| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF, PART VII-A, LINE 12 | THE FOUNDATION MADE A GRANT TO THE GOLDMAN SACHS PHILANTHROPY FUND AND TREATED THIS AS A QUALIFYING DISTRIBUTION IN FISCAL YEAR ENDING 3/31/2014 (SEE PART XV, LINE 3A). THE DISTRIBUTIONS OUT OF THIS FUND WILL BE USED TO ACCOMPLISH CHARITABLE PURPOSES DESCRIBED UNDER IRC SECTION 170(C)(2)(B). | |
| SUPPLEMENTAL INFORMATION, OVERFLOW | FORM 926, PART IV, LEG IMMOBILIEN AG | THE GAIN RECOGNIZED ON THE TRANSFER OF THE APPRECIATED PROPERTY WAS THE RESULT OF:(1) CERTAIN ASSETS IN THE PORTFOLIO UNABLE TO MEET THE ACTIVE TRADE OR BUSINESS EXCEPTION UNDER IRC SEC. 367(A)(3)(A), AND(2) THE TRANSFER OF CERTAIN TAINTED ASSETS INELIGIBLE FOR THE ACTIVE FOREIGN BUSINESS EXCEPTION UNDER IRC SEC. 367(A)(3)(B).STATEMENT PURSUANT TO TREASURY REGULATION SEC. 1.351-3(A):(1) THE NAME AND EMPLOYER IDENTIFICATTION NUMBER OF THE TRANSFEREE CORPORATION: LEG IMMOBILIEN AG (FKA LEG IMMOBILIEN GMBH)EIN: FOREIGNUS(2) THE DATE OF THE TRANSFER OF ASSETS: 1/17/2013(3) THE AGGREGATE FAIR MARKET VALUE AND BASIS OF THE PROPERTY TRANSFERRED IN THE EXCHANGE: AGGREGATE FMV: $ 12,068AGGREGATE BASIS: $ 2,943(4) THE DATE AND CONTROL NUMBER OF ANY PRIVATE LETTER RULING ISSUED BY THE INTERNALREVENUE SERVICE IN CONNECTION WITH THE IRC SEC. 351 EXCHANGE: N/ADETAIL FOR FORM 926, PART IV, ITEM 13AONE OF THE PARTNERSHIPS THAT WAS TRANSFERRED INTO THE FOREIGN CORPORATION HOLDS INVENTORY THAT IS TAINTED PROPERTY DESCRIBED UNDER TREASURY REGULATIONS SEC. 1.367(A)-5T(B)(1).(1) FMV: $ 513(2) BASIS: $125(3) GAIN RECOGNIZED: $388 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AGILENT TECHNOLOGIES, INC. 6.5% 11/01/2017 SR LIEN M-W+35.00BP | 116,177 | 114,979 |
| AMERICA MOVIL SAB DE CV 2.375% 09/08/2016 USD SR LIEN M-W+25.00BP | 1,524,360 | 1,543,500 |
| AMERICAN EXPRESS CREDIT CORP MTN 2.375% 03/24/2017 SR LIEN | 129,586 | 129,470 |
| AMERICAN EXPRESS CREDIT CORP MTN 2.8% 09/19/2016 SER D SR LIEN | 1,603,340 | 1,616,495 |
| AMERICAN INTERNATIONAL GROUP, 5.45% 05/18/2017 USD SR LIEN | 111,596 | 111,594 |
| AMGEN INC. 4.85% 11/18/2014 USD | 101,849 | 102,615 |
| ANDREW W MELLON FOUNDATION 3.95% 08/01/2014 M-W+20.00BP | 100,681 | 101,213 |
| ANHEUSER-BUSCH INBEV WORLDWIDE 1.375% 07/15/2017 SR LIEN M-W+12.50BP | 1,175,632 | 1,176,727 |
| AT&T INC. 0.8% 12/01/2015 SR LIEN M-W+10.00BP | 1,498,228 | 1,500,990 |
| BECTON, DICKINSON AND COMPANY 1.75% 11/08/2016 SR LIEN M-W+15.00BP | 24,992 | 25,557 |
| BLACKROCK, INC. 3.5% 12/10/2014 SR LIEN M-W+20.00BP | 1,222,824 | 1,225,824 |
| BRITISH COLUMBIA HER MAJESTY T 2.1% 05/18/2016 | 1,026,963 | 1,031,570 |
| CAMPBELL SOUP COMPANY FRN 08/01/2014 USLIB 3MO +30.00BP SR LIEN CPN 05/01/14 | 25,000 | 25,021 |
| CANADIAN IMPERIAL BK OF COMM 2.35% 12/11/2015 SR LIEN | 251,093 | 257,268 |
| CAPITAL ONE FINANCIAL CORP 1.0% 11/06/2015 SR LIEN | 99,686 | 100,142 |
| CAPITAL ONE FINANCIAL CORPORAT 7.375% 05/23/2014 USD SR LIEN | 75,548 | 75,728 |
| CATERPILLAR FINANCIAL SERVICES MTN 1.25% 11/06/2017 | 1,483,932 | 1,488,555 |
| CIGNA CORPORATION 2.75% 11/15/2016 SR LIEN M-W+30.00BP | 1,058,786 | 1,067,958 |
| CITIGROUP INC. 6.125% 11/21/2017 | 519,611 | 515,255 |
| CNA FINANCIAL CORPORATION 6.5% 08/15/2016 SR LIEN M-W+25.00BP | 1,663,659 | 1,683,795 |
| COMCAST CORPORATION 5.875% 02/15/2018 M-W+20.00BP | 1,402,880 | 1,402,637 |
| COVENTRY HEALTH CARE, INC. 6.3% 08/15/2014 | 26,496 | 26,529 |
| CVS CAREMARK CORPORATION 5.75% 06/01/2017 USD SR LIEN M-W+20.00BP | 1,681,855 | 1,696,620 |
| DIRECTV HOLDINGS LLC 3.5% 03/01/2016 SR LIEN M-W+20.00BP | 1,372,958 | 1,384,970 |
| EASTMAN CHEMICAL COMPANY 2.4% 06/01/2017 | 51,553 | 50,950 |
| EMC CORPORATION 1.875% 06/01/2018 SR LIEN M-W+15.00BP | 1,197,456 | 1,199,196 |
| EXPRESS SCRIPTS HOLDING CO 2.75% 11/21/2014 SER B SR LIEN M-W+35.00BP | 1,012,428 | 1,014,550 |
| FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 USD SR LIEN | 1,099,024 | 1,103,730 |
| GENERAL ELEC CAP CORP MTN 5.625% 09/15/2017 SER A SR LIEN | 903,327 | 907,688 |
| GENERAL ELECTRIC COMPANY 5.25% 12/06/2017 SR LIEN | 787,555 | 793,261 |
| HEALTH CARE REIT, INC. 4.7% 09/15/2017 SR LIEN M-W+40.00BP | 165,097 | 163,913 |
| INTRCONTINENTALXCHNG GROUP INC 2.5% 10/15/2018 SR LIEN M-W+20.00BP | 1,507,700 | 1,515,975 |
| JP MORGAN CHASE BANK NA 6.0% 10/01/2017 BANK NOTES | 1,122,975 | 1,139,120 |
| JPMORGAN CHASE & CO. 4.65% 06/01/2014 | 301,136 | 302,094 |
| JPMORGAN CHASE & CO. MTN 1.875% 03/20/2015 | 49,965 | 50,636 |
| MCKESSON CORPORATION 1.4% 03/15/2018 SR LIEN M-W+10.00BP | 74,919 | 73,127 |
| MELLON FUNDING CORPORATION 5.0% 12/01/2014 SUB LIEN M-W+20.00BP | 101,845 | 102,974 |
| MERRILL LYNCH & CO., INC. 6.875% 04/25/2018 | 324,746 | 324,310 |
| MERRILL LYNCH & CO., INC. MTN 5.45% 07/15/2014 USD | 302,199 | 304,215 |
| MORGAN STANLEY MTN 5.75% 10/18/2016 SER F SR LIEN M-W+15.00BP | 109,249 | 110,983 |
| MORGAN STANLEY MTN 6.625% 04/01/2018 SER F SR LIEN M-W+50.00BP | 466,662 | 466,304 |
| NETAPP, INC. 2.0% 12/15/2017 SR LIEN M-W+25.00BP | 1,036,237 | 1,060,910 |
| NEWS AMERICA INCORPORATED 5.3% 12/15/2014 USD | 25,713 | 25,850 |
| NEXTERA ENERGY CAPITAL HOLDING 1.611% 06/01/2014 SR LIEN | 25,007 | 25,048 |
| OMNICOM GROUP INC. 5.9% 04/15/2016 SR LIEN | 1,095,567 | 1,093,910 |
| ONTARIO (PROVINCE OF) 1.0% 07/22/2016 SR LIEN | 1,501,871 | 1,507,815 |
| ORACLE CORPORATION 5.75% 04/15/2018 SR LIEN M-W+35.00BP | 1,732,976 | 1,726,875 |
| PNC BANK, NATIONAL ASSOCIATION MTN 1.3% 10/03/2016 SR LIEN | 999,080 | 1,006,910 |
| PNC FUNDING CORP 2.7% 09/19/2016 | 130,142 | 129,921 |
| PRAXAIR, INC 1.05% 11/07/2017 SR LIEN M-W+5.00BP | 74,971 | 73,490 |
| PRUDENTIAL FINANCIAL, INC. FRN 08/15/2018 USD SER FRN USLIB 3MO +78.00BP SR | 750,000 | 750,983 |
| SIMON PROPERTY GROUP LP 4.2% 02/01/2015 M-W+30.00BP | 1,477,786 | 1,480,407 |
| SYMANTEC CORPORATION 2.75% 06/15/2017 SR LIEN M-W+35.00BP | 1,013,715 | 1,027,780 |
| TD AMERITRADE HOLDING CORP 4.15% 12/01/2014 M-W+30.00BP | 1,023,583 | 1,024,490 |
| THE BEAR STEARNS COMPANIES INC 6.4% 10/02/2017 USD SR LIEN | 232,406 | 230,834 |
| THE HOME DEPOT, INC. 2.25% 09/10/2018 SR LIEN M-W+10.00BP | 998,590 | 1,011,150 |
| THE TORONTO-DOMINION BANK FRN 09/09/2016 USD USLIB 3MO +46.00BP SR LIEN CPN | 1,500,000 | 1,506,960 |
| TOTAL CAPITAL 3.125% 10/02/2015 SR LIEN M-W+15.00BP | 1,553,219 | 1,558,665 |
| TOYOTA MOTOR CREDIT CORPORATIO MTN 2.0% 09/15/2016 M-W+20.00BP | 1,536,086 | 1,539,885 |
| U.S. BANCORP FRN 11/15/2018 USD SER USLIB 3MO +49.00BP SR LIEN CPN 05/15/14- | 875,000 | 876,593 |
| UNITEDHEALTH GROUP INC 0.85% 10/15/2015 SR LIEN M-W+10.00BP | 1,502,916 | 1,506,405 |
| UNITEDHEALTH GROUP INC 1.4% 10/15/2017 SR LIEN M-W+10.00BP | 50,212 | 49,865 |
| VENTAS REALTY LP/ CAP CORP 1.55% 09/26/2016 SR LIEN M-W+15.00BP | 999,100 | 1,008,770 |
| VERIZON COMMUNICATIONS INC. 2.5% 09/15/2016 SR LIEN M-W+30.00BP | 1,518,347 | 1,553,205 |
| WACHOVIA CORPORATION 5.75% 06/15/2017 SR LIEN | 340,378 | 340,905 |
| WALGREEN CO. 1.8% 09/15/2017 | 101,423 | 100,672 |
| WELLPOINT, INC. 1.25% 09/10/2015 SR LIEN M-W+15.00BP | 1,510,892 | 1,510,050 |
| WELLS FARGO & COMPANY 5.625% 12/11/2017 | 1,191,898 | 1,197,662 |
| WESTPAC BANKING CORPORATION 0.95% 01/12/2016 SR LIEN | 49,943 | 50,256 |
| WESTPAC BANKING CORPORATION FRN 07/30/2018 USD USLIB 3MO +74.00BP SR LIEN CP | 1,502,955 | 1,513,425 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AMERICAN INTL GROUP, INC. CMN | 320,387 | 420,084 |
| AON PLC CMN | 331,780 | 345,548 |
| APPLE INC. CMN | 319,455 | 322,044 |
| APPLIED MATERIALS INC CMN | 178,087 | 313,370 |
| BLACKROCK, INC. CMN | 238,891 | 283,032 |
| CARMAX, INC. CMN | 72,666 | 107,640 |
| CBRE GROUP INC CMN | 250,066 | 246,870 |
| DRESSER-RAND GROUP INC. CMN | 126,357 | 147,485 |
| FAMILY DOLLAR STORES INC CMN | 257,641 | 249,443 |
| FRANKLIN RESOURCES INC CMN | 246,076 | 335,916 |
| GAMING AND LEISURE PROP, INC. CMN | 157,952 | 187,441 |
| GENERAL MOTORS COMPANY CMN | 348,355 | 382,062 |
| INTEL CORPORATION CMN | 303,871 | 358,815 |
| JPMORGAN CHASE & CO CMN | 277,088 | 443,183 |
| NATIONAL OILWELL VARCO, INC. COMMON STOCK CMN | 307,929 | 350,415 |
| ORACLE CORPORATION CMN | 311,052 | 388,645 |
| PENN NATIONAL GAMING INC CMN | 47,557 | 62,832 |
| RALPH LAUREN CORP CMN CLASS A | 271,461 | 281,628 |
| STARWOOD HOTELS & RESORTS CMN | 186,888 | 286,560 |
| TIFFANY & CO CMN | 117,632 | 172,300 |
| VISA INC. CMN CLASS A | 120,630 | 280,618 |
| WELLS FARGO & CO (NEW) CMN | 273,364 | 467,556 |
| 3M COMPANY CMN | 92,894 | 91,571 |
| ABAXIS INC CMN | 68,932 | 66,485 |
| ADVISORY BRD CO CMN | 89,945 | 95,090 |
| ANSYS INC CMN | 108,219 | 97,430 |
| ATHENAHEALTH, INC. CMN | 130,056 | 158,638 |
| BEACON ROOFING SUPPLY, INC. CMN | 149,232 | 144,975 |
| BIO REFERENCE LABORATORIES INC CMN | 64,837 | 73,906 |
| BURBERRY GROUP PLC SPONSORED ADR CMN | 85,021 | 79,537 |
| CABOT MICROELECTRONICS CORP CMN | 68,321 | 65,560 |
| CEPHEID INC CMN | 253,454 | 284,980 |
| CHEMED CORP CMN | 116,725 | 137,306 |
| CISCO SYSTEMS, INC. CMN | 80,775 | 81,927 |
| CONCUR TECHNOLOGIES INC CMN | 101,328 | 98,575 |
| COSTAR GROUP INC CMN | 157,965 | 162,464 |
| CREE, INC. CMN | 99,619 | 91,062 |
| DEALERTRACK TECHNOLOGIES, INC. CMN | 112,171 | 115,105 |
| ECOLAB INC CMN | 195,995 | 207,881 |
| FASTENAL CO CMN | 139,721 | 149,872 |
| FISERV INC CMN | 147,762 | 143,993 |
| GENTEX CORP CMN | 136,013 | 132,741 |
| GOOGLE, INC. CMN CLASS A | 122,043 | 122,596 |
| GRAND CANYON EDUCATION, INC. CMN | 157,596 | 165,785 |
| IHS, INC. CMN CLASS A | 144,697 | 151,875 |
| IPC - THE HOSPITALIST COMPANY CMN | 107,337 | 92,761 |
| JOHNSON CONTROLS INC CMN | 90,294 | 84,939 |
| LINEAR TECHNOLOGY CORP CMN | 231,303 | 247,832 |
| LKQ CORPORATION CMN | 217,237 | 179,575 |
| MDU RESOURCES GROUP INC CMN | 126,767 | 145,818 |
| MEDNAX INC CMN | 178,638 | 208,563 |
| MICROSOFT CORPORATION CMN | 163,106 | 184,045 |
| NATIONAL INSTRUMENTS CORP CMN | 145,834 | 135,991 |
| NEOGEN CORP CMN | 102,987 | 105,633 |
| PATTERSON COMPANIES INC CMN | 79,476 | 81,014 |
| PERRIGO CO PLC CMN | 95,252 | 95,889 |
| PORTFOLIO RECOVERY ASSOCS INC CMN | 114,624 | 127,003 |
| POWER INTEGRATIONS INC CMN | 80,808 | 96,039 |
| PRAXAIR, INC CMN SERIES | 105,494 | 106,741 |
| PROTO LABS INC CMN | 120,745 | 113,347 |
| QUALCOMM INC CMN | 79,599 | 86,352 |
| RITCHIE BROS. AUCTIONEERS INC CMN | 120,473 | 125,959 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | 73,077 | 78,373 |
| ROCKWOOD HOLDINGS, INC. CMN | 88,269 | 92,628 |
| ROLLINS INC. CMN | 108,103 | 109,620 |
| ROPER INDS INC (NEW) CMN | 115,794 | 112,148 |
| STAPLES, INC. CMN | 101,940 | 74,164 |
| STARBUCKS CORP. CMN | 240,582 | 231,881 |
| STERICYCLE INC CMN | 209,593 | 207,925 |
| TARGET CORPORATION CMN | 69,273 | 66,561 |
| ULTIMATE SOFTWARE GROUP INC CMN | 118,824 | 107,545 |
| UNITED NATURAL FOODS INC CMN | 81,156 | 77,657 |
| VMWARE INC. CMN CLASS A | 87,456 | 105,860 |
| WAL MART STORES INC CMN | 80,058 | 78,341 |
| ABERDEEN ASSET MANAGEMENT PLC ADR CMN | 340,849 | 330,894 |
| APPLE, INC. CMN | 397,359 | 393,967 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | 91,696 | 96,373 |
| CHUBB CORP CMN | 207,375 | 197,532 |
| CISCO SYSTEMS, INC. CMN | 227,051 | 230,023 |
| COCA-COLA COMPANY (THE) CMN | 206,033 | 197,553 |
| DISCOVERY COMMUNICATIONS, INC. CMN | 234,722 | 224,630 |
| DOVER CORPORATION CMN | 159,416 | 166,361 |
| EBAY INC. CMN | 257,043 | 274,874 |
| EVEREST RE GROUP LTD CMN | 299,708 | 303,345 |
| EXPRESS SCRIPTS HOLDINGS CMN | 87,753 | 94,388 |
| FRANKLIN RESOURCES INC CMN | 339,775 | 323,617 |
| INTERCONTINENTAL HOTELS GROUP PLC SPONSORED ADR CMN | 165,201 | 163,393 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | 65,076 | 67,434 |
| MARRIOTT INTERNATIONAL, INC. CMN CLASS A | 177,288 | 204,809 |
| MASTERCARD INCORPORATED CMN CLASS A | 277,583 | 252,860 |
| NASDAQ OMX GROUP, INC. CMN | 195,307 | 180,526 |
| ORACLE CORPORATION CMN | 433,214 | 471,488 |
| PARKER-HANNIFIN CORP. CMN | 69,095 | 65,242 |
| QUALCOMM INC CMN | 282,255 | 305,740 |
| STARWOOD HOTELS & RESORTS CMN | 324,771 | 329,862 |
| TESCO PLC (SPONSORED) ADR SPONSORED ADR CMN | 308,566 | 278,386 |
| THE BANK OF NY MELLON CORP CMN | 210,655 | 208,776 |
| TIME WARNER INC. CMN | 187,691 | 186,582 |
| UNILEVER N.V. NY SHS (NEW) ADR CMN | 195,091 | 203,626 |
| VERIZON COMMUNICATIONS INC. CMN | 162,377 | 162,071 |
| VISA INC. CMN CLASS A | 193,819 | 189,525 |
| WALT DISNEY COMPANY (THE) CMN | 149,563 | 157,978 |
| WELLPOINT, INC. CMN | 229,287 | 249,373 |
| ABERCROMBIE & FITCH CO. CLASS A COMMON STOCK | 67,417 | 79,618 |
| ABM INDUSTRIES INC CMN | 22,936 | 23,251 |
| ACTUANT CORP CMN CLASS A | 47,296 | 45,351 |
| AEGION CORPORATION CMN | 37,833 | 45,988 |
| AEROPOSTALE, INC. CMN | 11,533 | 6,426 |
| AMERICAN CAPITAL MORTGAGE INVESTMENT CORP CMN | 14,149 | 14,641 |
| AMERICAN EAGLE OUTFITTERS INC (NEW) | 23,459 | 19,107 |
| AMERICAN RESIDENTIAL PROPERTIE CMN | 18,794 | 19,616 |
| AMSURG CORPORATION CMN | 24,952 | 26,224 |
| ANIXTER INTERNATIONAL INC CMN | 36,225 | 41,116 |
| ANWORTH MORTGAGE ASSET CORP CMN | 14,411 | 16,279 |
| APOLLO INVESTMENT CORPORATION MUTUAL FUND | 8,371 | 8,111 |
| ARES COMMERCIAL REAL ESTATE CO CMN | 33,516 | 33,726 |
| ARMOUR RESIDENTIAL REIT INC CMN | 9,879 | 9,929 |
| ASBURY AUTOMOTIVE GROUP, INC. CMN | 65,449 | 68,695 |
| ASCENA RETAIL GROUP INC CMN | 53,752 | 41,247 |
| BELDEN INC CMN | 73,705 | 73,985 |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION CMN | 22,392 | 26,092 |
| BRADY CORP CLASS-A CMN CLASS A | 30,180 | 26,200 |
| BRINK'S COMPANY (THE) CMN | 59,871 | 50,591 |
| BRISTOW GROUP INC. CMN | 33,596 | 33,606 |
| CABOT CORP. CMN | 34,095 | 39,629 |
| CENTENE CORPORATION CMN | 40,558 | 43,015 |
| CHATHAM LODGING TR CMN | 13,185 | 13,244 |
| CHEMED CORP CMN | 44,056 | 52,239 |
| CLOUD PEAK ENERGY INC CMN | 25,093 | 25,389 |
| COLONY FINANCIAL INC. CMN | 12,953 | 13,653 |
| COLUMBIA BKG SYS INC CMN | 41,034 | 43,493 |
| CONTANGO OIL & GAS COMPANY CMN | 13,348 | 13,845 |
| CUBIC CORP (DELAWARE) CMN | 25,304 | 25,944 |
| CURTISS-WRIGHT CORP CMN | 28,677 | 30,118 |
| CYS INVESTMENTS INC CMN | 47,343 | 50,419 |
| DIANA SHIPPING INC CMN | 22,746 | 20,851 |
| DREW INDUSTRIES INC NEW CMN | 39,641 | 42,601 |
| ELECTRONICS FOR IMAGING INC. CMN | 36,953 | 41,924 |
| ENERSYS CMN | 88,703 | 88,830 |
| FIFTH STREET FINANCE CORP MUTUAL FUND | 27,851 | 28,389 |
| FINISH LINE INC CL-A CMN CLASS A | 85,547 | 81,595 |
| FIRST AMERICAN FIN CORP CMN | 72,443 | 70,039 |
| FIRST CITIZENS BANKSHARES CL A CMN CLASS A | 36,410 | 39,724 |
| FORUM ENERGY TECHNOLOGIES INC CMN | 22,307 | 24,877 |
| FRESH DEL MONTE PRODUCE INC. ORDINARY SHARES | 18,813 | 18,720 |
| FTD COMPANIES, INC. CMN | 36,443 | 35,850 |
| FTI CONSULTING, INC. CMN | 51,805 | 43,275 |
| G & K SERVICES INC (CL-A) CMN CLASS A | 26,848 | 26,609 |
| GLOBAL INDEMNITY PLC CMN | 15,042 | 16,278 |
| GLOBE SPECIALTY METALS INC CMN | 36,936 | 42,785 |
| GRANITE CONSTRUCTION INC. CMN | 38,561 | 45,241 |
| GRAPHIC PACKAGING HLDGCO CMN | 74,845 | 82,306 |
| GROUP 1 AUTOMOTIVE, INC. CMN | 43,375 | 41,431 |
| HANGER INC CMN | 47,783 | 41,359 |
| HANOVER INSURANCE GROUP INC CMN | 41,087 | 42,271 |
| HATTERAS FINANCIAL CORP. CMN | 44,413 | 48,143 |
| HEIDRICK & STRUGGLES INC. CMN | 21,046 | 20,853 |
| HELIX ENERGY SOLUTNS GROUP INC CMN | 19,860 | 20,085 |
| HILLENBRAND, INC. CMN | 33,124 | 37,180 |
| HUNTINGTON INGALLS INDUSTRIES, INC. | 54,044 | 61,049 |
| ICON PUBLIC LIMITED COMPANY CMN | 23,492 | 28,530 |
| INFINITY PPTY & CAS CORP CMN | 17,635 | 17,110 |
| INSIGHT ENTERPRISES INC CMN | 28,757 | 32,291 |
| INTEGRA LIFESCIENCES HOLDING CORPORATION | 38,112 | 36,148 |
| INTEGRATED DEVICE TECH INC CMN | 20,693 | 25,487 |
| INTL SPEEDWAY CORP-CL A CMN CLASS A | 36,674 | 35,791 |
| JAVELIN MORTGAGE INVESTMENT CO CMN | 18,039 | 16,763 |
| KAR AUCTION SERVICES, INC. CMN | 74,501 | 76,179 |
| KINDRED HEALTHCARE INC. CMN | 55,713 | 67,684 |
| KNOLL INC CMN | 22,091 | 22,756 |
| KORN/FERRY INTERNATIONAL CMN | 20,881 | 24,203 |
| LANDSTAR SYSTEM INC CMN | 13,198 | 13,739 |
| LEXMARK INTERNATIONAL INC. CMN CLASS A | 19,840 | 25,506 |
| LIFEPOINT HOSPITALS INC CMN | 26,044 | 26,675 |
| LIVE NATION ENTERTAINMENT INC CMN | 50,949 | 53,918 |
| LSB INDUSTRIES INC CMN | 27,917 | 26,568 |
| MAIDEN HOLDINGS, LTD. CMN | 47,755 | 54,450 |
| MATTHEWS INTL CORP CL-A CMN CLASS A | 11,852 | 11,712 |
| MAXIMUS INC CMN | 52,887 | 56,568 |
| MENS WEARHOUSE INC (THE) CMN | 74,619 | 70,384 |
| MFA FINANCIAL INC CMN | 56,775 | 61,744 |
| MRC GLOBAL INC. CMN | 60,526 | 51,736 |
| MUELLER INDUSTRIES INC CMN | 23,840 | 23,452 |
| NATIONSTAR MTG HLDGS INC CMN | 46,620 | 43,367 |
| NAVIGANT CONSULTING INC CMN | 59,825 | 60,496 |
| NAVIGATORS GROUP INC CMN | 15,218 | 14,918 |
| NELNET, INC. CMN CLASS A | 22,589 | 22,618 |
| NETGEAR, INC. CMN | 25,955 | 26,849 |
| NU SKIN ENTERPRISES INC CMN CLASS A | 48,428 | 30,157 |
| OWENS & MINOR INC (NEW) CMN | 46,473 | 45,259 |
| PAREXEL INTERNATIONAL CORP CMN | 27,186 | 32,292 |
| PHH CORPORATION CMN | 82,634 | 87,158 |
| PLATINUM UNDERWRITERS HLDGS CMN | 73,627 | 75,005 |
| PNM RESOURCES INC CMN | 40,535 | 46,519 |
| QTS REALTY TRUST, INC. CMN | 29,296 | 29,882 |
| RENT-A-CENTER INC CMN | 41,988 | 33,649 |
| RITE AID CORP CMN | 22,751 | 26,566 |
| ROSETTA RESOURCES INC CMN | 36,746 | 37,217 |
| RPX CORPORATION CMN | 49,239 | 47,359 |
| SAFETY INSURANCE GROUP, INC. CMN | 14,735 | 14,163 |
| SELECT MEDICAL HOLDINGS CORP CMN | 27,562 | 31,349 |
| SENSIENT TECHNOLOGIES CORP CMN | 11,406 | 13,538 |
| SILVER BAY REALTY TRUST CORP CMN | 18,325 | 17,429 |
| SKECHERS USA INC CL-A CMN CLASS A | 38,488 | 41,546 |
| STANCORP FINANCIAL CORP, INC. CMN | 24,842 | 25,250 |
| STOCK BUILDING SUPPLY HOLDINGS CMN | 35,427 | 38,994 |
| SVB FINANCIAL GROUP CMN | 36,793 | 45,974 |
| SYKES ENTERPRISES INC CMN | 46,078 | 43,515 |
| SYMETRA FINANCIAL CORPORATION CMN | 49,476 | 52,900 |
| SYMMETRY MEDICAL INC. CMN | 18,982 | 19,366 |
| SYNNEX CORPORATION CMN | 96,842 | 93,036 |
| TAKE TWO INTERACTIVE SOFTWARE INC | 37,452 | 46,667 |
| TELETECH HOLDINGS INC CMN | 20,119 | 20,932 |
| TEMPUR SEALY INTERNATIONAL INC CMN | 48,058 | 47,680 |
| TERADYNE INC CMN | 25,499 | 28,841 |
| TEREX CORP (NEW) CMN | 62,104 | 69,019 |
| THOR INDUSTRIES INC CMN | 84,800 | 94,521 |
| TRIQUINT SEMICONDUCTOR INC CMN | 28,238 | 29,378 |
| TWO HARBORS INVESTMENT CORP. CMN | 68,849 | 73,657 |
| UNIVERSAL CORPORATION CMN | 39,059 | 41,470 |
| VCA ANTECH, INC. CMN | 22,372 | 23,044 |
| WALKER & DUNLOP, INC. CMN | 42,243 | 43,229 |
| WALTER INVESTMENT MGMT CORP CMN | 38,895 | 32,932 |
| WASHINGTON FEDERAL INC CMN | 45,340 | 46,064 |
| WESCO INTERNATIONAL INC. CMN | 69,916 | 65,078 |
| WESTERN REFINING, INC. CMN | 52,930 | 49,369 |
| WORLD FUEL SERVICES CORP CMN | 135,026 | 134,770 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| GS CAP PART 2000 EMPLOYEE FUND | AT COST | 419,164 | 419,164 |
| GS DIRECT INVESTMENT FUND 2000 | AT COST | 64,991 | 64,991 |
| STONE ST. PEP TECH FUND 2000 | AT COST | 539,243 | 539,243 |
| VINTAGE II EMPLOYEE FUND LP | AT COST | 145,356 | 145,356 |
| GS MEZZANINE PARTNERS III | AT COST | 58,629 | 58,629 |
| DISTRESSED OPPORTUNITIES II EMPL FUND LP | AT COST | 289,731 | 289,731 |
| GS MEZZANINE 2006 | AT COST | 2,390,507 | 2,390,507 |
| DISTRESSED MANAGERS II OFFSHORE HOLDINGS | AT COST | 178,705 | 178,705 |
| GS GLOBAL EQUITY LONG/SHORT CL B | FMV | 2,928,538 | 3,729,005 |
| GS GLOBAL OPPORTUNITIES FUND OFFSHORE CL A2 | FMV | 2,797,298 | 4,674,134 |
| LSV: NON-US EQUITY LLC | FMV | 8,293,728 | 9,093,768 |
| ARTISAN: ALPHA PLUS ADV 2 | FMV | 8,647,543 | 10,928,044 |
| ENERGY PRIVATE EQUITY MANAGERS (CONC) OFFSHORE LP | AT COST | 1,414,767 | 1,414,767 |
| DISTRESSED MANAGERS III OFFSHORE HOLDINGS | AT COST | 1,021,433 | 1,021,433 |
| GS CAP PART VI, LP | AT COST | 2,725,912 | 2,725,912 |
| GSCP VI PARALLEL AIV, L.P. | AT COST | 200,850 | 200,850 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP | AT COST | 2,393,591 | 2,393,591 |
| GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE), LP | AT COST | 107,074 | 107,074 |
| WHITEALL PARALLEL GLOBAL REAL ESTATE LP 2007 | AT COST | 1,784,334 | 1,784,334 |
| GS MEZZANINE PARTNERS V OFFSHORE | AT COST | 1,666,255 | 1,666,255 |
| GS INVESTMENT PARTNERS | FMV | 3,992,904 | 4,817,275 |
| VINTAGE FUND V OFFSHORE HOLDINGS, LP | AT COST | 1,249,235 | 1,259,235 |
| GS LIBERTY HARBOR I | FMV | 2,733,795 | 3,313,858 |
| GS GLOBAL TACTICAL TRADING II PLC, A1 | FMV | 39,598 | 55,350 |
| GS GLOBAL TACTICAL TRADING PLC | FMV | 3,027,936 | 3,439,564 |
| LATEEF: DYNAMIC EQUITY LLC | FMV | 5,365,020 | 6,663,676 |
| GS GLOBAL ATLANTIC | AT COST | 1,496,338 | 1,496,338 |
| LIBERTY HARBOR SPV II | AT COST | 266,205 | 265,540 |
| OPPENHEIMER SENIOR FLOATING RATE FUND Y | AT COST | 5,148,050 | 5,167,990 |
| GS STRATEGIC INCOME INSTITUTIONAL SHARES | AT COST | 5,020,162 | 5,029,679 |
| NUVEEN SYMPHONY FLOATING RATE INCOME FUND I | AT COST | 5,128,743 | 5,196,291 |
| OAKMARK INTERNATIONAL CLASS I | AT COST | 8,000,000 | 8,156,802 |
| Description | Amount |
|---|---|
| ROUNDING | 3 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 286,436 | 286,436 | 0 | |
| FINANCIAL PLANNING AND ACCOUNTING | 52,098 | 20,839 | 31,258 | |
| OTHER FEES | 1,714 | 0 | 450 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP NET INVESTMENT INCOME | 1,975,656 | 1,975,656 | 1,975,656 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJUSTMENT | 15,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX ON NET INVESTMENT INCOME | 2,175,000 | 0 | 0 | |
| FILING FEES | 15 | 0 | 15 | |
| UBTI TAX | 5,000 | 5,000 | 0 |