| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING, TAX & AUDIT FEES | 703,734 | 250,563 | 453,133 | 250,601 |
| Category | Amount |
|---|---|
| NONE |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|---|---|---|---|---|---|---|---|---|
| DEPRECIATION | 23,935 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
ASSOCIATION INTERNATIONALE DES CRITIQUES |
32 RUE YVES TOUDIC PARIS,75010 FR |
2013-04-24 | 55,000 | FOR PARTICIPANTS FROM UNDERSERVED COUNTRIES TO ATTEND THE 2013 CONGRESS IN KOSICE AND BRATISLAVA, S | NO | N/A | 2013-09-10 | N/A | |
|
CCA CENTRO DI CONSERVAZIONE ARCHEOL |
VIA DEL GAMBERO 19 ROME, 00187 IT |
2013-05-29 | 2,073,712 | FOR THE IMPLEMENTATION OF A THREE-YEAR TRAINING PROGRAM FOR MOSAICS RESTORERS | NO | N/A | 2013-09-10 | N/A | |
|
CHURCHWARDENS OF ST BAVO CATHEDRAL |
HOOFDKERKSTRAAT 1 GHENT, 9000 BE |
2013-01-10 | 194,223 | FOR PHASE TWO OF THE GHENT ALTARPIECE INTERACTIVE WEB APPLICATION, AS PART OF THE PANEL PAINTINGS I | NO | N/A | 2013-09-10 | N/A | |
|
COMMUNITY ARTS RESOURCES INC |
3780 WILSHIRE BOULEVARD SUITE 1020 LOS ANGELES,CA90010 |
2012-09-06 | 100,000 | FOR THE PUBLIC PROGRAM CICLAVIA: MODERN ARCHITECTURE ON WILSHIRE BOULEVARD | 5,000 | NO | 1/30/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
FEDERAL UNIVERSITY OF SAO PAULO SUPPORT |
RUA DR DIOGO DE FARIA 8 ANDAR-CJ8 SAO PAULO, 04037-003 BR |
2013-05-29 | 240,000 | FOR A SERIES OF VISITING PROFESSORSHIPS AND RESEARCH SEMINARS GLOBAL BAROQUE A | NO | N/A | 2013-09-10 | N/A | |
|
FUNDACAO DE DESENVOLVIMENTO DA UNICAMP |
AV ERICO VERISSIMO NO 1251 DIS CAMPINAS CEP, 13.083-970 BR |
2013-03-05 | 245,000 | FOR A SERIES OF VISITING PROFESSORSHIPS AND ASSOCIATED WORKSHOPS. | NO | N/A | 2013-09-10 | N/A | |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO 1 RUE MIOLLIS PARIS, CEDEX 15 FR |
2012-09-06 | 98,355 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES AND CENTRAL AND EASTERN EUROPE TO ATTEND THE 2013 GENERAL | 98,355 | NO | 1/31/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO 1 RUE MIOLLIS PARIS, CEDEX 15 FR |
2013-05-06 | 50,777 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2013 ANNUAL CONFERENCE OF THE INTE | NO | N/A | 2013-09-10 | N/A | |
|
MAX-PLANCK-GESELLSCHAFT ZUR FORDERUNG DE |
POSTFACH 10 10 62 MUNICH, 80084 GM |
2012-12-17 | 100,000 | FOR THE FINAL PHASE OF THE RESEARCH PROJECT ART, SPACE, AND MOBILITY | NO | N/A | 2013-09-10 | N/A | |
|
ORGANIZACION DE ESTADOS IBEROAMERICANOS |
SHS QUADRA 6 CONJT A BLOCO C BRASILIA - DF BR |
2012-09-06 | 100,000 | FOR THE COLLECTIONS' ASSESSMENT INSTITUTE IN BOGOTA, COLOMBIA. | NO | N/A | 2013-09-10 | N/A | |
|
STATENS MUSEUM FOR KUNST |
SOLVGADE 48-50 COPENHAGEN, DK-1307 Kobenhavn K DA |
2013-06-11 | 122,109 | FOR THE TRANSLATION AND ONLINE PUBLICATION OF CONNAISSANCE DES PRIMITIFS PAR L'ETUDE D | NO | N/A | 2013-09-10 | N/A | |
|
STICHTING NOORDBRABANTS MUSEUM |
POSTBUS 1004 'S-HERTOGENBOSCH, 5200 BA NL |
2013-02-26 | 190,198 | FOR TREATMENT AND TRAINING RELATED TO THREE PAINTINGS BY HIERONYMUS BOSCH | NO | N/A | 2013-09-10 | N/A | |
|
STICHTING RESTAURATIE ATELIER LIMBURG |
AVENUE CERAMIQUE 224 MAASTRICHT, 6221 KX NL |
2013-02-26 | 235,458 | FOR THREE WORKSHOPS FOR POSTGRADUATE TRAINEES AS PART OF THE PANEL | NO | N/A | 2013-09-10 | N/A | |
|
UNIVERSITAT ZURICH |
RAMISTRASSE 71 ZURICH, CH-8006 SZ |
2013-05-29 | 185,000 | FOR A SERIES OF VISITING PROFESSORSHIPS AND RESEARCH SEMINARS "LATIN AMERICAN BAROQUE" | NO | N/A | 2013-09-10 | N/A | |
|
UNIVERSITY OF EDINBURGH |
20 CHAMBERS STREET EDINBURGH, EH11JZ UK |
2012-09-06 | 100,000 | FOR THE ONLINE JOURNAL "ART IN TRANSLATION" | NO | N/A | 2013-09-10 | N/A | |
|
ASOCIACION MUSEO DE ARTE DE LIMA |
PASEO COLON 125 LIMA, 01 PE |
2008-04-15 | 181,600 | FOR A COLLABORATIVE RESEARCH PROJECT JOSE GIL DE CASTRO. | 181,600 | NO | 1/15/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
ASSOCIATION INTERNATIONALE DES CRITIQUES |
32 RUE YVES TOUDIC PARIS, 75010 FR |
2012-04-18 | 43,600 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 CONGRESS IN ZURICH, SWITZERLAND. | 43,600 | NO | 10/12/2012 | 2013-09-10 | PROPERLY EXPENDED |
|
BIBLIOTHEQUE NATIONALE DE FRANCE |
QUAI FRANCOIS-MAURIAC PARIS, CEDEX 13 75706 FR |
2006-09-06 | 82,000 | FOR THE PUBLICATION, MANUSCRITS ENLUMINES D'ORIGINE FLAMANDE. | 55,610 | NO | 10/23/2012 | 2013-09-04 | PROPERLY EXPENDED |
|
THE BRITISH MUSEUM |
GREAT RUSSELL STREET LONDON, WC1B 3DG UK |
2011-06-08 | 885,244 | FOR A THREE-YEAR EAST AFRICA MUSEUM TRAINING PROGRAM. | 324,526 | NO | 5/13/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
THE BRITISH SCHOOL AT ROME |
VIA GRAMSCI 61 ROME, 00197 IT |
2012-05-08 | 97,110 | FOR A WORKSHOP ON PROTECTIVE SHELTERS FOR ARCHAEOLOGICAL SITES. | NO | 4/29/2013 | 2013-09-10 | N/A | |
|
CENTRO DI CONSERVAZIONE ARCHEOLOGICA |
VIA DEL GAMBERO 19 ROME, 00187 IT |
2010-01-14 | 1,117,710 | TO IMPLEMENT A TWO-YEAR TRAINING PROJECT FOR MOSAICS TECHNICIANS INITIATIVE. | 836,441 | NO | 1/14/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
CHARITABLE FOUNDATION OF BOGAZICI UNIVER |
OZDEN SK GULSEN APT B BLOK NO6 ISTANBUL TU |
2010-05-27 | 175,000 | FOR THE 1ST YEAR OF THE VISITING PROFESSORSHIPS IN THE HIST. OF ART, ARCHITECTURE & VISUAL CULTU | 175,000 | NO | 9/24/2012 | 2013-09-10 | PROPERLY EXPENDED |
|
CHARITABLE FOUNDATION OF BOGAZICI UNIVER |
OZDEN SK GULSEN APT B BLOK NO6 ISTANBUL TU |
2011-07-13 | 200,000 | FOR THE VISITING PROFESSORSHIPS IN THE HISTORY OF ART, ARCHITECTURE AND VISUAL CULTURE PROGRAM. | 153,568 | NO | 2/20/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
CHARLES AND RAY EAMES HOUSE PRESERVATION |
PO BOX 452 BARRE,VT05641 |
2012-03-12 | 3,300 | FOR CLOSING EVENTS FOR PACIFIC STANDARD TIME AT THE EAMES HOUSE, LOS ANGELES, CALIFORNIA. | 3,300 | NO | 10/23/2012 | 2013-09-10 | PROPERLY EXPENDED |
|
CICRP BELLE DE MAI |
21 RUE GUIBAL MARSEILLE, 13003 FR |
2012-06-04 | 646,030 | FOR THE IMPLEMENTATION OF A TWO-YEAR MOSAICS TECHNICIAN TRAINING PROGRAM IN ALGERIA. | NO | 5/13/2013 | 2013-09-12 | N/A | |
|
CIRCULO AMIGOS DE LA CULTURA |
JR BOLOGNESI 300 MIRAFLORES LIMA, 18 PE |
2007-05-15 | 66,900 | FOR A CONSERVATION TRAINING PROGRAM AT THE INSTITUTO SUPERIOR. | 51,419 | NO | 4/30/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
COURTAULD INSTITUTE OF ART |
SOMERSET HOUSE STRAND LONDON, WC2R 0RN UK |
2012-05-09 | 231,000 | FOR TRAINING, CONDITION ASSESSMENTS, AND TREATMENT RELATED TO FOUR PAINTINGS IN THE COURTAULD | 52,371 | NO | 8/30/2012 | 2013-09-12 | PROPERLY EXPENDED |
|
ECOLE DU PATRIMOINE AFRICAIN |
01 BP 2205 PORTO-NOVO BN |
2012-05-30 | 150,000 | FOR A UNIVERSITY DIPLOMA COURSE IN PREVENTIVE CONSERVATION. | 14,607 | NO | 1/30/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
FUNDACIO DE APOIO A UNIVERSIDADE FEDERAL |
RUA DR DIOGO DE FARIA 8 ANDAR-CJ8 SAO PAULO, 04037-003 BR |
2011-06-08 | 248,000 | FOR FACULTY AND STUDENT EXCHANGES AND THE RESEARCH SEMINARS. | 248,000 | NO | 9/10/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
FUNDACION ART NEXUS PARA LA PROMOCION Y |
CRA 5 NO 67 - 19 BOGOTA, CUNDINAMARCA CO |
2011-06-01 | 127,500 | FOR THE RESEARCH SEMINARS "INTELLECTUAL NETWORKS: ART AND POLITICS IN LATIN AMERICA" | 109,606 | NO | 7/8/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
THE INTL INST FOR CONSERV OF HIST & ART |
6 BUCKINGHAM STREET LONDON, WC2N 6BA UK |
2011-06-02 | 154,851 | FOR THE IIC WEBSITE AND FOR PARTICIPANTS FROM DEVELOPING COUNTRIES. | 141,717 | NO | 8/1/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
INT'L CENTRE FOR STUDY OF PRESERVATION |
13 VIA DI SAN MICHELE ROME, 00153 IT |
2010-03-31 | 202,582 | TO IMPLEMENT A PILOT TRAINING PROGRAM FOR MUSEUM PROFESSIONALS. | 191,533 | NO | 1/30/2013 | 2013-09-13 | PROPERLY EXPENDED |
|
INT'L CENTRE FOR STUDY OF PRESERVATION |
13 VIA DI SAN MICHELE ROME, 00153 IT |
2008-05-14 | 250,000 | FOR THE LEADERS IN CONSERVATION EDUCATION PROJECT FOR SOUTHEAST MUSEUM AND HERITAGE PROFESSION | 250,000 | NO | 9/24/2012 | 2013-09-12 | PROPERLY EXPENDED |
|
INT'L CENTRE FOR STUDY OF PRESERVATION |
13 VIA DI SAN MICHELE ROME, 00153 IT |
2010-12-20 | 159,672 | FOR PARTICIPANTS IN THE TYRE, LEBANON, MOSAIKON COURSE. | 105,204 | NO | 3/27/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
INTERNATIONAL COUNCIL OF AFRICAN MUSEUMS |
MUSEUM HILL ROAD PO BOX 38706 NG NAIROBI, 00600 KE |
2012-05-30 | 180,000 | FOR A MENTORING EXCHANGE PROGRAM FOR AFRICAN AND U.S. MUSEUM PROFESSIONALS. | 29,800 | NO | 5/30/2013 | 2013-09-13 | PROPERLY EXPENDED |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO1 RUE MIOLLIS 7 PARIS, CEDEX 15 FR |
2012-04-18 | 35,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 ANNUAL CONFERENCE | 35,000 | NO | 3/4/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO1 RUE MIOLLIS 7 PARIS, CEDEX 15 FR |
2012-04-18 | 50,203 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 ANNUAL CONFERENCE | 48,640 | NO | 1/30/2013 | 2013-09-13 | PROPERLY EXPENDED |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO1 RUE MIOLLIS 7 PARIS, CEDEX 15 FR |
2012-04-18 | 72,958 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 ANNUAL CONFERENCE | 72,958 | NO | 10/4/2012 | 2013-09-13 | PROPERLY EXPENDED |
|
INTERNATIONAL NATIONAL TRUSTS ORGANISATI |
32 QUEEN ANNES GATE LONDON, SW1H 9AB UK |
2012-04-18 | 74,800 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 15TH INTERNATIONAL CONFERENCE | NO | 1/16/2013 | 2013-09-13 | N/A | |
|
JAN MATEJKO ACADEMY OF FINE ARTS IN CRAC |
13 MATEJKO SQUARE CRACOW, 31-157 PL |
2012-05-09 | 239,600 | FOR TRAINING AND TREATMENT RELATED TO SIX PAINTINGS BY HANS SUSS VON KULMBACH | 14,456 | NO | 1/30/2013 | 2013-09-13 | PROPERLY EXPENDED |
|
JAWAHARLAL NEHRU UNIVERSITY |
NEW MEHRAULI ROAD NEW DELHI, 110067 IN |
2009-12-17 | 145,000 | FOR THE SECOND PHASE OF THE DISTINGUISHED VISITING PROF. PROGRAM, SCHOOL OF ART & AESTHETICS. | 115,185 | NO | 5/14/2013 | 2013-09-13 | PROPERLY EXPENDED |
|
KING'S COLLEGE LONDON |
STRAND LONDON, WC2R 2LS UK |
2010-11-30 | 98,995 | TO ORGANIZE TWO WORKSHOPS ON MOSAIC CONSERVATION IN LIBYA FOR PARTICIPANTS. | 98,995 | NO | 6/26/2013 | 2013-09-13 | PROPERLY EXPENDED |
|
KUNSTHISTORISCHES MUSEUM MIT MUSEUM FUR |
BURGRING 5 VIENNA, 1010 AU |
2012-05-09 | 237,538 | FOR TRAINING AND CONDITION ASSESSMENTS RELATED TO SIX PAINTINGS BY PIETER BRUEGHEL THE ELDER | 44,370 | NO | 1/30/2013 | 2013-09-04 | PROPERLY EXPENDED |
|
MAX-PLANCK-GESELLSCHAFT ZUR FORDERUNG DE |
POSTFACH 10 10 62 MUNICH, 80084 GM |
2011-06-01 | 236,000 | FOR THE THIRD PHASE OF THE RESEARCH SEMINARS. | 236,000 | NO | 4/29/2013 | 2013-09-06 | PROPERLY EXPENDED |
|
MUSEO NACIONAL DEL PRADO |
CALLE RUIZ DE ALARCON 23 MADRID 28014 SP |
2011-06-08 | 389,043 | FOR TRAINING AND TREATMENT RELATED TO A SERIES OF SIX PANEL PAINTINGS. | 84,212 | NO | 1/30/2013 | 2013-09-06 | PROPERLY EXPENDED |
|
NEW EUROPE FOUNDATION |
STR PLANTELOR 21 BUCHAREST, 023971 RO |
2009-12-17 | 150,000 | FOR THE SECOND PHASE OF RESEARCH SEMINARS AT THE EUROPE COLLEGE. | 134,249 | NO | 2/11/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
OPERA DI SANTA CROCE |
PIAZZA SANTA CROCE 16 FLORENCE, 50122 IT |
2008-09-30 | 75,000 | FOR THE PREPARATION OF A CONSERVATION PLAN FOR THE FRESCOES AND WALL PAINTINGS BY GIOTTO | 75,000 | NO | 2/22/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
ORGANIZACION DE ESTADOS IBEROAMERICANOS |
EDIFICIO BRASIL XXI BRASILIA - DF, 70322-915 BR |
2011-07-27 | 100,000 | FOR THE MUSEUM HERITAGE RISK MANAGEMENT INSTITUTE IN BRASILIA, BRAZIL. | 100,000 | NO | 1/30/2012 | 2013-09-10 | PROPERLY EXPENDED |
|
ORGANIZATION OF WORLD HERITAGE CITIES |
15 RUE SAINT-NICOLAS 2ND FLOOR QUEBEC, G1K 1M8 CA |
2012-05-09 | 75,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 12TH WORLD CONGRESS IN OAXACA, MEXICO. | NO | 6/19/2013 | 2013-09-10 | N/A | |
|
PONTIFICIA UNIVERSIDAD CATOLICA DEL PERU |
AVENIDA UNIVERSITARIA 1801 SAN MIG LIMA, 32 PE |
2011-05-25 | 75,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 11TH ANNUAL MEETING. | 68,276 | NO | 11/7/2012 | 2013-09-10 | PROPERLY EXPENDED |
|
REAKTION BOOKS LIMITED |
33 GREAT SUTTON STREET LONDON, EC1V 0DX UK |
2008-06-11 | 110,000 | FOR A PUBLICATION SERIES ON ASIAN ART, ARCHITECTURE, AND VISUALS | 20,460 | NO | 2/12/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
ROYAL MUSEUMS OF FINE ARTS OF BELGIUM |
RUE DU MUSEE 9 BRUSSELS, 1000 BE |
2011-06-08 | 404,320 | FOR TRAINING AND TREATMENT RELATED TO NINE OLD MASTER PAINTINGS. | 63,734 | NO | 2/11/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
STIFTUNG PREUSSISCHER KULTURBESITZ |
VON-DER-HEYDT-STR 16-18 BERLIN, 10785 GM |
2008-09-29 | 200,000 | FOR THE PREPARATION OF A CATALOGUE OF THE NORTHERN EUROPEAN MEDIEVAL COLLECTION | 195,448 | NO | 9/16/2013 | 2013-09-16 | PROPERLY EXPENDED |
|
UNIV NACIONAL DE GENERAL SAN MARTIN |
CAMPUS MIGUELETE EDIFICIO DE GOBIE SAN MARTIN, BUENOS AIRES, 1650 AR |
2010-05-27 | 214,000 | FOR A SERIES OF SEMINARS "MATERIALITY BETWEEN ART, SCIENCE, AND CULTURE IN THE VICEROYALTIES". | 119,861 | NO | 2/21/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
UNIVERSIDADE DO ESTADO DO RIO DE JANEIRO |
RUA SAO FRANCISCO XAVIER 524 RIO DE JANEIRO, 20550-900 BR |
2012-06-04 | 310,000 | FOR A SERIES OF RESEARCH SEMINARS AND FACULTY AND STUDENT EXCHANGES | 93,199 | NO | 1/30/2013 | 2013-09-10 | PROPERLY EXPENDED |
|
UNIVERSITE DE MONTREAL |
CP 6128 SUCCURSALE CENTRE-VILLE MONTREAL, H3C 3J7 CA |
2011-11-01 | 48,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE INTERNATIONAL CONSORTIUM ON ART HISTORY | 48,000 | NO | 2/26/2013 | 2013-09-10 | PROPERLY EXPENDED AND BALANCE REFUNDED |
|
UNIVERSITE DE MONTREAL |
CP 6128 SUCCURSALE CENTRE-VILLE MONTREAL, H3C 3J7 CA |
2012-04-17 | 16,000 | FOR GRADUATE STUDENTS TO ATTEND THE INTERNATIONAL CONSORTIUM ON ART HISTORY SUMMER RESEARCH | 16,000 | NO | 2/26/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
UNIVERSITY OF CAMBRIDGE |
UNIVERSITY OF CAMBRIDGE CAMBRIDGE, CB2 1TN UK |
2011-05-09 | 224,153 | FOR TRAINING AND TREATMENT RELATED TO FIVE PANEL PAINTINGS. | 97,041 | NO | 6/19/2013 | 2013-09-12 | PROPERLY EXPENDED |
|
THE UNIVERSITY OF EDINBURGH |
20 CHAMBERS STREET EDINBURGH, EH11JZ UK |
2006-04-17 | 440,000 | FOR THE LAUNCH, PILOT ISSUE AND FIRST FIVE YEARS OF PUBLICATION. | 320,967 | NO | 6/12/2013 | 2013-09-11 | PROPERLY EXPENDED |
|
UNIVERSITY OF GLASGOW |
UNIVERSITY OF GLASGOW GLASGOW, G12 8QQ UK |
2010-06-10 | 147,528 | FOR THE ESTABLISHMENT OF AN INT'L RESEARCH NETWORK AT THE NEWLY ESTABLISHED CENTRE FOR TEXTILE CON. | 47,244 | NO | 8/30/2012 | 2013-09-11 | PROPERLY EXPENDED |
|
UNIVERSITY OF SYDNEY |
UNIVERSITY OF SYDNEY SYDNEY, 2006 AS |
2012-01-19 | 100,486 | FOR A SERIES OF PLANNING MEETINGS TO ASSESS THE STATUS OF THE HISTORY OF MODERN AND CONTEMPORARY ART | 100,486 | NO | 5/3/2013 | 2013-09-01 | PROPERLY EXPENDED AND BALANCE REFUNDED |
|
VERLAG C H BECK |
WILHELMSTRASSE 9 MUNICH, 80801 GM |
2006-03-15 | 54,813 | FOR THE PUBLICATION OF JACOB BURCKHARDT'S LECTURES ON THE RENAISSANCE PERIOD. | 54,813 | NO | 7/29/2013 | 2013-09-11 | PROPERLY EXPENDED |
| Identifier | Return Reference | Explanation |
|---|---|---|
| Depreciation Expense | Depreciation and Depletion, Part I, Line 19 | Historical Prior Yr Accum Depreciation Cost Depreciation Expense Land and Improvements $73,506,482 $11,382,288 $1,494,127 Buildings & Leasehold Improv $1,618,358,655 $532,280,237 $41,145,717 Furniture and Equipment $70,910,389 $40,336,551 $4,226,506 Construction in Progress $8,984,144 $0 $0 _________________________________________________________________________ Total: $1,771,759,670 $583,999,075 $46,866,350 |
| Land, Building and Equipment | Part II, Line 14 | COST DEPREC. BOOK VAL. MRKT VAL. LAND AND IMPROVEMENTS $73,506,482 $12,876,415 $60,630,067 $67,195,822 BUILDINGS AND LEASE IMPRV $1,618,358,655 $573,425,954 $1,044,932,701 $1,044,932,701 FURNITURE AND EQUIPMENT $70,910,389 $44,563,056 $26,347,333 $33,315,120 CONSTRUCTION IN PROGRESS $8,984,144 $0 $8,984,144 $8,984,144 _________________________________________________________________________ TOTALS $1,771,759,670 $630,865,425 $1,140,894,245 $1,154,427,787 |
| Sale of business property | ASSET DESCRIPTION: METHOD OF SOLD TO: ACQUISITION: FURNITURE PURCHASE HOME CONSIGNMENT CENTER 28758 THE OLD ROAD VALENCIA, CA 91355 2004 CHRYSLER GEM PURCHASE AAERO SWEET CORPORATION 2926 E MIRALOMA AVE ANAHEIM, CA 92806 2004 CHRYSLER GEM PURCHASE AAERO SWEET CORPORATION 2926 E MIRALOMA AVE ANAHEIM, CA 92806 VEHICLE PURCHASE SCMH INC 13687 TELEGRAPH ROAD WHITTIER, CA 90604 2005 KAWASAKI MULE 3010 PURCHASE KAWASAKI OF SIMI VALLEY 4821 LOS ANGELES AVE SIMI VALLEY, CA 93063 2010 KIA SOUL WHITE PURCHASE AAERO SWEET CORPORATION 2926 E MIRALOMA AVE ANAHEIM, CA 92806 2006 TOYOTA TACOMA 4X4 PURCHASE AAERO SWEET CORPORATION 2926 E MIRALOMA AVE ANAHEIM, CA 92806 CAMERA PART PURCHASE DIGITAL TRANSITIONS 35 WEST 35TH ST, 4TH FLOOR NEW YORK, NY 10001 MULTITOUCH TABLE PURCHASE LOS ANGELES THEATER CENTER 514 SOUTH SPRING STREET LOS ANGELES, CA 90013 CAMERA PURCHASE DIGITAL TRANSITIONS 35 WEST 35TH ST,4TH FLOOR NEW YORK, NY 10001 COMPUTERS PURCHASE EMPLOYEES (NON-DISQ PERSONS) 1200 GETTY CENTER DRIVE SUITE 401 LOS ANGELES, CA 90049 PRINTERS PURCHASE MARKET VELOCITY (HP TRADE-IN & SAVE PROGRAM) 1305 MALL OF GEORGIA BLVD SUITE 190 BUFORD, CA 30519 COMPUTERS PURCHASE COMPUTER PRODUCTS CORP 2106 FLORENCE AVENUE CINCINNATI, OH 45206 | |
| EXPENDITURE RESPONSIBILITY GRANTS | PART VII-B, QUESTION 5(C) | IN ACCORDANCE WITH IRS REGULATION 53.4945-5(D)(2), THE FOLLOWING INFORMATION IS PROVIDED REGARDING GRANTS MADE OR OUTSTANDING DURING THE YEAR TO ORGANIZATIONS NOT QUALIFYING UNDER IRC 509(A)(1), 509(A)(2), 509(A)(3) OR 4940(D)(2). FOR EACH EXPENDITURE RESPONSIBILITY GRANT, THE (1) NAME AND ADDRESS OF THE GRANTEE, (2) DATE AND AMOUNT OF THE GRANT, (3) PURPOSE OF THE GRANT, (4) AMOUNTS EXPENDED BY THE GRANTEE (BASED ON THE MOST RECENT REPORT RECEIVED FROM THE GRANTEE), (5) DATES OF ANY REPORTS RECEIVED FROM THE GRANTEE, (6) DATE AND RESULTS OF ANY VERIFICATION OF THE GRANTEE'S REPORTS UNDERTAKEN BY OR AT THE DIRECTION OF THE J. PAUL GETTY TRUST AND (7) WHETHER, TO THE KNOWLEDGE OF THE J. PAUL GETTY TRUST, IF THE GRANTEE HAS DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT. NOTE, TO THE BEST OF OUR KNOWLEDGE AND BELIEF, THERE WERE NO DIVERSIONS OF GRANT FUNDS BY ANY GRANTEE for ANY USE NOT IN FURTHERANCE OF A PURPOSE SPECIFIED IN THE GRANT. ALSO NOTE THAT FOR GRANTS APPROVED OR PAID IN THE CURRENT TAX YEAR, INFORMATION REGARDING THE AMOUNTS EXPENDED BY THE GRANTEE AND THE DATES OF ANY REPORTS RECEIVED FROM THE GRANTEE IS NOT AVAILABLE AT THE TIME OF THE FILING OF THIS RETURN. SEE ATTACHMENT 20 FOR FURTHER DETAILS. |
| Part IX-A Line 1 | Summary of Direct Charitable Activities | Line 1 - THE J. PAUL GETTY MUSEUM AT THE GETTY CENTER 1,295,776 PEOPLE VISITED THE MUSEUM AT THE GETTY CENTER FREE OF CHARGE DURING FY13. IN ADDITION TO PRESENTING WORKS OF ART FROM THE PERMANENT COLLECTION AND 19 TEMPORARY EXHIBITIONS, THE MUSEUM PROVIDED A WIDE VARIETY OF FREE INTERPRETIVE MATERIALS, PROGRAMS, AND SERVICES ON A DAILY BASIS. THESE INCLUDED GALLERY, ARCHITECTURE, AND GARDEN TOURS; INTERACTIVE AND EDUCATIONAL SPACES INCLUDING THE FAMILY ROOM, AND THE SKETCHING GALLERY; AN ORIENTATION FILM; AND A VARIETY OF PRINTED MATERIALS INCLUDING MAPS AND VISITOR'S GUIDES. IN ADDITION TO THE ACTIVITIES LISTED ABOVE, WHICH ARE AVAILABLE TO ALL VISITORS ON A DAILY BASIS, THE GETTY MUSEUM PROVIDED A VARIETY OF OTHER ACTIVITIES AND SERVICES AT THE GETTY CENTER. THEY INCLUDED: . GETTY GETAWAY DAYS, FAMILY ART LAB, FAMILY DRAWING HOUR, ART ADVENTURES ARE FREE PROGRAMS AND MATERIALS, SOME OF WHICH ARE OFFERED IN SPANISH, WHICH SERVE FAMILIES WITH CHILDREN. . THE SCHOOL PROGRAM SERVED APPROXIMATELY 92,461 STUDENTS AND TEACHERS DURING FY13. WE SPENT $385,221 ON BUS TRANSPORTATION FOR TITLE 1 SCHOOLS. . THE TEACHER PROFESSIONAL DEVELOPMENT PROGRAMS SERVED LOCAL EDUCATORS TO HELP THEM INTEGRATE ART EDUCATION INTO THEIR ACTIVITIES. . THE GETTY MUSEUM PROVIDED, FREE OF CHARGE, LECTURES, SEMINARS, ARTIST-AT-WORK DEMONSTRATIONS, DRAWING-BASED PROGRAMS. IN ADDITION, THE SKETCHING GALLERY, AN ACTIVE LEARNING SPACE DESIGNED FOR ADULT VISITORS TO VIEW ART AND TO COPY FROM ORIGINAL PAINTINGS AND CASTS OF SCULPTURE, SERVED A TOTAL OF OVER 114,133 VISITORS IN FY13. 13,390 ATTENDEES FROM COMMUNITY GROUPS (NON-PROFIT ORGANIZATIONS) TOOK ADVANTAGE OF OUR SELF-GUIDED TOURS AND EDUCATION RESOURCES. . THE MUSEUM HOSTED 2 LARGE-SCALE FREE FAMILY FESTIVALS (attendance:12,812), WHICH FEATURED ART-MAKING ACTIVITIES, GALLERY ACTIVITIES, STORYTELLING, AND A VARIETY OF COMMUNITY-BASED MUSIC, DANCE, AND THEATER PERFORMANCES RELATED TO CURRENT EXHIBITIONS. . THERE WERE 32 FREE PERFORMING ARTS PROGRAMS (attendance:43,850), INCLUDING THE SERIES FRIDAY NIGHT FLIGHTS, SATURDAY NIGHTS AT THE GETTY, SATURDAYS OFF THE 405, GARDEN CONCERTS FOR KIDS, SOUNDS OF LA,AND FILM/VIDEO PROGRAMS, IN ADDITION TO LARGE-SCALE SPECIAL PROJECTS SUCH AS TRISHA BROWN DANCE COMPANY'S ROOF PIECE AND FRAMING LA. THE J. PAUL GETTY MUSEUM AT THE GETTY VILLA 381,864 PEOPLE VISITED THE MUSEUM AT THE GETTY VILLA FREE OF CHARGE DURING FY13. IN ADDITION TO PRESENTING WORKS OF ART FROM THE PERMANENT COLLECTION AND 5 TEMPORARY EXHIBITIONS, THE MUSEUM PROVIDED A WIDE VARIETY OF FREE INTERPRETIVE MATERIALS, PROGRAMS, AND SERVICES ON A DAILY BASIS. THESE INCLUDED GALLERY, ARCHITECTURE AND GARDEN, AND ORIENTATION TOURS; INTERACTIVE AND EDUCATIONAL SPACES INCLUDING THE TIMESCAPE ROOM, THE FAMILY FORUM, THE GETTYGUIDE ROOM, AND A READING ROOM; AN ORIENTATION FILM; AND A VARIETY OF PRINTED MATERIALS INCLUDING MAPS AND VISITOR GUIDES. IN ADDITION TO THE ACTIVITIES LISTED ABOVE, WHICH ARE AVAILABLE TO ALL VISITORS ON A DAILY BASIS, THE GETTY MUSEUM PROVIDED A VARIETY OF OTHER ACTIVITIES AND SERVICES AT THE GETTY VILLA. THEY INCLUDED: . ART ODYSSEY, ARTQUEST TOURS, ART DETECTIVE CARDS AND FAMILY GUIDES ARE FREE PROGRAMS AND MATERIALS, SOME OF WHICH ARE OFFERED IN SPANISH, WHICH SERVED FAMILIES WITH CHILDREN. . THE VILLA SCHOOL PROGRAM SERVED APPROXIMATELY 43,057 STUDENTS AND TEACHERS. WE SPENT $155,930 ON BUS TRANSPORTATION FOR TITLE 1 SCHOOLS. . TEACHER PROFESSIONAL DEVELOPMENT PROGRAMS SERVED LOCAL EDUCATORS AND COMMUNITY ORGANIZATIONS TO HELP THEM INTEGRATE ART EDUCATION INTO THEIR ACTIVITIES. THE VILLA PROVIDED GALLERY TOURS TO 248 ATTENDEES FROM COMMUNITY GROUPS (NON-PROFIT ORGANIZATIONS) . THE VILLA THEATER EDUCATION PROGRAMS HOSTED STUDENTS AND FACULTY TO THEATER PRODUCTIONS AT THE VILLA AND ARRANGED FOR TALKS WITH THEATER PRODUCTION STAFF AFTER THESE EDUCATION MATINEES AT THE OUTDOOR THEATER PRODUCTIONS AND THEATER LAB PRODUCTIONS. . VILLA VISITORS ALSO ATTENDED DROP-IN GALLERY TOURS, INCLUDING COLLECTION HIGHLIGHTS TOURS, SPOTLIGHT TALKS, POINT-OF-VIEW TALKS, FOCUS TOURS, SPECIAL EXHIBITION TOURS, AND CURATOR- AND CONSERVATOR-LED GALLERY TALKS. . THE MUSEUM HOSTED 1 FREE FAMILY FESTIVAL (attendance: 1,233), WHICH FEATURED ART-MAKING ACTIVITIES, GALLERY ACTIVITIES, STORYTELLING, AND A VARIETY OF MUSIC, DANCE AND THEATER PERFORMANCES RELATED TO THE LAST DAYS OF POMPEII EXHIBITION AT THE VILLA. . THERE WERE 13 FREE PERFORMING ARTS PROGRAMS (attendance: 2,283) THAT INCLUDED SPECIAL PERFORMANCES OF THE OUTDOOR THEATER PRODUCTION PROMETHEUS BOUND FOR COLLEGE AND HIGH SCHOOL STUDENTS AND PLAYREADINGS. |
| Part IX-A Line 2 | Summary of Direct Charitable Activities | Line 2 - The Getty Research Institute The Getty Research Institute (GRI) anchors the Getty's research mission and its goal of advancing scholarship in the fields of art and art history. It exists to bring together all the resources and activities required to advance understanding of the visual arts taken in their widest possible significance. The Research Library and the Getty Research Institute provide valuable support for scholars through a residential scholars program and extensive research collections, which include manuscripts, archives, photographs, artists' books, architectural models, two million study photographs, and 1,056,842 volumes of printed books, periodicals, auction catalogues, and 54,566 volumes in electronic format. There are 30,658 items of materials in various other media (sound recordings, maps, films, microforms, etc.). The grand total of volumes in the both General and Special Collections is 1,142,066. Access to the collections and to scholarship conducted at the Research Institute is made available at the local, national, and international levels through active publications and exhibitions programs, online databases, and a wide range of public programming that includes lectures, performances, and symposia. The Research Library: The Research Library service desks and the Special Collections Reading Room were open to serve outside patrons for approximately 38 hours per week. As of June 30, a total of 9,100 readers were registered to use the library. The Research Library recorded 8,615 visits by outside patrons to the collections. Over 500 Extended Readers were provided access to the library for an additional 46 hours per week. Research Library staff answered 14,919 reference requests made by outside patrons. The Research Library circulated 36,918 items to outside patrons. The Research Library received 10,077 Interlibrary Loan Requests from other libraries and academic institutions. The Research Library loaned 400 original items for public exhibition to outside institutions, including the exhibitions When Attitudes Become Form: Bern 1969/Venice 2013 at Fondazione Prada, Milan; Contested Visions in the Spanish Colonial World at the Museo Nacional de Historia, Mexico City; A New Sculpturalism: Contemporary Architecture from Southern California, MOCA, Geffen Contemporary; Drawing Surrealism, 1915-1945 and Hans Richter: Encounters at LACMA. The Research Library staff hosted meetings and provided mentoring, training, workshops, participated in symposiums, panel discussions, and lectures and classes for non-profit cultural and professional organizations, colleges, universities and other institutions. Research Databases: Since April 1, 2011, the Getty has provided access to the Bibliography of the History of Art (BHA) and to the Rpertoire de la litterature de l'art (RILA) for no charge on its Web site at http://library.getty.edu/bha. The databases, searchable together, cover material published between 1975 and 2007, and average approximately 1,990 online searches per day. The recently launched Getty Research Portal is an online search platform providing global access to digitized art history texts in the public domain. As of June 30, 2013 the Portal was used by 27,493 users who performed 202,742 searches. The Project for the Study of Collecting and Provenance (PSCP), which includes the Getty Provenance Index Databases, pursued two major collaborative research projects: "German Sales 1930-45" with the Kunstbibliothek Berlin and the Universittsbibliothek Heidelberg; "British Sales 1780-1800" with the National Gallery London. Both databases are now online for public view. The Provenance Index Databases-with transcriptions of inventories, auction catalogs, stock books, and other relevant documents-offer a rich resource for scholars around the world interested in the study of collecting and provenance. The Getty Vocabulary Program provided online resources; education and outreach activities; mentoring and training, including Webinars, telephone and e-mail consultations, workshops and presentations, and on-site meetings and demonstrations, to Web users as well as staff from numerous non-profit cultural organizations during fiscal year 2013. The four Getty vocabulary databases (Art & Architecture Thesaurus, Union List of Artist Names, Getty Thesaurus of Geographic Names, Cultural Objects Name Authority) continued to be available on the World Wide Web free of charge. Average usage for all four of these searchable vocabularies for FY 2013 was approximately 240,000 searches per month, with users from all fifty United States and many foreign countries; the preponderance of usage of the Getty vocabularies on the Web is from ".edu" and ".org" institutions. The publications of the Vocabulary Program, including Introduction to Controlled Vocabularies, Categories for the Description of Works of Art, editorial manuals, training modules, cataloguing examples, and sample data for downloading and testing, continued to be available free of charge on the GRI's Web site. These resources are accessed by library, museum, archival professionals, students, and other users in the U.S. and internationally. Digital Collections: The Research Institute increased its production of digitization of books, photographs, works on paper, and other special collection material. The images, totaling over 87,000 individual images from the special collections and 3,200,000 pages from the library's book collections, are available to the public free-of-charge over the Internet via the Getty's website as well as other digital repositories such as the Internet Archive (http://archive.org) and the ARTstor Digital Library (http://www.artstor.org). Residential Scholars Program and Grants: During the 2012/2013 scholar year, the theme at the Getty Research Institute and Getty Villa was Color. Getty Scholars and Getty Fellows began their residencies in September. Throughout the course of the scholar year Visiting Scholars arrived and worked at the Research Institute and Villa for periods of three to six months. Participants pursued their individual projects, conversed in the weekly scholar presentation, attended lectures and other events, took part in workshops, and informally shared their ideas with staff and with one another. During Fiscal Year 2013 the Research Institute awarded a total of 69 grants, including (36) grants to Scholar and Fellow participants in the scholar year, (25) Library Research Grants, and (8) Graduate Interns. Research Projects: In Fiscal Year 2013, the Research Institute's research agenda comprised twenty-three staff led collaborative research projects, which produced a wide variety of public and educational programs, mounted two project related exhibitions, and produced three book length publications. Program exhibition and publication details can be found in the list below. In addition the GRI hosted eleven visits by "project researchers -scholars who come to the GRI to work with staff and special collections on topics related to the GRI's research agenda. Programming Lectures and Conversations: Diving Order: Collecting and Classifying the Aztec Gods, Lecture by Molly Bassett (July 30, 2012) Arthur Schnitzler and Vienna 1900, Performance and Discussion (September 9, 2012) Writing the Art Histories of Brazil, Panel and Discussion (October 3, 2012) Wulf Herzogenrath and Michael Govan on James Turrell (December 3, 2012) World Map, Lecture by Suzanne Preston Blier (December 13, 2012) A New Friendship Between Art and Anthropology: Surrealism in Mexico Lecture by Dawn Ades (January 31, 2013) An Afternoon at the Getty Research Institute with Black Clock, Poetry Reading and Lecture, Collaboration between the Getty Research Institute and the Young Literati of the Library Foundation of Los Angeles (February 10, 2013) Digital_Humanities, Panel and Discussion with Joanna Drucker (March 25, 2013) ARACHNE Database: A New Tool for Art History, Lecture by Pascal-Francois Bertrand and Stephanie Trouve (March 26, 2013) Richard Tuttle in Special Collections (April 10, 2013) Art, Action and Accident in Joshua Reynolds 'Nice Chemistry', Lecture by Matthew Hunter (April 26, 2013) Maritime Migrations: Christmas Island and the Architecture of Detention, Lecture by Jennifer Ferng (May 7, 2013) Why LA, An Evening with Hitoshi Abe, Neil Denari, Craig Hodgetts and Peter Noever, Conversation (May 30, 2013) The Art of Wealth: The Huntington in the Gilded Age, Lecture by Shelly Bennett (June 6, 2013) What the Critic Sees: Ada Louise Huxtable and Her Legacy, Lecture by Christopher Hawthorne (June 25, 2013) Conferences and Symposia: The Artifact, its Context and Their Narrative, ICOM and ICOM-CC Joint Conference in Collaboration with the Getty Research Institute and the Getty Conservation Institute (November 6-9, 2012) 41st Annual Art Libraries Association of North America (ARLIS/NA), Conference with Co-collaborators the Getty Research Institute and the Getty Foundation (April 25, 2013) Objects in Motion in the Early Modern World, Conference (May 10 & 11, 2013) Urban Ambition: Assessing the Evolution of L.A, Symposium (May 30 & 31, 2013) Color, Scholar Year Theme Conference (June 4-5, 2013) London and the Emergence of a European Art Market, Symposium (June 21-22, 2013) Workshops and Seminars: Intellectual Networks in Latin America, Workshop (July 30-August 3, 2012) Summer Research Academy: Encounters in World Art History, Seminar (August 13-September 2, 2012) Writing the Art Histories of Brazil, Workshop (October 1-5, 2012) The International 18th Century, Workshop (October 23-24, 2012) Panel Painting Workshop (October 31, 2012) Critic and Curator, Lawrence Alloway, Workshop (November 16-17, 2012) International Terminology Working Group, Workshop (January 7-10, 2013) Printmaking in the Age of Louis XIV, Workshop (January 14-18, 2013) Photo Study Collections, Workshop (February 1, 2013) Dancing with the Devil: The Rolling Stones in Cinema, Lecture by David in conjunction with the ongoing seminar series between the Getty Research Institute and USC School of Cinematic Arts (February 20, 2013) Los Angeles Institute for Humanities and Overdrive: LA Constructs the Future 1940-1990, Luncheon and Seminar (March 1, 2013) Digital Art History, Workshop (March 5-7, 2013) Photography's Past Futures, Workshop (May 8, 2013) To Dye the World: Interdisciplinary Approaches to Color, Consortium Seminar-Inspired Workshop (March 9, 2013) Indian Buddhist Art, Workshop/Roundtable (April 3-5, 2013) Tours and Receptions: Arthur Schnitzler and Vienna 1900, Reception in conjunction with the Getty Research Institute Council (September 9, 2012) Council and Press Exhibition Preview and Reception, Farewell to Surrealism-the Dyn Circle in Mexico, Tour and Reception (October 1, 2012) Graduate Student and Faculty Reception to the Getty Research Institute Library, Tour and Reception (October 30, 2012) Graduate Student and Faculty Reception to the Getty Research Institute Library, Tour and Reception (November 14, 2012) Council and Press Preview-Overdrive: LA Constructs the Future 1940-1990, Preview and Tour (April 8, 2013) Film Screenings: Smog, Film Screening (June 13, 2013) Publications: The Publications Program published the following books: Discourse on Sacred and Profane Images Gabriele Paleotti Introduction by Paolo Prodi Translation by William McCuaig Surrealism in Latin America: Vivsimo Muerto Edited by Dawn Ades, Rita Eder, and Graciela Speranza Farewell to Surrealism: The Dyn Circle in Mexico Annette Leddy and Donna Conwell Introduction by Dawn Ades Provenance: An Alternate History of Art Edited by Gail Feigenbaum and Inge Reist Getty Research Journal, No. 5 Edited by Thomas W. Gaehtgens and Lucy Bradnock Overdrive: L.A. Constructs the Future, 1940-1990 Edited by Wim de Wit and Christopher James Alexander Las Vegas in the Rearview Mirror: The City in Theory, Photography, and Film Martino Stierli Translation by Elizabeth Tucker Exhibitions: The following exhibitions were produced by the Getty Research Institute's Exhibition program, and presented in the Getty Research Institute's gallery: The Getty Research Institute: Recent Print Acquisitions April 7-September 2, 2012 31,254 visitors Farewell to Surrealism: The Dyn Circle in Mexico (October 2, 2012-April 14, 2013) 30,456 visitors as of 1/31/13 |
| Part IX-A Line 3 | Summary of Direct Charitable Activities | Line 3 - The Getty Conservation Institute The Getty Conservation Institute (GCI) serves the conservation community through scientific research, education and training, model field projects, and the dissemination of the results of both its own work and the work of others in the field. The GCI focuses on the creation and delivery of knowledge that will benefit the professionals and organizations responsible for the conservation of the world's cultural heritage. Examples of the GCI's activities in North and Central America, Africa, Europe, and the Middle East are included below. In July 2012, the Getty Conservation Institute organized the workshop Cleaning of Acrylic Painted Surfaces (CAPS). This was the third CAPS workshop and aimed to introduce new cleaning products and systems for acrylic painted surfaces to the workshop's eighteen international participants. The Conservation Institute made available to educators didactic resources on earthen architecture conservation. These materials include a set of teaching guidelines originally developed by the GCI and its partners for the Pan-American courses on the Conservation and Management of Earthen Architectural and Archaeological Heritage. In October 2012, the GCI welcomed an international group of eighteen scientists and conservators to the Getty Center for a five-day workshop, "Recent Advances in Characterizing Asian Lacquers." The workshop explored new procedures for uncovering detailed information about lacquered objects, including providing tools and techniques for precise sampling of lacquers. This is the first in a series of workshops to be held at venues in the United States, Europe and Asia. Partnering with the City of Los Angeles, the Getty Conservation Institute conserved Amrica Tropical, the only U.S. public mural by famed Mexican artist David Alfaro Siqueiros still in its original location. The mural is once again accessible to the public and now features a mural viewing platform and an interpretive center which opened on L.A.'s historic Olvera Street on October 9, 2012, eighty years after Amrica Tropical was first unveiled. The Conservation Institute hosted a free symposium, "The Siqueiros Legacy: Challenges of Conserving the Artist's Monumental Murals" at the Getty Center on October 16 & 17, 2012. The symposium featured international speakers presenting different aspects of conservation, transportation, installation, and presentation associated with some of Siqueiros's most important murals in Mexico, Argentina, Chile, and Southern California. On November 15, 2012, the Conservation Institute hosted "Continuity and Change: Approaches to Conserving Modern Architecture Internationally." This event was free to the public and focused on the restoration and adaptive reuse of the iconic Modern Movement building ensemble, the Van Nelle Factory in Rotterdam. Guest speakers and architects addressed how conservation approaches can promote sound conservative decisions and practice for managing change in works of modern and postwar architecture. In November 2012, the Getty Conservation Institute and partners organized the second workshop of the preservation of photographic collections offered by the Middle East Photograph Preservation Initiative (MEPPI). The workshop included lectures and activities to present an overview of the current state of photographic preservation including: best practices of storage and display, emergency preparedness and prioritization for preservation, best practices of digitization, and methods of raising public awareness. The GCI YouTube channel made available over 90 videos on a variety of GCI activities including: GCI projects, lectures, symposia and conferences for conservation professionals around the world. To date, GCI videos have received over 25,000 views from around the world. In January 2013, The Conservation Institute organized with the Paintings Conservation Departments of the J. Paul Getty Museum an experts' meeting of conservators to discuss the ongoing study and treatment of Jackson Pollock's Mural (1943). Fifteen conservators from North America and Europe met to discuss structural conservation issues that will guide the work of the Getty team who will be treating the painting. As part of our long-standing collaboration with UCLA, the Conservation Institute co-hosted the Association of North American Graduate Programs in Conservation's (ANAGPIC) annual conference. Taking place at the Getty Center, Getty Villa and UCLA, this three-day event hosted over 150 graduate students in the field of conservation and included lectures, talks, and tours relating to the field of research and conservation. In April 2013, as part of the GCI's MOSAIKON Initiative, the GCI offered a training course in El Jem, Tunisia to twelve participants from North African countries including: Morocco, Algeria, Tunisia and Libya. This six-week session was a part of a two-year course to train conservation technicians with a focus on the documentation of mosaics. The course covered topic including introduction to mosaics and their conservation, as well as intensive training in graphic documentation and recording. The GCI hosted two colleagues from the State Administration of Cultural Heritage (SACH). During their three month stay at the GCI, they undertook research relevant to the ongoing revision of the China Principles, investigating issues surrounding presentation and interpretation of heritage sites. The GCI hosted a symposium, "Minding the Gap: The Role of Historic Architecture in an Urban Environment", on May 21, 2013. This symposium was free to the public and explored the role of contemporary architecture in the historic urban environment. Five international architects and urban planners presented their own work, illustrating a range of approaches to this challenge. The symposium will conclude with an evening panel discussion moderated by architectural critic Paul Goldberger. The Getty Conservation Institute's Science department lead 33 tours of our facilities to conservation professionals or groups, local colleges and universities (including the CalTech, UC Irvine AMS Laboratory, Harvey Mudd College, USC's Architecture and Heritage Preservation Programs and Pasadena City College), local high school groups, and other professional organizations, including the American Chemical Society and the Aerospace corporation. The GCI hosted five conservation guest scholars who conducted their own research on topics ranging from investigating new methods and processes in the salvage of heritage collections in earthquake zones to examining the inspiration of the architect of the Glasgow School of Art. In June, the GCI and its partner, World Monuments Fund (WMF), hosted an open-source community workshop in England in connection with Arches, a GCI-WMF developed system designed to help inventory and manage cultural heritage. Twenty heritage professionals from government agencies and academic institutions in Britain and Europe worked with the project team to provide feedback in advance of release of version 1.0 of the system, planned for September 2013. The GCI hosted a postdoctoral fellow in the Science department working with the GCI's Museum Lighting group studying the activation spectra and reciprocity of selected colorants and assisting with research being carried out on LED lighting, microfading research, and other topics focused on preventive conservation. Two issues of Conservation Perspectives, The GCI Newsletter were distributed free of charge around the world to over 8,000 international professionals in conservation and related fields and members of the public concerned about conservation. The GCI Bulletin, a free bimonthly e-bulletin providing up-to-date information on the activities of the Getty Conservation Institute, was distributed free of charge to professional colleagues around the world. The GCI's comprehensive database of abstracts and key resource for the conservation field, AATA Online added over 3,600 new abstracts related to preservation and conservation of materials cultural heritage. Additionally, nearly 9,000 citations were incorporated to a search interface to the GCI Project Bibliographies, enhancing and improving browsing and search features. In addition to hundreds of online publications, seven additional GCI publications were made available free of charge on the Getty Web site during this time period: Between Two Earthquakes: The Management of Cultural Property in Seismic Zones - English version, Conserving Twentieth-Century Built Heritage, A Bibliography, Monitoring Gaseous Pollutants in Museum Environments, David Alfaro Siqueiros: Murals in Los Angeles, Damage Assessment of Historic Earthen Buildings After the August 15, 2007 Pisco, Peru Earthquake, Effects of Light on Materials in Collections, The Atlas of Analytical Signatures of Photographic Processes |
| Part IX-A Line 4 | Summary of Direct Charitable Activities | Line 4 - The Getty Foundation The Getty Foundation fulfills the philanthropic mission of the J. Paul Getty Trust by supporting individuals and institutions committed to advancing the understanding and preservation of the visual arts locally and throughout the world. Through strategic grants and programs, the Foundation strengthens art history as a global discipline, promotes the interdisciplinary practice of conservation, increases access to museum and archival collections, and develops current and future leaders in the visual arts. The Foundation carries out its work in collaboration with the J. Paul Getty Museum, the Getty Research Institute, and the Getty Conservation Institute to ensure that the Getty programs achieve maximum impact. Current Initiatives and Priorities Connecting Art Histories seeks to strengthen art history as a global discipline by supporting opportunities for sustained intellectual exchange across national and regional borders. Mosaikon, organized in collaboration with the Getty Conservation Institute, the International Center for the Study and the Preservation and Restoration of Cultural Property, and the International Committee for the Conservation of Mosaics, aims to improve regional capacity in North Africa and the Middle East for better conservation, maintenance, and preservation of mosaics in museums and in situ. Online Scholarly Catalogue Initiative, a joint effort by the Getty Foundation and the J. Paul Getty Museum, brings together eight museums to collaborate on developing innovative publishing models for scholarly collection catalogues in an online environment. Pacific Standard Time: L.A./L.A., in collaboration with The Getty Research Institute, encompasses exhibitions that explore the artistic connections between Los Angeles and Latin America, the relationships between Latin America and the rest of the world, the history of exchange among Latin American countries, and the Latin American diaspora. Pacific Standard Time Presents: Modern Architecture in L.A., presents a wide-ranging look at the region's modern architectural heritage and the significant contributions of L.A. architects to national and global developments in architecture. Panel Paintings Initiative, an initiative of the Getty Foundation, the Getty Conservation Institute, and the J. Paul Getty Museum, allows current experts to train the next generation of panel paintings conservators, and provides improved access to the accumulated knowledge of the field. The Getty Foundation also supports professional development opportunities for individuals at various stages in their careers. The Multicultural Undergraduate Internship Program introduces students with diverse backgrounds to careers in the visual arts through paid internships at Los Angeles-area museums and visual arts organizations, and the Getty Graduate Internship Program supports students who wish to pursue careers in the visual arts with training and work experience at the Getty. Travel grants allow professional service organizations in the arts to bring international delegates from developing countries to their meetings. Support for the USC Annenberg/Getty Arts Journalism Program is designed to improve the reach and quality of arts coverage and related policy issues through short-term fellowships for mid-career working journalists. Additionally the Getty Leadership Institute at Claremont Graduate University, now a grantee of the Foundation, continues to offer its flagship program, Museum Leadership Institute, which is designed to enhance the leadership abilities of experienced museum executives and to strengthen their institutions. |
| Part VIII | Compensation of five highest-paid employees - Attachment 22 | Deborah Marrow's compensation reported on Attachment 22, $371,692, consists of $433,324 compensation and $(61,632) contributions to employee benefit plans. The negative amount for contributions to employee benefit plans is due to a decrease in the actuarial amount of Ms. Marrow's defined benefit pension plan. Due to IRS e-file limitations, this negative amount has been netted with compensation on Attachment 22. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALLSCRIPTS HEALTHCARE SO | 73,641 | 73,641 |
| ALLY FINANCIAL INC | 1,055,496 | 1,055,496 |
| AMTRUST FINANCIAL SERVIC | 139,750 | 139,750 |
| ANZ NEW ZEALAND INTL/LDN | 1,604,256 | 1,604,256 |
| APPALACHIAN POWER CO | 2,100,693 | 2,100,693 |
| ATLANTIC MARINE CORP COM | 546,291 | 546,291 |
| AURICO GOLD INC | 612,625 | 612,625 |
| AUXILIUM PHARMACEUTICALS | 96,438 | 96,438 |
| BANCO SANTANDER BRAS CI | 101,000 | 101,000 |
| BANK OF MONTREAL | 104,130 | 104,130 |
| BARCLAYS BANK PLC | 779,584 | 779,584 |
| BIOMED REALTY LP | 695,750 | 695,750 |
| BROADSOFT INC | 51,062 | 51,062 |
| CADENCE DESIGN SYS INC | 1,418,025 | 1,418,025 |
| CALLAWAY GOLF CO | 748,370 | 748,370 |
| CBIZ INC | 276,720 | 276,720 |
| CIENA CORP | 437,938 | 437,938 |
| CONVERGYS CORP | 884,956 | 884,956 |
| CSG GUERNSEY I LTD | 787,613 | 787,613 |
| CSG SYSTEMS INTL INC | 348,445 | 348,445 |
| CSN RESOURCES SA | 194,750 | 194,750 |
| CUBIST PHARMACEUTICALS | 1,007,331 | 1,007,331 |
| DAIMLER FINANCE NA LLC | 2,401,148 | 2,401,148 |
| DEALERTRACK TECHNOLOGIES | 519,750 | 519,750 |
| DEUTSCHE TELEKOM INT FIN | 2,178,128 | 2,178,128 |
| DFC GLOBAL CORP | 309,000 | 309,000 |
| DISH DBS CORP | 312,750 | 312,750 |
| DST SYSTEMS INC | 311,204 | 311,204 |
| ENDO HEALTH SOLUTIONS IN | 434,486 | 434,486 |
| ENTERGY CORP | 310,815 | 310,815 |
| GENERAL CABLE CORP | 744,188 | 744,188 |
| GENERAL ELEC CAP CORP | 902,797 | 902,797 |
| GILEAD SCIENCES INC | 961,830 | 961,830 |
| HEALTH CARE REIT INC | 65,573 | 65,573 |
| INTEGRA LIFESCIENCES HLD | 342,125 | 342,125 |
| INTERDIGITAL INC | 134,141 | 134,141 |
| INTEROIL CORP | 72,047 | 72,047 |
| ITAU UNIBANCO HLDG SA/KY | 859,500 | 859,500 |
| JAGUAR MINING INC | 34,875 | 34,875 |
| JPMORGAN CHASE + CO | 35,173 | 35,173 |
| KAMAN CORP | 236,626 | 236,626 |
| LEASEPLAN CORPORATION NV | 401,280 | 401,280 |
| LIBERTY INTERACTIVE LLC | 970,750 | 970,750 |
| MAJAPAHIT HOLDING BV | 110,750 | 110,750 |
| MEDICINES COMPANY | 62,875 | 62,875 |
| MERRILL LYNCH + CO | 338,748 | 338,748 |
| MICRON TECHNOLOGY INC | 1,198,125 | 1,198,125 |
| MOLINA HEALTHCARE INC | 437,752 | 437,752 |
| NETSUITE INC | 76,313 | 76,313 |
| NOVELLUS SYSTEMS INC | 458,049 | 458,049 |
| PETROBRAS INTL FIN CO | 322,857 | 322,857 |
| PRINCIPAL LIFE INC FDG | 325,518 | 325,518 |
| RAS LAFFAN LNG II | 202,718 | 202,718 |
| REGENERON PHARMACEUTICAL | 669,845 | 669,845 |
| REGIS CORP | 699,000 | 699,000 |
| ROYAL GOLD INC | 158,485 | 158,485 |
| RTI INTERNATIONAL METALS | 423,563 | 423,563 |
| SALESFORCE.COM INC | 880,489 | 880,489 |
| SALIX PHARMACEUTICALS LT | 119,313 | 119,313 |
| SANDISK CORP | 933,191 | 933,191 |
| SANTANDER ISSUANCES | 769,384 | 769,384 |
| SHUTTERFLY INC | 192,610 | 192,610 |
| SLH OPEN POSITION NET ASSET | 18,691 | 18,691 |
| SLM CORP | 1,887,000 | 1,887,000 |
| STEWART ENTERPRISES | 129,000 | 129,000 |
| STILLWATER MINING COMPAN | 205,126 | 205,126 |
| TELEFLEX INC | 810,378 | 810,378 |
| THERAVANCE INC | 346,781 | 346,781 |
| TIBCO SOFTWARE INC | 631,722 | 631,722 |
| TRW AUTOMOTIVE INC | 398,235 | 398,235 |
| UNITED AIRLINES INC | 205,500 | 205,500 |
| UNITED TECHNOLOGIES CORP | 1,001,080 | 1,001,080 |
| UNITED THERAPEUTICS CORP | 470,236 | 470,236 |
| VERISIGN INC | 949,644 | 949,644 |
| VERIZON COMMUNICATIONS | 300,885 | 300,885 |
| VOLCANO CORP | 532,626 | 532,626 |
| WACHOVIA CAP TRUST III | 1,273,786 | 1,273,786 |
| WORKDAY INC | 660,750 | 660,750 |
| WRIGHT MEDICAL GROUP INC | 242,126 | 242,126 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABB LTD REG | 319,459 | 319,459 |
| ACHILLION PHARMACEUTICALS | 305,932 | 305,932 |
| ADANI ENTERPRISES LTD | 152,995 | 152,995 |
| ADVANCED INFO SERVICE FOR RG | 206,397 | 206,397 |
| AIA GROUP LTD | 2,649,566 | 2,649,566 |
| AJINOMOTO CO INC | 850,133 | 850,133 |
| ALKERMES PLC | 891,088 | 891,088 |
| ALLIANCE DATA SYSTEMS CORP | 1,408,904 | 1,408,904 |
| ALTEVA | 500,491 | 500,491 |
| AMERICA S CAR MART INC | 86,480 | 86,480 |
| AMERICAN WOODMARK CORP | 255,665 | 255,665 |
| ANGLOGOLD ASHANTI HLDGS | 20,302 | 20,302 |
| APACHE CORP | 142,137 | 142,137 |
| ARCELORMITTAL | 224,041 | 224,041 |
| ARCOS DORADOS HOLDINGS INC A | 838,157 | 838,157 |
| ARCTIC CAT INC | 481,286 | 481,286 |
| ARTHROCARE CORP | 344,609 | 344,609 |
| ASML HOLDING NV | 3,053,851 | 3,053,851 |
| ASML HOLDING NV NY REG SHS | 608,279 | 608,279 |
| ASOS PLC | 220,862 | 220,862 |
| ASSA ABLOY AB B | 1,922,101 | 1,922,101 |
| ASSICURAZIONI GENERALI | 834,489 | 834,489 |
| AUTODESK INC | 599,586 | 599,586 |
| AVAGO TECHNOLOGIES LTD | 505,004 | 505,004 |
| B/E AEROSPACE INC | 736,144 | 736,144 |
| BANCO BRADESCO ADR | 1,082,926 | 1,082,926 |
| BANGKOK BANK PUBLIC CO NVDR | 361,760 | 361,760 |
| BANK MANDIRI PERSERO TBK PT | 369,821 | 369,821 |
| BANK OF CHINA LTD H | 1,160,487 | 1,160,487 |
| BANK RAKYAT INDONESIA PERSER | 208,489 | 208,489 |
| BAOXIN AUTO GROUP LTD | 108,930 | 108,930 |
| BARCLAYS PLC | 1,130,493 | 1,130,493 |
| BASIC ENERGY SERVICES INC | 311,922 | 311,922 |
| BAYER AG REG | 1,660,709 | 1,660,709 |
| BAYERISCHE MOTOREN WERKE AG | 1,069,805 | 1,069,805 |
| BBCN BANCORP INC | 528,415 | 528,415 |
| BEACON ROOFING SUPPLY INC | 570,094 | 570,094 |
| BEIJING ENTERPRISES HLDGS | 2,059,358 | 2,059,358 |
| BEST BUY CO INC | 804,868 | 804,868 |
| BEXIL CORP | 1,548,000 | 1,548,000 |
| BG GROUP PLC | 308,309 | 308,309 |
| BHARTI AIRTEL LTD | 752,884 | 752,884 |
| BILFINGER SE | 542,273 | 542,273 |
| BLACK DIAMOND INC | 164,500 | 164,500 |
| BNP PARIBAS | 200,156 | 200,156 |
| BOINGO WIRELESS INC | 127,926 | 127,926 |
| BRINKER INTERNATIONAL INC | 138,857 | 138,857 |
| BUILDERS FIRSTSOURCE INC | 358,800 | 358,800 |
| BUNGE LTD | 208,061 | 208,061 |
| CALLAWAY GOLF CO | 106,627 | 106,627 |
| CALLIDUS SOFTWARE INC | 295,232 | 295,232 |
| CAMECO CORP | 699,692 | 699,692 |
| CARDIOVASCULAR SYSTEMS INC | 239,560 | 239,560 |
| CARRIZO OIL + GAS INC | 538,266 | 538,266 |
| CASINO GUICHARD PERRACHON | 81,763 | 81,763 |
| CELADON GROUP INC | 434,350 | 434,350 |
| CELANESE CORP SERIES A | 211,456 | 211,456 |
| CEMEX LATAM HOLDINGS SA | 120,361 | 120,361 |
| CENOVUS ENERGY INC | 105,218 | 105,218 |
| CENTERPOINT ENERGY INC | 1,320,355 | 1,320,355 |
| CHEFS WAREHOUSE INC/THE | 202,960 | 202,960 |
| CHEUNG KONG INFRASTRUCTURE | 326,610 | 326,610 |
| CHEVIOT FINANCIAL CORP | 582,079 | 582,079 |
| CHICAGO RIVET + MACHINE CO | 933,719 | 933,719 |
| CHINA CONSTRUCTION BANK H | 162,476 | 162,476 |
| CHINA MENGNIU DAIRY CO | 1,223,578 | 1,223,578 |
| CHINA OVERSEAS GRAND OCEANS | 117,426 | 117,426 |
| CHINA PACIFIC INSURANCE GR H | 62,542 | 62,542 |
| CHINA PETROLEUM + CHEMICAL H | 295,584 | 295,584 |
| CHINA RESOURCES LAND LTD | 322,523 | 322,523 |
| CHUY S HOLDINGS INC | 467,748 | 467,748 |
| CIE FINANCIERE RICHEMON BR A | 838,556 | 838,556 |
| CIMB GROUP HOLDINGS BHD | 782,007 | 782,007 |
| CITIGROUP CAPITAL XIII | 2,506,500 | 2,506,500 |
| CLAIRVEST GROUP INC | 1,401,374 | 1,401,374 |
| CLOVIS ONCOLOGY INC | 689,894 | 689,894 |
| COMERICA INC | 39,962 | 39,962 |
| COMMERCIAL VEHICLE GROUP INC | 110,408 | 110,408 |
| COMMUNICATIONS SYSTEMS INC | 376,036 | 376,036 |
| COMMUNITY HEALTH SYSTEMS INC | 510,054 | 510,054 |
| COMPAGNIE DE SAINT GOBAIN | 423,536 | 423,536 |
| CONCUR TECHNOLOGIES INC | 593,260 | 593,260 |
| CONSOL ENERGY INC | 485,090 | 485,090 |
| COVANCE INC | 540,594 | 540,594 |
| CROWN HOLDINGS INC | 591,022 | 591,022 |
| CUI GLOBAL INC | 190,365 | 190,365 |
| CYNOSURE INC A | 379,308 | 379,308 |
| CYTEC INDUSTRIES INC | 644,600 | 644,600 |
| DAIMLER AG REGISTERED SHARES | 2,238,449 | 2,238,449 |
| DANONE | 208,884 | 208,884 |
| DATALINK CORP | 228,760 | 228,760 |
| DAUM COMMUNICATIONS CORP | 264,600 | 264,600 |
| DBS GROUP HOLDINGS LTD | 230,984 | 230,984 |
| DEL FRISCO S RESTAURANT GROU | 269,766 | 269,766 |
| DELTA ELECTRONICS INC | 159,404 | 159,404 |
| DENBURY RESOURCES INC | 606,720 | 606,720 |
| DENSO CORP | 680,953 | 680,953 |
| DENTSPLY INTERNATIONAL INC | 564,429 | 564,429 |
| DEUTSCHE BANK AG REGISTERED | 152,014 | 152,014 |
| DEUTSCHE WOHNEN AG BR | 694,304 | 694,304 |
| DIAGEO PLC | 729,958 | 729,958 |
| DIVERSIFIED RESTAURANT HOLDI | 125,768 | 125,768 |
| DOMINION RESOURCES INC | 592,557 | 592,557 |
| DONGFENG MOTOR GRP CO LTD H | 204,078 | 204,078 |
| DXP ENTERPRISES INC | 639,360 | 639,360 |
| EADS NV | 1,369,954 | 1,369,954 |
| ELECTROLUX AB SER B | 504,652 | 504,652 |
| ENANTA PHARMACEUTICALS INC | 49,244 | 49,244 |
| ENVESTNET INC | 432,960 | 432,960 |
| EPSILON ENERGY LTD | 2,274,554 | 2,274,554 |
| ESPEY MFG + ELECTRONICS CORP | 496,109 | 496,109 |
| EVEREST RE GROUP LTD | 816,375 | 816,375 |
| EVOLUTION PETROLEUM CORP | 1,722,689 | 1,722,689 |
| EXAR CORP | 205,707 | 205,707 |
| EXCEL TRUST INC | 54,394 | 54,394 |
| FABRINET | 117,600 | 117,600 |
| FANUC CORP | 304,002 | 304,002 |
| FAST RETAILING CO LTD | 437,761 | 437,761 |
| FIESTA RESTAURANT GROUP | 477,240 | 477,240 |
| FIRST OF LONG ISLAND CORP | 821,353 | 821,353 |
| FIRST QUANTUM MINERALS LTD | 314,159 | 314,159 |
| FIRST REPUBLIC BANK/CA | 712,650 | 712,650 |
| FLEETCOR TECHNOLOGIES INC | 835,764 | 835,764 |
| FLEETMATICS GROUP PLC | 275,809 | 275,809 |
| FOOT LOCKER INC | 819,583 | 819,583 |
| FORMFACTOR INC | 152,550 | 152,550 |
| FORMICA BERMUDA HOLDINGS LTD | 5,603 | 5,603 |
| FORTINET INC | 580,300 | 580,300 |
| FUCHS PETROLUB SE PREF | 919,333 | 919,333 |
| GALAXY ENTERTAINMENT GROUP L | 284,154 | 284,154 |
| GEMALTO | 1,004,151 | 1,004,151 |
| GENERAL MOTORS CO | 591,059 | 591,059 |
| GENESEE + WYOMING INC | 15,390 | 15,390 |
| GENESIS LAND DEVELOPMENT CO | 1,442,819 | 1,442,819 |
| GENPACT LTD | 623,340 | 623,340 |
| GENTHERM INC | 341,688 | 341,688 |
| GENWORTH FINANCIAL INC CL A | 429,701 | 429,701 |
| GIGAMON INC | 267,332 | 267,332 |
| GKN PLC | 1,878,195 | 1,878,195 |
| GLANBIA PLC | 840,719 | 840,719 |
| GLAXOSMITHKLINE PLC | 912,326 | 912,326 |
| GLENCORE XSTRATA PLC | 348,791 | 348,791 |
| GLENMARK PHARMACEUTICALS LTD | 119,651 | 119,651 |
| GNC HOLDINGS INC CL A | 336,438 | 336,438 |
| GOGO INC | 298,958 | 298,958 |
| GOOGLE INC CL A | 2,119,931 | 2,119,931 |
| GREENBRIER COMPANIES INC | 358,239 | 358,239 |
| GREENE COUNTY BANCORP INC | 225,664 | 225,664 |
| GRUPO BTG PACTUAL UNIT | 252,570 | 252,570 |
| HALLWOOD GROUP INC | 91,325 | 91,325 |
| HAMAMATSU PHOTONICS KK | 133,533 | 133,533 |
| HARMAN INTERNATIONAL | 597,826 | 597,826 |
| HDFC BANK LIMITED | 164,319 | 164,319 |
| HDFC BANK LTD ADR | 150,247 | 150,247 |
| HEALTHSTREAM INC | 392,460 | 392,460 |
| HEIDELBERGCEMENT AG | 980,919 | 980,919 |
| HERITAGE FINANCIAL GROUP INC | 705,050 | 705,050 |
| HERTZ GLOBAL HOLDINGS INC | 346,208 | 346,208 |
| HITACHI LTD | 1,115,800 | 1,115,800 |
| HKT TRUST AND HKT LTD | 840,272 | 840,272 |
| HOLCIM LTD REG | 642,597 | 642,597 |
| HOME FEDERAL BANCORP INC/ID | 1,101,500 | 1,101,500 |
| HOUSING DEVELOPMENT FINANCE | 166,461 | 166,461 |
| HSBC HOLDINGS PLC | 1,599,898 | 1,599,898 |
| HUBBELL INC CL B | 1,026,630 | 1,026,630 |
| HUNTINGTON BANCSHARES | 718,022 | 718,022 |
| HUNTSMAN CORP | 297,086 | 297,086 |
| HYPERMARCAS SA | 565,006 | 565,006 |
| HYUNDAI MOBIS CO LTD | 1,882,709 | 1,882,709 |
| ICG GROUP INC | 185,820 | 185,820 |
| ICICI BANK LTD SPON ADR | 841,500 | 841,500 |
| IDEXX LABORATORIES INC | 647,314 | 647,314 |
| IHS INC CLASS A | 713,437 | 713,437 |
| ILUKA RESOURCES LTD | 128,880 | 128,880 |
| IMPERIAL TOBACCO GROUP PLC | 294,490 | 294,490 |
| IMPERVA INC | 288,256 | 288,256 |
| INCHCAPE PLC | 806,979 | 806,979 |
| INCONTACT INC | 295,098 | 295,098 |
| IND + COMM BK OF CHINA H | 2,155,094 | 2,155,094 |
| INDUSIND BANK LTD | 125,859 | 125,859 |
| INFOBLOX INC | 383,306 | 383,306 |
| INFORMATICA CORP | 505,811 | 505,811 |
| INNERWORKINGS INC | 145,094 | 145,094 |
| INTER PARFUMS INC | 229,858 | 229,858 |
| INTERPUBLIC GROUP OF COS | 37,538 | 37,538 |
| INTERXION HOLDING NV | 282,204 | 282,204 |
| INVENTURE FOODS INC | 142,120 | 142,120 |
| ITAU UNIBANCO HLDNG PREF ADR | 245,868 | 245,868 |
| IXIA | 253,531 | 253,531 |
| JAPAN TOBACCO INC | 966,799 | 966,799 |
| JARDEN CORP | 763,219 | 763,219 |
| JARDINE MATHESON HLDGS LTD | 193,600 | 193,600 |
| JONES LANG LASALLE INC | 682,639 | 682,639 |
| KAKAKU.COM INC | 341,097 | 341,097 |
| KALOBIOS PHARMACEUTICALS INC | 100,182 | 100,182 |
| KEYCORP | 806,006 | 806,006 |
| KEYENCE CORP | 1,376,433 | 1,376,433 |
| KIRKLAND S INC | 265,650 | 265,650 |
| KONINKLIJKE DSM NV | 2,243,434 | 2,243,434 |
| KOREA ELECTRIC POWER CORP | 167,068 | 167,068 |
| KOTAK MAHINDRA BANK LTD | 218,526 | 218,526 |
| KUBOTA CORP | 306,116 | 306,116 |
| LABRADOR IRON ORE ROYALTY CO | 377,796 | 377,796 |
| LANDSTAR SYSTEM INC | 550,535 | 550,535 |
| LAZARD LTD CL A | 819,503 | 819,503 |
| LI + FUNG LTD | 146,946 | 146,946 |
| LINDE AG | 491,920 | 491,920 |
| LIPOSCIENCE INC | 170,556 | 170,556 |
| LKQ CORP | 390,885 | 390,885 |
| LLOYDS BANKING GROUP PLC | 78,552 | 78,552 |
| LONGFOR PROPERTIES | 218,709 | 218,709 |
| LPL FINANCIAL HOLDINGS INC | 614,884 | 614,884 |
| LUKOIL OAO SPON ADR | 1,070,042 | 1,070,042 |
| LUMOS NETWORKS CORP | 162,980 | 162,980 |
| LVMH MOET HENNESSY LOUIS VUI | 801,065 | 801,065 |
| M/I HOMES INC | 296,184 | 296,184 |
| MAGELLAN PETROLEUM CORP | 70,297 | 70,297 |
| MAGNACHIP SEMICONDUCT | 286,839 | 286,839 |
| MAGNIT OJSC SPON GDR REGS | 118,061 | 118,061 |
| MANCHESTER UNITED PLC CL A | 332,410 | 332,410 |
| MARFRIG ALIMENTOS SA | 564,270 | 564,270 |
| MARTEN TRANSPORT LTD | 333,771 | 333,771 |
| MARTIN MARIETTA MATERIALS | 368,091 | 368,091 |
| MARUBENI CORP | 120,139 | 120,139 |
| MCDERMOTT INTL INC | 373,744 | 373,744 |
| MCRAE INDUSTRIES CL A | 419,624 | 419,624 |
| MEDIATEK INC | 87,919 | 87,919 |
| MEGGITT PLC | 1,114,547 | 1,114,547 |
| MELCO CROWN ENTERTAINME ADR | 328,692 | 328,692 |
| MERCADOLIBRE INC | 477,377 | 477,377 |
| MERIDIAN INTERSTATE BANCORP | 386,436 | 386,436 |
| METLIFE INC | 545,515 | 545,515 |
| METTLER TOLEDO INTERNATIONAL | 906,406 | 906,406 |
| MILLENNIAL MEDIA INC | 186,115 | 186,115 |
| MILLS ESTRUTURAS E SERVICOS | 544,287 | 544,287 |
| MINDRAY MEDICAL INTL LTD ADR | 172,270 | 172,270 |
| MITSUBISHI UFJ FINANCIAL GRO | 204,544 | 204,544 |
| MODEL N INC | 249,952 | 249,952 |
| MOLINA HEALTHCARE INC | 33,462 | 33,462 |
| MOVADO GROUP INC | 433,024 | 433,024 |
| MOVE INC | 429,470 | 429,470 |
| MULTIMEDIA GAMES HOLDING CO | 583,968 | 583,968 |
| MURATA MANUFACTURING CO LTD | 1,421,302 | 1,421,302 |
| NANOMETRICS INC | 203,913 | 203,913 |
| NATIONAL GRID PLC | 595,147 | 595,147 |
| NATURAL GROCERS BY VITAMIN C | 585,900 | 585,900 |
| NAUTILUS INC | 117,315 | 117,315 |
| NCI BUILDING SYSTEMS INC | 252,285 | 252,285 |
| NESTLE SA REG | 1,926,009 | 1,926,009 |
| NEW ULM TELECOM INC | 190,994 | 190,994 |
| NEWLINK GENETICS CORP | 299,744 | 299,744 |
| NEXTERA ENERGY INC | 411,477 | 411,477 |
| NIKON CORP | 668,564 | 668,564 |
| NINE DRAGONS PAPER HOLDINGS | 228,726 | 228,726 |
| NISSAN MOTOR CO LTD | 532,169 | 532,169 |
| NOODLES + CO | 139,650 | 139,650 |
| NOVA MEASURING INSTRUMENTS | 220,820 | 220,820 |
| NOVARTIS AG REG | 696,070 | 696,070 |
| NOVO NORDISK A/S B | 2,143,580 | 2,143,580 |
| NUANCE COMMUNICATIONS INC | 837,025 | 837,025 |
| NUPATHE INC | 74,358 | 74,358 |
| NVR INC | 362,346 | 362,346 |
| NXP SEMICONDUCTORS NV | 681,870 | 681,870 |
| OCI CO LTD | 97,621 | 97,621 |
| OFFICIAL PAYMENTS HOLDINGS I | 113,710 | 113,710 |
| OI SA | 20,050 | 20,050 |
| OI SA ADR | 128,033 | 128,033 |
| OIL SEARCH LTD | 976,632 | 976,632 |
| OLAM INTERNATIONAL LTD | 176,903 | 176,903 |
| OPHIR ENERGY PLC | 79,378 | 79,378 |
| ORACLE CORP JAPAN | 339,896 | 339,896 |
| ORITANI FINANCIAL CORP | 1,332,800 | 1,332,800 |
| OWENS CORNING | 462,316 | 462,316 |
| PACER INTERNATIONAL INC | 253,031 | 253,031 |
| PACIRA PHARMACEUTICALS INC | 1,122,938 | 1,122,938 |
| PACKAGING CORP OF AMERICA | 657,043 | 657,043 |
| PARTNERS GROUP HOLDING AG | 828,758 | 828,758 |
| PENNYMAC FINANCIAL SERVICE A | 253,113 | 253,113 |
| PERNOD RICARD SA | 1,877,276 | 1,877,276 |
| PGT INC | 198,543 | 198,543 |
| PIONEER ENERGY SERVICES CORP | 191,318 | 191,318 |
| PORTUGAL TELECOM SGPS SA REG | 80,374 | 80,374 |
| PPL CORPORATION | 505,100 | 505,100 |
| PROCERA NETWORKS INC | 254,005 | 254,005 |
| PROGRESSIVE WASTE SOLUTIONS | 617,337 | 617,337 |
| PROOFPOINT INC | 404,641 | 404,641 |
| PRUDENTIAL PLC | 3,634,280 | 3,634,280 |
| QLIK TECHNOLOGIES INC | 616,569 | 616,569 |
| QUIDEL CORP | 262,390 | 262,390 |
| RAYMOND JAMES FINANCIAL INC | 177,362 | 177,362 |
| RDA MICROELECTRON SPON ADR | 239,328 | 239,328 |
| RED ROBIN GOURMET BURGERS | 369,706 | 369,706 |
| REGIONAL MANAGEMENT CORP | 380,000 | 380,000 |
| RENTRAK CORP | 363,267 | 363,267 |
| RESOLUTE ENERGY CORP | 199,500 | 199,500 |
| RESPONSYS INC | 271,890 | 271,890 |
| RICHARDSON ELEC LTD | 939,200 | 939,200 |
| RIGNET INC | 341,432 | 341,432 |
| RIO TINTO PLC | 113,941 | 113,941 |
| RIVERBED TECHNOLOGY INC | 354,301 | 354,301 |
| ROADRUNNER TRANSPORTATION SY | 445,440 | 445,440 |
| ROBERT HALF INTL INC | 250,222 | 250,222 |
| ROCHE HOLDING AG GENUSSCHEIN | 3,370,945 | 3,370,945 |
| ROCKWELL MEDICAL INC | 77,976 | 77,976 |
| ROCKWOOD HOLDINGS INC | 546,816 | 546,816 |
| ROWAN COMPANIES PLC A | 789,987 | 789,987 |
| RUCKUS WIRELESS INC | 231,144 | 231,144 |
| RUTH S HOSPITALITY GROUP INC | 22,986 | 22,986 |
| SABMILLER PLC | 40,155 | 40,155 |
| SAMPO OYJ A SHS | 1,643,330 | 1,643,330 |
| SAMSONITE INTERNATIONAL SA | 484,801 | 484,801 |
| SAMSUNG ELECTR GDR 144A | 348,634 | 348,634 |
| SAMSUNG ELECTRONICS CO LTD | 566,667 | 566,667 |
| SANDS CHINA LTD | 488,191 | 488,191 |
| SAP AG | 133,608 | 133,608 |
| SBA COMMUNICATIONS CORP CL A | 256,455 | 256,455 |
| SBERBANK SPONSORED ADR | 1,673,038 | 1,673,038 |
| SCHNEIDER ELECTRIC SA | 2,008,560 | 2,008,560 |
| SCIQUEST INC | 305,610 | 305,610 |
| SCOTTS MIRACLE GRO CO CL A | 765,713 | 765,713 |
| SEADRILL LTD | 472,245 | 472,245 |
| SERVICE CORP INTERNATIONAL | 843,984 | 843,984 |
| SERVICENOW INC | 1,217,839 | 1,217,839 |
| SES | 1,419,053 | 1,419,053 |
| SHANGHAI INDUSTRIAL HLDG LTD | 564,325 | 564,325 |
| SHENANDOAH TELECOMMUNICATION | 1,421,470 | 1,421,470 |
| SHOPRITE HOLDINGS LTD | 212,913 | 212,913 |
| SIGNET JEWELERS LTD | 755,890 | 755,890 |
| SINGAPORE TELECOM LTD | 668,809 | 668,809 |
| SJM HOLDINGS LTD | 707,583 | 707,583 |
| SK HYNIX INC GDS 144A/REG | 164,160 | 164,160 |
| SKYWORKS SOLUTIONS INC | 664,580 | 664,580 |
| SMC CORP | 782,081 | 782,081 |
| SOFTBANK CORP | 2,687,059 | 2,687,059 |
| SPECTRANETICS CORP | 758,408 | 758,408 |
| SPS COMMERCE INC | 731,500 | 731,500 |
| STANDARD CHARTERED PLC | 923,520 | 923,520 |
| STELLA INTERNATIONAL | 647,802 | 647,802 |
| STREAMLINE HEALTH SOLUTIONS | 144,540 | 144,540 |
| SUMITOMO CORP | 620,150 | 620,150 |
| SUMITOMO ELECTRIC INDUSTRIES | 373,703 | 373,703 |
| SUMITOMO MITSUI FINANCIAL GR | 1,018,740 | 1,018,740 |
| SUMITOMO MITSUI TRUST HOLDIN | 195,762 | 195,762 |
| SUN PHARMACEUTICAL INDUS | 149,575 | 149,575 |
| SUPERIOR UNIFORM GROUP INC | 792,126 | 792,126 |
| SVENSKA HANDELSBANKEN A SHS | 805,033 | 805,033 |
| SWISSCOM AG REG | 194,964 | 194,964 |
| SYNERGY PHARMACEUTICALS INC | 177,552 | 177,552 |
| SYNERON MEDICAL LTD | 99,180 | 99,180 |
| SYNGENTA AG REG | 2,077,791 | 2,077,791 |
| SYSMEX CORP | 420,007 | 420,007 |
| TAIWAN SEMICONDUCTOR MANUFAC | 599,980 | 599,980 |
| TANDY BRANDS ACCESSORIES INC | 19,510 | 19,510 |
| TAYLOR MORRISON HOME CORP A | 578,781 | 578,781 |
| TECHNIP SA | 525,056 | 525,056 |
| TELSTRA CORP LTD | 304,797 | 304,797 |
| TELUS CORP | 209,526 | 209,526 |
| TESORO CORP | 878,326 | 878,326 |
| THOMAS COOK GROUP PLC | 232,447 | 232,447 |
| TILE SHOP HLDGS INC | 231,680 | 231,680 |
| TIMKEN CO | 620,768 | 620,768 |
| TOTAL SYSTEM SERVICES INC | 485,928 | 485,928 |
| TOWN SPORTS INTERNATIONAL | 163,704 | 163,704 |
| TOYOTA MOTOR CORP | 1,260,291 | 1,260,291 |
| TRACTOR SUPPLY COMPANY | 516,308 | 516,308 |
| TRANSDIGM GROUP INC | 873,993 | 873,993 |
| TRAVELCENTERS OF AMERICA LLC | 230,834 | 230,834 |
| TREMOR VIDEO INC | 75,600 | 75,600 |
| TREND MICRO INC | 68,717 | 68,717 |
| TRIANGLE PETROLEUM CORP | 154,220 | 154,220 |
| TRISTATE CAPITAL HLDGS INC | 269,500 | 269,500 |
| TRULIA INC | 87,860 | 87,860 |
| TULLOW OIL PLC | 553,694 | 553,694 |
| UBIQUITI NETWORKS INC | 254,330 | 254,330 |
| UNI PIXEL INC | 60,311 | 60,311 |
| UNILEVER NV CVA | 627,501 | 627,501 |
| UNILEVER PLC | 678,293 | 678,293 |
| UNITED FINANCIAL BANCORP INC | 33,679 | 33,679 |
| UNITED RENTALS INC | 362,846 | 362,846 |
| UNIVERSAL SECURITY INSTRUMNT | 29,069 | 29,069 |
| UNIVERSAL STAINLESS + ALLOY | 159,192 | 159,192 |
| URBAN OUTFITTERS INC | 145,881 | 145,881 |
| VIENNA INSURANCE GROUP AG | 246,490 | 246,490 |
| VIPSHOP HOLDINGS LTD ADS | 199,425 | 199,425 |
| VIRTUSA CORP | 232,680 | 232,680 |
| VITRAN CORP INC | 115,104 | 115,104 |
| VOLCANO CORP | 338,487 | 338,487 |
| VULCAN INTERNATIONAL CORP | 99,382 | 99,382 |
| WABASH NATIONAL CORP | 342,048 | 342,048 |
| WAGEWORKS INC | 506,415 | 506,415 |
| WASTE CONNECTIONS INC | 846,867 | 846,867 |
| WEB.COM GROUP INC | 199,680 | 199,680 |
| WEBSTER FINANCIAL CORP | 332,472 | 332,472 |
| WELLS FARGO + COMPANY | 1,268,003 | 1,268,003 |
| WESCO INTERNATIONAL INC | 699,988 | 699,988 |
| WESTFIELD FINANCIAL INC | 468,601 | 468,601 |
| WEYERHAEUSER CO | 113,303 | 113,303 |
| WHITBREAD PLC | 1,052,153 | 1,052,153 |
| WILLBROS GROUP INC | 172,534 | 172,534 |
| WILLIAM LYON HOMES CL A | 146,218 | 146,218 |
| WILLIAMS SONOMA INC | 1,011,050 | 1,011,050 |
| WOLSELEY PLC | 400,213 | 400,213 |
| WOOD GROUP (JOHN) PLC | 314,758 | 314,758 |
| WYNN MACAU LTD | 373,629 | 373,629 |
| YAHOO JAPAN CORP | 350,007 | 350,007 |
| YANDEX NV A | 704,565 | 704,565 |
| ZHONGSHENG GROUP HOLDINGS | 229,534 | 229,534 |
| ZIGGO NV | 810,079 | 810,079 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AFFINITY ASIA PACIFIC FUND III | 10,081,690 | 10,081,690 | |
| ALPHA EUROPE INVEST LP | 2,199,690 | 2,199,690 | |
| ALPHA RUSSIA + CIS SECOND LP | 4,667,032 | 4,667,032 | |
| AMERICAN SECURITIES PARTNERS V | 16,749,190 | 16,749,190 | |
| AMERICAN SECURITIES PRTNRS IV | 4,927,748 | 4,927,748 | |
| ANCHOR EQUITY FUND I LP | 2,113,671 | 2,113,671 | |
| ASIA ALT CAPITAL PART II | 6,842,629 | 6,842,629 | |
| ASIA OPPORTUNITY FUND II LP | 2,287,402 | 2,287,402 | |
| ASIA OPPORTUNITY FUND III | 2,052,970 | 2,052,970 | |
| AXIOM ASIA PRIVATE CAP FND III | 455,133 | 455,133 | |
| AXIOM ASIA PRIVATE CAPITAL 1 | 13,178,313 | 13,178,313 | |
| AXIOM ASIA PRIVATE CAPITAL II | 8,075,853 | 8,075,853 | |
| BAIN CAPITAL ASIA FUND | 2,475,192 | 2,475,192 | |
| BAIN CAPITAL EUROPE FUND III | 3,479,460 | 3,479,460 | |
| BAIN CAPITAL FUND IX LP | 15,146,759 | 15,146,759 | |
| BAIN CAPITAL FUND VIII LP | 2,422,052 | 2,422,052 | |
| BAIN CAPITAL FUND X | 17,730,176 | 17,730,176 | |
| BAIN CAPITAL IX COINV FUND | 7,740,107 | 7,740,107 | |
| BALMORAL SPECIAL SITUATIONS FD | 3,235,238 | 3,235,238 | |
| BERKSHIRE FUND VII LP | 10,947,197 | 10,947,197 | |
| BERKSHIRE FUND VIII A L P | 2,619,935 | 2,619,935 | |
| BRAZOS EQUITY FUND II LP | 9,003,286 | 9,003,286 | |
| BRAZOS EQUITY FUND III | 12,568,758 | 12,568,758 | |
| CARLYLE PARTNERS IV, L.P. | 9,427,951 | 9,427,951 | |
| CARLYLE PARTNERS V L.P. | 12,848,201 | 12,848,201 | |
| CASTANEA PARTNERS FUND III LP | 9,252,054 | 9,252,054 | |
| CENTRE CAPITAL INVESTORS | 592,241 | 592,241 | |
| CHINAAMC CHINA REN A SHARE F | 4,199,212 | 4,199,212 | |
| CJP II INTERNATIONAL LP | 2,913,790 | 2,913,790 | |
| CLAYTON DUBILIER + RICE FD VII | 13,125,866 | 13,125,866 | |
| CLAYTON DUBILIER +RICE FD VIII | 8,903,390 | 8,903,390 | |
| CPECHINA FUND LP | 9,601,780 | 9,601,780 | |
| CRESTVIEW PARTNERS II LP | 8,156,226 | 8,156,226 | |
| CROWN EURO BO 2 | 4,520,940 | 4,520,940 | |
| ENDEAVOUR CAPITAL FUND IV LP | 4,920,080 | 4,920,080 | |
| ENDEAVOUR CAPITAL FUND V LP | 11,132,146 | 11,132,146 | |
| EURO CHOICE IV (SCOTLAND) | 4,654,670 | 4,654,670 | |
| FIFTH CINVEN FUND | 1,855,800 | 1,855,800 | |
| FORTRESS INV FD IV CO INV | 8,078,509 | 8,078,509 | |
| FORTRESS INV FUND III | 7,274,751 | 7,274,751 | |
| FORTRESS INV IV (FUND A) | 16,254,429 | 16,254,429 | |
| FORTRESS INVESTMENT FD V LP | 17,411,446 | 17,411,446 | |
| FORTRESS INVESTMENT FUND III | 6,617,077 | 6,617,077 | |
| FORTRESS INVESTMENT FUND V | 6,318,832 | 6,318,832 | |
| GGC OPPORTUNITY FUND | 15,315,858 | 15,315,858 | |
| GILBERT GLOBAL EQ PARTNERS LP | 9,695,182 | 9,695,182 | |
| GOLDEN GATE CAPITAL MGMT II | 2,059,628 | 2,059,628 | |
| GREEN EQUITY INVESTORS V LP | 16,561,989 | 16,561,989 | |
| GREEN EQUITY INVESTORS VI | 883,382 | 883,382 | |
| GSAMI CHINA FFUNS PLC | 4,599,620 | 4,599,620 | |
| HELLMAN + FRIEDMAN CAP PART V | 17,353,501 | 17,353,501 | |
| HELLMAN+FRIEDMAN CAP PART VII | 2,803,067 | 2,803,067 | |
| HFCP VI LP VCOC ESCROW | 22,497,924 | 22,497,924 | |
| HIG CAPITAL PARTNERS III | 2,742,162 | 2,742,162 | |
| HIG CAPITAL PARTNERS IV | 16,655,872 | 16,655,872 | |
| HONY CAPITAL FUND 2008 | 9,943,725 | 9,943,725 | |
| INDUSTRIAL GROWTH PARTNERS III | 7,375,920 | 7,375,920 | |
| INDUSTRIAL GROWTH PARTNERS IV | 3,344,115 | 3,344,115 | |
| JLL PARTNERS FUND V LP | 17,465,972 | 17,465,972 | |
| JLL PARTNERS FUND VI | 8,023,742 | 8,023,742 | |
| KOHLBERG INVESTORS IV LP | 8,487,385 | 8,487,385 | |
| KURAMO AFRICA OPPORTUNITY OFFS | 3,333,413 | 3,333,413 | |
| LODH PRIVATE EQTY EURO | 7,903,870 | 7,903,870 | |
| LOVELL MINNICK EQU PTNS | 13,089,849 | 13,089,849 | |
| MORGAN CREEK PARTNERS III, LP | 165,897 | 165,897 | |
| MS GLOBAL SEC OPP FD II | 438,739 | 438,739 | |
| NEWBRIDGE ASIA IV | 10,911,575 | 10,911,575 | |
| PRIVATE ADVISORS COINVESTMENT | 4,565,467 | 4,565,467 | |
| RIVERSIDE CAPITAL APPREC FUND | 3,295,993 | 3,295,993 | |
| RIVERSIDE MICRO CAP FUND | 3,714,396 | 3,714,396 | |
| SEI GLOBAL PRIV EQU 2005 LP | 9,487,704 | 9,487,704 | |
| SHANSBY GROUP IV LIMITED | 9,515,152 | 9,515,152 | |
| STEPSTONE CAP PART II ONSHORE | 1,314,618 | 1,314,618 | |
| STEPSTONE CAP PRT II OFF SER A | 328,909 | 328,909 | |
| STEPSTONE PRIV EQ PART II | 2,501,175 | 2,501,175 | |
| SYCAMORE PARTNERS LP | 3,692,201 | 3,692,201 | |
| THIRD CINVEN FUND NO5 | 3,516,590 | 3,516,590 | |
| THOMAS H LEE EQUITY FD V | 2,645,011 | 2,645,011 | |
| TPG ASIA V | 7,310,878 | 7,310,878 | |
| TRIDENT III LP | 7,713,063 | 7,713,063 | |
| TRIDENT IV | 9,771,420 | 9,771,420 | |
| TRIDENT V | 5,257,510 | 5,257,510 | |
| TSG5 MANAGEMENT LLC | 19,233,073 | 19,233,073 | |
| TSG6 LP | 4,866,297 | 4,866,297 | |
| VS + A COMMUNICATIONS PARTNERS | 89,141 | 89,141 | |
| WICKS COMMUNICATIONS + MEDIA | 7,122,469 | 7,122,469 | |
| ABRAMS CAPITAL PARTNERS II LP | 48,012,982 | 48,012,982 | |
| ADAGE | 310,757,556 | 310,757,556 | |
| CAPITAL SOUTHWEST CORP | 1,077,004 | 1,077,004 | |
| CF HIGH FIELDS CAP LTD | 83,290,639 | 83,290,639 | |
| CONVEXITY CAPITAL OFFSHORE LP | 93,421,948 | 93,421,948 | |
| DFA EMERG MARKETS VALUE FD 95 | 105,068,134 | 105,068,134 | |
| ECM FEEDER FUND 1 | 27,982,600 | 27,982,600 | |
| EMERGING DOMESTIC OPP FUND IV | 128,536,582 | 128,536,582 | |
| EMERGING MKTS GROWTH FD INC | 47,410,265 | 47,410,265 | |
| HARRIS ASSOCIATES INTERNATIONA | 214,503,700 | 214,503,700 | |
| HILLHOUSE CHINA | 32,617,099 | 32,617,099 | |
| JPM US | 149,901,155 | 149,901,155 | |
| LONE CASCADE | 130,942,991 | 130,942,991 | |
| LONE DRAGON PINE | 22,543,073 | 22,543,073 | |
| PIMCO SHORT TERM FUND | 49,841,162 | 49,841,162 | |
| RED MOUNTAIN PARTNERS LP | 47,453,977 | 47,453,977 | |
| THE CARAVEL FUND (ONSHORE) LP | 47,389,983 | 47,389,983 | |
| THIRD AVENUE EMERGING MARKETS | 25,133,105 | 25,133,105 | |
| US TOTAL MARKET INDX NL QP CTF | 25,425,706 | 25,425,706 | |
| VENROCK HEALTHCARE CAP PARTNER | 3,477,715 | 3,477,715 | |
| AG CAPITAL RECOVERY PTNRS V | 2,982,316 | 2,982,316 | |
| AG CAPITAL RECOVERY PTNRS VI | 17,332,044 | 17,332,044 | |
| ASHMORE GLOBAL SPECIAL SIT FD4 | 11,538,813 | 11,538,813 | |
| BENNETT RESTRUCTURING FUND | 23,650,497 | 23,650,497 | |
| BLACKSTONE DISTRESSED DEBT | 30,274 | 30,274 | |
| CENTERBRIDGE CRT PRTN TE LP | 19,983,535 | 19,983,535 | |
| CERBERUS INSTITUTIONAL PRTNS | 41,664,980 | 41,664,980 | |
| CERBERUS PARTNERS LP | 24,146,105 | 24,146,105 | |
| CRC SINGLE INVEST FD VI LTD | 40,301,333 | 40,301,333 | |
| CVI CREDIT VALUE FD B II | 10,000,000 | 10,000,000 | |
| CVI GVF HOLDING 2 LTD | 29,250,612 | 29,250,612 | |
| FIR TREE SPECIAL OPP FD III LP | 20,274,300 | 20,274,300 | |
| HIG BAYSIDE ADVISORS | 5,503,714 | 5,503,714 | |
| KAYNE ANDERSON SENIOR CREDIT F | 9,632,524 | 9,632,524 | |
| KREOS CAPITAL IV (EXPERT FD) | 4,748,900 | 4,748,900 | |
| LAZARD EMERGING INCOME LTD, | 74,543,402 | 74,543,402 | |
| LONE STAR FUND VI L.P. | 14,492,167 | 14,492,167 | |
| MERCED PARTNERS III L P | 25,390,353 | 25,390,353 | |
| OAKTREE EUROPEAN PRINCL FD III | 6,384,717 | 6,384,717 | |
| OAKTREE OPPORTUNITIES FUND IX, | 986,301 | 986,301 | |
| OCM ASIA PRINCIPAL OPPORTUNITY | 3,538,483 | 3,538,483 | |
| OCM EUROPEAN PRINCIPAL OPPORTU | 8,258,263 | 8,258,263 | |
| OCM MEZZANINE FUND II | 7,504,898 | 7,504,898 | |
| OCM MEZZANINE FUND III, LP | 6,943,265 | 6,943,265 | |
| OCM OPPORTUNITES FUND V | 1,162,527 | 1,162,527 | |
| OCM OPPORTUNITIES FUND VI LP | 5,526,176 | 5,526,176 | |
| OCM OPPORTUNITIES VIIB | 7,247,171 | 7,247,171 | |
| OCM OPRTNITS FND VII LP | 3,585,328 | 3,585,328 | |
| OCM PRINCIPAL OPPORTUNITY IV | 14,456,243 | 14,456,243 | |
| PAG ASIA LOAN FEEDER FUND | 11,892,016 | 11,892,016 | |
| REDWOOD OFFSHORE FUND LTD | 31,169,648 | 31,169,648 | |
| REGIMENT CAPITAL LTD | 16,351,227 | 16,351,227 | |
| REGIMENT CAPITAL SSF III | 1,643,324 | 1,643,324 | |
| SILVER POINT CAPITAL LP | 47,151,099 | 47,151,099 | |
| SUN CAPITAL SECURITIES FUND | 1,232,677 | 1,232,677 | |
| TCW CRESCENT MEZZ PRTNRS III | 1,168,782 | 1,168,782 | |
| TCW CRESCENT MEZZANINE | 19,704,497 | 19,704,497 | |
| TCW CRESCENT MEZZANINE PARTNER | 15,344,653 | 15,344,653 | |
| THE PRIVATVARDE FUND LP | 4,349,786 | 4,349,786 | |
| THE VARDE FUND IX L P | 9,426,111 | 9,426,111 | |
| THE VARDE FUND VIII | 13,392,097 | 13,392,097 | |
| THE VARDE FUND X | 12,625,567 | 12,625,567 | |
| WHIPPOORWILL DIST OPP FUND LP | 261,099 | 261,099 | |
| ARCHVIEW CREDIT OPP OFF FD LTD | 17,371,794 | 17,371,794 | |
| BAUPOST VALUE PRTNS IV | 44,767,278 | 44,767,278 | |
| BROOKSIDE CAYMAN LTD CLASS 2A | 6,443,334 | 6,443,334 | |
| BROOKSIDE II CAYMAN LIMITED | 10,530,464 | 10,530,464 | |
| CANYON STRUCTRED AST FD CANB | 33,254,995 | 33,254,995 | |
| CEVIAN CAPITAL II LP | 29,082,250 | 29,082,250 | |
| CHAPELGATE CREDIT OPPORTUNITY | 26,037,159 | 26,037,159 | |
| CHILDREN S INVESTMENT FUND | 48,212,000 | 48,212,000 | |
| CQS DIRECTIONAL OPP FEEDER | 19,329,121 | 19,329,121 | |
| DAVIDSON KEMPNER INST PRTNR | 19,647,182 | 19,647,182 | |
| DE SHAW COMPOSITE INTL FUND | 1,223,590 | 1,223,590 | |
| DEFINITIVE GUARDIAN FD LTD | 27,777,546 | 27,777,546 | |
| DORCHESTER CAPT SEC OFFS II LP | 13,999,831 | 13,999,831 | |
| ELEGANTREE FUND SPC | 4,450,128 | 4,450,128 | |
| ELLIOT INTERNATIONAL LTD | 95,222,608 | 95,222,608 | |
| ENDEAVOUR CAPITAL | 22,386,512 | 22,386,512 | |
| FARALLON CAPITAL INST PARTNERS | 34,355,771 | 34,355,771 | |
| FIR TREE INTL VALUE FUND | 67,232,430 | 67,232,430 | |
| FIR TREE MORTGAGE OPPORTUNITY | 3,655,370 | 3,655,370 | |
| FIR TREE REAL ESTATE FUND III | 9,024,850 | 9,024,850 | |
| FIR TREE REAL ESTATE OPP FD II | 17,947,130 | 17,947,130 | |
| GLG EUROPEAN LONG SHORT OFFSHO | 23,635,588 | 23,635,588 | |
| GREENLIGHT CAP OFF PARTNERS | 5,396,198 | 5,396,198 | |
| GREENLIGHT CAPITAL OFFSHORE LT | 29,616,671 | 29,616,671 | |
| GREENLIGNT CAPITAL OFFSHORE LT | 6,270,140 | 6,270,140 | |
| H.I.G. BRIGHTPOINT CAPITAL | 304,151 | 304,151 | |
| LONE PINON | 13,136,187 | 13,136,187 | |
| MEDITOR EUR HEDGE FUND(B)LTD | 26,861,563 | 26,861,563 | |
| OZ EUROPE OVERSEAS FUND LTD | 27,225,446 | 27,225,446 | |
| OZ OVERSEAS FUNDS LTD | 2,039,298 | 2,039,298 | |
| PALOMA PARTNERS L P | 23,242,853 | 23,242,853 | |
| PEAK 6 ACHIEVEMENT FUND LTD | 37,251,714 | 37,251,714 | |
| PERSHING SQUARE HOLDINGS | 42,067,269 | 42,067,269 | |
| PINE RIVER FIXED INCOME FUND | 15,572,792 | 15,572,792 | |
| PINE RIVER FUND LTD. | 36,063,985 | 36,063,985 | |
| PROTEGE PARTNERS FUND LTD | 29,051,399 | 29,051,399 | |
| PROTEGE TACTICAL INTL FD | 3,317,554 | 3,317,554 | |
| RIVA CAPITAL PARTNERS LP | 6,143,079 | 6,143,079 | |
| SAB OVERSEAS FD LTD ARIEL 118 | 65,176 | 65,176 | |
| SENATOR SIDECAR OFFSHORE | 2,557,601 | 2,557,601 | |
| SHEPHERD INV INT LTD | 450,323 | 450,323 | |
| SHEPHERD SELECT ASSET FUND LTD | 772,360 | 772,360 | |
| SHEPHERD SPECIAL INV INTL LTD | 3,914,247 | 3,914,247 | |
| SILVER POINT CAP C+I MGMT II | 4,941,128 | 4,941,128 | |
| SOWOOD ALPHA FUND LTD | 244,327 | 244,327 | |
| STARK ABS OPPORTUNITIES LTD | 748,495 | 748,495 | |
| THE RAPTOR PRIVATE HLDG CO | 528,180 | 528,180 | |
| TP PARTNERS FUND CAYMAN, LP | 21,768,100 | 21,768,100 | |
| TYBOURNE EQUITY OFFSHORE FUND | 27,154,935 | 27,154,935 | |
| VISION OPT CAP PTNR/DERIVATIVE | 1,113,047 | 1,113,047 | |
| ACTIVUM SG FUND II L.P | 6,953,000 | 6,953,000 | |
| ADVISORY RESEARCH ENERGY FUND | 64,086,838 | 64,086,838 | |
| APOLLO EUROPEAN RE FD III | 17,885,800 | 17,885,800 | |
| ARC ENERGY FUND 7 | 295,607 | 295,607 | |
| ARCLIGHT ENERGY PART FD IV LP | 9,389,919 | 9,389,919 | |
| ARCLIGHT ENERGY PARTNERS FD 3 | 16,394,590 | 16,394,590 | |
| ARCLIGHT ENERGY PARTNERS FD II | 1,649,768 | 1,649,768 | |
| ARCLIGHT ENERGY PARTNERS FD V | 4,958,981 | 4,958,981 | |
| BLACKROCK ENERGY OPP OFFSHORE | 14,025,754 | 14,025,754 | |
| BLACKSTONE RE PARTNER V | 30,264,360 | 30,264,360 | |
| BLACKSTONE REAL EST PARTNER VI | 31,110,866 | 31,110,866 | |
| BLACKSTONE REAL ESTATE | 21,457,922 | 21,457,922 | |
| BR GLO ENGY DYNA CL S SER 3 | 3,473,412 | 3,473,412 | |
| BREP INTL II (ALBERTA) | 13,141,714 | 13,141,714 | |
| CADENT ENERGY PARTNERS II LP | 4,804,052 | 4,804,052 | |
| CAMCOR OIL SANDS FUND IA | 2,788,332 | 2,788,332 | |
| CANYON MIDSTREAM CO INVESTMENT | 228,814 | 228,814 | |
| CAPMARK COMMERCIAL REALTY | 7,755,162 | 7,755,162 | |
| CAPMARK INVESTMENT | 13,003,633 | 13,003,633 | |
| CARLYLE EUROPE R.E.P. III, L.P | 18,044,400 | 18,044,400 | |
| CARLYLE REALTY PARTNERS V | 12,848,201 | 12,848,201 | |
| CARMEL PTRNS INV FUND IV LP | 2,681,296 | 2,681,296 | |
| CELERO ENERGY COMPANY | 6,257,369 | 6,257,369 | |
| CIM FUND III LP | 33,160,248 | 33,160,248 | |
| CITIGROUP RE PART II CLASS B | 1,068,683 | 1,068,683 | |
| COLONY INVESTORS VIII | 7,815,600 | 7,815,600 | |
| CPI CCP EU T SCOTS | 10,114,900 | 10,114,900 | |
| DENHAM COMMODITY PTNS VI | 1,429,428 | 1,429,428 | |
| EMG BAFFIN CI, LP | 4,138,662 | 4,138,662 | |
| EMG FUND II | 12,844,517 | 12,844,517 | |
| EMG TALLGRASS HOLDINGS CO INV | 3,649,212 | 3,649,212 | |
| EMG UTICA II CO INVEST LP | 4,437,850 | 4,437,850 | |
| ENCAP ENERGY CAPITAL FD VIII | 5,086,836 | 5,086,836 | |
| ENCAP ENERGY CAPITAL FUND IX | 1,293,626 | 1,293,626 | |
| ENERGY RECAPT RESTRUCT FD LP | 3,949,582 | 3,949,582 | |
| ENERVEST ENERGY INST XIII | 124,365 | 124,365 | |
| FIA TIMBER PARTNERS | 24,418,177 | 24,418,177 | |
| FIVE MILE CAPITAL PTNRS II | 20,181,356 | 20,181,356 | |
| GUGGENHEIM STRUCT REAL ESTATE | 6,549,194 | 6,549,194 | |
| HAMPSHIRE PARTNERS FUND VIII | 3,833,710 | 3,833,710 | |
| HANCOCK TIMBERLAND VII | 23,391,717 | 23,391,717 | |
| HEMISFERIO SUL INVESTI FD IV | 1,218,759 | 1,218,759 | |
| INTERVALE CAPITAL FUND II LP | 6,244,181 | 6,244,181 | |
| INTERVALE CAPITAL FUND, L.P. | 22,467,230 | 22,467,230 | |
| KAYNE ANDERSON ENERGY | 1,529,544 | 1,529,544 | |
| KAYNE ANDERSON ENERGY FD IV QP | 22,177,096 | 22,177,096 | |
| KAYNE ANDERSON ENERGY FUND III | 7,353,344 | 7,353,344 | |
| KAYNE ANDERSON RE PARTNERS III | 855,338 | 855,338 | |
| KAYNE ANDERSON REAL ESTATE PAR | 6,708,381 | 6,708,381 | |
| KIMMERIDGE ENERGY FUND II | 872,724 | 872,724 | |
| KSL CAPITAL PARTNERS III | 7,248,070 | 7,248,070 | |
| KSL CAPITAL SUPPLEMENTAL II | 4,090,043 | 4,090,043 | |
| LASALLE JAPAN LOGISTICS II | 13,408,900 | 13,408,900 | |
| LIME ROCK PARTNERS IV | 3,308,135 | 3,308,135 | |
| LIME ROCK PARTNERS V L P | 13,396,600 | 13,396,600 | |
| LONE STAR REAL ESTATE FUND US | 10,119,936 | 10,119,936 | |
| LS POWER EQUITY | 19,993,280 | 19,993,280 | |
| LS POWER EQUITY PARTNERS PIE I | 6,586,931 | 6,586,931 | |
| M + R SPV LIBERTY LP | 11,182,733 | 11,182,733 | |
| MAGNA HOTEL FD IV | 514,894 | 514,894 | |
| MAP 2004 LP | 37,194,371 | 37,194,371 | |
| MERIT ENERGY PARTNERS | 442,622 | 442,622 | |
| MERIT ENERGY PARTNERS F I LP | 837,913 | 837,913 | |
| MERIT ENERGY PARTNERS G LP | 12,115,746 | 12,115,746 | |
| NATURAL GAS PARTNERS IX | 21,758,713 | 21,758,713 | |
| NATURAL GAS PARTNERS VIII LP | 24,299,775 | 24,299,775 | |
| NGP ENERGY TECH PARTNERS II | 10,014,470 | 10,014,470 | |
| NGP ENERGY TECHNOLOGY PARTNERS | 6,323,614 | 6,323,614 | |
| NGP MIDSTREAM + RESOURCES | 28,749,793 | 28,749,793 | |
| NGP NATURAL RESOURCES X LP | 8,177,820 | 8,177,820 | |
| NOBLE HOSPITALITY FUND II | 1,032,321 | 1,032,321 | |
| OAKTREE POWER OPP III | 9,940,889 | 9,940,889 | |
| OCH ZIFF RE PARALLEL II A | 10,055,542 | 10,055,542 | |
| OCH ZIFF REAL ESTATE | 10,295,478 | 10,295,478 | |
| OCM/GFI POWER OPP FD II | 1,995,632 | 1,995,632 | |
| PLA RETAIL FUND I | 25,194,400 | 25,194,400 | |
| REDWOOD GROVE INTERNATIONAL | 6,318,322 | 6,318,322 | |
| RIVERSTONE CARLYE GLOBAL | 20,566,879 | 20,566,879 | |
| ROCKLAND POWER PARTNERS | 12,951,989 | 12,951,989 | |
| RREP RECOVERY PARTNERS LP | 13,128,656 | 13,128,656 | |
| RUBENSTEIN PROPERTIES FUND | 4,759,365 | 4,759,365 | |
| SPEAR STREET CAPITAL IV | 3,456,410 | 3,456,410 | |
| STARWOOD DIST OPP IX 1 US | 4,974,174 | 4,974,174 | |
| STARWOOD HOSPITALITY FD II | 14,554,937 | 14,554,937 | |
| SUN APOLLO IND REAL EST FUND | 11,715,425 | 11,715,425 | |
| TROPHY PROPERTY DEVELOPMENT LP | 10,408,021 | 10,408,021 | |
| WELLINGTON MGMT S10CCCN | 343,662 | 343,662 | |
| WELLINGTON MGMT S10CN | 449,895 | 449,895 | |
| WELLINGTON MGMT S11CN | 42,920 | 42,920 | |
| WELLINGTON MGMT S12CN | 78,558 | 78,558 | |
| WELLINGTON MGMT S13CN | 29,694 | 29,694 | |
| WELLINGTON MGMT S2CN | 20,077 | 20,077 | |
| WELLINGTON MGMT S3CN | 270,752 | 270,752 | |
| WELLINGTON MGMT S4CN | 85,275 | 85,275 | |
| WELLINGTON MGMT S5CN | 592,457 | 592,457 | |
| WELLINGTON MGMT S6CN | 320,543 | 320,543 | |
| WELLINGTON MGMT S7CN | 564,701 | 564,701 | |
| WELLINGTON MGMT S8CCCN | 82,990 | 82,990 | |
| WELLINGTON MGMT S9CCCN | 114,625 | 114,625 | |
| WESTBROOK REAL EST FD VII LP | 17,087,918 | 17,087,918 | |
| WESTBROOK REAL ESTATE FD VIII | 23,125,270 | 23,125,270 | |
| WHEELOCK STREET REAL ESTATE FD | 5,945,253 | 5,945,253 | |
| WHITE DEER ENERGY | 9,798,805 | 9,798,805 | |
| ADVANCED TECH VENTURES VIII | 7,268,823 | 7,268,823 | |
| ADVANCED TECHNOLOGY VEN VII LP | 8,959,958 | 8,959,958 | |
| ANDREESSEN HOROWITZ FUND III | 3,718,608 | 3,718,608 | |
| CENDANA CAPITAL LP | 1,743,486 | 1,743,486 | |
| CHARLES RIVER PARTNERS XIII LP | 9,505,731 | 9,505,731 | |
| CHARLES RIVER PARTNERSHIP XI | 86,505 | 86,505 | |
| CHARLES RIVER PARTNERSHIP XII | 4,090,600 | 4,090,600 | |
| CICC GROWTH CAPITAL FUND I LP | 7,447,485 | 7,447,485 | |
| CID GREATER CHINA VENT CAP FD | 10,160,971 | 10,160,971 | |
| CID GREATHER CHINA FUND III | 9,538,667 | 9,538,667 | |
| DA VINCI CIS PRIVATE SECTOR FD | 1,411,565 | 1,411,565 | |
| FELICIS VENTURES III | 1,140,613 | 1,140,613 | |
| FORMATIVE VENTURES EMERGING | 2,943,926 | 2,943,926 | |
| FRAZIER HEALTHCARE IV LP | 3,361,162 | 3,361,162 | |
| FRAZIER HEALTHCARE V L.P | 6,101,467 | 6,101,467 | |
| FRAZIER HEALTHCARE VI L.P. | 7,518,877 | 7,518,877 | |
| HIGHLAND CAPITAL PARTNERS VI | 5,015,947 | 5,015,947 | |
| IGNITION VENTURE PARTNERS II | 3,611,100 | 3,611,100 | |
| IGNITION VENTURE PARTNERS III | 4,936,956 | 4,936,956 | |
| IGNITION VENTURE PARTNERS IV | 7,995,321 | 7,995,321 | |
| INSIGHT VENTURE PARTNERS V | 19,981,296 | 19,981,296 | |
| INSIGHT VENTURE PARTNERS VI | 20,988,076 | 20,988,076 | |
| KAE CAPITAL FUND (MAURITIUS) | 992,000 | 992,000 | |
| MAVERON EQUITY PARTNERS III LP | 4,388,166 | 4,388,166 | |
| MAVERON EQUITY PARTNERS IV LP | 10,959,759 | 10,959,759 | |
| MENLO VENTURES X | 5,489,393 | 5,489,393 | |
| NORTHERN LIGHT VENTURE FD II | 7,132,830 | 7,132,830 | |
| NORTHERN LIGHT VENTURE FD III | 3,127,572 | 3,127,572 | |
| SANDERLING VENTURE PARTNERS VI | 11,179,042 | 11,179,042 | |
| SC CHINA CO INVESTMENT 2011 A | 1,248,508 | 1,248,508 | |
| SEQUOIA CAP CHINA GROWTH 2010 | 2,655,044 | 2,655,044 | |
| SEQUOIA CAP CHINA VENT 2010 LP | 2,675,110 | 2,675,110 | |
| SEQUOIA CAP CHINA VENTURE IV | 286,993 | 286,993 | |
| SEQUOIA CAP GROWTH FD III LP | 13,511,730 | 13,511,730 | |
| SEQUOIA CAP INDIA GTH FD II LP | 5,429,842 | 5,429,842 | |
| SEQUOIA CAP US VEN 2010 LP | 5,605,304 | 5,605,304 | |
| SEQUOIA CAP US VEN 2010 SEED | 160,409 | 160,409 | |
| SEQUOIA CAPITAL CHINA GROWTH 1 | 4,088,663 | 4,088,663 | |
| SEQUOIA CAPITAL CHINA I | 4,118,421 | 4,118,421 | |
| SEQUOIA CAPITAL CHINA II L.P. | 5,833,677 | 5,833,677 | |
| SEQUOIA CAPITAL GLOB GROWTH FD | 7,894 | 7,894 | |
| SEQUOIA CAPITAL GROWTH FD IV | 13,344,598 | 13,344,598 | |
| SEQUOIA CAPITAL GROWTH FD V | 3,154,226 | 3,154,226 | |
| SEQUOIA CAPITAL INDIA | 1,438,499 | 1,438,499 | |
| SEQUOIA CAPITAL INDIA III LP | 2,070,320 | 2,070,320 | |
| SEQUOIA CAPITAL ISRAEL III | 1,419,219 | 1,419,219 | |
| SEQUOIA CAPITAL ISRAEL IV | 1,256,860 | 1,256,860 | |
| SEQUOIA CAPITAL ISRAEL VENTURE | 88,920 | 88,920 | |
| SEQUOIA CAPITAL US VENTURE XIV | 583,162 | 583,162 | |
| SEQUOIA CAPITAL XI LP | 3,123,572 | 3,123,572 | |
| SEQUOIA CAPITAL XII LP | 6,478,389 | 6,478,389 | |
| SIGMA PARTNERS VII LP | 8,627,178 | 8,627,178 | |
| SIGMA PARTNERS VIII LP | 10,812,274 | 10,812,274 | |
| VENROCK ASSOC IV LP | 12,603,477 | 12,603,477 | |
| VENROCK ASSOCIATES III LP | 4,698,780 | 4,698,780 | |
| VENROCK ASSOCIATES V LP | 17,414,503 | 17,414,503 | |
| VENROCK ASSOCIATES VI | 2,070,938 | 2,070,938 | |
| ACE SECURITIES CORP. | 1,554,653 | 1,554,653 | |
| ALLY AUTO RECEIVABLES TRUST | 123,090 | 123,090 | |
| AMERICAN HOME MORTGAGE INVESTM | 108,123 | 108,123 | |
| AMERIQUEST MORTGAGE SECURITIES | 891,210 | 891,210 | |
| BANC OF AMERICA COMMERCIAL MOR | 2,142,874 | 2,142,874 | |
| BANC OF AMERICA FUNDING CORPOR | 185,309 | 185,309 | |
| BEAR STEARNS ADJUSTABLE RATE M | 38,357 | 38,357 | |
| BEAR STEARNS ALT A TRUST | 357,332 | 357,332 | |
| BEAR STEARNS COMMERCIAL MORTGA | 2,979,111 | 2,979,111 | |
| BUMPER | 1,587,522 | 1,587,522 | |
| BUMPER 2011 2 | 5,029,690 | 5,029,690 | |
| CARRINGTON MORTGAGE LOAN TRUST | 3,725,082 | 3,725,082 | |
| CHESTER ASSET RECEIVABLES DEAL | 5,151,882 | 5,151,882 | |
| CITIGROUP MORTGAGE LOAN TRUST | 63,532 | 63,532 | |
| COMM MORTGAGE TRUST | 1,684,528 | 1,684,528 | |
| COUNTRYWIDE ASSET BACKED CERTI | 2,191,097 | 2,191,097 | |
| COUNTRYWIDE HOME LOANS | 1,235,191 | 1,235,191 | |
| CREDIT SUISSE COMMERCIAL MORTG | 984,476 | 984,476 | |
| FANNIE MAE | 624,968 | 624,968 | |
| FHA 41 | 635,933 | 635,933 | |
| FORD CREDIT AUTO OWNER TRUST | 761,703 | 761,703 | |
| FOSSE MASTER ISSUER PLC | 3,147,919 | 3,147,919 | |
| FREDDIE MAC | 872,402 | 872,402 | |
| GCCFC COMMERCIAL MORTGAGE TRUS | 417,269 | 417,269 | |
| GRANITE MASTER ISSUER PLC | 4,703,067 | 4,703,067 | |
| GRANITE MORTGAGES PLC. | 1,802,276 | 1,802,276 | |
| GSR MORTGAGE LOAN TRUST | 184,770 | 184,770 | |
| HIGHWAY BV | 2,437,980 | 2,437,980 | |
| HOLMES MASTER ISSUER PLC | 5,592,086 | 5,592,086 | |
| HONDA AUTO RECEIVABLES OWNER T | 752,555 | 752,555 | |
| HOUSEHOLD HOME EQUITY LOAN TRU | 260,471 | 260,471 | |
| HYDE PARK CDO BV 1 | 1,243,992 | 1,243,992 | |
| JP MORGAN MORTGAGE TRUST | 60,007 | 60,007 | |
| LONG BEACH MORTGAGE LOAN TRUST | 10,228 | 10,228 | |
| MERRILL LYNCH FLOATING TRUST | 2,054,445 | 2,054,445 | |
| MORGAN STANLEY CAPITAL INC | 726,367 | 726,367 | |
| MORGAN STANLEY HOME EQUITY LOA | 7,155,527 | 7,155,527 | |
| MORGAN STANLEY MORTGAGE LOAN T | 92,864 | 92,864 | |
| OPTION ONE MORTGAGE LOAN TRUST | 1,053,956 | 1,053,956 | |
| PRIME MORTGAGE TRUST | 38,058 | 38,058 | |
| RAAC SERIES | 5,142,002 | 5,142,002 | |
| RESIDENTIAL FUNDING MTG SEC I | 890,640 | 890,640 | |
| SC GERMAN AUTO | 1,443,088 | 1,443,088 | |
| SLM STUDENT LOAN TRUST | 1,459,733 | 1,459,733 | |
| SMALL BUSINESS ADMINISTRATION | 2,054,085 | 2,054,085 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 8,652,401 | 8,652,401 | |
| SPECIALTY UNDERWRITING + RESID | 2,929,246 | 2,929,246 | |
| STRUCTURED ASSET INVESTMENT LO | 5,419,864 | 5,419,864 | |
| STRUCTURED ASSET SECURITIES CO | 8,072 | 8,072 | |
| TITAN EUROPE PLC | 1,002,632 | 1,002,632 | |
| UBS COMMERCIAL MORTGAGE TRUST | 49,109 | 49,109 | |
| WACHOVIA BANK COMMERCIAL MORTG | 2,080,530 | 2,080,530 | |
| WAMU MORTGAGE PASS THROUGH CER | 1,078,984 | 1,078,984 | |
| WELLS FARGO MORTGAGE BACKED SE | 250,297 | 250,297 | |
| WELLS FARGO MORTGAGE LOAN TRUS | 795,905 | 795,905 | |
| WMC MORTGAGE LOAN PASS THROUGH | 363,643 | 363,643 | |
| WOOD STREET CLO B.V. | 184,357 | 184,357 | |
| BANCO NAC DE DESEN ECONO | 135,257 | 135,257 | |
| MEX BONOS DESARR FIX RT | 174,080 | 174,080 | |
| ONTARIO (PROVINCE OF) | 3,891,527 | 3,891,527 | |
| PROVINCE OF QUEBEC | 1,037,435 | 1,037,435 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL SERVICES | 462,964 | 173,906 | 173,906 | 289,058 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| INTEREST & DIVIDENDS RECEIV. | 53,297,623 | 1,805,289 | 1,805,289 |
| RECEIVABLE ON INVESTMENT SALES | 121,726,299 | 198,919,244 | 198,919,244 |
| TRADE RECEIVABLES | 769,837 | 899,820 | 899,820 |
| EMPLOYEE RECEIVABLES | 44,019 | 63,643 | 63,643 |
| PRE-PUBLICATION COSTS | 0 | 259,408 | 259,408 |
| FINE ART COLLECTION | 1,836,705,422 | 1,852,092,608 | 3,403,252,589 |
| RESEARCH LIBRARY | 222,250,894 | 230,695,476 | 434,337,574 |
| MISCELLANEOUS RECEIVABLES | 0 | 508,158 | 508,158 |
| DEPOSITS ON FIXED ASSETS | 209,348 |
| Description | Amount |
|---|---|
| ART VALUATION ADJUSTMENT | 984,295 |
| CONTRIBUTIONS RECEIVED ADJUSTMENT | 22,470 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONTRACT SERVICES | 13,001,765 | 418,482 | 1,589,522 | 11,412,243 |
| OPERATING SUPPLIES | 12,284,840 | 9,039 | 6,101,430 | 6,183,411 |
| INSURANCE | 6,710,556 | 4,001 | 6,706,554 | |
| REPAIRS AND MAINTENANCE | 7,002,131 | 12,508 | 202,097 | 6,800,033 |
| FURNITURE AND EQUIPMENT | 2,816,708 | 15,712 | 66,329 | 2,750,379 |
| RENTAL EXPENSE | 2,023,295 | 242,482 | 1,780,813 | |
| FREIGHT AND POSTAGE | 2,141,733 | 1,165 | 135,086 | 2,006,646 |
| EMPLOYEE BUSINESS EXPENSE | 717,659 | 2,619 | 15,571 | 702,088 |
| BAD DEBT,BANK CHGS,SALES ADJ. | 360,353 | 189,140 | 171,213 | |
| LIMITED PARTNERSHIP EXPENSES | 55,913,047 | 71,811,946 | ||
| FROM K-1 ANALYSIS | ||||
| ACCRUAL-TO CASH ADJUSTMENT | -7,643,788 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| ticketed performances | 285,222 | 285,222 | |
| Museum education classes | 105,655 | 105,655 | |
| Royalties | 110,014 | 110,014 | |
| Educational Events | 178,463 | 178,463 | |
| Photo Sales | 105,601 | 105,601 | |
| Shared Exhibition Costs | 77,102 | 77,102 | |
| Other Program Service Revenue | 141,190 | 141,190 | |
| Parking Fees | 7,288,884 | 7,288,884 | |
| Limited Partnership Income | 71,012,194 | 98,628,905 | 118,312,777 |
| legal settlement | 1,982,332 | 1,982,332 |
| Description | Amount |
|---|---|
| UNREALIZED GAINS/LOSSES ON INVESTMENTS | 341,527,588 |
| PENSION FUND ADJUSTMENT | 53,272,740 |
| UNREALIZED GAIN/LOSS INTEREST RATE SWAP | 74,030,420 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| BOND PREMIUM | 12,332,696 | 10,642,182 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT EXPENSE | 14,178,593 | 14,004,687 | 14,004,687 | 173,906 |
| EMPLOYEE MEDICAL CONTRACT SRVS | 22,331 | 22,331 |
| Category | Gross Sales | Cost of Goods Sold | Net (Gross Sales Minus Cost of Goods Sold) |
|---|---|---|---|
| PUBLICATIONS OPERATIONS | 7,665,632 | 4,396,753 | 3,268,879 |
| CAFE OPERATIONS | 10,600,402 | 3,750,145 | 6,850,257 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SALES AND USE TAX | 328,564 | 328,564 | ||
| PARKING AND OTHER MISC TAXES | 889,844 | 2 | 688,360 | 201,484 |