Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 387   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ST LOUIS, MO63166
A Employer identification number

37-6163832
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,938,388J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 131,539 128,993 2,546
5a Gross rents.............. 35,524 35,524 35,524
b Net rental income or (loss) 14,426
6a Net gain or (loss) from sale of assets not on line 10 312,573
b Gross sales price for all assets on line 6a 1,873,770
7 Capital gain net income (from Part IV, line 2)... 312,573
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 90 90  
12 Total. Add lines 1 through 11........ 479,726 477,180 38,070
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 61,903 55,713   6,190
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 32,269 0 0 32,269
b Accounting fees (attach schedule)....... Click to see attachment 2,500 0 0 2,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 14,204 1,498   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 21,113 21,098 21,098 15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 131,989 78,309 21,098 40,974
25 Contributions, gifts, grants paid........ 238,294 238,294
26 Total expenses and disbursements. Add lines 24 and 25 370,283 78,309 21,098 279,268
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 109,443
b Net investment income (if negative, enter -0-) 398,871
c Adjusted net income (if negative, enter -0-)... 16,972
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 12,636 5,514 5,514
2 Savings and temporary cash investments.......... 147,866 138,864 138,864
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 100,000    
b Investments—corporate stock (attach schedule)........ 3,573,545 Click to see attachment3,900,244 4,782,948
c Investments—corporate bonds (attach schedule)........ 309,309 Click to see attachment207,526 206,062
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment100,672 Click to see attachment100,672 Click to see attachment805,000
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,244,028 4,352,820 5,938,388
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 4,244,028 4,352,820
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,244,028 4,352,820
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,244,028 4,352,820
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,244,028
2 Enter amount from Part I, line 27a..................... 2 109,443
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 4,353,471
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 651
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,352,820
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a . DELL INC SECURITIES LITIGATION     2013-01-09
b 450. ISHARES IBOXX HIGH YIELD ETF   2012-10-04 2013-02-13
c 900. ISHARES IBOXX HIGH YIELD ETF   2010-04-23 2013-02-13
d 1902.174 NUVEEN HIGH INCOME BOND FD CL I   2011-08-15 2013-02-13
e 4333.451 TEMPLETON INSTL EMERGING MKT SER ADV   2012-05-08 2013-02-15
295. P P G INDS INC   2012-03-06 2013-02-21
100000. F N M A M T N 4.050% 2/22/13   2008-02-08 2013-02-22
277.718 NUVEEN MID CAP GRWTH OPP FD CL I   2012-05-08 2013-02-27
1921.965 NUVEEN MID CAP GRWTH OPP FD CL I   2003-04-22 2013-02-27
435. SCHLUMBERGER LTD   2006-03-07 2013-03-20
1550. ISHARES MSCI EMERGING MARKETS ETF   2009-04-22 2013-04-01
11091.393 AMER CENT DIVERSIFI BOND INS   2012-10-26 2013-04-11
730. HJ HEINZ CO   2009-03-20 2013-06-07
660. ABBOTT LABORATORIES   2002-12-26 2013-06-12
660. ABBVIE INC   2002-12-26 2013-06-12
555. AMERICAN EXPRESS CO   2011-01-06 2013-06-12
105. MCDONALDS CORP   2007-08-27 2013-06-12
170. NIKE INC   2008-03-03 2013-06-12
4507.212 NUVEEN DIVIDEND VALUE FUND CLASS I   2002-09-09 2013-06-12
6487.435 TFS MARKET NEUTRAL FUND   2011-04-14 2013-06-12
8718.396 ING GLOBAL BOND FUND I   2013-04-11 2013-06-14
675. ISHARES CORE S&P SMALL-CAP ETF   2012-05-08 2013-06-17
4821.146 NUVEEN DIVIDEND VALUE FUND CLASS I   2002-09-09 2013-06-17
. TYCO INTERNATIONAL LTD SECURITY LITIGATION     2013-06-25
100000. PEPSICO INC 3.750% 3/01/14   2009-05-19 2013-08-26
295. INTERNATIONAL BUSINESS MACHINES CORP   2003-06-26 2013-11-14
8630.106 CREDIT SUISSE COMM RET ST CO   2011-11-29 2013-11-18
1564.129 INV BALANCE RISK COMM STR Y   2013-08-26 2013-12-05
5345.935 INV BALANCE RISK COMM STR Y   2012-10-26 2013-12-05
20. APPLE INC   2009-04-27 2013-12-05
105. EXXON MOBIL CORP   2001-01-10 2013-12-05
1150. ISHARES BARCLAYS TIPS BOND ETF   2012-06-27 2013-12-05
175. J P MORGAN CHASE CO   2008-02-01 2013-12-05
110. JOHNSON JOHNSON   2003-04-21 2013-12-05
105. MCDONALDS CORP   2007-08-27 2013-12-05
450. PUBLIC SVC ENTERPRISE GROUP INC   2011-11-03 2013-12-05
230. WELLS FARGO CO   2006-05-10 2013-12-05
100. ACE LTD   2010-04-23 2013-12-05
1396.648 ABERDEEN FDS EMRGN   2013-02-15 2013-12-27
95. BRISTOL MYERS SQUIBB CO   2008-03-03 2013-12-27
180. GENERAL ELECTRIC CO   2006-05-10 2013-12-27
105. JOHNSON JOHNSON   2001-01-10 2013-12-27
541.419 OPPENHEIMER DEVELOPING MARKETS Y   2011-01-06 2013-12-27
60. PEPSICO INC   2004-09-30 2013-12-27
325. PFIZER INC   2002-08-19 2013-12-27
60. PROCTER & GAMBLE CO   2009-03-20 2013-12-27
75. 3M CO   2011-10-21 2013-12-27
90. UNITED TECHNOLOGIES CORP   2007-02-01 2013-12-27
65. UNITED HEALTH GROUP INC   2011-10-21 2013-12-27
200. VERIZON COMMUNICATIONS INC   2002-07-19 2013-12-27
65. WAL MART STORES INC   2002-07-19 2013-12-27
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 18     18
b 41,917   41,656 261
c 83,833   79,507 4,326
d 17,538   16,351 1,187
e 48,015   50,000 -1,985
38,035   26,709 11,326
100,000   100,000  
12,919   13,000 -81
89,410   57,467 31,943
31,987   25,288 6,699
65,533   38,809 26,724
123,336   125,000 -1,664
52,925   26,457 26,468
24,176   11,707 12,469
28,288   12,695 15,593
41,547   24,759 16,788
10,330   5,210 5,120
10,477   5,093 5,384
74,549   48,317 26,232
99,712   100,000 -288
95,466   99,331 -3,865
61,594   49,183 12,411
81,140   51,683 29,457
20     20
101,732   101,783 -51
53,452   24,604 28,848
60,929   77,055 -16,126
13,889   15,000 -1,111
47,472   60,000 -12,528
11,441   2,491 8,950
9,899   4,280 5,619
126,785   124,440 2,345
9,816   8,245 1,571
10,219   5,946 4,273
10,026   5,210 4,816
14,467   15,450 -983
9,980   7,823 2,157
9,997   4,611 5,386
20,056   22,277 -2,221
5,043   2,121 2,922
5,002   6,246 -1,244
9,683   5,031 4,652
20,190   19,399 791
4,970   2,879 2,091
9,912   11,044 -1,132
4,933   2,787 2,146
10,411   6,023 4,388
10,126   6,153 3,973
4,870   3,116 1,754
9,808   5,935 3,873
5,096   3,026 2,070
      30,801
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       18
b       261
c       4,326
d       1,187
e       -1,985
      11,326
       
      -81
      31,943
      6,699
      26,724
      -1,664
      26,468
      12,469
      15,593
      16,788
      5,120
      5,384
      26,232
      -288
      -3,865
      12,411
      29,457
      20
      -51
      28,848
      -16,126
      -1,111
      -12,528
      8,950
      5,619
      2,345
      1,571
      4,273
      4,816
      -983
      2,157
      5,386
      -2,221
      2,922
      -1,244
      4,652
      791
      2,091
      -1,132
      2,146
      4,388
      3,973
      1,754
      3,873
      2,070
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 312,573
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 275,350 5,585,349 0.049299
2011 252,324 5,490,392 0.045957
2010 244,560 5,233,049 0.046734
2009 270,864 4,910,001 0.055166
2008 288,993 5,416,774 0.053351
2 Total of line 1, column (d) ...................... 2 0.250507
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050101
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 5,790,322
5 Multiply line 4 by line 3....................... 5 290,101
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,989
7 Add lines 5 and 6......................... 7 294,090
8 Enter qualifying distributions from Part XII, line 4.............. 8 279,268
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,977
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,977
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,977
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 8,864
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,864
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 887
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet887 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643
    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    0     		61,903    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    289,516
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,977
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,977
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    281,539
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    281,539
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    281,539
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 281,539
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 238,293
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 279,268
    a Applied to 2012, but not more than line 2a 238,293
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 40,975
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		240,564
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ILLINOIS KNIGHTS TEMPLAR HOME FOR AG
    ATTNBOB STUART
    205 S 5TH ST STE 700
    SPRINGFIELD,IL627011406     		NONE PUBLIC EXEMPT PURPOSE 119,147
    ILLINOIS MASONIC HOME
    ATTNBOB STUART
    205 S 5TH ST STE 700
    SPRINGFIELD,IL627011406     		NONE PUBLIC EXEMPT PURPOSE 119,147
    Total .................................bullet 3a 238,294
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 131,539  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 14,426  
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 312,573  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aOTHER REVENUE     14 90  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   458,628  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13458,628
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 2,500     2,500

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Name of Bond End of Year Book Value End of Year Fair Market Value
    PEPSICO INC 3.750% 3/1/14    
    GENL ELEC CAP 3.750% 11/14/14 102,335 102,992
    BERKSHIRE HATHAWAY 3.20% 105,191 103,070

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CO 42,914 39,803
    CHEVRON CORP 16,230 54,336
    EXXON MOBIL CORP 23,140 63,250
    HJ HEINZ CO    
    PEPSICO INC 18,993 41,055
    WAL MART STORES INC 26,074 44,066
    ABBOTT LABS    
    JOHNSON & JOHNSON 17,970 34,346
    PFIZER INC 28,363 39,360
    ATT INC 21,739 25,667
    VERIZON COMMUNICATIONS 15,727 26,044
    IBM CORP    
    SCHLUMBERGER LTD    
    WELLS FARGO & CO 40,208 56,523
    JP MORGAN CHASE & CO 40,651 53,802
    MCDONALDS CORP 25,802 50,456
    UNITED TECHNOLOGIES CORP 23,587 39,261
    BRISTOL MYERS SQUIBB CO 14,180 33,750
    NIKE INC 18,190 55,048
    PHILIP MORRIS INTL INC 9,385 37,902
    APPLE INC 13,076 58,907
    EMERSON ELEC CO 10,545 26,668
    PROCTER & GAMBLE CO 21,371 37,449
    ACCENTURE PLC 18,894 50,976
    ACE LTD 19,189 52,283
    SCOUT INTERNATIONAL FUND 105,000 170,267
    VANGUARD INTL GROWTH PORTFOLIO    
    CMS ENERGY CORP 11,479 18,739
    CATERPILLAR INC 18,283 25,881
    ISHARES MSCI EMERGING MKTS ETF    
    T ROWE PRICE SC STOCK 127,000 153,735
    ISHARES BARCLAYS TIPS BOND ETF    
    ISHARES TR IBOXX HY CORP BD    
    CREDIT SUISSE COMM RET ST CO    
    DRIEHAUS ACTIVE INCOME FUND 145,000 145,238
    NUVEEN HIGH INCOME BOND FD 101,649 107,866
    NUVEEN SHORT TERM BOND FUND 140,000 140,440
    AMERICAN ELECTRIC POWER CO INC 14,566 17,060
    AMERICAN EXPRESS CO    
    BOEING CO 18,222 36,852
    PUBLIC SVC ENTERPRISE GROUP    
    QUALCOMM INC 28,350 39,724
    UNITED HEALTH GROUP INC 22,292 35,015
    3M CO 24,090 42,075
    ABERDEEN FDS EMRGN MKT INSTL 132,473 127,192
    LAUDUS INTL MARKETMASTERS FUND 150,000 177,232
    MIDCAP SPDR TRUST SERIES 1 ETF 125,060 183,150
    NUVEEN MID CAP GRWTH OPP FD    
    NUVEEN REAL ESTATE SECURIT 127,000 125,628
    OPPENHEIMER DEVELOPING MKTS 142,751 152,233
    ROWE T PRICE MID CAP GRWTH FD    
    SPDR DJ WILSHIRE INTERNATIONAL 102,368 104,030
    TFS MARKET NEUTRAL FUND    
    AMER CENT DIVERSIFI BOND INS    
    INV BALANCE RISK COMM STR Y    
    NUVEEN CORE PLUS BOND    
    NUVEEN STRATEGIC INCOME 115,000 119,892
    PIMCO TOTAL RETURN FUND INST 150,000 138,233
    TCW EMERGING MKTS INCOME FD 151,500 141,778
    PPG INDS INC    
    ISHARES CORE S&P SMALL CAP ETF    
    NUVEEN DIVIDEND VALUE FUND    
    SPDR S&P 500 ETF TRUST 200,165 263,183
    TEMPLETON INSTL EMERGING MKT    
    DOUBLELINE TOTAL RET BD 95,000 94,300
    FEDERATED INST HI YLD BD FD 110,000 109,731
    GOLDMAN SACHS COMM STRAT INS 103,275 104,975
    NUVEEN CORE PLUS BOND 125,000 118,224
    OPPENHEIMER SR FLOAT RATE Y 85,500 86,328
    CIGNA CORP 24,397 30,618
    DISNEY WALT CO 19,967 24,066
    GILEAD SCIENCES INC 24,629 35,673
    CAMBIAR INTL EQUITY FUND INS 40,000 40,110
    CAUSEWAY EMERGING MKTS INSTL 40,000 40,242
    ROBECO BOSTON PTNS LS RSRCH 190,000 213,061
    T ROWE PRICE MID CAP GROWTH FD 124,000 152,404
    VANGUARD EQUITY INCOME ADM 155,000 165,544
    VANGUARD INTL GROWTH FUND 145,000 181,277

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 LegalFeesSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 32,269     32,269


    TY 2013 OtherAssetsSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    REAL ESTATE 100,672 100,672 805,000


    TY 2013 OtherDecreasesSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Description Amount
    COST ADJ 651


    TY 2013 OtherExpensesSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Rent and Royalty Expense 21,098      


    TY 2013 TaxesSchedule
    Name:
    ALBERT E DEFRATIS CHARITABLE REMAINDER TRUST
    EIN: 37-6163832
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAXES 12,706 0   0
    FOREIGN TAXES PAID 1,498 1,498   0