Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE RILEY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)4518 POPLAR SPRINGS DRIVE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MERIDIAN, MS39305
A Employer identification number

64-0707746
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$65,425,347J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 2,298,884 2,298,884  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 24,630
b Gross sales price for all assets on line 6a 5,739,222
7 Capital gain net income (from Part IV, line 2)... 791,974
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 205,496 205,496  
12 Total. Add lines 1 through 11........ 2,529,010 3,296,354  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 341,000 105,475   209,575
14 Other employee salaries and wages...... 157,500 6,143   132,536
15 Pension plans, employee benefits....... 127,621 11,324   99,329
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 17,625 4,406   4,500
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 62,957      
19 Depreciation (attach schedule) and depletion... Click to see attachment 87,352    
20 Occupancy.............. 57,775 11,555   35,377
21 Travel, conferences, and meetings....... 3,957 98   3,415
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 100,966 9,514   72,376
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 956,753 148,515   557,108
25 Contributions, gifts, grants paid........ 975,107 975,107
26 Total expenses and disbursements. Add lines 24 and 25 1,931,860 148,515   1,532,215
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 597,150
b Net investment income (if negative, enter -0-) 3,147,839
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,180,606 2,071,526 2,071,526
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 1,476    
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 41,810,961 Click to see attachment46,179,932 46,179,932
c Investments—corporate bonds (attach schedule)........ 12,250,330 Click to see attachment13,502,956 13,502,956
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 125,568 Click to see attachment122,904 122,904
14 Land, buildings, and equipment: basis bullet3,714,490
Less: accumulated depreciation (attach schedule) bullet1,414,204 2,377,908 Click to see attachment2,300,286 3,548,029
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 57,746,849 64,177,604 65,425,347
Liabilities 17 Accounts payable and accrued expenses.......... 2,934 7,891
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 2,934 7,891
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 57,743,915 64,169,713
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 57,743,915 64,169,713
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 57,746,849 64,177,604
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 57,743,915
2 Enter amount from Part I, line 27a..................... 2 597,150
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 5,828,648
4 Add lines 1, 2, and 3.......................... 4 64,169,713
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 64,169,713
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a QWEST LITIGATON P 2011-12-31 2013-01-02
b PRUDENTIAL NOTE LITIGATION P 2011-12-31 2013-01-02
c WELLS FARGO CAP 10000 P 2010-07-08 2013-03-15
d CENTURYTEL CORPORATE BOND 1125000 P 2012-10-03 2013-04-10
e ORACLE 16700 SHARES COMMON P 2006-03-20 2013-05-23
RENAISSANCERE 14647 SHS PREFERRED P 2004-03-23 2013-06-05
ALLIANZ 38000 SHARES PREFERRED P 2011-01-20 2013-06-17
TYCO INTL SETTLEMENT P 2011-12-31 2013-07-09
MORGAN STANLEY FIXED P 2010-08-10 2013-07-08
DUKE ENERGY 1515 SHARES COMMON P 1998-07-27 2013-08-21
VISA 4050 SHARES COMMON P 2008-03-18 2013-08-21
VISA 705 SHARES COMMON P 2012-11-14 2013-08-21
CITI GROUP LITIGATION P 2011-12-31 2013-09-07
DEUTSCHE BANK 21000 SHS PREFERRED P 2010-09-16 2013-10-31
DUKE ENERGY 4342 SHARES COMMON P 2010-06-09 2013-11-20
SOUTHERN CO 7750 SHARES COMMON P 2001-08-14 2013-11-20
TRIMBLE 3200 SHARES COMMON P 2000-03-13 2013-11-20
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 17     17
b 4,855     4,855
c 250,000   263,991 -13,991
d 1,102,838   1,190,898 -88,060
e 567,544   339,277 228,267
366,175   360,041 6,134
950,000   1,011,300 -61,300
64     64
286,892   298,800 -11,908
100,403   77,051 23,352
700,583   316,751 383,832
121,953   99,700 22,253
1,687     1,687
561,695   578,028 -16,333
303,907   217,302 86,605
320,320   178,328 141,992
100,290   15,782 84,508
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b        
c        
d        
e        
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 791,974
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 3,043,659 53,852,834 0.056518
2011 4,850,436 53,173,393 0.091219
2010 2,069,069 50,032,501 0.041354
2009 1,320,792 40,518,309 0.032597
2008 1,910,827 46,249,152 0.041316
2 Total of line 1, column (d) ...................... 2 0.263005
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.052601
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 58,860,587
5 Multiply line 4 by line 3....................... 5 3,096,126
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 31,478
7 Add lines 5 and 6......................... 7 3,127,604
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,541,371
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 62,957
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 62,957
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 62,957
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 55,426
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 55,426
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 7,531
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMS
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RILEYFOUNDATION.ORG
    14
    The books are in care ofbulletROBERT B DEEN JR Telephone no.bullet (601) 481-1430
    Located atbullet4518 POPLAR SPRINGS DRIVEMERIDIANMS ZIP+4bullet39305
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ROBERT B DEEN JR PRESIDENT CHAIRMAN
    30.00     		131,250 48,627 0
    4518 POPLAR SPRINGS DRIVE
    MERIDIAN,MS39305
    MARTY DAVIDSON VP TREASURER
    15.00     		89,250 0 0
    BOX 3804
    MERIDIAN,MS39303
    MALCOLM PORTERA VP SECRETARY
    10.00     		36,000 0 0
    6721 WATERFRONT
    Tuscaloosa,AL35406
    RICHARD F RILEY JR DIRECTOR
    5.00     		12,000 0 0
    2630 THRUSH ROAD
    CHARLOTTESVILLE,VA22901
    GAIL W RILEY DIRECTOR
    5.00     		11,500 0 0
    7642 STOCKTON AVE
    EL CERRITO,CA94530
    EDWIN DOWNER DIRECTOR
    5.00     		12,000 0 0
    7642 POPLAR SPRINGS DRIVE
    Meridian,MS39305
    TOMMY DULANEY DIRECTOR
    5.00     		13,000 0 0
    BOX 2929
    MERIDIAN,MS39302
    MARY ANN RILEY DIRECTOR
    5.00     		12,000 0 0
    1805 36TH ST
    MERIDIAN,MS39305
    MANNY MITCHELL DIRECTOR
    5.00     		12,000 0 0
    100 49TH AVENUE
    Meridian,MS39305
    CHRISTINE RILEY DIRECTOR
    5.00     		12,000 0 0
    3715 HIGHWAY 39 N
    Meridian,MS39305
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 2
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,943,029
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    62,957
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    62,957
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,880,072
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,880,072
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,880,072
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 2,880,072
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011....... 2,216,290
    e From 2012....... 401,769
    fTotal of lines 3a through e......... 2,618,059
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,541,371
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 1,541,371
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013. 1,338,701 1,338,701
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,279,358
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		1,279,358
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011.... 877,589
    d Excess from 2012.... 401,769
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BECKY FARLEY
    4518 POPLAR SPRINGS DRIVE
    MERIDIAN,MS39305
    (601) 481-1430
    bThe form in which applications should be submitted and information and materials they should include:
    FOUNDATION APPLICATIONS PROVIDED UPON REQUEST
    cAny submission deadlines:
    REFER TO WEBSITE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    LAUDERDALE COUNTY MISSISSIPPI
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASSOC OF SMALL FOUNDATIONS
    33 WILD BERRY LANE
    Underhill,VT05489     		    OPERATING SUPPORT 725
    BOYS AND GIRLS CLUB
    P O BOX 4202
    Meridian,MS39304     		    SUMMER WORK PROGRAM 4,000
    CARE LODGE DOMESTIC VIOLENCE
    P O BOX 5331
    Meridian,MS39302     		    SUMMER WORK PROGRAM 4,500
    CARE LODGE DOMESTIC VIOLENCE
    P O BOX 5331
    Meridian,MS39302     		    MAINTENANCE AND REPAIR SHELTER 19,512
    EAST MS BUSINESS DEVELOPMENT FDN
    1901 FRONT STREET STE A
    Meridian,MS39301     		    SUMMER WORK PROGRAM 4,000
    EAST MS BUSINESS DEVELOPMENT FDN
    1901 FRONT STREET STE A
    Meridian,MS39301     		    OPERATING SUPPORT 1,000
    EAST MS FOOTHILLS LAND TRUST
    P O BOX 1608
    Meridian,MS39302     		    SUMMER WORK PROGRAM 4,000
    HOPE VILLAGE FOR CHILDREN
    P O BOX 26
    Meridian,MS39302     		    OPERATING SUPPORT 10,000
    LAUDERDALE CO YOUTH LEADERSHIP CLUB
    410 CONSTITUTION AVE 5TH FL
    Meridian,MS39301     		    LEADERSHIP LAUDERDALE YOUTH 8,500
    LAUDERDALE CO YOUTH LEADERSHIP CLUB
    410 CONSTITUTION AVE 5TH FL
    Meridian,MS39301     		    SUMMER WORK PROGRAM 4,000
    LAUDERDALE COUNTY TOURISM BUREAU
    P O BOX 5313
    Meridian,MS39302     		    COMMUNITY CALENDAR SCHEDULING EVENTS 15,000
    LAUDERDALE OUTREACH AND VOLUNTEER
    801 18TH AVE
    Meridian,MS39301     		    SUMMER WORK PROGRAM 4,000
    LAUDERDALE OUTREACH AND VOLUNTEER
    801 18TH AVE
    Meridian,MS39301     		    MAINTENANCE AND REPAIR FACILITY 15,000
    MERIDIAN ART ASSOCIATION
    628 25TH AVE
    Meridian,MS39301     		    OPERATING SUPPORT 10,000
    MERIDIAN ART ASSOCIATION
    628 25TH AVE
    Meridian,MS39301     		    SUMMER WORK PROGAM 4,000
    MERIDIAN COMMUNITY COLLEGE FDN
    910 HWY 19 NORTH
    Meridian,MS39307     		    RILEY FOUNDATION SCHOLARSHIPS 20,000
    MERIDIAN DISTRICT UMC
    6210 HWY 39 NORTH
    Meridian,MS39305     		    HANDICAP RAMPS 10,000
    MERIDIAN PERFORMING ARTS CENTER
    P O BOX 3236
    Meridian,MS39303     		    FESTIVAL OF PLAYS 10,000
    MERIDIAN SYMPHONY ASSOCIATION
    P O BOX 2171
    Meridian,MS39302     		    SYMPHONY CONCERT AND RECORDERS FOR LINK UP 25,000
    ALDERSGATE PERSONAL CARE
    6600 POPLAR SPRINGS DRIVE
    Meridian,MS39305     		    SUMMER WORK PROGRAM 4,000
    ALDERSGATE PERSONAL CARE
    6600 POPLAR SPRINGS DRIVE
    Meridian,MS39305     		    MEMORIAL DONATION 250
    GULF BREEZE UMC
    CHILDRENS MINISTRY
    Gulf Breeze,FL32561     		    MEMORIAL DONATION 250
    MS JUNIOR MISS PROGRAM
    P O BOX 582
    Meridian,MS39302     		    SUMMER WORK PROGRAM 4,000
    MISSISSIPPI STATE UNIVERSITY
    610 ALLEN HALL
    Mississippi State,MS39762     		    SUMMER WORK PROGRAM 4,000
    MS STATE UNIVERSITY FOUNDATION
    P O BOX 6149
    Mississippi State,MS39762     		    RILEY NEXT STEP SCHOLARSHIP PROGRAM 100,000
    MS STATE UNIVERSITY FOUNDATION
    P O BOX 6149
    Mississippi State,MS39762     		    MSU RILEY CENTER STUDENT INTERNSHIP PROGRAM 25,963
    MS STATE UNIVERSITY FOUNDATION
    P O BOX 6149
    Mississippi State,MS39762     		    ARTS CREATE EXCELLENCE 16,588
    MS STATE UNIVERSITY FOUNDATION
    P O BOX 6149
    Mississippi State,MS39762     		    SUPPLEMENT HIGHER PROFILE ARTISTS 25,000
    MS STATE UNIVERSITY FOUNDATION
    P O BOX 6149
    Mississippi State,MS39762     		    UPGRADE ELECTRONIC AND SOUND SYSTEMS 500,319
    MS STATE UNIVERSITY FOUNDATION
    P O BOX 6149
    Mississippi State,MS39762     		    RILEY NEXT STEP SCHOLARSHIP PROGRAM 100,000
    MULTI COUNTY COMMUNITY SERVICES
    2900 ST PAUL STREET
    Meridian,MS39301     		    SUMMER WORK PROGRAM 4,000
    SOUTHEASTERN COUNCIL OF FOUNDATIONS
    50 HURT PLAZA
    Atlanta,GA30303     		    2013 OPERATING SUPPORT 5,500
    STATE GAMES OF MISSISSIPI
    P O BOX 5866
    Meridian,MS39302     		    SUMMER WORK PROGRAM 4,000
    THE HOUSING AUTHORITY OF MERIDIAN
    2423 E STREET
    Meridian,MS39301     		    SUMMER WORK PROGRAM 4,000
    UNITED WAY OF EAST MS WEST AL
    2003 23RD AVE
    Meridian,MS39301     		    SUMMER WORK PROGRAM 4,000
    Total .................................bullet 3a 975,107
    bApproved for future payment
    MS STATE UNIVERSITY FDN
    P O BOX 6149
    Mississippi State,MS39762     		    RENOVATIONS OF KRESS BUILDING START UP COSTS 2,750,000
    MS ARTS AND ENTERTAINMENT CENTER
    212 21ST AVE
    Meridian,MS39301     		    CONSTRUCTION AND EXHIBITS 1,312,500
    Total .................................bullet 3b 4,062,500
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 2,298,884  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     15 205,496  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 24,630  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,529,010  
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,529,010
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Monthly accounting 6,850 1,712 0 1,806
    IRS filings 3,500 875 0 875
    Financial audit 7,275 1,819 0 1,819

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    BUILDING 2000-06-18 3,066,860 958,400 SL 40 76,672 0 0  
    BUILDING ADDITION 2001-06-14 13,858 3,980 SL 40 346 0 0  
    OFFICE EQUIPMENT 1999-12-31 3,703 3,703 SL 5 0 0 0  
    OFFICE EQUIPMENT 2000-12-31 16,826 16,826 SL 5 0 0 0  
    PROJECTOR 2001-08-16 4,815 4,815 SL 7 0 0 0  
    OFFICE EQUIPMENT 2003-12-31 21,277 21,277 SL 5 0 0 0  
    OFFICE EQUIPMENT 2004-12-31 1,247 1,247 SL 5 0 0 0  
    COMPUTER 2005-09-13 2,532 2,532 SL 5 0 0 0  
    OFFICE EQUIPMENT 2006-04-12 2,893 2,893 SL 5 0 0 0  
    GRANT SOFTWARE 2007-07-16 15,579 15,579 SL 5 0 0 0  
    PAINTINGS 1999-12-31 800 800 SL 10 0 0 0  
    FURNISHINGS 2000-06-17 264,818 264,818 SL 10 0 0 0  
    FURNISHINGS 2000-06-17 1,380 1,380 SL 5 0 0 0  
    FURNISHINGS 2002-11-08 7,575 7,574 SL 10 0 0 0  
    FURNISHINGS 2005-08-24 6,561 4,831 SL 10 656 0 0  
    COMPUTER 2008-09-11 1,343 1,143 SL 5 200 0 0  
    LAPTOP 2009-09-01 1,679 1,120 SL 5 336 0 0  
    DESKTOP COMPUTER 2010-05-26 1,503 777 SL 5 301 0 0  
    DELL COMPUTER 2010-06-14 1,701 850 SL 5 57 0 0  
    SERVER 2010-08-03 6,892 3,215 SL 5 1,378 0 0  
    PAINTINGS BOARD ROOM 2011-01-19 10,000 1,917 SL 10 1,000 0 0  
    HVAC REPAIRS 2011-03-15 22,075 3,864 SL 10 2,208 0 0  
    APPLE MACBOOK 2011-03-15 1,485 520 SL 5 297 0 0  
    CARPET 2011-08-16 6,033 804 SL 10 603 0 0  
    TABLES BOARD ROOM 2011-09-13 3,895 487 SL 10 390 0 0  
    SAVIN COPIER 2011-09-13 8,440 2,110 SL 5 1,688 0 0  
    FRAMED PHOTOTS 2012-03-20 1,867 140 SL 10 187 0 0  
    DISHWASHER 2012-05-07 1,163 68 SL 10 116 0 0  
    EXCERCISE EQUIPMENT 2012-10-09 3,554 89 SL 10 355 0 0  
    WORK STATION HP 2013-02-27 2,276 0 SL 5 379 0 0  
    DOUBLE GATE 2013-09-01 8,248 0 SL 15 183 0 0  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CAP 1,100,000 1,229,250 1,229,250
    JP MORGAN CHASE 300,000 330,750 330,750
    AMERICAN EXPRESS 50,000 54,154 54,154
    AUTOZONE 100,000 108,234 108,234
    MOUNTAIN STS TEL 500,000 508,775 508,775
    US CELLULAR CORP 555,000 526,118 526,118
    GOLDMAN SACHS 100,000 100,900 100,900
    GOLDMAN SACHS 250,000 267,730 267,730
    CITIGROUP 300,000 319,851 319,851
    US WEST COMMUNICATION 975,000 944,325 944,325
    METLIFE INC 250,000 256,875 256,875
    NATIONWIDE FINL 1,150,000 1,138,500 1,138,500
    GOLDMAN SACH 835,000 928,979 928,979
    FIFTH THIRD BANCORP 103,000 137,133 137,133
    MERRILL LYNCH 100,000 129,107 129,107
    HUMANA 250,000 330,458 330,458
    PRUDENTIAL FINANCIAL 115,000 139,869 139,869
    PROTECTIVE LIFE 425,000 541,000 541,000
    ENTERGY MS 10,000 251,699 251,699
    RAYMOND JAMES FINL 39,088 977,200 977,200
    LLOYDS BANKING 44,000 1,172,600 1,172,600
    MORGAN STANLEY 12,000 0 0
    WELLS FARGO CAPITAL 10,000 0 0
    NEXTERA ENERGY CAPITAL 1,000 25,470 25,470
    FPL GROUP CAP 70,000 71,400 71,400
    CENTURYTEL INC 1,125,000 0 0
    U S WEST COMM 280,000 263,200 263,200
    LINCOLN NATIONAL 1,250,000 1,273,438 1,273,438
    WPS RESOURCES CORP 100,000 100,500 100,500
    ASSURED GTY US 1,113,000 968,310 968,310
    CORTS AON CAP 14,136 407,131 407,131

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LAB 7875 SHS COMMON 301,849 301,849
    ALTRIA GROUP 34965 SHS COMMON 1,342,306 1,342,306
    AMERIGAS PTS 16775 SHS COMMON 747,662 747,662
    APPLE INC 1860 SHS COMMON 1,043,497 1,043,497
    ASTRAZENECA PLC 11500 SHS COM 682,755 682,755
    ABBVIE INC 10015 SHS COMMON 528,892 528,892
    ATT 23925 SHS COMMON 841,203 841,203
    ATMOS ENERGY 13200 SHS COMMON 599,544 599,544
    BEAM INC 8900 SHS COMMON 605,734 605,734
    BHP BILLITON 8575 SHS COMMON 584,815 584,815
    BROWN FORMAN 15500 SHS COMMON 1,171,335 1,171,335
    CATERPILLAR 13490 SHS COMMON 1,225,027 1,225,027
    COCA COLA 17800 SHS COMMON 735,318 735,318
    COMPASS MIN 8325 SHS COMMON 666,416 666,416
    DR PEPPER 14200 SHS COMMON 691,824 691,824
    DUKE ENERGY 4342 SHS COMMON 299,641 299,641
    ENERGY TRANSFER 13700 SHS COM 784,325 784,325
    EXXON MOBIL 8000 SHS COMMON 809,600 809,600
    FORTUNE BRANDS 17165 SHS COMM 784,441 784,441
    GENUINE PARTS 13000 SHS COMM 1,081,470 1,081,470
    HOME DEPOT 8515 SHS COMMON 701,125 701,125
    IBM 4735 SHS COMMON 888,144 888,144
    JOHNSON JOHNSON 10000 SHS COM 915,900 915,900
    JP MORGAN 3300 SHS COMMON 192,984 192,984
    KELLOG 16390 SHS COMMON 1,000,937 1,000,937
    KRAFT FOODS 6180 SHS COMMON 333,164 333,164
    LOCKHEED MARTIN 8700 SHS COMM 1,293,342 1,293,342
    MARATHON OIL 17600 SHS COMMON 621,280 621,280
    MARATHON PETRO 12300 SHS COMM 1,128,279 1,128,279
    MONDELEZ INTL 18540 SHS COMM 654,462 654,462
    MERCK 17650 SHS COMMON 883,382 883,382
    NEOGEN CP 25893 SHS COMMON 1,183,310 1,183,310
    NORFOLK SOUTH 8700 SHS COMMON 807,621 807,621
    ORACLE 16700 SHS COMMON 0 0
    PHILIP MORRIS 21180 SHS COMM 1,845,413 1,845,413
    PUBLIC STORAGE 7040 SHS COMM 1,059,661 1,059,661
    RAYTHEON 13925 SHS COMMON 1,262,997 1,262,997
    REALTY INCOM 17200 SHS COMMON 642,076 642,076
    SHERWIN WILLIAMS 7360 SHS COM 1,350,560 1,350,560
    SOUTHERN CO 7750 SHS COMMON 318,603 318,603
    SUNOCO 24020 SHS COMMON 1,813,030 1,813,030
    TC PIPELINE 14100 SHS COMMON 682,863 682,863
    TRIMBLE 27000 SHS COMMON 936,900 936,900
    UNILEVER 19200 SHS COMMON 791,040 791,040
    VERIZON COMM 18400 SHS COMMON 999,508 999,508
    VISA INC 4755 SHS COMMON 0 0
    WAL MART 9690 SHS COMMON 762,506 762,506
    WASTE MGT 18600 SHS COMMON 834,582 834,582
    WEINGAREN REALTY 17050 SHS CO 467,511 467,511
    YUM BRANDS 18100 SHS COMMON 1,368,541 1,368,541
    AEGON NV 44000 SHARES PFD 1,116,280 1,116,280
    ALLIANZ SE 38000 SHARES PFD 0 0
    DEUTSCHE BANK 21000 SHS PFD 0 0
    DEUTSCHE BANK 23000 SHS PFD 597,080 597,080
    HSBC HOLDINGS 2000 SHS PFD 51,250 51,250
    HSBC HOLDINGS 41000 SHS PFD 1,104,540 1,104,540
    RENAISSANCERE 14353 SHS PFD 311,604 311,604
    VORNADO REALTY 36000 SHS PFD 866,160 866,160
    WACHOVIA 14500 SHS PFD 362,355 362,355
    WELLS FARGO 18000 SHS PFD 503,280 503,280
    EAGLE HOSP 8000 SHS PFD 8 8

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALTERNATIVE INVESTMENT   24,921 24,921
    ACCRUED INTEREST   97,983 97,983

    TY 2013 LandEtcSchedule2
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    LAND 203,313 0 203,313 203,313
    BUILDING AND ADDITIONS 3,088,966 1,039,581 2,049,385 3,088,966
    OFFICE EQUIPMENT 118,119 88,852 29,267 28,800
    FURNISHINGS 304,092 285,771 18,321 226,950


    TY 2013 OtherExpensesSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment expense 65 65 0 0
    Insurance 32,684 8,171 0 8,171
    Office supplies 13,857 0 0 13,266
    Dues and subscriptions 3,572 255 0 2,657
    Postage 472 0 0 425
    Telephone 9,534 953 0 7,151
    Program expense 40,432 0 0 40,496
    Services 350 70 0 210


    TY 2013 OtherIncomeSchedule2
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Royalty income 203,439 203,439 0
    Partnership income 2,057 2,057 0


    TY 2013 OtherIncreasesSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Description Amount
    Unrealized gains 5,828,648


    TY 2013 TaxesSchedule
    Name:
    THE RILEY FOUNDATION
    EIN: 64-0707746
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise tax on investment 62,957 0 0 0