCHEDULE O PART VI, SECTION B, QUESTION 12C FOR THE ORGANIZATION'S POLICIES REGARDING INTERESTED PERSONS AND CONFLICTS OF INTEREST.		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

THE SANTA BARBARA BIRD SANCTUARY

Employer identification number

77-0218710

Return Reference	Explanation
FORM 990, PART VI, SECTION A, LINE 2	DALE CARNATHAN AND ANNE CARNATHAN HAVE A FAMILY RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 4	THE ARTICLES OF INCORPORATION WERE AMENDED AND RESTATED IN NOVEMBER 2013. IN ADDITION, THE ORGANIZATION APPLIED FOR AND RECEIVED A NEW DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS); WHEREBY, THE ORIGINAL DETERMINATION AS A PUBLIC CHARITY DESCRIBED IN SECTION 509(A)(2) WAS CHANGED TO A 509(A)(1) PUBLIC CHARITY IN SECTION 170(B)(1)(A)(VI) OF THE CODE.
FORM 990, PART VI, SECTION B, LINE 11	THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS REVIEWED THE 990, AND A COPY OF THE 990 WAS GIVEN TO EACH BOARD MEMBER BEFORE FILING FORM 990.
FORM 990, PART VI, SECTION B, LINE 12C	BEFORE A TRANSACTION OR ANY PART OF THE TRANSACTION IS CONSUMATED WITH PARTIES WITH WHOM A CONFLICTING INTEREST EXISTS, THE FOLLOWING MUST BE OBSERVED: A. FULL DISCLOSURE IS MADE TO THE BOARD OF THE MATERIAL FACTS CONCERNING THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND THE PERSON'S INTEREST; B.THE BOARD DETERMINES THE PROPOSED TRANSACTION IS IN THE BEST INTERESTS OF SANCTUARY AND IS ENTERED INTO FOR THE BENEFIT OF SANCTUARY; C.THE BOARD DETERMINES THE PROPOSED TRANSACTION IS FAIR AND REASONABLE TO SANCTUARY; D. THE TRANSACTION IS APPROVED IN GOOD FAITH BY THE VOTE OF A MAJORITY OF THE DIRECTORS THEN IN OFFICE WITHOUT COUNTING THE VOTE OF ANY "INTERESTED" DIRECTOR OR DIRECTORS (I.E., ANY DIRECTOR THAT HAS THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST),AND WITH THE KNOWLEDGE OF THE MATERIAL FACTS CONCERNING THE TRANSACTION AND THE INTEREST(S) OF THE INTERESTED DIRECTOR(S) OR STAFF MEMBER(S) IN THE TRANSACTION; E.(1) PRIOR TO APPROVING THE TRANSACTION THE BOARD CONSIDERS ALTERNATIVE ARRANGEMENTS AND IN GOOD FAITH FINDS, AFTER REASONABLE INVESTIGATION UNDER THE CIRCUMSTANCES, THAT SANCTUARY COULD NOT OBTAIN A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES FROM DISINTERESTED PARTIES OR SOURCES, OR (2) SANCTUARY COULD IN FACT NOT HAVE OBTAINED A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. DISCLOSURE INVOLVING VOLUNTEERS IN THE ORGANIZATION SHOULD BE MADE PROMPTLY TO ANY ONE OF THE OFFICERS, AND FOLLOWED UP IN WRITING TO THE OFFICER, WHO SHALL BRING THE MATTER TO THE ATTENTION OF THE BOARD OF DIRECTORS. DISCLOSURE INVOLVING DIRECTORS AND COMMITTEE MEMBERS SHOULD BE MADE TO ANY OF THE OTHER OFFICERS WHO SHALL BRING THESE MATTERS TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS DETERMINES WHETHER A CONFLICT EXISTS AND IN THE CASE OF AN EXISTING CONFLICT, WHETHER THE CONTEMPLATED TRANSACTION MAY BE AUTHORIZED IN ACCORDANCE WITH THE TERMS OF THE CONFLICT OF INTEREST POLICY (QUOTED IN PART ABOVE). THE CONFLICT OF INTEREST DISCLOSURE STATEMENT WILL BE COMPLETED ANNUALLY BY ALL MEMBERS OF THE BOARD AND ALL VOLUNTEERS.
FORM 990, PART VI, SECTION B, LINE 15	DETERMINING COMPENSATION FOR EXECUTIVE MANAGEMENT IS DONE BY AN INDEPENDENT REVIEW BY THE BOARD OF DIRECTORS. COMPENSATION IS THEN APPROVED BY THE BOARD OF DIRECTORS, BUDGETED, AND MEMORIALIZED IN THE MINUTES. THE ORGANIZATION COMPENSATED THE MENAGERIE COMPANY OWNED BY JAMIE MCLEOD, A DIRECTOR FOR THE ORGANIZATION IN 2013.
FORM 990, PART VI, SECTION C, LINE 18	THE BOARD OF DIRECTORS' SECRETARY MAINTAINS THE ORGANIZATION'S FORM 1023 DOCUMENT ALONG WITH THE ORIGINALLY FILED BYLAWS FOR THE ORGANIZATION. TO THE EXTENT AMENDMENTS TO THE BYLAWS ARE REQUIRED TO BE REPORTED ON FORM 990, SUCH AMENDMENTS WILL BE REPORTED IN SCHEDULE O. THE BOARD OF TRUSTEES TREASURER MAINTAINS THE ORGANIZATION'S FORM 990. PUBLIC ACCESS TO THESE DOCUMENTS IS AVAILABLE UPON REQUEST.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION MAKES ITS ARTICLES OF INCORPORTION AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST.
VOTING MEMBERS OF THE GOVERNING BODY AND INDEPENDENCE	THE BOARD OF DIRECTORS HAS A TOTAL OF EIGHT VOTING MEMBERS. SEVEN OF THE VOTING MEMBERS ARE INDEPENDENT. ONE VOTING MEMBER IS NOT INDEPENDENT AS THEY ARE A PARTY-IN-INTEREST TO TRANSACTIONS WITH THE ORGANIZATION. WHEN THE BOARD OF DIRECTORS MEET AND VOTE ON ORGANIZATION MATTERS, THE MEMBER WHO IS NOT INDEPENDENT IN REGARDS TO THE MATTERS COMING UP FOR VOTE LEAVES THE MEETING AND ABSTAINS FROM THE VOTE. THE BOARD CONSISTED OF EIGHT MEMBERS AT DECEMBER 31, 2013,AND THEY ARE ACTIVELY RECRUITING TO INCREASE THE NUMBER OF BOARD MEMBERS FOR THE YEAR ENDED DECEMBER 31,2014.
FORM 990, PART IX, LINE 11G	BIRD CARE AND OTHER SERVICES MENAGERIE: PROGRAM SERVICE EXPENSES 64,201. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 64,201. COMPUTER SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 100. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 100.
PART IX; COLUMN D; LINE 25 - NO FUNDRAISING EXPENSES	THE SB BIRD SANCTUARY RELIES ON VOLUNTEERS TO SOLICIT DONATIONS; THEREFORE, THERE ARE NO FUNDRAISING EXPENSES.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: TO RESCUE, HOUSE, AND REHABILITATE UNWANTED BIRDS AND PROVIDE EDUCATION TO PARROT OWNERS AND THE COMMUNITY.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	8
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	7
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	0
6	Total number of volunteers (estimate if necessary) .............	6	52
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	111,980	255,357
9	Program service revenue (Part VIII, line 2g) .........	0	0
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	8,478	13,849
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	1,122	-1,986
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	121,580	267,220
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	0	0
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	168,307	210,126
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	168,307	210,126
19	Revenue less expenses. Subtract line 18 from line 12.......	-46,727	57,094
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	362,448	419,542
21	Total liabilities (Part X, line 26).............	0	0
22	Net assets or fund balances. Subtract line 21 from line 20.....	362,448	419,542

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 173,605 including grants of $ ) (Revenue $ 0 )
	1. TO RESCUE AND REHABILITATE INJURED, ORPHANED, ABUSED AND ABANDONED PARROTS AND COMPANION BIRDS AND FIND APPROPRIATE HOMES FOR THOSE BIRDS THAT CAN BE ADOPTED; AND2. TO BE A RESOURCE WITHIN THE COMMUNITY TO HELP PROMOTE RESPONSIBLE BIRD OWNERSHIP THROUGH EDUCATION AND OWNER SUPPORT.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses173,605

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)		(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(1) DR LINDA WUDL........................................................................ VICE PRESIDENT	2.00 .......................	X	X	0	0	0
(2) DALE CARNATHAN........................................................................ PRESIDENT	2.00 .......................	X	X	0	0	0
(3) NICHOLAS SEBASTIAN........................................................................ TREASURER	5.00 .......................	X	X	0	0	0
(4) ANNE CARNATHAN........................................................................ SECRETARY	2.00 .......................	X	X	0	0	0
(5) JAMIE MCLEOD........................................................................ DIRECTOR	20.00 .......................	X	X	0	0	0
(6) SHARON FRITZ........................................................................ BOARD MEMBER	2.00 .......................	X		0	0	0
(7) HEATHER DEAR........................................................................ BOARD MEMBER	2.00 .......................	X		0	0	0
(8) MONICA CURRY........................................................................ BOARD MEMBER	2.00 .......................	X	X	0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	0	0	0

(A) Name and business address	(B) Description of services	(C) Compensation





2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 0

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c
d	Related organizations...1d
e	Government grants (contributions)1e

f	All other contributions, gifts, grants, and similar amounts not included above1f		255,357

g	Noncash contributions included in lines 1a-1f:$
h	Total. Add lines 1a-1f.......			255,357
			Business Code
2a
b
c
d
e
f	All other program service revenue .
g	Total. Add lines 2a–2f........
3	Investment income (including dividends, interest, and other similar amounts).......			10,509			10,509
4	Income from investment of tax-exempt bond proceeds..
5	Royalties...........
		(i) Real	(ii) Personal
6a	Gross rents
b	Less: rental expenses
c	Rental income or (loss)
d	Net rental income or (loss).......
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	59,800
b	Less: cost or other basis and sales expenses	56,460
c	Gain or (loss)	3,340
d	Net gain or (loss)..........			3,340			3,340
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ..
	a
b	Less: direct expenses ...b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a		814
b	Less: cost of goods sold ..b		2,800
c	Net income or (loss) from sales of inventory..			-1,986			-1,986
Miscellaneous Revenue			Business Code
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See Instructions......			267,220	0	0	11,863

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21
2	Grants and other assistance to individuals in the United States. See Part IV, line 22
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....
7	Other salaries and wages
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....
9	Other employee benefits .......
10	Payroll taxes ...........
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	13,192		13,192
c	Accounting ...........	9,520		9,520
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......	1,120		1,120
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	64,301	64,201	100
12	Advertising and promotion ....
13	Office expenses .......	7,500	5,625	1,875
14	Information technology ......
15	Royalties ..
16	Occupancy ...........	31,806	23,854	7,952
17	Travel ............	203		203
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....
20	Interest ...........
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	4,770	4,445	325
23	Insurance ..............	3,507	1,753	1,754
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	BIRD FOOD COSTS	64,201	64,201
b	LEARNING CENTER EXPENSE	9,526	9,526
c	ORGANIZATIONAL EXPENSES	420		420
d	STATE TAXES & FEES	60		60
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	210,126	173,605	36,521	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............				1
2	Savings and temporary cash investments .........			116,979	2	171,362
3	Pledges and grants receivable, net ...........				3
4	Accounts receivable, net .............				4
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............				7
8	Inventories for sale or use ..............			4,000	8	1,200
9	Prepaid expenses and deferred charges ..........				9
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	82,796
b	Less: accumulated depreciation .....	10b	42,465	2,741	10c	40,331
11	Investments—publicly traded securities ..........			238,728	11	206,649
12	Investments—other securities. See Part IV, line 11 .....				12
13	Investments—program-related. See Part IV, line 11 .....				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........				15
16	Total assets. Add lines 1 through 15 (must equal line 34)......			362,448	16	419,542
17	Accounts payable and accrued expenses .........				17
18	Grants payable .................				18
19	Deferred revenue ................				19
20	Tax-exempt bond liabilities .............				20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..				21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..				23
24	Unsecured notes and loans payable to unrelated third parties ....				24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................				25
26	Total liabilities. Add lines 17 through 25.........			0	26	0
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			336,448	27	419,542
28	Temporarily restricted net assets ...........			26,000	28	0
29	Permanently restricted net assets ...........				29
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			362,448	33	419,542
34	Total liabilities and net assets/fund balances ........			362,448	34	419,542