| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| MAINSTAY EPOCH | |||
| LAZARD EMERG | AT COST | 7,183 | 8,606 |
| RS GLOBAL | |||
| SPDR S&P | |||
| T ROWE PRICE INST LARGE-CAP | AT COST | 15,546 | 32,735 |
| ARTIO GLOBAL | |||
| ALPINE GLOBAL PREM | |||
| DREYFUS INT'L BD | AT COST | 16,184 | 16,418 |
| MFS EMERGING MARKETS | AT COST | 48,943 | 48,890 |
| HARBOR INT'L | AT COST | 41,698 | 61,350 |
| RIDGEWORTH SEIX | AT COST | 32,178 | 33,139 |
| GUINNESS ATKINSON - CHINA & HK | |||
| LSV VALUE | AT COST | 38,344 | 63,337 |
| DWS FLOATING RATE PLUS INST | AT COST | 16,415 | 16,515 |
| FEDERATED ULTRA SHORT BOND-INS | AT COST | 16,583 | 16,515 |
| GUINNESS ATKINSON-GLOBAL ENERG | |||
| MORGAN STANLEY FOCUS GROWTH | AT COST | 45,491 | 60,223 |
| CBRE CLARION GLOBAL RE INCOME | |||
| LITMAN GREGORY MASTERS INTL | AT COST | 25,349 | 38,704 |
| WILMINGTON BROAD MAKT BOND FD | AT COST | 95,464 | 96,236 |
| WILMINGTON SHORT DURATION GOVT | |||
| WILMINGTON SHORT-TERM CORP BD | AT COST | 55,931 | 56,277 |
| WILMINGTON LARGE CAP GROWTH FD | AT COST | 7,183 | 8,971 |
| WILMINGTON LARGE CAP VALUE FD | AT COST | 18,997 | 30,109 |
| WILMINGTON MID CAP GROWTH FD | AT COST | 31,748 | 50,745 |
| WILMINGTON SMALL CAP GROWTH FD | AT COST | 16,078 | 23,141 |
| WILMINGTON MULTI-MGR INTL FD | AT COST | 67,574 | 80,320 |
| MFS INTL NEW DISCOVERY | AT COST | 12,386 | 13,261 |
| TIAA-CREF MID-CAP VALUE | AT COST | 49,227 | 50,217 |
| WELLS FARGO ADV EMRG MKT | AT COST | 8,257 | 8,625 |
| WILMINGTON MULTI-MGR REAL ASSE | AT COST | 42,113 | 41,585 |
| Description | Amount |
|---|---|
| BASIS ADJUST FOR ROC ON ALPINE GLOBAL FD | 97 |
| BASIS ADJUST FOR ROC ON ABERDEEN GLOBAL FD | 12 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|
| Description | Amount |
|---|---|
| ROUNDING | 1 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL ESTIMATED TAX DEPOSITS | 106 | 0 | 0 | |
| FOREIGN TAXES ON QUALIFIED FOR | 154 | 154 | 0 | |
| FOREIGN TAXES ON NONQUALIFIED | 108 | 108 | 0 |