Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
FRED AND NANCY BRUMLEY FDN
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

37-1588721
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,617,296J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 29 29  
4 Dividends and interest from securities...... 118,901 114,886  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 91,547
b Gross sales price for all assets on line 6a 947,864
7 Capital gain net income (from Part IV, line 2)... 91,547
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 210,477 206,462  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 42,360 31,770   10,590
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule).... Click to see attachment 5,122 5,122   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 10,144 1,722   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 37 37    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 58,663 38,651 0 11,590
25 Contributions, gifts, grants paid........ 194,632 194,632
26 Total expenses and disbursements. Add lines 24 and 25 253,295 38,651 0 206,222
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -42,818
b Net investment income (if negative, enter -0-) 167,811
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 290,016 196,724 196,724
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)   Click to see attachment200,000 201,279
b Investments—corporate stock (attach schedule)........ 2,291,466 Click to see attachment2,346,399 2,995,188
c Investments—corporate bonds (attach schedule)........   Click to see attachment1,231,975 1,223,973
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,438,205   132
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,019,687 3,975,098 4,617,296
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 4,019,687 3,975,098
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,019,687 3,975,098
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,019,687 3,975,098
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,019,687
2 Enter amount from Part I, line 27a..................... 2 -42,818
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 3,055
4 Add lines 1, 2, and 3.......................... 4 3,979,924
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 4,826
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,975,098
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 9. AT&T INC   2011-11-18 2013-01-02
b 9. AT&T INC   2013-02-20 2013-09-27
c 127. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2013-01-08 2013-11-15
d 130. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2012-08-09 2013-11-15
e 3. ABBVIE INC   2013-02-20 2013-09-27
302. AECOM TECHNOLOGY CORP   2013-03-11 2013-11-04
3. ALLEGHANY CORP DEL COM   2012-05-01 2013-07-30
7. ALLEGHANY CORP DEL COM   2012-05-01 2013-12-10
60. ALLIANCE DATA SYSTEMS CORP COM   2011-11-07 2013-04-22
12. ALTRIA GROUP INC   2011-11-18 2013-01-02
9. ALTRIA GROUP INC   2013-05-07 2013-09-27
16. ASHLAND INC NEW COM   2013-05-15 2013-06-11
9. ASTRAZENECA PLC SPONSORED ADR   2012-07-25 2013-01-02
6. ASTRAZENECA PLC SPONSORED ADR   2012-07-25 2013-09-27
86. ASTRAZENECA PLC SPONSORED ADR   2012-07-25 2013-12-04
1. AUTOZONE INC COM W/RIGHTS ATTACHED EXP 3/21/2010   2013-04-01 2013-05-15
9. BCE INC   2012-08-13 2013-01-02
58. BCE INC   2012-08-13 2013-01-14
214. BCE INC   2011-11-18 2013-01-14
79. BCE INC   2011-11-18 2013-09-16
6. BP PLC SPONSORED ADR   2013-01-14 2013-09-27
3. C R BARD INC COM W/RTS EXP 10/23/2005   2012-05-10 2013-10-28
3. BECTON DICKINSON & CO COM   2012-05-02 2013-06-11
2. BECTON DICKINSON & CO COM   2012-05-02 2013-10-28
479. BERRY PLASTICS GROUP INC   2013-06-03 2013-09-20
9. BRISTOL-MYERS SQUIBB CO COM   2010-01-05 2013-01-02
285. BRISTOL-MYERS SQUIBB CO COM   2010-01-05 2013-06-04
187. BRISTOL-MYERS SQUIBB CO COM   2009-12-02 2013-07-05
3. BRISTOL-MYERS SQUIBB CO COM   2009-11-03 2013-09-27
17. BURGER KING WORLDWIDE INC   2012-06-21 2013-05-15
731. CADENCE DESIGN SYS INC COM RTS EXP 02/09/2006   2012-07-12 2013-11-15
16. CALPINE CORP/NEW   2012-05-02 2013-02-12
27. CELGENE CORP COM   2011-11-07 2013-03-11
87. CELGENE CORP COM   2011-11-07 2013-04-22
9. CENTURYTEL INC COM   2012-07-25 2013-01-02
66. CENTURYTEL INC COM   2012-07-25 2013-02-15
505. CENTURYTEL INC COM   2012-02-03 2013-02-15
225. CHICAGO BRIDGE & IRON NY SHS   2012-08-09 2013-07-08
8. CLOROX CO COM   2012-05-02 2013-02-12
13. CLOROX CO COM   2012-05-02 2013-02-28
3. COCA-COLA CO COM   2011-11-18 2013-01-02
3. COCA-COLA CO COM   2011-11-18 2013-09-27
6. CONOCOPHILLIPS COM   2012-08-13 2013-01-02
6. CONOCOPHILLIPS COM   2013-06-04 2013-09-27
.1885 CORRECTIONS CORP OF AMERICA COM   2013-05-21 2013-05-22
20. CRIMSON WINE GROUP LTD   2012-11-19 2013-03-04
.7 CRIMSON WINE GROUP LTD   2012-05-02 2013-03-06
9. CROWN CASTLE INTL CORP COM   2012-05-02 2013-05-15
166. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2012-09-24 2013-01-08
6. DISCOVERY COMMUNICATIONS-C   2012-05-02 2013-02-12
16. DISCOVERY COMMUNICATIONS-C   2012-05-02 2013-04-15
7. DISCOVERY COMMUNICATIONS-C   2012-05-02 2013-07-31
8. DISCOVERY COMMUNICATIONS-C   2012-05-02 2013-09-05
7. DOLLAR GENERAL CORP   2013-04-19 2013-05-15
3. DOMINION RES INC VA NEW COM   2011-11-18 2013-01-02
3. DOMINION RES INC VA NEW COM   2013-02-20 2013-09-27
6. DUKE ENERGY HOLDING CORP. COM   2012-10-25 2013-01-02
122. DUKE ENERGY HOLDING CORP. COM   2011-11-17 2013-01-08
3. DUKE ENERGY HOLDING CORP. COM   2012-10-25 2013-09-27
306. E M C CORP MASS COM   2011-11-17 2013-05-14
9. ECHOSTAR CORPORATION   2012-05-02 2013-10-28
4. ECOLAB INC COM   2012-07-30 2013-07-31
24. ENERGIZER HLDGS INC COM   2012-05-01 2013-09-18
28. ENERGIZER HLDGS INC COM   2012-05-01 2013-12-10
6131.078 FEDERATED STRAT VAL DIV FD IS #662   2011-11-07 2013-08-09
96. FEDEX CORP COM   2012-04-16 2013-08-29
618. FIFTH THIRD BANCORP COM   2011-11-07 2013-10-07
268. FOOT LOCKER INC COM   2011-11-17 2013-08-07
9. FRANCO NEV CORP NPV   2012-05-02 2013-10-28
18. FRANCO NEV CORP NPV   2012-05-02 2013-11-25
9. FRANCO NEV CORP NPV   2012-05-02 2013-12-12
10. FRANCO NEV CORP NPV   2012-05-02 2013-12-31
255. GNC HOLDINGS INC   2012-02-21 2013-04-22
29. GENERAL GROWTH PROPERTIE-W/I   2012-05-02 2013-05-15
27. GENERAL GROWTH PROPERTIE-W/I   2012-05-02 2013-10-28
7. GENTEX CORP COM   2012-05-10 2013-10-28
12. GENTEX CORP COM   2013-10-01 2013-10-28
9. GLAXO SMITHKLINE SPONSORED PLC ADR   2012-07-25 2013-01-02
72. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-11-18 2013-04-19
56. GLAXO SMITHKLINE SPONSORED PLC ADR   2012-07-25 2013-04-19
3. GLAXO SMITHKLINE SPONSORED PLC ADR   2011-11-18 2013-09-27
71. GOLDMAN SACHS GRP INC COM   2012-10-26 2013-07-08
140. GRACE W R & CO DEL NEW COM   2012-05-14 2013-10-07
1. W W GRAINGER INC COM W/RIGHTS ATTACHED EXP 5/15/2009   2012-05-10 2013-10-28
3. HCP INC   2011-11-18 2013-01-02
3. HCP INC   2011-11-18 2013-09-27
24. HATTERAS FINANCIAL CORP   2012-05-01 2013-09-18
138. HATTERAS FINANCIAL CORP   2012-05-01 2013-12-06
3. HEALTH CARE REIT INC COM   2011-11-18 2013-01-02
6. HEINZ H J CO COM   2011-11-18 2013-01-02
406. HEINZ H J CO COM   2011-11-18 2013-02-15
455. HERTZ GLOBAL HOLDINGS INC   2013-03-11 2013-09-20
192. HOLLYFRONTIER CORP   2012-12-12 2013-10-07
179. IAC/INTERACTIVECORP   2011-11-17 2013-02-26
64. IRON MTN INC PA COM   2012-05-02 2013-07-15
7. IRON MTN INC PA COM   2012-11-23 2013-07-15
235. JP MORGAN CHASE & CO COM   2009-11-03 2013-11-15
3. JOHNSON & JOHNSON COM   2010-01-05 2013-01-02
3. JOHNSON & JOHNSON COM   2010-01-05 2013-09-27
27. KAMAN CORP CL A   2012-05-01 2013-09-18
27. KAMAN CORP CL A   2012-05-01 2013-09-19
3. KIMBERLY-CLARK CORP COM   2011-11-18 2013-01-02
32. KINDER MORGAN MANAGEMENT LLC COM   2012-05-01 2013-01-08
6. KRAFT FOODS GROUP INC   2012-10-15 2013-01-02
6. KRAFT FOODS GROUP INC   2013-05-07 2013-09-27
7. KRATON PERFORMANCE POLYMERS IN   2013-07-30 2013-09-18
99. KRATON PERFORMANCE POLYMERS IN   2012-06-07 2013-09-18
106. KRATON PERFORMANCE POLYMERS IN   2012-06-07 2013-09-19
9. LPL FINANCIAL HOLDINGS INC   2012-05-02 2013-05-15
10. LPL FINANCIAL HOLDINGS INC   2012-05-02 2013-07-31
3. LABORATORY CORP AMER HLDGS COM NEW   2012-05-02 2013-10-01
4. LABORATORY CORP AMER HLDGS COM NEW   2012-05-02 2013-12-12
8. LIBERTY MEDIA CORP   2012-05-02 2013-01-24
4. LIBERTY MEDIA CORP   2012-05-02 2013-02-12
3. LIBERTY MEDIA CORP   2012-05-02 2013-07-15
5. LIBERTY MEDIA CORP   2012-05-02 2013-07-31
4. LIBERTY MEDIA CORP   2012-05-02 2013-08-19
5. LIBERTY MEDIA CORP   2012-05-02 2013-09-05
2. LIBERTY MEDIA CORP   2012-05-02 2013-10-01
2. LIBERTY MEDIA CORP   2012-05-02 2013-10-28
6. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2011-11-18 2013-01-02
238. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2011-11-18 2013-05-07
69. LINCOLN NATL CORP COM   2013-04-22 2013-11-15
10. LOEWS CORP COM   2012-05-02 2013-10-28
3. LORILLARD INC   2013-06-04 2013-09-27
54. MARATHON PETROLEUM CORP   2012-10-25 2013-03-15
13. MARSH & MCLENNAN COS INC COM   2012-05-02 2013-04-23
17. MARSH & MCLENNAN COS INC COM   2012-05-02 2013-07-15
60. MARSH & MCLENNAN COS INC COM   2012-05-02 2013-10-01
27. MATSON INC.   2013-01-09 2013-09-18
42. MATSON INC.   2013-01-09 2013-09-19
3. MCDONALDS CORP COM   2011-11-18 2013-01-02
3. MCDONALDS CORP COM   2011-11-18 2013-09-27
4. MEAD JOHNSON NUTRITION CO   2012-05-02 2013-04-23
9. MERCK & CO INC NEW   2012-01-05 2013-01-02
3. MERCK & CO INC NEW   2013-02-20 2013-09-27
77. MICREL INC COM   2012-05-01 2013-09-18
164. MICREL INC COM   2012-05-01 2013-09-19
3. MOHAWK INDS INC COM   2012-12-19 2013-04-23
13. MOLSON COORS BREWING CO CL B   2012-05-02 2013-05-15
48. MOLSON COORS BREWING CO CL B   2012-05-02 2013-06-11
13. MOLSON COORS BREWING CO CL B   2012-07-13 2013-06-11
11. MOODY'S CORPORATION COM   2012-05-02 2013-05-15
384. NRG ENERGY INC COM   2013-01-08 2013-03-11
12. NATIONAL FUEL GAS CO NJ COM W/RTS ATTACHED   2012-05-02 2013-02-12
3. NATIONAL GRID PLC ADR   2011-11-18 2013-01-02
55. NATIONAL GRID PLC ADR   2011-11-18 2013-09-13
6. NATIONAL GRID PLC ADR   2011-11-18 2013-09-27
65. NU SKIN ENTERPRISES INC CL A   2012-05-01 2013-03-05
115. NU SKIN ENTERPRISES INC CL A   2012-05-01 2013-12-10
471. NV ENERGY INC   2013-03-11 2013-06-03
6. O'REILLY AUTOMOTIVE INC   2012-05-02 2013-05-15
3. O'REILLY AUTOMOTIVE INC   2013-07-15 2013-08-19
3. O'REILLY AUTOMOTIVE INC   2012-05-02 2013-10-28
2369.552 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2012-04-25 2013-06-24
16431.925 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2009-12-01 2013-06-24
6. PPL CORP COM   2011-11-18 2013-01-02
3. PPL CORP COM   2013-02-20 2013-09-27
3. PEPSICO INC COM   2011-11-18 2013-09-27
3. PHILIP MORRIS INTERNATIONAL IN   2013-05-07 2013-09-27
17006.447 PIMCO COMMODITY REAL RET STRAT-I#45   2010-01-04 2013-08-09
485.864 PIMCO COMMODITY REAL RET STRAT-I#45   2010-01-04 2013-08-09
3. PROCTER & GAMBLE CO COM   2011-11-18 2013-09-27
20. PROGRESSIVE CORP OHIO COM   2012-05-02 2013-04-23
8. QUEST DIAGNOSTICS INC COM   2012-10-25 2013-04-01
42. QUEST DIAGNOSTICS INC COM   2012-05-02 2013-04-19
3. REALTY INCOME CORP COM   2013-07-05 2013-09-27
9. REYNOLDS AMERICAN INC   2012-10-25 2013-01-02
6. REYNOLDS AMERICAN INC   2012-10-25 2013-09-27
58. RITCHIE BROS AUCTIONEERS INC COM   2012-06-07 2013-09-18
127. ROSS STORES INC COM   2011-11-17 2013-03-11
6. ROYAL DUTCH SHELL PLC ADR   2011-11-18 2013-01-02
3. ROYAL DUTCH SHELL PLC ADR   2011-11-18 2013-09-27
30. SCHWAB CHARLES CORP NEW COM   2012-05-02 2013-05-15
31. SCHWAB CHARLES CORP NEW COM   2012-05-02 2013-07-15
17. SCHWAB CHARLES CORP NEW COM   2012-05-02 2013-08-19
15. SCHWAB CHARLES CORP NEW COM   2012-05-02 2013-10-28
3. SENIOR HSG PPTYS TR SH BEN INT   2013-06-04 2013-09-27
9. SOUTHERN CO COM   2011-11-18 2013-01-02
6. SOUTHERN CO COM   2011-11-18 2013-09-27
194. SPECTRUM BRANDS HOLDINGS INC   2012-09-05 2013-11-04
109. STARZ COM SERIES A COMMON STOCK   2012-05-02 2013-04-01
308. SUNTRUST BKS INC COM   2012-09-24 2013-08-07
400. SYMANTEC CORP COM W/RTS EXP 8/12/2008   2013-04-22 2013-10-07
200. TJX COS INC NEW COM   2012-11-13 2013-06-03
26. TEREX CORP NEW COM   2012-08-09 2013-02-26
301. TEREX CORP NEW COM   2012-08-09 2013-06-03
138. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2012-10-26 2013-08-07
6. TOTAL FINA ELF S A SPONSORED ADR   2012-10-25 2013-01-02
6. TOTAL FINA ELF S A SPONSORED ADR   2012-10-25 2013-09-27
277. US BANCORP DEL COM NEW W/RIGHTS ATTACHED EXP 2/27/2011   2012-01-09 2013-02-26
3. UNILEVER PLC SPONSORED ADR NEW   2011-11-18 2013-01-02
3. UNILEVER PLC SPONSORED ADR NEW   2011-11-18 2013-09-27
29. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010   2013-04-22 2013-10-07
165. UNITEDHEALTH GRP INC COM   2011-07-13 2013-11-04
105. VALUECLICK INC COM   2012-05-01 2013-09-18
110. VALUECLICK INC COM   2012-05-01 2013-09-19
9. VERIZON COMMUNICATIONS COM   2011-11-18 2013-01-02
6. VERIZON COMMUNICATIONS COM   2011-11-18 2013-09-27
12. VODAFONE GROUP PLC SPONSORED ADR   2012-08-13 2013-01-02
12. VODAFONE GROUP PLC SPONSORED ADR   2012-08-13 2013-09-27
136. VODAFONE GROUP PLC SPONSORED ADR   2012-10-25 2013-12-04
164. WABCO HOLDINGS INC   2011-01-18 2013-03-11
11. WILLIAMS COS INC COM W/RTS ATTACHED   2012-05-02 2013-12-12
14. WILLIAMS COS INC COM W/RTS ATTACHED   2012-05-02 2013-12-31
462. WINDSTREAM CORP   2011-11-18 2013-06-04
26. WORLD FUEL SVCS CORP   2012-05-01 2013-09-18
25. WORLD FUEL SVCS CORP   2012-05-01 2013-09-19
5. WYNN RESORTS LTD   2013-05-15 2013-09-05
1. WYNN RESORTS LTD   2013-05-15 2013-10-01
1. WYNN RESORTS LTD   2012-05-10 2013-10-01
7. AON PLC   2012-05-02 2013-10-28
13. ARCH CAP GROUP LTD COM   2012-05-02 2013-05-15
6. ARCH CAP GROUP LTD COM   2012-05-02 2013-06-11
127. ACCENTURE PLC   2012-10-26 2013-06-03
16. BROOKFIELD PROPERTY PARTNERS   2013-04-16 2013-04-19
.9904 BROOKFIELD PROPERTY PARTNERS   2013-04-16 2013-04-24
1. LIBERTY GLOBAL PLC-A   2012-05-02 2013-07-15
4. LIBERTY GLOBAL PLC-A   2013-04-19 2013-07-15
101. MONTPELIER RE HOLDINGS LTD   2012-05-01 2013-07-30
23. NABORS INDUSTRIES LTD COM   2012-05-02 2013-06-11
96. NABORS INDUSTRIES LTD COM   2012-05-02 2013-07-15
108. ACE LIMITED   2010-01-05 2013-04-22
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 309   257 52
b 305   324 -19
c 4,827   4,246 581
d 4,941   4,106 835
e 132   116 16
9,687   9,469 218
1,192   1,035 157
2,773   2,415 358
9,705   6,178 3,527
384   331 53
311   329 -18
1,380   1,437 -57
433   406 27
310   271 39
4,894   3,881 1,013
418   396 22
390   408 -18
2,481   2,629 -148
9,154   8,290 864
3,326   3,060 266
255   267 -12
405   306 99
295   231 64
212   154 58
9,840   10,134 -294
294   227 67
13,254   7,131 6,123
8,171   4,175 3,996
138   66 72
322   274 48
9,278   8,018 1,260
319   301 18
3,013   1,726 1,287
10,989   5,562 5,427
357   365 -8
2,148   2,678 -530
16,438   18,857 -2,419
13,497   8,572 4,925
645   537 108
1,099   873 226
111   101 10
115   101 14
352   344 8
420   369 51
7   7  
157   141 16
5   5  
712   509 203
8,406   8,775 -369
385   300 85
1,154   800 354
506   350 156
570   400 170
367   362 5
158   153 5
186   168 18
389   386 3
7,907   7,331 576
201   193 8
7,046   7,093 -47
426   258 168
371   273 98
2,288   1,697 591
3,110   1,979 1,131
34,457   29,000 5,457
10,431   8,475 1,956
11,076   7,611 3,465
9,572   5,826 3,746
412   408 4
710   816 -106
352   408 -56
404   454 -50
10,427   8,379 2,048
660   533 127
572   496 76
211   163 48
361   312 49
397   397  
3,628   3,126 502
2,821   2,469 352
151   130 21
10,882   8,473 2,409
12,569   8,059 4,510
269   203 66
136   112 24
124   110 14
458   704 -246
2,270   4,046 -1,776
184   146 38
350   307 43
29,333   20,755 8,578
11,879   9,635 2,244
7,905   8,725 -820
7,283   7,377 -94
1,808   1,967 -159
198   229 -31
12,880   10,200 2,680
211   192 19
260   192 68
1,014   883 131
1,023   883 140
255   211 44
2,544   2,336 208
276   286 -10
316   332 -16
139   145 -6
1,973   1,923 50
2,106   2,014 92
340   313 27
375   347 28
296   267 29
352   356 -4
881   615 266
442   308 134
416   231 185
718   384 334
562   308 254
717   384 333
298   154 144
302   154 148
300   221 79
12,854   8,748 4,106
3,435   2,168 1,267
485   412 73
134   129 5
4,750   2,346 2,404
489   442 47
705   578 127
2,618   2,039 579
748   712 36
1,177   1,098 79
269   277 -8
292   277 15
326   342 -16
370   350 20
143   128 15
719   841 -122
1,515   1,790 -275
344   256 88
661   547 114
2,433   2,020 413
659   531 128
737   440 297
9,681   8,765 916
682   556 126
172   152 20
3,228   2,791 437
357   304 53
2,673   3,378 -705
14,876   5,976 8,900
11,038   9,505 1,533
667   636 31
370   349 21
375   318 57
25,236   25,921 -685
175,000   180,042 -5,042
174   176 -2
91   92 -1
240   192 48
261   281 -20
96,427   139,211 -42,784
2,755   3,976 -1,221
231   190 41
503   431 72
450   468 -18
2,341   2,454 -113
121   126 -5
380   370 10
295   247 48
1,177   1,151 26
7,134   5,450 1,684
425   432 -7
207   216 -9
552   413 139
677   427 250
366   234 132
348   207 141
70   79 -9
391   390 1
247   260 -13
12,363   7,261 5,102
2,367   1,143 1,224
10,714   8,920 1,794
9,972   9,457 515
10,024   8,298 1,726
810   569 241
10,577   6,591 3,986
12,671   8,422 4,249
316   299 17
354   299 55
9,259   7,803 1,456
117   97 20
119   97 22
2,450   1,761 689
11,296   8,627 2,669
2,262   2,286 -24
2,348   2,395 -47
395   328 67
281   218 63
306   359 -53
419   359 60
4,981   3,923 1,058
11,629   10,075 1,554
375   371 4
539   472 67
3,643   5,309 -1,666
966   1,156 -190
940   1,112 -172
714   710 4
160   142 18
160   108 52
546   361 185
707   509 198
311   235 76
10,397   8,513 1,884
344   349 -5
21   22 -1
80   50 30
319   293 26
2,723   2,094 629
371   387 -16
1,438   1,616 -178
9,597   5,224 4,373
      16,991
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       52
b       -19
c       581
d       835
e       16
      218
      157
      358
      3,527
      53
      -18
      -57
      27
      39
      1,013
      22
      -18
      -148
      864
      266
      -12
      99
      64
      58
      -294
      67
      6,123
      3,996
      72
      48
      1,260
      18
      1,287
      5,427
      -8
      -530
      -2,419
      4,925
      108
      226
      10
      14
      8
      51
       
      16
       
      203
      -369
      85
      354
      156
      170
      5
      5
      18
      3
      576
      8
      -47
      168
      98
      591
      1,131
      5,457
      1,956
      3,465
      3,746
      4
      -106
      -56
      -50
      2,048
      127
      76
      48
      49
       
      502
      352
      21
      2,409
      4,510
      66
      24
      14
      -246
      -1,776
      38
      43
      8,578
      2,244
      -820
      -94
      -159
      -31
      2,680
      19
      68
      131
      140
      44
      208
      -10
      -16
      -6
      50
      92
      27
      28
      29
      -4
      266
      134
      185
      334
      254
      333
      144
      148
      79
      4,106
      1,267
      73
      5
      2,404
      47
      127
      579
      36
      79
      -8
      15
      -16
      20
      15
      -122
      -275
      88
      114
      413
      128
      297
      916
      126
      20
      437
      53
      -705
      8,900
      1,533
      31
      21
      57
      -685
      -5,042
      -2
      -1
      48
      -20
      -42,784
      -1,221
      41
      72
      -18
      -113
      -5
      10
      48
      26
      1,684
      -7
      -9
      139
      250
      132
      141
      -9
      1
      -13
      5,102
      1,224
      1,794
      515
      1,726
      241
      3,986
      4,249
      17
      55
      1,456
      20
      22
      689
      2,669
      -24
      -47
      67
      63
      -53
      60
      1,058
      1,554
      4
      67
      -1,666
      -190
      -172
      4
      18
      52
      185
      198
      76
      1,884
      -5
      -1
      30
      26
      629
      -16
      -178
      4,373
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 91,547
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 138,090 4,151,248 0.033265
2011 149,471 4,161,131 0.035921
2010 163,692 3,883,502 0.042151
2009 205,875 2,911,557 0.07071
2008      
2 Total of line 1, column (d) ...................... 2 0.182047
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.045512
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 4,479,221
5 Multiply line 4 by line 3....................... 5 203,858
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,678
7 Add lines 5 and 6......................... 7 205,536
8 Enter qualifying distributions from Part XII, line 4.............. 8 206,222
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,678
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,678
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,678
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 6,060
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,060
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,382
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,680 RefundedBullet 11 2,702
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705
    Located atbulletONE WEST 4TH STREET D4000-062WINSTONSALEMNC ZIP+4bullet271014000
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA CO-TRUSTEE
    40     		42,360    
    1525 WEST WT HARRIS BLVD
    CHARLOTTE,NC28288
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    223,961
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,678
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,678
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    222,283
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    222,283
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    222,283
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 222,283
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 10,714
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 10,714
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 206,222
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 206,222
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 10,714 10,714
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		5,347
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNTIL FOUNDATION
    312 WINDING WAY
    COLUMBIA,SC292121347     		NONE PC GENERAL PURPOSE 35,000
    CENTER FOR COMMUNITY TRANSITIONS
    PO BOX 33533
    CHARLOTTE,NC28233     		NONE PC GENERAL PURPOSE 50,000
    PLAZA PRESBYTERIAN CHURCH
    2304 THE PLAZA
    CHARLOTTE,NC28205     		NONE PC GENERAL PURPOSE 9,632
    THE SALVATION ARMY
    1424 NORTHEAST EXPRESSWAY
    ATLANTA,GA303292018     		NONE PC GENERAL PURPOSE 50,000
    A CHILD'S PLACE
    601 E 5TH ST 480
    CHARLOTTE,NC282023095     		NONE PC GENERAL PURPOSE 50,000
    Total .................................bullet 3a 194,632
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 29  
    4 Dividends and interest from securities....     14 118,901  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 91,547  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   210,477  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13210,477
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Name of Bond End of Year Book Value End of Year Fair Market Value
    1019851893 ARTIO GLOBAL HIGH I    
    693390700 PIMCO TOTAL RET FD-I 542,180 532,484
    693390882 PIMCO FOREIGN BD FD 286,362 293,187
    04315J860 ABERDEEN GLOBAL HIGH 178,433 180,504
    957663503 WESTERN ASSET CORE P 225,000 217,798

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Name of Stock End of Year Book Value End of Year Fair Market Value
    04315J860 ARTIO GLOBAL FD#1525    
    693390700 PIMCO TOT RTN FD #35    
    693390882 PIMCO FORGN FD #103    
    626124242 MUNDER MIDCAP CORE G 5,267 10,483
    413838202 OAKMARK INTERNATIONA 124,426 203,536
    961323409 WESTPORT FUNDS #13    
    04315J837 ARTIO INTL FD #1529    
    52106N889 LAZARD EMERGING MKTS 214,738 225,414
    61744J317 MORGAN STANLEY #8001    
    722005667 PIMCO COMMODITY REAL    
    779919109 T ROWE PRICE REAL ES 70,135 121,072
    345370860 FORD MOTOR COMPANY 10,558 9,659
    364760108 GAP INC    
    437076102 HOME DEPOT INC 5,090 11,198
    654106103 NIKE INC CL B    
    778296103 ROSS STORES INC    
    126650100 CVS/CAREMARK CORPORA 5,417 13,813
    742718109 PROCTER & GAMBLE CO 6,074 7,815
    902494103 TYSON FOODS INC    
    931142103 WAL MART STORES INC 7,404 10,308
    166764100 CHEVRON CORP 10,979 15,739
    171798101 CIMAREX ENERGY CO 2,401 3,777
    20825C104 CONOCOPHILLIPS 28,657 41,684
    30231G102 EXXON MOBIL CORPORAT 7,379 9,614
    406216101 HALLIBRUTON CO    
    674599105 OCCIDENTAL PETE CORP    
    03076C106 AMERIPRISE FINL INC    
    172967101 CITIGROUP INC    
    46625H100 JPMORGAN CHASE & CO    
    693475105 PNC FINANCIAL SVCS    
    91529Y106 UNUM GROUP    
    031162100 AMGEN INC 7,286 15,059
    110122108 BRISTOL MYERS SQUIBB 3,043 7,388
    14149Y108 CARDINAL HEALTH INC    
    345838106 FOREST LABS INC    
    478160104 JOHNSON & JOHNSON 21,436 31,599
    58155Q103 MCKESSON CORP 5,506 14,687
    58405U102 MEDCO HEALTH SOLUTNS    
    235851102 DANAHER CORP    
    369604103 GENERAL ELECTRIC CO 6,056 10,820
    907818108 UNION PACIFIC CORP    
    913017109 UNITED TECHNOLOGIES    
    88579Y101 3M CO    
    037833100 APPLE INC 7,350 12,342
    17275R102 CISCO SYSTEMS INC 10,289 10,542
    219350105 CORNING INC    
    428236103 HEWLETT PACKARD CO    
    44919P508 IAC/INTERACTIVECORP    
    458140100 INTEL CORP    
    459200101 IBM CORP    
    594918104 MICROSOFT CORP 7,285 10,624
    68389X105 ORACLE CORPORATION 7,150 8,876
    882508104 TEXAS INSTRUMENTS    
    459506101 INTERNATL FLAVORS    
    81211K100 SEALED AIR CORP    
    92343V104 VERIZON COMMUNICATIO 25,915 37,101
    210371100 CONSTELLATION ENERGY    
    H0023R105 ACE LIMITED    
    G6852T105 PARTNERRE LTD    
    H8912P106 TYCO ELECTRONICS LTD    
    H89128104 TYCO INTERNATIONAL L 3,035 4,473
    04315J860 ARTIO GLOBAL FD#1525    
    693390700 PIMCO TOT RTN FD #35    
    693390882 PIMCO FORGN FD #103    
    34984T881 GOLDEN LARGE CAP COR 34,450 33,950
    626124242 MUNDER MIDCAP #32    
    413838202 OAKMARK INTERNATL FD    
    961323409 WESTPORT FUNDS #13    
    04315J837 ARTIO INTL FD #1529    
    52106N889 LAZARD EMERGING #638    
    61744J317 MORGAN STANLEY #8001    
    722005667 PIMCO COMMOD FD #45    
    779919109 TROWE RE FD #122    
    26852M105 EII INTERNATIONAL PR 120,000 144,217
    411511306 HARBOR INTERNATION F 176,000 224,457
    413838202 OAKMARK INTERNATIONA    
    722005667 PIMCO COMMODITY REAL    
    779919109 T ROWE PRICE REAL ES    
    124857202 CBS CORP    
    200J30N101 COMCAST CORP    
    344849104 FOOT LOCKER INC    
    92927K102 WABCO HOLDINGS INC    
    637071101 NATIONAL OILWELL VAR    
    064058100 BANK NEW YORK MELLON 10,594 11,845
    316773100 FIFTH THIRD BANCORP    
    59156R108 METLIFE INC 11,226 14,451
    754730109 RAYMOND JAMES FINL    
    151020104 CELGENE CORP COM    
    91324P102 UNITEDHEALTH GROUP I    
    00846U101 AGILENT TECHNOLOGIES    
    018581108 ALLIANCE DATA SYS CO    
    268648102 E M C CORP MASS    
    458140100 INTEL CORP    
    871503108 SYMANTEC CORP    
    774415103 ROCKWOOD HLDGES INC    
    26441C105 DUKE ENERGY HOLDING    
    580135101 MCDONALDS CORP 14,270 15,428
    02209S103 ALTRIA GROUP INC 22,116 29,791
    191216100 COCA COLA CO 5,325 6,527
    423074103 HEINZ H J CO    
    494368103 KIMBERLY CLARK CORP 11,117 16,505
    544147101 LORILLARD INC 12,920 16,572
    713448108 PEPSICO INC 5,442 7,050
    718172109 PHILIP MORRIS INTERN 11,046 12,460
    742718109 PROCTER & GAMBLE CO    
    761713106 REYNOLDS AMERICAN IN 19,846 24,795
    166764100 CHEVRON CORP    
    20825C104 CONOCOPHILLIPS    
    172062101 CINCINNATI FINANCIAL    
    002824100 ABBOTT LABS    
    110122108 BRISTOL MYERS SQUIBB    
    532457108 ELI LILLY & CO COM 4,448 6,171
    478160104 JOHNSON & JOHNSON    
    00206R102 AT & T INC 35,744 39,660
    156700106 CENTURYLINK, INC    
    92343V104 VERIZON COMMUNICAT    
    97381W104 WINDSTREAM CORP    
    209115104 CONSOLIDATED EDISON    
    25746U109 DOMINION RES INC VA 12,059 14,620
    26441C105 DUKE ENERGY HOLDING    
    69351T106 PPL CORPORATION 15,495 15,767
    842587107 SOUTHERN CO 22,077 20,966
    020002101 ALLSTATE CORP 8,647 11,508
    025537101 AMERICAN ELECTRIC PO 5,587 6,918
    046353108 ASTRAZENECA PLC ADR 19,749 26,004
    05534B760 BCE INC 6,779 7,576
    127387108 CADENCE DESIGN SYSTE    
    167250109 CHICAGO BRIDGE & IRO    
    20030N101 COMCAST CORP CLASS A 5,895 12,783
    254687106 WALT DISNEY CO    
    26441C204 DUKE ENERGY HOLDING 19,786 23,118
    314172560 FEDERATED STRAT VAL    
    31428X106 FEDEX CORPORATION    
    343412102 FLUOR CORP NEW 8,697 12,365
    36191G107 GNC HOLDINGS INC    
    37733W105 GLAXOSMITHKLINE PLC 17,932 22,050
    38141G104 GOLDMAN SACHS GROUP    
    38388F108 W. R. GRACE & CO COM    
    40414L109 HCP INC 6,589 6,501
    42217K106 HEALTH CARE REIT INC 10,868 11,410
    436106108 HOLLYFRONTIER CORP    
    50076Q106 KRAFT FOODS GROUP IN 24,832 27,386
    58933Y105 MERCK & CO INC NEW 23,439 29,680
    636274300 NATIONAL GRID PLC AD 20,008 26,128
    718546104 PHILLIPS 66 7,613 12,495
    747525103 QUALCOMM INC 8,393 9,430
    780259107 ROYAL DUTCH SHELL PL 25,705 26,889
    84763R101 SPECTRUM BRANDS HOLD    
    867914103 SUNTRUST BANKS INC    
    872540109 TJX COS INC NEW 7,093 10,707
    880779103 TEREX CORP NEW    
    883556102 THERMO FISHER SCIENT    
    89151E109 TOTAL S.A. - ADR 24,136 29,777
    89155H256 TOUCHSTONE SMALL CAP 5,790 7,888
    902973304 US BANCORP DEL NEW    
    904767704 UNILEVER PLC - ADR 5,116 6,551
    92857W209 VODAFONE GROUP PLC N 20,176 29,325
    G1151C101 ACCENTURE PLC    
    G4412G101 HERBALIFE LTD 9,443 13,694
    00101J106 ADT CORP/THE 6,259 6,071
    007974108 ADVENT SOFTWARE INC 4,916 6,152
    009363102 AIRGAS INC COM 4,040 5,033
    012653101 ALBEMARLE CORP COM 12,073 11,537
    014491104 ALEXANDER & BALDWIN 5,529 8,137
    017175100 ALLEGHANY CORP DEL N 1,714 2,000
    02553E106 AMERICAN EAGLE OUTFI 3,904 3,096
    050095108 ATWOOD OCEANICS INC 8,932 10,571
    053332102 AUTOZONE INC 4,707 5,735
    067383109 BARD C R INC 3,564 4,822
    073730103 BEAM INC 3,385 4,016
    075887109 BECTON DICKINSON & C 3,079 4,420
    112585104 BROOKFIELD ASSET MAN 10,192 11,843
    115236101 BROWN & BROWN INC 4,546 5,336
    121220107 BURGER KING WORLDWID 3,182 4,618
    12504L109 CBRE GROUP INC 2,841 3,708
    125581801 CIT GROUP INC. 3,722 5,213
    126804301 CABELAS INC 9,705 16,798
    131347304 CALPINE CORP/NEW 2,109 2,185
    143130102 CARMAX INC 2,158 3,432
    189054109 CLOROX CO    
    198516106 COLUMBIA SPORTSWEAR 3,831 6,143
    217204106 COPART INC COM 3,818 4,984
    22025Y407 CORRECTIONS CORP OF 9,206 9,685
    228227104 CROWN CASTLE INTL CO 7,793 9,326
    249030107 DENTSPLY INTL INC CO 3,021 3,684
    25470F302 DISCOVERY COMMUNICAT 4,098 6,877
    256677105 DOLLAR GENERAL CORP 4,016 4,946
    26875P101 EOG RESOURCES, INC 2,870 4,364
    278265103 EATON VANCE CORP COM 9,398 15,148
    278768106 ECHOSTAR CORPORATION 1,952 3,381
    278865100 ECOLAB INC 1,364 2,085
    29266R108 ENERGIZER HOLDINGS I    
    302130109 EXPEDITORS INTL WASH 2,037 2,301
    303075105 FACTSET RESH SYS INC 1,653 1,954
    311900104 FASTENAL CO 2,254 2,471
    31620M106 FIDELITY NATL INFORM 3,817 6,066
    32054K103 FIRST INDL RLTY TR I 6,527 8,184
    345550107 FOREST CITY ENTERPRI 3,087 3,648
    351858105 FRANCO NEV CORP NPV 2,177 1,956
    370023103 GENERAL GROWTH PROPE 2,370 2,589
    371901109 GENTEX CORP 3,830 5,574
    384802104 GRAINGER W W INC 2,560 3,320
    41902R103 HATTERAS FINANCIAL C    
    461202103 INTUIT COM 4,239 5,571
    462846106 IRON MOUNTAIN INC    
    483548103 KAMAN CORPCOMMON 3,403 4,132
    49455U100 KINDER MORGAN MGMT L    
    49456B101 KINDER MORGAN INC/DE 5,315 5,688
    50077C106 KRATON PERFORMANCE P    
    50212V100 LPL FINANCIAL HOLDIN 2,759 3,905
    50540R409 LABORATORY CRP OF AM 5,957 6,122
    512815101 LAMAR ADVERTISING CO 3,396 5,434
    527288104 LEUCADIA NATL CORP C 5,297 6,235
    530322106 LIBERTY MEDIA CORP -    
    530555101 LIBERTY GLOBAL INC-A    
    53071M104 LIBERTY INTERACTIVE 4,659 8,130
    53071M880 LIBERTY VENTURES - S 1,079 2,820
    540424108 LOEWS CORP 7,616 8,924
    55261F104 M & T BANK CORPORATI 3,356 4,540
    55262C100 MBIA INC 6,022 6,758
    56585A102 MARATHON PETROLEUM C    
    570535104 MARKEL HOLDINGS 7,125 9,286
    571748102 MARSH & MCLENNAN COS    
    573284106 MARTIN MARIETTA MATL 6,112 7,296
    57686G105 MATSON INC. 5,089 5,353
    582839106 MEAD JOHNSON NUTRITI 1,980 2,010
    594793101 MICREL INC COM 3,166 2,862
    595017104 MICROCHIP TECHNOLOGY 4,600 5,997
    608190104 MOHAWK INDS INC COM 2,427 5,212
    60871R209 MOLSON COORS BREWING    
    615369105 MOODYS CORP 4,594 9,259
    620076307 MOTOROLA SOLUTIONS, 5,258 6,885
    636180101 NATIONAL FUEL GAS CO 1,066 1,642
    651587107 NEWMARKET CORP 10,351 15,371
    67018T105 NU SKIN ENTERPRISES    
    67103H107 O'REILLY AUTOMOTIVE 9,482 11,841
    679580100 OLD DOMINION FREIGHT 9,362 16,436
    741511109 PRICESMART INC 10,441 14,674
    743315103 PROGRESSIVE CORP OHI 2,973 3,763
    74834L100 QUEST DIAGNOSTICS IN    
    767744105 RITCHIE BROS AUCTION 2,698 3,118
    78442P106 SLM CORP 1,407 2,208
    808513105 SCHWAB CHARLES CORP 2,725 5,174
    817565104 SERVICE CORP INTL 8,522 12,637
    864159108 STURM RUGER & CO INC 6,446 7,967
    879080109 TEJON RANCH CO 4,899 5,918
    88033G407 TENET HEALTHCARE COR 6,214 11,120
    894650100 TREDEGAR CORPORATION 3,710 6,079
    91911K102 VALEANT PHARMACEUTIC 4,009 8,101
    92046N102 VALUECLICK INC 3,897 4,183
    92343E102 VERISIGN INC COM 5,782 8,369
    969457100 WILLIAMS COS INC 17,307 18,938
    981475106 WORLD FUEL SERVICES 4,359 4,230
    983134107 WYNN RESORTS LTD 1,514 2,719
    G0408V102 AON PLC 4,380 7,131
    G0450A105 ARCH CAPITAL GROUP L 1,881 2,865
    G62185106 MONTPELIER RE HOLDIN 4,084 5,733
    G6359F103 NABORS INDUSTRIES LT    
    G9618E107 WHITE MTNS INS GROUP 8,932 10,252
    N7902X106 SENSATA TECHNOLOGIES 2,613 3,140
    00287Y109 ABBVIE INC 24,894 35,594
    018804104 ALLIANT TECHSYSTEMS 5,331 7,057
    044209104 ASHLAND INC NEW 3,811 4,173
    055622104 BP PLC - ADR 22,767 25,861
    060505104 BANK OF AMERICA CORP 10,259 12,129
    084670702 BERKSHIRE HATHAWAY I 11,369 11,619
    097023105 BOEING CO 11,174 11,465
    101137107 BOSTON SCIENTIFIC CO 10,716 11,034
    172967424 CITIGROUP INC. 9,001 11,568
    233326107 DST SYS INC COM 9,167 12,341
    243537107 DECKERS OUTDOOR CORP 7,735 10,642
    247361702 DELTA AIR LINES INC 10,221 14,724
    260543103 DOW CHEMICAL CO 10,687 11,944
    31620R105 FIDELITY NATIONAL FI 2,818 3,699
    38143H381 GOLDMAN SACHS COMM S 97,700 99,098
    410345102 HANESBRANDS INC 9,559 14,405
    42809H107 HESS CORP 3,642 4,233
    48238T109 KAR AUCTION SERVICES 3,323 4,462
    521865204 LEAR CORP 10,685 12,146
    531229102 LIBERTY MEDIA CORP 5,844 11,118
    534187109 LINCOLN NATL CORP IN 7,322 12,027
    548661107 LOWES COS INC 11,178 11,149
    55345K103 MRC GLOBAL INC 10,047 10,194
    55354G100 MSCI INC 1,357 1,486
    559222401 MAGNA INTL INC CL A 10,157 12,391
    594901100 MICROS SYS INC 2,703 3,500
    595112103 MICRON TECHNOLOGY IN 11,280 12,550
    617446448 MORGAN STANLEY 11,042 11,885
    680665205 OLIN CORP 1 COM & 1 10,503 11,021
    681904108 OMNICARE INC 10,889 11,891
    688239201 OSHKOSH CORPORATION 10,427 11,386
    695156109 PACKAGING CORP OF AM 10,722 11,454
    756109104 REALTY INCOME CORP C 8,331 7,391
    770323103 ROBERT HALF INTL INC 1,677 2,100
    774341101 ROCKWELL COLLINS 1,431 1,478
    80004C101 SANDISK CORP COM 10,763 12,133
    80007P307 SANDRIDGE ENERGY INC 10,675 10,714
    81721M109 SENIOR HOUSING PROP 10,295 8,959
    88023U101 TEMPUR SEALY INTERNA 7,599 9,227
    91307C102 UNITED THERAPEUTICS 7,772 14,474
    92276F100 VENTAS INC COM 6,763 6,072
    G0083B108 ACTAVIS PLC 11,214 11,424
    G5480U104 LIBERTY GLOBAL PLC-A 4,933 8,811
    G5876H105 MARVELL TECHNOLOGY G 10,143 13,460
    G7945M107 SEAGATE TECHNOLOGY 10,011 13,759
    G96666105 WILLIS GROUP HOLDING 2,399 2,465

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    US Government Securities - End of Year Book Value:

    200,000
    US Government Securities - End of Year Fair Market Value:

    201,279
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    7MS368949 HOUSEHOLD FURNISHING      
    04315J860 ARTIO GLOBAL HIGH IN      
    693390700 PIMCO TOTAL RET FD-I      
    693390882 PIMCO FOREIGN BD FD      
    626124242 MUNDER MIDCAP CORE      
    961323409 WESTPORT FUNDS SELEC      
    411511306 HARBOR INTERNATIONAL      
    52106N889 LAZARD EMERGING MKT      
    413838202 OAKMARK FUNDS      
    26852M105 EII INTERNATIONAL      
    722005667 PIMCO COMMODITY RTN      
    779919109 T ROWE PRICE RE      
    H0023R105 ACE LIMITED      
    G2554F113 COVIDIEN PLC      
    G4412G101 HERBALIFE LTD      
    H89128104 TYCO INTERNATIONAL      
    04315J860 ARTIO GLOBAL HIGH      
    693390700 PIMCO TOTAL RETURN      
    693390882 PIMCO FOREIGN BOND      
    314172560 FEDERATED STRAGEGIC      
    626124242 MUNDER MIDCAP CORE      
    961323409 WESTPORT FUNDS SELEC      
    411511306 HARBOR INTERNATIONAL      
    52106N889 LAZARD EMERGING MKT      
    413838202 OAKMARK FUNDS      
    722005667 PIMCO COMMODITY RTN      
    779919109 T ROWE PRICE RE      
    046353108 ASTRAZENECA PLC      
    05534B760 BCE INC      
    37733W105 GLAXOSMITHKLINE PLC      
    636274300 NATIONAL GRID PLC      
    780259107 ROYAL DUTCH SHELL PL      
    879382208 TELEFONICA SA ADR      
    89151E109 TOTAL SA ADR      
    904767704 UNILEVER PLC ADR      
    92857W209 VODAFONE GROUP      
    40414L109 HCP INC      
    42217K106 HEALTH CARE REIT      
    957663503 WESTERN ASSET CORE P      
    879080133 TEJON RANCH CO AT COST   132

    TY 2013 OtherDecreasesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 3,485
    ROC BASIS ADJUSTMENT 1,336
    ROUNDING 5


    TY 2013 OtherExpensesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 37 37   0


    TY 2013 OtherIncreasesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 3,040
    MUTUAL FUND TBD 15


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 5,122 5,122    


    TY 2013 TaxesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN
    EIN: 37-1588721
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 184 184   0
    FEDERAL TAX PAYMENT - PRIOR YE 2,362 0   0
    FEDERAL ESTIMATES - PRINCIPAL 6,060 0   0
    FOREIGN TAXES ON QUALIFIED FOR 1,060 1,060   0
    FOREIGN TAXES ON NONQUALIFIED 478 478   0