Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 12-01-2012 , and ending 11-30-2013
Name of foundation
STOCKMAN FAMILY FOUNDATION TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1297 CHURCH ST STATION   Room/suite
City or town, state, and ZIP code
NEW YORK, NY10008
A Employer identification number

85-6104630
B Telephone number (see instructions)

(212) 454-2141
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$19,507,406J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 423,170 430,495  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 551,359
b Gross sales price for all assets on line 6a 6,671,540
7 Capital gain net income (from Part IV, line 2)... 551,359
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,851 2,851  
12 Total. Add lines 1 through 11........ 977,380 984,705  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 82,445 41,223   41,223
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 6,342 3,342   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 88,787 44,565 0 41,223
25 Contributions, gifts, grants paid........ 983,457 983,457
26 Total expenses and disbursements. Add lines 24 and 25 1,072,244 44,565 0 1,024,680
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -94,864
b Net investment income (if negative, enter -0-) 940,140
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 508,729 220,241 220,241
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 14,953,514 Click to see attachment9,542,768 13,431,003
c Investments—corporate bonds (attach schedule)........   Click to see attachment4,296,289 4,456,732
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........   Click to see attachment1,306,659 1,399,430
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 15,462,243 15,365,957 19,507,406
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 15,462,243 15,365,957
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 15,462,243 15,365,957
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 15,462,243 15,365,957
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 15,462,243
2 Enter amount from Part I, line 27a..................... 2 -94,864
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,023
4 Add lines 1, 2, and 3.......................... 4 15,368,402
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 2,445
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 15,365,957
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 2000. AMERICAN TOWER CORP CL A REIT   2008-09-30 2013-07-22
b 50. APPLE COMPUTER INC COM   2008-01-18 2013-01-14
c 175. APPLE COMPUTER INC COM   2008-01-24 2013-07-23
d 500000. BANK ONE CORP DTD 10/24/2002 5.25% 1/30/2013   2008-08-20 2013-01-30
e 5025. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2010-09-30 2013-09-18
1300. CELGENE CORP   2007-10-29 2013-02-13
650. CELGENE CORP   2007-12-11 2013-03-21
225. CELGENE CORP   2007-12-11 2013-09-18
125. CELGENE CORP   2007-12-11 2013-09-25
2000. CISCO SYS INC COM   2008-05-27 2013-05-15
75. CITRIX SYS INC COM   2012-12-07 2013-03-21
2725. E M C CORP MASS   2006-03-29 2013-10-11
500. EXPRESS SCRIPTS HLDG CO COM   2012-03-29 2013-09-18
500. EXXON MOBIL CORP COM   2007-03-05 2013-05-15
750. EXXON MOBIL CORP COM   2003-09-16 2013-09-18
500000. GLAXOSMITHKLINE CAP DTD 5/13/2008 4.85% 5/15/2013   2008-08-20 2013-05-15
500. INTERNATIONAL BUSINESS MACHINES CORP COM   2003-09-29 2013-07-19
500000. IBM CORP DTD 10/15/2008 6.50% 10/15/2013   2008-10-16 2013-10-15
500. MCDONALDS CORP COM   2008-07-11 2013-05-15
300. MCDONALDS CORP COM   2008-07-11 2013-09-18
700. MICROSOFT CORP COM   2003-09-16 2013-03-19
1300. MICROSOFT CORP COM   2006-09-19 2013-04-12
750. MOSAIC CO/THE WI COM   2010-03-05 2013-05-13
1000. NATIONAL-OILWELL VARCO INC COM   2008-09-30 2013-05-22
46498.814 PIMCO EMERGING LOCAL BOND FUND   2012-03-16 2013-08-20
200. PRICE T ROWE GROUP INC COM   2011-05-18 2013-09-18
1000. PROCTER & GAMBLE CO COM   2006-09-19 2013-09-18
1500. QUALCOMM INC COM   2008-05-27 2013-07-19
500. QUALCOMM INC COM   2008-09-30 2013-07-19
500. QUALCOMM INC COM   2008-09-30 2013-09-18
150000. UNITED STATES TREASURY BILLS DTD 9/27/2012 3/28/2013   2012-09-28 2013-01-02
200000. UNITED STATES TREASURY BILLS DTD 9/27/2012 3/28/2013   2012-09-28 2013-01-09
15000. UNITED STATES TREASURY BILLS DTD 9/27/2012 3/28/2013   2012-09-28 2013-01-17
585000. UNITED STATES TREASURY BILLS DTD 9/27/2012 3/28/2013   2012-09-28 2013-03-28
300000. US T BILLS DTD 3/28/2013 9/26/2013   2013-03-27 2013-04-25
275000. US T BILLS DTD 3/28/2013 9/26/2013   2013-03-27 2013-07-31
100000. US T BILLS DTD 3/28/2013 9/26/2013   2013-03-27 2013-08-27
450000. US T BILLS DTD 3/28/2013 9/26/2013   2013-03-27 2013-09-26
15000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-10-02
10000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-10-08
40000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-10-09
100000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-10-11
20000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-10-15
15000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-11-04
500000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-11-06
100000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-11-06
25000. US T BILLS DTD 6/27/2013 12/26/2013   2013-09-25 2013-11-20
1500. VERIFONE SYSTEMS INC COM   2011-05-18 2013-02-21
1000. WAL MART STORES INC COM   2003-09-29 2013-09-18
400. CHECK POINT SOFTWARE TECH LTD COM SHS   2012-10-24 2013-03-25
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 147,226   80,669 66,557
b 25,128   8,061 17,067
c 73,938   23,735 50,203
d 500,000   500,000  
e 188,886   210,757 -21,871
127,831   85,658 42,173
72,876   37,470 35,406
32,943   11,380 21,563
18,270   6,322 11,948
42,400   51,340 -8,940
5,397   4,526 871
68,841   36,679 32,162
31,511   26,701 4,810
45,552   35,251 10,301
66,464   28,219 38,245
500,000   505,640 -5,640
97,504   44,454 53,050
500,000   508,755 -8,755
50,964   28,785 22,179
29,297   17,271 12,026
19,635   20,111 -476
37,373   35,469 1,904
45,830   46,334 -504
69,166   49,877 19,289
439,879   490,000 -50,121
14,506   12,655 1,851
78,839   60,440 18,399
91,649   69,620 22,029
30,565   21,114 9,451
34,557   21,114 13,443
149,904   149,904  
199,872   199,872  
14,990   14,990  
584,625   584,625  
299,839   299,839  
274,853   274,853  
99,946   99,946  
449,759   449,759  
14,999   14,999  
9,999   9,999  
39,991   39,998 -7
99,929   99,995 -66
19,992   19,999 -7
14,999   14,999  
499,971   499,975 -4
99,995   99,995  
24,999   24,999  
27,080   68,396 -41,316
75,415   57,171 18,244
18,870   17,461 1,409
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       66,557
b       17,067
c       50,203
d        
e       -21,871
      42,173
      35,406
      21,563
      11,948
      -8,940
      871
      32,162
      4,810
      10,301
      38,245
      -5,640
      53,050
      -8,755
      22,179
      12,026
      -476
      1,904
      -504
      19,289
      -50,121
      1,851
      18,399
      22,029
      9,451
      13,443
       
       
       
       
       
       
       
       
       
       
      -7
      -66
      -7
       
      -4
       
       
      -41,316
      18,244
      1,409
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 551,359
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 890,626 17,047,075 0.052245
2010 871,686 17,761,296 0.049078
2009 861,075 16,853,539 0.051092
2008 640,349 15,252,472 0.041983
2007 1,015,665 18,533,917 0.0548
2 Total of line 1, column (d) ...................... 2 0.249198
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.04984
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 17,935,158
5 Multiply line 4 by line 3....................... 5 893,888
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 9,401
7 Add lines 5 and 6......................... 7 903,289
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,024,680
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 9,401
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 9,401
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,401
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 12,369
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 12,369
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,968
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet2,968 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletFL
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletPAUL BISSET
    DEUTSCHE BANK TRUST     Telephone no.bullet (212) 454-2141
    Located atbullet345 PARK AVENUENEW YORKNY ZIP+4bullet10154
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DEUTSCHE BANK TRUST COMPANY TRUSTEE
    10     		82,445    
    345 PARK AVENUE
    NEW YORK,NY10154
    KARL W GUSTAFSON TREASURER
    1     		0    
    7020 PROSPECT PF NE
    ALBUQUERQUE,NM87110
    ALLISON A STOCKMAN DIRECTOR
    0     		0    
    1517 S STREET NW APT B
    WASHINGTON,DC20009
    PAMELA PROCTOR DIRECTOR
    0     		0    
    10 CREST RD
    ROWAYTON,CT06853
    HERVEY S STOCKMAN JR PRESIDENT
    1     		0    
    4475 N OCEAN BLVD 5-B
    DELRAY BEACH,FL33483
    CHARLES C STOCKMAN DIRECTOR
    0     		0    
    800 NW 56TH STREET
    SEATTLE,WA98107
    ROBERT P STOCKMAN DIRECTOR
    0     		0    
    1517 S STREET NW APT B
    WASHINGTON,DC20009
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    17,257,141
    b
    Average of monthly cash balances.......................
    1b
    951,141
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    18,208,282
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    18,208,282
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    273,124
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    17,935,158
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    896,758
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    896,758
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    9,401
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,401
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    887,357
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    887,357
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    887,357
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,024,680
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,024,680
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    9,401
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,015,279
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 887,357
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 23,112
    d From 2010....... 0
    e From 2011....... 54,150
    fTotal of lines 3a through e......... 77,262
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 1,024,680
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 887,357
    e Remaining amount distributed out of corpus 137,323
    5 Excess distributions carryover applied to 2012. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 214,585
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		214,585
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 23,112
    c Excess from 2010.... 0
    d Excess from 2011.... 54,150
    e Excess from 2012.... 137,323
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    HERVEY S STOCKMAN JR
    4475 N OCEAN BLVD 5-B
    DELRAY BEACH,FL33483
    (561) 265-0244
    bThe form in which applications should be submitted and information and materials they should include:
    THE APPLICATION SHOULD BE TYPED AND CONTAIN INFORMATION NECESSARY TO DETERMINE IF APPLICANT QUALIFIES AS A CHARITY UNDER IRC SEC 501(C)(3)
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS ARE MADE TO ORGANIZATIONS TO ADVANCE THE KNOWLEDGE AND PRACTICE OF CONSERVATION OF HISTORIC AND ARTISTIC PROPERTY IN THE MUSEUM AND
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ST JOSEPHS APPACHE
    MISSION
    626 MISSION TRAIL
    MESCALERO,NM88340     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 25,000
    EL RANCHO DE LAS
    GOLONDRINAS
    334 LOS PINOS RD
    SANTE FE,NM87505     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 11,504
    UNIVERSITY OF DELAWARE
    220 HULLIHEN HALL
    NEWARK,DE19716     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 40,000
    WALTERS ART MUSEUM
    600 NORTH CHARLES ST
    BALTIMORE,MD21201     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 50,000
    LA SALLE UNIVERSITY
    1900 W OLNEY AVE
    PHILADELPHIA,PA19141     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 15,875
    COLUMBUS MUSEUM OF ART
    480 EAST BROAD ST
    COLUMBUS,OH43215     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 20,325
    HILLWOOD ESTATE MUSEUM
    AND GARDENS
    4155 LINNEAN AVENUE NW
    WASHINGTON,DC20008     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 20,000
    GEORGE EASTMAN HOUSE
    900 EAST AVENUE
    ROCHESTER,NY14607     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 30,000
    NEW BEDFORD WHALING
    MUSEUM
    18 JOHNNY CAKE HILL
    NEW BEDFORD,MA02740     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 25,000
    WILLIAMSTOWN ART
    CONSERVATION CTR
    227 SOUTH STREET
    WILLIAMSTOWN,MA01267     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 60,000
    BALTIMORE MUSEUM
    OF ART
    10 ART MUSEUM DRIVE
    BALTIMORE,MD21218     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 100,000
    NEWCOMB ART GALLERY
    WOLDENBERG ART CENTER
    NEW ORLEANS,LA70118     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 50,000
    CHRYSLER MUSEUM OF ART
    245 W OLNEY ROAD
    NORFOLK,VA23510     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 50,000
    AMERICANS FOR OXFORD
    500 FIFTH AVENUE 32ND FLOOR
    NEW YORK,NY10110     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 34,000
    UNIVERSITY OF PENNSYLVANIA
    MUSEUM OF ARCHAEOLOGY
    3260 SOUTH STREET
    PHILADELPHIA,PA19104     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 50,000
    HENRY MORRISON FLAGLER
    MUSEUM
    1 WHITEHALL WAY
    PALM BEACH,FL33480     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 40,000
    STETSON UNIVERSITY
    421 N WOODLAND BLVD
    DELAND,FL32723     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 5,350
    DENVER ART MUSEUM
    100 W 14TH AVENUE
    DENVER,CO80204     		NONE PUBLIC CHARITY ORGANZIATIONS GENERAL 15,000
    CURRIER MUSEUM OF ART
    150 ASH ST
    MANCHESTER,NH03104     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 15,000
    AMERICAN SCHOOL OF
    CLASSICAL STUDIES
    6-8 CHARLTON ST
    PRINCETON,NJ08540     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 60,000
    MUSEUM OF FINE ARTS
    BOSTON
    465 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 35,250
    ST LUKES EPISCOPAL
    CHURCH
    4557 COLFAX AVENUE SOUTH
    MINNEAPOLIS,MN55419     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 10,000
    FENIMORE ART MUSEUM
    5798 NEW YORK 80
    COOPERSTOWN,NY13326     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 18,500
    KATONAH MUSEUM OF ART
    134 JAY STREET
    KATONAH,NY10536     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 47,335
    ARKELL MUSEUM AT
    CANAJOHARIE
    2 ERIE BLVD
    CANAJOHARIE,NY13317     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 14,694
    WADSWORTH ATHENEUM
    MUSEUM OF ART
    600 MAIN STREET
    HARTFORD,CT06103     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 40,000
    MT VERNON PLACE
    CONSERVANCY
    901 SOUTH BONEL ST - STE 400A
    BALTIMORE,MD21231     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 25,000
    ART INSTITUTE OF CHICAGO
    111 SOUTH MICHIGAN AVE
    CHICAGO,IL60603     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 35,624
    PENNSYLVANIA HOSPITAL
    800 SPRUCE ST
    PHILADELPHIA,PA19107     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 40,000
    Total .................................bullet 3a 983,457
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 423,170  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 551,359  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aTYCO SEC LIT     14 35  
    bREIMBURSEMENT NYU     14 2,816  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   977,380  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13977,380
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CISCO SYHS CORP BONDS    
    MORGAN STANLEY SR GLOBAL MTN    
    BANK ONE CORP SUB NT    
    SBC COMMUN GLOBAL    
    GLAXOSMITHKLINE CAP INC    
    INTERNATIONAL BUSINESS MACHINE    
    AMER EXPRESS NT 6.15% 8/28/17 476,050 582,420
    CHEVRON CORP    
    ARTIO GLOBAL HIGH INC FUND    
    DWS HIGH INC FUND 487,073 531,983
    PIMCO EMERGING LOCAL BOND FUND    
    AMGEN INC 2.125% DUE 5/15/17 507,695 511,690
    GOLDMAN SACHS 2.375% 1/22/18 494,060 504,870
    WESTPAC BANKING 2.25% 7/30/13 507,495 508,265
    BANK OF AMERICA 2.6% 1/15/19 503,870 505,335
    SHELL INTL FIN 4.3% 9/22/19 557,765 556,080
    ABERDEEN GLOBAL HIGH INCOME I 312,281 303,917
    MFS EMERG MARKETS DEBT FD CL I 450,000 452,172

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMERICAN EXPRESS 79,583 171,600
    AMETEK INC NEW 113,730 295,320
    AMGEN 54,800 114,080
    ANADARKO PETE CORP 127,216 177,640
    APACHE CORP 41,425 91,490
    APPLE INC 71,205 291,937
    BANK NEW YORK MELLON 96,932 74,140
    BORG WARNER 81,599 150,038
    CELGENE CORP COM 65,752 210,301
    CHEVRON CORP 94,451 183,660
    CISCO SYSTEMS INC 135,812 127,500
    CONOCOPHILLIPS 45,825 116,480
    DB INTERNATIONAL FUND 1,769,751 1,852,963
    EMC CORP MASS COM 44,082 78,109
    EXPRESS SCRIPTS 128,290 181,845
    EXXON MOBIL CORP 83,594 210,330
    FORTUNE BRANDS INC 25,074 87,200
    FREEPORT MCMORAN COPPER 77,883 69,380
    GENERAL ELECTRIC 387,439 319,920
    GILEAD SCIENCES INC 95,371 205,728
    GOLDMAN SACHS GROUP 86,194 101,364
    IBM CORP COM 67,516 143,744
    INTEL CORP COM 1,836 143,040
    J P MORGAN 249,753 400,540
    JOHNSON & JOHNSON 122,425 189,320
    KELLOGG CO 59,772 72,768
    MARRIOTT INTL INC 34,119 47,020
    MCDONALDS CORP 69,084 116,844
    MICROSOFT CORP COM 69,480 114,390
    NIKE INC 172,021 316,560
    OCCIDENTAL PETE CORP COM 45,397 94,960
    ORACLE CORP COM 116,190 158,805
    PACCAR INC 50,684 114,620
    PEPSICO INC 142,737 168,920
    PNC FINL SVCS 90,735 115,425
    PRAXAIR INC 31,914 126,260
    PROCTOR & GAMBLE 91,255 168,440
    QUALCOMM INC 36,940 73,580
    SCHRODER US SMALL AND MID FUND 546,481 751,289
    SCHWAB CHARLES 109,803 122,400
    UNITED TECHNOLOGIES 113,928 321,494
    US BANCORP DEL 144,249 196,100
    VERIZON COMM 35,023 59,544
    WALMART STORES 54,120 81,010
    BEAM INC COM 85,046 135,060
    EOG RES INC COM 111,146 165,000
    PRICE T ROWE GROUP INC 50,618 64,368
    MCKESSON HBOC INC COM 110,619 265,424
    NORFOLK SOUTHERN CORP COM 126,277 175,380
    AMERICAN ELEC PWR INC COM 64,567 84,708
    HARBOR FUND INTL FD INSTL 250,000 281,547
    SCHEDULE ATTACHED    
    AMAZON COM INC 109,338 157,448
    HILLSHIRE BRANDS CO COM 48,893 50,130
    KRAFT FOODS GROUP INC COM 37,036 42,496
    WHOLE FOODS MKT INC COM 81,374 104,710
    CAMERON INTL CORP COM 31,800 27,695
    SCHLUMBERGER LTD COM 75,680 88,420
    PRUDENTIAL FINL INC COM 79,064 88,760
    TRAVELERS COS INC COM 43,830 45,370
    CAREFUSION CORP COM 127,200 199,250
    NPS PHARMACEUTICALS INC COM 81,796 92,435
    BOEING CO COM 102,047 117,469
    BROADCOM CORP CL A 89,864 72,730
    CHECK POINT SOFTWARE TECH LTD 69,846 98,976
    CITRIX SYS INC COM 111,430 111,818
    EBAY INC COM 86,235 79,822
    GOOGLE INC CL A COM 178,213 211,918
    INTUIT INC COM 40,317 45,651
    MONSANTO CO NEW COM 79,975 87,831
    PARAMETRIC EMERG MARKET FUND I 1,109,087 1,328,489

    TY 2012 InvestmentsOtherSchedule2
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    IPATH DJ UBS COMM IDX AT COST 306,659 271,417
    LIGHTHOUSE GLB LT ST LTD AT COST 500,000 580,323
    PRISMA SPECTRUM FD LTD AT COST 500,000 547,690

    TY 2012 OtherDecreasesSchedule
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Description Amount
    ADJ FOR CTF 12/5/13 CASH DIST 550
    ADJ FOR CTF 12/5/13 GAIN LOSS SPLASH DIST 1,895


    TY 2012 OtherIncomeSchedule2
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    TYCO SEC LISTMT 35 35  
    REIMBURSEMENT NYU 2,816 2,816  


    TY 2012 OtherIncreasesSchedule
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Description Amount
    ROC ADJUSTMENT 1,023


    TY 2012 TaxesSchedule
    Name:
    STOCKMAN FAMILY FOUNDATION TRUST
    EIN: 85-6104630
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 3,000 0   0
    FOREIGN TAXES ON QUALIFIED FOR 2,616 2,616   0
    FOREIGN TAXES ON NONQUALIFIED 726 726   0