Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
BARBARA & GARY BRANDT FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)CITRIN COOPERMAN 529 FIFTH AVE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10017
A Employer identification number

26-1396548
B Telephone number (see instructions)

(212) 697-1000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,070,184J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 18,011 18,011  
4 Dividends and interest from securities...... 87,640 87,640  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 304,427
b Gross sales price for all assets on line 6a 2,889,340
7 Capital gain net income (from Part IV, line 2)... 304,420
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 410,078 410,071  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,329 2,971   250
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 65,843 53,626   12,217
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 71,172 56,597   12,467
25 Contributions, gifts, grants paid........ 156,575 156,575
26 Total expenses and disbursements. Add lines 24 and 25 227,747 56,597   169,042
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 182,331
b Net investment income (if negative, enter -0-) 353,474
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 9,280 -3,298 -3,298
2 Savings and temporary cash investments.......... 135,013 149,597 149,597
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 81,729 Click to see attachment28,446 32,034
b Investments—corporate stock (attach schedule)........ 2,161,794 Click to see attachment2,818,389 3,423,995
c Investments—corporate bonds (attach schedule)........ 373,142 Click to see attachment206,857 212,909
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 477,320 Click to see attachment217,619 254,947
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,238,278 3,417,610 4,070,184
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 3,238,278 3,417,610
30 Total net assets or fund balances (see page 17 of the
instructions).................... 3,238,278 3,417,610
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 3,238,278 3,417,610
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 3,238,278
2 Enter amount from Part I, line 27a..................... 2 182,331
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 647
4 Add lines 1, 2, and 3.......................... 4 3,421,256
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3,646
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,417,610
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a SEE SCH I P    
b SEE SCH I P    
c SEE SCH II P    
d SEE SCH II P    
e SEE SCH III P    
SEE SCH III P    
SEE SCH IV P    
SEE SCH IV P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 180,981   162,836 18,145
b 348,250   259,807 88,443
c 899,058   849,774 49,284
d 277,981   184,931 93,050
e 113,506   97,929 15,577
219,989   184,885 35,104
327,705   335,307 -7,602
520,292   509,451 10,841
1,578     1,578
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       18,145
b       88,443
c       49,284
d       93,050
e       15,577
      35,104
      -7,602
      10,841
      1,578
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 304,420
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 172,217 3,528,345 0.048810
2011 159,918 3,478,998 0.045967
2010 143,229 3,360,382 0.042623
2009 310,817 3,052,704 0.101817
2008 137,220 2,187,535 0.062728
2 Total of line 1, column (d) ...................... 2 0.301945
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.060389
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 3,824,519
5 Multiply line 4 by line 3....................... 5 230,959
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,535
7 Add lines 5 and 6......................... 7 234,494
8 Enter qualifying distributions from Part XII, line 4.............. 8 169,042
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,069
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,069
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,069
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 5,600
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,600
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 22
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,491
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCITRIN COOPERMAN CO LLP Telephone no.bullet (212) 697-1000
    Located atbullet529 FIFTH AVENUENEW YORKNY ZIP+4bullet10017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    BARBARA BRANDT TRUSTEE AS NEEDED
    0.00     		0 0 0
    3 MITTMAN ROAD
    RYE,NY10580
    GARY BRANDT TRUSTEE AS NEEDED
    0.00     		0 0 0
    3 MITTMAN ROAD
    RYE,NY10580
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    191,226
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,069
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,069
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    184,157
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    184,157
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    184,157
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 184,157
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 165,333
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 169,042
    a Applied to 2012, but not more than line 2a 165,333
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 3,709
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		180,448
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN BALLET THEATRE FOUNDATION
    890 BROADWAY
    NEW YORK,NY10003     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    AMERICAN DANCE MACHINE 21ST CENTURY FDN
    175 EIGHTH AVENUE
    NEW YORK,NY10011     		NONE PUBLIC CHARITY GENERAL SUPPORT 500
    AMERICAN HEART ASSOCIATION
    122 E 42ND ST 18
    NEW YORK,NY10168     		NONE PUBLIC CHARITY GENERAL SUPPORT 250
    ASPCA
    424 E 92ND ST
    NEW YORK,NY101286804     		NONE PUBLIC CHARITY GENERAL SUPPORT 6,250
    BALLET THEATRE FOUNDATION
    890 BROADWAY 3RD FLOOR NEW YORK NY
    NEW YORK,NY10003     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,500
    BIRTHRIGHT ISRAEL FOUNDATION
    33E 33RD ST 7TH FL
    NEW YORK,NY10016     		NONE PUBLIC CHARITY GENERAL SUPPORT 2,500
    BRUCE MUSEUM
    1 MUSEUM DR
    GREENWICH,NY06830     		NONE PUBLIC CHARITY GENERAL SUPPORT 2,600
    CENTRAL PARK CONSERVANCY
    14 E 60TH ST
    NEW YORK,NY10022     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    COLUMBIA UNIVERSITY
    116TH ST BROADWAY
    NEW YORK,NY10027     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    THE CONGREGATION
    C/O CITRIN COOPERMAN COMPANY LLP
    529 FIFTH AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL SUPPORT 7,000
    CITY CENTER
    131 W 55TH ST
    NEW YORK,NY10019     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    DOCTORS WITHOUT BORDERS
    333 7TH AVENUE 2ND FLOOR NEW YORK
    NY 10001-5004
    NEW YORK,NY100015004     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    FISHER HOUSE FOUNDATION INC
    111 ROCKVILLE PIKE SUITE 420
    ROCKVILLE,MD20850     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    FOLDS OF HONOR FOUNDATION
    5800 N PATRIOT DRIVE
    OWASSO,OK74055     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,400
    GOTHAM ARTS EX
    C/O CITRIN COOPERMAN COMPANY LLP
    529 FIFTH AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL SUPPORT 300
    GUGGENHEIM MUSEUM
    1071 FIFTH AVENUE
    NEW YORK,NY10128     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    JESSICA LANG DANCE
    2728 THOMSON AVE UNIT 252 LONG
    ISLAND CIT
    NEW YORK,NY11101     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    JOYCE THEATRE FOUNDATION
    175 EIGHTH AVENUE
    NEW YORK,NY10011     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC CHARITY GENERAL SUPPORT 21,800
    KEIGWIN & COMP
    246 W 38TH ST 8R
    NEW YORK,NY10018     		NONE PUBLIC CHARITY GENERAL SUPPORT 200
    LEAVE OUT VIOLENCE
    240 WEST 35TH STREET SUITE 200 NEW
    YORK NY
    NEW YORK,NY10001     		NONE PUBLIC CHARITY GENERAL SUPPORT 300
    LOVE US
    C/O CITRIN COOPERMAN COMPANY LLP
    529 FIFTH AVENUE NEW YORK NY
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL SUPPORT 500
    NEW YORK LIVE ARTS
    219 W 19TH STREET
    NEW YORK,NY10011     		NONE PUBLIC CHARITY GENERAL SUPPORT 250
    PET RESCUE
    PO BOX 393
    LARCHMONT,NY10538     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    PRINCESS GRACE FOUNDATION
    150 EAST 58TH STREET 25TH FLOOR
    NEW YORK,NY10155     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,525
    PURCHASE FIRE DEPT
    614 ANDERSON HILL RD
    PURCHASE,NY10577     		NONE PUBLIC CHARITY GENERAL SUPPORT 400
    TRISKELION ARTS
    118 N 11TH ST
    BROOKLYN,NY11249     		NONE PUBLIC CHARITY GENERAL SUPPORT 200
    UCLA FOUNDATION
    10920 WILSHIRE BOULEVARD SUITE 900
    LOS ANGELES,CA09874     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    UJA FEDERATION
    130 EAST 59TH STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    USA CARES
    PO BOX 759 RADCLIFF KY 40159
    RADCLIFF,KY40159     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    WILDLIFE CONSERVATION SOCIETY
    2300 SOUTHERN BOULEVARD BRONX
    NEW YORK,NY10460     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,250
    WOUNDED WARRIOR PROJECT
    4899 BELFORT ROAD STE 300
    JACKSONVILLE,FL32256     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    YOUTH AMERICA GRAND PRIX
    304 PARK AVENUE SOUTH STE 1004
    NEW YORK,NY10010     		NONE PUBLIC CHARITY GENERAL SUPPORT 30,000
    MISCELLANEOUS ORGANIZATION
    C/O CITRIN COOPERMAN COMPANY LLP
    529 FIFTH AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITY GENERAL SUPPORT 850
    Total .................................bullet 3a 156,575
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 18,011  
    4 Dividends and interest from securities....     14 87,640  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		900099 7 18 304,420  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 7 410,071 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13410,078
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    O'CONNOR FUND - SEC 1231   PURCHASED           0 7  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ARCELORMITTAL NTS 25,001 26,813
    CREDIT SUISSE NY BRH NTS 30,614 33,806
    GOLDMAN SACHS GR INC 50,027 50,076
    LEGGETT & PLATT INC 10,170 10,483
    MARKET VECTORS HIGH YIELD MUNI ETF 30,186 28,967
    MARRILL LYNCH & CO. 20,375 23,094
    MORGAN STANLEY B/E 15,129 16,370
    PIMCO HIGH INCOME FUND 25,355 23,300

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABERDEEN ASSET MGMT PLC 5,074 7,585
    ACE LTD CHF 8,294 10,974
    ACTELION LTD 3,578 5,815
    ADT CORP COM 6,878 6,556
    AFLAC INC 8,325 10,621
    AIA GROUP LTD SPON ADR 6,967 11,324
    AIR LIQUIDE ADR 9,901 12,001
    ALTRIA GROUP INC 19,817 21,268
    AMAZON.COM 10,898 14,755
    AMER ELECTRIC POWER CO 3,724 4,534
    AMER EXPRESS CO 7,941 13,156
    AMERICAN INTL GROUP 16,918 19,654
    ANADARKO PETROLEUM 8,507 8,249
    ANHEUSER BUSCH 7,470 12,030
    ANTERO RESOURCES CORP 10,483 11,927
    APPLE INC. 34,987 93,129
    ASML HLDG NV GDR 31,531 34,201
    ASSOCIATED BRITISH FOOD PLC 4,045 8,376
    AT&T 8,668 9,177
    AVALONBAY COMMUNITIES INC. 7,644 6,857
    B/E AEROSPACE INC 14,876 17,928
    BANGKOK BANK PUB CO LTD 5,439 6,061
    BANK OF AMER CORP 18,511 18,528
    BARCLAYS PLC 11,419 12,111
    BAYER AG 6,465 11,786
    BELLE INTL HLDGS LTD. ADR 6,893 5,119
    BIOGEN IDEC INV 26,832 45,291
    BOEING COMPANY 8,516 14,604
    BRENNTAG AG 6,550 9,435
    BRITISH AMERICAN TOBACCO 7,085 11,172
    CAMERON INTL CORP 8,220 9,049
    CANADIAN PAC RAILWAY LTD 24,508 28,902
    CATERPILLAR INC 9,331 10,080
    CBRE CLARION GL REAL ESTATE 64,787 57,602
    CBS CORP NEW CL 24,188 34,675
    CELGENE CORP 31,581 36,666
    CENTRICA PLC NEW 7,927 9,017
    CF INDUSTRIES HOLDING INC 6,928 8,156
    CHEVRON CORP 19,323 22,734
    CITIGROUP INC. 56,533 69,775
    COACH INC 4,318 4,378
    COMCAST CORP NEW CL A 28,127 35,544
    COMPAGNIE FIN. RICHEMONT 10,202 10,030
    CONOCOPHILLIPS 12,742 16,108
    CONTINENTAL RES. INC 14,588 14,740
    CORNING INC 7,288 8,233
    COVIDIEN PLC 4,978 7,832
    CUMMINS INC 23,232 26,361
    CVS CAREMARK CORP 11,036 18,608
    DELTA AIR LINES INC 8,104 9,285
    DEUTSCHE BANK AG 8,679 8,828
    DEXUS PPTY GR 7,179 6,760
    DISCOVERY FIN SERVICES 10,908 13,876
    DNB ASA SPON ADR 6,261 9,010
    DOLLAR GERN CORP 3,733 4,464
    DON QUIJOTE CO LTD. 7,564 14,572
    EATON VANCE GLOBAL DIV INCOME FUND 24,647 26,400
    EATON CORP 3,719 5,481
    EDISON INTL 6,448 6,158
    EMC CORP MASS 12,244 12,198
    EMPIRE STATE REALTY TR 14,197 15,300
    ENERGY DEV CORP. 9,720 7,720
    EOG RESOURCES INC 6,862 10,070
    EXELON CORP 10,208 4,766
    FACEBOOK INC 25,822 30,931
    FAMILYMART CO LTD 5,295 6,699
    FANUC CORP ADR 6,934 8,415
    FIBRA UNO ADMIN 4,853 4,943
    FIDELITY ADCISORY STRATEGIC DIC & INCOME FUND 46,996 47,517
    FLEETCOR TECH INC 3,790 5,390
    FREEPORT MCMORAN COPPER & GOLD 6,687 6,114
    FRESENIUS MEDICAL CARE AG 7,408 7,899
    GAP INC 18,524 18,407
    GENERAL ELE CO. 13,504 19,985
    GERRY WEBER INTL 4,850 7,494
    GILEAD SCIENCES INC 41,505 79,681
    GLAXO SMITHKLINE 11,025 14,095
    GOLDMAN SACHS BK UT 25,003 25,029
    GOLDMAN SACHS GROUP 8,085 11,345
    GOOGLE INC 92,360 178,193
    GREEN MTN COFFEE ROASTER INC 13,819 14,050
    GRUPO FIN SANTANDER MAXICO 5,077 5,047
    HONEYWELL INTL INC 6,203 9,777
    IMAGINATION TECH GR 6,487 2,704
    INTEL CORP 9,064 9,837
    INTERCONTINENTAL EXCHANGE GR 12,802 15,744
    INVESCO LTD 10,836 11,794
    ISHARES EMERGING MARKETS LOCAL 59,450 54,434
    ISHARES JP MORGAN 61,167 54,080
    JAPAN TOBACCO INC 15,801 16,450
    JARDINE MATHESON HD 5,698 8,661
    JOHNSON CONTROLS INC 5,446 9,850
    JP MORGAN CHASE 32,149 48,012
    KIMCO REALTY CORP 22,663 19,056
    KIRIN HOLDINGS LTD SPON ADR 6,902 7,099
    KRAFT FOODS INC 3,167 4,528
    LEG IMMOBILIEN AG 6,524 7,075
    LIBERTY GLOBAL INC 17,099 22,072
    LIBERTY MEDIA CORP 16,218 15,946
    LINKEDIN CORP 23,312 22,984
    LIXIL GR CORP 7,758 10,908
    LOREAL CO 3,947 6,432
    LORILLARD INC 13,220 15,204
    LULUEMON ATHLETICA INC 23,570 20,956
    LYONDELLBASELL IND. 9,277 15,735
    MACY'S INC 7,330 10,360
    MAKITA CORP. 6,816 8,480
    MAN WAH HOLDINGS LTD 6,862 6,886
    MARATHON OIL CORP 13,708 14,508
    MERCK & CO. INC NEW COM 13,640 17,067
    METLIFE FLOATER 76,347 63,150
    METLIFE INC. 13,710 15,098
    MINDARY MEDICAL INTL 4,963 5,781
    MITSUBISHI UFJ FINANCIALGR 13,085 12,939
    MOHAWK IND INC 5,305 5,509
    MONSANTO CO NEW 34,006 49,767
    MORGAN STANLEY 15,764 19,631
    NCR CORP NEW 7,418 7,153
    NESTLE SA 20,256 25,904
    NEXTERA ENERGY INC. 8,799 11,644
    NISSAN MTR LTD 8,970 7,594
    NOKIA CORP SPONS ADR 6,488 6,910
    NOMURA HOLDINGS 6,113 11,841
    NOVARTIS AG 11,585 16,398
    OCCIDENTAL PETROLEUM 20,308 21,112
    OLD MUTUAL PLC 10,057 10,566
    PANERA BREAD COMP CL A 4,919 5,654
    PEMBINA PIPELINE CORP. (FKA - PROVIDENT ENERGY TRUST UNIT) 34,944 29,946
    PERNOD RICARD SA 10,533 9,883
    PFIZER 16,731 23,340
    PHILLIPINE LONG DISTANCE TEL 6,116 5,347
    PHILLIPS 66 12,038 21,365
    PIMCO 0.5 HIGH YIELD BOND 116,060 116,996
    PNC FINANCIAL SERVICES 6,858 8,611
    PRICELINE.COM INC 24,331 33,710
    PRUDENTIAL PLC 10,671 16,965
    PUBLIC STORAGE REIT 9,737 9,483
    QUALCOMM INC 10,039 11,212
    RAYNOLDS AMERN INC 5,708 5,649
    REGIONS FIN. CORP. 6,530 10,236
    ROCHE HOLDING 21,795 32,011
    ROYAL DUTCH SHELL PLC 16,513 17,960
    RS FLOTING RATE FUND 61,467 61,631
    SALES FORCE COM INC 16,721 17,606
    SANOR SPON ADR 23,899 26,761
    SAP AG SPON 8,916 9,498
    SCHLUMBERGER LTD 38,144 45,506
    SEMPRA ENERGY 7,026 11,759
    SHIRE PLC SPON ADR 6,894 9,043
    SHWERWIN WILLIAMS CO. 30,168 31,012
    SIMON PPTY GR 9,540 9,130
    SPYGLASS RES CORP 6,636 545
    SSE PLC SPON ADR 6,765 6,760
    STANDARD CHARTERED PLC 10,538 9,618
    STARBUCKS CORP 8,543 11,131
    STARWOOD HOTELS & RESORTS WORLDWIDE 27,923 35,037
    STRYKER CORP 8,514 9,918
    SUN ART RETAIL GROUP LTD 5,737 6,145
    SUNTORY BEVARAGE & FOOD 7,851 7,638
    SUNTRUST BANK INC 9,491 10,749
    SYNGENTA AG 8,712 11,511
    TELIASONERA AB ADR 5,608 6,755
    TEVA PHARMA. IND LTD 9,113 8,136
    TEXAS INSTRUMENTS 24,597 27,005
    THERMO FISHER SCIENTIFIC 5,725 11,803
    TJX COS INC NEW 16,729 25,110
    TOPOCON CORP 6,162 8,850
    TOTAL SA FRANCE SPON ADR 15,947 18,932
    TOYOTA MOTOR CORP 14,777 22,921
    TRAVELERS COS. 7,632 11,861
    TWITTER INC 4,270 6,047
    TWO HARBORS INVT CORP 12,372 8,352
    UNION PACIFIC CORP. 30,132 37,128
    UNITED TECHNOLOGIES CORP. 8,909 11,949
    VERIZON COMMUNICATION INC 7,377 7,420
    VISA INC CL A 30,026 47,654
    VODAFONE GR 17,592 20,009
    VOLKSWAGEN A G SPON 6,378 7,220
    WALT DISNEY CO 37,139 49,278
    WELLS FARGO & CO. NEW 15,854 25,696
    WOLSELEY PLC 8,314 10,834
    WOLTERS KLUWER NV 10,641 12,696
    WYNN RESORTS LTD 19,031 29,520
    ZURICH FINANCIAL SERVICES 10,683 12,981

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    US Government Securities - End of Year Book Value:

    28,446
    US Government Securities - End of Year Fair Market Value:

    32,034
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 InvestmentsOtherSchedule2
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ISHARE MSCI JAPAN ETF AT COST 15,917 16,509
    ISHARES BARCLAYS TIPS BOND FUND AT COST 100,952 103,306
    O'CONNOR FUND OF FUNDS AT COST 100,750 135,132

    TY 2013 OtherDecreasesSchedule
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Description Amount
    DISALLOWED LOSS DUE TO WASH SALES RULE 3,646


    TY 2013 OtherExpensesSchedule
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 34,958 34,958   0
    PROFESSIONAL FEES 24,725 12,508   12,217
    SUPPLIES 12 12   0
    MISC EXP 135 135   0
    O'CONNOR FUND - MISC DED 6,013 6,013   0


    TY 2013 OtherIncreasesSchedule
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Description Amount
    TAX EXEMPT INTEREST INCOME AND OTHER ADJ. 647


    TY 2013 TaxesSchedule
    Name:
    BARBARA & GARY BRANDT FAMILY FOUNDATION
    EIN: 26-1396548
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 2,971 2,971   0
    NYS FILING FEE 250 0   250
    EXCISE TAX 2,108 0   0