TY 2013 Form 990

- TIN:

Form990

Department of the Treasury
Internal Revenue Service

Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS

generally cannot redact the information on the form.

Information about Form 990 and its instructions is at www.IRS.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013

BCheck if applicable: Address change Name change Initial return Terminated Amended return Application pending

CName of organization
ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Doing Business As

Number and street (or P.O. box if mail is not delivered to street address)
1111 AMSTERDAM AVENUE
Suite

Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10025

D Employer identification number

13-2997301

E Telephone number

G Gross receipts $ 1,173,532,137

F Name and address of principal officer:
DONALD SCANLON
633 THIRD AVE 10TH FL
NEW YORK,NY10019

Tax-exempt status: 501(c)(3) 501(c) ( ) LeftBullet

(insert no.) 4947(a)(1) or 527

Website:

http://www.mountsinaihealth.org/

H(a)

Is this a group return for
subordinates? Yes No

H(b)

Are all subordinates
included?

Yes No

If "No," attach a list. (see instructions)

H(c)

Group exemption number MediumBullet

K Form of organization: Corporation Trust Association Other MediumBullet

L Year of formation: 1864

M State of legal domicile: NY

Part I

Summary

1	Briefly describe the organization’s mission or most significant activities: SERVES THE HEALTH CARE NEEDS OF THE NY COMMUNITY THRU PRIMARY&TERTIARY CARE SVCS TO INPATIENTS & OUTPATIENTS WHILE ALSO PROVIDING CLINICAL EDUCATION&ENGAGING IN CLINICAL RESEARCH.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	45
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	43
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	7,210
6	Total number of volunteers (estimate if necessary) .............	6	472
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	4,641,990
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	5,945,736	5,525,043
9	Program service revenue (Part VIII, line 2g) .........	1,134,388,844	1,073,870,146
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	2,446,479	2,783,021
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	88,363,006	91,314,695
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	1,231,144,065	1,173,492,905
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	727,223,167	738,959,343
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	498,173,575	473,164,418
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	1,225,396,742	1,212,123,761
19	Revenue less expenses. Subtract line 18 from line 12.......	5,747,323	-38,630,856
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	986,322,226	897,497,021
21	Total liabilities (Part X, line 26).............	1,008,681,548	938,086,283
22	Net assets or fund balances. Subtract line 21 from line 20.....	-22,359,322	-40,589,262

Part II

Signature Block

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign Here

	Signature of officer	Date

	Type or print name and title

Paid Preparer Use Only

Print/Type preparer's name

Preparer's signature

Date

Check if
self-employed

PTIN

Firm's name MediumBullet

Firm's EIN MediumBullet

Firm's address MediumBullet

Phone no.

May the IRS discuss this return with the preparer shown above? (see instructions) ............YesNo

For Paperwork Reduction Act Notice, see the separate instructions.

Cat. No. 11282Y

Form 990 (2013)

Page 2

Part III

Statement of Program Service Accomplishments

Check if Schedule O contains a response or note to any line in this Part III ..............

Briefly describe the organization’s mission: WITH OVER 290 YEARS' EXPERIENCE BETWEEN THEM CARING FOR PATIENTS, ST. LUKE'S AND ROOSEVELT HOSPITALS ARE RECOGNIZED FOR THEIR HIGH-QUALITY CLINICAL CARE, EXPERT TEACHING, AND INNOVATIVE RESEARCH CONTRIBUTIONS. SLR WAS FORMED IN 1979 BY A MERGER OF TWO OF NEW YORK CITY'S OLDEST HEALTH CARE INSTITUTIONS, ST. LUKE'S HOSPITAL, ESTABLISHED IN 1855, AND ROOSEVELT HOSPITAL, FOUNDED IN 1871. TOGETHER, THEY SERVE AS ACADEMIC AFFILIATES FOR COLUMBIA UNIVERSITY COLLEGE OF PHYSICIANS AND SURGEONS. ST. LUKE'S AND ROOSEVELT ARE FULL-SERVICE, TERTIARY LEVEL FACILITIES THAT ENJOY AN OUTSTANDING REPUTATION IN MANY CLINICAL AREAS. AMONG THE CENTERS OF EXCELLENCE ARE THE FOLLOWING: THE DIVISION OF ENDOCRINOLOGY, DIABETES AND NUTRITION, PRINCIPALLY LOCATED AT ST. LUKE'S HOSPITAL, IS HOME TO TWO OF THE NATION'S LEADING CENTERS BATTLING DIABETES AND OBESITY: THE THEODORE B. VANITALLIE CENTER FOR NUTRITION AND WEIGHT MANAGEMENT AND THE OBESITY RESEARCH INSTITUTE, THE LATTER FUNDED BY THE NATIONAL INSTITUTES

Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ...................... Yes No

If "Yes," describe these new services on Schedule O.

Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................ Yes No

If "Yes," describe these changes on Schedule O.

Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.


4a	(Code: ) (Expenses $ 1,135,723,181 including grants of $ ) (Revenue $ 1,094,222,787 )
	THE HOSPITAL PROVIDES SIGNIFICANT LEVELS OF TERTIARY CARE AND SPECIALIZED SERVICES AND PROGRAMS TO TREAT COMPLEX CLINICAL CONDITIONS. THESE INCLUDE A COMPREHENSIVE CARDIOVASCULAR SURGERY PROGRAM, AN ENDOCRINOLOGY AND OBESITY PROGRAM, A COMPREHENSIVE HAND SURGERY PROGRAM, A RENAL TRANSPLANT PROGRAM AND ONE OF THE LARGEST INPATIENT/OUTPATIENT AIDS PROGRAMS IN NEW YORK CITY. IN ADDITION, THE HOSPITAL MAINTAINS A FULL RANGE OF OUTPATIENT SERVICES. THE HOSPITAL HAS BEEN DESIGNATED AS A TRAUMA CENTER BY THE EMERGENCY MEDICAL SYSTEM OF THE CITY OF NEW YORK AND HAS BEEN DESIGNATED AS A DEPARTMENT OF HEALTH. THE HOSPITAL SERVICED INPATIENTS AND PROVIDED 397,655 CLINIC VISITS AND 163,114 EMERGENCY ROOM VISITS. OVER 75% OF THE APPROXIMATELY 231,526 PATIENT DAYS WERE PROVIDED TO MEDICARE AND MEDICAID PATIENTS. AS A MATTER OF POLICY, THE HOSPITAL PROVIDES CARE TO ALL PATIENTS REGARDLESS OF THEIR ABILITY TO PAY. THE HOSPITAL PROVIDED OVER $71,323,968 OF CHARITY CARE SERVICES AND INCURRED $43,903,424 BAD DEBTS DURING 2013.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses1,135,723,181

Form 990 (2013)

Page 3

Part IV

Checklist of Required Schedules

Yes

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A Click to see attachment

........................

Yes

Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment

...

Yes

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Click to see attachment

........................

Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Click to see attachment

...

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment

....................

Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV Click to see attachment

..............

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V Click to see attachment

......

Yes

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI. Click to see attachment

...................

11a

Yes

Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Click to see attachment

.......

11b

Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII Click to see attachment

.......

11c

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX Click to see attachment

............

11d

Yes

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X Click to see attachment

11e

Yes

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X Click to see attachment

.........................

11f

12a

Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment

.................

12a

Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment

12b

Yes

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....

14a

Did the organization maintain an office, employees, or agents outside of the United States?.....

14a

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment

14b

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV Click to see attachment

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment

Yes

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment

20a

Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H.... Click to see attachment

20a

Yes

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see list of attachments

20b

Yes

Form 990 (2013)

Page 4

Part IV

Checklist of Required Schedules (continued)

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II...

Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment

Yes

24a

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see attachment

24a

Yes

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...

24b

Yes

Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................

24c

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...

24d

25a

Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment

25a

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment

25b

Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment

Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment

28a

Yes

A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment

28b

An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment

28c

Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M.. Click to see attachment

Yes

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment

Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment

Yes

Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment

Yes

35a

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

35a

Yes

If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment

35b

Yes

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment

Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Click to see attachment

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............

Yes

Form 990 (2013)

Page 5

Part V

Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule O contains a response or note to any line in this Part V ..............

Yes

Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..

645

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................

Yes

Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................

7,210

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)

Yes

Did the organization have unrelated business gross income of $1,000 or more during the year?...

Yes

If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...

Yes

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................

If "Yes," enter the name of the foreign country: MediumBullet

See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................

Organizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................

Yes

If "Yes," did the organization notify the donor of the value of the goods or services provided?.....

Yes

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................

If "Yes," indicate the number of Forms 8282 filed during the year ....

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................

Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............

Sponsoring organizations maintaining donor advised funds.

Did the organization make any taxable distributions under section 4966?..........

Did the organization make a distribution to a donor, donor advisor, or related person?.......

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12 ...

10a

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

10b

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders .........

11a

Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........

11b

12a

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

12a

If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.

13a

Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....

13b

Enter the amount of reserves on hand ............

13c

14a

Did the organization receive any payments for indoor tanning services during the tax year?.....

14a

If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..

14b

Form 990 (2013)

Page 6

Part VI

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

Check if Schedule O contains a response or note to any line in this Part VI ..............

Section A. Governing Body and Management

Yes

Enter the number of voting members of the governing body at the end of the tax year .....................

If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Enter the number of voting members included in line 1a, above, who are independent ...................

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................

Yes

Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................

Yes

Did the organization become aware during the year of a significant diversion of the organization’s assets? .

Did the organization have members or stockholders? ................

Yes

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................

Yes

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................

Yes

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

The governing body? .........................

Yes

Each committee with authority to act on behalf of the governing body? ............

Yes

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)

Yes

10a

Did the organization have local chapters, branches, or affiliates? ............

10a

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?

10b

11a

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................

11a

Yes

Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....

12a

Did the organization have a written conflict of interest policy? If "No," go to line 13.......

12a

Yes

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................

12b

Yes

Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................

12c

Yes

Did the organization have a written whistleblower policy? ...............

Yes

Did the organization have a written document retention and destruction policy? .........

Yes

Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization’s CEO, Executive Director, or top management official ...........

15a

Yes

Other officers or key employees of the organization ................

15b

Yes

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................

16a

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............

16b

Section C. Disclosure

List the States with which a copy of this Form 990 is required to be filed MediumBullet

Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other (explain in Schedule O)

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.

State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBullet

KENNETH BARRITT555 WEST 57TH STREETNEW YORKNY10019 (212) 523-8082

Form 990 (2013)

Page 7

Part VII

Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Check if Schedule O contains a response or note to any line in this Part VII ..............

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet

List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization’s current key employees, if any. See instructions for definition of "key employee."

List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(1) BOBBIE ABRAMS........................................................................ BOARD MEMBER	1.0 .......................4.5	X	0	0	0
(2) THOMAS ACOSTA........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0
(3) ANDREW M ALPER........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................5.0	X	0	0	0
(4) ALAN R BATKIN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0
(5) PHILIP BERNEY........................................................................ BOARD MEMBER	1.0 .......................4.5	X	0	0	0
(6) FRANK BISIGNANO........................................................................ BOARD MEMBER	1.0 .......................4.5	X	0	0	0
(7) JEFF T BLAU........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................6.0	X	0	0	0
(8) HOWARD BLITMAN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0
(9) DAVID BOIES........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0
(10) HENRY M CALDERON........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................4.0	X	0	0	0
(11) BRENT CHABUS MD........................................................................ BOARD MEMBER THRU SEP 2013	1.0 .......................56.0	X	0	64,390	0
(12) MILTON S COHN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0
(13) MICHAEL CRAMES........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0
(14) PETER CROWLEY........................................................................ BOARD MEMBER	1.0 .......................5.5	X	0	0	0
(15) EDGAR M CULLMAN JR........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................4.0	X	0	0	0
(16) SUSAN R CULLMAN........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................5.0	X	0	0	0
(17) MARY DEBARE........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X	0	0	0

Form 990 (2013)

Page 8

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)					(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(18) JOEL S EHRENKRANTZ........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(19) BRUCE FADER........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(20) FRED FARKOUH........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(21) JAMES E FLYNN........................................................................ BOARD MEMBER	1.0 .......................6.5	X					0	0	0
(22) PETER FRELINGHUYSEN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(23) JANE FRIEDMAN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(24) CHARLES GARNER........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(25) DONALD J GOGEL........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(26) DAVID A GOLDBERG........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(27) LEE GOLDMAN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................0.0	X					0	0	0
(28) JEROME R GOLDSTEIN........................................................................ BOARD MEMBER	1.0 .......................4.5	X					0	0	0
(29) RICHARD A GOLDSTEIN........................................................................ BOARD MEMBER	1.0 .......................5.5	X					0	0	0
(30) JANET GREEN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(31) JUDAH GRIBETZ........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................5.0	X					0	0	0
(32) MERRIL M HALPERN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(33) DANIEL HEBERT........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(34) LENORE HECHT........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(35) JOHN B HESS........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................4.0	X					0	0	0
(36) ELIE HIRSCHFELD........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(37) STEPHEN A HOCHMAN ESQ........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................2.5	X					0	0	0
(38) PATRICIA KARPAS........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(39) SUZANNE T KARPAS........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(40) MARTIN JR KARPEH MD........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................54.0	X					0	1,011,762	53,533
(41) ELLEN KATZ........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(42) JAMES KEMPNER........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................4.0	X					0	0	0
(43) BRADFORD KLATT........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(44) KENNETH C KNUCKLES........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................2.5	X					0	0	0
(45) ANDREW S KOMAROFF........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(46) STANLEY KOMAROFF ESQ........................................................................ BOARD MEMBER	1.0 .......................5.5	X					0	0	0
(47) WILLIAM LERNER........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(48) JOHN A LEVIN........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(49) PATRICIA S LEVINSON........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................5.0	X					0	0	0
(50) EDWIN LEVY........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(51) MARC S LIPSCHULTZ........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................5.0	X					0	0	0
(52) W BRIAN MAILLIAN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(53) MARTIN MARCUS........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(54) CAROL MASLOW........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................3.5	X					0	0	0
(55) EUGENE MERCY........................................................................ BOARD MEMBER	1.0 .......................6.5	X					0	0	0
(56) MORGAN MILLER........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(57) ERIC MINDICH........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(58) MICHAEL MINIKES........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(59) ALAN MIRKEN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(60) HARRIS NAGLER MD........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................57.0	X					0	1,064,590	62,237
(61) JAMES NEARY........................................................................ BOARD MEMBER	1.0 .......................4.5	X					0	0	0
(62) RUTH NERKEN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(63) ALICE NETTER........................................................................ BOARD MEMBER	1.0 .......................5.5	X					0	0	0
(64) BERNARD W NUSSBAUM........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................6.0	X					0	0	0
(65) LEW PELL........................................................................ BOARD MEMBER	1.0 .......................4.5	X					0	0	0
(66) DAVID PICKET........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................13.5	X					0	0	0
(67) RICHARD RAVITCH........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(68) BURTON P RESNICK........................................................................ BOARD MEMBER THRU JUNE 2013	1.0 .......................2.5	X					0	0	0
(69) IRA S RIMERMAN........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(70) GAE RODGE MD........................................................................ BOARD MEMBER THRU SEPT 2013	54.0 .......................1.0	X					0	0	0
(71) JUDITH O RUBIN........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................6.0	X					0	0	0
(72) ARTHUR SARNOFF........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(73) JOAN G SARNOFF........................................................................ BOARD MEMBER	1.0 .......................4.5	X					0	0	0
(74) WILLIAM SARNOFF........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(75) ANDREW M SAUL........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................14.0	X					0	0	0
(76) ROBERT F SAVAGE JR........................................................................ BOARD MEMBER	1.0 .......................11.5	X					0	0	0
(77) DONALD SCHNABEL........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................3.5	X					0	0	0
(78) BARRY SIADAT PHD........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(79) SHELDON SIMON MD........................................................................ BOARD MEMBER THRU JAN 2013	1.0 .......................54.0	X					0	584,593	30,663
(80) MAURY L SPANIER........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(81) WHITNEY STEVENS........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(82) THOMAS W STRAUSS........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(83) JAMES S TISCH........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................13.0	X					0	0	0
(84) DANIEL WIENER MD........................................................................ BOARD MEMBER THRU SEPT 2013	54.0 .......................1.0	X					615,835	0	45,192
(85) DAVID WINDREICH........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................5.0	X					0	0	0
(86) JOHN S WINKLEMAN........................................................................ BOARD MEMBER SINCE SEPT 2013	1.0 .......................4.0	X					0	0	0
(87) WILLIAM H WRIGHT II........................................................................ BOARD MEMBER	1.0 .......................5.5	X					0	0	0
(88) BETTY YARMON........................................................................ BOARD MEMBER THRU SEPT 2013	1.0 .......................1.5	X					0	0	0
(89) MICHAEL ZIMMERMAN........................................................................ BOARD MEMBER	1.0 .......................3.5	X					0	0	0
(90) STANLEY BREZENOFF........................................................................ CEO&BRD MEMBER THRU SEPT 2013	27.5 .......................30.0	X	X				0	2,026,915	56,691
(91) FRANK J CRACOLICI........................................................................ PRESIDENT & BOARD MEMBER	55.0 .......................2.0	X	X				865,134	0	44,081
(92) BLAINE V FOGG........................................................................ SECR/TREAS,BRDMBR SINCE 9/2013	2.0 .......................14.0	X	X				0	0	0
(93) STEVEN HOCHBERG........................................................................ CHAIRMAN,SR V CHAIR & BRD MBR	2.0 .......................16.5	X	X				0	0	0
(94) LAWRENCE S HUNTINGTON........................................................................ CHAIRMAN EM/BRD MBR THRU9/2013	1.0 .......................4.5	X	X				0	0	0
(95) MORTON P HYMAN........................................................................ CHAIRMAN EMER/BOARD MEMBER	1.0 .......................14.5	X	X				0	0	0
(96) SORRELL MATHES........................................................................ V CHAIR,BRD MBR THRU SEPT 2013	2.0 .......................2.5	X	X				0	0	0
(97) PETER W MAY........................................................................ CHRMAN,BRD MBR SINCE SEPT 2013	2.0 .......................14.0	X	X				0	0	0
(98) JOEL I PICKET........................................................................ VICE CHAIRMAN, BOARD MEMBER	1.0 .......................6.5	X	X				0	0	0
(99) JEREMY BOAL MD SINCE SEPT 2013........................................................................ EVP, CHIEF MEDICAL OFFICER	16.0 .......................41.0		X				47,219	702,362	14,039
(100) MICHAEL BRUNO........................................................................ SVP, CHIEF FINANCIAL OFFICER	27.5 .......................32.5		X				0	694,354	54,676
(101) LOUIS JR BRUSCOMD THRU 913........................................................................ SVP / CHIEF MEDICAL OFFICER	52.0 .......................3.0		X				544,514	0	38,881
(102) GREGORY CALLISTE........................................................................ CAO ST. LUKE'S THRU OCT 2013	55.0 .......................0.0		X				378,628	0	39,299
(103) MARK CALLAHAN MD SINCE SEPT13........................................................................ EVP, CHIEF AMBULATORY OFFICER	8.5 .......................48.5		X				17,597	680,833	33,403
(104) DENNIS S CHARNEY SINCE SEPT13........................................................................ PRESIDENT ACADEMIC AFFAIRS	5.0 .......................54.0		X				0	1,523,643	44,090
(105) JILL CLAYTON THRU SEPT 2013........................................................................ ASSISSTANT SECRETARY	27.5 .......................29.5		X				0	377,716	62,541
(106) JOHN COLLURA........................................................................ EVP/CFO, TREAS THRU SEPT 2013	27.5 .......................32.5		X				0	2,180,372	40,485
(107) KENNETH L DAVIS MD........................................................................ CEO SINCE SEPT 2013	8.5 .......................48.5		X				161,298	3,925,306	59,500
(108) TIM DAY........................................................................ SVP, CHIEF OPERATING OFFICER	55.0 .......................0.0		X				651,512	0	52,671
(109) GAIL DONOVAN........................................................................ SR EVP FOR SYSTEM AFFAIRS	14.0 .......................46.0		X				0	1,277,130	55,374
(110) BETH ESSIG........................................................................ EVP/GEN COUNSEL, SECRETARY	8.5 .......................49.0		X				0	831,504	39,160
(111) ADAM LAWRENCE HENICK THRU 913........................................................................ SVP AMB CARE & MEDICAL ENTERPR	1.0 .......................54.0		X				0	574,138	56,638
(112) KENNETH HOLDEN THRU SEPT13........................................................................ SVP REAL ESTATE SVCS &FACILITY	27.5 .......................31.5		X				0	494,092	53,931
(113) KATHLEEN KEARNS THRU SEPT13........................................................................ SVP DEVELOPMENT & EXT AFFAIRS	16.0 .......................40.0		X				0	616,913	45,714
(114) ARTHUR KLEIN MD SINCE SEPT13........................................................................ EVP, PRESIDENT HEALTH NETWORK	18.0 .......................41.0		X				104,924	1,164,177	9,049
(115) MICHELLE LEONE THRU SEPT2013........................................................................ SVP REVENUE CYCLE OPS& MGD CAR	27.5 .......................27.5		X				0	692,261	49,666
(116) BRENDAN LOUGHLIN THRU 913........................................................................ SVP STRATEGIC FINANCE PLANNING	27.5 .......................27.5		X				0	684,992	59,642
(117) JOANN MILLER RN........................................................................ SVP, CHIEF NURSING OFFICER	55.0 .......................0.0		X				384,021	0	37,950
(118) MARK MOROSES........................................................................ SVP CIO THRU OCT 2013	27.5 .......................27.5		X				0	547,978	40,014
(119) MARGARET PASTUSZKO SINCE 913........................................................................ EVP,CHIEF INTEGRATION OFFICER	9.0 .......................47.0		X				39,561	892,557	53,368
(120) DENISE PELLE THRU SEPT 2013........................................................................ SVP CORPORATE INITIATIVES	27.5 .......................27.5		X				0	367,465	35,280
(121) ERIC POGUE........................................................................ SVP HUMAN RES THRU OCT 2013	27.5 .......................27.5		X				0	557,720	47,507
(122) DONALD SCANLON SINCE SEPT 2013........................................................................ EVP, FINANCE&CHIEF CORP SVCS	8.5 .......................54.0		X				63,285	1,530,795	55,432
(123) JEFFREY SILBERSTEIN SINCE 913........................................................................ EVP, CHIEF ADMIN OFFICER	8.5 .......................47.5		X				42,489	1,029,021	42,090
(124) LEONARD ACHAN SINCE SEPT 2013........................................................................ SVP,CHIEF MRKTNG&ACCESS OFFICE	11.0 .......................45.0		X				25,378	468,605	49,274
(125) MARK KOSTEGAN SINCE SEPT 2013........................................................................ SVP, CHIEF DEVELOPMENT OFFICER	5.5 .......................52.5		X				34,826	1,352,365	45,562
(126) FRANK CINO SINCE SEPT 2013........................................................................ SVP, CHIEF RISK OFFICER	14.0 .......................42.0		X				0	542,762	49,358
(127) JANE MAKSOUD SINCE SEPT 2013........................................................................ SVP, CHIEF H.R. OFFICER	11.5 .......................44.5		X				0	749,206	58,436
(128) MICHAEL MCCARRY RN SINCE 913........................................................................ SVP,CHIEF PERIOPERATIVE SVCS	16.0 .......................40.0		X				0	455,256	34,397
(129) MARC NAPP MD SINCE SEPT 2013........................................................................ SVP,CHIEF MED AFFAIRS OFFICER	16.0 .......................41.0		X				0	243,124	14,466
(130) BRUCE POLSKY........................................................................ CHIEF OF GENERAL MEDICINE	40.0 .......................0.0			X			384,187	0	7,208
(131) KUMAR CHATANI SINCE 913........................................................................ SVP, CHIEF INFORMATION OFFICER	12.5 .......................43.5			X			43,341	722,573	43,010
(132) ROBERT GOODMAN........................................................................ PHYSICIAN	40.0 .......................0.0				X		2,456,235	0	292
(133) MARTIN KELTZ........................................................................ PHYSICIAN	40.0 .......................0.0				X		2,558,131	0	18,535
(134) FARR NEZHAT........................................................................ PHYSICIAN	40.0 .......................0.0				X		1,657,974	0	19,314
(135) WILLIAM SAMSON........................................................................ PHYSICIAN	40.0 .......................0.0				X		1,954,700	0	10,779
(136) DANIEL STEIN........................................................................ PHYSICIAN	40.0 .......................0.0				X		2,536,807	0	44,703
(137) RUSSELL PORTENOY MD........................................................................ FORMER BOARD MEMBER	0.0 .......................0.0					X	0	495,215	40,787

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	15,567,596	31,126,685	1,848,918

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet

1,649

Yes

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............

Yes

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................

Yes

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.

(A) Name and business address	(B) Description of services	(C) Compensation
SIEMENS MEDICAL SOLUTIONS, PO BOX 7777 W3580PHILADELPHIAPA19175	IT SERVICES	6,844,228
SLR DIAGNOSTIC RADIOLOGY PC, 1780 BROADWAY 11TH FLOORNEW YORKNY10019	PHYSICIAN SERVICES	4,511,669
SCIENTIAE LLC, 30 BROAD STREET 25TH FLNEW YORKNY10004	EDUCATIONAL SERVICES	3,821,710
WINSTON STAFFING SERVICES LLC, 122 EAST 42ND STREETNEW YORKNY10168	STAFFING SERVICES	2,997,686
NEXERA INC, DBA GNYHA CONSULTING 555 WEST 57THNEW YORKNY10019	PURCHASING SERVICES	2,897,827
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 269

Form 990 (2013)

Page 9

Part VIII

Statement of Revenue

Check if Schedule O contains a response or note to any line in this Part VIII .............

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c		62,625
d	Related organizations...1d
e	Government grants (contributions)1e

f	All other contributions, gifts, grants, and similar amounts not included above1f		5,462,418

g	Noncash contributions included in lines 1a-1f:$		132,278
h	Total. Add lines 1a-1f.......			5,525,043
			Business Code
2a	PATIENT SERVICE REVENUE		621110	908,233,104	908,233,104
b	FACULTY PRACTICE REVENUE		621300	143,561,808	143,561,808
c	PATHOLOGY LAB		621500	20,179,758	15,537,768	4,641,990
d	COMMUNITY MENTAL HEALTH ALCOHOL INCOME		624100	1,895,476	1,895,476
e
f	All other program service revenue .
g	Total. Add lines 2a–2f........			1,073,870,146
3	Investment income (including dividends, interest, and other similar amounts).......			2,783,021			2,783,021
4	Income from investment of tax-exempt bond proceeds..			0
5	Royalties...........			0
		(i) Real	(ii) Personal
6a	Gross rents	5,157,058
b	Less: rental expenses
c	Rental income or (loss)	5,157,058	0
d	Net rental income or (loss).......			5,157,058			5,157,058
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory
b	Less: cost or other basis and sales expenses
c	Gain or (loss)
d	Net gain or (loss)..........			0
8a	Gross income from fundraising events (not including $ 62,625 of contributions reported on line 1c). See Part IV, line 18 ..
	a		35,250
b	Less: direct expenses ...b		39,232
c	Net income or (loss) from fundraising events..			-3,982			-3,982
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...			0
10a	Gross sales of inventory, less returns and allowances .
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..			0
Miscellaneous Revenue			Business Code
11a	HEALTHFIRST REVENUE		900099	11,075,834	11,075,834
b	REVENUE FROM DRUG STUDIES & NIH GRANTS		900099	13,918,797	13,918,797
c	CAFETERIA/VENDING INCOME		531390	1,995,796			1,995,796
d	All other revenue ....			59,171,192			59,171,192
e	Total. Add lines 11a–11d ......			86,161,619
12	Total revenue. See Instructions......			1,173,492,905	1,094,222,787	4,641,990	69,103,085

Form 990 (2013)

Page 10

Part IX

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21	0
2	Grants and other assistance to individuals in the United States. See Part IV, line 22	0
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16	0
4	Benefits paid to or for members	0
5	Compensation of current officers, directors, trustees, and key employees ....	4,686,098	4,230,609	455,489
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....	0
7	Other salaries and wages	576,714,815	520,671,230	56,043,585
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	20,553,818	18,498,436	2,055,382
9	Other employee benefits .......	137,004,612	123,304,151	13,700,461
10	Payroll taxes ...........	0
11	Fees for services (non-employees):
a	Management ......	3,388,988	3,388,988
b	Legal .........	2,408,627	2,193,875	214,752
c	Accounting ...........	1,753,178		1,753,178
d	Lobbying ...........	0
e	Professional fundraising services. See Part IV, line 17	0
f	Investment management fees ......	0
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	61,407,251	61,407,251
12	Advertising and promotion ....	1,777,765	1,777,765
13	Office expenses .......	41,029,730	39,029,786	1,999,944	0
14	Information technology ......	9,535,899	9,535,899
15	Royalties ..	0
16	Occupancy ...........	34,081,841	34,081,841
17	Travel ............	3,133,857	3,050,330	83,527
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......	0
19	Conferences, conventions, and meetings ....	635,022	578,140	56,882
20	Interest ...........	18,529,462	18,529,462
21	Payments to affiliates .......	0
22	Depreciation, depletion, and amortization .....	47,668,526	47,668,526
23	Insurance ..............	21,851,785	21,851,785
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	MEDICAL SUPPLIES	153,217,477	153,217,477
b	BAD DEBT	43,903,424	43,903,424
c	PASS THROUGH EXPENSES	4,816,855	4,816,855
d	DUES AND MEMBERSHIPS	3,209,825	3,209,825
e	All other expenses	20,814,906	20,777,526	37,380
25	Total functional expenses. Add lines 1 through 24e	1,212,123,761	1,135,723,181	76,400,580	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Form 990 (2013)

Page 11


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............			73,584,714	1	57,852,070
2	Savings and temporary cash investments .........			0	2	0
3	Pledges and grants receivable, net ...........			9,027,776	3	5,019,579
4	Accounts receivable, net .............			164,153,394	4	139,574,206
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
				0	5	0
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
				0	6	0
7	Notes and loans receivable, net .............			0	7	0
8	Inventories for sale or use ..............			12,631,995	8	12,133,135
9	Prepaid expenses and deferred charges ..........			11,040,091	9	11,189,177
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	1,312,693,410
b	Less: accumulated depreciation .....	10b	960,591,271	369,725,315	10c	352,102,139
11	Investments—publicly traded securities ..........			14,699,855	11	10,932,222
12	Investments—other securities. See Part IV, line 11 .....			34,324,141	12	26,743,779
13	Investments—program-related. See Part IV, line 11 .....			0	13	0
14	Intangible assets ...............			0	14	0
15	Other assets. See Part IV, line 11 ...........			297,134,945	15	281,950,714
16	Total assets. Add lines 1 through 15 (must equal line 34)......			986,322,226	16	897,497,021
17	Accounts payable and accrued expenses .........			192,833,920	17	171,754,632
18	Grants payable .................			0	18	0
19	Deferred revenue ................			0	19	0
20	Tax-exempt bond liabilities .............			265,807,126	20	256,340,867
21	Escrow or custodial account liability. Complete Part IV of Schedule D..			0	21	0
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........			0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..			55,144,666	23	45,188,957
24	Unsecured notes and loans payable to unrelated third parties ....			0	24	0
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................			494,895,836	25	464,801,827
26	Total liabilities. Add lines 17 through 25.........			1,008,681,548	26	938,086,283
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			-101,606,260	27	-124,713,085
28	Temporarily restricted net assets ...........			19,457,501	28	24,321,336
29	Permanently restricted net assets ...........			59,789,437	29	59,802,487
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			-22,359,322	33	-40,589,262
34	Total liabilities and net assets/fund balances ........			986,322,226	34	897,497,021

Form 990 (2013)

Page 12

Part XI

Reconcilliation of Net Assets

Check if Schedule O contains a response or note to any line in this Part XI ..............

Total revenue (must equal Part VIII, column (A), line 12) ............

1,173,492,905

Total expenses (must equal Part IX, column (A), line 25) ............

1,212,123,761

Revenue less expenses. Subtract line 2 from line 1 ..............

-38,630,856

Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..

-22,359,322

Net unrealized gains (losses) on investments ...............

1,011,348

Donated services and use of facilities .................

Investment expenses .....................

Prior period adjustments .....................

Other changes in net assets or fund balances (explain in Schedule O) ........

19,389,568

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))

-40,589,262

Part XII

Financial Statements and Reporting

Check if Schedule O contains a response or note to any line in this Part XII .............

Yes

Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.

Were the organization’s financial statements compiled or reviewed by an independent accountant?

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization’s financial statements audited by an independent accountant?

Yes

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?

Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?

Yes

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.

Yes

Form 990 (2013)

Form 990, Special Condition Description:

Special Condition Description

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2013

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
7	Amounts from line 4..
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11	Total support (Add lines 7 through 10).

Gross receipts from related activities, etc. (see instructions) ..................

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here................................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) .........

Public support percentage for 2012 Schedule A, Part II, line 14 ...............

16a

33 1/3% support test—2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2012. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2012 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2012 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2013. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 4

Part IV

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Explanation

Schedule A (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year ......................... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 2

Name of organization ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTEDRESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 3

Name of organization ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 4

Name of organization
ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....	59,789,437	59,764,637	59,761,035	59,659,980	59,561,023
b	Contributions ........	13,050	24,800	3,602	101,055	98,957
c	Net investment earnings, gains, and losses
d	Grants or scholarships .....
e	Other expenditures for facilities and programs ........
f	Administrative expenses ....
g	End of year balance ......	59,802,487	59,789,437	59,764,637	59,761,035	59,659,980

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

100.000 %

Temporarily restricted endowment SchDMd Bullet

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................		4,824,030		4,824,030
b	Buildings ................	30,699,249	761,708,087	555,964,662	236,442,674
c	Leasehold improvements ............		70,853,416	64,224,491	6,628,925
d	Equipment ................		430,234,844	340,221,694	90,013,150
e	Other .................		14,373,784	180,424	14,193,360
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......					352,102,139

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)		(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1) SECURITY DEPOSIT RECEIVABLE				524,172
(2) OTHER DEPOSITS RECEIVABLE				35,400
(3) MORTGAGE RESERVE FUND				47,272,925
(4) BOARD-DESIG DEPRECIATION FUND				2,000,000
(5) REAL ESTATE ESCROW				6,689,066
(6) ESCROW FUND AS REQUIRED				3,852,914
(7) SPECIFIC PURPOSE FUNDS				30,976,329
(8) REINSURANCE RECEIVABLES				190,599,908

Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........				281,950,714

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes		0
OTHER CURRENT LIABILITIES		15,933,521
OTHER NON-CURRENT LIABILITIES		186,020,791
ACCRUED PENSION & POSTRETIREMENT		45,139,762
DUE TO AFFILIATED ORGANIZATION		12,111,389
DUE TO THIRD PARTY PAYERS		14,996,456
INSURED LIABILITIES		190,599,908



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)		464,801,827
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	1,176,416,028
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a	1,011,348
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	8,163,918
e	Add lines 2a through 2d .....................			2e	9,175,266
3	Subtract line 2e from line 1.....................			3	1,167,240,762
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b	6,252,143
c	Add lines 4a and 4b.......................			4c	6,252,143
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	1,173,492,905

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	1,199,692,451
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	-12,431,310
e	Add lines 2a through 2d......................			2e	-12,431,310
3	Subtract line 2e from line 1.....................			3	1,212,123,761
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.......................			4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	1,212,123,761

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
SCHEDULE D, PART V, LINE 4 - INTENDED USE OF ENDOWMENT FUNDS	PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY ST. LUKE'S-ROOSEVELT HOSPITAL CENTER ("SLR") IN PERPETUITY AND THESE ENDOWMENT FUNDS ARE INCLUDED IN LONG TERM INVESTMENTS. UNDER THE POLICIES ESTABLISHED AND APPROVED BY SLR'S INVESTMENT COMMITTEE, DONOR-RESTRICTED ENDOWMENT FUNDS ARE INVESTED IN INCOME-GENERATING INVESTMENT VEHICLES TO GENERATE INCOME AND TO APPRECIATE AND PRESERVE CAPITAL.
SCHEDULE D, PART XI, LINE 2D - PER BOOKS NOT TAX	NET ASSETS RELEASED FROM RESTRICTIONS: $1,414,491 FPP DIFFERENTIAL : $6,749,427 ------------- TOTAL $8,183,918
SCHEDULE D, PART XI, LINE 4B - PER TAX NOT BOOKS	PERMANENTLY RESTRICTED CONTRIBUTIONS: $ 13,050 TEMPORARILY RESTRICTED CONTRIBUTIONS: $2,926,287 APPRECIATION OF TEMPORARILY RESTRICTED NET ASSETS: $3,352,038 SPECIAL EVENT EXPENSE: ($ 39,232) ------------- TOTAL $6,252,143
SCHEDULE D, PART XII, LINE 2D - PER BOOKS NOT TAX	FPP DIFFERENTIAL: $ 5,271,566 SPECIAL EVENTS EXPENSE: $ 39,232 PENSION AND POST-RETIREMENT BENEFITS: ($17,742,108) --------------- TOTAL ($12,431,310)

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

See separate instructions. Right pointing arrow large image

Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.

For grantmakers.Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? ...............................

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region)	(f) Total expenditures for and investments in region
	Central America and the Caribbean	Investments	9,163,378
















3a	Sub-total .....		9,163,378
b	Total from continuation sheets to Part I ...
c	Totals (add lines 3a and 3b)		9,163,378

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013

Schedule F (Form 990) 2013

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name of organization		(b) IRS code section and EIN (if applicable)	(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(g) Amount of non-cash assistance	(h) Description of non-cash assistance	(i) Method of valuation (book, FMV, appraisal, other)

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .... MediumBullet

Enter total number of other organizations or entities ....................... MediumBullet

Schedule F (Form 990) 2013

Schedule F (Form 990) 2013Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance		(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(f) Amount of non-cash assistance	(g) Description of non-cash assistance	(h) Method of valuation (book, FMV, appraisal, other)

Schedule F (Form 990) 2013

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2013

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).

ReturnReference	Explanation

Schedule F (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?
			Yes	No
	BUCKLEY HALL EVENTS	SPECIAL EVENT		No
	SANKY	DIRECT MAIL		No








Total .................

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2013

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 THEATER BENEFIT (event type)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . .	97,875	97,875
2	Less: Contributions . .	62,625	62,625
3	Gross income (line 1 minus line 2) . . .	35,250	35,250
4	Cash prizes . . .
5	Noncash prizes . .
6	Rent/facility costs . .
7	Food and beverages .
8	Entertainment . . .
9	Other direct expenses .	39,232	39,232
10	Direct expense summary. Add lines 4 through 9 in column (d) ...........		39,232
11	Net income summary. Subtract line 10 from line 3, column (d)...........		-3,982

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (add col.(a) through col.(c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2013

Page 3

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ..........................

YesNo

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE H (Form 990)

Department of the Treasury
Internal Revenue Service

Hospitals

Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule H (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Financial Assistance and Certain Other Community Benefits at Cost

Yes

Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a ...

Yes

If "Yes," was it a written policy? .......................

Yes

If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.

Applied uniformly to all hospital facilities Applied uniformly to most hospital facilities Generally tailored to individual hospital facilities

Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.

Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?

If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:

Yes

100% 150% 200% Other %

Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate

which of the following was the family income limit for eligibility for discounted care: .........

Yes

200% 250% 300% 350% 400% Other %

If the organization used factors other than FPG in determining eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.

Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? ..............

Yes

Did the organization budget amounts for free or discounted care provided under its financial assistance policy during the tax year? ............................

Yes

If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? ......

Yes

If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? ..............

Did the organization prepare a community benefit report during the tax year? ..........

Yes

If "Yes," did the organization make it available to the public? ..............

Yes

Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.

Financial Assistance and Certain Other Community Benefits at Cost

Financial Assistance and Means-Tested Government Programs		(c) Total community benefit expense	(d) Direct offsetting revenue	(e) Net community benefit expense	(f) Percent of total expense
a	Financial Assistance at cost (from Worksheet 1) ..	25,296,014	9,272,933	16,023,081	1.370 %
b	Medicaid (from Worksheet 3, column a) ....	271,635,874	190,162,205	81,473,669	6.970 %
c	Costs of other means-tested government programs (from Worksheet 3, column b) .
d	Total Financial Assistance and Means-Tested Government Programs .	296,931,888	199,435,138	97,496,750	8.340 %
Other Benefits		16,670,171	0	16,670,171	1.430 %
e	Community health improvement services and community benefit operations (from Worksheet 4) ..	16,670,171	0	16,670,171	1.430 %
f	Health professions education (from Worksheet 5) ..	114,420,366	31,959,492	82,460,874	7.060 %
g	Subsidized health services (from Worksheet 6) ..	23,227,002	19,392,359	3,834,643	0.330 %
h	Research (from Worksheet 7)	6,599,614	6,599,614	0
i	Cash and in-kind contributions for community benefit (from Worksheet 8)	81,275	0	81,275	0.010 %
j	Total. Other Benefits ..	160,998,428	57,951,465	103,046,963	8.830 %
k	Total. Add lines 7d and 7j .	457,930,316	257,386,603	200,543,713	17.170 %

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2013

Schedule H (Form 990) 2013

Page

Part II

Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.

		(a) Number of activities or programs (optional)	(b) Persons served (optional)	(c) Total community building expense	(d) Direct offsetting revenue	(e) Net community building expense	(f) Percent of total expense
1	Physical improvements and housing
2	Economic development
3	Community support
4	Environmental improvements
5	Leadership development and training for community members
6	Coalition building
7	Community health improvement advocacy
8	Workforce development
9	Other
10	Total

Part III

Bad Debt, Medicare, & Collection Practices

Section A. Bad Debt Expense

Yes

Did the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................

Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......

43,903,424

Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......

31,352,407

Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.

Section B. Medicare

Enter total revenue received from Medicare (including DSH and IME).....

150,603,747

Enter Medicare allowable costs of care relating to payments on line 5.....

155,987,241

Subtract line 6 from line 5. This is the surplus (or shortfall)........

-5,383,494

Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:

Cost accounting system Cost to charge ratio Other

Section C. Collection Practices

Did the organization have a written debt collection policy during the tax year? ..........

Yes

If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI.......................

Yes

Part IV

Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)

(a) Name of entity	(b) Description of primary activity of entity	(c) Organization's profit % or stock ownership %	(d) Officers, directors, trustees, or key employees' profit % or stock ownership %	(e) Physicians' profit % or stock ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13

Schedule H (Form 990) 2013

Page

Part VFacility Information

Section A. Hospital Facilities (list in order of size from largest to smallest—see instructions) How many hospital facilities did the organization operate during the tax year?2 Name, address, primary website address, and state license number
1	ST LUKE'S HOSPITAL 1111 AMSTERDAM AVENUE NEW YORK,NY10025 www.stlukeshospitalnyc.org 7002032H	X	X	X	X	X
2	ROOSEVELT HOSPITAL 1000 TENTH AVENUE NEW YORK,NY10019 WWW.ROOSEVELTHOSPITALNYC.ORG 7002032H	X	X	X	X	X

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	ST LUKE'S HOSPITAL
Name of hospital facility or facility reporting group

If reporting on Part V, Section B for a single hospital facility only: line number of
hospital facility (from Schedule H, Part V, Section A)

Yes

Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9....................

Yes

If "Yes," indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

Information gaps that limit the hospital facility’s ability to assess the community’s health needs

Other (describe in Part VI)

Indicate the tax year the hospital facility last conducted a CHNA: 20 13

In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ....................

Yes

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Part VI................................

Yes

Did the hospital facility make its CHNA report widely available to the public? .............

Yes

If "Yes," indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website (list url): www.stlukeshospitalnyc.org

Other website (list url):

Available upon request from the hospital facility

Other (describe in Part VI)

If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply as of the end of the tax year):

Adoption of an implementation strategy that addresses each of the community health needs identified through the CHNA

Execution of the implementation strategy

Participation in the development of a community-wide plan

Participation in the execution of a community-wide plan

Inclusion of a community benefit section in operational plans

Adoption of a budget for provision of services that address the needs identified in the CHNA

Prioritization of health needs in its community

Prioritization of services that the hospital facility will undertake to meet health needs in its community

Other (describe in Part VI)

Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If "No," explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ...........................

If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ......

If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Financial Assistance Policy			Yes	No
9	Did the hospital facility have in place during the tax year a written financial assistance policy that:
	Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care?	9	Yes
10	Used federal poverty guidelines (FPG) to determine eligibility for providing free care?...........	10	Yes
	If "Yes," indicate the FPG family income limit for eligibility for free care: 100% If "No," explain in Part VI the criteria the hospital facility used.
11	Used FPG to determine eligibility for providing discounted care?.................	11	Yes
	If "Yes," indicate the FPG family income limit for eligibility for discounted care: 400.% If "No," explain in Part VI the criteria the hospital facility used.
12	Explained the basis for calculating amounts charged to patients?.................	12	Yes
	If "Yes," indicate the factors used in determining such amounts (check all that apply):
a	Income level
b	Asset level
c	Medical indigency
d	Insurance status
e	Uninsured discount
f	Medicaid/Medicare
g	State regulation
h	Residency
i	Other (describe in Part VI)
13	Explained the method for applying for financial assistance?...................	13	Yes
14	Included measures to publicize the policy within the community served by the hospital facility?.......	14	Yes
	If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a	The policy was posted on the hospital facility’s website
b	The policy was attached to billing invoices
c	The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d	The policy was posted in the hospital facility’s admissions offices
e	The policy was provided, in writing, to patients on admission to the hospital facility
f	The policy was available upon request
g	Other (describe in Part VI)
Billing and Collections
15	Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?.......	15	Yes
16	Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Section C)
17	Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?..........	17		No
	If "Yes," check all actions in which the hospital facility or a third party engaged:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Section C)

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):

Notified individuals of the financial assistance policy on admission

Notified individuals of the financial assistance policy prior to discharge

Notified individuals of the financial assistance policy in communications with the individuals regarding the individuals’ bills

Documented its determination of whether individuals were eligible for financial assistance under the hospital facility’s financial assistance policy

Other (describe in Section C)

Policy Relating to Emergency Medical Care

Yes

Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?..........

Yes

If "No," indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)

Other (describe in Part VI)

Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used its lowest negotiated commercial insurance rate when calculating the maximum amounts that can be charged

The hospital facility used the average of its three lowest negotiated commercial insurance rates when calculating the maximum amounts that can be charged

The hospital facility used the Medicare rates when calculating the maximum amounts that can be charged

Other (describe in Part VI)

During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ............................

If "Yes," explain in Part VI.

During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? .........................

If "Yes," explain in Part VI.

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	ROOSEVELT HOSPITAL
Name of hospital facility or facility reporting group

If reporting on Part V, Section B for a single hospital facility only: line number of
hospital facility (from Schedule H, Part V, Section A)

Yes

Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9....................

Yes

If "Yes," indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

Information gaps that limit the hospital facility’s ability to assess the community’s health needs

Other (describe in Part VI)

Indicate the tax year the hospital facility last conducted a CHNA: 20 13

Yes

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Part VI................................

Yes

Did the hospital facility make its CHNA report widely available to the public? .............

Yes

If "Yes," indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website (list url): WWW.ROOSEVELTHOSPITALNYC.ORG

Other website (list url):

Available upon request from the hospital facility

Other (describe in Part VI)

If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply as of the end of the tax year):

Adoption of an implementation strategy that addresses each of the community health needs identified through the CHNA

Execution of the implementation strategy

Participation in the development of a community-wide plan

Participation in the execution of a community-wide plan

Inclusion of a community benefit section in operational plans

Adoption of a budget for provision of services that address the needs identified in the CHNA

Prioritization of health needs in its community

Prioritization of services that the hospital facility will undertake to meet health needs in its community

Other (describe in Part VI)

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ...........................

If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ......

If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Financial Assistance Policy			Yes	No
9	Did the hospital facility have in place during the tax year a written financial assistance policy that:
	Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care?	9	Yes
10	Used federal poverty guidelines (FPG) to determine eligibility for providing free care?...........	10	Yes
	If "Yes," indicate the FPG family income limit for eligibility for free care: 100% If "No," explain in Part VI the criteria the hospital facility used.
11	Used FPG to determine eligibility for providing discounted care?.................	11	Yes
	If "Yes," indicate the FPG family income limit for eligibility for discounted care: 400.% If "No," explain in Part VI the criteria the hospital facility used.
12	Explained the basis for calculating amounts charged to patients?.................	12	Yes
	If "Yes," indicate the factors used in determining such amounts (check all that apply):
a	Income level
b	Asset level
c	Medical indigency
d	Insurance status
e	Uninsured discount
f	Medicaid/Medicare
g	State regulation
h	Residency
i	Other (describe in Part VI)
13	Explained the method for applying for financial assistance?...................	13	Yes
14	Included measures to publicize the policy within the community served by the hospital facility?.......	14	Yes
	If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a	The policy was posted on the hospital facility’s website
b	The policy was attached to billing invoices
c	The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d	The policy was posted in the hospital facility’s admissions offices
e	The policy was provided, in writing, to patients on admission to the hospital facility
f	The policy was available upon request
g	Other (describe in Part VI)
Billing and Collections
15	Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?.......	15	Yes
16	Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Section C)
17	Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?..........	17		No
	If "Yes," check all actions in which the hospital facility or a third party engaged:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Section C)

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):

Notified individuals of the financial assistance policy on admission

Notified individuals of the financial assistance policy prior to discharge

Notified individuals of the financial assistance policy in communications with the individuals regarding the individuals’ bills

Documented its determination of whether individuals were eligible for financial assistance under the hospital facility’s financial assistance policy

Other (describe in Section C)

Policy Relating to Emergency Medical Care

Yes

If "No," indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)

Other (describe in Part VI)

Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used its lowest negotiated commercial insurance rate when calculating the maximum amounts that can be charged

The hospital facility used the average of its three lowest negotiated commercial insurance rates when calculating the maximum amounts that can be charged

The hospital facility used the Medicare rates when calculating the maximum amounts that can be charged

Other (describe in Part VI)

If "Yes," explain in Part VI.

During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? .........................

If "Yes," explain in Part VI.

Schedule H (Form 990) 2013

Page

Part V

Facility Information (continued)

Section C. Supplemental Information for Part V, Section B.Provide descriptions required for Part V, Section B, lines 1j, 3, 4, 5d, 6i, 7, 10, 11, 12i, 14g, 16e, 17e, 18e, 19c, 19d, 20d, 21, and 22. If applicable, provide separate descriptions for each facility in a facility reporting group, designated by "Facility A," "Facility B," etc.
Form and Line Reference	Explanation
PART V, LINE 3	TO ASSESS THE OVERALL HEALTH NEEDS OF THE COMMUNITIES SERVED BY ST. LUKE'S-ROOSEVELT HOSPITAL CENTER, DATA AND INFORMATION WAS COLLECTED FROM SEVERAL SOURCES. THE MEANS BY WHICH SLR COLLECTED THE DATA INCLUDED SURVEYS, INTERVIEWS, ATTENDANCE OF COMMUNITY MEETINGS, AND WRITTEN CORRESPONDENCE. THE FOLLOWING IS A LIST OF THE RELEVANT SOURCES: -NEW YORK CITY DEPARTMENT OF HEALTH SURVEY (2011) -NEW YORK CITY COMMUNITY BOARDS SERVED BY ST. LUKE'S-ROOSEVELT HOSPITAL CENTER WHOSE MEMBERSHIP CONTAIN REPRESENTATIVES OF COMMUNITY BASED ORGANIZATIONS, EMPLOYEES OF FHQC'S, CONCERNED RESIDENTS. -WILLIAM F. RYAN HEALTH CENTERS / RYAN CHELSEA CLINTON -HATZOLAH AMBULANCE SERVICE -ST. LUKE'S AND ROOSEVELT HOSPITALS' COMMUNITY ADVISORY BOARD -CONTINUUM PHYSICIAN REFERRAL SERVICE -COMMUNITY HEALTH EDUCATION DEPARTMENT AT ST. LUKE'S AND ROOSEVELT HOSPITALS -ST. LUKE'S AND ROOSEVELT HOSPITALS' EMERGENCY DEPARTMENT DISCHARGE DATA -ACTOR'S FUND -ST. VINCENT'S CATHOLIC MEDICAL CENTER'S CLOSURE STUDY
PART V, LINE 4 - ST. LUKE'S HOSPITAL	NAME OF OTHER FACILITY: ROOSEVELT HOSPITAL
PART V, LINE 4 - ROOSEVELT HOSPITAL	NAME OF OTHER FACILITY: ST. LUKE'S HOSPITAL
PART V, LINE 7	AS OF THE END OF THE TAX YEAR, THE HOSPITAL FACILITY WAS NOT ABLE TO ADDRESS ALL OF THE NEEDS IDENTIFIED IN ITS MOST RECENTLY CONDUCTED CHNA FOR A NUMBER OF REASONS. FIRSTLY, 2013 WAS THE FIRST YEAR DURING WHICH A CHNA WAS CONDUCTED. NOT ONLY IS THAT INSUFFICIENT TIME TO ADDRESS THE NEEDS, UNDER THE 501(R) PROPOSED REGULATIONS, TRANSITION RELIEF WAS PROVIDED SO THAT AN IMPLEMENTATION STRATEGY WAS NOT REQUIRED TO BE FULLY ADOPTED AT YEAR END, AND PROGRAM SERVICES WERE STILL BEING ALIGNED TO MEET THE IDENTIFIED COMMUNITY NEEDS.

Schedule H (Form 990) 2013

Page

Part VFacility Information (continued)

Section D. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility (list in order of size, from largest to smallest) How many non-hospital health care facilities did the organization operate during the tax year?7
Name and address		Type of Facility (describe)
1	AMBULATORY PSYCHIATRIC CENTER 411 WEST 114TH STREET NEW YORK,NY10025	HOSPITAL EXTENSION CLINIC
2	CTR FOR COMPREHENSIVE CARE W VILLAGE DIV 36 SEVENTH AVENUE NEW YORK,NY10011	HOSPITAL EXTENSION CLINIC
3	SLR COMMUNITY CARE AT 59TH STREET 425 WEST 59TH STREET NEW YORK,NY10019	HOSPITAL EXTENSION CLINIC
4	TRINITY HOUSE 324 WEST 108TH STREET NEW YORK,NY10025	HOSPITAL EXTENSION CLINIC
5	LOUIS BRANDEIS HIGH SCHOOL 145 WEST 84TH STREET NEW YORK,NY10024	SCHOOL BASED HOSPITAL EXTENSION CLINIC
6	MARTIN LUTHER KING JR HIGH SCHOOL 122 AMSTERDAM AVE NEW YORK,NY10024	SCHOOL BASED HOSPITAL EXTENSION CLINIC
7	PHILIP RANDOLPH CAMPUS HS 135TH ST AT CONVENT AVE NEW YORK,NY10031	SCHOOL BASED HOSPITAL EXTENSION CLINIC
8
9
10

Schedule H (Form 990) 2013

Page

Part VI

Supplemental Information

Provide the following information.

1	Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II and Part III, lines 2, 3, 4, 8 and 9b.
2	Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any CHNAs reported in Part V, Section B.
3	Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4	Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5	Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6	Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7	State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.

Form and Line Reference	Explanation
PART V, LINE 3	TO ASSESS THE OVERALL HEALTH NEEDS OF THE COMMUNITIES SERVED BY ST. LUKE'S-ROOSEVELT HOSPITAL CENTER, DATA AND INFORMATION WAS COLLECTED FROM SEVERAL SOURCES. THE MEANS BY WHICH SLR COLLECTED THE DATA INCLUDED SURVEYS, INTERVIEWS, ATTENDANCE OF COMMUNITY MEETINGS, AND WRITTEN CORRESPONDENCE. THE FOLLOWING IS A LIST OF THE RELEVANT SOURCES: -NEW YORK CITY DEPARTMENT OF HEALTH SURVEY (2011) -NEW YORK CITY COMMUNITY BOARDS SERVED BY ST. LUKE'S-ROOSEVELT HOSPITAL CENTER WHOSE MEMBERSHIP CONTAIN REPRESENTATIVES OF COMMUNITY BASED ORGANIZATIONS, EMPLOYEES OF FHQC'S, CONCERNED RESIDENTS. -WILLIAM F. RYAN HEALTH CENTERS / RYAN CHELSEA CLINTON -HATZOLAH AMBULANCE SERVICE -ST. LUKE'S AND ROOSEVELT HOSPITALS' COMMUNITY ADVISORY BOARD -CONTINUUM PHYSICIAN REFERRAL SERVICE -COMMUNITY HEALTH EDUCATION DEPARTMENT AT ST. LUKE'S AND ROOSEVELT HOSPITALS -ST. LUKE'S AND ROOSEVELT HOSPITALS' EMERGENCY DEPARTMENT DISCHARGE DATA -ACTOR'S FUND -ST. VINCENT'S CATHOLIC MEDICAL CENTER'S CLOSURE STUDY
PART V, LINE 4 - ST. LUKE'S HOSPITAL	NAME OF OTHER FACILITY: ROOSEVELT HOSPITAL
PART V, LINE 4 - ROOSEVELT HOSPITAL	NAME OF OTHER FACILITY: ST. LUKE'S HOSPITAL
PART V, LINE 7	AS OF THE END OF THE TAX YEAR, THE HOSPITAL FACILITY WAS NOT ABLE TO ADDRESS ALL OF THE NEEDS IDENTIFIED IN ITS MOST RECENTLY CONDUCTED CHNA FOR A NUMBER OF REASONS. FIRSTLY, 2013 WAS THE FIRST YEAR DURING WHICH A CHNA WAS CONDUCTED. NOT ONLY IS THAT INSUFFICIENT TIME TO ADDRESS THE NEEDS, UNDER THE 501(R) PROPOSED REGULATIONS, TRANSITION RELIEF WAS PROVIDED SO THAT AN IMPLEMENTATION STRATEGY WAS NOT REQUIRED TO BE FULLY ADOPTED AT YEAR END, AND PROGRAM SERVICES WERE STILL BEING ALIGNED TO MEET THE IDENTIFIED COMMUNITY NEEDS.

Schedule H (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.
SchJMediumBullet

Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ................

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2013

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(1)MARTIN JR KARPEH MDBOARD MEMBER THRU SEPT 2013	(i) (ii)	0 1,010,599	0	0 1,163	0 21,420	0 32,113	0 1,065,295	0 0
(2)HARRIS NAGLER MDBOARD MEMBER THRU SEPT 2013	(i) (ii)	0 894,693	0 138,125	0 31,772	0 21,420	0 40,817	0 1,126,827	0 0
(3)RUSSELL PORTENOY MDFORMER BOARD MEMBER	(i) (ii)	0 494,016	0	0 1,199	0 20,580	0 20,207	0 536,002	0 0
(4)SHELDON SIMON MDBOARD MEMBER THRU JAN 2013	(i) (ii)	0 581,351	0 2,500	0 742	0 13,440	0 17,223	0 615,256	0 0
(5)DANIEL WIENER MDBOARD MEMBER THRU SEPT 2013	(i) (ii)	590,701 0	0	25,134 0	21,420 0	23,772 0	661,027 0	0 0
(6)STANLEY BREZENOFFCEO&BRD MEMBER THRU SEPT 2013	(i) (ii)	0 1,634,334	0 350,625	0 41,956	0 21,420	0 35,271	0 2,083,606	0 0
(7)FRANK J CRACOLICIPRESIDENT & BOARD MEMBER	(i) (ii)	697,742 0	148,750 0	18,642 0	21,420 0	22,661 0	909,215 0	0 0
(8)JEREMY BOAL MD SINCE SEPT 2013EVP, CHIEF MEDICAL OFFICER	(i) (ii)	28,478 423,603	14,489 215,511	4,252 63,248	0 0	884 13,155	48,103 715,517	0 0
(9)MICHAEL BRUNOSVP, CHIEF FINANCIAL OFFICER	(i) (ii)	0 560,560	0 108,537	0 25,257	0 21,420	0 33,256	0 749,030	0 0
(10)LOUIS JR BRUSCOMD THRU 913SVP / CHIEF MEDICAL OFFICER	(i) (ii)	486,032 0	57,375 0	1,107 0	10,200 0	28,681 0	583,395 0	0 0
(11)GREGORY CALLISTECAO ST. LUKE'S THRU OCT 2013	(i) (ii)	291,055 0	61,066 0	26,507 0	21,420 0	17,879 0	417,927 0	0 0
(12)MARK CALLAHAN MD SINCE SEPT13EVP, CHIEF AMBULATORY OFFICER	(i) (ii)	5,344 206,753	4,409 170,591	7,844 303,489	534 20,675	307 11,887	18,438 713,395	0 0
(13)DENNIS S CHARNEY SINCE SEPT13PRESIDENT ACADEMIC AFFAIRS	(i) (ii)	0 750,000	0 420,000	0 353,643	0 25,500	0 18,590	0 1,567,733	0 0
(14)JILL CLAYTON THRU SEPT 2013ASSISSTANT SECRETARY	(i) (ii)	0 318,599	0 42,713	0 16,404	0 21,420	0 41,121	0 440,257	0 0
(15)JOHN COLLURAEVP/CFO, TREAS THRU SEPT 2013	(i) (ii)	0 778,241	0 696,469	0 705,662	0 21,420	0 19,065	0 2,220,857	0 0
(16)KENNETH L DAVIS MDCEO SINCE SEPT 2013	(i) (ii)	94,728 2,305,272	0 0	66,570 1,620,034	1,006 24,494	1,342 32,658	163,646 3,982,458	0 0
(17)TIM DAYSVP, CHIEF OPERATING OFFICER	(i) (ii)	518,045 0	100,406 0	33,061 0	21,420 0	31,251 0	704,183 0	0 0
(18)GAIL DONOVANSR EVP FOR SYSTEM AFFAIRS	(i) (ii)	0 1,043,045	0 223,125	0 10,960	0 21,420	0 33,954	0 1,332,504	0 0
(19)BETH ESSIGEVP/GEN COUNSEL, SECRETARY	(i) (ii)	0 665,000	0 141,313	0 25,191	0 21,420	0 17,740	0 870,664	0 0
(20)ADAM LAWRENCE HENICK THRU 913SVP AMB CARE & MEDICAL ENTERPR	(i) (ii)	0 455,407	0 88,644	0 30,087	0 21,420	0 35,218	0 630,776	0 0
(21)KENNETH HOLDEN THRU SEPT13SVP REAL ESTATE SVCS &FACILITY	(i) (ii)	0 405,045	0 78,795	0 10,252	0 21,420	0 32,511	0 548,023	0 0
(22)KATHLEEN KEARNS THRU SEPT13SVP DEVELOPMENT & EXT AFFAIRS	(i) (ii)	0 515,412	0 100,503	0 998	0 21,420	0 24,294	0 662,627	0 0
(23)ARTHUR KLEIN MD SINCE SEPT13EVP, PRESIDENT HEALTH NETWORK	(i) (ii)	58,562 649,771	45,472 504,528	890 9,878	0 0	748 8,301	105,672 1,172,478	0 0
(24)MICHELLE LEONE THRU SEPT2013SVP REVENUE CYCLE OPS& MGD CAR	(i) (ii)	0 570,484	0 109,969	0 11,808	0 21,420	0 28,246	0 741,927	0 0
(25)BRENDAN LOUGHLIN THRU 913SVP STRATEGIC FINANCE PLANNING	(i) (ii)	0 560,560	0 108,537	0 15,895	0 21,420	0 38,222	0 744,634	0 0
(26)JOANN MILLER RNSVP, CHIEF NURSING OFFICER	(i) (ii)	323,448 0	48,344 0	12,229 0	21,420 0	16,530 0	421,971 0	0 0
(27)MARK MOROSESSVP CIO THRU OCT 2013	(i) (ii)	0 339,199	0 86,063	0 122,716	0 21,420	0 18,594	0 587,992	0 0
(28)MARGARET PASTUSZKO SINCE 913EVP,CHIEF INTEGRATION OFFICER	(i) (ii)	19,014 428,986	19,817 447,109	730 16,462	866 19,534	1,399 31,569	41,826 943,660	0 0
(29)DENISE PELLE THRU SEPT 2013SVP CORPORATE INITIATIVES	(i) (ii)	0 305,565	0 59,287	0 2,613	0 21,420	0 13,860	0 402,745	0 0
(30)ERIC POGUESVP HUMAN RES THRU OCT 2013	(i) (ii)	0 344,342	0 96,188	0 117,190	0 21,420	0 26,087	0 605,227	0 0
(31)DONALD SCANLON SINCE SEPT 2013EVP, FINANCE&CHIEF CORP SVCS	(i) (ii)	31,442 760,558	27,790 672,210	4,053 98,027	1,012 24,488	1,188 28,744	65,485 1,584,027	0 0
(32)JEFFREY SILBERSTEIN SINCE 913EVP, CHIEF ADMIN OFFICER	(i) (ii)	27,123 656,877	11,896 288,104	3,470 84,040	1,011 24,489	658 15,932	44,158 1,069,442	0 0
(33)BRUCE POLSKYCHIEF OF GENERAL MEDICINE	(i) (ii)	383,132 0	0	1,055 0	5,104 0	2,104 0	391,395 0	0 0
(34)ROBERT GOODMANPHYSICIAN	(i) (ii)	2,455,000 0	0	1,235 0	0 0	292 0	2,456,527 0	0 0
(35)MARTIN KELTZPHYSICIAN	(i) (ii)	2,557,951 0	0	180 0	12,600 0	5,935 0	2,576,666 0	0 0
(36)FARR NEZHATPHYSICIAN	(i) (ii)	1,657,182 0	0	792 0	12,600 0	6,714 0	1,677,288 0	0 0
(37)WILLIAM SAMSONPHYSICIAN	(i) (ii)	1,954,640 0	0	60 0	8,400 0	2,379 0	1,965,479 0	0 0
(38)DANIEL STEINPHYSICIAN	(i) (ii)	2,536,703 0	0	104 0	19,740 0	24,963 0	2,581,510 0	0 0
(39)KUMAR CHATANI SINCE 913SVP, CHIEF INFORMATION OFFICER	(i) (ii)	25,464 424,536	8,488 141,512	9,389 156,525	1,443 24,057	991 16,519	45,775 763,149	0 0
(40)LEONARD ACHAN SINCE SEPT 2013SVP,CHIEF MRKTNG&ACCESS OFFICE	(i) (ii)	16,029 295,971	7,706 142,294	1,643 30,340	1,048 19,352	1,483 27,391	27,909 515,348	0 0
(41)MARK KOSTEGAN SINCE SEPT 2013SVP, CHIEF DEVELOPMENT OFFICER	(i) (ii)	12,553 487,447	19,394 753,125	2,879 111,793	640 24,860	504 19,558	35,970 1,396,783	0 0
(42)FRANK CINO SINCE SEPT 2013SVP, CHIEF RISK OFFICER	(i) (ii)	0 385,000	0 130,000	0 27,762	0 20,400	0 28,958	0 592,120	0 0
(43)JANE MAKSOUD SINCE SEPT 2013SVP, CHIEF H.R. OFFICER	(i) (ii)	0 508,000	0 175,000	0 66,206	0 25,500	0 32,936	0 807,642	0 0
(44)MICHAEL MCCARRY RN SINCE 913SVP,CHIEF PERIOPERATIVE SVCS	(i) (ii)	0 290,000	0 160,488	0 4,768	0 20,400	0 13,997	0 489,653	0 0
(45)MARC NAPP MD SINCE SEPT 2013SVP,CHIEF MED AFFAIRS OFFICER	(i) (ii)	0 241,414	0 0	0 1,710	0 0	0 14,466	0 257,590	0 0

Schedule J (Form 990) 2013

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.

Return Reference	Explanation
SCHEDULE J, PART I, LINE 4A - SEVERANCE	GREGORY CALLISTE: $24,562 JOHN COLLURA: $688,010 MARK MOROSES: $103,846 ERIC POGUE: $103,846

Schedule J (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number
13-2997301

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	DORMITORY AUTHORITY OF THE STATE OF NEW YORK	14-6000293	64983QSS9	11-16-2005	345,315,000	TO REFUND A PRIOR ISSUE		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	37,740,000
2 Amount of bonds legally defeased . . . . . . . . . . .	0
3 Total proceeds of issue . . . . . . . . . . . . . .	345,315,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .	25,766,938
5 Capitalized interest from proceeds . . . . . . . . . . .	0
6 Proceeds in refunding escrows . . . . . . . . . . . .	0
7 Issuance costs from proceeds . . . . . . . . . . . .	2,860,732
8 Credit enhancement from proceeds . . . . . . . . . . .	1,673,240
9 Working capital expenditures from proceeds . . . . . . . . .	6,227,978
10 Capital expenditures from proceeds . . . . . . . . . . .	0
11 Other spent proceeds . . . . . . . . . . . . . .	308,793,050
12 Other unspent proceeds . . . . . . . . . . . . . .	0
13 Year of substantial completion . . . . . . . . . . . .
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .	X
15 Were the bonds issued as part of an advance refunding issue? . . . . .	X
16 Has the final allocation of proceeds been made? . . . . . . . .	X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .
6 Total of lines 4 and 5 . . . . . . . . . . . . .
7 Does the bond issue meet the private security or payment test? . . . . .
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .		X
b Exception to rebate? . . . . . . . .		X
c No rebate due? . . . . . . . .	X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X
b Name of provider . . . . . . . . .	0
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X
b Name of provider . . . . . . . . .	0
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .	X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?		X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation
SCHEDULE K, PART I, LINE A, COLUMN (F) - DESCRIPTION OF PURPOSE	TO REFUND THE OUTSTANDING MCFFA SERIES 1993A BONDS AND DASNY SERIES 2000B BONDS; TO FUND THE DEBT SERVICE RESERVE FUND AND TO PAY COSTS RELATED TO THE ISSUE.
SCHEDULE K, PART II, LINE 4	INCLUDES INVESTMENT PROCEEDS OF $6,938
SCHEDULE K, PART IV, LINE 1	REBATE CALCULATIONS THROUGH THE 5 YEAR INSTALLMENT DATE WERE PERFORMED AND IT WAS DETERMINED THAT NO YIELD REDUCTION PAYMENT WAS REQUIRED, NOR WAS THERE ANY POSITIVE ARBITRAGE REBATE EARNINGS. ACCORDINGLY, FILING OF 8038-T WAS NOT REQUIRED.
SCHEDULE K, PART IV, LINE 2C	THE REBATE COMPUTATION WAS DONE AT THE 5 YEAR INSTALLMENT DATE OF 10/31/2010 AND INDICATED NO POSITIVE ARBITRAGE REBATE EARNINGS. THEREFORE NO FILING WITH THE IRS WAS NECESSARY.
SCHEDULE K, PART IV, LINE 4A-4D	DURING 2010, THE GIC EXPIRED. AT 12/31 A NEW GIC HAD NOT BEEN ESTABLISHED DUE TO DIFFICULTY OBTAINING A SUFFICIENT RATE OF RETURN. DURING 2013 HOWEVER, THE DEBT SERVICE RESERVE FUNDS WERE REINVESTED. A GIC WAS NOT USED AS THE INVESTMENT VEHICLE, BUT THE MONEY WAS INVESTED IN PERMITTED SECURITIES.
SCHEDULE K, PART IV, LINE 7	WRITTEN PROCEDURES HAVE NOT YET BEEN ESTABLISHED, HOWEVER ONGOING MONITORING TAKES PLACE THROUGH A THIRD PARTY CONSULTANT.

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e)Original principal amount	(f)Balance due	(g) In default?		(h) Approved by board or committee?		(i)Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e)Original principal amount	(f)Balance due	Yes	No	Yes	No	Yes	No






Total ...... $

Part III

Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2013

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) US FOODSERVICE	DONALD GOGEL, BOARD MBR	2,199,990	SEE PART V		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference

Explanation

SCHEDULE L, PART IV, LINE 1 - DONALD GOGEL

SLR PURCHASES A PORTION OF ITS FOOD FROM US FOODSERVICE. ALL SUCH PURCHASES ARE MADE UNDER A GROUP PURCHASING ORGANIZATION (GPO) ARRANGEMENT THAT HAS BEEN NEGOTIATED WITH US FOODS. THESE GPO PRICES ARE AVAILABLE TO SLR AND ALL OTHER MEMBERS OF THE LOCAL HEALTHCARE ASSOCIATION. MR. DONALD J. GOGEL IS CEO OF A FIRM THAT IS INDIRECTLY A GREATER-THAN-35% OWNER OF US FOODS. MR. GOGEL WAS NOT INVOLVED IN DECISIONS RELATED TO THE ORGANIZATION'S PURCHASES FROM U.S. FOODS.

Schedule L (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	5	132,278	FMV
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( )
26 Other ( )
27 Other ( )
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? ..................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2013)

Page 2

Part II

Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation

Schedule M (Form 990) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Return Reference	Explanation
FORM 990, PART VI, LINE 1 - EXECUTIVE COMMITTEE	THE EXECUTIVE COMMITTEE CONSISTS ONLY OF MEMBERS OF THE GOVERNING BODY. IT IS AUTHORIZED TO ACT ON BEHALF OF THE CORPORATION BETWEEN MEETINGS OF THE BOARD AND TO TAKE ANY ACTION OTHER THAN THOSE ITEMS SPECIFICALLY PROHIBITED BY NEW YORK LAW.
FORM 990, PART VI, LINE 2 - BUSINESS AND FAMILY RELATIONSHIPS	1. TRUSTEES EDGAR CULLMAN, JR AND SUSAN CULLMAN ARE SIBLINGS 2. TRUSTEES JAMES FLYNN AND STEVE HOCHBERG ARE EMPLOYED AT THE SAME FIRM 3. TRUSTEES JOEL PICKET AND MICHAEL ZIMMERMAN ARE BOARD MEMBERS OF THE SAME FIRM 4. TRUSTEE JOAN G SARNOFF AND FORMER TRUSTEE ARTHUR SARNOFF ARE MARRIED TO EACH OTHER 5. TRUSTEE STANLEY KOMAROFF IS FORMER TRUSTEE ANDREW KOMAROFF'S FATHER 6. TRUSTEE JOEL PICKET IS FORMER TRUSTEE DAVID PICKET'S FATHER 7. FORMER TRUSTEE SUZANNE KARPAS IS FORMER TRUSTEE PATRICIA KARPAS'S MOTHER FORM 990, PART VI, LINE 4 - CHANGE IN GOVERNING DOCUMENTS ON SEPTEMBER 23, 2013, THE ORGANIZATION'S CHARTER WAS AMENDED TO PROVIDE THAT THE IDENTITY AND RIGHTS AND OBLIGATIONS OF THE SOLE MEMBER OF THE ORGANIZATION SHALL BE AS SET FORTH IN THE ORGANIZATION'S BYLAWS. EFFECTIVE AS OF SEPTEMBER 30, 2013, THE BYLAWS OF THE ORGANIZATION WERE RESTATED TO PROVIDE THAT MOUNT SINAI HEALTH SYSTEM, INC. (THE "MEMBER") WAS TO BE THE MEMBER OF THE ORGANIZATION AND WOULD HAVE THE POWER TO APPOINT TRUSTEES TO THE ORGANIZATION'S BOARD OF TRUSTEES. IN ADDITION, THE BYLAWS OF THE ORGANIZATION WERE FURTHER REVISED TO RESTRUCTURE THE MEMBERSHIP OF ITS BOARDS OF TRUSTEES, TO PROVIDE THAT THE BOARD OF TRUSTEES OF THE ORGANIZATION COULD NOT AMEND THE BYLAWS WITHOUT THE CONSENT OF THE MEMBER IF SUCH AMENDMENT REMOVED ANY POWERS OF THE MEMBER, TO REVISE THE DESCRIPTION OF THE ORGANIZATION'S COMMITTEE STRUCTURE, TO REVISE THE DESCRIPTION OF THE ORGANIZATION'S OFFICERS, AND TO OTHERWISE CONFORM THE ORGANIZATION'S BYLAWS TO THOSE OF THE OTHER MOUNT SINAI HEALTH SYSTEM ENTITIES.
FORM 990, PART VI, LINE 6 - MEMBERS OF THE ORGANIZATION	MOUNT SINAI HOSPITALS GROUP, INC. IS THE SOLE MEMBER OF THE ORGANIZATION.
FORM 990, PART VI, LINE 7A - ELECTION OF THE GOVERNING BODY	THE MEMBER HAS THE POWER TO ELECT THE MEMBERS OF THE GOVERNING BODY OF THE ORGANIZATION.
FORM 990, PART VI, LINE 7B - DECISIONS OF THE GOVERNING BODY	THE MEMBER HAS THE POWER TO ELECT THE MEMBERS OF THE GOVERNING BODY OF THE ORGANIZATION. IN ADDITION, THE BOARD OF TRUSTEES OF THE ORGANIZATION CANNOT AMEND THE BYLAWS WITHOUT THE CONSENT OF THE MEMBER IF SUCH AMENDMENT REMOVED ANY POWERS OF THE MEMBER.
FORM 990, PART VI, LINE 11B - FORM 990 PROVIDED TO GOVERNING BODY	- THE FINANCE DEPARTMENT GATHERED THE RELEVANT INFORMATION AND PREPARED THE TAX RETURNS - OUR OUTSIDE AUDITORS, PRICEWATERHOUSE COOPERS ("PWC"), PARTICIPATED IN THE PREPARATION OF, AND REVIEWED, ALL TAX RETURNS. - A QUESTIONNAIRE WAS CIRCULATED TO ALL TRUSTEES (I.E., DIRECTORS), OFFICERS AND KEY EMPLOYEES IN ORDER TO ELICIT THE INFORMATION REQUIRED TO BE REPORTED ON THE TAX RETURNS. - THE TRUSTEE CONFLICTS OF INTEREST REVIEW COMMITTEE REVIEWED THE RESPONSES PROVIDED BY TRUSTEES AND CERTAIN OFFICERS IN THE QUESTIONNAIRES AND ASSESSED ADDITIONAL PERTINENT FACTS GATHERED BY THE INSTITUTION IN ORDER TO EVALUATE THE APPLICABILITY OF IRS REPORTING REQUIREMENTS. THE REVIEW COMMITTEE THEN DETERMINED THE APPROPRIATE TRUSTEE (AND CERTAIN OFFICER) DISCLOSURES THAT SHOULD BE MADE ON FORM 990 BASED ON THE RECOMMENDATIONS OF THE FINANCE DEPARTMENT, THE GENERAL COUNSEL'S OFFICE AND THE COMPLIANCE DEPARTMENT. THESE RECOMMENDATIONS WERE REVIEWED AND APPROVED BY PWC. THE SAME PROCESS WAS CONDUCTED BY THE FINANCE DEPARTMENT, THE GENERAL COUNSEL'S OFFICE AND THE COMPLIANCE DEPARTMENT WITH RESPECT TO THE QUESTIONNAIRES SUBMITTED BY OTHER OFFICERS AND KEY EMPLOYEES. - THE TAX RETURNS WERE PRESENTED TO THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES, WITH THE PARTICIPATION OF PWC, THE FINANCE DEPARTMENT, THE GENERAL COUNSEL'S OFFICE, AND THE AUDIT AND COMPLIANCE DEPARTMENT. THE AUDIT COMMITTEE REVIEWED AND APPROVED THE TAX RETURNS AS PRESENTED. - THE AUDIT COMMITTEE'S REPORT OF ITS REVIEW OF THE TAX RETURNS AND ITS RECOMMENDATION TO FILE THE RETURNS WERE PRESENTED TO, AND ACCEPTED BY, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES (THE "EXECUTIVE COMMITTEE"). - IN ADDITION TO AUTHORIZING THE FILING OF THE TAX RETURNS, THE EXECUTIVE COMMITTEE DIRECTED THAT THE RETURNS, WHICH WILL BE FILED ON OR BEFORE NOVEMBER 15, 2014, BE PROVIDED TO ALL TRUSTEES VIA THE TRUSTEES' CONFIDENTIAL WEBSITE, AND THOSE RETURNS WERE SO PROVIDED BEFORE BEING FILED.
FORM 990, PART VI, LINE 12C - CONFLICT OF INTEREST POLICY	COMPLIANCE WITH THE ORGANIZATION'S BUSINESS CONFLICTS OF INTEREST POLICY (THE "POLICY") IS REQUIRED OF TRUSTEES, EMPLOYEES, MEDICAL STAFF AND NON-EMPLOYEE MEMBERS OF INSTITUTIONAL COMMITTEES AND INCLUDES AN ONGOING DUTY TO DISCLOSE POTENTIAL CONFLICTS. COMPLIANCE WITH THE POLICY IS MONITORED AND ENFORCED REGULARLY AND CONSISTENTLY. ALL DISCLOSURES WITH THE POTENTIAL FOR CONFLICT ARE REVIEWED BY AN APPROPRIATE COMMITTEE WHERE THEY ARE CAREFULLY EVALUATED. WHEN APPROPRIATE, A PLAN, WHICH MAY INVOLVE MEASURES INCLUDING, BUT NOT LIMITED TO, RECUSAL FROM PARTICIPATING IN AFFECTED TRANSACTIONS, IS DEVELOPED TO MANAGE THE POTENTIAL CONFLICT.
FORM 990, PART VI, LINE 15A & 15B - COMPENSATION POLICY	THE COMPENSATION, EMPLOYEE BENEFITS AND EMPLOYEE RELATIONS COMMITTEE OF THE BOARDS OF TRUSTEES (THE "COMPENSATION COMMITTEE") DETERMINES THE COMPENSATION FOR THE CEO AND REVIEWS AND MODIFIES OR APPROVES THE CEO'S RECOMMENDATIONS FOR COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES, INCLUDING PHYSICIAN LEADERS, WHO ARE OR MAY BE "DISQUALIFIED PERSONS" AS THAT TERM IS DEFINED IN IRC SECTION 4958. THE COMPENSATION COMMITTEES' OPERATING PROCEDURES ARE DESIGNED TO ENSURE THAT THE COMPENSATION OF ALL SUCH OFFICERS AND KEY EMPLOYEES IS REASONABLE (I.E. THE VALUE OF SERVICES IS THE AMOUNT THAT WOULD ORDINARILY BE PAID FOR LIKE SERVICES BY LIKE ENTERPRISES UNDER LIKE CIRCUMSTANCES), AND TO FOLLOW THE SPECIFIC STEPS OUTLINED IN THE IRC REGULATIONS FOR ESTABLISHING THE REBUTTABLE PRESUMPTION OF REASONABLENESS THAT A TRANSACTION IS NOT AN EXCESS BENEFIT TRANSACTION. THE COMPENSATION COMMITTEE CONSISTS EXCLUSIVELY OF INDEPENDENT TRUSTEES WITHOUT ANY CONFLICT OF INTEREST (AS DEFINED IN THE APPLICABLE IRC REGULATIONS) WITH REGARD TO THE COMPENSATION ARRANGEMENTS BEING REVIEWED OR APPROVED. THE ABSENCE OF ANY CONFLICT OF INTEREST WITH RESPECT TO ITEMS ON THAT MEETING'S AGENDA IS CONFIRMED AT THE BEGINNING OF EACH MEETING OF THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE SELECTS AND ENGAGES AN INDEPENDENT, QUALIFIED COMPENSATION CONSULTANT WHICH PERFORMS SUCH VALUATIONS ON A REGULAR BASIS TO PROVIDE APPROPRIATE COMPARABILITY DATA. COMPARABILITY DATA INCLUDES, BUT IS NOT LIMITED TO, COMPENSATION LEVELS PAID BY SIMILARLY SITUATED ORGANIZATIONS, BOTH TAXABLE AND TAX-EXEMPT, FOR FUNCTIONALLY COMPARABLE POSITIONS; THE AVAILABILITY OF SIMILAR SERVICES IN SLR'S GEOGRAPHIC AREA; CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS; CUSTOMIZED SURVEYS IN SPECIFIC CIRCUMSTANCES, AND ACTUAL WRITTEN OFFERS FROM SIMILAR INSTITUTIONS COMPETING FOR THE SERVICES OF THE DISQUALIFIED PERSON. THE SOURCES OF THE COMPARABILITY DATA USED BY THE COMPENSATION CONSULTANT ARE PROVIDED TO THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE RECEIVES AND REVIEWS THE COMPARABILITY DATA AND ANY ANALYSIS PROVIDED BY THE CONSULTANT, AS WELL AS INFORMATION PROVIDED BY MANAGEMENT OR, IN THE CASE OF THE CEO, BY THE CHAIRMAN OF THE BOARD OF TRUSTEES, INCLUDING INFORMATION ABOUT THE CEO'S PERFORMANCE. FOR THE CEO, THE COMMITTEE THEN DETERMINES AN APPROPRIATE LEVEL OF TOTAL COMPENSATION IN RELATION TO THE COMPARABILITY DATA. FOR THE OTHER EXECUTIVES AND KEY EMPLOYEES, THE COMMITTEE ALSO REVIEWS THE POSITION DESCRIPTION, THE CREDENTIALS OF THE INCUMBENT OR THE CANDIDATE FOR THE POSITION, AN INCUMBENT'S PERFORMANCE APPRAISAL, AND THE CEO'S (OR CHAIRMAN OF THE BOARD'S, WITH RESPECT TO THE CEO) RECOMMENDATION, IN RELATION TO THE COMPARABILITY DATA, AND DECIDES WHETHER TO APPROVE THE RECOMMENDED COMPENSATION OR TO MODIFY IT. THE COMPENSATION COMMITTEE DISCUSSES AND VOTES ON THE COMPENSATION ARRANGEMENTS FOR THE CEO, CFO AND OTHER SENIOR EXECUTIVE STAFF MEMBERS IN EXECUTIVE SESSION. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTS IN WRITTEN MINUTES THE TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE DATE IT WAS APPROVED; THE MEMBERS OF THE COMPENSATION COMMITTEE WHO WERE PRESENT DURING DEBATE ON THE TRANSACTION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; THE COMPARABILITY DATA AND INFORMATION FROM MANAGEMENT OBTAINED AND RELIED ON, AND HOW THE COMPARABILITY DATA WAS OBTAINED; AND THE COMPENSATION COMMITTEE'S BASIS FOR THE DECISIONS, IF THE APPROVED COMPENSATION IS OUTSIDE THE RANGE OF COMPARABILITY DATA. THESE MINUTES ARE PREPARED BEFORE THE LATER OF THE NEXT MEETING OF THE COMPENSATION COMMITTEE OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMPENSATION COMMITTEE ARE TAKEN WITH RESPECT TO THE COMPENSATION DECISIONS MADE. THE MINUTES ARE REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE WITHIN A REASONABLE TIME THEREAFTER.
FORM 990, PART VI, LINE 19 - DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION	THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.
FORM 990, PART VII - AVERAGE HOURS	AVERAGE HOURS PER WEEK REPORTED ON PART VII REPRESENT TOTAL AVERAGE HOURS FOR THE FILING ORGANIZATION AND ALL RELATED ORGANIZATIONS.
FORM 990, PART XI, LINE 3A & 3B - CIRCULAR A-133 AUDIT	THE ORGANIZATION'S FEDERAL AWARDS WERE AUDITED ON A CONSOLIDATED BASIS.
FORM 990, PART XI, LINE 9 - OTHER CHANGES IN NET ASSETS	CHANGE IN PENSION AND POST-RETIREMENT BENEFITS: $17,742,108 FPP DIFFERENTIAL: $ 1,477,861 BI AMBULATORY JOINT VENTURE: $ 169,598 ---------------- TOTAL: $19,389,568

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

ST LUKE'S-ROOSEVELT HOSPITAL CENTER

Employer identification number

13-2997301

Part I

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) SLRHC 425 WEST 59TH ST CONDO LLC 555 WEST 57TH STREET 18TH FL NEW YORK,NY10019	real estate	NY	7,353,865	43,688,113	SLR

Part II

Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1) CONTINUUM HEALTH PARTNERS INC 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3939476	HOLDING CO	NY	501(C)(3)	11A - I	NA		No
(2) BETH ISRAEL MEDICAL CENTER FIRST AVENUE AT 16TH STREET NEW YORK,NY10003 13-5564934	HOSPITAL	NY	501(C)(3)	3	MSHG	Yes
(3) BIMC FOUNDATION INC 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3255377	FUNDRAISING	DE	501(C)(3)	11A - I	BIMC	Yes
(4) BIMC HOLDING CORPORATION FIRST AVENUE AT 16TH STREET NEW YORK,NY10003 13-3444730	HOLDING CO	NY	501(C)(3)	11A - I	BIMC	Yes
(5) BETH ISRAEL AMBULATORY CARE SERVICES 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3838460	SURGICENTER	NY	501(C)(3)	3	BIMC HOLDCO	Yes
(6) BI NURSING HOME COMPANY 327 EAST 17TH STREET NEW YORK,NY10003 13-3627753	NURSING HOME	NY	501(C)(3)	3	BIMC HOLDCO	Yes
(7) EAST 17TH STREET PROPERTIES INC 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3547502	REAL ESTATE	NY	501(C)(3)	9	BIMC HOLDCO	Yes
(8) THE LONG ISLAND COLLEGE HOSPITAL 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 11-1018985	HOSPITAL	NY	501(C)(3)	3	CHP		No
(9) AUGUSTUS & JAMES CORPORATION 555 WEST 57TH STREET NEW YORK,NY10019 13-3392851	REAL ESTATE	NY	501(C)(3)	11B - II	SLR	Yes
(10) ST LUKE'S-ROOSEVELT INSTITUTE FOR HEALTH 1111 AMSTERDAM AVENUE NEW YORK,NY10025 13-2914343	RESEARCH	NY	501(C)(3)	4	SLR	Yes
(11) NEW YORK EYE AND EAR INFIRMARY 310 EAST 14TH STREET NEW YORK,NY10003 13-5562304	HOSPITAL	NY	501(C)(3)	3	MSHG	Yes
(12) NEW YORK EYE & EAR INFIRMARY FOUNDATION 310 EAST 14TH STREET NEW YORK,NY10003 13-4012469	PRIVATE FDN	NY	501(C)(3)	PF	NYEE	Yes
(13) NYEEI HOUSING COMPANY INC 317-327 EAST 13TH STREET NEW YORK,NY10003 31-1696826	REAL ESTATE	NY	501(C)(2)	N/A	NYEE	Yes
(14) BETH ISRAEL MEDICAL CENTER FDN INC 555 WEST 57TH STREET NEW YORK,NY10019 30-0571387	FUNDRAISING	NY	501(C)(3)	7	BIMC	Yes
(15) ST LUKE'S-ROSEVELT HOSPITAL CENTER FDN 555 WEST 57TH STREET NEW YORK,NY10019 30-0571390	FUNDRAISING	NY	501(C)(3)	7	SLR	Yes
(16) THE MOUNT SINAI MEDICAL CENTER INC ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 13-6271888	SUPPORT	NY	501(C)(3)	11B- II	MSHS		No
(17) THE MOUNT SINAI HOSPITAL ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 13-1624096	HOSPITAL	NY	501(C)(3)	3	MSHG	Yes
(18) MITRAL FOUNDATION 1190 FIFTH AVENUE NEW YORK,NY10029 80-0468600	RESEARCH	NY	501(C)(3)	11B- II	ISMMS		No
(19) THE MOUNT SINAI CHILDREN'S CENTER FND ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 22-3059294	SUPPORT	NY	501(C)(3)	11B- II	ISMMS		No
(20) MSMC REALTY CORPORATION ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 13-3852596	REAL ESTATE	NY	501(C)(3)	11B- II	SEE PART VII	Yes
(21) MSMC RESIDENTIAL REALTY LLC 1425 MADISON AVENUE NEW YORK,NY10029 20-0244426	REAL ESTATE	NY	501(C)(3)	11B- II	SEE PART VII	Yes
(22) MOUNT SINAI DIAGNOSTIC &TREATMENT CENTER ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 45-0537391	DIAG CLINIC	NY	501(C)(3)	3	MSH	Yes
(23) MSMC RESIDENTIAL REALTY MANAGER INC 1425 MADISON AVENUE NEW YORK,NY10029 20-1289396	MANAGEMENT	NY	501(C)(3)	11B- II	SEE PART VII	Yes
(24) VALENTIN FUSTER MT SIANI FND FOR SCIENCE ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 80-0952088	SUPPORT	NY	501(C)(3)	11B- II	ISMMS & MSH	Yes
(25) MOUNT SINAI HEALTH SYSTEM INC ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 46-4248304	HOLDING CO	NY	501(C)(3)	11A- I	NA		No
(26) MOUNT SINAI HOSPITAL GROUP INC ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 46-4242915	HOLDING CO	NY	501(C)(3)	11A- I	MSHS		No
(27) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029 13-6171197	SCHOOL	NY	501(C)(3)	2	MSHS		No
(28) FOJP SERVICE CORPORATION 28 EAST 28TH STREET NEW YORK,NY10016 13-2914141	RISK MGMT	NY	501(C)(3)	11C- III	NA		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2013

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) SEE PART VII 46-0710331	HEALTHCARE	NY	BIMCSLR	RELATED	-609,158	87,445		No	0		No	45.000 %

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) GREATER METROPOLITAN IPA II 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3977019	INACTIVE	NY	BIMCSLR	C	0	0	50.000 %		No
(2) GREATER METROPOLITAN IPA V 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-4141695	INACTIVE	NY	BIMCSLR	C	0	1,587	50.000 %		No
(3) MANHATTAN MANAGEMENT SERVICES 1780 BROADWAY 7TH FL NEW YORK,NY10019 13-3618543	MGMT SERVICES	NY	SLR	C	2,737,901	606,304	100.000 %	Yes
(4) SLR MANAGEMENT SERVICES 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3853145	MGMT SERVICES	NY	SLR	C	6,468,290	7,718,706	100.000 %	Yes
(5) WEST CARE MEDICAL PC 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3811203	INACTIVE	NY	SLR	C	0	31,010	100.000 %	Yes
(6) CHP VENTURES INC 555 WEST 57TH STREET NEW YORK,NY10019 46-0953126	HEALTH CARE MGT	NY	BIMC HOLDCO	C					No

Schedule R (Form 990) 2013

Page 3

Part V

Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .

b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .

Yes

m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .

Yes

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .

Yes

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) BETH ISRAEL MEDICAL CENTER	K	273,228	FMV
(2) BETH ISRAEL MEDICAL CENTER	R	228,786	FMV
(3) MANHATTAN MANAGEMENT SERVICES INC	R	7,750,276	FMV
(4) AUGUSTUS & JAMES	K	150,570	FMV
(5) AUGUSTUS & JAMES	S	9,900	FMV
(6) MOUNT SINAI HOSPITAL	S	546,720	FMV

Schedule R (Form 990) 2013

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2013

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R (see instructions).

Return Reference	Explanation
SCHEDULE R, PART II, COLUMN (F)	DIRECT CONTROLLING ENTITY OF MSMC REALTY CORPORATION: ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL AND THE MSMC REALTY CORPORATION ARE ALL MEMBERS OF THIS ENTITY.
SCHEDULE R, PART II, COLUMN (F)	DIRECT CONTROLLING ENTITY OF MSMC RESIDENTIAL REALTY LLC: ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, THE MSMC REALTY CORPORATION AND THE MSMC RESIDENTIAL REALTY MANAGER, INC. ARE ALL MEMBERS OF THIS ENTITY.
SCHEDULE R, PART II, COLUMN (F)	DIRECT CONTROLLING ENTITY OF MSMC RESIDENTIAL REALTY MANAGER, INC: ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL AND THE MSMC REALTY CORPORATION ARE ALL MEMBERS OF THIS ENTITY.
SCHEDULE R, PART III, LINE (1), COLUMN (A)	NAME OF RELATED ORGANIZATION CONTINUUM PROVIDER PARTNERS IPA, LLC

Schedule R (Form 990) 2013

Additional Data

Software ID:
Software Version:

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................	Yes	No